SEC NEWS DIGEST Issue 2005-222 November 18, 2005 COMMISSION ANNOUNCEMENTS COMMISSION MEETINGS OPEN MEETING – TUESDAY, NOVEMBER 29, 2005 – 10:00 A.M. - ROOM L-002 The subject matter of the open meeting scheduled for Tuesday, November, 29, will be: The Commission will consider whether to propose amendments to the proxy rules under Section 14 of the Securities Exchange Act of 1934. The proposed amendments would provide an alternative model by which companies conducting proxy solicitations could satisfy the Rule 14a- 3 requirement to furnish proxy materials by posting those proxy materials on an Internet website and providing shareholders with notice of the Internet availability of the materials. Other soliciting persons also would be permitted to follow the proposed alternative model. CLOSED MEETING – WEDNESDAY, NOVEMBER 30, 2005 – 10:00 A.M. The subject matter of the closed meeting scheduled for Wednesday, November 30, will be: Formal orders of investigations; Institution and settlement of injunctive actions; Institution and settlement of administrative proceedings of an enforcement nature; Opinions; and a Regulatory matter bearing enforcement implications. At times, changes in Commission priorities require alterations in the scheduling of meeting items. For further information and to ascertain what, if any, matters have been added, deleted or postponed, please contact: The Office of the Secretary at (202) 551-5400. FEE RATE ADVISORY #4 FOR FISCAL YEAR 2006 The Congress has passed and the President is expected to sign the Departments of Commerce and Justice, Science, and Related Agencies appropriations bill for fiscal 2006 that includes funding for the Securities and Exchange Commission. The Commission will issue a new fee advisory once the President has signed the appropriations bill. Five days after enactment of the Commission's regular fiscal year 2006 appropriation, the Section 6(b) fee rate applicable to the registration of securities, the Section 13(e) fee rate applicable to the repurchase of securities, and the Section 14(g) fee rate applicable to proxy solicitations and statements in corporate control transactions will decrease from the current rate of $117.70 per million to $107.00 per million, as previously announced. The precise date and time of the change to the new fee rate will be set forth in the fee advisory that the Commission will issue once the President has signed the appropriations bill. In addition, thirty days after the date of enactment of the Commission's regular appropriation, the Section 31 fee rate applicable to securities transactions on the exchanges and over-the-counter markets will decrease from the current rate of $41.80 per million to $30.70 per million, as previously announced. Again, the precise date and time of the change to the new fee rate will be set forth in the fee advisory that the Commission will issue once the President has signed the appropriations bill. Additional information on the transition to the new Section 31 fee rate will be available before the new rate becomes effective on the web sites of The New York Stock Exchange and NASD Regulation at http://www.nyse.com and http://www.nasd.com. The Office of Interpretation and Guidance in the Commission’s Division of Market Regulation is also available for questions on Section 31 fees at (202) 551-5777, or by e-mail at marketreg@sec.gov. A copy of the Commission's April 30, 2005, order regarding fee rates for fiscal year 2006 is available at http://www.sec.gov/news/press/2005-69.htm. The Commission will issue further notices as appropriate to keep the public informed of developments relating to enactment of the Commission's regular appropriation and the effective dates for the above fee rate changes. These notices will be posted at the SEC's Internet web site at http://www.sec.gov. (Press Rel. 2005-161) ENFORCEMENT PROCEEDINGS IN THE MATTER OF JOHN PARSON, CPA AND BRENDON MCDONALD, CPA On November 18, the Commission issued an Order Instituting Administrative Proceedings Pursuant to Rule 102(e) of the Commission’s Rules of Practice, Making Findings, and Imposing Remedial Sanctions against John D. Parson, CPA and Brendon P. McDonald, CPA. Parson, age 35, is a certified public accountant licensed to practice in the State of New York, and was an audit manager at Arthur Andersen, LLP (Andersen) in New York. McDonald, age 29, is a certified public accountant also licensed to practice in the State of New York, and was an experienced senior accountant at Andersen in New York. The Order finds that, on November 1, 2005, final judgments were entered against Parson and McDonald, permanently enjoining them from violating Section 10(b) of the Securities Exchange Act of 1934 (Exchange Act) and Rule 10b-5 thereunder, and from aiding and abetting violations of Section 15(d) of the Exchange Act and Rules 12b-20 and 15d-1 thereunder, in a civil action entitled Securities and Exchange Commission v. Fred Gold, et al., Civil Action Number 05 CV 4713 (JS) in the United States District Court for the Eastern District of New York. In the civil action, Parson was ordered to pay a $50,000 civil penalty and McDonald was ordered to pay a $30,000 civil penalty. The Commission’s complaint