SEC NEWS DIGEST Issue 2003-232 December 8, 2003 ENFORCEMENT PROCEEDINGS DEFENDANTS IN SEC ENFORCEMENT ACTION PLEAD GUILTY TO SECURITIES FRAUD CHARGES The Commission announced today that on October 21 and 24, 2003, Homer T. Langrill (Langrill) and Thomas W. Becker (Becker), respectively, pleaded guilty to securities fraud for their roles in a "pump and dump" penny stock fraud scheme involving a publicly traded but legally defunct microcap company, Greater Northwest Research & Development Group, Inc. (Greater Northwest). Langrill and Becker's alleged criminal violations were, in part, the subject of a successful enforcement action brought by the Commission in 2002. The information and complaint, filed by the U.S. Attorney for the District of Nevada, alleges that Langrill and Becker disseminated false information about Greater Northwest to the public, including false information about its legal status, the identity of its directors, its eligibility for quotation on the Over-The-Counter Bulletin Board and its future financial performance, in order to sell their Greater Northwest stock at artificially high prices. The information and complaint also alleges that Becker and Langrill failed to disclose that Greater Northwest was controlled by Langrill, a convicted felon. The false information was disseminated between January 30 and late February 2002. Langrill and Becker then sold their shares of stock into the resulting artificially inflated market, thereby realizing profits of $24,537 and $46,400, respectively. As a result of its lawsuit, in April 2003 the Commission succeeded in obtaining Default Judgments against Langrill and Becker enjoining them from directly or indirectly violating Section 5 of the Securities Act of 1933 and Sections 10(b), 13(a), 13(d), 16(a) of the Securities Exchange Act of 1934 (Exchange Act) and Rules 10b-5, 13a-1, 13a-11, 13a-13, 13d- 1, 13d-2, 16a-2 and 16a-3 thereunder. The Default Judgments also permanently enjoined Langrill and Becker from participating in offerings of penny stock and acting as officers or directors of public companies. Langrill and Becker each were ordered to pay disgorgement plus prejudgment interest. Langrill was also ordered to pay a $25,000 civil penalty, and Becker was ordered to pay a $45,000 civil penalty. The Commission's civil action alleged that Langrill and Becker made the false statements about Greater Northwest described above. The action also alleged that Langrill and Becker sold restricted Greater Northwest stock in unregistered transactions, while the false statements were disseminated through press releases, an Internet website, and a cable television infomercial. According to the Commission's complaint, Langrill and Becker failed to file mandatory periodic and current reports with the Commission on behalf of Greater Northwest since 1996, and further failed to report their beneficial ownership and disposition of Greater Northwest stock. [U.S. v. Homer Langrill, Crim. No. CR-S-03- 