SEC NEWS DIGEST Issue 2003-233 December 9, 2003 ENFORCEMENT PROCEEDINGS RICHARD MCMULLIN SENTENCED FOR OBSTRUCTION OF SEC INVESTIGATION AND LYING TO INVESTIGATORS On Dec.1, 2003, The Hon. Margaret M. Morrow, U.S. District Judge for the Central District of California, sentenced Richard D. McMullin, 39, to five months federal custody and five months home detention based on his guilty plea last year to conspiracy to obstruct justice during an SEC enforcement investigation of Reed E. Slatkin, making false statements to FBI and IRS agents, and making false statements under oath to a bankruptcy trustee. In addition, McMullin was ordered to pay a $4,000 fine. McMullin previously paid $1.55 million in restitution to the bankruptcy trustee. From approximately 1986 until May 2001, Slatkin operated a massive Ponzi scheme in which he solicited more than $593 million from approximately 800 investors. In his plea agreement, McMullin admitted that when the SEC began a formal investigation of Slatkin's activities in 1999, McMullin and Slatkin conspired to obstruct the SEC's investigation. McMullin and Slatkin, among other things, lied to the SEC by minimizing McMullin's role in, and knowledge of, Slatkin's bogus investment activities. The SEC obtained a temporary restraining order and asset freeze against Slatkin on May 11, 2001, and a Judgment of Permanent Injunction on June 7, 2001. Slatkin has also been barred by the Commission from associating with any investment adviser. On Sept. 3, 2003, Judge Morrow sentenced Slatkin to 14 years in prison for his role in the massive Ponzi scheme. Slatkin pleaded guilty to 15 counts, including conspiracy to obstruct justice during an SEC enforcement investigation. Additional information can be found in LR-16998 (May 11, 2001), LR-17033 (June 11, 2001), LR-17444 (March 27, 2002), LR-17796 (Sept. 12, 2002), LR-17796 (Oct. 22, 2002), LR-18107 (April 25, 2003), and LR-18323 (Sept. 4, 2003) and IA-2006 (Jan. 2, 2002). [U.S. v. Richard D. McMullin, Civil Action No. 03-382, C.D. Cal.] (LR-18493) FEDERAL COURT ENTERS FINAL JUDGMENTS AGAINST JAMES GEORGE AND BRODHAGEN IN NATIONWIDE SECURITIES FRAUD The Commission announced today that the Honorable Horace T. Ward, United States District Judge for the Northern District of Georgia, entered final judgments against defendants James L. George and Paul E. Brodhagen on Dec. 3, 2003. In the final judgment against George, the court permanently restrained and enjoined George from further violations of Sections 5(a), 5(c) and 17(a) of the Securities Act of 1933 and Sections 10(b) and 15(a) of the Securities Exchange Act of 1934, and Rule 10b-5 thereunder. George was ordered to pay disgorgement in the amount of $157,787, prejudgment interest thereon in the amount of $50,786, and a civil penalty in the amount of $25,000. The final judgment against George directed that he pay the ordered amounts in a series of payments over a period of one year. In the final judgment against Brodhagen, the court set disgorgement against that defendant in the amount of $78,516.21 along with prejudgment interest thereon, but waived disgorgement and prejudgment interest and did not impose a civil penalty based Brodhagen's sworn financial statement submitted to the Commission. Brodhagen had previously been permanently enjoined from further violations of the securities laws in an order of the court on Feb. 20, 2003. George and Brodhagen consented to the entries of their respective final judgments without admitting or denying the allegations of the Commission's complaint. The Commission's complaint alleged that George, Brodhagen and Michael J. Wright, while acting as Facilitators in Tri-Star Investment Group, L.L.C., fraudulently offered and sold unregistered securities, as part of a larger scheme in which Louis M. Lazorwitz, J. Charles Reives and Tri-Star sold securities interests in Tri-Star to over 900 investors in at least 35 states, and raised $15 million. Tri-Star, through Lazorwitz and Reives, initially represented that Tri-Star would invest in bank debentures and later claimed that it might invest in other international trade opportunities. The complaint also alleged that George, Brodhagen and Wright offered and sold Tri-Star directly and led investors to expect profits of 20% per month in so-called 13-month trading programs, after an initial 90-day waiting period, but that the defendants lacked a reasonable basis to project such profits. See also LR-17994 (Feb. 24, 2003), LR-17918 (Jan. 7, 2003). [SEC v. James L. George, Paul E. Brodhagen, and Michael J. Wright, Civil Action No. 1:02-CV-3310-HTW, N.D. Ga.] (LR-18494) INVESTMENT COMPANY ACT RELEASE PRINCIPAL LIFE INSURANCE COMPANY, et al. An order has been issued on an application filed by Principal Life Insurance Company, Principal Life Insurance Company Variable Life VL Separate Account, and Principal Life Insurance Company Separate Account B pursuant to Section 26(c) of the Investment Company Act of 1940 approving the substitution of shares of the LargeCap Growth Equity Account of Principal Variable Contracts Fund, Inc. (Principal Fund) for shares of the LargeCap Growth Account of Principal Fund; shares of the LargeCap Stock Index Account of Principal Fund for shares of the Blue Chip Account of Principal Fund; shares of the MidCap Growth Account of Principal Fund for shares of the MidCap Growth Equity Account of Principal Fund; shares of the Asset Allocation Account of Principal Fund for shares of the Putnam VT Global Asset Allocation Fund of Putnam Variable Trust; and shares of the Equity Growth Account of Principal Fund for shares of