SEC NEWS DIGEST Issue 2005-237 December 12, 2005 ENFORCEMENT PROCEEDINGS DELAWARE CORPORATIONS STOCK REGISTRATION REVOKED The registration of the stock of four Delaware corporations - Pharmaprint, Inc., Pinnacle Micro, Inc., Sunrise Technologies International, Inc., and thehealthchannel.com, Inc. - has been revoked. None had filed any annual or quarterly reports with the Securities and Exchange Commission for four or more years. Thus, each violated a crucial provision of the federal securities laws that requires public corporations to publicly disclose current, accurate financial information so that investors may make informed decisions. The revocations were ordered in an administrative proceeding before an administrative law judge. (Rel. 34-52933; File No. 3-12100) SEC SANCTIONS CIBC WORLD MARKETS CORPORATION AND THREE INDIVIDUALS IN CONNECTION WITH VIOLATIONS OF RULES GOVERNING POLITICAL CONTRIBUTIONS The Commission today announced the institution and settlement of administrative proceedings against CIBC World Markets Corporation (CIBC), a registered broker-dealer, for violations of Rule G-37(b) of the Municipal Securities Rulemaking Board (MSRB) and related provisions of the MSRB rules and Section 15B(c)(1) of the Securities Exchange Act of 1934 ("Exchange Act"). Rule G-37 governs political contributions by broker-dealers and certain of their employees to issuers of municipal securities. Adopted in 1994, Rule G-37 is a broad prophylactic measure designed to prevent "pay-to-play" abuses in the municipal securities industry. Among other things, Rule G-37(b) prohibits a broker-dealer from performing municipal securities work for an issuer of municipal securities for two years after making a political contribution to an official of that issuer. In the order issued today, the Commission found that CIBC violated Rule G-37(b) and Section 15B(c)(1) of the Exchange Act by performing securities work for the State of California during the two years after CIBC contributed $10,000 to former California Governor Gray Davis's re-election campaign in 2002. The Commission also found that CIBC violated related MSRB rules by failing to disclose in its periodic reports to the MSRB, and to maintain the requisite records of, CIBC's contribution to the Davis campaign and five additional political contributions made by CIBC executives to other candidates in 2001 and 2002. The Commission also instituted administrative proceedings against, and accepted settlement offers from, the following three individuals who caused CIBC's violation of MSRB Rule G-37(b) and Section 15B(c)(1) of the Exchange Act: " Paul D. Rogers, age 47, who was CIBC's president and a managing director of CIBC's parent company (Canadian Imperial Bank of Commerce) for the U.S. region during the relevant period (Rel. 34-52941; File No. 3-12122) ; " Peter J. Crowley, age 46, who is a managing director of CIBC and head of CIBC's healthcare investment group (Rel. 34-52943; File No. 3- 12124); and " Robert J. Dentice, age 39, who was the business manager for CIBC's investment banking division during the relevant period (Rel. 34-52944; File No. 3-12125). To settle the administrative proceedings instituted today, the respondents consented, without admitting or denying the Commission's findings, to the following relief: CIBC was ordered to (i) cease and desist from committing or causing any violations and any future violations of Section 15B(c)(1) of the Exchange Act and MSRB Rules G- 8, G-9 and G-37; (ii) disgorge the $379,852 it received in underwriting fees from California during the relevant period, plus $42,106 in prejudgment interest; and (iii) pay a civil penalty in the amount of $75,000. Rogers, Crowley and Dentice were each ordered to cease and desist from causing any violations and any future violations of Section 15B(c)(1) of the Exchange Act and MSRB Rule G-37. In addition, Rogers and Crowley were each ordered to pay civil penalties in the amount of $25,000. In determining to accept CIBC's offer of settlement, the Commission considered the cooperation CIBC provided the Commission's staff during its investigation and the remedial acts promptly undertaken by CIBC after learning of the violations. The Commission found that the individual respondents each played a role in CIBC's violation of MSRB Rule G-37 and Section 15B(c)(1) of the Exchange Act arising from its $10,000 contribution to former Governor Davis's re-election campaign. In February 2002, one of CIBC's investment banking clients solicited Crowley