alleges: (1) Parson supervised, reviewed and approved, and McDonald supervised and participated in, Andersen’s fiscal year 2000 audit of American Tissue, Inc.’s financial statements, which overstated reported pre-tax income by at least $28.1 million; (2) Parson and McDonald knew, or were reckless in not knowing, of the overstatement; (3) Parson and McDonald failed to exercise due professional care and skepticism in violation of generally accepted auditing standards; and (4) Parson and McDonald attempted to conceal their audit improprieties by intentionally altering work papers and arranging for the destruction and shredding of documents and e-mails. Based on the civil injunctions entered against Parson and McDonald, the Administrative Order suspends Parson from appearing or practicing before the Commission as an accountant, and suspends McDonald from appearing or practicing before the Commission as an accountant with the right to apply for reinstatement after five years. Parson and McDonald each consented to the issuance of the Order without admitting or denying any of the findings in the Order. (Rel. 34-52792; AAE Rel. 2346; File No. 3-12105) IN THE MATTER OF NEIL SILVER AND ROBERT DAVIS, RESPONDENTS On November 18, the Commission issued an Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934, Making Findings and Imposing Remedial Sanctions against Neil D. Silver and Robert Kenneth Davis. The Order finds that on Nov. 1, 2005, the United States District Court for the District of Columbia entered a Final Judgment against Silver and Davis, permanently enjoining each from future violations of Sections 5 and 17(a) of the Securities Act of 1933 and Sections 10(b) and 15(a) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder, in the civil action entitled SEC v. Gershon, et al, Civil Action Number 1:05-CV-02051 (RWR). In the civil action, Silver and Davis were each ordered to pay a $50,000 civil penalty and disgorgement of $831,971 and $183,367 respectively, plus prejudgment interest, for their participation in a fraudulent scheme to act as unlicensed broker-dealers and market unregistered securities. The Commission’s complaint alleged, among other things, that from May through October 2000, Silver and Davis improperly promoted private placement of Intercallnet securities by: (a) making unsolicited telephone calls to potential investors; (b) using prepared scripts to pitch the investment; (c) misrepresenting themselves as investment bankers; (d) failing to disclose that neither had a license to sell securities; (e) failing to inform potential investors that they were paid by Intercallnet to place the securities; and (f) mailing offering memoranda and subscription agreements to potential investors which falsely stated that only officers and directors and licensed broker-dealers were promoting Intercallnet’s securities. Based on the civil injunctions entered against Silver and Davis, the Administrative Order permanently bars both from association with any broker or dealer. Silver and Davis each consented to issuance of the Order, without admitting or denying the findings in the Order. (Rel. 34-52793; File No. 3-12106) SEC FILES AMENDED COMPLAINT AGAINST AMERINDO INVESTMENT ADVISORS INC., ITS PRINCIPALS ALBERTO VILAR AND GARY TANAKA, AND AFFILIATED ENTITIES On November 17, the Commission filed an amended complaint against Amerindo Investment Advisors Inc. (Amerindo US), and its principals Alberto W. Vilar and Gary A. Tanaka. The amended complaint names the following additional defendants: Amerindo Advisors UK Limited, a United Kingdom corporation (Amerindo UK); Amerindo Investment Advisors, Inc., a Panamanian corporation (Amerindo Panama); Amerindo Management Inc., a Panamanian corporation (AMI); Amerindo Technology Growth Fund, Inc., a Panamanian corporation (ATGF); Amerindo Technology Growth Fund II, Inc., a Panamanian corporation (ATGF II); and Techno Raquia, S.A., a Panamanian corporation (Techno Raquia). The amended complaint alleges that Amerindo US, Amerindo Panama, Amerindo UK, Vilar, and Tanaka violated Section 17(a) of the Securities Act of 1933, Section 10(b) of the Securities Exchange Act of 1934, and Rule 10b-5 thereunder. In addition, the amended complaint alleges that AMI, Techno Raquia, ATGF and ATGF II aided and abetted violations of Section 10(b) of the Exchange Act and Rule 10b-5 thereunder. The amended complaint further alleges that Amerindo US, Amerindo Panama and Amerindo UK violated, and Vilar, Tanaka, AMI, ATGF, ATGF II, and Techno Raquia aided and abetted violations of, Sections 206(1) and 206(2) of the Investment Advisers Act of 1940. Finally, the amended complaint alleges that Amerindo US violated, and Vilar and Tanaka aided and abetted violations of, Section 206(4) of the Advisers Act and Rule 206(4)-2(a) thereunder. The amended complaint repeats the allegations from the original complaint that Amerindo US, Vilar, and Tanaka defrauded one client by misappropriating funds she invested in the Amerindo Venture Fund LP, a limited partnership that was purportedly being organized to qualify and be operated as a Small Business Investment Company. Further, the amended complaint alleges that Amerindo US, Amerindo UK, Amerindo Panama (collectively, Amerindo), AMI, ATGF, ATGF II, and Techno Raquia defrauded investors in Guaranteed Fixed Rate Deposit Accounts (GFRDAs). The amended complaint alleges that Vilar and Tanaka solicited clients to invest funds in GFRDAs, a product in which Amerindo guaranteed that investors would earn a fixed rate of return and receive the return of their principal at maturity. In contrast to representations that the majority of investors’ funds would be invested in short-term debt instruments, Vilar, Tanaka and Amerindo largely invested in equity securities, such as emerging technology and biotechnology stocks. Amerindo was often unable to pay investors their promised returns, or to return investors’ principal at maturity. Consequently, when investors sought to redeem their GFRDAs, Amerindo generally either refused to honor redemption requests, or redeemed the GFRDAs with other investors’ funds, including funds from unrelated brokerage accounts in the name of AMI or two offshore hedge funds, ATGF and ATGF II. In addition, the amended complaint alleges that Vilar, Tanaka and Amerindo defrauded investors in two offshore hedge funds, ATGF and ATGF II. According to offering circulars, ATGF and ATGF II planned to invest in emerging growth companies. Rather than using investor funds solely to invest in such companies, however, Tanaka directed ATGF and ATGF II to transfer investor funds from the funds’ brokerage accounts to other accounts for Vilar’s and Tanaka’s own business and personal benefit. For further information, see Litigation Release No. 19245 (June 2, 2005). [SEC v. Amerindo Investment Advisors Inc., et al., Civil Action No. 05 Civ. 5231 (LTS) (DFE) SDNY] (LR- 19470) UNREGISTERED ALLIXON STOCK DISTRIBUTION HALTED On November 17, the Commission filed an emergency civil action in U.S. District Court in Dallas, Texas, to halt an ongoing, unregistered distribution of the common stock of Allixon International Corp, a Delaware corporation based in Seoul, South Korea. The Commission’s complaint alleges that Allixon, a Turks & Cacios B.W.I. securities firm, the firm’s principal officer, and two offshore entities violated Sections 5(a) and (c) of the Securities Act of 1933 in the offer and sale of Allixon stock, and that the securities firm and its principal officer have publicly sold approximately one million shares into the market through a U.S. brokerage firm for approximately $4.3 million. In conjunction with its civil action, the Commission simultaneously filed, and the District Court granted, motions seeking an asset freeze and other emergency relief against several of the defendants. The Commission gratefully acknowledges the assistance and cooperation of the National Association of Securities Dealers and its Market Regulation Department. [SEC v. Allixon International Corp., et al. Civil Action No. 3:05-CV-2260-P, United States District Court for the Northern District of Texas (Dallas Division)] (LR-19471) SELF-REGULATORY ORGANIZATIONS APPROVAL OF PROPOSED RULE CHANGES The Commission approved a proposed rule change and Amendment No. 1 thereto submitted by the Chicago Board Options Exchange (SR-CBOE-2004-37) relating to deletion of Interpretation and Policy .01(e) to CBOE Rule 5.4. Publication of the proposal is expected in the Federal Register during the week of November 21. (Rel. 34-52779) The Commission has granted approval to a proposed rule change (SR-Amex-2004-74) and Amendment No. 1 thereto submitted by the American Stock Exchange under Rule 19b-4 of the Securities Exchange Act of 1934, to eliminate commentary .01(5) to Amex Rule 916 and amend Amex rules relating to the definition of “NMS stock.” Publication of the proposal is expected in the Federal Register during the week of November 21. (Rel. 34- 52782) The Commission granted approval of a proposed rule change (SR- DTC-2005-08) filed by The Depository Trust Company under Section 19(b)(1) of the Securities Exchange Act of 1934. The rule change amends DTC’s rules to allow DTC to provide a new Canadian-Link Service for DTC participants through which they may clear and settle securities transactions in Canadian dollars processed through the Canadian Depository for Securities. Publication of the proposal is expected in the Federal Register during the week of November 21. (Rel. 34- 52784) The Commission approved a proposed rule change (SR-NASD-2005- 011) and Amendment Nos. 1, 2, and 3 thereto, filed by the National Association of Securities Dealers, through its subsidiary, The Nasdaq Stock Market, Inc., under Rule 19b-4 of the Securities Exchange Act of 1934 to limit the eligibility for quotation on the Over-the-Counter Bulletin Board of the securities of an issuer that is repeatedly delinquent in its periodic reporting obligations. Publication of the proposal is expected in the Federal Register during the week of November 21. (Rel. 34-52786) ACCELERATED APPROVAL OF PROPOSED RULE CHANGE The Commission granted accelerated approval to a proposed rule change (SR-Amex-2005-069) and Amendment Nos. 1, 2, 3 and 4 thereto filed by the American Stock Exchange under Section 19(b)(1) of the Securities Exchange Act of 1934 relating to listing standards for broad-based index options and concentration limits for