0430-HDM-PAL, USDC, D. Nevada]; [U.S. v. Thomas Becker, Crim. No. CR-S- 03-0405-PMP-LRL, USDC, D. Nevada]; [SEC v. Homer T. Langrill and Thomas W. Becker, No. CV-S-02-1446-KJD-LRL USDC, D. Nevada] (LR-18492) SELF-REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES A proposed rule change filed by the Chicago Stock Exchange to extend a pilot rule interpretation relating to trading of Nasdaq/NM Securities in subpenny increments (SR-CHX-2003-38) has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of December 8. (Rel. 34-48871) A proposed rule change filed by the National Association of Securities Dealers to extend the pilot for limit order protection of securities priced in decimals (SR-NASD-2003-180) has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of December 8. (Rel. 34-48876) A proposed rule change filed by the National Association of Securities Dealers to extend the pilot for the operation of the short sale rule in a decimals environment (SR-NASD-2003-179) has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of December 8. (Rel. 34-48877) ACCELERATED APPROVAL OF PROPOSED RULE CHANGE The Commission granted accelerated approval to a proposed rule change (SR-Amex-2003-100), and Amendment No. 1 thereto, submitted by the American Stock Exchange relating to broker voting on stock option and equity compensation plans. Publication of the proposal is expected in the Federal Register during the week of December 8. (Rel. 34-48872) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . SB-2 RIDDLE RECORDS INC, 8,000,000 ($16,000.00) Equity, (File 333-110934 - Dec. 5) (BR. 09) S-3 DATATEC SYSTEMS INC, 23 MADISON RD, FAIRFIELD, NJ, 07004, 9738084000 - 127,168 ($144,971.52) Equity, (File 333-110935 - Dec. 5) (BR. 03) S-8 PROXIM CORP, 1196 BORREGAS AVE, SUNNYVALE, CA, 94089, 4085425200 - 0 ($23,993,901.36) Equity, (File 333-110937 - Dec. 5) (BR. 37) S-3 OSI PHARMACEUTICALS INC, 58 SOUTH SERVICE RD., SUITE 110, MELVILLE, NY, 11747, 631-962-2000 - 0 ($150,000,000.00) Debt Convertible into Equity, (File 333-110938 - Dec. 5) (BR. 01) S-3 HEALTH CARE PROPERTY INVESTORS INC, 4675 MACARTHUR COURT 9TH FL, SUITE 900, NEWPORT BEACH, CA, 92660, 9492210600 - 5,000,000 ($233,150,000.00) Equity, (File 333-110939 - Dec. 5) (BR. 08) S-4 CINCINNATI BELL INC, 201 E FOURTH ST 102 732, CINCINNATI, OH, 45201, 5133979900 - 500,000,000 ($500,000,000.00) Non-Convertible Debt, (File 333-110940 - Dec. 5) (BR. 37) F-3 VODAFONE GROUP PUBLIC LTD CO, THE COURTYARD, 2-4 LONDON RD NEWBURY, BERKSHIRE RG13 1JL E, X0, 10168, 2126875040 - 700,000,000 ($700,000,000.00) Other, (File 333-110941 - Dec. 5) (BR. 37) S-3 SALIX PHARMACEUTICALS LTD, 8540 COLONNADE CENTER DR, SUITE 501, RALEIGH, NC, 27615, 9198621000 - 1,700,000 ($32,232,000.00) Equity, (File 333-110942 - Dec. 5) (BR. 01) S-8 MIDWEST EXPRESS HOLDINGS INC, 6744 S HOWELL AVE, OAK CREEK, WI, 53154, 4147474000 - 2,551,741 ($10,257,999.00) Equity, (File 333-110943 - Dec. 5) (BR. 05) S-3 CABLE DESIGN TECHNOLOGIES CORP, CABLE