for a contribution from CIBC in connection with an event hosted by the client to raise funds for Governor Davis's re-election campaign. With the understanding and expectation that he would be reimbursed by CIBC, Crowley wrote a personal check to the campaign in the amount of $10,000 and was later reimbursed by CIBC for the full amount. As detailed in the Commission's orders, the individual respondents caused CIBC to reimburse Crowley for the $10,000 payment and did not take any steps to ensure that CIBC did not engage in municipal securities business with the State of California within two years after the contribution. (In the matter of CIBC World Markets Corporation - Rel. 34-52942; File No. 3-12123) COURT ORDERS MEDLEY TO PAY $2.8 MILLION IN DISGORGEMENT AND PENALTIES AND ENTERS 5-YEAR INJUNCTION AGAINST VIOLATIONS OF THE REGISTRATION PROVISIONS OF THE SECURITIES ACT OF 1933 On Nov. 28, 2005, U.S. District Judge Vaughn R. Walker signed the Order of Final Judgment against Defendant Stanley R. Medley (Final Judgment), in which the Court issued a five-year injunction against future violations by Medley of Sections 5(a) and 5(c) of the Securities Act of 1933, and ordered Medley to pay within 30 days disgorgement plus prejudgment interest of $2,647,964.29, and a $165,000 civil monetary penalty. The Court's Final Judgment follows the Order entered on Oct. 31, 2005, granting the Securities and Exchange Commission's request for disgorgement and civil penalties, and granting in part the Commission's request for an injunction, based on Medley's liability for selling securities to the public in unregistered transactions. As the Court found earlier this year, Medley was liable for unregistered sales of securities he received as payment for his role in three reverse mergers and the ensuing public distributions of the securities of the issuers, M&A West, Inc., Virtual Lender.Com, Inc. and Digital Bridge, Inc. In determining that Medley should pay second-tier civil penalties, the Court found that Medley had used shell companies and another individual's name to shield his own involvement in the illegal securities transactions. The Court further found that civil penalties would make Medley think twice before pursuing a questionable business practice and may deter others from similarly breaking the law. The Court also relied upon this evidence of Medley's purposeful conduct, as well as his repeated violations, in determining to enter a five- year injunction against Medley. [SEC v. M&A West, Inc., et al., Civil Action No. 01-3376 VRW (ND CA)] (LR-19491) SEC SUES TO HALT INTERNET HIGH YIELD OFFERING FRAUD AND TO FREEZE ASSETS FOR INVESTORS On December 7, the SEC filed an emergency action in U.S. District Court for the Eastern District of Texas against Travis E. Correll of Atlanta, individually and d/b/a Horizon Establishment, and his companies The Net Worth Group, Inc. (Net Worth Group) and Travis Correll & Company, Inc. (TC&Co.), Gregory Thompson of San Antonio and his company TNT Office Supply, Inc., (TNT) Dwight J. Johnson of Garland, Texas, Harry Robinson "Robbie" Gowdey of Frisco, Texas, individually and d/b/a Atlas and Jericho Productions, Grant Cardno of Norfolk Island, a territory of Australia and his entities, The Liberty Establishment, Inc. (Liberty) and Sovereign Capital Investments, S.A. (Sovereign), Neulan D. Midkiff of Forest Lake, Minnesota and his entity, Joshua Tree Group LLC (Joshua Tree), charging that the defendants are engaged in an ongoing fraudulent high yield investment scheme by which they raised approximately $36 million since July 2004. The Court granted a temporary restraining order, asset freeze and other emergency relief against defendants Correll, TC&Co., Net Worth Group. Thompson, TNT, Johnson, Gowdey, Midkiff and Joshua Tree. In its complaint, the Commission alleges that the defendants are offering and selling interests in purported foreign and international bank deposit programs (collectively, Bank Deposit programs) promising four to 12 percent monthly returns without risk to their investment principal. The Commission also alleges that investors send or wire their money to TNT or to one of Correll's entities -- Net Worth Group or TC&Co, and that all of the funds are then transferred to a Horizon Establishment bank account controlled by Correll. According to the complaint, investors are told that Correll, the "money manager," forwards investor funds to Cardno, who deposits them in an offshore reserve account; Cardno, identified as the "trader," with exclusive contracts with international banks, supposedly uses the monies in the reserve account to participate in trading programs and loan programs. In reality, according to the complaint, the Bank Deposit program does not exist and none of the investors' funds are sent to Cardno, his entities or to any offshore account for investment. Instead, as set forth in the complaint, all of the investor funds are commingled among various Correll-controlled accounts, and the "investment returns" paid to investors are Ponzi payments, i.e., they derive from the proceeds of more recent investors. The Commission also names in its complaint, as relief defendants, Banner Shield, LLC, Hospitality Management Group, Inc., Creative Wealth Ventures, LLC and JTA Enterprises based on their alleged improper receipt of investor funds. As part of its emergency relief, the Court issued an order freezing any investor funds in the relief defendants' control. The Commission alleges in its complaint that defendants Correll, individually and d/b/a Horizon Establishment, TC&Co., Net Worth Group, Thompson, TNT, Johnson, Gowdey, individually and d/b/a Atlas and Jericho Productions, Cardno, Liberty, Soverign, Midkiff, and Joshua Tree each violated Sections 5(a), 5(c) and 17(a) of the Securities Act of 1933, and Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder. In addition to the emergency relief that has been granted, the Commission seeks against each of the defendants permanent injunctions, disgorgement plus prejudgment interest and civil money penalties. [SEC v. Travis E. Correll, individually and d/b/a Horizon Establishment, Gregory Thompson, Dwight J. Johnson, Harry Robinson "Robbie" Gowdey, individually and d/b/a Atlas and Jericho Productions, Grant Cardno, Neulan D. Midkiff, Travis Correll & Company, Inc., The Liberty Establishment, Inc., Sovereign Capital Investments, S.A., TNT Office Supply, Inc., The Net Worth Group, Inc. and Joshua Tree Group LLC, Defendants, and Banner Shield, LLC, Hospitality Management Group, Inc., Creative Wealth Ventures, LLC and JTA Enterprises, Relief Defendants. Civil Action No. 4:05CV472, USDC, Eastern District of Texas; Sherman Division] (LR-19492) INVESTMENT ADVISERS ACT RELEASES RIVERTON MANAGEMENT, INC. A notice has been issued giving interested persons until Jan. 5, 2005, to request a hearing on an application filed by Riverton Management, Inc. for an order under Section 202(a)(11)(F) of the Investment Advisers Act. The order would declare that Riverton Management, Inc. and its employees acting within the scope of their employment to be persons not within the intent of Section 202(a)(11). (Rel. IA-2459 - December 9) SELF-REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES A proposed rule change (SR-NASD-2005-136) filed by the National Association of Securities Dealers to allow Nasdaq to issue public reprimand letters has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of December 12. (Rel. 34-52899) A proposed rule change (SR-PCX-2005-129) and Amendment No. 1 thereto filed by the Pacific Exchange relating to the approval of securities that underlie options traded on the exchange has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of December 12. (Rel. 34-52911) A proposed rule change and Amendment No. 1 thereto filed by the American Stock Exchange revising the Series 4 examination program (SR- Amex-2005-120) has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of December 12. (Rel. 34-52912) A proposed rule change and Amendment No. 1 thereto filed by the American Stock Exchange revising the Series 9/10 examination program (SR-Amex-2005-121) has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of December 12. (Rel. 34-52917) A proposed rule change filed by the New York Stock Exchange revising the Series 4 examination program (SR-NYSE-2005-84) has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of December 12. (Rel. 34-52921) A proposed rule change filed by the Philadelphia Stock Exchange (SR- Phlx-2005-74) relating to the elimination of commentary .01, guideline 5 to Phlx Rule 1010 has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of December 12. (Rel. 34-52924) A proposed rule change (SR-PCX-2005-128) filed by the Pacific Exchange, through its wholly-owned subsidiary, PCX Equities, Inc., relating to the hours that certain Vanguard International Equity Index Funds are eligible to trade on the Archipelago Exchange has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of December 12. (Rel. 34-52927) A