narrow-based index option listing standards. Publication of the proposal is expected in the Federal Register during the week of November 21. (Rel. 34- 52781) PROPOSED RULE CHANGE The Options Clearing Corporation filed a proposed rule change (SR-OCC-2003-13) under Section 19(b)(1) of the Exchange Act that would allow OCC to establish a comprehensive gross negligence standard of care and limitation of liability with respect to its clearing members. Publication of the proposal is expected in the Federal Register during the week of November 21. (Rel. 34-52783) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-8 SMART & FINAL INC/DE, 600 CITADEL DRIVE, CITY OF COMMERCE, CA, 90040, 3238697500 - 0 ($22,057,404.00) Equity, (File 333-129761 - Nov. 17) (BR. 02A) S-8 PARTNERRE LTD, 96 PITTS BAY RD, CHESNEY HOUSE, PEMBROKE BERMUDA, D0, HM 08, 14412920888 - 0 ($170,550,000.00) Equity, (File 333-129762 - Nov. 17) (BR. 01B) S-3 PRINCIPAL FINANCIAL GROUP INC, 711 HIGH STREET, DES MOINES, IA, 50392, 5152475111 - 0 ($4,000,000,000.00) Non-Convertible Debt, (File 333-129763 - Nov. 17) (BR. 01B) S-1 COINMACH SERVICE CORP, 0 ($115,000,000.00) Equity, (File 333-129764 - Nov. 17) (BR. 11C) S-3 BTU INTERNATIONAL INC, 23 ESQUIRE ROAD, NORTH BILLERICA, MA, 01862, 5086674111 - 1,450,000 ($21,938,500.00) Equity, (File 333-129766 - Nov. 17) (BR. 10A) N-2 BlackRock Municipal Advantage Income Trust, 40 EAST 52ND STREET, NEW YORK, NY, 10022, 800-882-0052 - 100,000 ($1,500,000.00) Equity, (File 333-129767 - Nov. 17) (BR. 22) F-1 AEGEAN MARINE PETROLEUM NETWORK INC., 42 HATZIKYRIAKOU AVENUE, PIRAEUS, ATHENS, J3, 185 38, 011 30 210 458-6200 - 0 ($184,000,000.00) Equity, (File 333-129768 - Nov. 17) (BR. 04) S-8 DEARBORN BANCORP INC /MI/, 22290 MICHIGAN AVE, PO BOX 2247, DEARBORN, MI, 48123-2247, 3132741000 - 300,000 ($7,725,000.00) Equity, (File 333-129769 - Nov. 17) (BR. 07C) S-3 GRANITE CITY FOOD & BREWERY LTD, 5402 PARKDALE, SUITE 101, MINNEAPOLIS, MN, 55416, 952-215-0660 - 0 ($7,304,441.34) Equity, (File 333-129770 - Nov. 17) (BR. 05B) F-1 Patni Computer Systems LTD, ARKUTI SOFTECH PARK, MIDC CROSS ROAD NO.21, ANDHERI (EAST), K7, 400 093, 91 22 5693 0500 - 0 ($165,000,000.00) Equity, (File 333-129771 - Nov. 17) (BR. ) S-8 LOEWS CORP, 667 MADISON AVE, NEW YORK, NY, 10021-8087, 212-521-2000 - 2,000,000 ($195,140,000.00) Equity, (File 333-129772 - Nov. 17) (BR. 01B) S-8 RUDOLPH TECHNOLOGIES INC, ONE RUDOLPH RD, FLANDERS, NJ, 07836, 9736911300 - 1,269,564 ($15,615,637.20) Equity, (File 333-129773 - Nov. 17) (BR. 10C) S-8 SEMPRA ENERGY, 101 ASH STREET, P O BOX 129400, SAN DIEGO, CA, 92101, 6196962000 - 0 ($100,000,000.00) Other, (File 333-129774 - Nov. 17) (BR. 02B) S-8 SCANA CORP, 1426 MAIN ST, MAIL CODE - 051, COLUMBIA, SC, 29201, 8032179000 - 5,000,000 ($196,850,000.00) Equity, (File 333-129775 - Nov. 17) (BR. 02A) S-8 AFP IMAGING CORP, 250 CLEARBROOK RD, ELMSFORD, NY, 10523, 9145926100 - 600,000 ($1,170,000.00) Equity, (File 333-129776 - Nov. 17) (BR. 10A) S-8 INFOSONICS CORP, 5880 PACIFIC CENTER BLVD., SAN DIEGO, CA, 92121, 858 373-1600 - 0 ($12,295,340.00) Equity, (File 333-129777 - Nov. 17) (BR. 10B) S-4 CAPITOL BANCORP LTD, ONE BUSINESS & TRADE CNTR, 200 WASHINGTON SQ N, LANSING, MI, 48933, 5174876555 - 0 ($8,962,282.00) Equity, (File 333-129778 - Nov. 17) (BR. 07C) S-4 WILLIAMS COMPANIES INC, ONE WILLIAMS CTR, TULSA, OK, 74172, 9185732000 - 27,543,007 ($605,834,090.00) Equity, (File 333-129779 - Nov. 17) (BR. 02C) S-1 STERLING CONSTRUCTION CO INC, 2751 CENTERVILLE RD., SUITE 3131, WILMINGTON, DE, 19803, 3024789170 - 0 ($33,250,000.00) Equity, (File 333-129780 - Nov. 17) (BR. 06A) S-8 Copano Energy, L.L.C., 2727 ALLEN PARKWAY, SUITE 1200, HOUSTON, TX, 77019, 713-621-9547 - 1,700,000 ($62,687,500.00) Equity, (File 333-129781 - Nov. 17) (BR. 02C) SB-2 VioQuest Pharmaceuticals, Inc., 7 DEER PARK DRIVE, SUITE E, PRINCETON CORPORATE PLAZA, MONMOUTH JUNCTION, NJ, 08852, 732-274-0399 - 38,291,567 ($44,992,591.23) Equity, (File 333-129782 - Nov. 17) (BR. 01A) S-8 O CHARLEYS INC, 3038 SIDCO DR, NASHVILLE, TN, 37204, 6152568500 - 31,000 ($415,090.00) Equity, (File 333-129783 - Nov. 17) (BR. 05C) S-3 MINES MANAGEMENT INC, 905 W RIVERSIDE AVENUE, SUITE 311, SPOKANE, WA, 99201, 5098386050 - 1,753,751 ($12,381,482.06) Equity, (File 333-129784 - Nov. 17) (BR. 04A) S-8 3COM CORP, 350 CAMPUS DRIVE, MARLBOROUGH, MA, 01752-3064, 508-323-5000 - 30,000,000 ($113,400,000.00) Equity, (File 333-129785 - Nov. 17) (BR. 03C) S-3 CYTOKINETICS INC, 280 EAST GRAND AVENUE, ., SOUTH SAN FRANCISCO, CA, 94080, (650) 624-3000 - 5,947,488 ($49,958,899.20) Equity, (File 333-129786 - Nov. 17) (BR. 01B) S-3 GATEWAY FINANCIAL HOLDINGS INC, 1145 NORTH ROAD STREET, ELIZABETH CITY, NC, 27909, 2523341511 - 2,300,000 ($40,733,000.00) Equity, (File 333-129787 - Nov. 17) (BR. 07C) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant’s Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT -------------------------------------------------------------------------------------------------------- 3CI COMPLETE COMPLIANCE CORP DE 1.01,9.01 11/11/05 3COM CORP DE 1.01,9.01 11/11/05 3M CO DE 3.03,8.01,9.01 11/16/05 99 CENTS ONLY STORES CA 1.01,5.02,9.01 11/11/05 ABIGAIL ADAMS NATIONAL BANCORP INC DE 2.02,9.01 11/14/05 ABLE LABORATORIES