Open Meeting Agenda

Wednesday, August 5, 2015

Item 1: Registration of Security-Based Swap Dealers and Registered Security-Based Swap Participants
Office: Division of Trading and Markets
Staff: Stephen Luparello, Gary Goldsholle, Heather Seidel, Joseph Furey, Bonnie Gauch, Jonathan Shapiro

The Commission will consider whether to adopt new rules to provide a process for security-based swap dealers and major security-based swap participants to register with the Commission under the Securities Exchange Act of 1934 to implement Section 15F(b)(5) of the Dodd-Frank Wall Street Reform Act of 2010.

For further information, please contact Bonnie Gauch at 202-551-5777.

Item 2: Applications by Security-Based Swap Dealers or Major Security-Based Swap Participants for Statutorily Disqualified Associated Persons to Effect or Be Involved in Effecting Security-Based Swaps
Office: Division of Trading and Markets
Staff: Stephen Luparello, Gary Goldsholle, Heather Seidel, Joseph Furey, Natasha Vij Greiner, Jonathan Shapiro

The Commission will consider whether to propose Rule of Practice 194 to provide registered security-based swap dealers and major security-based swap participants with a process through which they can request Commission relief from Exchange Act Section 15F(b)(6).

For further information, please contact Jonathan Shapiro at 202-551-5777.

Item 3: Pay Ratio Disclosure
Office: Division of Corporation Finance
Staff: Elizabeth Murphy, Felicia Kung, John Fieldsend

The Commission will consider whether to adopt a rule requiring public companies to disclose the ratio of the annual total compensation of the chief executive officer to the median of the annual total compensation of the company's employees as required by Section 953(b) of the Dodd-Frank Wall Street Reform and Consumer Protection Act.

For further information, please contact John Fieldsend at (202) 551-3430.