proposed rule change and Amendment No. 1 thereto filed by the Boston Stock Exchange (SR-BSE-2005-56) relating to the initial listing and maintenance to list options on certain securities has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of December 12. (Rel. 34-52929) ACCELERATED APPROVAL OF PROPOSED RULE CHANGE A proposed rule change (SR-PCX-2005-79) and Amendment Nos. 2 and 3 thereto filed by the Pacific Exchange relating to Generic Listing Standards for Options on Narrow-Based and Micro Narrow-Based Indexes has been granted approval on an accelerated basis under Section 19(b)(2) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of December 12. (Rel. 34-52923) PROPOSED RULE CHANGE The Chicago Board Options Exchange filed a proposed rule change and Amendment No. 1 thereto (SR-CBOE-2005-89) under Section 19(b)(1) of the Securities Exchange Act of 1934 to adopt a Hybrid Agency Liaison system for automated handling of inbound orders that are not automatically executed. Publication of the proposal is expected in the Federal Register during the week of December 12. (Rel. 34-52928) WITHDRAWAL SOUGHT Notice has been issued giving interested persons until Jan. 4, 2006, to comment on the application of Rockwell Automation, Inc. to withdraw its common stock, $1.00 par value (including the associated Preferred Share Purchase Rights), from listing and registration on the Pacific Exchange. (Rel. 34-52930) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-8 ZIONS BANCORPORATION /UT/, ONE SOUTH MAIN STREET, SUITE 1134, SALT LAKE CITY, UT, 84111, 8015244787 - 1,631,329 ($123,238,749.30) Equity, (File 333-130222 - Dec. 9) (BR. 07C) S-3 CHASE MORTGAGE FINANCE CORP, 194 WOOD AVENUE SOUTH, C/O A HARDY EUBANKS III, ISELIN, NJ, 08830, 7322050600 - 0 ($1,000,000.00) Debt, (File 333-130223 - Dec. 9) (BR. 05D) S-3ASR PACKAGING CORP OF AMERICA, 1900 W FIELD CT, LAKE FOREST, IL, 60045, 8474823000 - 0 ($424,591,500.00) Equity, (File 333-130224 - Dec. 9) (BR. 04C) S-4 LINCOLN NATIONAL CORP, 1500 MARKET STREET STE 3900, CENTRE SQUARE WEST TOWER, PHILADELPHIA, PA, 19102, 2154481475 - 0 ($5,723,320,000.00) Equity, (File 333-130226 - Dec. 9) (BR. 01C) S-1 DOBSON COMMUNICATIONS CORP, 14201 WIRELESS WAY, OKLAHOMA CITY, OK, 73134, 4053918500 - 0 ($160,000,000.00) Non-Convertible Debt, (File 333-130227 - Dec. 9) (BR. 11C) S-4 DOBSON COMMUNICATIONS CORP, 14201 WIRELESS WAY, OKLAHOMA CITY, OK, 73134, 4053918500 - 0 ($150,000,000.00) Non-Convertible Debt, (File 333-130228 - Dec. 9) (BR. 11C) S-8 Clear Channel Outdoor Holdings, Inc., 200 EAST BASSE ROAD, SAN ANTONIO, TX, 78209, 210-822-2828 - 42,000,000 ($782,040,000.00) Equity, (File 333-130229 - Dec. 9) (BR. 11B) F-3 CHIPMOS TECHNOLOGIES BERMUDA LTD, SCIENCE BASED INDUSTRIAL PARK, R&D RD, HSINCHU TAIWAN, F5, 300, 88635770055 - 0 ($250,000,000.00) Other, (File 333-130230 - Dec. 9) (BR. 10A) F-6 MITSUI & CO LTD, 2-1 OTEMACHI 1 CHOME, CAPITAL FINANCE DEPT, CHIYODA KU TOKYO JAP, M0, 00000, 100,000,000 ($5,000,000.00) ADRs/ADSs, (File 333-130231 - Dec. 9) (BR. 04B) SB-2 VELOCITY ASSET MANAGEMENT INC, 48 S. FRANKLIN TURNPIKE, 3RD FLOOR, RAMSEY, NJ, 07446, 201-760-1030 - 1,364,005 ($3,599,133.00) Equity, (File 333-130234 - Dec. 9) (BR. 07C) S-8 ADEPT TECHNOLOGY INC, 3011 TRIAD DRIVE, LIVERMORE, CA, 94551, 9252453400 - 0 ($4,568,000.00) Equity, (File 333-130235 - Dec. 9) (BR. 10A) S-8 CAMBIOR INC, 1111 ST.CHARLES STREET WEST, EAST TOWER, SUITE 750, LONGUEUIL, A8, J4K 5G4, 450-677-0040 - 3,000,000 ($7,080,000.00) Equity, (File 333-130236 - Dec. 9) (BR. 04C) S-8 CYNOSURE INC, 5 CARLISLE ROAD, WESTFORD, MA, 01886, (978) 256-4200 - 0 ($14,493,902.00) Equity, (File 333-130237 - Dec. 9) (BR. 10) S-4 FIRST ADVANTAGE CORP, ONE PROGRESS PLAZA STE 2400, STE 2400, ST PETERSBURG, FL, 33701, 7272143411 - 0 ($142,900,000.00) Equity, (File 333-130238 - Dec. 9) (BR. 08A) S-4 MOOG INC, PLANT 24, EAST AURORA, NY, 14052-0018, 7166522000 - 0 ($50,000,000.00) Non-Convertible Debt, (File 333-130239 - Dec. 9) (BR. 06A) SB-2 KURRANT FOOD ENTERPRISES, INC., 3029 S. CHERRY WAY, DENVER, CO, 80222, 303-349-9616 - 800,000 ($200,000.00) Equity, (File 333-130240 - Dec. 9) (BR. ) S-8 NxStage Medical, Inc., 439 SOUTH UNION STREET, 5TH FLOOR, LAWRENCE, MA, 01843, 978-687-4700 - 0 ($53,548,366.55) Equity, (File 333-130241 - Dec. 9) (BR. 10) S-8 WORLD GOLF LEAGUE INC, 258 EAST ALTAMONTE DRIVE, ,, ALTAMONTE SPRINGS, FL, 32701, 4073316272 - 150,000,000 ($300,000.00) Equity, (File 333-130242 - Dec. 9) (BR. 05C) S-8 Kentucky First Federal Bancorp, 479 MAIN STREET, HAZARD, KY, 