U.S. Securities & Exchange Commission
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U.S. Securities and Exchange Commission

Open Meeting Agenda
Thursday, March 7, 2013


Regulation Systems Compliance and Integrity


Division of Trading And Markets


James Burns, David Shillman, Heather Seidel, Todd Scharf, David Liu, Elizabeth Badawy, Heidi Pilpel, Yue Ding, Jonathan Balcom, David Sharma

The Commission will consider whether to propose Regulation Systems Compliance and Integrity (Regulation SCI) under the Securities Exchange Act of 1934 ("Exchange Act") and conforming amendments to Regulation ATS under the Exchange Act.

For further information, please contact David Liu (312-353-6265) or Heidi Pilpel (202-551-5666), both in the Division of Trading and Markets, Office of Market Supervision.



Modified: 03/05/2013