DESIGN TECHNOLOGIES CORPORATION, 1901 NORTH ROSELLE ROAD, SCHAUMBURG, IL, 60195, 847 230-1900 - 0 ($110,000,000.00) Debt Convertible into Equity, (File 333-110944 - Dec. 5) (BR. 06) S-8 INTERNET BUSINESS INTERNATIONAL INC, 4634 SOUTH MARYLAND PARKWAY SUITE 101, LAS VEGAS, NV, 89119, 7029680008 - 80,000,000 ($120,000.00) Equity, (File 333-110945 - Dec. 5) (BR. 03) S-8 PRECISION OPTICS CORPORATION INC, 22 EAST BROADWAY, GARDNER, MA, 01440-3338, 9786301800 - 100,000 ($206,000.00) Equity, (File 333-110946 - Dec. 5) (BR. 36) SB-2 AMERICASBANK CORP, 500 YORK RD, TOWSON, MD, 21204, 4108255580 - 2,875,000 ($6,987,500.00) Equity, (File 333-110947 - Dec. 5) (BR. 07) S-8 MSC SOFTWARE CORP, 815 COLORADO BLVD, LOS ANGELES, CA, 90041, 3232589111 - 0 ($9,860,000.00) Equity, (File 333-110948 - Dec. 5) (BR. 03) S-8 BRADY CORP, 6555 W GOOD HOPE RD, P O BOX 571, MILWAUKEE, WI, 53201-0571, 4143586600 - 0 ($28,792,500.00) Equity, (File 333-110949 - Dec. 5) (BR. 06) S-3 ALABAMA POWER CO, 600 N 18TH ST, P O BOX 2641, BIRMINGHAM, AL, 35291, 2052571000 - 1,200,000,000 ($1,200,000,000.00) Unallocated (Universal) Shelf, (File 333-110950 - Dec. 5) (BR. 02) F-10 GERDAU AMERISTEEL CORP, 0 ($405,000,000.00) Non-Convertible Debt, (File 333-110951 - Dec. 5) (BR. 06) S-8 SPARTAN STORES INC, 850 76TH ST SW, P O BOX 8700, GRAND RAPIDS, MI, 49518, 6168782000 - 1,500,000 ($1,500,000.00) Non-Convertible Debt, (File 333-110952 - Dec. 5) (BR. 04) S-8 ROYAL BANK OF CANADA \, P O BOX 1, ROYAL BANK PLAZA, TORONTO, A6, 00000, 4169745151 - 0 ($120,000,000.00) Other, (File 333-110953 - Dec. 5) (BR. 07) S-8 NATURAL GAS SERVICES GROUP INC, 2911 SCR 1260, MIDLAND, TX, 79706, 9155633974 - 150,000 ($699,525.00) Debt Convertible into Equity, (File 333-110954 - Dec. 5) (BR. 04) S-3 FEDDERS CORP /DE, 505 MARTINSVILLE RD, WESTGATE CORPORATE CTR, LIBERTY CORNER, NJ, 07938-0813, 9086048686 - 0 ($36,029,853.00) Equity, (File 333-110955 - Dec. 5) (BR. 06) S-8 CENTRAL EUROPEAN MEDIA ENTERPRISES LTD, C/O CME DEVELOPEMENT CORP, 8TH FLOOR ALDWYCH HOUSE 71-91 ALDWYCH, LONDON, X0, WC2B 4HN, 011442074305430 - 0 ($6,890,000.00) Equity, (File 333-110959 - Dec. 5) (BR. 37) S-3 CYBERGUARD CORP, 2000 WEST COMMERCIAL BLVD, SUITE 200, FORT LAUDERDALE, FL, 33309, 9549583900 - 2,017,524 ($16,765,624.44) Equity, (File 333-110960 - Dec. 5) (BR. 03) S-8 RADIOSHACK CORP, 100 THROCKMORTON ST, STE 1700, FORT WORTH, TX, 76102, 8174153700 - 3,000,000 ($88,920,000.00) Equity, (File 333-110961 - Dec. 5) (BR. 02) S-8 LANGER INC, 450 COMMACK ROAD, DEER PARK, NY, 11729, 6136671200 - 1,500,000 ($4,545,000.00) Equity, (File 333-110962 - Dec. 5) (BR. 36) S-3 CONSECO INC, 11825 N PENNSYLVANIA ST, CARMEL, IN, 46032, 3178176100 - 0 ($365,488,257.00) Unallocated (Universal) Shelf, (File 333-110963 - Dec. 5) (BR. 01) S-8 TELUS CORP, 3777 KINGSWAY, BURNABY, D1, 00000, 3,600,000 ($64,476,000.00) Equity, (File 333-110964 - Dec. 5) (BR. 37) S-3 UNITED DEFENSE INDUSTRIES INC, 1525 WILSON BLVD, SUITE 700, ARLINGTON, VA, 22209-2411, 7033126100 - 0 ($399,000,000.00) Equity, (File 333-110966 - Dec. 5) (BR. 05) S-3 CAPITAL SENIOR LIVING CORP, 14160 DALLAS PKWY, STE 300, DALLAS, TX, 75240, 9727705600 - 0 ($50,000,000.00) Equity, (File 333-110967 - Dec. 5) (BR. 08) S-3 CHASE MORTGAGE FINANCE CORP, 343 THORNALL ST, C/O A HARDY EUBANKS III, EDISON, NJ, 08837, 7322050600 - 0 ($1,000,000.00) Mortgage Backed Securities, (File 333-110968 - Dec. 5) (BR. 05) S-8 PACIFIC GOLD CORP, 141 ADELAIDE STREET WEST, STE. 1004, TORONTO, A6, M5H 3L5, 416-214-1483 - 3,000,000 ($300,000.00) Equity, (File 333-110969 - Dec. 5) (BR. 05) S-8 ASCENTIAL SOFTWARE CORP, 50 WASHINGTON STREET, WESTBOROUGH, MA, 01581, 6509266300 - 0 ($139,603,750.00) Equity, (File 333-110970 - Dec. 5) (BR. 03) S-4 PACIFIC FINANCIAL CORP, 300 E MARKET STREET, ABERDEEN, WA, 98520-5244, 3605338870 - 0 ($20,794,133.00) Equity, (File 333-110971 - Dec. 5) (BR. 07) S-8 LECG CORP, 2000 POWELL ST, STE 600, EMERYVILLE, CA, 94608, 5106539800 - 0 ($108,369,583.00) Equity, (File 333-110973 - Dec. 5) (BR. 08) S-4 PRIME MEDICAL SERVICES INC /TX/, 1301 CAPITAL OF TEXAS HWY, SUITE C-300, AUSTIN, TX, 78746, 5123282892 - 0 ($21,595,010.00) Equity, (File 333-110974 - Dec. 5) (BR. 01) S-8 INVIVO CORP, 5104687600 - 150,000 ($3,194,250.00) Equity, (File 333-110975 - Dec. 5) (BR. 36) S-3 FIRST VIRTUAL COMMUNICATIONS INC, 3393 OCTAVIUS DR STE 102, SANTA CLARA, CA, 95054, 4085677200 - 0 ($22,117,094.00) Equity, (File 333-110976 - Dec. 5) (BR. 03) S-3 ICAD INC, 4 TOWNSEND WEST, SUITE 17, NASHUA, NH, 03063, 603-882-5200 - 1,642,200 ($9,409,806.00) Equity, (File 333-110977 - Dec. 5) (BR. 03) S-4 AMERICAN COMMUNITY BANCSHARES INC, 2593 WEST ROOSEVELT BOULEVARD, MONROE, NC, 28111-0418, 7042258444 - 0 ($6,928,646.00) Equity, (File 333-110978 - Dec. 5) (BR. 07) S-4 SOUTHERN STAR CENTRAL CORP, 180,000,000 ($180,000,000.00) Non-Convertible Debt, (File 333-110979 - Dec. 5) (BR. ) S-3 NII HOLDINGS INC, 10700 PARKRIDGE BLVD, SUITE 600, RESTON, VA, 20191, 7034334000 - 0 ($180,000,000.00) Debt Convertible into Equity, (File 333-110980 - Dec. 5) (BR. 37) S-3 UNIVISION COMMUNICATIONS INC, 1999 AVENUE OF THE STARS STE 3050, LOS ANGLES, CA, 90067, 3105567676 - 0 ($1,500,000,000.00) Other, (File 333-110981 - Dec. 5) (BR. 37) S-3 INNKEEPERS USA TRUST/FL, 306 ROYAL POINCIANA PLZ, STE 100, PALM BEACH, FL, 33480, 5612271331 - 0 ($250,000,000.00) Equity, (File 333-110982 - Dec. 5) (BR. 08) S-8 NATIONAL COMMERCE FINANCIAL CORP, ONE COMMERCE SQ, MEMPHIS, TN, 38150, 9014156416 - 0 ($10,000,000.00) Equity, (File 333-110983 - Dec. 5) (BR. 07) S-8 NATIONAL COMMERCE FINANCIAL CORP, ONE COMMERCE SQ, MEMPHIS, TN, 38150, 9014156416 - 0 ($1,000,000.00) Equity, (File 333-110984 - Dec. 5) (BR. 07) S-8 INSYNQ INC, 1127 BROADWAY PLAZA, SUITE #202, TACOMA, WA, 98402, 2532842000 - 64,000,000 ($704,000.00) Equity, (File 333-110985 - Dec. 5) (BR. 05) S-8 MAF BANCORP INC, 55TH ST & HOLMES AVE, CLARENDON HILLS, IL, 60514, 6303257300 - 346,654 ($15,304,774.10) Equity, (File 333-110986 - Dec. 5) (BR. 07) S-8 