SEC NEWS DIGEST Issue 2003-238 December 16, 2003 ENFORCEMENT PROCEEDINGS COMMISSION DENIES MOTION FOR RECONSIDERATION OF CALVIN DAVID FOX The Commission has denied the motion filed by Calvin David Fox, of Jupiter, Florida, for reconsideration of its decision remanding to the NYSE Fox's earlier application to the Commission for review of disciplinary action taken against Fox by the NYSE. The NYSE found that Fox had violated NYSE Rule 476(a)(6) by engaging in conduct inconsistent with just and equitable principles of trade, by making a misstatement to his NYSE member firm employer, Prudential Securities, Inc., about the status of his license to practice law in Florida and by sending an altered version of an official court order in support of the alleged misstatement. The Commission had remanded the proceeding to the NYSE. The Commission asked the NYSE to address specifically the threshold question of whether Fox's acts were committed in bad faith or unethically. Because the Commission had earlier stated that it was unable to complete its review on the record presented, it found that Fox's motion did not present an adequate basis for granting reconsideration. (Rel. 34-48927; File No. 3- 11062) SEC SETTLES LITIGATION AGAINST PINNACLE BUSINESS MANAGEMENT, INC., VINCENT LO CASTRO AND JEFFREY TURINO The Commission announced today that the Honorable Elizabeth A. Kovachevich of the U.S. District Court for the Middle District of Florida, Tampa Division, has entered final judgments against Pinnacle Business Management, Inc. and two of its former officers, Jeffrey G. Turino and Vincent A. Lo Castro. Each of the defendants was permanently enjoined from violating the antifraud provisions of the federal securities laws. Turino and Lo Castro also were permanently barred from serving as an officer or director of a public company and ordered to pay civil penalties of $60,000 and $25,000, respectively. Finally, Turino was barred from participating in any offering of penny stock for five years. The defendants consented to the judgments without admitting or denying the allegations in the Commission's complaint. The Commission's complaint alleged that an April 2, 2002, press release contained materially false and misleading statements regarding a proposed spin-off of a Pinnacle subsidiary known as All Pro. In the press release, Pinnacle stated that after the spin-off to Pinnacle shareholders, All Pro would seek a listing on the American Stock Exchange, and that its initial trading price would be $4.00 per share. The Commission's complaint alleged that Pinnacle lacked a reasonable basis for stating that All Pro would trade at $4.00 per share, that Pinnacle misquoted an AMEX floor broker to convey a false and misleading endorsement of the company's claims, and that Pinnacle overstated the likelihood that All Pro would obtain an AMEX listing. After the Commission filed its complaint, the All Pro spin-off did not take place. In August 2003, Pinnacle announced that Turino and Lo Castro had resigned from their positions with the company and that the company has "no assets, no operating business and no sources of revenue." The company also disclosed, for the first time, that it has more than 24 billion shares of common stock issued and outstanding. The settlements conclude the