Open Meeting Agenda

Wednesday, May 20, 2015

Item 1: Investment Company Reporting Modernization
Item 2: Proposed Amendments to Form ADV and Investment Advisers Act Rules
Office: Division of Investment Management
Staff: David Grim, Diane Blizzard, Daniel Kahl, Sara Cortes, Alan Dupski, Sarah Buescher, Michael Pawluk, Daniel Chang, J. Matthew DeLesDernier, Bridget Farrell, Jacob Krawitz, Andrea Ottomanelli Magovern

The Commission will consider whether to propose new Form N-PORT and Form N-CEN under the Investment Company Act of 1940 ("Investment Company Act"), new rule 30e-3 under the Investment Company Act, amendments to Regulation S-X and other rules and forms under the Investment Company Act, and rescinding existing Form N-Q and Form N-SAR.

The Commission also will consider whether to propose amendments to Form ADV under the Investment Advisers Act of 1940 ("Advisers Act), and amendments to rule 204-2 and certain other rules under the Advisers Act.

For further information about investment company reporting modernization, please contact Daniel K. Chang or Michael C. Pawluk at (202) 551-6792. For further information about proposed amendments to Form ADV and Advisers Act rules, please contact Bridget Farrell or Sarah Buescher at (202) 551-6787.