41702, (606) 436-3860 - 589,702 ($5,967,748.00) Equity, (File 333-130243 - Dec. 9) (BR. 07C) S-4 SPACEDEV INC, 13855 STOWE DRIVE, PO BOX 2121, POWAY, CA, 92064, 8583752000 - 12,357,143 ($19,462,500.00) Equity, (File 333-130244 - Dec. 9) (BR. 05C) S-8 SEA CONTAINERS LTD /NY/, 41 CEDAR AVE, P O BOX HM 1179, HAMILTON HM EX BERMU, D0, 4412952244 - 500,000 ($6,250,000.00) Equity, (File 333-130245 - Dec. 9) (BR. 05C) S-8 ZALE CORP, 901 W WALNUT HILL LN, MS 6B-3, IRVING, TX, 75038, 9725804000 - 0 ($7,106,250.00) Equity, (File 333-130246 - Dec. 9) (BR. 02B) SB-2 CHINA BAK BATTERY INC, BAK INDUSTRIAL PARK, NO. 1 BAK STREET, KUICHONG TOWN, LONGGANG DISTRICT, SHENZHEN PEOPLE, F4, 518119, 86-755-8977-0093 - 8,531,852 ($61,685,289.90) Debt Convertible into Equity, (File 333-130247 - Dec. 9) (BR. 10A) S-3 INSITE VISION INC, 965 ATLANTIC AVE, --, ALAMEDA, CA, 94501, 5108658800 - 922,800 ($807,450.00) Equity, (File 333-130248 - Dec. 9) (BR. 01A) S-4 HOST MARRIOTT CORP/, 6903 ROCKLEDGE DR, SUITE 1500, BETHESDA, MD, 20817, 240-744-1000 - 145,294,118 ($145,294,118.00) Equity, (File 333-130249 - Dec. 9) (BR. 08B) F-6 REUTERS GROUP PLC /ADR/, 85 FLEET STREET, 7TH FLOOR, LONDON, X0, EC4P 4AJ, 44 (0) 207 250 1122 - 100,000,000 ($5,000,000.00) Equity, (File 333-130250 - Dec. 9) (BR. 05C) S-1 LIQUIDMETAL TECHNOLOGIES INC, 25800 COMMERCENTRE DRIVE, SUITE 100, LAKE FOREST, CA, 92630, 800-511-3651 - 0 ($27,433,368.00) Equity, (File 333-130251 - Dec. 9) (BR. 06B) S-3 PLACER SIERRA BANCSHARES, 525 J STREET, SACRAMENTO, CA, 95814, 9165544821 - 7,222,379 ($208,437,857.94) Equity, (File 333-130252 - Dec. 9) (BR. 07B) S-3ASR FLEXTRONICS INTERNATIONAL LTD, 0654495255 - 1,853,659 ($19,815,614.71) Equity, (File 333-130253 - Dec. 9) (BR. 10B) SB-2 SPECTRE GAMING INC, 800 NICOLLET MALL, SUITE 2690, MINNEAPOLIS, MN, 55402, 612-279-2005 - 16,810,678 ($27,449,022.00) Equity, (File 333-130254 - Dec. 9) (BR. 05C) S-8 AGILE SOFTWARE CORP, 6373 SAN IGNACIO AVENUE, SAN JOSE, CA, 95119, 4082844000 - 2,000,000 ($12,240,000.00) Equity, (File 333-130255 - Dec. 9) (BR. 03B) S-11 Crystal River Capital, Inc., ONE LIBERTY PLAZA, 165 BROADWAY, NEW YORK, NY, 10006, 212-549-8400 - 0 ($460,000,000.00) Equity, (File 333-130256 - Dec. 9) (BR. ) S-11 Crystal River Capital, Inc., ONE LIBERTY PLAZA, 165 BROADWAY, NEW YORK, NY, 10006, 212-549-8400 - 0 ($440,337,500.00) Equity, (File 333-130257 - Dec. 9) (BR. ) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------- 1ST STATE BANCORP INC VA 2.02,9.01 12/09/05 21ST CENTURY HOLDING CO FL 1.01 12/05/05 3DFX INTERACTIVE INC CA 1.03,9.01 12/04/05 3M CO DE 1.01,5.02,9.01 12/06/05 ACE Securities Corp Home Equity Loan DE 2.01,9.01 03/30/05 Adams Respiratory Therapeutics, Inc. TX 8.01,9.01 12/09/05 ADVANCE AUTO PARTS INC DE 1.02,5.02,7.01,9.01 12/08/05 ADVANCE AUTO PARTS INC DE 1.01,5.02,7.01,9.01 12/08/05 ADZONE RESEARCH INC DE 4.01,9.01 12/09/05 AMEND AEHR TEST SYSTEMS CA 4.01,9.01 12/06/05 AGL RESOURCES INC GA 1.01 12/07/05 AGL RESOURCES INC GA 1.01 12/07/05 AMEND Aleris International, Inc. DE 7.01,9.01 12/09/05 ALEXANDER & BALDWIN INC HI 1.01,9.01 12/08/05 ALFA INTERNATIONAL HOLDINGS CORP. DE 1.01 12/09/05 ALLEGHENY TECHNOLOGIES INC DE 8.01,9.01 12/09/05 ALLIANCE CAPITAL MANAGEMENT HOLDING L DE 7.01,9.01 12/09/05 ALLIANCE CAPITAL MANAGEMENT L P DE 7.01,9.01 12/09/05 ALLIED CAPITAL CORP MD 2.02,9.01 12/09/05 ALLIED DEFENSE GROUP INC DE 3.01,9.01 12/05/05 ALLTEL CORP DE 1.01,7.01,9.01 12/09/05 ALMOST FAMILY INC DE 8.01 11/29/05 ALPHA INNOTECH CORP DE 1.01 12/07/05 ALPHATRADE COM NV 4.01,9.01 11/28/05 AMEND ALTRIMEGA HEALTH CORP NV 4.01,9.01 12/09/05 AMBAC FINANCIAL GROUP INC DE 1.01,9.01 12/06/05 AMEREN CORP MO 8.01,9.01 12/08/05 AMERICAN STANDARD COMPANIES INC DE 1.01 12/07/05 AMERIGAS PARTNERS LP DE 1.01,9.01 12/05/05 AMS HEALTH SCIENCES INC OK 5.02,9.01 12/05/05 ANADARKO PETROLEUM CORP DE 1.01 12/06/05 AON CORP DE 1.01,9.01 12/09/05 Argent Securities Inc., Asset-Backed 8.01,9.01 09/26/05 ASPEON INC DE 4.01 09/12/05 AMEND ASSURANCEAMERICA CORP NV 2.02,8.01,9.01 12/09/05 ATLAS AIR WORLDWIDE HOLDINGS INC DE 2.02,7.01,8.01,9.01 12/05/05 AUGUST TECHNOLOGY CORP MN 1.01,9.01 12/08/05 AURA SYSTEMS INC DE 7.01,9.01 12/06/05 BANCWEST CORP/HI DE 2.03 12/05/05 BANK HOLDINGS NV 5.02 12/08/05 BARRIER THERAPEUTICS INC DE 7.01,9.01 12/09/05 BAS CONSULTING INC NV 2.01,3.02,5.01,5.03, 12/08/05 5.06,9.01 BEAR STEARNS ASSET BACKED SECURITIES DE 8.01,9.01 12/08/05 BEASLEY BROADCAST GROUP INC DE 1.02,5.02 12/05/05 BEHRINGER HARVARD REIT I INC MD 9.01 12/09/05 AMEND BEIJING MED PHARM CORP 2.01,9.01 