SEC NEWS DIGEST Issue 2003-225 November 26, 2003 COMMISSION ANNOUNCEMENTS COMMISSION MEETINGS Following is a schedule of Commission meetings which will be conducted under provisions of the Government in the Sunshine Act. Meetings will be scheduled according to the requirements of agenda items under consideration. Meetings will be held in the Commission Meeting Room, Room 1C30, at the Commission's headquarters building, 450 Fifth Street, N.W., Washington, D.C. Visitors are welcome at all open meetings, insofar as space is available. Persons wishing to photograph or videotape Commission meetings must obtain permission in advance from the Secretary of the Commission. Persons wishing to tape record a Commission meeting should notify the Secretary's office 48 hours in advance of the meeting. Any member of the public who requires auxiliary aids such as a sign language interpreter or material on tape to attend a public meeting should contact Rochelle Franks, Office of Administrative and Personnel Management, to make arrangements. Ms. Franks can be reached at TTY number (202) 942-9558. If you are calling from a non-TTY number, please call the Relay Service at 1-800-877-8339. CLOSED MEETING - TUESDAY, DECEMBER 2, 2003 - 2:00 P.M. The subject matter of the closed meeting scheduled for Tuesday, Dec. 2, 2003, will be: Formal orders of investigation; Institution and settlement of administrative proceedings of an enforcement nature; Regulatory matter regarding a financial institution; Adjudicatory matter; and Institution and settlement of injunctive actions. OPEN MEETING - WEDNESDAY, DECEMBER 3, 2003 - 10:00 A.M. The subject matter of the open meeting scheduled for Wednesday, Dec. 3, 2003, will be: 1. The Commission will consider whether to adopt new rule 38a-1 under the Investment Company Act, new rule 206(4)-7 under the Investment Advisers Act, and amendments to rule 204-2 under the Advisers Act. These rules and rule amendments would require each investment company (fund) and each investment adviser registered with the Commission to adopt and implement compliance policies and procedures, to review those policies and procedures periodically for their adequacy and the effectiveness of their implementation, and to designate a chief compliance officer who, in the case of funds, would report directly to the board. For further information, please contact Hester Peirce at (202) 942- 0690 or Jamey Basham at (202) 942-0719. The Commission will also consider whether to propose amendments to rule 22c-1 under the Investment Company Act of 1940 designed to eliminate late trading of redeemable securities issued by a registered investment company (fund). The proposed amendments would require that an order to purchase or redeem fund shares be received by the fund, its primary transfer agent, or a registered securities clearing agency, by the time that the fund establishes for calculating its net asset value in order to receive that day's price. For further information, please contact Adam B. Glazer or Penelope W. Saltzman at (202) 942-0690. 