Open Meeting Agenda

Wednesday, September 18, 2019, 10:00 a.m. ET

Item 1: Revisions to Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships with, Hedge Funds and Private Equity Funds
Office: Divisions of Trading and Markets and Investment Management
Staff: Andrew R. Bernstein, Sam Litz, Aaron Washington, and Carol McGee, Division of Trading and Markets; Matthew Cook, Benjamin Tecmire, and Jennifer Songer, Division of Investment Management.

The Commission will consider whether to adopt amendments to rules adopted under section 13 of the Bank Holding Company Act related to prohibitions and restrictions on proprietary trading and certain interests in, and relationships with, hedge funds and private equity funds (commonly known as the "Volcker rule").

For further information, please contact Andrew R. Bernstein, Senior Special Counsel, Sam Litz, Attorney-Adviser, Aaron Washington, Special Counsel, or Carol McGee, Assistant Director, at (202) 551-5870, Office of Derivatives Policy and Trading Practices, Division of Trading and Markets; and Matthew Cook, Senior Counsel, Benjamin Tecmire, Senior Counsel, and Jennifer Songer, Branch Chief at (202) 551-6787, or IArules@sec.gov, Division of Investment Management.