NATIONAL COMMERCE FINANCIAL CORP, ONE COMMERCE SQ, MEMPHIS, TN, 38150, 9014156416 - 0 ($277,500,000.00) Equity, (File 333-110987 - Dec. 5) (BR. 07) S-8 NATIONAL COMMERCE FINANCIAL CORP, ONE COMMERCE SQ, MEMPHIS, TN, 38150, 9014156416 - 0 ($222,000,000.00) Equity, (File 333-110988 - Dec. 5) (BR. 07) S-8 HEALTH & NUTRITION SYSTEMS INTERNATIONAL INC, 3750 EXECUTIVE LANE, SUITE 5, WEST PALM BEACH, FL, 33404, 5618638446 - 2,500,000 ($350,000.00) Equity, (File 333-110989 - Dec. 5) (BR. 04) S-8 MAF BANCORP INC, 55TH ST & HOLMES AVE, CLARENDON HILLS, IL, 60514, 6303257300 - 800,000 ($35,320,000.00) Equity, (File 333-110990 - Dec. 5) (BR. 07) S-8 AMERICAN FIRE RETARDANT CORP, 9337 BOND AVENUE, 806-479-0449, EL CAJON, CA, 92012, 619-390-68 - 0 ($2,786,000.00) Equity, (File 333-110991 - Dec. 5) (BR. 02) S-3 EXULT INC, 4 PARK PLAZA SUITE 350, IRVINE, CA, 92614, 9492508002 - 0 ($110,000,000.00) Debt Convertible into Equity, (File 333-110992 - Dec. 5) (BR. 08) S-4 MAJESTIC STAR CASINO LLC, ONE BUFFINGTON HARBOR DRIVE, ONE BUFFINGTON HARBOR DRIVE, GARY, IN, 46046-3000, 2199777777 - 0 ($260,000,000.00) Non-Convertible Debt, (File 333-110993 - Dec. 5) (BR. 05) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: Item 1. Changes in Control of Registrant. Item 2. Acquisition or Disposition of Assets. Item 3. Bankruptcy or Receivership. Item 4. Changes in Registrant's Certifying Accountant. Item 5. Other Materially Important Events. Item 6. Resignations of Registrant's Directors. Item 7. Financial Statements and Exhibits. Item 8. Change in Fiscal Year. Item 9. Regulation FD Disclosure. Item 10. Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics. Item 11. Temporary Suspension of Trading Under Registrant's Employee Benefit Plans. Item 12. Results of Operations and Financial Condition. The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports previously filed, responding to the item(s) of the form specified. 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 10 11 12 13 DATE COMMENT ---------------------------------------------------------------------------------------------- 21ST CENTURY INSURANCE GROUP CA X X 12/03/03 AAMES FINANCIAL CORP/DE DE X X 09/30/03 AAMES FINANCIAL CORP/DE DE X X 10/31/03 ABAZIAS INC DE X 10/03/03 AMEND ABOVENET INC DE X X 12/05/03 AEGIS ASSET BACKED SEC CORP MORT PAS DE X 11/20/03 AEGIS ASSET BACKED SEC CORP MORT PAS DE X 12/05/03 AMEND AEI REAL ESTATE FUND XVII LIMITED PAR MN X X 11/21/03 ALBERTSONS INC /DE/ DE X 12/05/03 ALLETE INC MN X 12/05/03 ALLMERICA FINANCIAL CORP DE X 12/04/03 AMEREN CORP MO X X 12/05/03 AMERICAN EAGLE OUTFITTERS INC DE X X 12/03/03 AMERICAN HEALTHWAYS INC DE X X 12/04/03 AMERIQUEST MORTGAGE SECURITIES INC DE X 11/20/03 AMERISOURCEBERGEN CORP DE X X 12/04/03 AMERITRADE HOLDING CORP DE X 12/03/03 ARIAD PHARMACEUTICALS INC DE X X 12/05/03 ASPEN TECHNOLOGY INC /DE/ DE X X 10/29/03 ASSISTED LIVING CONCEPTS INC NV X 12/04/03 AUTO DATA NETWORK DE X 12/03/03 AVALON DIGITAL MARKETING SYSTEMS INC NV X X 12/05/03 