12/06/05 BENIHANA INC DE 8.01,9.01 12/09/05 BIOVEST INTERNATIONAL INC DE 7.01,9.01 12/08/05 BIRDS EYE FOODS INC DE 1.01,9.01 12/08/05 BOSTON CAPITAL REAL ESTATE INVESTMENT MD 1.01,9.01 12/05/05 BPI Industries Inc 8.01,9.01 12/08/05 BROADVISION INC DE 1.01 11/29/05 BTU INTERNATIONAL INC DE 1.01 12/07/05 BULLDOG TECHNOLOGIES INC NV 7.01,9.01 12/09/05 BULLDOG TECHNOLOGIES INC NV 1.01,3.02,9.01 12/06/05 C-Bass Mortgage Loan Asset-Backed Cer DE 8.01,9.01 11/25/05 CADENCE RESOURCES CORP UT 5.03,9.01 12/09/05 CALGON CARBON CORPORATION DE 8.01 12/08/05 CANO PETROLEUM, INC 1.01,9.01 12/07/05 CENTURY PACIFIC FINANCIAL CORP DE 4.01,9.01 12/05/05 AMEND CEPHALON INC DE 1.01,9.01 12/08/05 CERTEGY INC GA 5.02,9.01 12/09/05 CHAPARRAL RESOURCES INC DE 5.01,5.02 12/08/05 CHEMBIO DIAGNOSTICS, INC. NV 7.01,9.01 12/08/05 CHESAPEAKE ENERGY CORP OK 8.01,9.01 12/08/05 CHICOS FAS INC FL 1.01,9.01 12/05/05 CHICOS FAS INC FL 5.02 08/05/05 AMEND CHINA CABLE & COMMUNICATION INC DE 5.02,9.01 12/09/05 CHINA MOBILITY SOLUTIONS, INC. (forme FL 5.02 12/08/05 CHORDIANT SOFTWARE INC DE 2.02,9.01 12/09/05 CIT GROUP INC DE 8.01,9.01 11/29/05 CITIZENS SOUTH BANKING CORP DE 8.01,9.01 12/09/05 COACH INC MD 8.01 12/08/05 Cole Credit Property Trust II Inc MD 9.01 09/26/05 AMEND Columbia Equity Trust, Inc. MD 1.01 12/07/05 COMMERCE BANCORP INC /NJ/ NJ 8.01 12/09/05 COMMUNITY FIRST BANCORP INC MD 1.02,9.01 12/08/05 COMSYS IT PARTNERS INC DE 8.01,9.01 12/05/05 CONSTELLATION BRANDS, INC. DE 7.01,9.01 12/09/05 CONTINENTAL AIRLINES INC /DE/ DE 8.01,9.01 12/08/05 CONVERA CORP DE 5.02,9.01 12/05/05 COOPER COMPANIES INC DE 7.01,9.01 12/09/05 CORNERSTONE BANCORP INC CT 8.01,9.01 12/08/05 CORVU CORP MN 1.01,9.01 12/08/05 COTT CORP /CN/ 1.01 09/28/05 COVENTURE INTERNATIONAL INC 1.01,2.01,3.02,4.01, 12/06/05 5.01,5.02,5.03,9.01 CREDIT & ASSET REP VEHICLE CORP ALLST DE 8.01,9.01 12/01/05 CUBIC ENERGY INC TX 8.01,9.01 12/08/05 DAVE & BUSTERS INC MO 1.01,2.02,9.01 12/08/05 DECODE GENETICS INC DE 5.02,8.01 12/05/05 DELPHI CORP DE 1.01,5.02,9.01 12/06/05 DENBURY RESOURCES INC DE 1.01,7.01,9.01 12/07/05 DIAMETRICS MEDICAL INC MN 1.01,3.02,5.01,9.01 12/02/05 Diamond Foods Inc DE 7.01,9.01 12/08/05 DICKS SPORTING GOODS INC DE 1.01,7.01,9.01 12/05/05 DILLARDS INC DE 7.01,9.01 12/08/05 DIRECTV GROUP INC DE 8.01 12/09/05 DISCOVER CARD MASTER TRUST I DE 8.01,9.01 12/08/05 DOR BIOPHARMA INC DE 3.01,9.01 12/08/05 DOW CHEMICAL CO /DE/ DE 5.02 12/08/05 Dresser-Rand Group Inc. DE 1.01,5.02,9.01 12/09/05 DSL NET INC DE 1.01,9.01 12/07/05 DUCKWALL ALCO STORES INC KS 1.02,2.03,5.02,8.01 12/09/05 DUKE ENERGY CORP NC 8.01,9.01 12/09/05 DUKE REALTY CORP IN 1.01,9.01 12/06/05 DURAVEST INC FL 1.01,2.01,3.02, 11/25/05 AMEND 5.02,9.01 DUSKA THERAPEUTICS, INC. NV 5.02,7.01,9.01 12/07/05 DYNEGY INC /IL/ IL 5.02,7.01,9.01 12/05/05 DYNTEK INC DE 1.01,9.01 12/09/05 ECOLAB INC DE 5.02,8.01,9.01 12/08/05 EDGAR FILINGNET INC NV 4.01,9.01 12/09/05 Edgen Corp 1.01,7.01,9.01 12/07/05 El Pollo Loco, Inc. DE 5.02 12/06/05 ELAMEX SA DE CV 9.01 12/09/05 EMERSON RADIO CORP DE 1.01,8.01,9.01 12/05/05 ENERGY EAST CORP NY 8.01 12/08/05 EnerSys DE 1.01,9.01 12/05/05 EQUITEX INC DE 1.01,3.02,9.01 12/05/05 EQUUS II INC DE 2.02,9.01 12/06/05 Eternal Energy Corp. 1.01,9.01 11/07/05 AMEND EVANS BOB FARMS INC DE 7.01,9.01 12/09/05 FACTORY CARD OUTLET CORP DE 1.01,9.01 12/09/05 FAIRCHILD SEMICONDUCTOR INTERNATIONAL DE 1.01,5.02 12/06/05 AMEND FBR Securitization, Inc. 8.01,9.01 12/06/05 FEDERAL TRUST CORP FL 8.01,9.01 12/08/05 FERRO CORP OH 1.01,5.02,7.01 12/08/05 FIRST FINANCIAL BANCORP /OH/ OH 8.01,9.01 12/09/05 FIRST INDUSTRIAL LP DE 9.01 12/09/05 FIRST INDUSTRIAL REALTY TRUST INC MD 1.01,9.01 12/06/05 FIRST STATE BANCORPORATION NM 8.01,9.01 12/08/05 FLEET CREDIT CARD FUNDING TRUST 9.01 12/08/05 FOREST CITY ENTERPRISES INC OH 2.02,9.01 12/08/05 FOREST CITY ENTERPRISES INC OH 2.02,9.01 12/08/05 FORTUNE BRANDS INC DE 1.01 12/05/05 Friendlyway CORP NV 5.02,9.01 11/30/05 FURIA ORGANIZATION INC /DE/ DE 1.01 12/05/05 GENEMAX CORP NV 5.02,9.01 12/05/05 GENERAL ELECTRIC CO NY 8.01 12/06/05 GENERAL MOTORS CORP DE 1.01,5.02 12/06/05 GENIUS PRODUCTS INC NV 1.01,3.02,9.01 12/05/05 GENZYME CORP MA 1.01,9.01 12/05/05 GOLDMAN SACHS GROUP INC/ DE 1.01,9.01 12/09/05 GOODRICH CORP NY 1.01,5.02 12/05/05 GoRemote Internet Communications, Inc DE 2.02 12/09/05 HALOZYME THERAPEUTICS INC NV 1.01 12/08/05 HANCOCK FABRICS INC DE 1.01,3.03,9.01 12/07/05 HAPS USA, INC. UT 1.01,2.01,3.02,5.01, 12/09/05 5.03,5.06,9.01 HEALTH DISCOVERY CORP TX 5.02 12/09/05 HEALTH MANAGEMENT ASSOCIATES