the Putnam VT Vista Fund of Putnam Variable Trust. (Rel. IC-26285 - December 5) HOLDING COMPANY ACT RELEASES SCANA CORPORATION, ET AL. A notice has been issued giving interested persons until Dec. 22, 2003, to request a hearing on a proposal by SCANA Corporation, a registered public-utility holding company, and Public Service Company of North Carolina, Incorporated (PSNC) for PSNC to pay dividends to SCANA out of capital or unearned surplus before taking into consideration any impairment of goodwill recognized as a result of the merger in 2000 between the companies. (Rel. 35-27770) KEYSPAN CORPORATION A notice has been issued giving interested persons until Dec. 29, 2003, to request a hearing on a proposal by KeySpan Corporation, a registered holding company under the Act, and KeySpan Insurance Company, a KeySpan subsidiary and a captive insurance company, to expand the activities of the insurance company. (Rel. 35-27771) SELF REGULATORY ORGANIZATIONS PROPOSED RULE CHANGES The American Stock Exchange has filed a proposed rule change (SR-Amex- 2003-103) under Section 19(b)(1) of the Securities Exchange Act of 1934 relating to issuer fees. Publication of the proposal is expected in the Federal Register during the week of December 8. (Rel. 34-48886) APPROVAL OF PROPOSED RULE CHANGE The Commission approved a proposed rule change (SR-CBOE-2003-36) submitted under Rule 19b-4 of the Securities Exchange Act of 1934 by the Chicago Board Options Exchange that establishes procedures for resolving trading crowd space disputes. (Rel. 34-48879) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . SB-2 DIOMED HOLDINGS INC, 1 DUNDEE PARK, ANDOVER, MA, 01810, 978-475-7771 - 29,711,749 ($2,971,175.00) Equity, (File 333-110994 - Dec. 8) (BR. 36) S-8 PERMA FIX ENVIRONMENTAL SERVICES INC, 1940 NORTHWEST 67TH PLACE, SUITE A, GAINESVILLE, FL, 32653, 3523734200 - 2,500,000 ($5,406,625.00) Equity, (File 333-110995 - Dec. 8) (BR. 06) S-1 IMMUNICON CORP, 3401 MASONS MILL RD, SUITE 100, HUNTINGTON VALLEY, PA, 19006, 215 830 0777 X121 - 0 ($86,250,000.00) Equity, (File 333-110996 - Dec. 8) (BR. 36) F-6 TIANJIN CAPITAL ENVIRONMENTAL PROTECTION CO LTD, NO. 45 GUIZHOU ROAD, HEPING DISTRICT, TIANJIN, F4, 300051, 10,000,000 ($500,000.00) ADRs/ADSs, (File 333-110998 - Dec. 8) (BR. ) S-4 CONCENTRA OPERATING CORP, 5080 SPECTRUM DRIVE, SUITE-400 WEST TOWER, ADDISON, TX, 75001, 9723648000 - 0 ($30,000,000.00) Non-Convertible Debt, (File 333-110999 - Dec. 8) (BR. 01) S-8 PEERLESS SYSTEMS CORP, 2381 ROSECRANS AVE, EL SEGUNDO, CA, 90245, 3105360908 - 700,000 ($1,939,000.00) Equity, (File 333-111000 - Dec. 8) (BR. 03) S-8 USA TECHNOLOGIES INC, 200 PLANT AVENUE, WAYNE, PA, 19087, 6109890340 - 500,000 ($120,000.00) Equity, (File 333-111001 - Dec. 8) (BR. 03) N-2 VAN KAMPEN SENIOR INCOME TRUST, ONE PARKVIEW