SEC NEWS DIGEST Issue 2004-247 December 27, 2004 ENFORCEMENT PROCEEDINGS SEC INSTITUTES SETTLED ORDER SUSPENDING FORMER CFO OF ROBOTIC VISION SYSTEMS, INC. FROM APPEARING OR PRACTICING BEFORE THE COMMISSION. On December 27, the Commission issued an Order Instituting Administrative Proceedings Pursuant to Rule 102(e) of the Commission’s Rules of Practice, Making Findings, and Imposing Remedial Sanctions (Order) against CA Frank D. Edwards, the former CFO of Robotic Vision Systems, Inc., of Nashua, New Hampshire. The Order finds that on Nov. 18, 2004, the Commission filed a complaint against Edwards in SEC v. Baker, et. al., Civil Action No. 04-12444-DPW. According to the Commission’s complaint, between December 1999 and September 2000, Robotic entered into approximately 36 purported sales to its distributors and customers that deferred, conditioned or even negated their obligation to pay for the products, and which resulted in the company improperly recognizing approximately $4.74 million in revenue. The Commission’s complaint further alleged that Edwards participated in the preparation of Robotic’s financial statements and knew, or was reckless in not knowing, that the financial statements contained materially false or misleading revenue figures arising out of the ACIM transactions with non-standard terms. The Commission’s complaint also alleged that Edwards failed to disclose to Robotic’s auditors relevant information about the transactions with non-standard terms, and that Edwards violated or aided and abetted violations of the books and records and internal control provisions of the Exchange Act. On November 29, 2004, the U.S. District Court for the District of Massachusetts entered a judgment against Edwards enjoining him from, among other things, violating the antifraud, internal controls and books and records provisions of the federal securities laws. Based on the entry of the injunction, the Order suspended Edwards from appearing or practicing before the Commission as an accountant, with a right to apply for reinstatement after five years from the date of the Order. Edwards consented to the issuance of the Order without admitting or denying any of the findings in the Order. (Rel. 34-50931; File No. 3-11782) SEC INSTITUTES SETTLED ORDER SUSPENDING FORMER CORPORATE CONTROLLER OF ROBOTIC VISION SYSTEMS, INC. FROM APPEARING OR PRACTICING BEFORE THE COMMISSION. On December 27, the Commission issued an Order Instituting Administrative Proceedings Pursuant to Rule 102(e) of the Commission’s Rules of Practice, Making Findings, and Imposing Remedial Sanctions (Order) against CPA Laurence D. Cohen, the former Corporate Controller of Robotic Vision Systems, Inc., of Nashua, New Hampshire. The Order finds that on November 19, 2004, the Commission filed a complaint against Cohen in SEC v. Baker, et al., Civil Action No. 04-12444-DPW. According to the Commission’s complaint, between December 1999 and September 2000, Robotic entered into approximately 36 purported sales to its distributors and customers that deferred, conditioned or even negated their obligation to pay for the products, and which resulted in the company improperly recognizing approximately $4.74 million in revenue. The Commission’s complaint further alleged that Cohen participated in the preparation of Robotic’s financial statements and knew, or was reckless in not knowing, that the financial statements contained materially false or misleading revenue figures arising out of the ACIM transactions with non-standard terms. The Commission’s complaint also alleged that Cohen failed to disclose to Robotic’s auditors relevant information about the transactions with non-standard terms, and that Cohen violated or aided and abetted violations of the books and records and internal control provisions of the Exchange Act. On November 29, 2004, the U.S. District Court for the District of Massachusetts entered a judgment against Cohen enjoining him from, among other things, violating the antifraud, internal controls and books and records provisions of the federal securities laws. Based on the entry of the injunction, the Order suspended Cohen from appearing or practicing before the Commission as an accountant, with a right to apply for reinstatement after five years from the date of the Order. Cohen consented to the issuance of the Order without admitting or denying any of the findings in the Order. (Rel. 34-50932; File No. 3-11783) SEC INSTITUTES ADMINISTRATIVE PROCEEDING AGAINST FORMER REGISTERED REPRESENTATIVE DIMITRIOS KOSTOPOULOS BASED ON CRIMINAL CONVICTION On December 27, the Commission issued an Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 against Dimitrios Kostopoulos. In the Order, the Division of Enforcement alleges that on Aug. 15, 2002, Kostopoulos pleaded guilty to one count of conspiracy to commit securities fraud in violation of 15 U.S.C. §§ 78j(b) and 78ff and that on June 6, 2003, a judgment of conviction was entered against him. See U.S. v. Dimitrios Kostopoulos, (02-CR-504) (E.D. N.Y.). The indictment states that that Kostopoulos was a licensed stockbroker employed by National Discount Brokers (NDB). Count One of the indictment, to which Kostopoulos pleaded guilty, alleged that Kostopoulos conspired with others to commit securities fraud by, among other things, during September 2000, purchasing 200 shares of WLRF Foods, Inc. (WLRF) on behalf of himself, and 2,000 shares of WLRF stock on behalf of another co-conspirator, while in possession of material non- public information regarding a merger involving WLRF. A hearing will be scheduled before an administrative law judge to determine whether the allegations contained in the Order are true, and in connection therewith, to afford Kostopoulos an opportunity to establish defenses to such allegations, and to determine what sanctions, if any, are appropriate and in the public interest. The Commission directed that an administrative law judge shall issue an initial decision in this matter within 210 days from the date of service of this Order. (Rel. 34-50933; File No. 3-11784) CEO OF NEW JERSEY BASED COMPANY CHARGED WITH MARKET MANIPULATION On December 23, the Commission filed a settled civil action against Martin Fox of Oradell, N.J., charging manipulation of the common stock of