2. The Commission will consider whether to propose amendments to Forms N-1A, N-3, N 4, and N-6 under the Securities Act of 1933 and the Investment Company Act of 1940. The proposals would (1) require open-end management investment companies and variable insurance products to disclose in their prospectuses information about the risks of, and policies and procedures with respect to, the frequent purchase and redemption of investment company shares; (2) clarify that open-end management investment companies and insurance company managed separate accounts that offer variable annuities are required to explain both the circumstances under which they will use fair value pricing and the effects of using fair value pricing; and (3) require open end management investment companies and insurance company managed separate accounts that offer variable annuities to disclose their policies with respect to disclosure of portfolio holdings information. For further information, please contact Kieran G. Brown or Sanjay Lamba at (202) 942 0721. OPEN MEETING - THURSDAY, DECEMBER 4, 2003 - 3:00 P.M. The subject matter of the open meeting scheduled for Thursday, Dec. 4, 2003, will be: The Commission will hear oral argument on an appeal by Enron Corporation from an initial decision of an administrative law judge. The law judge denied Enron's applications for exemption from the provisions of the Public Utility Holding Company Act of 1935 (Act). In the first application, filed April 12, 2000, Enron requested an exemption pursuant to Sections 3(a)(3) and 3(a)(5) of the Act. The law judge denied that application, finding that Enron failed to show that it is only incidentally a public utility holding company and that it does not derive a material part of its income from its public utility subsidiary, Portland General Electric Company. In its second application, filed on February 28, 2002, and amended on May 31, 2002, Enron sought an exemption pursuant to Section 3(a)(1) of the Act. The law judge also denied that application, finding that Enron failed to show that Portland General is predominantly intrastate in character and that it carries on business substantially in a single state. Enron contends that the law judge erred when she found that Enron was not entitled to the exemptions for which it applied. The Public Utility Commission of Oregon, which regulates public utilities in Oregon and which was granted party status by the law judge, supports Enron's application for an exemption pursuant to Section 3(a)(1). The Division of Investment Management opposes Enron's applications and contends that Enron failed to establish that it qualifies for any of the