| FY 2000 |
FY 2001 |
FY 2002 |
Total Enforcement actions filed |
503 |
484 |
598 |
Financial fraud and issuer reporting actions filed |
103 |
112 |
163 |
Officer and director bars sought (in all categories of cases) |
38 |
51 |
126 |
Temporary Restraining Orders filed (in all categories of cases) |
33 |
31 |
48 |
Asset Freezes (in all categories of cases) |
56 |
43 |
63 |
Trading Suspensions |
11 |
2
|
11 |
Subpoena enforcement proceedings |
8 |
15
|
19 |
Disgorgement Ordered (in millions)* |
$463 |
$530 |
$1,328 |
Penalties Ordered (in millions)* |
$43.7 |
$56.1 |
$116.4
|
* Includes amounts disbursed to the NASD as part of the