Initio, Inc. The complaint, filed in federal district court in New Jersey, alleges that Fox, the CEO of Initio, manipulated the closing bid price of Initio common stock to $1.00 or more with the aim of satisfying NASDAQ's listing requirements for the Small-Cap Market. Without admitting or denying the Commission’s allegations, Fox consented to the entry of a final judgment permanently enjoining him from future violations of Section 10(b) and Rule 10b-5 of the Securities Exchange Act of 1934 and ordering that he pay a $25,000 civil penalty. Fox also agreed to a permanent bar from serving as an officer or director of a public company. The Commission’s investigation is continuing. [U.S. Securities and Exchange Commission v. Martin Fox, Case No. 04-Civ-6296, D. N.J., Martini, J., filed Dec. 23, 2004) (LR- 19014) INVESTMENT COMPANY ACT RELEASE MERRILL LYNCH LIFE INSURANCE COMPANY, ET AL. A notice has been issued giving interested persons until January 18, 2005, to request a hearing on an application filed by Merrill Lynch Life Insurance Company, et al. Applicants seek an order pursuant to Section 6(c) of the Investment Company Act, as amended, granting exemptions from Sections 2(a)(32) and 27(i)(2)(A) of the 1940 Act and Rule 22c-1 thereunder to permit the recapture of amounts applied to purchase payments made under certain variable annuity contracts. Applicants also request the relief under the order to extend to any current or future separate accounts of Merrill Lynch and their successors in interest, which may offer or support contracts that are substantially similar in all material respects to the contracts described in this application and to any other NASD registered broker/dealers under common control with Merrill Lynch, that serves as distributor or principal underwriter for the contracts. (Rel. IC-26712 - December 21) HOLDING COMPANY ACT RELEASE DOMINION RESOURCES, INC., ET AL. An order has been issued authorizing Dominion Resources, Inc., (DRI), a registered holding company; Consolidated Natural Gas Company, (CNG), a subsidiary of DRI and a registered holding company; their public utility subsidiaries, Virginia Electric and Power Company, The Peoples Natural Gas Company, The East Ohio Gas Company and Hope Gas, Inc.; their nonutility subsidiaries and certain additional companies, to engage in, through December 31, 2007, a series of long-term and short-term financings, including the issuance of common stock and other equity securities, notes and commercial paper, a money pool, the issuance of guarantees by DRI and CNG, the payment of dividends by nonutility subsidiaries, changes to the capital stock of subsidiaries, investments and development of nonutility real property, a tax allocation agreement, and investments in exempt wholesale generators and foreign utility companies and reserving jurisdiction. (Rel. 35-27927 - December 22) SELF REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES A proposed rule change filed by the Boston Stock Exchange to amend the Exchange's rule relating to its regulatory transaction fee (SR-BSE-2004- 59) has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of December 27. (Rel. 34-50928) A proposed rule change (SR-NYSE-2004-68) filed by the New York Stock Exchange and Amendment No. 1 Thereto, relating to amendments to Exchange Rules 440B (“Short Sales”) and 440C (“Deliveries Against Short Sales”), has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposed rule change is expected in the Federal Register during the week of December 27. (Rel. 34-50929) ACCELERATED APPROVAL OF A PROPOSED RULE CHANGES The Commission granted accelerated approval to a proposed rule change (SR-NASD-2004-188) submitted by NASD under Rule 19b-4 of the Securities Exchange Act of 1934 relating to the listing and trading of performance leveraged upside securities based on the value of the index. Publication of the proposal is expected in the Federal Register during the week of December 27. (Rel. 34-50916) The Commission approved a proposed rule change, including Amendment Nos. 1, 2 and 3 thereto, and granted accelerated approval of Amendment Nos. 4 and 6 thereto (SR-Amex-2004-50), submitted by the American Stock Exchange pursuant to Rule 19b-4 under the Securities Exchange Act of 1934 to implement changes to its Constitution and certain other organizational documents in connection with a proposed transaction under which The Amex Membership Corporation will become the sole owner of the Exchange through the acquisition of 100% of the Class B Participation Interest in the Exchange from New NASD Holdings, Inc., a wholly owned subsidiary of NASD. Publication of the notice in the Federal Register is expected during the week of December 27. (Rel. 34-50927) PROPOSED RULE CHANGES The Commission issued a notice of filing of a proposed rule change (SR- MSRB-2004-09) by the Municipal Securities Rulemaking Board pursuant to Section 19(b)(2) of the Securities Exchange Act of 1934, relating to advertisements of municipal fund securities under MSRB Rule G-21. Publication of the notice in the Federal Register is expected during the week of December 27. (Rel. 34-50919) Chicago Board Options Exchange filed a proposed rule change and Amendment No.1 thereto (SR-CBOE-2004-67) under Section 19(b)(1) of the Securities Exchange Act of 1934 relating to split price priority. Publication of the proposal is expected in the Federal Register during the week of December 27. (Rel. 34-50924) APPROVAL OF PROPOSED RULE CHANGE The Commission approved a proposed rule change, including Amendment Nos. 1, 2 and 3 thereto (SR-NASD-2004-110) submitted by NASD pursuant to Rule 19b-4 under the Securities Exchange Act of 1934 to amend provisions of its By-Laws to reflect NASD’s pending divestiture of its ownership interest in the American Stock Exchange LLC. NASD is also implementing parallel changes to the definitional and conflict-of-interest provisions of the By-Laws of NASD Regulation, Inc. and NASD Dispute Resolution, Inc., terminating certain undertakings NASD assumed when it acquired Amex in 1998, and making certain other clarifying amendments. Publication of the notice in the Federal Register is expected during the week of December 27. (Rel. 34-50926) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-3 DATA I/O CORP, 