litigation brought by the Commission arising out of Pinnacle's April 2, 2002 press release. [SEC v. Pinnacle Business Management, Inc., Vincent A. Lo Castro and Jeffrey G. Turino, 8:02-CV-822 (M.D. Fla., Tampa Div.)] (LR- 18506) SEC CHARGES FATHER-SON TEAM FOR DEFRAUDING INVESTORS OUT OF $7.6 MILLION THROUGH TWO PRIME BANK SCHEMES The Commission announced that on December 11 a civil enforcement action was filed in the U.S. District Court for the Eastern District of Michigan, against Donald F. Chamberlin and his son, David N. Chamberlin, alleging that they raised approximately $7.6 million in the fraudulent offer and sale of fictitious "prime bank" securities, in two separate programs. The Commission's complaint alleges that, from approximately July through August 2000, Donald Chamberlin and his now defunct investment advisory firm solicited clients and others to invest in two separate prime bank schemes. However, these instruments do not exist. The complaint alleges that Donald Chamberlin made material misstatements and omitted to state material facts to investors regarding the existence and risk of prime bank securities, the rate of return on the two prime bank programs, and the use of investment proceeds. Although variations existed regarding what investors were told, the essence of the promises made to investors was the same: all were promised that their money was being invested in a guaranteed, risk-free, high-yield prime bank debenture trading program. Instead of investing funds, Donald Chamberlin used approximately $1.3 million to pay personal expenses, including, among other things, mortgage payments and country club fees. In addition, Donald Chamberlin used approximately $2.6 million in new investor funds to repay prior investors, effectively operating a Ponzi scheme. In its complaint, the Commission alleges that Donald Chamberlin violated Section 17(a)(1), (2) & (3) of the Securities Act of 1933, Sections 10(b) and 15(a)(1) of the Securities Exchange Act of 1934 (Exchange Act) and Rule 10b-5 thereunder, and aided and abetted his defunct advisory firm's violations of Sections 206(1) & (2) of the Investment Advisers Act of 1940 (Advisers Act). The complaint further alleges that David Chamberlin aided and abetted the violative conduct by, among other things, setting up and acting as a signatory on domestic and offshore bank accounts and lulling investors through unfounded assurances that the programs were performing well. In its complaint, the Commission alleges that David Chamberlin aided and abetted violations of Sections 10(b) and 15(a)(1) of the Exchange Act and Rule 10b-5 thereunder and violations of Sections 206(1) & (2) of the Advisers Act. Regarding both Donald and David Chamberlin, the Commission is seeking the entry of a permanent injunction, disgorgements of any ill-gotten gains, plus prejudgment interest, and a civil penalty. [SEC v. Donald F. Chamberlin and David N. Chamberlin, USDC, ED Michigan, Civil Action No. CV 03-74983 (NGE)] (LR-18507) INVESTMENT COMPANY ACT RELEASES AIG SUNAMERICA LIFE ASSURANCE COMPANY, ET AL. An order has been issued pursuant to Section 26(c) of the Investment Company Act to AIG SunAmerica Life Assurance Company and Variable Separate Account of AIG SunAmerica Life Assurance Company approving the substitution of