statutory exemptions for which it applied. Among the issues likely to be considered is whether Enron has established that it is entitled to an exemption under Sections 3(a)(1), 3(a)(3), or 3(a)(5) of the Act. For further information, please contact the Office of the Secretary at (202) 942-7070. CLOSED MEETING - THURSDAY, DECEMBER 4, 2003 - 4:00 P.M. The subject matter of the closed meeting scheduled for Thursday, Dec. 4, 2003 will be: Post-argument discussion. At times, changes in Commission priorities require alterations in the scheduling of meeting items. For further information and to ascertain what, if any, matters have been added, deleted or postponed, please contact: The Office of the Secretary at (202) 942-7070. SELF-REGULATORY ORGANIZATIONS APPROVAL OF PROPOSED RULE CHANGE The Commission approved a proposed rule change and granted accelerated approval to Amendment No. 4 to the proposed rule change submitted by the Chicago Board Options Exchange (SR-CBOE-2001-04), which adopts an obvious error trading rule. (Rel. 34-48827) IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE A proposed rule change (SR-PCX-2003-65), and Amendment No. 1 thereto, filed by the Pacific Exchange relating to the automatic executions of Intermarket Linkage orders in locked markets, has become immediately effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934 and Rule 19b-4(f)(6) thereunder. Publication of the proposal is expected in the Federal Register during the week of November 24. (Rel. 34-48828) DELISTING GRANTED An order has been issued granting the application of the Pacific Exchange to strike from listing and registration certain call and put options contracts issued by The Options Clearing Corporation respecting the underlying common stock of NTL, Inc. (NTLI) effective at the opening of business on November 26. (Rel. 34-48831) WITHDRAWALS SOUGHT A notice has been issued giving interested persons until Dec. 19, 2003, to comment on the application of Preferred Income Fund Incorporated to withdraw its Common Stock, $.01 par value, from listing and registration on the Pacific Exchange. (Rel. 34-48834) A notice has been issued giving interested persons until Dec. 19, 2003, to comment on the application of Preferred Income Opportunity Fund Incorporated to withdraw its Common Stock, $.01 par value, from listing and registration on the Pacific Exchange. (Rel. 34-48841) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-4 HM PUBLISHING CORP, 0 ($265,000,000.00) Non-Convertible Debt, (File 333-110720 - Nov. 25) (BR. 05) S-8 CHARTER MUNICIPAL MORTGAGE ACCEPTANCE CO, 625 MADISON AVENUE, NEW YORK, NY, 10022, 2124215333 - 2,136,108 ($39,934,106.00) Equity, (File 333-110722 - Nov. 25) (BR. 08) S-1 CHEROKEE INTERNATIONAL CORP, 2841 DOW AVENUE, TUSIN, CA, 92780, 7145446665 - 0 ($92,000,000.00) Equity, (File 333-110723 - Nov. 25) (BR. 36) SB-2 