10525 WILLOWS RD NE, P O BOX 97046, REDMOND, WA, 98073-9746, 4258676922 - 1,100,000 ($3,707,000.00) Equity, (File 333-121566 - Dec. 23) (BR. 36) S-8 BLUEBOOK INTERNATIONAL HOLDING CO, 21098 BAKE PARKWAY, SUITE 100, LAKE FOREST, CA, 92630, 7147313389 - 306,667 ($230,000.00) Equity, (File 333-121567 - Dec. 23) (BR. 08) S-4 OAK HILL FINANCIAL INC, 14621 STATE RTE 93, JACKSON, OH, 44640, 6142863283 - 275,000 ($7,806,781.00) Equity, (File 333-121568 - Dec. 23) (BR. 07) S-3 JOY GLOBAL INC, 100 EAST WISCONSIN AVE SUITE 2780, MILWAUKEE, WI, 53201-0554, 4144866400 - 300,000,000 ($300,000,000.00) Unallocated (Universal) Shelf, (File 333-121569 - Dec. 23) (BR. 36) S-8 JOY GLOBAL INC, 100 EAST WISCONSIN AVE SUITE 2780, MILWAUKEE, WI, 53201-0554, 4144866400 - 3,500,000 ($69,300,000.00) Equity, (File 333-121570 - Dec. 23) (BR. 36) SB-2 Stonechurch Inc., 203 BANNERMAN STREET NORTH, P.O. BOX 219, PORCUPINE, A6, P0N 1C0, 807-826-2610 - 2,583,000 ($645,750.00) Equity, (File 333-121571 - Dec. 23) (BR. 09) S-2 ENVIRONMENTAL POWER CORP, ONE CATE STREET, 4TH FLOOR, PORTSMOUTH, NH, 03801, 6034311780 - 2,875,000 ($16,675,000.00) Equity, (File 333-121572 - Dec. 23) (BR. 02) S-8 CNH HOLDINGS CO, 17304 PRESTON ROAD, SUITE 975, DALLAS, TX, 75252, 9723814699 - 800,000 ($1,520,000.00) Equity, (File 333-121573 - Dec. 23) (BR. 03) S-4 PERRIGO CO, 515 EASTERN AVENUE, ALLEGAN, MI, 49010, 6166738451 - 0 ($382,283,590.00) Equity, (File 333-121574 - Dec. 23) (BR. 01) S-11 GLOBAL SIGNAL INC, 0 ($88,618,200.00) Equity, (File 333-121576 - Dec. 23) (BR. 37) S-3 GENAERA CORP, 5110 CAMPUS DR, PLYMOUTH MEETING, PA, 19462, 6109415231 - 0 ($75,000,000.00) Other, (File 333-121577 - Dec. 23) (BR. 01) S-4 HERITAGE PROPERTY INVESTMENT TRUST INC, 131 DARTMOUTH STREET, BOSTON, MA, 02116, 6172472200 - 0 ($150,000,000.00) Equity, (File 333-121578 - Dec. 23) (BR. 08) S-4 MAIN STREET TRUST INC, 100 WEST UNIVERSITY AVENUE, CHAMPAIGN, IL, 61820, 2173516500 - 0 ($28,579,674.08) Equity, (File 333-121579 - Dec. 23) (BR. 07) S-1 Brooklyn Federal Bancorp, Inc., 81 COURT STREET, BROOKLYN, NY, 11201, (718) 855-8500 - 3,967,500 ($39,675,000.00) Equity, (File 333-121580 - Dec. 23) (BR. 07) S-3 AMERICAN HOME MORTGAGE SECURITIES LLC, 520 BROADHOLLOW RD, MELVILLE, NY, 11747, (516) 620-1072 - 0 ($10,000,000,000.00) Mortgage Backed Securities, (File 333-121581 - Dec. 23) (BR. 05) F-6 Watchdata Technologies Ltd., NO. 2 WANHONG WEST STREET, CAPITAL AIRPORT ROAD, CHAOYANG DISTRICT, BEIJING, F4, 100015, 011-86-10-6472-2288 - 0 ($5,000,000.00) ADRs/ADSs, (File 333-121582 - Dec. 23) (BR. 03) S-8 SANOFI-AVENTIS, 174 AVENUE DE FRANCE, PARIS, I0, 75013, 33153774400 - 0 ($2,011,128,304.00) Other, (File 333-121583 - Dec. 23) (BR. 01) S-8 SANOFI-AVENTIS, 174 AVENUE DE FRANCE, PARIS, I0, 75013, 33153774400 - 0 ($187,500,000.00) ADRs/ADSs, (File 333-121584 - Dec. 23) (BR. 01) S-3 GLOBAL POWER EQUIPMENT GROUP INC/, 6120 SOUTH YALE, SUITE 1480, TULSA, OK, 74136, 9184880828 - 0 ($72,810,937.00) Equity, (File 333-121585 - Dec. 23) (BR. 06) S-1 Comtech Group Inc, RM. 10001, TOWER C, SKYWORTH BUILDING, HIGH-TECH INDUSTRIAL PARK, NANSHAN, SHENZHEN, F4, 5180, 011.755.267.4327 - 12,080,834 ($30,202,085.00) Equity, (File 333-121586 - Dec. 23) (BR. 05) S-3 INSIGNIA SYSTEMS INC/MN, 6470 SYCAMORE COURT NORTH, MAPLE GROVE, MN, 55369, 7633926200 - 2,490,000 ($3,947,895.00) Equity, (File 333-121587 - Dec. 23) (BR. 06) S-8 BEBE STORES INC, 400 VALLEY DR, BRISBANE, CA, 94005, 4157153900 - 0 ($54,814,196.00) Equity, (File 333-121588 - Dec. 23) (BR. 02) S-3 EMERGE INTERACTIVE INC, 10305 102ND TERRACE, SEBASTIAN, FL, 32958, 5615897331 - 0 ($9,252,000.00) Equity, (File 333-121589 - Dec. 23) (BR. 08) S-8 CELLSTAR CORP, 1730 BRIERCROFT DR, CARROLLTON, TX, 75006, 972-466-5000 - 0 ($4,590,000.00) Equity, (File 333-121590 - Dec. 23) (BR. 36) S-8 ZEVEX INTERNATIONAL INC, 4314 ZEVEX PARK LANE, MURRAY, UT, 84123, 8012641001 - 1,200,000 ($4,317,890.00) Equity, (File 333-121591 - Dec. 23) (BR. 36) S-8 BRAVO FOODS INTERNATIONAL CORP, 11300 US HIGHWAY 1 SUITE 202, NORTH PALM BEACH, FL, 33408, 5616251411 - 9,245,105 ($1,765,569.95) Equity, (File 333-121592 - Dec. 23) (BR. 04) S-8 AMERIRESOURCE TECHNOLOGIES INC, 9138599292 - 15,000,000 ($465,000.00) Equity, (File 333-121593 - Dec. 23) (BR. 04) S-8 CORVU CORP, 3400 W 66TH ST, STE 445, EDINA, MN, 55435, 9529447777 - 562,500 ($146,250.00) Equity, (File 333-121594 - Dec. 23) (BR. 03) S-8 OCEAN SHORE HOLDING CO, 1001 ASBURY AVENUE, OCEAN CITY, NJ, 08226, (800) 771-7990 - 240,177 ($3,009,430.00) Equity, (File 333-121595 - Dec. 23) (BR. 07) S-8 WELLPOINT INC, 120 MONUMENT CIRCLE, INDIANAPOLIS, IN, 46204, 3174886000 - 0 ($250,000,000.00) Equity, (File 333-121596 - Dec. 23) (BR. 01) S-3 KOSAN BIOSCIENCES INC, 3832 BAY CENTER PLACE, HAYWARD, CA, 94545, 5107328400 - 0 ($50,000,000.00) Equity, (File 333-121597 - Dec. 23) (BR. 01) SB-2 Planning Force, Inc., 703 E 27TH AVE, SPOKANE, WA, 99203, 509-749-2064 - 460,000 ($23,000.00) Equity, (File 333-121598 - Dec. 23) (BR. ) S-8 ISLAND PACIFIC INC, 3252 HOLIDAY COURT, STE 208, LA JOLLA, CA, 92037, 8585503345 - 10,000,000 ($4,200,000.00) Equity, (File 333-121599 - Dec. 23) (BR. 03) S-3 OMI CORP/M I, ONE STATION PLACE, 90 PARK AVE, STAMFORD, CT, 60902-6800, 2036026700 - 0 ($250,000,000.00) Debt Convertible into Equity, (File 333-121600 - Dec. 23) (BR. 05) S-3 INTEGRATED BIOPHARMA INC, 201 ROUTE 22, HILLSIDE, NJ, 07205, 9739260816 - 366,085 ($2,536,969.00) Equity, (File 333-121601 - Dec. 23) (BR. 01) S-1 MADISON RIVER COMMUNICATIONS CORP, 103 SOUTH FIFTH ST, MEBANE, NC, 27302, 9195631500 - 0 ($345,000,000.00) Equity, (File 333-121602 - Dec. 23) (BR. ) S-B FEDERATIVE REPUBLIC OF BRAZIL, MINIST DA FEZANDA ESPLANADA DOS MINIST, BLOCO P ED ANEXO SALA A 071.70048-900, BRASILIA-DF, D5, 70071-970, 01155614123960 - 10,000,000,000 ($10,000,000,000.00) Non-Convertible Debt, (File 333-121603 - Dec. 23) (BR. DN) S-8 MARSHALL & ILSLEY CORP/WI/, ATTN: OFFICE OF THE GENERAL COUNSEL, 770 NORTH WATER STREET, MILWAUKEE, WI, 53202, 4147657801 - 750,000 ($34,777,500.00) Equity, (File 333-121604 - Dec. 23) (BR. 07) S-3 MERRILL LYNCH MORTGAGE INVESTORS INC, 4LD FINANCIAL CENTER FLOOR 10, NEW YORK, NY, 10281-1310, 2124491000 - 0 ($1,000,000.00) Equity, (File 333-121605 - Dec. 23) (BR. 05) S-2 SHARP HOLDING CORP, 5120 WOODWAY SUITE 9029, HOUSTON, TX, 77056, 