INC DE 1.01,8.01,9.01 11/11/05 ACCELLENT CORP. CO 5.02 11/17/05 ACCESS PHARMACEUTICALS INC DE 7.01 11/17/05 ACCREDITED HOME LENDERS INC DE 8.01,9.01 11/08/05 ACCUPOLL HOLDING CORP NV 1.01,9.01 11/15/05 ACE Securities Corp. Home Equity Loan DE 2.01,9.01 11/17/05 ACIES CORP NV 2.02,9.01 11/17/05 ACNB CORP PA 2.02,9.01 11/14/05 ADAPTEC INC DE 1.01,5.02,5.03,9.01 11/11/05 AMEND ADELPHIA COMMUNICATIONS CORP DE 5.03,9.01 11/15/05 ADVANCED MEDICAL INSTITUTE INC. NV 1.01,9.01 11/16/05 ADVISORY BOARD CO DE 1.01,9.01 11/15/05 AEGIS ASSET BACKED SECURITIES TRUST M DE 8.01 11/16/05 AEGIS ASSET BACKED SECURITIES TRUST M DE 8.01 11/16/05 AEROPOSTALE INC 7.01,9.01 11/17/05 ALABAMA GAS CORP AL 1.01,7.01,9.01 11/14/05 Aleris International, Inc. DE 7.01,9.01 11/17/05 ALFA INTERNATIONAL HOLDINGS CORP. DE 9.01 11/17/05 AMEND ALLIANCE SEMICONDUCTOR CORP /DE/ DE 3.01,9.01 11/15/05 ALLIED HEALTHCARE INTERNATIONAL INC NY 2.02,9.01 11/17/05 ALLOS THERAPEUTICS INC DE 1.01,5.02,7.01,9.01 11/14/05 ALLOS THERAPEUTICS INC DE 8.01,9.01 11/17/05 ALTERNATIVE LOAN TRUST 2005-38 8.01,9.01 07/28/05 ALTERNATIVE LOAN TRUST 2005-54CB 8.01,9.01 09/29/05 AMERCO /NV/ NV 1.01,2.03,9.01 11/10/05 AMERICAN COMMERCIAL LINES INC. DE 1.01,8.01,9.01 11/16/05 AMERICAN NATIONAL BANKSHARES INC VA 8.01,9.01 11/17/05 AMERICAN PHYSICIANS CAPITAL INC MI 7.01,9.01 11/17/05 AMERICAN RIVER BANKSHARES CA 8.01,9.01 11/17/05 AMERICAN UNITED GOLD CORP NV 1.02,5.02 11/16/05 AMERICAN WATER STAR INC NV 2.04,9.01 11/04/05 AMERICANA PUBLISHING INC CO 2.04 10/01/05 AMERIPRISE FINANCIAL INC DE 8.01,9.01 11/17/05 AMERIPRISE FINANCIAL INC DE 2.02 10/21/05 AMEND Amersin Life Sciences CORP NV 5.02 11/17/05 AMES NATIONAL CORP IA 8.01,9.01 11/17/05 AMPEX CORP /DE/ DE 2.02,9.01 11/14/05 ANADARKO PETROLEUM CORP DE 1.01,9.01 11/15/05 ARCHIPELAGO HOLDINGS INC 8.01,9.01 11/16/05 ARIAD PHARMACEUTICALS INC DE 8.01,9.01 11/17/05 ARQULE INC DE 5.05 11/11/05 ARQULE INC DE 1.01,9.01 11/11/05 ASIAINFO HOLDINGS INC DE 7.01,9.01 11/17/05 ATLAS AIR WORLDWIDE HOLDINGS INC DE 1.01,9.01 11/17/05 ATLAS AMERICA INC DE 2.02,9.01 11/16/05 ATLAS AMERICA INC DE 2.02,9.01 11/16/05 AUTODESK INC DE 2.02,9.01 11/17/05 AVNET INC NY 1.01 11/11/05 AXESSTEL INC NV 1.01,5.02,9.01 11/10/05 BALLY TOTAL FITNESS HOLDING CORP DE 8.01,9.01 11/14/05 BANC CORP DE 5.02,7.01,9.01 11/14/05 Banc of America Commercial Mortgage I DE 8.01,9.01 11/10/05 Banc of America Commercial Mortgage I DE 8.01,9.01 11/10/05 BANK OF THE OZARKS INC AR 4.01,9.01 11/15/05 BANKUNITED FINANCIAL CORP FL 8.01,9.01 11/08/05 BARNES & NOBLE INC DE 2.02,9.01 11/17/05 Bay View Deposit CORP DE 9.01 11/17/05 Bay View Deposit CORP DE 9.01 11/17/05 BAY VIEW SECURITIZATION CORP DE 9.01 11/17/05 BAY VIEW TRANSACTION CORP 9.01 11/17/05 BEA SYSTEMS INC DE 2.02,9.01 11/17/05 BEACON POWER CORP DE 2.02,8.01,9.01 11/14/05 Bear Stearns Commercial Mortgage Secu DE 8.01,9.01 11/14/05 BERKSHIRE HILLS BANCORP INC 8.01,9.01 11/16/05 BIO LOK INTERNATIONAL INC DE 2.02,9.01 02/09/05 BIO SOLUTIONS INTERNATIONAL INC NV 1.01,2.01,3.02,4.01,5.01, 11/01/05 AMEND 5.02,5.03,9.01 BIOMASS PROCESSING TECHNOLOGY INC DE 5.02,9.01 06/07/05 AMEND BIOPURE CORP DE 1.01 11/11/05 BLACK WARRIOR WIRELINE CORP DE 8.01,9.01 11/15/05 BLUE COAT SYSTEMS INC DE 5.02 11/14/05 BNP RESIDENTIAL PROPERTIES INC MD 1.01 08/01/05 AMEND BOMBAY COMPANY INC DE 2.02,9.01 11/16/05 BON TON STORES INC PA 2.02,9.01 11/17/05 BOSTON SCIENTIFIC CORP DE 1.01,8.01,9.01 11/17/05 BRADLEY PHARMACEUTICALS INC DE 1.01,1.02,2.03,9.01 11/14/05 BRIGHTPOINT INC IN 1.01,5.02,8.01,9.01 11/11/05 Bronco Drilling Company, Inc. DE 1.01,9.01 11/16/05 BROOKE CORP KS 8.01,9.01 11/15/05 BURKE MILLS INC NC 4.01 11/14/05 AMEND C&D TECHNOLOGIES INC DE 7.01,9.01 11/17/05 CALPINE CORP DE 1.01,8.01 11/10/05 CASH SYSTEMS INC DE 1.01,2.03,9.01 11/10/05 CASPIAN SERVICES INC NV 2.01,9.01 11/16/05 CASUAL MALE RETAIL GROUP INC DE 2.02,9.01 11/17/05 CASUAL MALE RETAIL GROUP INC DE 2.02,9.01 11/17/05 AMEND CATO CORP DE 2.02,9.01 11/15/05 CD 2005-CD1 Commercial Mortgage Trust 1.01 11/15/05 CDI CORP PA 5.02 11/11/05 CENDANT CORP DE 1.01,2.03,9.01 11/14/05 CENUCO INC DE 7.01,9.01 11/16/05 CERNER CORP /MO/ DE 1.01,9.01 11/10/05 CHAMPION PARTS INC IL 2.02,9.01 10/02/05 CHASE BANK USA, NATIONAL ASSOCIATION 8.01,9.01 11/15/05 CHASE BANK USA, NATIONAL ASSOCIATION 8.01,9.01 11/16/05 CHASE BANK USA, NATIONAL ASSOCIATION 8.01,9.01 11/16/05 CHECKERS DRIVE IN RESTAURANTS INC /DE DE 7.01,9.01 11/16/05 CHEESECAKE FACTORY INCORPORATED DE 8.01,9.01 11/16/05 CHEMOKINE THERAPEUTICS CORP DE 8.01 11/17/05 CHICAGO BRIDGE & IRON CO N V 1.01,9.01 11/14/05 CHICOS FAS INC FL 8.01,9.01 11/17/05 CHILDRENS PLACE RETAIL STORES INC 2.02,9.01 11/17/05 CHILDRENS PLACE RETAIL STORES INC 1.01 11/14/05 CHOLESTECH CORPORATION CA 1.01,9.01 11/14/05 CINCINNATI FINANCIAL CORP OH 7.01,9.01 11/15/05 CITIZENS HOLDING CO /MS/ MS 7.01,9.01 11/17/05 CKE RESTAURANTS INC DE 2.02,9.01 11/16/05 CLAIRES STORES INC DE 2.02,8.01,9.01 11/17/05 CLAYTON WILLIAMS ENERGY INC /DE DE 7.01,9.01 11/17/05 CNF INC DE 1.01,9.01 11/17/05 COCA COLA ENTERPRISES INC DE 1.01,9.01 11/16/05 COGNOS INC CA 1.01 11/15/05 COLUMBIA LABORATORIES INC DE 1.01,5.02 11/15/05 COMMERCE ENERGY GROUP INC DE 1.01,9.01 11/10/05 COMMERCIAL NET LEASE REALTY INC MD 9.01 11/14/05 