KINGSLEY COACH INC, 64 OLD ROUTE 522, MIDDLEBURG, PA, 17842, 5708377114 - 2,257,385 ($295,717.43) Equity, (File 333-110725 - Nov. 25) (BR. 05) S-8 CLARCOR INC, 2323 SIXTH ST, PO BOX 7007, ROCKFORD, IL, 61125, 8159628867 - 0 ($63,187,500.00) Equity, (File 333-110726 - Nov. 25) (BR. 05) S-3 AROTECH CORP, 632 BROADWAY, STE 1200, NEW YORK, NY, 10012, 6466542107 - 5,947,427 ($15,433,573.00) Equity, (File 333-110727 - Nov. 25) (BR. 36) S-8 ANSYS INC, 275 TECHNOLOGY DRIVE, SOUTHPOINTE, CANONSBURG, PA, 15317, 4127643304 - 1,100,000 ($43,021,000.00) Equity, (File 333-110728 - Nov. 25) (BR. 03) S-3 AROTECH CORP, 632 BROADWAY, STE 1200, NEW YORK, NY, 10012, 6466542107 - 0 ($20,000,000.00) Equity, (File 333-110729 - Nov. 25) (BR. 36) S-3D SOUTH JERSEY INDUSTRIES INC, 1 SOUTH JERSEY PLAZA, ROUTE 54, FOLSOM, NJ, 08037, 609-561-9000 - 1,500,000 ($57,862,500.00) Equity, (File 333-110730 - Nov. 25) (BR. 02) S-8 SOUTH JERSEY INDUSTRIES INC, 1 SOUTH JERSEY PLAZA, ROUTE 54, FOLSOM, NJ, 08037, 609-561-9000 - 800,000 ($30,860,000.00) Equity, (File 333-110731 - Nov. 25) (BR. 02) S-8 VENTURES NATIONAL INC, 8133281002 - 200,000 ($122,000.00) Equity, (File 333-110732 - Nov. 25) (BR. 36) SB-2 OTISH RESOURCES INC, 1000 355 BURRARD STREET, VANCOUVER BC, A1, 00000, 6046875257 - 5,481,004 ($1,096,200.80) Equity, (File 333-110733 - Nov. 25) (BR. 09) S-8 FIRST AUTO INC, 3131 SOUTHWEST FREEWAY, SUITE 48, HOUSTON, TX, 77098, 7135227550 - 700,000 ($35,000.00) Debt Convertible into Equity, (File 333-110734 - Nov. 25) (BR. 02) S-8 TURNER VALLEY OIL & GAS INC, 3131 S W FREEWAY, HOUSTON, TX, 77098, 9492489561 - 700,000 ($35,000.00) Debt Convertible into Equity, (File 333-110735 - Nov. 25) (BR. 05) S-8 SIRVA INC, 700 OAKMONT LANE, WESTMONT, IL, 60559, 6304684743 - 0 ($161,702,214.00) Equity, (File 333-110736 - Nov. 25) (BR. 05) S-3D MONMOUTH REAL ESTATE INVESTMENT CORP, 3499 ROUTE 9 N, SUITE 3-C, JUNIPER BUSINESS PLAZA, FREEHOLD, NJ, 07728, 7325779996 - 2,000,000 ($17,240,000.00) Equity, (File 333-110737 - Nov. 25) (BR. 08) S-8 COTTON STATES LIFE INSURANCE CO /, 244 PERIMETER CENTER PKWY NE, ATLANTA, GA, 30346, 4043918600 - 0 ($4,410,000.00) Equity, (File 333-110738 - Nov. 25) (BR. 01) S-3 ALCAN INC, 1188 SHERBROOKE ST WEST, MONTREAL QUEBEC CANA, A8, 00000, 5148488000 - 0 ($3,000,000,000.00) Other, (File 333-110739 - Nov. 25) (BR. 06) S-8 ALLETE INC, 30 W SUPERIOR ST, DULUTH, MN, 55802-2093, 2182795000 - 1,000,000 ($29,270,000.00) Equity, (File 333-110740 - Nov. 25) (BR. 02) S-3 EDUCATION LOANS INC /DE, 105 FIRST AVE SOUTHWEST, ABERDEEN, SD, 57401, 6056224400 - 0 ($117,700,000.00) Asset-Backed Securities, (File 333-110741 - Nov. 25) (BR. 05) S-8 CHORDIANT SOFTWARE INC, 20400 STEVENS CREEK BLVD, SUITE 400, CUPERTINO, CA, 95014, 4085176100 - 0 ($7,971,968.00) Equity, (File 333-110743 - Nov. 25) (BR. 03) S-3 ANWORTH MORTGAGE ASSET CORP, 1299 OCEAN AVENUE, SUITE 