7139609100 - 26,291,298 ($10,516,599.19) Equity, (File 333-121606 - Dec. 23) (BR. 03) SB-2 Alliance Distributors Holding Inc., 15-15 132ND STREET, COLLEGE POINT, NY, 11356, 718-747-1500 - 53,511,859 ($14,983,350.00) Equity, (File 333-121607 - Dec. 23) (BR. 03) S-4 Benjamin Franklin Bancorp, M.H.C., 58 MAIN STREET, P.O. BOX 309, FRANKLIN, MA, 02038, (508) 528-7000 - 0 ($1.00) Equity, (File 333-121608 - Dec. 23) (BR. 07) S-3 GUILFORD PHARMACEUTICALS INC, 6611 TRIBUTARY ST, BALTIMORE, MD, 21224, 4106316300 - 0 ($6,868,438.00) Equity, (File 333-121609 - Dec. 23) (BR. 01) S-1 Aldabra Acquisition CORP, ROCKEFELLER CENTER, 620 FIFTH AVENUE, 3RD FLOOR, NEW YORK, NY, 10020, 212-888-3344 - 0 ($147,200,000.00) Equity, (File 333-121610 - Dec. 23) (BR. ) F-3 LANOPTICS LTD, LANOPTICS BLDG, RAMAT GABRIELINDUSTRIAL PARK, MIGDAL HA EMEK ISRAE, L4, 2129365100 - 1,846,800 ($21,533,680.00) Equity, (File 333-121611 - Dec. 23) (BR. 03) S-3 SPECTRUM PHARMACEUTICALS INC, 157 TECHNOLOGY DR, IRVINE, CA, 92618, 9497886700 - 0 ($101,000,000.00) Equity, (File 333-121612 - Dec. 23) (BR. 01) SB-2 Scala Minerals, Inc, 318 HOMER STREET, SUITE 400, VANCOUVER, A1, V6B 2V2, 604-602-7591 - 5,014,000 ($1,002,800.00) Equity, (File 333-121613 - Dec. 23) (BR. ) S-4 WHITING PETROLEUM CORP, 0 ($98,377,500.00) Equity, (File 333-121614 - Dec. 23) (BR. 04) S-3 WHITING PETROLEUM CORP, 0 ($500,000,000.00) Unallocated (Universal) Shelf, (File 333-121615 - Dec. 23) (BR. 04) S-8 ARCHER DANIELS MIDLAND CO, 4666 FARIES PKWY, DECATUR, IL, 62526, 2174244798 - 0 ($13,000,000.00) Other, (File 333-121616 - Dec. 23) (BR. 04) S-4 FIRST AMERICAN CORP, 1 FIRST AMERICAN WAY, SANTA ANA, CA, 92707, 714-800-3000 - 0 ($172,750,000.00) Equity, (File 333-121617 - Dec. 23) (BR. 01) S-3 ACUSPHERE INC, 500 ARSENAL ST, WATERTOWN, MA, 02472, 6175778800 - 0 ($100,000,000.00) Equity, (File 333-121618 - Dec. 23) (BR. 01) S-8 VERSAR INC, 6850 VERSAR CENTER, SPRINGFIELD, VA, 22151, 7037503000 - 200,000 ($838,000.00) Equity, (File 333-121619 - Dec. 23) (BR. 06) F-10 HARVEST OPERATIONS CORP., SUITE 1900, 330-5TH AVENUE, CALGARY, A0, T2P-0L4, (403) 265-1178 - 0 ($250,000,000.00) Other, (File 333-121620 - Dec. 23) (BR. ) S-8 CABG MEDICAL INC, 13005 58TH AVE N, PLYMOUTH, MN, 55442, 0 ($33,571,350.00) Equity, (File 333-121621 - Dec. 23) (BR. 36) S-3 NORTHFIELD LABORATORIES INC /DE/, 1560 SHERMAN AVE, SUITE 1000, EVANSTON, IL, 60201-4800, 8478643500 - 0 ($100,000,000.00) Other, (File 333-121622 - Dec. 23) (BR. 01) F-3 EMBRATEL PARTICIPACOES SA, REGENTE FEIJO, 166, 16 ANDAR SALA 1687-B, RIO DE JANEIRO-RJ, D5, 20060-060, 55 21 2519-6474 - 0 ($178,419,711.13) Equity, (File 333-121623 - Dec. 23) (BR. 37) S-8 JACKSON RIVERS CO, 27 RADIO CIRCLE DRIVE, MOUNT KISCO, NY, 10549, 6196154242 - 995,000,000 ($995,000.00) Equity, (File 333-121624 - Dec. 23) (BR. 03) S-1 CARDIOGENESIS CORP /CA, 4085482100 - 26,781,250 ($10,176,875.00) Equity, (File 333-121625 - Dec. 23) (BR. 36) S-3 FLUOR CORP, ONE ENTERPRISE DR, ALISO VIEJO, CA, 92656, 9493492000 - 0 ($500,000,000.00) Equity, (File 333-121626 - Dec. 23) (BR. 06) F-10 HARVEST ENERGY TRUST, SUITE 1900, 330-5TH AVENUE, CALGARY, A0, T2P-0L4, (403) 265-1178 - 0 ($250,000,000.00) Other, (File 333-121627 - Dec. 23) (BR. ) SB-2 FAMILY ROOM ENTERTAINMENT CORP, 8530 WILSHIRE BLVD., SUITE 420, BEVERLY HILLS, CA, 90211, 3238502800 - 77,708,334 ($7,850,000.00) Debt Convertible into Equity, (File 333-121628 - Dec. 23) (BR. 05) S-8 TELUS CORP, 3777 KINGSWAY, BURNABY, D1, 00000, 2,500,000 ($68,000,000.00) Equity, (File 333-121629 - Dec. 23) (BR. 37) S-3 MACERICH CO, 401 WILSHIRE BLVD, STE 700, SANTA MONICA, CA, 90401, 3103946000 - 0 ($44,821,999.00) Equity, (File 333-121630 - Dec. 23) (BR. 08) S-8 ARCHER DANIELS MIDLAND CO, 4666 FARIES PKWY, DECATUR, IL, 62526, 2174244798 - 0 ($25,000,000.00) Other, (File 333-121631 - Dec. 23) (BR. 04) F-10 BREEZE RESOURCES PARTNERSHIP, SUITE 1900, 330-5TH AVENUE S.W., CALGARY, A0, T2P-0L4, (403) 265-1178 - 0 ($250,000,000.00) Other, (File 333-121632 - Dec. 23) (BR. ) S-8 PLANETOUT INC, 0 ($20,490,245.31) Equity, (File 333-121633 - Dec. 23) (BR. 08) S-3 HYTHIAM INC, 11150 SANTA MONICA BOULEVARD, SUITE 1500, LOS ANGELES, CA, 90025, 310 444 4300 - 5,108,874 ($32,850,060.00) Equity, (File 333-121634 - Dec. 23) (BR. 01) SB-2 MEDICAL DISCOVERIES INC, 738 ASPENWOOD LANE, TWIN FALLS, ID, 83301, 8017710523 - 0 ($23,449,500.00) Equity, (File 333-121635 - Dec. 23) (BR. 01) S-3 RITE AID CORP, 30 HUNTER LANE, CAMP HILL OWN, PA, 17011, 7177612633 - 0 ($1,000,000,000.00) Unallocated (Universal) Shelf, (File 333-121636 - Dec. 23) (BR. 01) S-8 KLA TENCOR CORP, 160 RIO ROBLES, SAN JOSE, CA, 95134, 4084344200 - 0 ($572,125,000.00) Equity, (File 333-121637 - Dec. 23) (BR. 36) S-3 RYERSON TULL INC /DE/, 2621 WEST 15TH PLACE, CHICAGO, IL, 60608, 7737622121 - 0 ($200,000,000.00) Equity, (File 333-121638 - Dec. 23) (BR. 04) F-10 HARVEST BREEZE TRUST NO. 2, SUITE 1900, 330-5TH AVENUE S.W., CALGARY, A0, T2P-0L4, (403) 265-1178 - 0 ($250,000,000.00) Other, (File 333-121639 - Dec. 23) (BR. ) S-1 MAJESCO HOLDINGS INC, 160 RARITAN CENTER PARKWAY, SUITE 1, EDISON, NJ, 08837, 7328727490 - 0 ($14,924,000.00) Equity, (File 333-121640 - Dec. 23) (BR. 03) S-8 AMERICAN EAGLE OUTFITTERS INC, 150 THORN HILL DR, PO BOX 788, WARRENDALE, PA, 15086, 4127764857 - 1,500,000 ($67,350,000.00) Equity, (File 333-121641 - Dec. 23) (BR. 02) S-8 BILL BARRETT CORP, 1099 18TH STREET, SUITE 2300, DENVER, CO, 80202, 303-293-9100 - 0 ($205,989,217.00) Equity, (File 333-121642 - Dec. 23) (BR. 04) S-3 BANC OF AMERICA COMMERCIAL MORTGAGE INC, BANK OF AMERICA CORPORATE CENTER, 100 NORTH TYRON ST, CHARLOTTE, NC, 28255, 7043862400 - 0 ($15,000,000,000.00) Other, (File 333-121643 - Dec. 23) (BR. 05) S-4 SMITHFIELD FOODS INC, 200 COMMERCE STREET, EXECUTIVE OFFICE BUILDING, SMITHFIELD, VA, 23430, 7573653000 - 0 ($200,000,000.00) Non-Convertible Debt, (File 333-121644 - Dec. 23) (BR. 04) S-4 PLY GEM INDUSTRIES INC, 777 THIRD AVE, NEW YORK, NY, 10017-1401, 2128321550 - 0 ($135,000,000.00) Non-Convertible Debt, (File 333-121645 - Dec. 23) (BR. 06) S-1 SUNESIS PHARMACEUTICALS INC, 3698 HAVEN AVE, REDWOOD CITY, CA, 94063, 0 ($86,250,000.00) Equity, (File 333-121646 - Dec. 23) (BR. ) F-10 HARVEST BREEZE TRUST NO. 1, SUITE 1900, 330-5TH AVENUE S.W., CALGARY, A0, T2P-0L4, (403) 265-1178 - 0 ($250,000,000.00) Other, (File 333-121647 - Dec. 23) (BR. ) S-3 INFINITY INC, 211 W 14TH ST, STE 260, CHANUTE, KS, 66720, 3164316200 - 1,027,000 ($7,918,170.00) Equity, (File 333-121648 - Dec. 23) (BR. 04) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off- Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off- Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant’s Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT AAIPHARMA INC DE 7.01,9.01 12/23/04 ABIGAIL ADAMS NATIONAL BANCORP INC DE 8.01,9.01 12/21/04 ACTIVCARD CORP DE 1.01,3.02,9.01 12/21/04 ACUSPHERE INC DE 1.01,2.03,9.01 12/21/04 ADELPHIA COMMUNICATIONS CORP DE 1.01 12/23/04 ADELPHIA COMMUNICATIONS CORP DE 7.01 12/23/04 ADOLOR CORP 8.01,9.01 12/23/04 ADVANCE AUTO PARTS INC DE 5.02 12/22/04 ADVANCED PHOTONIX INC DE 1.01,2.01,7.01 12/21/04 ADVANCED POWER TECHNOLOGY INC 1.01,7.01 12/22/04 ADVANTA CORP DE 1.01 12/22/04 AESP INC FL 4.01,9.01 12/20/04 AIRGATE PCS INC /DE/ DE 8.01 12/21/04 AJS BANCORP INC DE 1.01 12/21/04 AK STEEL HOLDING CORP DE 8.01,9.01 12/21/04 ALASKA AIR GROUP INC DE 4.02 12/23/04 ALASKA AIRLINES INC AK 4.02 12/23/04 ALCOA INC PA 1.01,9.01 12/23/04 ALTRIMEGA HEALTH CORP NV 1.01,9.01 12/17/04 ALTUS EXPLORATIONS INC NV 1.01,7.01,9.01 12/22/04 AMEDIA NETWORKS, INC. DE 1.01,9.01 12/17/04 AMERADA HESS CORP DE 8.01,9.01 12/23/04 AMERICAN BILTRITE INC DE 8.01,9.01 12/17/04 AMERICAN BUSINESS FINANCIAL SERVICES DE 1.01,2.03,8.01,9.01 12/21/04 AMERICAN EAGLE OUTFITTERS INC DE 2.01,9.01 12/21/04 AMERICAN EQUITY INVESTMENT LIFE HOLDI IA 8.01,9.01 12/23/04 AMERICAN GREETINGS CORP OH 2.02,9.01 12/23/04 AMERICAN HOMESTAR CORP TX 7.01,9.01 12/22/04 AMERICAN INTERNATIONAL VENTURES INC / DE 7.01,9.01 12/21/04 AMERISTAR CASINOS INC NV 1.01,2.01,2.03 12/21/04 AMH Holdings, Inc. DE 1.01,1.02,2.03,3.02,5.02,8.01 12/22/04 AMEND AMICI VENTURES INC NY 1.01,9.01 12/22/04 AMICI VENTURES INC NY 3.02 12/22/04 AMISTAR CORP CA 2.01,2.04,9.01 12/16/04 AMLI RESIDENTIAL PROPERTIES TRUST MD 2.01,9.01 10/20/04 ANALOGIC CORP MA 3.01,9.01 12/23/04 ANALYTICAL SURVEYS INC CO 1.01,1.02 12/23/04 APPALACHIAN BANCSHARES INC GA 1.01 11/10/04 APPLE HOSPITALITY FIVE INC VA 2.01 12/17/04 APPLIED SIGNAL TECHNOLOGY INC CA 2.02,5.02,9.01 12/21/04 AQUILA INC DE 1.01,9.01 12/20/04 ARADIGM CORP CA 3.02,9.01 12/17/04 ARC CORPORATE REALTY TRUST INC MD 1.01,9.01 12/20/04 ARCADIA RESOURCES, INC NV 5.02 12/23/04 ARCHER DANIELS MIDLAND CO DE 1.01,1.02,9.01 12/17/04 ARCHSTONE SMITH OPERATING TRUST MD 7.01,8.01 12/22/04 ARCHSTONE SMITH TRUST CO 7.01,8.01 12/22/04 ARENA PHARMACEUTICALS INC DE 1.01,7.01,8.01 12/20/04 ARGON ST, Inc. DE 5.04,9.01 12/23/04 ARLINGTON HOSPITALITY INC DE 8.01,9.01 12/21/04 ARMS II GLOBAL FUND 1 8.01,9.01 12/10/04 ARTISOFT INC DE 3.01 12/17/04 ASCONI CORP NV 1.01,3.02,9.01 12/17/04 ASPEN INSURANCE HOLDINGS LTD D0 7.01,9.01 12/23/04 ASSET BACKED FUNDING CORP ABFC ASSET DE 8.01,9.01 08/20/03 ASSET BACKED SECURITIES CORP DE 8.01,9.01 12/23/04 ASSOCIATED MATERIALS INC DE 1.01,1.02,2.03,3.02,5.02,8.01 12/22/04 AMEND ASYST TECHNOLOGIES INC /CA/ CA 2.02,9.01 12/20/04 ASYST TECHNOLOGIES INC /CA/ CA 2.05,2.06,3.01,4.02 12/17/04 ATRIUM COMPANIES INC DE 8.01,9.01 12/21/04 ATRIUM COMPANIES INC DE 7.01 12/21/04 AUTODESK INC DE 8.01 12/23/04 BAKBONE SOFTWARE INC 4.02,9.01 12/17/04 BANC OF AMERICA FUNDING CORP DE 8.01,9.01 12/23/04 BANC OF AMERICA FUNDING CORP DE 8.01,9.01 12/23/04 Banc of America Funding Corp. Mortgag DE 8.01,9.01 12/20/04 Banc of America Funding Corp. Mortgag DE 8.01,9.01 12/20/04 Banc of America Funding Corp. Mortgag DE 8.01,9.01 12/20/04 BANC OF AMERICA MORTGAGE SECURITIES I DE 8.01,9.01 12/22/04 BANC OF AMERICA MORTGAGE SECURITIES I DE 8.01,9.01 12/22/04 BANK OF AMERICA CORP /DE/ DE 1.01,9.01 12/14/04 BANK OF AMERICA MORT SEC INC MORT PAS DE 8.01,9.01 12/20/04 BANTA CORP WI 5.02,5.03,9.01 12/22/04 BEAR STEARNS ASSET BACKED SECURITIES DE 8.01,9.01 12/23/04 BEARINGPOINT INC DE 1.01,1.02,2.03 12/17/04 BEDFORD PROPERTY INVESTORS INC/MD MD 2.01,9.01 12/23/04 BERKLEY W R CORP DE 8.01,9.01 12/23/04 BEST BUY CO INC MN 1.01 12/22/04 BIO ONE CORP NV 2.01,9.01 03/31/04 AMEND BIOLASE TECHNOLOGY INC DE 1.01,9.01 12/20/04 BIOMARIN PHARMACEUTICAL INC DE 8.01,9.01 12/23/04 BIOTIME INC CA 8.01 12/14/01 BLACK BOX CORP DE 1.01,9.01 12/20/04 BLOCKBUSTER INC DE 8.01,9.01 12/22/04 BOEING CO DE 1.01,2.03 12/12/04 BRANDYWINE OPERATING PARTNERSHIP LP / DE 1.01,5.05,8.01,9.01 12/21/04 BRANDYWINE REALTY TRUST MD 1.01,5.05,8.01,9.01 12/21/04 Bridge Capital Holdings CA 2.03 12/21/04 BRISTOL MYERS SQUIBB CO DE 1.01,1.02,2.03 12/22/04 BROADVISION INC DE 1.01,9.01 12/20/04 BUFFETS HOLDINGS, INC. DE 2.02,9.01 12/23/04 BUILD A BEAR WORKSHOP INC DE 7.01,9.01 12/23/04 CAMDEN PROPERTY TRUST TX 7.01,9.01 12/22/04 CANARGO ENERGY CORP DE 2.03,9.01 12/21/04 CAP ROCK ENERGY CORP 1.01,5.02,7.01,9.01 12/21/04 CAPITAL AUTOMOTIVE REIT MD 9.01 12/21/04 CAPITAL CORP OF THE WEST CA 1.01,9.01 12/17/04 CAPITAL ONE FINANCIAL CORP DE 1.01,7.01,9.01 12/20/04 CARDIOTECH INTERNATIONAL INC MA 3.02,9.01 12/22/04 CASCADE MICROTECH INC 5.03,9.01 12/20/04 CBRL GROUP INC TN 8.01 12/22/04 CDI CORP PA 1.01 12/20/04 CELL THERAPEUTICS INC WA 1.01,2.03,8.01,9.01 12/21/04 CENUCO INC DE 1.02,8.01,9.01 12/20/04 CHARTER FINANCIAL CORP/GA 8.01,9.01 12/23/04 CHASE CREDIT CARD MASTER TRUST NY 8.01,9.01 12/15/04 CHASE CREDIT CARD OWNER TRUST 2001-1 DE 8.01,9.01 12/15/04 CHASE CREDIT CARD OWNER TRUST 2001-4 DE 8.01,9.01 12/15/04 CHASE CREDIT CARD OWNER TRUST 2002-1 DE 8.01,9.01 12/15/04 CHASE CREDIT CARD OWNER TRUST 2002-2 NY 8.01,9.01 12/15/04 CHASE CREDIT CARD OWNER TRUST 2002-3 NY 8.01,9.01 12/15/04 CHASE CREDIT CARD OWNER TRUST 2002-4 NY 8.01,9.01 12/15/04 CHASE CREDIT CARD OWNER TRUST 2002-5 NY 8.01,9.01 12/15/04 CHASE CREDIT CARD OWNER TRUST 2002-6 NY 8.01,9.01 12/15/04 CHASE CREDIT CARD OWNER TRUST 2002-7 NY 8.01,9.01 12/15/04 CHASE CREDIT CARD OWNER TRUST 2002-8 NY 8.01,9.01 12/15/04 CHASE CREDIT CARD OWNER TRUST 2003-1 NY 8.01,9.01 12/15/04 CHASE CREDIT CARD OWNER TRUST 2003-2 NY 8.01,9.01 12/15/04 CHASE CREDIT CARD OWNER TRUST 2003-3 NY 8.01,9.01 12/15/04 CHASE CREDIT CARD OWNER TRUST 2003-5 NY 8.01,9.01 12/15/04 CHASE CREDIT CARD OWNER TRUST 2003-6 NY 8.01,9.01 12/15/04 CHASE CREDIT CARD OWNER TRUST 2004-1 NY 8.01,9.01 12/15/04 Chase Credit Card Owner Trust 2004-2 NY 8.01,9.01 12/15/04 CHASE MANHATTAN AUTO