PLAZA, VAN KAMPEN INVESTMENTS INC, OAKBROOK TERRACE, IL, 60181, 6306846774 - 40 ($1,000,000.00) Equity, (File 333-111002 - Dec. 8) (BR. 16) S-3 GEO GROUP INC, 621 NW 53RD STREET, SUITE 700, BOCA RATON, FL, 33487, 561-893-0101 - 0 ($200,000,000.00) Unallocated (Universal) Shelf, (File 333-111003 - Dec. 8) (BR. 06) S-8 CHARMING SHOPPES INC, 450 WINKS LANE, BENSALEM, PA, 19020, 2152459100 - 900,000 ($5,157,000.00) Equity, (File 333-111004 - Dec. 8) (BR. 02) S-3 BANKRATE INC, 11811 US HIGHWAY ONE, STE 101, N PALM BEACH, FL, 33408, 5616277330 - 0 ($8,986,250.00) Equity, (File 333-111005 - Dec. 8) (BR. 08) S-8 SKYLYNX COMMUNICATIONS INC, 500 RINGLING BOULEVARD, SARASOTA, FL, 34236, 941-388-2882 - 1,516,973 ($1,001,203.00) Equity, (File 333-111006 - Dec. 8) (BR. 09) S-3 POPULAR INC, 209 MUNOZ RIVERA AVE, POPULAR CENTER BUILDING, HATO REY, PR, 00918, 7877659800 - 0 ($1,930,027,000.00) Unallocated (Universal) Shelf, (File 333-111007 - Dec. 8) (BR. 07) S-4 NEENAH FOUNDRY CO, 2121 BROOKS AVE, PO BOX 729, NEENAH, WI, 54927, 9207257000 - 0 ($133,130,000.00) Non-Convertible Debt, (File 333-111008 - Dec. 8) (BR. 06) S-1 ISLAND PACIFIC INC, 3252 HOLIDAY COURT, STE 208, LA JOLLA, CA, 92037, 8585503345 - 15,555,032 ($32,253,399.00) Equity, (File 333-111009 - Dec. 8) (BR. 03) S-8 KROLL INC, 900 THIRD AVENUE, NEW YORK, NY, 10022, (212) 593-1000 - 409,600 ($10,065,856.00) Equity, (File 333-111010 - Dec. 8) (BR. 08) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: Item 1. Changes in Control of Registrant. Item 2. Acquisition or Disposition of Assets. Item 3. Bankruptcy or Receivership. Item 4. Changes in Registrant's Certifying Accountant. Item 5. Other Materially Important Events. Item 6. Resignations of Registrant's Directors. Item 7. Financial Statements and Exhibits. Item 8. Change in Fiscal Year. Item 9. Regulation FD Disclosure. Item 10. Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics. Item 11. Temporary Suspension of Trading Under Registrant's Employee Benefit Plans. Item 12. Results of Operations and Financial Condition. The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports previously filed, responding to the item(s) of the form specified. 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 10 11 12 13 DATE COMMENT ABLEAUCTIONS COM INC FL X X 12/08/03 AEGIS ASSET BACKED SEC CORP MORT PASS DE X X 11/25/03 AEGIS ASSET BACKED SEC CORP MORT PASS DE X 12/08/03 AMEND AKAMAI TECHNOLOGIES INC DE X 12/08/03 ALKERMES INC PA X X 12/08/03 AMERICAN AIRLINES INC DE X 12/05/03 AMERICAN PHYSICIANS SERVICE GROUP INC TX X 12/08/03 AMR CORP DE X 12/05/03 ANTS SOFTWARE INC DE X 12/08/03 ATA HOLDINGS CORP IN X X 12/05/03 ATRIUM COMPANIES INC DE X X 12/03/03 AUTOLIV INC DE X 12/08/03 AVI BIOPHARMA INC OR X X 12/04/03 AXTIVE CORP DE X X 12/03/03 BANC OF AMERICA MORT SEC INC MORT PAS