250, SANTA MONICA, CA, 90401, 310-255-4493 - 0 ($103,950,000.00) Equity, (File 333-110744 - Nov. 25) (BR. 08) S-8 ZONES INC, 1102 15TH STREET SW, SUITE 102, AUBURN, WA, 98001, 2532053000 - 3,225,000 ($3,741,000.00) Equity, (File 333-110750 - Nov. 25) (BR. 02) S-3 SPATIALIGHT INC, 9 COMMERICAL BLVD STE 200, ST C, NOVATO, CA, 94949, 4158831693 - 1,035,197 ($459.52) Equity, (File 333-110754 - Nov. 25) (BR. 36) S-8 PROSPERITY BANCSHARES INC, 4295 SAN FELIPE, N/A, HOUSTON, TX, 77027, 7136939300 - 0 ($1,114,864.00) Equity, (File 333-110755 - Nov. 25) (BR. 07) S-8 METRON TECHNOLOGY N V, 4425 FORTRAN DRIVE, SAN JOSE, CA, 94134, 4087194600 - 0 ($8,289,876.60) Equity, (File 333-110756 - Nov. 25) (BR. 36) S-8 CALLIDUS SOFTWARE INC, 160 WEST SANTA CLARA STREET, 15TH FLOOR, SAN JOSE, CA, 95113, 8,897,433 ($74,019,433.00) Other, (File 333-110757 - Nov. 25) (BR. 03) S-8 PNC FINANCIAL SERVICES GROUP INC, ONE PNC PLAZA, 249 FIFTH AVE, PITTSBURGH, PA, 15265, 4127621553 - 20,000,000 ($1,059,200,000.00) Equity, (File 333-110758 - Nov. 25) (BR. 07) N-2 OPPENHEIMER TREMONT OPPORTUNITY FUND LLC, 6803 SOUTH TUCSON WAY, N/A, CENTENNIAL, CO, 80112-3924, 303-768-3200 - 1 ($1.00) Other, (File 333-110759 - Nov. 25) (BR. 16) S-3 AMR CORP, 4333 AMON CARTER BLVD, FORT WORTH, TX, 76155, 8179631234 - 0 ($3,000,000,000.00) Other, (File 333-110760 - Nov. 25) (BR. 05) N-2 OPPENHEIMER TREMONT MARKET NEUTRAL FUND LLC, 6803 SOUTH TUCSON WAY, N/A, CENTENNIAL, CO, 80112-3924, 303-768-3200 - 1 ($1.00) Other, (File 333-110761 - Nov. 25) (BR. 16) S-4 SOUTHERN FINANCIAL BANCORP INC /VA/, 37 EAST MAIN ST, WARRENTON, VA, 20186, 5403493900 - 0 ($9,787,680.00) Equity, (File 333-110762 - Nov. 25) (BR. 07) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: Item 1. Changes in Control of Registrant. Item 2. Acquisition or Disposition of Assets. Item 3. Bankruptcy or Receivership. Item 4. Changes in Registrant's Certifying Accountant. Item 5. Other Materially Important Events. Item 6. Resignations of Registrant's Directors. Item 7. Financial Statements and Exhibits. Item 8. Change in Fiscal Year. Item 9. Regulation FD Disclosure. Item 10. Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics. Item 11. Temporary Suspension of Trading Under Registrant's Employee Benefit Plans. Item 12. Results of Operations and Financial Condition. The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports previously filed, responding to the item(s) of the form specified. 