OWNER TRUST 2001 DE 8.01,9.01 12/15/04 CHASE MANHATTAN AUTO OWNER TRUST 2001 DE 8.01,9.01 12/15/04 CHASE MANHATTAN AUTO OWNER TRUST 2002 DE 8.01,9.01 12/15/04 CHASE MANHATTAN AUTO OWNER TRUST 2002 DE 8.01,9.01 12/15/04 CHASE MANHATTAN AUTO OWNER TRUST 2003 DE 8.01,9.01 12/15/04 CHASE MANHATTAN AUTO OWNER TRUST 2003 DE 8.01,9.01 11/15/04 CHASE MANHATTAN AUTO TRUST 2004-A DE 8.01,9.01 12/15/04 CHASE MANHATTAN BANK /NY/ NY 8.01,9.01 12/15/04 CHASE MANHATTAN BANK CHASE CREDIT CAR DE 8.01,9.01 12/15/04 CHASE MANHATTAN BANK CHASE CREDIT CAR DE 8.01,9.01 12/15/04 CHASE MANHATTAN BANK USA CHASE CREDIT DE 8.01,9.01 12/15/04 CHASE MANHATTAN BANK USA CHASE CREDIT DE 8.01,9.01 12/15/04 CHASE MANHATTAN BANK USA CHASE MANHAT DE 8.01,9.01 12/15/04 CHASE MANHATTAN MARINE OWNER TRUST 19 NY 8.01,9.01 12/15/04 CHASE MANHATTAN RV OWNER TRUST 1997-A DE 8.01,9.01 12/15/04 CHECKERS DRIVE IN RESTAURANTS INC /DE DE 7.01,9.01 12/21/04 CHEESECAKE FACTORY INCORPORATED DE 1.01 12/22/04 CIROND CORP NV 1.01,3.02,3.03,5.03,9.01 12/17/04 CISCO SYSTEMS INC CA 8.01 12/22/04 Citigroup Commercial Mortgage Trust 2 DE 1.01 12/06/04 CITIZENS BANKING CORP MI 5.02 12/21/04 COINMACH CORP DE 1.01,2.03,7.01,9.01 12/23/04 COLONY BANKCORP INC GA 7.01,9.01 12/22/04 COLUMBIA BANCORP MD 8.01,9.01 12/22/04 COMMERCIAL PROPERTY CORP DE 5.03,9.01 11/30/04 COMPUCREDIT CORP GA 3.03,5.03,9.01 12/18/04 COMPUTER PROGRAMS & SYSTEMS INC DE 8.01 12/22/04 CONNETICS CORP DE 1.01 12/23/04 CONOLOG CORP DE 1.01 12/20/04 CONSOLIDATED WATER CO LTD E6 5.02,9.01 12/17/04 CONSTELLATION BRANDS, INC. DE 7.01,9.01 12/22/04 CONTINENTAL AIRLINES INC /DE/ DE 1.01,9.01 12/22/04 COOPER CAMERON CORP DE 1.01,9.01 12/21/04 CORTEX PHARMACEUTICALS INC/DE/ DE 1.01 12/23/04 COVANCE INC DE 1.01,9.01 12/17/04 CRESCENT REAL ESTATE EQUITIES CO TX 1.01 12/20/04 CRESCENT REAL ESTATE EQUITIES LTD PAR DE 1.01 12/20/04 CRITICAL THERAPEUTICS INC DE 1.01 12/21/04 CROSS COUNTRY HEALTHCARE INC DE 2.02,7.01,9.01 12/22/04 CROWN MEDIA HOLDINGS INC DE 5.02 12/20/04 CSFB COMMERCIAL MORT PASS THR CERTS S DE 8.01,9.01 12/17/04 CSFB MORT SEC CORP COMM MORT PAS THR DE 8.01,9.01 12/17/04 CSG SYSTEMS INTERNATIONAL INC DE 1.01,5.02,9.01 12/18/04 CSG SYSTEMS INTERNATIONAL INC DE 1.01,5.02,9.01 12/20/04 CV THERAPEUTICS INC DE 8.01,9.01 12/23/04 CVD EQUIPMENT CORP NY 4.01 12/23/04 CWABS INC ASSET BACKED CERTIFICATES T DE 9.01 10/25/04 AMEND CWABS INC ASSET BACKED CERTIFICATES T DE 9.01 11/25/04 AMEND CWABS Revolving Home Equity Loan Trus DE 8.01 12/23/04 CWABS Revolving Home Equity Loan Trus DE 8.01,9.01 12/23/04 CWMBS INC DE 9.01 12/23/04 DATA I/O CORP WA 7.01 12/22/04 DAVEY TREE EXPERT CO OH 1.01,2.03,9.01 12/21/04 DAWSON GEOPHYSICAL CO TX 1.01,2.03,9.01 12/22/04 DDI CORP CA 1.01,9.01 12/17/04 DICKS SPORTING GOODS INC DE 1.01,8.01,9.01 12/22/04 DIGITAL ANGEL CORP DE 3.02,9.01 12/21/04 DIGITAS INC DE 9.01 12/23/04 AMEND DISTINCTIVE DEVICES INC NY 5.02 12/01/04 DOBI MEDICAL INTERNATIONAL INC NV 3.02,8.01,9.01 12/17/04 DOMINION RESOURCES INC /VA/ VA 1.01,9.01 12/17/04 Douglas Lake Minerals Inc. 3.02,9.01 12/22/04 DOV PHARMACEUTICAL INC DE 1.01,2.03,3.02,9.01 12/22/04 DOW JONES & CO INC DE 1.01,9.01 12/23/04 DRESSER INC DE 5.02 12/22/04 DRS TECHNOLOGIES INC DE 5.02,9.01 12/23/04 DUANE READE INC DE 1.01,2.03 12/20/04 DUKE REALTY LIMITED PARTNERSHIP/ IN 8.01,9.01 12/14/04 DURECT CORP DE 8.01,9.01 12/23/04 DYADIC INTERNATIONAL INC 4.01,9.01 12/22/04 DYCOM INDUSTRIES INC FL 1.01,1.02,9.01 12/21/04 EATON VANCE CORP MD 1.01,9.01 12/23/04 ECLIPSYS CORP DE 1.01,5.02,9.01 12/20/04 ECOST COM INC DE 1.01,5.05,9.01 12/23/04 EDISON MISSION ENERGY DE 1.01,9.01 12/22/04 EGPI FIRECREEK, INC. NV 2.03,3.02,7.01,8.01 12/18/04 EL PASO NATURAL GAS CO DE 8.01 12/22/04 ELEC COMMUNICATIONS CORP NY 2.03,5.02 10/26/04 ELEPHANT & CASTLE GROUP INC 1.01,2.03,3.02,9.01 12/22/04 ELKCORP DE 7.01,9.01 12/22/04 ELOYALTY CORP DE 1.02,5.02,9.01 12/17/04 ENDURANCE SPECIALTY HOLDINGS LTD 2.03 12/22/04 ENDWAVE CORP DE 1.01,9.01 12/23/04 ENZON PHARMACEUTICALS INC DE 1.01,5.02 12/22/04 EQUIFIN INC DE 2.01,9.01 12/20/04 ERXSYS INC NV 5.02 12/17/04 ESB FINANCIAL CORP PA 8.01,9.01 12/23/04 EXACT SCIENCES CORP DE 7.01,9.01 12/22/04 EXELIXIS INC DE 1.01,9.01 12/21/04 EXPEDITORS INTERNATIONAL OF WASHINGTO WA 7.01 12/23/04 FAR EAST ENERGY CORP 1.01,9.01 12/22/04 FENTURA FINANCIAL INC MI 8.01,9.01 12/22/04 FGI GROUP INC DE 8.01,9.01 12/22/04 FIDELITY BANKSHARES INC DE 1.01 12/21/04 FIRST HORIZON ASSET SECURITIES INC DE 8.01,9.01 12/23/04 FIRST UNION COMMERCIAL MORTGAGE SECUR NC 8.01,9.01 12/18/04 FIRST WEST VIRGINIA BANCORP INC WV 8.01,9.01 12/23/04 FLEXTRONICS INTERNATIONAL LTD 1.01 12/17/04 FRANKLIN BANK CORP 1.01,3.02,9.01 12/20/04 FRANKLIN RESOURCES INC DE 1.01,5.02 12/21/04 FRIENDLY ICE CREAM CORP MA 1.01,2.03,9.01 12/17/04 GENIUS PRODUCTS INC NV 4.02,9.01 12/17/04 GENZYME CORP MA 8.01,9.01 12/22/04 GERBER SCIENTIFIC INC CT 1.01 12/23/04 GEXA CORP TX 8.01,9.01 12/22/04 GLOBAL EPOINT INC NV 1.01,3.02,9.01 12/19/04 GREAT EXPECTATIONS & ASSOCIATES INC CO 1.01,9.01 12/20/04 GreenPoint Home Equity Loan Trust 200 DE 8.01,9.01 12/15/04 GREENPOINT MORTGAGE SECURITIES LLC DE 8.01,9.01 12/15/04 GREENWICH CAPITAL ACCEPTANCE INC DE 8.01,9.01 12/23/04 GREENWICH CAPITAL COMMERCIAL FUNDING 8.01,9.01 12/23/04 GS MORTGAGE SECURITIES CORP DE 8.01,9.01 12/21/04 GUILFORD PHARMACEUTICALS INC DE 1.01,3.02,9.01 12/23/04 AMEND HALLIBURTON CO DE 7.01,8.01 12/22/04 HANOVER GOLD CO INC DE 4.01 12/22/04 HARTFORD LIFE INSURANCE CO CT 9.01 12/23/04 HEALTHSTREAM INC TN 8.01,9.01 12/23/04 HERBALIFE LTD. E9 1.01,1.02,2.03,2.04,8.01,9.01 12/22/04 HOME SOLUTIONS OF AMERICA INC DE 1.01,9.01 12/20/04 HOTEL OUTSOURCE MANAGEMENT INTERNATIO DE 4.01 12/22/04 HUMAN GENOME SCIENCES INC DE 1.01,1.02,9.01 12/21/04 HUNTSMAN INTERNATIONAL HOLDINGS LLC DE 1.01,9.01 12/21/04 HUNTSMAN INTERNATIONAL LLC DE 1.01,2.03,9.01 12/17/04 HURCO COMPANIES INC IN 3.01 12/20/04 IDAHO GENERAL MINES INC ID 1.01 12/17/04 IMMUNE RESPONSE CORP DE 1.01 12/20/04 IMMUNICON CORP 1.01 12/20/04 IMPAX LABORATORIES INC DE 5.02,9.01 12/23/04 INCENTRA SOLUTIONS, INC. NV 4.01,9.01 12/23/04 INFOCUS CORP OR 8.01 12/20/04 INFRASOURCE SERVICES INC DE 1.01 10/27/04 INGRAM MICRO INC DE 8.01,9.01 12/22/04 INSIGHT ENTERPRISES INC DE 1.01 12/21/04 INTERMET CORP GA 1.01,9.01 12/22/04 INTERNATIONAL STAR INC NV 7.01,9.01 12/23/04 INTERSTATE