Open Meeting Agenda
Wednesday, April 13, 2016
|Item 1:||Concept Release on Regulation S-K|
|Office:||Division of Corporation Finance|
|Staff:||Karen Garnett, Angie Kim|
The Commission will consider whether to issue a concept release seeking comment on modernizing certain business and financial disclosure requirements in Regulation S-K.
For further information, please contact Karen Garnett at 202-551-3032 or Angie Kim at 202-551-3430.
|Item 2:||Business Conduct Standards for Security-Based Swap Dealers and Major Security-Based Swap Participants|
|Office:||Division of Trading and Markets|
|Staff:||Stephen Luparello, Gary Goldsholle, Heather Seidel, Brian Bussey, Lourdes Gonzalez, Carol McGee, Joanne Rutkowski, Richard Gabbert, Josh Kans, Cindy Oh, Lindsay Kidwell, Stacy Puente, Devin Ryan, Margaret Rubin|
The Commission will consider whether to adopt rules regarding business conduct standards and chief compliance officer requirements for security-based swap dealers and major security-based swap participants.
For further information, please contact Lourdes Gonzalez at 202-551-5580.