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 10 11 12 13 DATE COMMENT ------------------------------------------------------------------------------------------------ 4 KIDS ENTERTAINMENT INC NY X X 11/24/03 ADVANCED BIOTHERAPY INC DE X X 11/24/03 ADVANT E CORP DE X 11/24/03 AEROSONIC CORP /DE/ DE X X 11/21/03 AGWAY INC DE X X 10/25/03 ALCAN INC A6 X 11/25/03 ALLIED HEALTHCARE INTERNATIONAL INC NY X 11/25/03 ALTERNATIVE RESOURCES CORP DE X X 11/25/03 AMERICAN ECOLOGY CORP DE X 11/21/03 AMERICAN PHYSICIANS CAPITAL INC MI X X 11/21/03 AMERICAN VANGUARD CORP DE X X 11/20/03 AMERICAN WOODMARK CORP VA X X 11/25/03 AMTROL INC /RI/ RI X X 11/18/03 AMYLIN PHARMACEUTICALS INC DE X X 11/24/03 ANACOMP INC IN X X 11/21/03 ANTIGENICS INC /DE/ DE X X 11/24/03 ARGENT SECURITIES INC X X 11/25/03 ARRIS GROUP INC DE X X 11/24/03 ASHFORD HOSPITALITY TRUST INC MD X 11/24/03 ASSET BACKED FUNDING CORP DE X X 11/25/03 ATLAS MINERALS INC CO X 11/25/03 AVATAR HOLDINGS INC DE X 11/25/03 BANC OF AMERICA MORTGAGE SECURITIES I DE X X 11/24/03 BARNEYS NEW YORK INC X X 11/24/03 BAY VIEW SECURITIZATION CORP DE X 11/17/03 BAY VIEW TRANSACTION CORP X 11/17/03 BECTON DICKINSON & CO NJ X X 11/25/03 BIOFIELD CORP \DE\ DE X X 11/21/03 BIOGEN IDEC INC DE X X 11/14/03 BIOGEN IDEC INC DE X X 11/17/03 AMEND BLUE RHINO CORP DE X 07/31/03 BLUE RHINO CORP DE X 07/31/03 BMW VEHICLE OWNER TRUST 2001-A DE X 11/25/03 BMW VEHICLE OWNER TRUST 2002-A X 11/25/03 BMW VEHICLE OWNER TRUST 2003-A X 11/25/03 BOEING CAPITAL CORP DE X 11/25/03 BOEING CO DE X 11/25/03 BOMBARDIER RECEIVABLES MASTER TRUST I DE X 10/31/03 BON TON STORES INC PA X X 11/25/03 BRENEX OIL CORP UT X X X 11/24/03 BROWN FORMAN CORP DE X X 11/25/03 BRYN MAWR BANK CORP PA X 11/18/03 BUSINESS BANCORP /CA/ CA X X 11/24/03 BUTLER MANUFACTURING CO DE X 11/25/03 CAMBREX CORP DE X X 11/10/03 CARDIOGENESIS CORP /CA CA X X 11/25/03 CATALINA MARKETING CORP/DE DE X X 11/24/03 CHASE FUNDING INC NY X X 11/18/03 CHASE MORTGAGE FINANCE CORP DE X X 11/20/03 CHEESECAKE FACTORY INCORPORATED DE X 11/24/03 CIBER INC DE X X 11/25/03 CITICORP MORTGAGE SECURITIES INC DE X 11/25/03 CITICORP MORTGAGE SECURITIES INC DE X 11/25/03 CITICORP MORTGAGE SECURITIES INC DE X 11/25/03 CITICORP MORTGAGE SECURITIES INC DE X 11/25/03 CITICORP MORTGAGE SECURITIES INC DE X 11/25/03 CITICORP MORTGAGE SECURITIES INC DE X 11/25/03 CITICORP MORTGAGE SECURITIES INC DE X 11/25/03 CITICORP MORTGAGE SECURITIES INC DE X 11/25/03 CITICORP MORTGAGE SECURITIES INC DE X 11/25/03 CITICORP MORTGAGE SECURITIES INC DE X 11/25/03 CITIFINANCIAL MORTGAGE SECURITIES INC DE X 11/25/03 CITIFINANCIAL MORTGAGE SECURITIES INC DE X 11/25/03 CITIFINANCIAL MORTGAGE SECURITIES INC DE X 11/25/03 CITIFINANCIAL MORTGAGE SECURITIES INC DE X 11/25/03 CITIGROUP MORTGAGE LOAN TRUST INC X X 11/25/03 CITIZENS BANKING CORP MI X X 11/24/03 CNA FINANCIAL CORP DE X X 11/25/03 CNF INC DE X 11/24/03 COCA COLA BOTTLING CO CONSOLIDATED /D DE X X 11/25/03 COGNIGEN NETWORKS INC CO X 09/30/03 COMMERCIAL CAPITAL BANCORP INC NV X X 11/25/03 CONSOLIDATED FREIGHTWAYS CORP DE X 11/25/03 CONSOLIDATED NATURAL GAS CO/VA DE X X 11/24/03 CONSTELLATION ENERGY GROUP INC MD X X 11/25/03 COTELLIGENT INC DE X X 11/25/03 COVEST BANCSHARES INC DE X X 11/25/03 CREDIT SUISSE FIRST BOSTON MORT SEC C DE X X 11/25/03 CREDIT