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Open Meeting of the SEC Investor Advisory Committee
Monday, February 22, 2010 --------------

Originally broadcast live on Monday, February 22, 2010

Open Meeting of the
SEC Investor Advisory Committee

The SEC's Investor Advisory Committee held a public meeting on Monday, February 22, 2010, in the multipurpose room of the Commission's headquarters at 100 F Street, NE, in Washington, DC, between approximately 9:00 a.m. and 4:30 p.m. The agenda for the meeting included: consideration of a Committee recusal policy, a report from the Education Subcommittee, including a presentation on the National Financial Capability Survey, a report from the Investor as Purchaser Subcommittee, including a discussion of fiduciary duty and mandatory arbitration, a report from the Investor as Owner Subcommittee, including recommendations for the Committee on Regulation FD and proxy voting transparency, as well as reports on a work plan for environmental, social, and governance disclosure and on financial reform legislation, and discussion of next steps and closing comments. More Information

I. Draft Conflict of Interest Policy


Captioned Version: WindowsMedia

II. Investor as Owner Subcommittee Recommendations
· Regulation FD
· Proxy Voting Transparency


Captioned Version: WindowsMedia

III. Discussion with the Investor as Owner Subcommittee
· ESG Disclosure Work Plan
· Financial Reform Legislation and Impact on SEC


Captioned Version: WindowsMedia

IV. Discussion with the Investor Education Subcommittee
Activity Report
· National Financial Capability Survey

Captioned Version: WindowsMedia
V. Discussion with the Investor as Purchaser Subcommittee
Fiduciary Responsibility
· Mandatory Arbitration

Captioned Version: WindowsMedia

VI. Next Steps/Closing Comments

Captioned Version: WindowsMedia

Quicktime: AM Session (Panels I - IV) | PM Session (Panels V - VI)

Modified: 07/27/2010