DE X X 11/25/03 BANC OF AMERICA MORTGAGE SECURITIES I DE X X 12/08/03 BANC ONE FINANCIAL SERVICES HOME EQUI NY X X 11/27/03 BARNWELL INDUSTRIES INC DE X 12/08/03 BAYVIEW FINANCIAL SEC CO LLC MORT PAS DE X X 11/25/03 BEAR STEARNS ALT A TRUST 2003-2 DE X X 11/27/03 BEAR STEARNS ARM TRUST MORTGAGE PASS X X 11/25/03 BEAR STEARNS ARM TRUST MORTGAGE PASS DE X X 11/25/03 BEAR STEARNS ASSET BACK SEC IRWIN WHO DE X X 11/25/03 BEAR STEARNS ASSET BACKED CERTIFICATE DE X X 11/25/03 BEAR STEARNS ASSET BACKED SEC INC CER DE X X 11/25/03 BEAR STEARNS ASSET BACKED SECURITIES DE X X 11/27/03 BEARTOOTH PLATINUM CORP B0 X X 12/01/03 BEST BUY CO INC MN X X 12/04/03 BIORELIANCE CORP DE X 09/23/03 AMEND BOND SECURITIZATION LLC DE X X 11/25/03 BOSS HOLDINGS INC DE X 12/01/03 BOSTONFED BANCORP INC DE X X 12/08/03 BRIDGE TECHNOLOGY INC NV X X 12/08/03 BRIGHAM EXPLORATION CO DE X 12/05/03 BROWN SHOE CO INC NY X 12/08/03 BRUSH ENGINEERED MATERIALS INC X X 12/05/03 BUSINESS BANCORP /CA/ CA X X 12/08/03 C-CHIP TECHNOLOGIES CORP NV X X 12/08/03 CALLON PETROLEUM CO DE X X 12/08/03 CANTERBURY CONSULTING GROUP INC PA X 11/26/03 CASH SYSTEMS INC DE X X 12/04/03 CERNER CORP /MO/ DE X X 12/08/03 CEVA INC DE X X 12/08/03 CHASE FUNDING INC NY X X 12/05/03 CMGI INC DE X 12/08/03 CNE GROUP INC DE X 12/08/03 COLLAGENEX PHARMACEUTICALS INC DE X 12/05/03 COLLAGENEX PHARMACEUTICALS INC DE X 12/05/03 COUNTRYWIDE FINANCIAL CORP DE X 11/30/03 CREDIT SUISSE FIRST BOSTON MORTGAGE S DE X 12/08/03 CUISINE SOLUTIONS INC DE X X 12/05/03 CURTISS WRIGHT CORP DE X X 12/05/03 AMEND DALEEN TECHNOLOGIES INC DE X X 12/02/03 DATAMEG CORP NY X X 12/08/03 DELPHI CORP DE X 12/08/03 DENISON INTERNATIONAL PLC X X X 12/07/03 DEX MEDIA EAST LLC DE X X 12/05/03 DIXIE GROUP INC TN X X 12/05/03 DWANGO NORTH AMERICA CORP NV X 11/04/03 AMEND DYNAMIC I-T INC CO X 09/01/03 AMEND DYNEGY INC /IL/ IL X X 12/05/03 EAGLE PICHER HOLDINGS INC DE X X 12/08/03 EARTH SEARCH SCIENCES INC UT X X 12/03/03 EDUCATIONAL DEVELOPMENT CORP DE X X 12/08/03 ENCORE CREDIT CORP MORTGAGE PASS THRO DE X X 11/25/03 ENCORE MEDICAL CORP DE X 12/04/03 EVOLVING SYSTEMS INC DE X 11/03/03 AMEND FEM ONE INC NV X 12/08/03 AMEND FINANCIAL FEDERAL CORP NV X 12/04/03 FIRST CANADIAN AMERICAN HOLDING CORP DE X X X 11/14/03 FIRST FINANCIAL BANCORP /CA/ CA X X 11/25/03 FIRST FRANKLIN ASSET BACKED CERTS SER DE X X 11/25/03 FIRST SECURITY GROUP INC/TN TN X X 12/08/03 FLEETBOSTON FINANCIAL CORP RI X 12/08/03 FLEETWOOD ENTERPRISES INC/DE/ DE X X 12/08/03 FREEPORT MCMORAN COPPER & GOLD INC DE X 12/08/03 GASEL TRANSPORTATION LINES INC OH X 12/03/03 GENESIS HEALTHCARE CORP PA X X 12/08/03 GLOBAL DECS CORP NV X X X 12/04/03 GOLD BANC CORP INC KS X 11/21/03 GOLDEN EAGLE INTERNATIONAL INC CO X X 12/05/03 GS MORTGAGE SEC CORP MORT PASS THR CE DE X X 11/25/03 HARTVILLE GROUP INC NV X X 