SUISSE FIRST BOSTON MORTGAGE S DE X X 11/25/03 CROSS COUNTRY HEALTHCARE INC DE X X X 11/25/03 CSFB ACCEPTANCE CORP HOME EQUITY LOAN DE X X 11/25/03 CSFB MORTGAGE SEC CORP HM EQU PASS TH DE X X 11/25/02 CWABS INC DE X X 11/25/03 CWMBS INC DE X 11/25/03 CWMBS INC DE X X 11/25/03 CWMBS INC DE X X 11/25/03 CWMBS INC DE X X 11/25/03 CYBERONICS INC DE X X 11/25/03 D&E COMMUNICATIONS INC PA X 11/24/03 DEARBORN BANCORP INC /MI/ MI X X 11/18/03 DEEP WELL OIL & GAS INC NV X X X X X X 11/18/03 AMEND DEERE & CO DE X X X 10/31/03 DEERE JOHN CAPITAL CORP DE X X X 11/25/03 DEUTSCHE ALT-A SECURITIES INC X X 11/24/03 DHB INDUSTRIES INC DE X 08/20/03 AMEND DIAMOND OFFSHORE DRILLING INC DE X X 11/25/03 DISCOVERY LABORATORIES INC /DE/ DE X X 11/25/03 DND TECHNOLOGIES INC NV X X 11/24/03 DOCUCORP INTERNATIONAL INC DE X X 11/19/03 DOLLAR TREE STORES INC VA X X 11/25/03 DOTRONIX INC MN X X 11/25/03 DOUBLECLICK INC DE X X 11/20/03 DST SYSTEMS INC DE X X 11/24/03 DUCKWALL ALCO STORES INC KS X 11/24/03 DYCOM INDUSTRIES INC FL X X 11/25/03 DYNAMICS RESEARCH CORP MA X 11/13/03 AMEND EATON VANCE CORP MD X X X 11/25/03 ELINE ENTERTAINMENT GROUP INC NV X X 11/24/03 EMERSON ELECTRIC CO MO X 11/25/03 EMPIRE FINANCIAL HOLDING CO FL X X 11/24/03 ENERGY EAST CORP NY X X 11/25/03 ESPEY MFG & ELECTRONICS CORP NY X X 11/24/03 EURONET WORLDWIDE INC DE X X 11/25/03 EXTENDED SYSTEMS INC DE X X 11/11/03 FEMALE HEALTH CO WI X 09/30/03 FIRST FEDERAL BANCSHARES OF ARKANSAS TX X X 11/25/03 FIRST FRANKLIN ASSET BACKED CERTS SER DE X X 10/25/03 FIRST HORIZON ASSET SECURITIES INC DE X X 11/25/03 FIRST NATIONAL CORP /VA/ VA X 11/19/03 FIRSTBANK CORP MI X X 11/25/03 GALEY & LORD INC DE X X 11/14/03 GARDEN FRESH RESTAURANT CORP /DE/ DE X X 11/25/03 GARDEN FRESH RESTAURANT CORP /DE/ DE X X 11/21/03 GENERAL EMPLOYMENT ENTERPRISES INC IL X X 11/24/03 GENESIS ENERGY LP DE X X 11/14/03 GERBER SCIENTIFIC INC CT X 11/25/03 GLOBAL IMAGING SYSTEMS INC DE X 11/25/03 GMAC COMMERCIAL MORTGAGE SECURITIES I DE X X 11/25/03 GMAC COMMERCIAL MORTGAGE SECURITIES I DE X X 11/25/03 GMACM MORTGAGE LOAN TRUST 2003-J7 DE X X 11/15/03 GMACM MORTGAGE PASS-THROUGH CERTIFICA DE X X 11/25/03 HARVARD BIOSCIENCE INC DE X X 11/24/03 HARVEY ELECTRONICS INC NY X X X 11/25/03 HAWAIIAN ELECTRIC INDUSTRIES INC HI X 11/25/03 HAYNES INTERNATIONAL INC DE X X 11/19/03 HEARTLAND TECHNOLOGY INC DE X 11/03/03 HEINZ H J CO PA X 11/25/03 HOLLY CORP DE X X 11/24/03 HOME EQUITY PASS THROUGH CERTIFICATES DE X X 11/25/02 HONDA AUTO RECEIVABLES 2000-1 OWNER T DE X X 10/31/03 HONDA AUTO RECEIVABLES 2001-1 OWNER T DE X X 10/31/03 HONDA AUTO RECEIVABLES 2001-2 OWNER T DE X X 10/31/03 HONDA AUTO RECEIVABLES 2001-3 OWNER T CA X X 10/31/03 HOST MARRIOTT CORP/ MD X X 11/13/03 HOST MARRIOTT L P DE X X 11/13/03 HOUSE OF BRUSSELS CHOCOLATES INC NV X X X 11/19/03 HOUSEHOLD FINANCE CORP DE X 10/15/03 HOUSEHOLD INTERNATIONAL INC DE X 