the Growth Series, International Series, Growth-Income Series, Asset Allocation Series, High-Yield Bond Series, U.S. Government/AAA Rated Securities Series and Cash Management Series, each a series of the Anchor Pathway Fund, for Class 3 shares of the Growth Fund, International Fund, Growth-Income Fund, Asset Allocation Fund, High-Income Bond Fund, U.S. Government/AAA-Rated Securities Fund and Cash Management Fund, each a series of the American Funds Insurance Series. An order also has been issued pursuant to Section 17(b) of the 1940 Act to permit certain in-kind transactions in connection with the substitutions. (Rel. IC-26293 - December 15) AEGON/TRANSAMERICA SERIES FUND, INC., ET AL. A notice has been issued giving interested persons until Jan. 9, 2004, to request a hearing on an Application filed by AEGON/Transamerica Series Fund, Inc. (ATSF) and AEGON/Transamerica Fund Advisers, Inc. (ATFA) (collectively, Applicants). Applicants seek an order under Section 6 (c) of the Investment Company Act granting relief from Sections 9(a), 13(a), 15(a), and 15(b) of the Act and Rules 6e-2(b)(15) and 6e-3(T)(b)(15) thereunder to permit shares of ATSF and shares of any other investment company or portfolio that is designed to fund insurance products and for which ATFA or any of its affiliates, may serve as investment manager, investment adviser, subadviser, administrator, manager, principal underwriter or sponsor (ATSF and such other investment companies being hereinafter referred to, collectively, as Insurance Investment Companies), or permit shares of any current or future series of any Insurance Investment Company (Insurance Fund), to be sold to and held by: (1) separate accounts funding variable annuity and variable life insurance contracts issued by both affiliated and unaffiliated life insurance companies; (2) qualified pension and retirement plans outside of the separate account context; (3) any investment manager to an Insurance Fund and affiliates thereof that is permitted to hold shares of an Insurance Fund consistent with the requirements of Treasury Regulation 1.817-5; and (4) any insurance company that is permitted to hold shares of an Insurance Fund consistent with the requirements of Treasury Regulation 1.817-5. (Rel. IC-26294 - December 15) SELF REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES A proposed rule change filed by OneChicago adopt OneChicago Rule 616 relating to "Chinese Walls" (SR-OC-2003-09) has become immediately effective under Section 19(b)(7) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of December 15. (Rel. 34-48923) A proposed rule change (SR-Phlx-2003-78) filed by the Philadelphia Stock Exchange relating to fees applicable to Phlx remote primary specialists has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of December 15. (Rel. 34-48925) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-8 ARTISOFT INC, 5 CAMBRIDGE CENTER, 3RD FLOOR, CAMBRIDGE, MA, 02142, 6173540600 - 0 ($920,000.00) Equity, (File 333-111151 - Dec. 15) (BR. 03) S-8 SECURED DIVERSIFIED INVESTMENT LTD, 5030 CAMPUS DRIVE, NEWPORT BEACH, CA, 92660, 949-851-1069 - 15,200,000 ($1,368,000.00) Equity, (File 333-111152 - Dec. 15) (BR. 05) SB-2 FIRST METROPLEX CAPITAL INC, 0 ($18,500,000.00) Equity, (File 333-111153 - Dec. 15) (BR. 09) S-8 STAAR