U.S. Securities & Exchange Commission
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U.S. Securities and Exchange Commission

Open Meeting Agenda
Wednesday, October 17, 2012

Item 1:

Capital, Margin, and Segregation Requirements for Security-Based Swap Dealers and Major Security-Based Swap Participants and Capital Requirements for Broker-Dealers


Division of Trading and Markets


Mike Macchiaroli, Tom McGowan, Randall Roy, Mark M. Attar, Sheila D. Swartz

The Commission will consider whether to propose capital, margin, and segregation requirements for security-based swap dealers and major security-based swap participants, and amendments to Rule 15c3-1 under the Exchange Act for broker-dealers.

For further information, please contact Randall Roy at (202) 551-5522, Mark M. Attar at (202) 551-5889, or Sheila D. Swartz at (202) 551-5545.



Modified: 10/17/2012