COMMUNITY FINANCIAL CORP /VA/ VA 2.02 11/10/05 COMPUCREDIT CORP GA 7.01,9.01 11/17/05 COMPUCREDIT CORP GA 7.01,9.01 11/17/05 Comtech Group Inc MD 1.01,9.01 11/09/05 Consolidated Communications Holdings, DE 7.01,9.01 11/17/05 Cooper-Standard Holdings Inc. DE 2.02,9.01 11/14/05 CORPORATE REALTY INCOME FUND I L P DE 1.01,9.01 11/11/05 Countrywide Home Loans 2005-J9 8.01,9.01 07/29/05 COVANTA HOLDING CORP DE 7.01,9.01 11/17/05 CREDENCE SYSTEMS CORP DE 2.02,9.01 11/17/05 CREDIT SUISSE FIRST BOSTON MORTGAGE S DE 8.01,9.01 11/17/05 CRITICARE SYSTEMS INC /DE/ DE 1.01 11/15/05 CROFF ENTERPRISES INC UT 4.02 09/30/05 CRYSTALIX GROUP INTERNATIONAL INC NV 1.01,5.02,9.01 11/13/05 CVF TECHNOLOGIES CORP NV 2.02,9.01 11/14/05 CWABS INC DE 8.01,9.01 11/16/05 DATAWATCH CORP DE 2.02,9.01 11/17/05 DEARBORN BANCORP INC /MI/ MI 8.01,9.01 11/16/05 DEB SHOPS INC PA 2.02,9.01 11/17/05 Dermisonics, Inc 7.01,9.01 11/17/05 DITECH COMMUNICATIONS CORP DE 2.02,9.01 11/17/05 Dolby Laboratories, Inc. DE 2.02,9.01 11/17/05 Dolby Laboratories, Inc. DE 8.01 11/17/05 DUQUESNE LIGHT HOLDINGS INC PA 1.01,9.01 11/14/05 DYNEX CAPITAL INC VA 2.02,8.01,9.01 11/16/05 E TRADE FINANCIAL CORP DE 8.01,9.01 11/16/05 ECC Capital CORP 1.01 11/13/05 ELCOM INTERNATIONAL INC DE 2.02,9.01 11/09/05 ELDERWATCH INC 4.01 11/10/05 EMCORE CORP NJ 2.02,7.01,9.01 11/16/05 EMDEON CORP DE 1.01,9.01 11/16/05 EMERGENCY FILTRATION PRODUCTS INC/ NV NV 7.01,9.01 11/17/05 EMPIRE RESORTS INC DE 5.02,9.01 11/16/05 ENBRIDGE ENERGY PARTNERS LP DE 1.01,9.01 11/17/05 ENDO PHARMACEUTICALS HOLDINGS INC DE 7.01,9.01 11/17/05 ENERGEN CORP AL 1.01,7.01,9.01 11/14/05 EPLUS INC DE 8.01,9.01 11/14/05 EPOCH HOLDING CORP DE 8.01 11/15/05 ESTEE LAUDER COMPANIES INC DE 1.01,9.01 11/10/05 EVOLVING SYSTEMS INC DE 1.01,1.02,2.03,3.03,5.03,9.01 11/14/05 FARMER MAC MORTGAGE SECURITIES CORP DE 9.01 11/17/05 FARO TECHNOLOGIES INC FL 1.01 11/17/05 FBR Securitization, Inc. 8.01,9.01 11/15/05 Federal Home Loan Bank of New York X1 2.03,9.01 11/14/05 Federal Home Loan Bank of San Francis X1 2.03 11/17/05 FIBERSTARS INC /CA/ CA 1.01,9.01 11/11/05 FIFTH THIRD BANCORP OH 7.01,9.01 11/17/05 FINANCIAL SECURITY ASSURANCE HOLDINGS NY 2.02,7.01,9.01 11/17/05 FIRST INDIANA CORP IN 2.02,7.01,9.01 11/17/05 FIRST LITCHFIELD FINANCIAL CORP DE 8.01,9.01 11/17/05 FIRST NATIONAL BANCSHARES INC /SC/ SC 7.01,9.01 11/17/05 FIRST PLACE FINANCIAL CORP /DE/ DE 2.02,7.01,9.01 11/17/05 FIRST UNION REAL ESTATE EQUITY & MORT OH 7.01,9.01 11/14/05 FLAG FINANCIAL CORP GA 1.01,3.02,9.01 11/14/05 Fortune Partners, Inc. NV 4.01,9.01 11/08/05 AMEND FORWARD AIR CORP TN 8.01,9.01 11/17/05 FreightCar America, Inc. DE 5.02 11/16/05 FREMONT MORTGAGE SECURITIES CORP DE 8.01,9.01 11/15/05 FRESH BRANDS INC 2.02,9.01 11/17/05 FRONTIER FUND DE 4.01,9.01 11/14/05 AMEND FROZEN FOOD EXPRESS INDUSTRIES INC TX 5.02,9.01 11/09/05 GALAXY ENERGY CORP CO 8.01,9.01 11/16/05 GAP INC DE 2.02,9.01 11/17/05 GATEWAY FINANCIAL HOLDINGS INC NC 5.02,8.01 11/11/05 GATEWAY INTERNATIONAL HOLDINGS INC NV 4.01,9.01 10/17/05 AMEND GCCFC 2005-GG3 8.01,9.01 11/14/05 GCO Education Loan Funding Trust-I DE 8.01,9.01 11/15/05 GE COMM MORT PASS THROUGH CERT SERIES DE 8.01,9.01 11/10/05 GE Commercial Mortgage Corp. Series 2 DE 8.01,9.01 11/10/05 GELSTAT CORP MN 8.01,9.01 11/17/05 GENERAL MOTORS CORP DE 8.01 11/16/05 GEORGIA PACIFIC CORP GA 7.01,9.01 11/17/05 GLOBAL AIRCRAFT SOLUTIONS, INC. AZ 7.01,9.01 11/17/05 GLOBAL INDUSTRIES LTD LA 2.02 09/30/05 GLOBAL SIGNAL INC DE 8.01,9.01 03/24/05 GMAC Commercial Mortgage Securities, DE 8.01,9.01 11/10/05 GOLDEN STAR RESOURCES LTD 1.01,9.01 11/11/05 GOLDTECH MINING CORP NV 1.01,2.01,3.02,5.02,9.01 11/01/05 GRANITE CITY FOOD & BREWERY LTD MN 8.01,9.01 11/17/05 GREAT LAKES DREDGE & DOCK CORP DE 1.01,9.01 11/14/05 GREAT WEST GOLD, INC. WY 1.01,2.01,8.01,9.01 11/16/05 GREENVILLE FIRST BANCSHARES INC SC 7.01,9.01 09/30/05 GS Mortgage Securities Corp. II Serie DE 8.01,9.01 11/14/05 GSAA Home Equity Trust 2005-10 8.01,9.01 08/26/05 GULF POWER CO ME 8.01,9.01 11/09/05 GULFPORT ENERGY CORP DE 2.02,7.01,9.01 11/11/05 H&R BLOCK INC MO 1.01,2.02,2.03,9.01 11/11/05 HANCOCK FABRICS INC DE 9.01 11/15/05 HANSEN NATURAL CORP DE 7.01,9.01 11/17/05 Harley-Davidson Motorcycle Trust 2005 NV 8.01,9.01 11/16/05 HARSCO CORP DE 1.01 11/15/05 HAYES LEMMERZ INTERNATIONAL INC DE 7.01 11/16/05 HEALTH CARE REIT INC /DE/ DE 7.01,8.01,9.01 11/17/05 HEMOSENSE INC DE 1.01 11/11/05 HERITAGE BANKSHARES INC /VA VA 8.01,9.01 11/16/05 HEWLETT PACKARD CO DE 2.02,8.01,9.01 11/17/05 HIBBETT SPORTING GOODS INC DE 1.01,2.02,7.01,9.01 11/17/05 HIENERGY TECHNOLOGIES INC DE 2.03,9.01 11/11/05 HOLLY CORP DE 7.01,9.01 11/16/05 HOLLY ENERGY PARTNERS LP DE 7.01,9.01 11/17/05 HOLLY ENERGY PARTNERS LP DE 7.01,9.01 11/16/05 HSI ASSET SECURITIZATION CORP 8.01 11/16/05 HUGHES SUPPLY INC FL 2.02,9.01 11/17/05 HYPERTENSION DIAGNOSTICS INC /MN MN 8.01 11/17/05 IA GLOBAL INC DE 2.02,9.01 11/14/05 AMEND iCURIE, INC. NV 1.01 11/16/05 IDT CORP DE 8.01,9.01 11/17/05 IMMTECH INTERNATIONAL INC DE 1.02,7.01 11/09/05 IMPCO TECHNOLOGIES INC DE 3.01,9.01 11/15/05 IMS HEALTH INC DE 1.02,8.01,9.01 11/16/05 INFONOW CORP / DE 7.01 11/11/05 INFORMATION ARCHITECTS CORP NC 2.01,9.01 11/17/05 INHIBITEX INC 8.01,9.01 11/16/05 INTEGRAMED AMERICA INC DE 7.01,9.01 