SURGICAL COMPANY, 1911 WALKER AVE, MONROVIA, CA, 91016, 8183037902 - 4,508,481 ($48,533,797.97) Equity, (File 333-111154 - Dec. 15) (BR. 36) S-1 ADVANSTAR COMMUNICATIONS INC, 7500 OLD OAK BLVD, CLEVELAND, OH, 44130-3369, 4402438100 - 0 ($1.00) Non-Convertible Debt, (File 333-111155 - Dec. 15) (BR. 08) S-8 RINKER GROUP LTD, 0 ($27,060,000.00) ADRs/ADSs, (File 333-111156 - Dec. 15) (BR. 06) S-1 IDENIX PHARMACEUTICALS INC, 125 CAMBRIDGEPARK DRIVE, ., CAMBRIDGE, MA, 02140, (617) 250-3100 - 0 ($100,000,000.00) Equity, (File 333-111157 - Dec. 15) (BR. 01) S-8 RADIX MARINE INC, 425-315-1772 - 3,600,000 ($342,000.00) Equity, (File 333-111159 - Dec. 15) (BR. 08) S-3 EAGLE BROADBAND INC, 101 COURAGEOUS DR, LEAGUE CITY, TX, 77573, 2815386000 - 17,854,752 ($21,247,155.00) Equity, (File 333-111160 - Dec. 15) (BR. 37) S-1 LIBERTE INVESTORS INC, 200 CRESCENT COURT, SUITE 1365, DALLAS, TX, 75201, 2148715935 - 0 ($50,238,209.00) Other, (File 333-111161 - Dec. 15) (BR. 09) S-3 PACIFIC CMA INC, 4750 TABLE MESA DR, BOULDER, CO, 80301, 3034943000 - 2,349,716 ($5,463,089.70) Equity, (File 333-111163 - Dec. 15) (BR. 05) S-8 WIPRO LTD, SURVEY #76P & #80P DODDAKANAHALLI VILLAG, VARTHUR HOBLI SARJAPUR RD BANGALORE, INDIA 560035, 1,500,000 ($65,285,725.00) Equity, (File 333-111164 - Dec. 15) (BR. 03) S-8 NAVISITE INC, 400 MINUTEMAN RD, ANDOVER, MA, 01810, 9786828300 - 3,800,000 ($17,585,515.00) Equity, (File 333-111165 - Dec. 15) (BR. 08) SB-2 INTEGRATED PERFORMANCE SYSTEMS INC, 10501 FM 720 EAST, FRISCO, TX, 75035, 9723811212 - 4,943,910 ($8,899,038.00) Equity, (File 333-111166 - Dec. 15) (BR. 37) S-8 ZKID NETWORK CO, 445 WEST ERIE STREET, SUITE 106B, CHICAGO, IL, 60610, 3126540733 - 2,000,000 ($220,000.00) Equity, (File 333-111167 - Dec. 15) (BR. 09) S-4 OMI CORP/M I, ONE STATION PLACE, 90 PARK AVE, STAMFORD, CT, 60902-6800, 2036026700 - 200,000,000 ($200,000,000.00) Non-Convertible Debt, (File 333-111168 - Dec. 15) (BR. 05) S-2 DNAPRINT GENOMICS INC, 900 COCONUT AVE., SARASOTA, FL, 34231, 9413663400 - 580,735,294 ($26,133,088.23) Equity, (File 333-111169 - Dec. 15) (BR. 01) S-8 MICRON TECHNOLOGY INC, 8000 S FEDERAL WAY, PO BOX 6, BOISE, ID, 83716-9632, 2083684000 - 0 ($259,380,000.00) Equity, (File 333-111170 - Dec. 15) (BR. 36) S-4 GENOME THERAPEUTICS CORP, 1OO BEAVER ST, WALTHAM, MA, 02453, 7813982300 - 28,571,405 ($678.00) Equity, (File 333-111171 - Dec. 15) (BR. 01) F-3 ADVANCED SEMICONDUCTOR ENGINEERING INC, 26 CHIN THIRD ROAD, NANTZE EXPORT PROCESSING ZONE, KAOHSIUNG TAIWAN, F5, 00000, 0 ($467,055,000.00) Equity, (File 333-111172 - Dec. 15) (BR. 36) F-6 GRUPO CARSO SA DE CV /FI, PASEO DE LA PALMAS 265, 11000 MEXICO DF, O5, 50,000,000 ($2,500,000.00) ADRs/ADSs, (File 333-111173 - Dec. 15) (BR. ) S-3 HEALTH CARE PROPERTY INVESTORS INC, 4675 MACARTHUR COURT 9TH FL, SUITE 900, NEWPORT BEACH, CA, 92660, 9492210600 - 0 ($1,500,000,000.00) Other, (File 333-111174 - Dec. 15) (BR. 08) S-8 CEC ENTERTAINMENT INC, PO BOX 152077, IRVING, TX, 75015, 9722585403 - 0 ($50,520,000.00) Equity, (File 333-111175 - Dec. 15) (BR. 05) S-8 EXPLORATION CO OF DELAWARE INC, 500 N LOOP 1604 EAST, SUITE 250, SAN ANTONIO, TX, 78232, 2104965300 - 514,305 ($3,219,549.30) Equity, (File 333-111176 - Dec. 15) (BR. 04) S-8 ANTARES PHARMA INC, 707 EAGLEVIEW BOULEVARD, SUITE 414, EXTON, PA, 19341, 610-458-6200 - 0 ($2,178,000.00) Equity, (File 333-111177 - Dec. 15) (BR. 36) S-4 PANHANDLE EASTERN PIPE LINE CO, 5444 WESTHEIMER COURT, HOUSTON, TX, 77056, 7136275400 - 0 ($550,000,000.00) Non-Convertible Debt, (File 333-111178 - Dec. 15) (BR. 02) S-4 CONEXANT SYSTEMS INC, 4311 JAMBOREE RD, NEWPORT BEACH, CA, 92660-3095, 9494834600 - 0 ($873,182,858.00) Equity, (File 333-111179 - Dec. 15) (BR. 36) S-3 COMMERCIAL NET LEASE REALTY INC, 450 S ORANGE AVE, SUITE 900, ORLANDO, FL, 32801, 4074237348 - 0 ($16,668,072.00) Equity, (File 333-111180 - Dec. 15) (BR. 08) S-3 ARQULE INC, 19 PRESIDENTIAL WAY, WOBURN, MA, 01801, 6173954100 - 0 ($50,000,000.00) Other, (File 333-111181 - Dec. 15) (BR. 01) S-8 ONSOURCE CORP, 5455 SPINE ROAD, SUITE C, BOULDER, CO, 80301, 3035272903 - 0 ($350,000.00) Equity, (File 333-111182 - Dec. 15) (BR. 05) S-3 U S RESTAURANT PROPERTIES INC, 9723871487 - 393,000 ($6,618,120.00) Equity, (File 333-111183 - Dec. 15) (BR. 08) S-4 WCI COMMUNITIES INC, 24301 WALDEN CENTER DRIVE, SUITE 300, BONITA SPRINGS, FL, 34134, 2394988605 - 0 ($125,000,000.00) Non-Convertible Debt, (File 333-111184 - Dec. 15) (BR. 06) S-3 UNION PACIFIC CORP, 1416 DODGE STREET, ROOM 830, OMAHA, NE, 68179, 402 271 5213 - 1,000,000,000 ($1,000,000,000.00) Unallocated (Universal) Shelf, (File 333-111185 - Dec. 15) (BR. 05) S-3 V I TECHNOLOGIES INC, 134 COOLIDGE AVE, WATERTOWN, MA, 02472, 5167527314 - 7,557,090 ($7,708,231.80) Unallocated (Universal) Shelf, (File 333-111186 - Dec. 15) (BR. 01) S-8 GENESIS HEALTHCARE CORP, 101 E. STATE ST., KENNETT SQUARE, PA, 19348, 6109261124 - 0 ($20,000,000.00) Equity, (File 333-111188 - Dec. 15) (BR. 08) S-8 GENESIS HEALTHCARE CORP, 101 E. STATE ST., KENNETT SQUARE, PA, 19348, 6109261124 - 2,250,000 ($50,942,700.00) Equity, (File 333-111189 - Dec. 15) (BR. 08) S-8 GENESIS HEALTHCARE CORP, 101 E. STATE ST., KENNETT SQUARE, PA, 19348, 6109261124 - 46,000 ($1,046,960.00) Equity, (File 333-111190 - Dec. 15) (BR. 08) S-4 OBSIDIAN ENTERPRISES INC, 111 MONUMENT CIRCLE, SUITE 4800, INDIANAPOLIS, IN, 46204, 317-237-4122 - 57,468,776 ($10,976,682.00) Equity, (File 333-111191 - Dec. 15) (BR. 06) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: Item 1. Changes in Control of Registrant. Item 2. Acquisition or Disposition of Assets. Item 3. Bankruptcy or Receivership. Item 4. Changes in Registrant's Certifying Accountant. Item 5. Other Materially Important Events. Item 6. Resignations of Registrant's Directors. Item 7. Financial Statements and Exhibits. Item 8. Change in Fiscal Year. Item 9. Regulation FD Disclosure. Item 10. Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics. Item 11. Temporary Suspension of Trading Under Registrant's Employee Benefit Plans. Item 12. Results of Operations and Financial Condition. The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports previously filed, responding to the item(s) of the form specified. 