12/03/03 HCC INSURANCE HOLDINGS INC/DE/ DE X 12/08/03 HEALTH FITNESS CORP /MN/ MN X X 12/08/03 HORACE MANN EDUCATORS CORP /DE/ DE X X 12/08/03 HOVNANIAN ENTERPRISES INC DE X X 12/08/03 HUDSON CITY BANCORP INC DE X X 12/08/03 HUMANA INC DE X 12/08/03 ILLINOIS POWER CO IL X X 12/05/03 INDEPENDENCE COMMUNITY BANK CORP DE X X 11/24/03 INDYMAC MBS INC X X 12/08/03 INFORMEDIX HOLDINGS INC NV X X 12/05/03 INGLES MARKETS INC NC X X 12/08/03 INSTINET GROUP INC DE X X 12/08/03 INTERNATIONAL RECTIFIER CORP /DE/ DE X 12/08/03 INTERPUBLIC GROUP OF COMPANIES INC DE X X 07/10/03 INTERTAN INC DE X 12/05/03 INVESTMENT TECHNOLOGY GROUP INC DE X 12/08/03 KEITHLEY INSTRUMENTS INC OH X 12/08/03 KEYSPAN CORP NY X X X 12/08/03 KINDER MORGAN ENERGY PARTNERS L P DE X 12/08/03 KINDER MORGAN INC KS X 12/08/03 KINDER MORGAN MANAGEMENT LLC DE X 12/08/03 KLEVER MARKETING INC DE X 12/08/03 KLEVER MARKETING INC DE X X 12/08/03 KOSAN BIOSCIENCES INC CA X X 06/02/03 LEATHER FACTORY INC DE X 12/08/03 LINK2 TECHNOLOGIES INC NV X X 10/10/03 AMEND LORAL ORION INC DE X 12/05/03 LORAL SPACE & COMMUNICATIONS LTD D0 X 12/05/03 LOWES COMPANIES INC NC X X 12/05/03 LUMALITE HOLDINGS INC NV X 12/08/03 MAINE & MARITIMES CORP X 12/08/03 MCDONALDS CORP DE X 12/08/03 MDC HOLDINGS INC DE X 12/08/03 MERCURY AIR GROUP INC NY X X 12/03/03 MERRILL LYNCH & CO INC DE X X 12/08/03 MERRILL LYNCH MORT INV INC MO PASS TH DE X X 11/25/03 MERRILL LYNCH MORT INV INC MORT LN AS DE X X 11/25/03 METLIFE INC DE X X 12/04/03 MGP INGREDIENTS INC KS X X 12/08/03 MONEY STORE HOME EQUITY LOAN TRUST 19 NJ X X 08/15/03 MONEY STORE HOME EQUITY LOAN TRUST 19 NJ X X 09/15/03 MONEY STORE HOME EQUITY LOAN TRUST 19 NJ X X 10/15/03 MONEY STORE HOME EQUITY LOAN TRUST 19 NJ X X 11/17/03 MORGAN STANLEY DE X 12/08/03 MORGAN STANLEY ABS CAPITAL 1 INC TRUS DE X X 11/27/03 MORGAN STANLEY DEAN WITTER CAPITAL I DE X X 11/25/03 MORTGAGE ASSET SEC TRANS INC MORT PAS DE X X 11/27/03 MORTGAGE ASSET SEC TRANS INC MORT PAS DE X X 11/25/03 MORTGAGE ASSET SEC TRANS INCMASTR ASS DE X X 11/25/03 MORTGAGE ASSET SEC TRANS MASTR PASS T DE X X 11/27/03 MORTGAGE ASSET SEC TRANS MASTR PASS T DE X X 11/25/03 MORTGAGE ASSET SEC TRANSACTIONS INC M DE X X 11/25/03 MORTGAGE ASSET SECZT TRANS INC MORT P DE X X 11/25/03 MORTGAGE PASS-THROUGH CERTIFICATES SE DE X X 10/27/03 MS STRUCTURED ASSET CORP DE X 12/01/03 NATIONAL TECHNICAL SYSTEMS INC /CA/ CA X 12/08/03 NAUTILUS GROUP INC WA X 12/08/03 NELNET STUDENT LOAN FUNDING LLC X X 11/25/03 NETWORK INSTALLATION CORP NV X 12/05/03 NEUROGEN CORP DE X 12/08/03 OPENLIMIT INC FL X X 12/05/03 OPTIO SOFTWARE INC GA X X 12/05/03 OPTION ONE MORT ACCEPTANCE CORP ASSET DE X X 11/25/03 OPTION ONE MORTGAGE ACCEP CORP ASSET NY X X 11/25/03 OPTION ONE MORTGAGE ACCEP CORP AST BA DE X X 11/25/03 ORGANITECH USA INC DE X 11/28/03 OVERSEAS PARTNERS LTD X