10/15/03 HOUSEHOLD INTERNATIONAL INC DE X 10/15/03 HOUSEHOLD INTERNATIONAL INC DE X 10/15/03 AMEND HUGHES SUPPLY INC FL X 11/25/03 IMPAC MEDICAL SYSTEMS INC X X 11/24/03 IMPATH INC DE X 11/17/03 INDEPENDENCE COMMUNITY BANK CORP DE X X 11/25/03 INDYMAC MBS INC X X 11/24/03 INTERDIGITAL COMMUNICATIONS CORP PA X 11/25/03 J P MORGAN ACCEPTANCE CORP I DE X X 11/24/03 JO-ANN STORES INC OH X 11/24/03 KELLER MANUFACTURING CO IN X X 11/21/03 AMEND KELLWOOD CO DE X X 11/25/03 KERR MCGEE CORP /DE DE X 11/25/03 KERR MCGEE CORP /DE DE X X 11/25/03 KEYCORP STUDENT LOAN TRUST 1999 B DE X X 11/25/03 KEYCORP STUDENT LOAN TRUST 2000-A OH X X 11/25/03 KUPPER PARKER COMMUNICATIONS INC NY X X X 11/24/03 LABOR READY INC WA X 11/24/03 LEHMAN ABS CORP AT&T NOTE BACKED SERI DE X X 11/19/03 LEHMAN ABS CORP BACKED TRUST CERTS SE DE X X 11/15/03 LEHMAN ABS CORP BCKD TR CRTS FRD MOT DE X X 11/15/03 LEHMAN ABS CORP BELLSOUTH DEBT- BACKE DE X X 11/15/03 LEHMAN ABS CORP CNA FINANCIAL DEBENTU DE X X 11/15/03 LEHMAN ABS CORP CORPORATE BACKED TRUS DE X X 11/15/03 LEHMAN ABS CORP REPAC GE GLOB INS FLT DE X X 11/15/03 LEHMAN ABS CORP SPRINT CAPITAL BACK S DE X X 11/15/03 LEHMAN BROTHERS HOLDINGS INC DE X 11/25/03 LEXINGTON PRECISION CORP DE X X 11/25/03 LL&E ROYALTY TRUST TX X X X 11/25/03 LOEWS CORP DE X X 11/25/03 LOGIC DEVICES INC CA X X 11/25/03 LOUISVILLE GAS & ELECTRIC CO /KY/ KY X 11/25/03 MAJESTIC STAR CASINO LLC IN X 11/21/03 MARSH SUPERMARKETS INC IN X 11/25/03 MBNA AMERICA BANK NATIONAL ASSOCIATIO DE X X 11/24/03 MCDATA CORP DE X 11/25/03 MEDIA 100 INC DE X 11/25/03 MICHAELS STORES INC DE X 11/25/03 MICRO COMPONENT TECHNOLOGY INC MN X X 11/18/03 MICRON ENVIRO SYSTEMS INC NV X 11/21/03 MILLENNIUM CHEMICALS INC DE X 11/25/03 MORGAN STANLEY DEAN WITTER CAP I INC DE X X 11/25/03 MORTGAGE ASSET SECURITIZATION TRANSAC DE X X 11/24/03 MORTGAGE ASSET SECURITIZATION TRANSAC DE X X 11/21/03 MOTHERS WORK INC DE X X 11/19/03 MTI TECHNOLOGY CORP DE X X 11/24/03 NATIONSLINK FUNDING CORP 1999-LTL-1 C DE X 11/01/03 NATURAL RESOURCE PARTNERS LP DE X X 11/24/03 NATURES SUNSHINE PRODUCTS INC UT X X 11/24/03 NETWORKS ASSOCIATES INC/ DE X X 11/24/03 NEW CENTURY BANCORP INC NC X 11/10/03 NEWCASTLE INVESTMENT CORP MD X X 11/24/03 NEXT INC/TN DE X X 11/24/03 NEXT INC/TN DE X X 11/25/03 NORTH ATLANTIC TRADING CO INC NY X X 11/25/03 NORTHEAST UTILITIES SYSTEM MA X 11/25/03 NUTRACEUTICAL INTERNATIONAL CORP DE X X 11/25/03 NYMAGIC INC NY X X 11/24/03 OFFICE DEPOT INC DE X X 11/25/03 OMNI MEDICAL HOLDINGS INC UT X 09/05/03 AMEND ONYX ACCEPTANCE FIN CORP ONYX ACCEPT DE X X 11/10/03 ONYX ACCEPTANCE FINANCIAL CORP ONYX A DE X X 11/10/03 OWENS CORNING DE X X 10/24/03 AMEND PEGASUS COMMUNICATIONS CORP / DE X 11/25/03 PENN NATIONAL GAMING INC PA X X 11/24/03 PERRY-JUDDS INC DE X X X 11/20/03 PETRO HOLDINGS FINANCIAL CORP DE X X 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