11/17/05 INTEGRATED PHARMACEUTICALS INC 7.01 11/16/05 INTELLISYNC CORP DE 1.01,9.01 11/15/05 INTER TEL INC AZ 1.01,9.01 11/11/05 INTERWOVEN INC CA 5.03 11/13/05 IRVINE SENSORS CORP/DE/ DE 5.02 11/14/05 ISLE OF CAPRI CASINOS INC DE 1.01,9.01 11/17/05 J P MORGAN CHASE & CO DE 9.01 11/14/05 J2 GLOBAL COMMUNICATIONS INC DE 8.01,9.01 11/15/05 JL HALSEY CORP 5.02 11/14/05 JOHNSON OUTDOORS INC WI 2.02,9.01 11/17/05 JPMorgan Chase Commercial Mortgage Se DE 8.01,9.01 11/14/05 KAMAN CORP CT 8.01,9.01 11/17/05 Key Hospitality Acquisition CORP DE 8.01,9.01 10/28/05 AMEND KeyCorp Student Loan Trust 2005-A DE 8.01,9.01 11/16/05 KINDER MORGAN ENERGY PARTNERS L P DE 7.01 11/16/05 KINDER MORGAN INC KS 7.01 11/16/05 KINDER MORGAN MANAGEMENT LLC DE 7.01 11/16/05 KLA TENCOR CORP DE 1.01,5.02,9.01 11/15/05 KULICKE & SOFFA INDUSTRIES INC PA 2.02,9.01 11/17/05 LA JOLLA PHARMACEUTICAL CO DE 7.01,9.01 11/17/05 LAND O LAKES INC 8.01 11/17/05 LBI MEDIA HOLDINGS INC 2.02,9.01 11/14/05 Lehman XS Trust, Series 2005-4 DE 8.01,9.01 10/25/05 AMEND LEXINGTON PRECISION CORP DE 2.02,9.01 11/17/05 LIFELINE THERAPEUTICS, INC. CO 5.02,9.01 11/11/05 LIFELINE THERAPEUTICS, INC. CO 7.01,9.01 11/15/05 LIMITED BRANDS INC DE 2.02,7.01 11/17/05 LONG BEACH SECURITIES CORP DE 8.01,9.01 11/16/05 LONGS DRUG STORES CORP MD 1.01 11/15/05 LOWES COMPANIES INC NC 1.01,5.02,9.01 11/11/05 LTX CORP MA 2.02,9.01 11/17/05 LUMINENT MORTGAGE TRUST 2005-1 DE 9.01 11/17/05 MACK CALI REALTY CORP MD 1.01,7.01,9.01 11/15/05 MARGO CARIBE INC PR 2.02,9.01 11/14/05 MARTIN MIDSTREAM PARTNERS LP DE 3.02 11/14/05 MARVELL TECHNOLOGY GROUP LTD D0 2.02,9.01 11/17/05 MASSEY ENERGY CO DE 1.01,9.01 11/13/05 MATTHEWS INTERNATIONAL CORP PA 2.02 11/15/05 MBNA AMERICA BANK NATIONAL ASSOCIATIO DE 8.01,9.01 11/17/05 MBNA CORP MD 8.01 11/17/05 MDC PARTNERS INC A6 5.02 11/17/05 MEDCATH CORP DE 2.02,2.06,9.01 11/14/05 MELLON FINANCIAL CORP PA 1.01,9.01 11/11/05 MERCURY COMPUTER SYSTEMS INC MA 7.01,9.01 11/17/05 MERCURY INTERACTIVE CORP DE 3.01,9.01 11/11/05 MERIDIAN BIOSCIENCE INC OH 1.01,2.02,9.01 11/10/05 MERRILL LYNCH MORTGAGE INVESTORS INC DE 8.01,9.01 11/15/05 MERRILL LYNCH MORTGAGE INVESTORS INC DE 8.01,9.01 11/17/05 Merrill Lynch Mortgage Trust 2005-CIP DE 8.01,9.01 11/14/05 Merrill Lynch Mortgage Trust 2005-MCP DE 8.01,9.01 11/14/05 Merrill Lynch Mortgage Trust 2005-MKB DE 8.01,9.01 11/14/05 MESABI TRUST NY 5.02,8.01,9.01 11/17/05 METLIFE INC DE 8.01,9.01 11/15/05 MICROISLET INC NV 1.01,3.02 11/17/05 MICROSEMI CORP DE 9.01 11/17/05 MIDAS INC DE 1.01,9.01 11/08/05 MINERALS TECHNOLOGIES INC DE 8.01,9.01 11/16/05 MINISTRY PARTNERS INVESTMENT CORP CA 4.01 11/17/05 MINRAD INTERNATIONAL, INC. DE 1.01,9.01 11/17/05 MIRACOR DIAGNOSTICS INC UT 2.02,5.02 11/16/05 MISONIX INC NY 4.01,9.01 11/14/05 MM2 GROUP, INC. NY 4.01,9.01 10/19/05 AMEND MONTGOMERY REALTY GROUP INC NV 4.01,9.01 06/22/05 AMEND MORGAN STANLEY ABS CAPITAL I INC DE 8.01,9.01 11/15/05 Morgan Stanley Capital I Trust 2005 H DE 8.01,9.01 11/14/05 Morgan Stanley Capital I Trust 2005 T DE 8.01,9.01 11/14/05 Morgan Stanley Capital I Trust 2005 T DE 8.01,9.01 11/14/05 Morgan Stanley Capital I Trust 2005-H DE 8.01,9.01 11/14/05 MPHASE TECHNOLOGIES INC NJ 8.01 11/17/05 MYLAN LABORATORIES INC PA 8.01,9.01 11/17/05 NAPCO SECURITY SYSTEMS INC DE 2.02,9.01 11/17/05 NATIONAL BEVERAGE CORP DE 8.01,9.01 11/17/05 NATIONAL PENN BANCSHARES INC PA 8.01,9.01 11/17/05 NATIONAL SCIENTIFIC CORP/AZ 1.01 11/16/05 NAVARRE CORP /MN/ MN 3.01,9.01 11/15/05 NCO GROUP INC PA 2.02,7.01,9.01 11/08/05 NET2PHONE INC DE 8.01,9.01 11/15/05 NETBANK INC GA 1.01,5.03,9.01 11/10/05 NETWORK 1 SECURITY SOLUTIONS INC DE 1.01,9.01 11/16/05 New York & Company, Inc. 2.02,7.01,9.01 11/17/05 NEW YORK TIMES CO NY 5.02 11/17/05 NEWS CORP 8.01,9.01 11/17/05 NOBLE ENERGY INC DE 5.02,9.01 11/14/05 NOBLE ENERGY INC DE 1.01,5.02,9.01 11/11/05 NOBLE ENERGY INC DE 5.02 05/16/05 AMEND NOMURA ASSET ACCEPTANCE CORP DE 9.01 11/17/05 NORDSTROM INC WA 2.02,7.01,9.01 11/17/05 NOVOSTE CORP /FL/ FL 1.01,5.02,8.01,9.01 11/11/05 NowAuto Group, Inc. NV 2.02,7.01,9.01 11/16/05 NS8 CORP DE 1.01,2.03,3.02 11/14/05 NUTECH DIGITAL INC CA 8.01 11/16/05 NUVELO INC DE 5.02,9.01 11/11/05 O2DIESEL CORP 1.01 11/11/05 OFFSHORE LOGISTICS INC DE 7.01,9.01 11/15/05 OHIO POWER CO OH 8.01,9.01 11/16/05 OM GROUP INC DE 1.01,5.02 11/11/05 OVERLAND STORAGE INC CA 7.01,9.01 11/16/05 OVERSEAS SHIPHOLDING GROUP INC DE 8.01 11/16/05 P COM INC DE 8.01 11/17/05 PACIFIC ENTERPRISES INC CA 8.01 11/16/05 PARALLEL PETROLEUM CORP DE 7.01,9.01 11/16/05 PATCH INTERNATIONAL INC/CN NV 8.01,9.01 11/17/05 PATRIOT TRANSPORTATION HOLDING INC FL 2.02,9.01 11/16/05 PAYLESS SHOESOURCE INC /DE/ DE 2.02,7.01,9.01 11/17/05 PAYMENT DATA SYSTEMS INC NV 1.01,2.01,9.01 11/14/05 PEDIATRIC SERVICES OF AMERICA INC DE 1.02,9.01 11/11/05 PETROQUEST ENERGY INC DE 7.01,9.01 11/17/05 PETROSEARCH ENERGY CORP 8.01,9.01 11/15/05 PHELPS DODGE CORP NY 1.01,2.06 11/15/05 PHELPS DODGE CORP NY 1.01,2.06,9.01 11/15/05 PHOENIX TECHNOLOGIES LTD DE 2.02,9.01 11/17/05 PLAYTEX PRODUCTS INC DE 8.01,9.01 11/16/05 PNC FINANCIAL SERVICES GROUP INC PA 2.02,9.01 11/17/05 POINT THERAPEUTICS INC DE 8.01,9.01 11/17/05 POPULAR ABS, INC. DE 8.01,9.01 11/16/05 POWERWAVE TECHNOLOGIES INC DE 1.01,9.01 11/10/05 PRB Gas