U.S. Securities & Exchange Commission
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U.S. Securities and Exchange Commission

Open Meeting Agenda
Wednesday, November 19, 2014

Item 1:

Regulation SCI


Division of Trading and Markets


David Shillman, David Liu, Heidi Pilpel, Sara Hawkins, Yue Ding, David Garcia, Elizabeth Badawy

The Commission will consider whether to adopt Regulation Systems Compliance and Integrity (Regulation SCI) under the Securities Exchange Act of 1934 and conforming amendments to Regulation ATS under the Exchange Act.

For further information, please contact Heidi Pilpel at 202-551-5666.



Modified: 11/19/2014