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Open Meeting Agenda
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Item 1: |
Cross-Border Security-Based Swap Activities; Re-Proposal of Regulation SBSR and Certain Rules and Forms Relating to the Registration of Security-Based Swap Dealers and Major Security-Based Swap Participants |
Office: |
Division of Trading and Markets |
Staff: |
Brian Bussey, Matt Daigler, Wenchi Hu, Richard Gabbert, Richard Grant |
The Commission will consider whether to propose new rules and interpretive guidance for cross-border security-based swap activities and whether to re-propose Regulation SBSR and certain rules and forms relating to the registration of security-based swap dealers and major security-based swap participants.
For further information, please contact Richard Gabbert, Division of Trading and Markets, (202) 551-7814.
Item 2: |
Reopening of Comment Periods for Certain Rulemaking Releases and Policy Statement Applicable to Security-Based Swaps Proposed Pursuant to the Securities Exchange Act of 1934 and the Dodd-Frank Wall Street Reform and Consumer Protection Act |
Office: |
Division of Trading and Markets |
Staff: |
Carol McGee, Ann McKeehan, Jason Williams |
The Commission will consider whether to reopen the comment periods and receive new information for certain rulemaking releases and the policy statement applicable to security-based swaps proposed pursuant to the Securities Exchange Act of 1934 and the Dodd-Frank Wall Street Reform and Consumer Protection Act.
For further information, please contact Jason Williams, Division of Trading and Markets, (202) 551-5763.
http://www.sec.gov/news/openmeetings/2013/agenda050113.htm
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