INC DE 1.01,5.02 12/07/05 HEARTLAND EXPRESS INC NV 8.01,9.01 12/09/05 HELMERICH & PAYNE INC DE 1.01,9.01 12/05/05 HEMISPHERX BIOPHARMA INC DE 1.01 12/09/05 HERITAGE BANKSHARES INC /VA VA 2.02,7.01,9.01 12/09/05 HI TECH PHARMACAL CO INC NY 2.02,8.01 12/08/05 HICKOK INC OH 2.02,9.01 09/30/05 HOST MARRIOTT CORP/ MD 8.01,9.01 10/07/05 HOST MARRIOTT CORP/ MD 8.01,9.01 12/09/05 HOST MARRIOTT L P DE 8.01,9.01 10/07/05 HUBBELL INC CT 1.01,9.01 12/05/05 IA GLOBAL INC DE 2.01,9.01 12/09/05 ICOP DIGITAL, INC CO 3.02,8.01,9.01 12/09/05 IDERA PHARMACEUTICALS, INC. DE 1.01,5.02 12/05/05 IMPERIAL SUGAR CO /NEW/ TX 5.02,9.01 12/06/05 INDYMAC ABS INC DE 8.01,9.01 12/08/05 AMEND INGERSOLL RAND CO LTD 1.01,8.01,9.01 12/07/05 INNOVEX INC MN 2.02,9.01 12/09/05 INSMED INC VA 8.01,9.01 12/08/05 INTEGRATED ELECTRICAL SERVICES INC DE 3.01 12/05/05 INTEGRATED SILICON SOLUTION INC DE 5.02 08/11/05 AMEND IPC HOLDINGS LTD 8.01 12/09/05 ISLANDS BANCORP SC 5.02 12/05/05 ISONICS CORP CA 1.01,9.01 12/05/05 ISTAR FINANCIAL INC MD 8.01,9.01 12/07/05 J JILL GROUP INC DE 8.01,9.01 11/18/05 J P MORGAN ACCEPTANCE CORP I DE 8.01,9.01 12/09/05 JCM PARTNERS LLC DE 5.02,9.01 12/08/05 JEFFERSON BANCSHARES INC TN 8.01,9.01 12/08/05 Kearny Financial Corp. X1 1.01,9.01 12/05/05 KENILWORTH SYSTEMS CORP NY 5.02,9.01 12/09/05 KENNAMETAL INC PA 1.01,5.02,9.01 12/06/05 KING PHARMACEUTICALS INC TN 1.01,9.01 12/06/05 KOMODO INC NV 4.01,9.01 11/28/05 AMEND LASALLE HOTEL PROPERTIES MD 7.01,8.01,9.01 12/08/05 LASALLE HOTEL PROPERTIES MD 1.01,9.01 12/06/05 Lazard Ltd D0 3.01 12/07/05 Liberty Global, Inc. DE 2.03,7.01,9.01 12/05/05 LIFE PARTNERS HOLDINGS INC TX 5.02 12/06/05 LIFE USA INC CO 2.03,8.01,9.01 12/07/05 LIFE USA INC CO 8.01,9.01 12/08/05 AMEND LITHIA MOTORS INC OR 7.01,9.01 12/08/05 Logistical Support, Inc UT 8.01,9.01 12/05/05 LOTUS CAPITAL CORP NV 1.01,9.01 11/22/05 LOUDEYE CORP DE 2.05,2.06,8.01,9.01 12/05/05 LPA HOLDING CORP DE 2.02,7.01,9.01 12/06/05 LUBYS INC DE 1.01,9.01 12/09/05 LXU Healthcare, Inc. MA 5.03,9.01 12/09/05 LYNCH CORP IN 8.01,9.01 12/08/05 M & F WORLDWIDE CORP DE 8.01 12/09/05 M & F WORLDWIDE CORP DE 1.01,2.03 12/08/05 MACK CALI REALTY CORP MD 1.01,9.01 12/06/05 MAGUIRE PROPERTIES INC MD 5.02,9.01 12/08/05 MARCHEX INC DE 1.01,9.01 12/08/05 MARINEMAX INC DE 1.01,9.01 12/09/05 MARITRANS INC /DE/ DE 8.01,9.01 12/08/05 MARKWEST ENERGY PARTNERS L P 7.01 12/09/05 MASSEY ENERGY CO DE 8.01,9.01 12/07/05 MATRITECH INC/DE/ DE 8.01,9.01 12/09/05 MATRITECH INC/DE/ DE 1.01,9.01 12/09/05 MBNA AMERICA BANK NATIONAL ASSOCIATIO DE 8.01,9.01 12/08/05 Merrill Lynch Mortgage Investor Trust DE 8.01,9.01 10/31/05 Merrill Lynch Mortgage Investor Trust DE 9.01 10/31/05 AMEND MFRI INC DE 1.01 12/05/05 MGM MIRAGE DE 7.01,9.01 12/09/05 MGN TECHNOLOGIES, INC. A1 8.01,9.01 12/06/05 MICROHELIX INC OR 1.01,2.03,3.02,9.01 12/07/05 MIDDLESEX WATER CO NJ 8.01 12/09/05 MINERALS TECHNOLOGIES INC DE 8.01,9.01 12/08/05 MONADNOCK COMMUNITY BANCORP INC 8.01,9.01 12/09/05 MR3 SYSTEMS INC DE 8.01,9.01 11/28/05 MTM Technologies, Inc. NY 9.01 12/01/05 AMEND MUELLER INDUSTRIES INC DE 1.01,2.03,9.01 12/05/05 MULTI FINELINE ELECTRONIX INC 1.01,9.01 12/05/05 NATIONAL ATLANTIC HOLDINGS CORP NJ 8.01 12/08/05 NATURAL ALTERNATIVES INTERNATIONAL IN DE 1.01,2.01,2.03, 12/05/05 3.02,5.02,9.01 NCI BUILDING SYSTEMS INC DE 2.02,9.01 12/07/05 AMEND NETSMART TECHNOLOGIES INC DE 9.01 09/28/05 AMEND NETWORK APPLIANCE INC CA 5.02 12/07/05 NEVADA GOLD & CASINOS INC NV 5.02,9.01 12/07/05 NEW FRONTIER ENERGY INC CO 8.01,9.01 12/09/05 NEW WORLD RESTAURANT GROUP INC DE 5.02 12/08/05 NEW YORK MORTGAGE TRUST INC MD 8.01,9.01 12/08/05 NEWS CORP 8.01,9.01 12/09/05 NOMURA ASSET ACCEPTANCE CORP DE 8.01,9.01 12/07/05 Novelis Inc. A6 1.01,9.01 12/05/05 NTS REALTY HOLDINGS LP DE 8.01,9.01 12/09/05 NYMAGIC INC NY 7.01,9.01 12/08/05 NYMEX HOLDINGS INC DE 8.01 12/08/05 O CHARLEYS INC TN 5.02,7.01,9.01 12/07/05 OIL DRI CORPORATION OF AMERICA DE 1.01,8.01,9.01 12/06/05 OMEGA PROTEIN CORP NV 1.01,9.01 12/07/05 OMEGA PROTEIN CORP NV 8.01 12/09/05 OMNICARE INC DE 8.01,9.01 12/05/05 ONEIDA LTD NY 8.01,9.01 12/09/05 OneTravel Holdings, Inc. DE 3.01,9.01 12/02/05 ONYX PHARMACEUTICALS INC DE 1.01,9.01 12/05/05 Orchids Paper Products CO /DE DE 5.02,9.01 12/07/05 OSI PHARMACEUTICALS INC DE 1.01,8.01 12/08/05 OSI PHARMACEUTICALS INC DE 9.01 11/12/05 AMEND PACKAGING CORP OF AMERICA 8.01,9.01 12/09/05 PAPA JOHNS INTERNATIONAL INC DE 8.01,9.01 12/08/05 PARAGON REAL ESTATE EQUITY & INVESTME MD 3.01 12/06/05 PAYMENT DATA SYSTEMS INC NV 2.01 12/06/05 PCS EDVENTURES COM INC 