GENERAL CO L P DE 3.01,9.01 12/22/04 INTRAOP MEDICAL CORP NV 1.01,9.01 12/20/04 ISLE OF CAPRI CASINOS INC DE 1.01,9.01 12/23/04 J CREW GROUP INC NY 8.01,9.01 12/23/04 J JILL GROUP INC DE 1.01,9.01 12/20/04 JOY GLOBAL INC DE 8.01 10/30/04 KELLOGG CO DE 1.01 12/22/04 KINDERCARE LEARNING CENTERS INC /DE DE 1.01,9.01 12/20/04 KINDRED HEALTHCARE INC DE 7.01,9.01 12/22/04 KINETIC CONCEPTS INC /TX/ TX 1.01,2.03,9.01 12/21/04 KMART HOLDING CORP DE 8.01,9.01 12/22/04 KOMAG INC /DE/ DE 1.01,2.03 12/17/04 KRAMONT REALTY TRUST MD 1.01,9.01 12/19/04 LAKES ENTERTAINMENT INC MN 7.01,9.01 12/23/04 LARGE SCALE BIOLOGY CORP DE 1.01,2.03,3.02,8.01,9.01 12/17/04 LEHMAN BROTHERS HOLDINGS INC DE 9.01 12/23/04 LEVI STRAUSS & CO DE 1.01,2.03,9.01 12/22/04 LIMELIGHT MEDIA GROUP INC NV 7.01 12/23/04 LIQUIDMETAL TECHNOLOGIES INC 2.02,9.01 12/23/04 LL&E ROYALTY TRUST TX 2.02,7.01,9.01 12/23/04 LSB BANCSHARES INC /NC/ NC 1.01,8.01,9.01 12/21/04 MACERICH CO MD 1.01,7.01,9.01 12/23/04 MACROVISION CORP DE 1.01,2.03 12/17/04 MADISON RIVER CAPITAL LLC DE 7.01,9.01 12/23/04 MAGIC LANTERN GROUP INC NY 3.02 12/10/04 MANAKOA SERVICES CORP NV 8.01,9.01 12/22/04 MANNKIND CORP 8.01,9.01 12/22/04 MARINE PRODUCTS CORP DE 1.01,1.02,9.01 12/21/04 MARTEN TRANSPORT LTD DE 8.01,9.01 12/20/04 MASCO CORP /DE/ DE 1.01,2.03,9.01 12/23/04 MASTEC INC FL 2.02,7.01,9.01 12/23/04 MATERIAL SCIENCES CORP DE 7.01 12/23/04 MATRITECH INC/DE/ DE 2.02,9.01 11/03/04 MAXIM MORTGAGE CORP/ DE 1.01,7.01,9.01 12/22/04 MCRAE INDUSTRIES INC DE 2.02,9.01 12/23/04 MDU COMMUNICATIONS INTERNATIONAL INC DE 2.01,9.01 06/01/04 AMEND ME Portfolio Management SMHL Global F 8.01,9.01 12/09/04 MEASUREMENT SPECIALTIES INC NJ 1.01,1.02,8.01,9.01 12/14/04 MEDAREX INC NJ 2.06 12/23/04 MEDIACOM BROADBAND LLC DE 1.01 12/17/04 MEDIACOM COMMUNICATIONS CORP DE 1.01 12/17/04 MEDIMMUNE INC /DE DE 1.01 12/23/04 MERCURY COMPUTER SYSTEMS INC MA 1.01,9.01 12/22/04 MERIDIAN BIOSCIENCE INC OH 4.01,9.01 12/07/04 AMEND MERRILL LYNCH MORTGAGE INVESTORS INC DE 8.01,9.01 12/22/04 METABASIS THERAPEUTICS INC 1.01,2.03,9.01 12/21/04 MIDDLEFIELD BANC CORP OH 1.01 12/23/04 MILLS CORP DE 1.01,2.03 12/17/04 Millstream II Acquisition CORP DE 8.01,9.01 12/23/04 MONEYFLOW SYSTEMS INTERNATIONAL INC A0 3.02 12/23/04 MONOLITHIC POWER SYSTEMS INC CA 1.01,9.01 12/17/04 MONTPELIER RE HOLDINGS LTD D0 1.01,9.01 12/23/04 MTM Technologies, Inc. NY 1.01,5.02,9.01 12/21/04 MYKROLIS CORP DE 1.01 12/21/04 NATCO GROUP INC DE 2.02,4.02,9.01 12/21/04 NATIONSRENT COMPANIES INC DE 1.01,9.01 12/20/04 NCT GROUP INC DE 1.01,2.03,3.02 12/17/04 NCT GROUP INC DE 1.01,2.03,3.02 12/22/04 NCT GROUP INC DE 1.01,2.03,3.02 12/22/04 NEPHROS INC DE 4.01,9.01 12/21/04 NEUROCRINE BIOSCIENCES INC CA 8.01,9.01 12/21/04 NEW CENTURY FINANCIAL CORP MD 8.01 12/17/04 New Century Mortgage Securities LLC 9.01 12/17/04 NEW CENTURY TRS HOLDINGS INC DE 8.01 12/17/04 NEWS CORP 8.01,9.01 12/23/04 NEXMED INC NV 1.01,3.02,9.01 12/17/04 Nissan Auto Lease Trust 2004-A DE 8.01,9.01 12/15/04 NISSAN AUTO RECEIVABLES 2004-B OWNER 8.01,9.01 12/15/04 Nissan Auto Receivables 2004-C Owner DE 8.01,9.01 12/15/04 NORSTAN INC MN 1.01,3.03 12/20/04 NORTHEAST BANCORP /ME/ ME 1.01,1.02 12/23/04 NORTHEAST INDIANA BANCORP INC DE 8.01,9.01 12/23/04 NORTHWESTERN CORP DE 1.01,8.01,9.01 12/21/04 NOVADEL PHARMA INC DE 1.01,5.02,9.01 12/20/04 NOVADEL PHARMA INC DE 1.01,5.02,9.01 12/06/04 AMEND NOVASTAR FINANCIAL INC MD 2.02,9.01 12/22/04 NPS PHARMACEUTICALS INC DE 1.01,8.01,9.01 12/22/04 NS8 CORP DE 1.01,3.02 12/23/04 NUTRACEA CA 3.02,5.02,9.01 12/17/04 NUVELO INC DE 9.01 12/03/04 AMEND OCEAN BIO CHEM INC FL 4.01 12/23/04 OFFICE DEPOT INC DE 9.01 12/23/04 OLYMPUS COMMUNICATIONS LP DE 1.01 12/23/04 OLYMPUS COMMUNICATIONS LP DE 7.01 12/23/04 OMI CORP/M I 8.01,9.01 12/23/04 OMNOVA SOLUTIONS INC OH 1.01,9.01 12/23/04 ON SEMICONDUCTOR CORP DE 1.01,1.02,2.03,3.03,8.01,9.01 12/23/04 OPNET TECHNOLOGIES INC DE 1.01,9.01 07/29/04 ORETECH INC NV 5.02,9.01 12/17/04 OSI SYSTEMS INC CA 3.03,9.01 12/20/04 PAC-WEST TELECOMM INC 1.01 12/17/04 PACIFICAP ENTERTAINMENT HOLDINGS INC NV 1.01,2.03,3.02,9.01 12/23/04 PARTNERRE LTD 8.01 12/20/04 PATRIOT NATIONAL BANCORP INC CT 8.01 12/21/04 PATTERSON UTI ENERGY INC DE 1.01,9.01 12/17/04 PENN TRAFFIC CO DE 8.01,9.01 12/23/04 PENNSYLVANIA COMMERCE BANCORP INC 1.01,9.01 12/17/04 PEOPLES COMMUNITY BANCORP INC /MD/ MD 1.01,9.01 12/17/04 PG&E CORP CA 1.01,2.03 12/23/04 PHELPS DODGE CORP NY 1.01,9.01 12/23/04 PHIBRO ANIMAL HEALTH CORP 1.01,9.01 12/21/04 PHOENIX GROUP CORP DE 8.01 11/22/04 PHSB FINANCIAL CORP PA 8.01,9.01 12/23/04 PIONEER RAILCORP IA 3.01,9.01 12/22/04 PIZZA INN INC /MO/ MO 1.01,1.02,7.01,9.01 12/16/04 AMEND PLANET TECHNOLOGIES, INC CA 3.02 12/17/04 PLYMOUTH RUBBER CO INC MA 8.01 12/22/04 POCAHONTAS BANCORP INC DE 3.01,9.01 12/23/04 POLYMER GROUP INC DE 1.01,5.02,5.03,9.01 12/22/04 PONY EXPRESS USA INC NV 5.02 12/17/04 POORE BROTHERS INC DE 5.02,9.01 12/23/04 PRECISION OPTICS CORPORATION INC MA 8.01,9.01 12/22/04 PREMIER ALLIANCE GROUP, INC. NV 4.01,9.01 12/03/04 AMEND PREMIER FINANCIAL BANCORP INC KY 1.01,9.01 12/20/04 PRENTISS PROPERTIES TRUST/MD MD 8.01,9.01 04/22/04 AMEND PRG SCHULTZ INTERNATIONAL INC GA 8.01,9.01 11/17/04 PRINCETON NATIONAL BANCORP INC DE 1.01,9.01 12/20/04 PRIVATEBANCORP INC DE 7.01 12/23/04 PROVIDIAN MASTER TRUST 8.01,9.01 12/15/04 PROXYMED INC /FT LAUDERDALE/ FL 1.01,8.01 12/21/04 PUMA Global Trust No. 2 DE 8.01,9.01 12/23/04 PURE WORLD INC DE 1.01,2.01,3.02,9.01 12/22/04 PYRAMID BREWERIES INC WA 4.01,9.01 12/20/04 AMEND QUAKER FABRIC CORP /DE/ DE 1.01,9.01 12/20/04 QUALITY DINING INC IN 4.02 12/22/04 QUALITY DINING INC IN 8.01,9.01 12/23/04 QUANTA CAPITAL HOLDINGS LTD 1.01,2.03,3.02,7.01,9.01 12/21/04 QUANTUM CORP /DE/ DE 5.02 12/23/04 RAE SYSTEMS INC DE 1.01,5.02,9.01 12/22/04 RANCON INCOME FUND I CA 2.01,9.01 12/14/04 RAYBOR MANAGEMENT INC DE 5.02 09/10/04 REEF GLOBAL ENERGY VENTURES NV 4.01,9.01 12/22/04 REMEC INC CA 8.01,9.01 12/21/04 RES CARE INC /KY/ KY 7.01,9.01 12/20/04 RESIDENTIAL ACCREDIT LOANS INC DE 8.01,9.01 12/23/04 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE 9.01 12/22/04 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE 8.01,9.01 12/17/04 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE 8.01,9.01 12/21/04 RESIDENTIAL ASSET SECURITIES CORP DE 9.01 12/21/04 RESIDENTIAL ASSET SECURITIES