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 10 11 12 13 DATE COMMENT ------------------------------------------------------------------------------------------------ 3M CO DE X X 12/15/03 AAIPHARMA INC DE X X 12/02/03 AAMES FINANCIAL CORP/DE DE X X 12/12/03 ABFS MORTGAGE LOAN TRUST 2003 1 DE X X 12/15/03 ABLEAUCTIONS COM INC FL X X 12/15/03 ADDVANTAGE TECHNOLOGIES GROUP INC OK X X X 12/15/03 ADVANCE DISPLAY TECHNOLOGIES INC CO X X 11/30/03 ADVANSTAR INC DE X 10/01/03 AMEND AEGIS ASSESSMENTS INC DE X X 12/08/03 AFFINITY TECHNOLOGY GROUP INC DE X 12/13/03 ALKERMES CLINICAL PARTNERS LP DE X 12/09/03 ALLOY INC DE X 12/11/03 AMERICAN AXLE & MANUFACTURING HOLDING DE X 12/03/03 AMERICAN EXPRESS CREDIT ACCOUNT MASTE DE X X 12/15/03 AMERICAN EXPRESS MASTER TRUST DE X X 12/15/03 AMERICAN RETIREMENT VILLAS PROPERTIES CA X X 12/15/03 AMERICREDIT AUTOMOBILE RECEIVABLES TR DE X X 12/15/03 AMERICREDIT AUTOMOBILE RECEIVABLES TR DE X X 12/15/03 AMERICREDIT AUTOMOBILE RECEIVABLES TR DE X X 12/15/03 AMERICREDIT AUTOMOBILE RECEIVABLES TR DE X X 12/15/03 ARCHON CORP NV X 12/12/03 ASPEN EXPLORATION CORP DE X 12/15/03 ASSET BACKED PASS THROUGH CERTIFICATE DE X 12/15/03 ATA HOLDINGS CORP IN X X 12/14/03 AVADO BRANDS INC GA X 12/15/03 AVI BIOPHARMA INC OR X X X 12/10/03 AVX CORP DE X 12/15/03 BALDWIN TECHNOLOGY CO INC DE X X 12/12/03 BANC OF AMERICA MORTGAGE SECURITIES I DE X X 12/15/03 BANK ONE DELAWARE NATIONAL ASSOCIAT X X 12/10/03 BANK ONE DELAWARE NATIONAL ASSOCIAT X 12/15/03 BANK ONE DELAWARE NATIONAL ASSOCIAT X X 12/15/03 BEAR STEARNS ASSET BACKED FUND INC WH DE X X 12/15/03 BEAR STEARNS ASSET BACKED WHOLE AUTO DE X X 12/15/03 BEVERLY ENTERPRISES INC DE X 12/10/03 BLUE VALLEY BAN CORP KS X X X 12/15/03 BPP LIQUIDATING TRUST MD X 12/15/03 CALPINE CORP DE X 12/15/03 CAPSTONE TURBINE CORP DE X 12/15/03 CAREY INSTITUTIONAL PROPERTIES INC /M MD X X 12/15/03 CAREY INSTITUTIONAL PROPERTIES INC /M MD X X 12/15/03 CARMAX AUTO OWNER TRUST 2003-1 DE X X 12/15/03 CARMAX AUTO OWNER TRUST 2003-2 DE X X 12/15/03 CATTLESALE CO DE X 12/15/03 CC MASTER CREDIT CARD TRUST II MD X 12/15/03 CCBT FINANCIAL COMPANIES INC MA X X 12/08/03 CELLEGY PHARMACEUTICALS INC CA X X 12/11/03 CENTENNIAL MORTGAGE INCOME FUND II CA X 12/01/03 CHINA WORLD TRADE CORP NV X 12/05/03 CIRCUIT CITY CREDIT CARD MASTER TRUST DE X X 11/30/03 CITIBANK OMNI-S MASTER TRUST NY X X 12/15/03 CITIBANK SOUTH DAKOTA N A DE X 11/24/03 CITIBANK SOUTH DAKOTA N A DE X 11/24/03 COLLEGIATE FUNDING SERVICES EDUCATION DE X X 11/30/03 COLLEGIATE PACIFIC INC DE X 12/15/03 COMMERCIAL MORTGAGE PASS THROUGH CERT DE X 12/01/03 COMMERCIAL MORTGAGE PASS-THROUGH CERT DE X 12/01/03 COMPETITIVE TECHNOLOGIES INC DE X 10/31/03 COMPUCREDIT CORP GA X X 12/15/03 COMPUTER HORIZONS CORP NY X X 12/02/03 CONCEPTUS INC DE X 12/10/03 CONCORD EFS INC DE X X 12/14/03 CONVERA CORP DE X 12/15/03 CONVERGYS CORP OH X 12/12/03 COURIER CORP MA X X 12/15/03 COVISTA COMMUNICATIONS INC NJ X X 12/12/03 COX TECHNOLOGIES INC NC X X 12/12/03 CROSS MEDIA MARKETING CORP DE X X 11/10/03 CSFB MORTGAGE-BACKED PASS-THROUGH CER DE X 12/15/03 CSK AUTO CORP DE X X X 12/15/03 CUTTER & BUCK INC WA X X 12/11/03 CWMBS INC DE X 12/15/03 CYGENE LABORATORIES INC DE X X 09/30/03 AMEND D & K HEALTHCARE RESOURCES INC DE X X X 12/15/03 DEERE & CO DE X 12/15/03 DEL GLOBAL TECHNOLOGIES CORP NY X X X 12/15/03 DIAL CORP /NEW/ DE X X 12/14/03 DISCOVER CARD MASTER TRUST I DE X 11/17/03 DST SYSTEMS INC DE X X 12/12/03 DVI RECEIVABLES CORP VIII DE X X 12/15/03 E COM TECHNOLOGIES CORP NV X X 12/12/03 E PIPHANY INC DE X 12/15/03 ECLICKMD INC NV X X 12/15/03 EDUCATION CAPITAL I LLC DE X X 12/04/03 EDUCATION CAPITAL I LLC DE X X 11/25/03 EDUCATION FUNDING CAPITAL TRUST I X X 12/01/03 EL PASO CORP/DE DE X