AVAYA INC DE X 12/04/03 BANC OF AMERICA ALTERNATIVE LOAN TRUS NY X X 11/25/03 BANC OF AMERICA ALTERNATIVE LOAN TRUS NY X X 11/25/03 BANC OF AMERICA MORT SEC INC ALTERNAT DE X X 11/25/03 BANK OF AMERICA CORP /DE/ DE X 12/05/03 BANKATLANTIC BANCORP INC FL X 12/04/03 BARRETT BUSINESS SERVICES INC MD X X 12/05/03 BEAR STEARNS ASSET BACKED SECURITIES DE X X 09/30/03 BERRY PLASTICS CORP DE X X 12/05/03 BESTNET COMMUNICATIONS CORP NV X X 12/01/03 BLYTH INC DE X 12/04/03 BROOKMOUNT EXPLORATIONS INC NV X 08/31/03 CALPINE CORP DE X 12/04/03 CAPITAL SENIOR LIVING CORP DE X 07/29/03 AMEND CARDIMA INC DE X 12/04/03 CARRIAGE SERVICES INC DE X X 12/04/03 CARRIER ACCESS CORP DE X X 11/25/03 CDMC MORTGAGE PASS THROUGH CERTIFICAT DE X 11/25/03 CDMC MORTGAGE PASS-THROUGH CERTIFICAT DE X 11/25/03 CENDANT MORT CAPITAL LLC CDMC MORT PA DE X 11/25/03 CENDANT MORTGAGE CAP LLC CDMC MORT PA DE X 11/25/03 CENDANT MORTGAGE CAPITAL CDMC MORT PA DE X 11/25/03 CHADMOORE WIRELESS GROUP INC CO X 12/05/03 CHASE FUNDING INC NY X X 12/04/03 CINCINNATI BELL INC OH X X 12/05/03 CINCINNATI BELL INC OH X 12/05/03 CIROND CORP NV X X X X X 11/25/03 CMS ENERGY CORP MI X 12/02/03 CORRECTIONAL PROPERTIES TRUST MD X X 11/25/03 COX RADIO INC DE X X 12/04/03 CREDIT SUISSE FIRST BOSTON MORTGAGE S DE X X 12/05/03 CREDIT SUISSE FIRST BOSTON MORTGAGE S DE X 12/05/03 CROWN CASTLE INTERNATIONAL CORP DE X X 12/04/03 CROWN CASTLE INTERNATIONAL CORP DE X X 12/04/03 CSFB MORTGAGE SEC CORP HOME EQ PASS T DE X X 11/25/03 CUMMINS INC IN X 12/05/03 AMEND CWMBS INC DE X X 01/30/03 CWMBS INC DE X X 09/29/03 CYGNUS INC /DE/ DE X X 12/04/03 DANIELSON HOLDING CORP DE X X 12/02/03 DATATEC SYSTEMS INC DE X X 12/05/03 DDI CORP CA X 12/02/03 DEVRY INC DE X 12/04/03 DEWEY ELECTRONICS CORP NY X 12/04/03 DIGITAL BROADBAND NETWORKS INC CO X X 12/03/03 DREW INDUSTRIES INCORPORATED DE X 12/03/03 EASTMAN CHEMICAL CO DE X X 12/05/03 ELITE PHARMACEUTICALS INC /DE/ DE X X 12/04/03 ELIZABETH ARDEN INC FL X X 10/25/03 ENBRIDGE ENERGY PARTNERS LP DE X X 12/03/03 ENERGY PRODUCERS INC NV X X 12/01/03 EUNIVERSE INC DE X X 12/04/03 FAIRPOINT COMMUNICATIONS INC DE X X 12/01/03 FBL FINANCIAL GROUP INC IA X X 12/04/03 FEDERAL AGRICULTURAL MORTGAGE CORP X 12/05/03 FIRST DATA CORP DE X X 12/05/03 FIRST DELTAVISION INC NV X X 11/20/03 FIRST FINANCIAL BANCORP /OH/ OH X X 12/05/03 FIRST UNION REAL ESTATE EQUITY & MORT OH X X 12/04/03 FLAG TELECOM GROUP LTD X X 12/05/03 FMB EQUIBANC INC GA X X 12/04/03 GENERAL CHEMICAL GROUP INC DE X X 12/05/03 GEORGIA PACIFIC CORP GA X X 12/04/03 GLOBAL PRECISION MEDICAL INC WY X 12/03/03 GLOBAL YACHT SERVICES INC NV X 12/05/03 GMAC EDUCATION LOAN FUNDING TRUST I DE X X 12/04/03 GOLDEN TELECOM INC DE X X 12/05/03 GREAT PLAINS ENERGY INC MO X X 12/05/03 GSI SECURITIZATION LTD E9 X X 09/30/03 AMEND GSL HOLDINGS INC D8 X 11/19/03 GUNTHER INTERNATIONAL LTD DE X X 12/04/03 HYBRIDON INC DE X 12/04/03 ICT GROUP INC PA X X 12/02/03 IMPAC MORTGAGE HOLDINGS INC MD X 11/25/03 INFORTE CORP DE X 12/05/03 INNKEEPERS