CORP DE 8.01,9.01 12/23/04 RG America, Inc. NV 2.05,2.06,8.01 12/16/04 ROXIO INC DE 1.01,2.01,5.02,7.01,9.01 12/17/04 RPC INC DE 1.01,1.02,9.01 12/21/04 RURAL METRO CORP /DE/ DE 8.01,9.01 12/22/04 RUSH FINANCIAL TECHNOLOGIES INC TX 3.02,7.01,9.01 12/23/04 RYERSON TULL INC /DE/ DE 8.01,9.01 12/23/04 RYLAND GROUP INC MD 3.03,9.01 12/22/04 RYLAND GROUP INC MD 7.01,9.01 12/22/04 SABA SOFTWARE INC DE 2.02,9.01 12/23/04 SAMI MTG P/T CERT SERIES 2003-AR3 8.01,9.01 12/20/04 SATCON TECHNOLOGY CORP DE 8.01,9.01 12/22/04 SCBT FINANCIAL CORP SC 1.01,9.01 12/20/04 SEACHANGE INTERNATIONAL INC DE 1.01,1.02,9.01 12/20/04 SEARS ROEBUCK & CO NY 8.01,9.01 12/22/04 SEGWAY III CORP NJ 1.01,2.01,3.02,5.01,5.02,9.01 12/20/04 SEMINIS INC IL 2.02 12/23/04 SEROLOGICALS CORP DE 1.01,7.01,8.01,9.01 12/17/04 SERVICEWARE TECHNOLOGIES INC/ PA DE 7.01 12/23/04 SI TECHNOLOGIES INC DE 1.01,9.01 12/23/04 SIPEX CORP MA 1.01,5.02,9.01 12/06/04 AMEND SKYWAY COMMUNICATIONS HOLDING CORP FL 8.01 12/23/04 SMARTSERV ONLINE INC DE 1.01,3.02 12/19/04 SMARTSERV ONLINE INC DE 4.01,9.01 12/15/04 AMEND SONIC SOLUTIONS/CA/ CA 1.01,2.01,2.03,3.02,7.01,9.01 12/17/04 Soundview Home Loan Trust 2004-WMC1 DE 9.01 12/23/04 SOUTHERN CO DE 1.01,9.01 12/22/04 SOUTHERN MICHIGAN BANCORP INC MI 5.02 12/20/04 SOUTHERN SECURITY LIFE INSURANCE CO UT 8.01 12/17/04 SPARTA COMMERCIAL SERVICES, INC. NV 5.03,8.01,9.01 12/23/04 SPARTAN MOTORS INC MI 5.02 12/20/04 SPARTAN STORES INC MI 7.01,9.01 12/23/04 SPX CORP DE 1.01,2.03,2.06,5.02,9.01 12/21/04 ST PAUL TRAVELERS COMPANIES INC MN 8.01,9.01 12/23/04 STANDARD MICROSYSTEMS CORP DE 1.01 12/21/04 STAR GAS PARTNERS LP DE 1.01,2.01,2.02,2.03,5.02,8.01 12/17/04 STATION CASINOS INC NV 2.03 12/23/04 STEPAN CO DE 1.01,9.01 12/21/04 STEVEN MADDEN, LTD. DE 8.01,9.01 12/23/04 STEWART ENTERPRISES INC LA 1.01 12/20/04 STOCKERYALE INC MA 8.01,9.01 12/23/04 STRATUS SERVICES GROUP INC DE 2.02,9.01 12/23/04 STRUCTURED ASSET MORT INV INC MORT P DE 8.01,9.01 12/20/04 STRUCTURED ASSET MORT INV INC MORT PA DE 8.01,9.01 12/20/04 STRUCTURED ASSET MORT INV INC MORT PS DE 8.01,9.01 12/20/04 STRUCTURED ASSET MORT PASS THRU CERTS DE 8.01,9.01 12/20/04 Structured Asset Mort Pass Thru Certs DE 8.01,9.01 12/20/04 STRUCTURED ASSET MORTGAGE INVEST MORT 8.01,9.01 12/20/04 STRUCTURED ASSET MORTGAGE INVEST TRUS NY 8.01,9.01 12/20/04 STRUCTURED ASSET MORTGAGE INVESTMENTS DE 8.01,9.01 12/21/04 STRUCTURED ASSET MORTGAGE INVESTMENTS DE 8.01,9.01 12/20/04 Structured Asset Mortgage Investments DE 8.01,9.01 12/20/04 Structured Asset Mortgage Investments DE 8.01,9.01 12/20/04 Structured Asset Mortgage Investments DE 8.01,9.01 12/20/04 STRUCTURED ASSET MORTGAGE INVESTMENTS 8.01,9.01 12/20/04 STRUCTURED ASSET MORTGAGE INVESTMENTS DE 8.01,9.01 12/20/04 SUMMA INDUSTRIES/ DE 2.02,8.01,9.01 12/23/04 SUMMIT PROPERTIES INC MD 1.01 09/01/04 SUMMUS INC USA FL 1.01,2.03,3.02,8.01,9.01 12/20/04 SUN CITY INDUSTRIES INC DE 1.01,5.01,5.02,5.03,8.01,9.01 12/22/04 SUREWEST COMMUNICATIONS CA 1.01 12/21/04 SUSSEX BANCORP NJ 8.01,9.01 12/21/04 TAIWAN FUND INC DE 7.01 10/01/04 TALBOTS INC DE 1.01,9.01 12/21/04 TECHNOLOGY INVESTMENT CAPITAL CORP MD 8.01,9.01 12/20/04 TELEPHONE & DATA SYSTEMS INC /DE/ DE 2.02,4.02,9.01 12/22/04 TENET HEALTHCARE CORP NV 8.01 12/23/04 TERCICA INC DE 8.01 12/23/04 TERRA TREMA INC NV 8.01 12/22/04 TESSERA TECHNOLOGIES INC DE 1.01,9.01 12/20/04 TETON PETROLEUM CO DE 1.01 12/17/04 TEXAS CAPITAL BANCSHARES INC/TX DE 1.01,1.02,9.01 12/20/04 TEXAS REGIONAL BANCSHARES INC TX 1.01,1.02 12/23/04 THQ INC DE 1.01,9.01 12/17/04 TIBCO SOFTWARE INC DE 1.01 12/21/04 TIDEL TECHNOLOGIES INC DE 5.02,8.01,9.01 12/22/04 TIPPERARY CORP TX 1.01 12/17/04 TNX TELEVISION HOLDINGS INC NV 5.02,9.01 12/20/04 Tower Group, Inc. DE 1.01,2.03,7.01,9.01 12/22/04 TOWN & COUNTRY TRUST MD 5.02,9.01 12/23/04 TRANSNATIONAL INDUSTRIES INC DE 1.01 12/20/04 TRIAD GUARANTY INC DE 1.01,1.02 12/20/04 TRIARC COMPANIES INC DE 7.01 12/23/04 TRIMEDIA ENTERTAINMENT GROUP INC DE 1.01,5.02,9.01 12/21/04 TRIPOS INC UT 1.01 11/30/04 TROPICAL SPORTSWEAR INTERNATIONAL COR FL 3.01 12/22/04 TRUMP HOTELS & CASINO RESORTS INC DE 1.01,8.01,9.01 12/15/04 Trycera Financial, Inc. NV 3.02 12/22/04 TUESDAY MORNING CORP/DE DE 1.01,1.02,2.03 12/22/04 TURBOCHEF TECHNOLOGIES INC DE 7.01,9.01 12/22/04 TURBOCHEF TECHNOLOGIES INC DE 8.01 12/22/04 TURBOSONIC TECHNOLOGIES INC DE 5.02 12/22/04 TUTTLE INDUSTRIES CORP DE 5.01,5.02,8.01,9.01 12/23/04 ULTRALIFE BATTERIES INC DE 7.01,9.01 12/23/04 ULTRONICS CORP NV 1.01,9.01 12/23/04 UMPQUA HOLDINGS CORP OR 1.01,7.01,9.01 12/23/04 UNISYS CORP DE 1.01,5.02,9.01 12/22/04 AMEND UNITED NATURAL FOODS INC DE 8.01,9.01 12/21/04 UNITED STATES CELLULAR CORP DE 2.02,4.02,9.01 12/22/04 UNIVERSAL AUTOMOTIVE INDUSTRIES INC / DE 4.02,9.01 12/23/04 US AIRWAYS GROUP INC DE 8.01,9.01 12/23/04 US BANCORP \DE\ DE 1.01,5.02,9.01 10/20/04 US CAN CORP DE 1.01,5.02 12/23/04 US LEC CORP DE 1.01 12/17/04 US NEUROSURGICAL INC 4.01,9.01 12/13/04 AMEND USN CORP CO 1.01,1.03,2.01,3.02,5.01,9.01 12/13/04 UTi WORLDWIDE INC 7.01,8.01,9.01 12/22/04 VALERO L P DE 1.01,2.03 12/20/04 VALMONT INDUSTRIES INC DE 1.01,9.01 12/19/04 VENTAS INC DE 7.01,9.01 12/23/04 VERIZON COMMUNICATIONS INC DE 1.01 12/21/04 VERTRUE INC DE 8.01,9.01 12/23/04 VIACOM INC DE 5.02 12/20/04 VINEYARD NATIONAL BANCORP CA 7.01,9.01 12/23/04 VINTAGE PETROLEUM INC DE 1.01 12/22/04 VIROPHARMA INC DE 1.01,9.01 12/21/04 VISUAL DATA CORP FL 2.01,3.02,7.01,9.01 12/23/04 VSB BANCORP INC NY 4.02 12/17/04 WACHOVIA COMMERCIAL MORTGAGE SECURITI NC 9.01 12/20/04 WALT DISNEY CO/ DE 1.01,9.01 12/23/04 WaMu Mortgage Pass-Through Certificat DE 8.01,9.01 11/26/04 AMEND WATERFORD GAMING LLC DE 8.01 12/23/04 WATERS INSTRUMENTS INC MN 9.01 09/27/04 AMEND WAUSAU MOSINEE PAPER CORP WI 1.01,9.01 12/17/04 WAYNE SAVINGS BANCSHARES INC /DE/ DE 7.01,9.01 12/21/04 WEST MARINE INC DE 5.02,9.01 12/21/04 WILSON GREATBATCH TECHNOLOGIES INC DE 1.01 12/21/04 WILSONS THE LEATHER EXPERTS INC MN 1.01,8.01,9.01 12/22/04 WORKSTREAM INC 1.01,9.01 12/20/04 WORLD WASTE TECHNOLOGIES INC CA 5.02,9.01 12/23/04 Wornick CO DE 7.01 12/22/04 WYNDHAM INTERNATIONAL INC DE 2.01,9.01 12/23/04 Xenonics Holdings, Inc. NV 2.02,9.01 12/21/04 XSTREAM BEVERAGE NETWORK, INC. NV 4.01,9.01 12/20/04 XYBERNAUT CORP DE 3.02 12/20/04 YOUNG BROADCASTING INC /DE/ DE 1.01 12/21/04 ZILOG INC CA 1.01,9.01 12/20/04