Open Meeting Agenda
Wednesday, November 18, 2015
|Item:||Regulation of NMS Stock Alternative Trading Systems|
|Office:||Division of Trading and Markets|
|Staff:||Stephen Luparello, Gary Goldsholle, David Shillman, Tyler Raimo, Matthew Cursio, Marsha Dixon, Jennifer Dodd, David Garcia, Derek James|
The Commission will consider whether to propose amendments to Rule 3a1-1 and Regulation ATS and new Form ATS-N under the Securities Exchange Act of 1934 related to certain alternative trading systems.
For further information, please contact Tyler Raimo at 202-551-6227.