Open Meeting Agenda
Wednesday, May 20, 2015
|Item 1:||Investment Company Reporting Modernization|
|Item 2:||Proposed Amendments to Form ADV and Investment Advisers Act Rules|
|Office:||Division of Investment Management|
|Staff:||David Grim, Diane Blizzard, Daniel Kahl, Sara Cortes, Alan Dupski, Sarah Buescher, Michael Pawluk, Daniel Chang, J. Matthew DeLesDernier, Bridget Farrell, Jacob Krawitz, Andrea Ottomanelli Magovern|
The Commission will consider whether to propose new Form N-PORT and Form N-CEN under the Investment Company Act of 1940 ("Investment Company Act"), new rule 30e-3 under the Investment Company Act, amendments to Regulation S-X and other rules and forms under the Investment Company Act, and rescinding existing Form N-Q and Form N-SAR.
The Commission also will consider whether to propose amendments to Form ADV under the Investment Advisers Act of 1940 ("Advisers Act), and amendments to rule 204-2 and certain other rules under the Advisers Act.
For further information about investment company reporting modernization, please contact Daniel K. Chang or Michael C. Pawluk at (202) 551-6792. For further information about proposed amendments to Form ADV and Advisers Act rules, please contact Bridget Farrell or Sarah Buescher at (202) 551-6787.