X X 12/15/03 EL PASO CORP/DE DE X X 12/15/03 EMMIS COMMUNICATIONS CORP IN X 12/15/03 ENTERPRISE PRODUCTS PARTNERS L P DE X X 12/15/03 ENXNET INC OK X X 12/12/03 EQUITABLE RESOURCES INC /PA/ PA X 12/15/03 FEDERAL NATIONAL MORTGAGE ASSOCIATION X 12/15/03 FIBERMARK INC DE X 09/30/03 FIRST AVIATION SERVICES INC DE X X 12/15/03 FIRST DATA CORP DE X X 12/14/03 FIRST HORIZON ASSET SECURITIES INC DE X X 11/28/03 FIRST MONTAUK FINANCIAL CORP NJ X 12/15/03 FLEET CREDIT CARD MASTER TRUST II NY X 12/15/03 FLEETWOOD ENTERPRISES INC/DE/ DE X 12/08/03 FLEMING COMPANIES INC /OK/ OK X X X 12/12/03 FNANB CREDIT CARD MASTER NOTE TRUST X 12/15/03 FNANB CREDIT CARD MASTER TRUST X 12/15/03 FORD CREDIT AUTO RECEIVABLES TWO LLC DE X X 11/30/03 FORD CREDIT AUTO RECEIVABLES TWO LLC DE X X 11/30/03 FORTUNE DIVERSIFIED INDUSTRIES INC DE X 10/01/03 AMEND FREMONT HOME LOAN TRUST 2003-B ASSET DE X 12/15/03 GENERAL COMMUNICATION INC AK X X 12/12/03 GENERAL MOTORS CORP DE X 12/15/03 GOLDEN PATRIOT CORP NV X 12/12/03 GOLDEN TELECOM INC DE X X 12/15/03 GROUP 1 SOFTWARE INC DE X X 10/01/03 AMEND GS AUTO LOAN TRUST 2003-1 X X 12/15/03 GULFTERRA ENERGY PARTNERS L P DE X X 12/15/03 HALLIBURTON CO DE X 12/12/03 HALLIBURTON CO DE X 12/11/03 HARKEN ENERGY CORP DE X X 12/15/03 HCB BANCSHARES INC OK X X 12/11/03 HEARTLAND EXPRESS INC NV X X 12/10/03 HEILIG MEYERS CO VA X 10/31/03 HEMAGEN DIAGNOSTICS INC DE X X 12/12/03 HERCULES INC DE X X 12/11/03 HERITAGE PROPANE PARTNERS L P DE X X 12/15/03 HOSTING SITE NETWORK INC X X 12/10/03 I STAT CORPORATION /DE/ DE X X X 12/12/03 IBIS TECHNOLOGY CORP MA X X 12/15/03 IKON OFFICE SOLUTIONS INC OH X X 12/15/03 IMH ASSETS CORP DE X X 12/15/02 INTERACTIVE GROUP INC SD X X 12/10/03 INTERNATIONAL WIRELESS INC MD X 12/11/03 INTERPLAY ENTERTAINMENT CORP DE X X 12/15/03 J JILL GROUP INC DE X X 12/15/03 JANUS CAPITAL GROUP INC DE X X 12/01/03 JONES SODA CO WA X X 12/11/03 JP MORGAN CHASE COMM MORT PASS THR CE DE X X 12/12/03 KLAMATH FIRST BANCORP INC OR X X 12/15/03 LANCASTER COLONY CORP OH X 12/15/03 LASALLE HOTEL PROPERTIES MD X X 11/20/03 LASALLE HOTEL PROPERTIES MD X X 12/12/03 LEHMAN ABS CORP MORTGAGE PASS THR CER DE X 12/15/03 LIBERTE INVESTORS INC DE X X 12/15/03 LIONS GATE INVESTMENT LTD NV X X 12/09/03 LONG BEACH ACCEPTANCE CORP X X 12/15/03 LONG BEACH ACCEPTANCE CORP X X 12/15/03 LONG BEACH ACCEPTANCE CORP X X 11/17/03 LONG BEACH ACCEPTANCE CORP X X 12/15/03 LSB BANCSHARES INC /NC/ NC X X 12/12/03 MAIR HOLDINGS INC MN X X 12/15/03 MANDALAY RESORT GROUP NV X X 12/09/03 MANPOWER INC /WI/ WI X X 12/10/03 MARKETWATCH COM INC DE X X 10/21/03 MBNA AMERICA BK NAT ASSOC MBNA MASTER X X 11/30/03 MBNA CORP MD X 11/30/03 MBNA CREDIT CARD MASTER NOTE TRUST X X 11/30/03 MEDIFAST INC DE X 12/12/03 AMEND MERCURY AIR GROUP INC NY X X 12/12/03 METLIFE INC DE X X 12/12/03 METRIS RECEIVABLES INC DE X X 11/30/03 METRIS RECEIVABLES INC DE X X 11/30/03 METROPOLITAN MORTGAGE & SECURITIES CO WA X 12/12/03 MGP INGREDIENTS INC KS X X 12/15/03 MIDWEST EXPRESS HOLDINGS INC WI X X 12/10/03 MILLENNIUM CHEMICALS INC DE X X 11/14/03 MINN DAK FARMERS COOPERATIVE ND X 12/10/03 MITCHAM INDUSTRIES INC TX X X 12/15/03 MORGAN STANLEY ABS CAPITAL I INC CDC DE X X 11/25/03 MORGAN STANLEY COMM MORT PASS THR CER DE X X 12/11/03 MTC TECHNOLOGIES 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