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Open Meeting of the SEC Investor Advisory Committee
Monday, February 22, 2010

ARCHIVED VIDEO WEBCAST
Originally broadcast live on Monday, February 22, 2010
Open Meeting of the
SEC Investor Advisory Committee
The SEC's Investor Advisory Committee held a public meeting on Monday, February 22, 2010, in the multipurpose room of the Commission's headquarters at 100 F Street, NE, in Washington, DC, between approximately 9:00 a.m. and 4:30 p.m. The agenda for the meeting included: consideration of a Committee recusal policy, a report from the Education Subcommittee, including a presentation on the National Financial Capability Survey, a report from the Investor as Purchaser Subcommittee, including a discussion of fiduciary duty and mandatory arbitration, a report from the Investor as Owner Subcommittee, including recommendations for the Committee on Regulation FD and proxy voting transparency, as well as reports on a work plan for environmental, social, and governance disclosure and on financial reform legislation, and discussion of next steps and closing comments. More Information
I. Draft Conflict of Interest Policy
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II. Investor as Owner Subcommittee Recommendations
· Regulation FD
· Proxy Voting Transparency
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III. Discussion with the Investor as Owner Subcommittee
· ESG Disclosure Work Plan
· Financial Reform Legislation and Impact on SEC
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IV. Discussion with the Investor Education Subcommittee
· Activity Report
· National Financial Capability Survey
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V. Discussion with the Investor as Purchaser Subcommittee
· Fiduciary Responsibility
· Mandatory Arbitration
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VI. Next Steps/Closing Comments
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Quicktime: AM Session (Panels I - IV) | PM Session (Panels V - VI)
http://www.sec.gov/news/otherwebcasts/2010/022210iacmeeting.shtml
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