2.01,9.01 12/05/05 PENNSYLVANIA REAL ESTATE INVESTMENT T PA 2.03,9.01 12/09/05 PENWEST PHARMACEUTICALS CO WA 1.01 12/06/05 PEOPLES FINANCIAL CORP /MS/ MS 8.01,9.01 12/09/05 PEPCO HOLDINGS INC DE 5.04,9.01 12/09/05 PEPSIAMERICAS INC/IL/ DE 1.01,9.01 12/09/05 PEREGRINE PHARMACEUTICALS INC DE 2.02,9.01 12/09/05 PHARMION CORP 1.01 12/06/05 PHOTRONICS INC CT 8.01 12/07/05 PHYTOMEDICAL TECHNOLOGIES INC NV 1.01,9.01 12/05/05 PINNACLE AIRLINES CORP DE 8.01 12/09/05 PIPELINE DATA INC 2.02,7.01 09/30/05 PIPELINE DATA INC 7.01 09/30/05 PIPELINE DATA INC 7.01 09/30/05 PITTSBURGH & WEST VIRGINIA RAILROAD PA 5.02 12/09/05 PNM RESOURCES INC NM 1.01,8.01,9.01 12/09/05 PORTEC RAIL PRODUCTS INC WV 8.01,9.01 12/07/05 POTLATCH CORP DE 1.01,5.02,9.01 12/05/05 PRIMUS GUARANTY LTD 8.01 12/07/05 Principal Life Income Fundings Trust DE 8.01,9.01 12/01/05 Principal Life Income Fundings Trust DE 8.01,9.01 12/07/05 PRINCIPAL LIFE INCOME FUNDINGS TRUST DE 8.01,9.01 12/01/05 PRINCIPAL LIFE INCOME FUNDINGS TRUST DE 8.01,9.01 12/01/05 PROASSURANCE CORP DE 1.01,7.01,9.01 12/08/05 PROSPERITY BANCSHARES INC TX 1.01,1.02,9.01 12/08/05 PROVECTUS PHARMACEUTICALS INC NV 3.02,9.01 12/05/05 PROVIDENCE SERVICE CORP DE 1.01 12/06/05 PROXYMED INC /FT LAUDERDALE/ FL 1.01,2.03,3.02,9.01 12/07/05 PUBLIC STORAGE INC /CA CA 1.01,3.03,5.03,9.01 12/07/05 PW EAGLE INC MN 1.01,3.02,9.01 12/05/05 QUALITY DISTRIBUTION INC FL 1.01,9.01 12/05/05 QUEST RESOURCE CORP NV 2.02 12/09/05 QUOVADX INC DE 7.01 12/05/05 RALI Series 2005-QA12 Trust DE 8.01,9.01 12/09/05 REINSURANCE GROUP OF AMERICA INC MO 1.01,2.03,9.01 12/05/05 ROHM & HAAS CO DE 1.01,9.01 12/05/05 ROYAL BODYCARE INC/NV DE 1.01,9.01 12/05/05 RSA SECURITY INC/DE/ DE 7.01,9.01 12/08/05 RUBIOS RESTAURANTS INC DE 3.01 12/01/05 AMEND RUDOLPH TECHNOLOGIES INC DE 1.01,9.01 12/08/05 SAFEGUARD SCIENTIFICS INC PA 8.01,9.01 12/06/05 SAKS INC TN 8.01,9.01 12/08/05 SANTANDER BANCORP 8.01,9.01 12/08/05 SCPIE HOLDINGS INC DE 1.01,9.01 12/08/05 SECURED SERVICES INC DE 1.01,9.01 12/07/05 SEITEL INC DE 8.01,9.01 12/09/05 SEMPRA ENERGY CA 1.01,1.02,3.03,5.02, 12/06/05 8.01,9.01 Seneca Gaming Corp XX 8.01,9.01 12/08/05 Shire plc 8.01,9.01 12/07/05 SHUFFLE MASTER INC MN 2.02,9.01 12/08/05 SIERRA HEALTH SERVICES INC NV 1.01,3.03,5.03,9.01 12/06/05 SIMTEK CORP CO 1.01,9.01 05/09/05 AMEND SMITH & WESSON HOLDING CORP NV 7.01,9.01 12/09/05 SNAP ON INC DE 5.02 12/05/05 SOLUTIA INC DE 7.01,8.01,9.01 12/07/05 SOUTHWEST WATER CO DE 7.01,9.01 12/08/05 SPARK NETWORKS PLC X0 5.02 12/05/05 SPECTRUM PHARMACEUTICALS INC DE 1.01 12/05/05 SPORT CHALET INC DE 1.01,8.01,9.01 11/29/05 STANLEY WORKS CT 1.01,8.01,9.01 12/06/05 STRUCTURED ASSET MORTGAGE INVESTMENTS DE 8.01,9.01 11/30/05 SUMMIT FINANCIAL GROUP INC WV 1.01 12/06/05 SUN BANCORP INC /NJ/ NJ 8.01,9.01 12/06/05 SURETY CAPITAL CORP /DE/ DE 1.01 12/01/05 SYNAGRO TECHNOLOGIES INC DE 1.01,9.01 12/07/05 SYNTEL INC MI 8.01,9.01 12/09/05 TECHNOLOGY SOLUTIONS COMPANY DE 1.01,9.01 12/05/04 TENNECO INC DE 1.01 12/07/05 TITAN PHARMACEUTICALS INC DE 3.02 12/07/05 TOLL BROTHERS INC DE 1.01,9.01 12/07/05 TOTALMED INC DE 1.01 04/11/05 TRANSATLANTIC HOLDINGS INC DE 1.01,9.01 12/07/05 TVI CORP MD 5.02 12/08/05 U S GOLD CORP CO 1.01,9.01 12/07/05 UGI CORP /PA/ PA 1.01,9.01 12/06/05 UGI UTILITIES INC PA 9.01 12/06/05 UGS Corp. DE 1.01,9.01 12/08/05 UNIONBANCORP INC DE 5.02,9.01 12/09/05 UNITED STATES STEEL CORP DE 1.01,1.02,9.01 12/09/05 UNITED STATIONERS INC DE 1.01,9.01 12/05/05 US BANCORP \DE\ DE 3.02,9.01 12/05/05 US CONCRETE INC DE 1.01,7.01,9.01 12/05/05 US GEOTHERMAL INC DE 1.01,7.01,9.01 12/05/05 USG CORP DE 5.02 12/09/05 VALOR COMMUNICATIONS GROUP INC DE 1.01,7.01,9.01 12/08/05 VERMONT PURE HOLDINGS LTD/DE DE 1.01 12/05/05 VESTA INSURANCE GROUP INC DE 4.01 12/05/05 VIASPACE Inc. NV 7.01,9.01 12/09/05 VILLAGE SUPER MARKET INC NJ 7.01,9.01 12/09/05 VIRAL GENETICS INC /DE/ DE 3.02,9.01 12/05/05 VISION BANCSHARES INC AL 1.01,2.03 12/05/05 Wachovia Mortgage Loan Trust, Series DE 8.01,9.01 11/22/05 WADDELL & REED FINANCIAL INC DE 1.01,9.01 12/08/05 WaMu Asset Acceptance Corp. DE 9.01 12/07/05 WESCO INTERNATIONAL INC DE 1.01,5.02,9.01 12/07/05 WESTWOOD ONE INC /DE/ DE 1.01,9.01 12/05/05 WET SEAL INC DE 1.01,9.01 12/05/05 WINDROSE MEDICAL PROPERTIES TRUST MD 1.01,8.01,9.01 12/06/05 WITNESS SYSTEMS INC DE 8.01,9.01 12/07/05 WORLD AIR HOLDINGS, INC. 5.02,9.01 12/09/05 XL CAPITAL LTD 8.01,9.01 12/08/05 YARRAMAN WINERY, INC. NV 5.03,8.01 12/06/05 Zann Corp NV 8.01,9.01 12/09/05 ZILA INC DE 2.02,9.01 12/08/05 ZILA INC DE 8.01,9.01 12/08/05 Zumiez Inc 5.02 12/09/05