X 12/05/03 PARKER HANNIFIN CORP OH X X 12/07/03 PELICAN FINANCIAL INC DE X 12/08/03 PERVASIVE SOFTWARE INC DE X X 12/04/03 PETROLEUM DEVELOPMENT CORP NV X 12/05/03 PILGRIMS PRIDE CORP DE X X 11/23/03 PIVOTAL CORP X 12/05/03 PIVOTAL CORP X 12/08/03 PIVOTAL CORP X 12/08/03 PROLOGUE UT X X X X X 12/04/03 PROVIDENT FUNDING MORTGAGE PASS-THROU DE X X 11/25/03 QWEST COMMUNICATIONS INTERNATIONAL IN DE X 12/05/03 RALCORP HOLDINGS INC /MO MO X X 12/08/03 REMEC INC CA X X 09/08/03 RENAISSANCE MORT ACCEPT CORP HOME EQ DE X X 11/27/03 RETAIL VENTURES INC OH X X 12/08/03 ROANOKE ELECTRIC STEEL CORP VA X X 12/04/03 ROBOTIC VISION SYSTEMS INC DE X X 11/26/03 SABINE ROYALTY TRUST TX X X 12/03/03 SALOMON BRO MOR SEC VII INC CITIGROUP DE X X 11/25/03 SALOMON BROTS MORT SEC VII INC CITIGR DE X X 11/25/03 SALOMON MORTGAGE LOAN TRUST SERIES 20 DE X X 11/25/03 SANDS REGENT NV X 12/08/03 SAXON CAPITAL INC DE X 12/08/03 SCANVEC AMIABLE LTD X X 12/01/03 SECURITY FEDERAL CORPORATION SC X X 12/08/03 SEITEL INC DE X X 12/03/03 SEMCO ENERGY INC MI X X 12/02/03 SERENA SOFTWARE INC DE X X 12/08/03 SERVICE CORPORATION INTERNATIONAL TX X X 12/08/03 SHIRE PHARMACEUTICALS GROUP PLC X X 12/08/03 SIERRA HEALTH SERVICES INC NV X X 12/08/03 SIGMATRON INTERNATIONAL INC DE X X 12/08/03 SIRVA INC DE X 12/04/03 SKYWAY COMMUNICATIONS HOLDING CORP FL X X 12/02/03 SL GREEN REALTY CORP MD X X 12/08/03 SOUTHERN CO DE X 12/08/03 STEMCELLS INC DE X 12/05/03 STORAGE ENGINE INC NJ X X 12/08/03 STRUCTURED ASSET INVESTMENT LOAN TRUS DE X X 10/25/03 STRUCTURED ASSET MORT INV INC MORT PA DE X X 11/27/03 STRUCTURED ASSET MORT INV INC MORT PA DE X X 11/27/03 STRUCTURED ASSET MORT INV MORT PASS T NY X X 11/27/03 STRUCTURED ASSET MORTGAGE INV INC MOR NY X X 11/27/03 STRUCTURED ASSET SEC CORP MORT PASS T DE X X 11/27/03 STRUCTURED ASSET SEC CORP MORT PASS T DE X X 11/25/03 SUBURBAN PROPANE PARTNERS LP DE X X 12/08/03 SUREBEAM CORP DE X 12/01/03 SYNREAL SERVICES CORP NV X X X X 12/04/03 TAIWAN FUND INC DE X 12/08/03 TANGER FACTORY OUTLET CENTERS INC NC X X 12/08/03 TANGER PROPERTIES LTD PARTNERSHIP /NC NC X X 12/08/03 TASTY BAKING CO PA X X 12/08/03 TELEBYTE TECHNOLOGY INC NV X 12/05/03 TEMECULA VALLEY BANCORP INC DE X 12/08/03 TEXAS INSTRUMENTS INC DE X X 12/08/03 UNIONBANCAL CORP CA X X 12/03/03 UNIONBANCAL CORP CA X 12/08/03 UNIT CORP DE X X 12/08/03 VALERO L P DE X 12/08/03 VALLEY FORGE SCIENTIFIC CORP PA X X 12/08/03 VAXGEN INC DE X X 12/08/03 WASHINGTON REAL ESTATE INVESTMENT TRU MD X X 12/08/03 WASHINGTON REAL ESTATE INVESTMENT TRU MD X X 10/09/03 AMEND WELLS FARGO ASSET SEC CORP MOR BACKED DE X X 11/25/03 WELLS FARGO ASSET SEC CORP MORT PASS DE X X 11/25/03 WELLS FARGO ASSET SECURITIES CORP MOR DE X X 11/25/03 XECHEM INTERNATIONAL INC DE X X 10/04/03 AMEND XO COMMUNICATIONS INC DE X X 12/05/03 ZANETT INC DE X 12/04/03