USA TRUST/FL MD X X 12/05/03 INPUT OUTPUT INC DE X X X 12/05/03 INSIGHT CAPITAL INC DE X X 12/04/03 INTERNATIONAL MULTIFOODS CORP DE X X 12/05/03 INTERNATIONAL WIRE GROUP INC DE X X 12/01/03 INTERPUBLIC GROUP OF COMPANIES INC DE X X 12/05/03 IRON MOUNTAIN INC/PA PA X 12/03/03 ISCO INC NE X X 12/05/03 ITXC CORP NJ X 12/05/03 J CREW GROUP INC NY X X 12/05/03 JACKSONVILLE BANCORP INC TX X 12/05/03 KMART HOLDING CORP DE X X 12/05/03 KULICKE & SOFFA INDUSTRIES INC PA X X 11/26/03 KULICKE & SOFFA INDUSTRIES INC PA X X 11/26/03 LANCER CORP /TX/ TX X X 12/05/03 LASALLE RE HOLDINGS LTD X X 11/20/03 LAYNE CHRISTENSEN CO DE X X 12/05/03 LEAPFROG ENTERPRISES INC X 12/02/03 LEHMAN ABS CORP FIFTH THIRD HOME EQUI DE X 11/20/03 LEVITT CORP X 12/04/03 LIONS GATE ENTERTAINMENT CORP /CN/ X X 12/03/03 LONGS DRUG STORES CORP MD X 12/05/03 LOUISIANA PACIFIC CORP DE X X 12/04/03 MACK CALI REALTY CORP MD X X 12/03/03 MAGELLAN HEALTH SERVICES INC DE X X 12/05/03 MEDI HUT CO INC DE X X 12/03/03 MERRILL LYNCH COMM MORT PS THR CERTS DE X X 11/20/03 MICHAEL ANTHONY JEWELERS INC DE X X 12/05/03 MICRO INTERCONNECT TECHNOLOGY INC NV X X X 11/04/03 MILE MARKER INTERNATIONAL INC FL X 12/05/03 MINDSPEED TECHNOLOGIES INC DE X X 12/04/03 MINERALS TECHNOLOGIES INC DE X 12/04/03 MODERN MEDICAL MODALITIES CORP NY X X 12/05/03 MOLINA HEALTHCARE INC DE X 12/04/03 MORTGAGE ASSET SEC TR MSTR ALT LN TR DE X X 11/25/03 MORTGAGE ASSET SEC TRANS INC MALT SER NY X X 11/25/03 MORTGAGE ASSET SECURITIZATION TRANSAC DE X 12/05/03 MULTI COLOR CORP OH X 12/05/03 NATIONAL EQUIPMENT SERVICES INC DE X X 11/12/03 NAVISTAR FINANCIAL RETAIL RECEIVABLES DE X 11/01/00 NEOGEN CORP MI X 12/04/03 NORTHERN ILLINOIS GAS CO /IL/ /NEW/ IL X X 12/05/03 NOVASTAR MORTGAGE FUNDING CORP HOME E DE X X X 12/05/03 OBAN MINING INC NV X 11/05/03 P COM INC DE X X 12/02/03 PALL CORP NY X X 12/03/03 PALOMAR ENTERPRISES INC NV X X X 12/01/03 PENHALL INTERNATIONAL CORP AZ X 12/03/03 PLAINS RESOURCES INC DE X X 12/04/03 PRECISION CASTPARTS CORP OR X X 11/26/00 PRESIDION CORP FL X X 12/03/03 PRIDE INTERNATIONAL INC DE X X 12/03/03 QUAD METALS CORP/WA NV X 11/25/03 REGEN BIOLOGICS INC DE X X 12/01/03 REGEN BIOLOGICS INC DE X 12/01/03 REINSURANCE GROUP OF AMERICA INC MO X X 12/04/03 REPUBLIC BANCSHARES INC FL X X 12/01/03 RESIDENTIAL ACCREDIT LOANS INC DE X X 12/05/03 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X X 11/03/03 RESIDENTIAL ASSET SECURITIES CORP DE X X 12/05/03 RITA MEDICAL SYSTEMS INC DE X 12/05/03 RLI CORP IL X X 12/05/03 ROBBINS & MYERS INC OH X 12/04/03 RPC INC DE X X 12/05/03 SAFEWAY INC DE X X X 12/05/03 SAKS INC TN X 11/26/03 SAUER DANFOSS INC DE X 12/04/03 SEABOARD CORP /DE/ DE X X 12/03/03 SECURITY CAPITAL CORP/DE/ DE X 11/30/03 SIERRA PACIFIC RESOURCES /NV/ NV X X 12/05/03 SIMEX TECHNOLOGIES INC DE X X X 12/05/03 SIMMONS CO /GA/ DE X X 12/03/03 SIMULA INC AZ X X 12/03/03 SIMULA INC AZ X X 12/05/03 SIX FLAGS INC DE X X 12/05/03 SMITH & WESSON HOLDING 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