Transportation, Inc. NV 8.01,9.01 11/17/05 PRG SCHULTZ INTERNATIONAL INC GA 1.01,5.02,9.01 11/11/05 PRIDE INTERNATIONAL INC DE 4.02 11/10/05 PROGRESSIVE CORP/OH/ OH 7.01,9.01 11/17/05 Prosoft Learning CORP NV 2.04,3.01 11/17/05 PROSPERITY BANCSHARES INC TX 1.01,7.01,9.01 11/16/05 Protective Life Secured Trust 2005-11 DE 1.03,2.01,8.01,9.01 11/15/05 Protective Life Secured Trust 2005-B DE 1.03,2.01,8.01,9.01 11/16/05 PROVIDENT BANKSHARES CORP MD 7.01,9.01 11/16/05 PROVIDENT BANKSHARES CORP MD 3.01,9.01 11/16/05 PROVIDENT FINANCIAL SERVICES INC DE 7.01,9.01 11/17/05 PULASKI FINANCIAL CORP MO 2.02,4.02,9.01 11/10/05 Q COMM INTERNATIONAL INC UT 7.01 11/15/05 QAD INC DE 2.02,9.01 11/17/05 QORUS COM INC FL 8.01 11/16/05 QUADRAMED CORP DE 8.01,9.01 11/09/05 QUEST RESOURCE CORP NV 2.02,9.01 11/17/05 RALCORP HOLDINGS INC /MO MO 8.01 11/15/05 RAVEN INDUSTRIES INC SD 2.02,9.01 11/17/05 RED ROBIN GOURMET BURGERS INC DE 1.01,8.01,9.01 11/11/05 REDDY ICE HOLDINGS INC DE 5.02,9.01 11/15/05 REDWOOD TRUST INC MD 1.01,5.03,5.05,9.01 11/13/05 Refco Group Ltd., LLC DE 1.01,9.01 11/17/05 Refco Inc. 1.01,9.01 11/17/05 RELATIONSERVE MEDIA INC 1.01,5.02,9.01 11/16/05 RELIABILITY INC TX 1.01,9.01 11/17/05 RENASANT CORP MS 1.01,9.01 11/15/05 RENOVIS INC DE 8.01,9.01 11/16/05 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE 8.01,9.01 11/17/05 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE 8.01,9.01 11/17/05 RESIDENTIAL FUNDING MORTGAGE SECURITI DE 8.01,9.01 11/17/05 RESIDENTIAL FUNDING MORTGAGE SECURITI DE 8.01,9.01 11/17/05 ROBERTS REALTY INVESTORS INC GA 1.01 11/15/05 Rockwood Holdings, Inc. DE 7.01,9.01 11/16/05 ROGERS CORP MA 1.01 11/11/05 SAFENET INC DE 1.01,9.01 11/14/05 SALESFORCE COM INC DE 1.01 11/12/05 SAN DIEGO GAS & ELECTRIC CO CA 8.01 11/16/05 SAN DIEGO GAS & ELECTRIC CO CA 8.01,9.01 11/14/05 SAN HOLDINGS INC CO 1.01,3.02,9.01 11/11/05 SAN HOLDINGS INC CO 2.02,4.02 11/14/05 SELIGMAN QUALITY MUNICIPAL FUND INC MD 5.03,7.01,9.01 11/17/05 SELIGMAN SELECT MUNICIPAL FUND INC MD 5.03,7.01,9.01 11/17/05 SEMOTUS SOLUTIONS INC NV 1.01,3.02,9.01 11/14/05 SEMPRA ENERGY CA 8.01 11/16/05 SHIRE PHARMACEUTICALS GROUP PLC 5.02,9.01 11/14/05 SHOE CARNIVAL INC IN 2.02,9.01 11/17/05 SHOPKO STORES INC WI 2.02,9.01 11/17/05 SIEBEL SYSTEMS INC DE 8.01,9.01 11/15/05 SIERRA PACIFIC RESOURCES /NV/ NV 1.01,9.01 11/15/05 SILVERSTAR HOLDINGS LTD B0 2.02,7.01,9.01 11/15/05 SIRVA INC DE 1.01,9.01 11/14/05 SKY PETROLEUM, INC. NV 5.02,7.01,9.01 11/16/05 SMUCKER J M CO OH 2.02,9.01 11/17/05 SNB Bancshares Inc TX 1.01,9.01 11/16/05 Sockeye Seafood Group Inc 4.01,9.01 11/15/05 SONIC SOLUTIONS/CA/ CA 1.01 11/11/05 SOUTHERN CONNECTICUT BANCORP INC CT 5.02,9.01 11/17/05 SPACEHAB INC \WA\ WA 8.01,9.01 11/17/05 SPARTECH CORP DE 2.02,9.01 11/16/05 SPORTS AUTHORITY INC /DE/ DE 2.02,9.01 11/17/05 SRS LABS INC DE 1.01,9.01 11/14/05 ST JOSEPH INC CO 8.01 11/17/05 ST PAUL TRAVELERS COMPANIES INC MN 8.01,9.01 11/16/05 STARBUCKS CORP WA 2.02,9.01 11/17/05 STATION CASINOS INC NV 8.01 11/17/05 STEAK & SHAKE CO IN 1.01,2.02,9.01 09/28/05 STERICYCLE INC DE 1.01,9.01 11/17/05 STERLING BANCSHARES INC TX 1.01,5.03,8.01,9.01 11/13/05 STERLING CONSTRUCTION CO INC DE 5.02 11/17/05 STERLING CONSTRUCTION CO INC DE 7.01,9.01 11/17/05 STRATEGIC HOTEL CAPITAL INC 5.02,9.01 11/14/05 STRUCTURED ASSET SECURITIES CORP DE 8.01,9.01 11/17/05 STRUCTURED ASSET SECURITIES CORP DE 8.01 11/17/05 STRUCTURED ASSET SECURITIES CORP DE 8.01 11/15/05 SUBURBAN PROPANE PARTNERS LP DE 2.02,9.01 11/17/05 SUN HEALTHCARE GROUP INC DE 8.01,9.01 11/17/05 SUNOCO LOGISTICS PARTNERS LP DE 7.01,9.01 11/17/05 Sunset Brands Inc NV 1.01,2.01,2.03,3.02,9.01 11/17/05 SUTRON CORP VA 2.02 11/14/05 SYKES ENTERPRISES INC FL 3.01 11/15/05 SyntheMed, Inc. DE 1.01 11/11/05 SYS CA 1.01,9.01 11/10/05 SYSCO CORP DE 1.01,1.02,9.01 11/10/05 SYSTEMAX INC DE 4.01,9.01 11/07/05 AMEND TAL International Group, Inc. DE 2.02,9.01 11/16/05 TALX CORP MO 8.01,9.01 11/14/05 TANGER FACTORY OUTLET CENTERS INC NC 5.03 11/17/05 TANGER PROPERTIES LTD PARTNERSHIP /NC NC 5.03 11/16/05 Telecomm Sales Network Inc 1.01,9.01 11/14/05 TELEPHONE & DATA SYSTEMS INC /DE/ DE 3.01,8.01,9.01 11/15/05 TESORO CORP /NEW/ DE 1.01,2.03,9.01 11/16/05 TETRA TECH INC DE 1.01,2.02,5.02,9.01 11/14/05 TIAA REAL ESTATE ACCOUNT NY 8.01 11/17/05 TJX COMPANIES INC /DE/ DE 1.01,9.01 11/14/05 TRI-CONTINENTAL CORP MD 5.03,7.01,9.01 11/17/05 TRIAD HOSPITALS INC DE 5.02,9.01 11/17/05 U S CANADIAN MINERALS INC CA 5.02,9.01 11/16/05 U-Store-It Trust MD 2.02,9.01 11/11/05 ULTRATECH INC DE 7.01,9.01 11/17/05 UNITED STATES CELLULAR CORP DE 3.01,8.01,9.01 11/15/05 UNITED SURGICAL PARTNERS INTERNATIONA DE 7.01,9.01 11/17/05 UpSnap, Inc. 1.01,2.01,3.02,5.01,5.02, 11/15/05 5.03,5.06,9.01 US ENERGY CORP WY 1. 01,8.01 11/14/05 US GLOBAL NANOSPACE INC DE 8.01 11/17/05 UTAH MEDICAL PRODUCTS INC UT 8.01 11/16/05 VALLEY NATIONAL BANCORP NJ 1.01,1.02,9.01 11/14/05 VECTOR GROUP LTD DE 1.01,3.02,9.01 11/16/05 VECTREN CORP IN 8.01 11/16/05 Venoco, Inc. DE 2.02,9.01 11/17/05 VESTA INSURANCE GROUP INC DE 7.01,9.01 11/17/05 VIRGINIA COMMERCE BANCORP INC 1.01,2.03 11/15/05 VIRGINIA COMMERCE BANCORP INC 5.02,7.01,9.01 11/16/05 AMEND VOLKSWAGEN PUBLIC AUTO LOAN SECURITIZ 8.01,9.01 11/16/05 W&T OFFSHORE INC TX 5.05 11/16/05 WALT DISNEY CO/ DE 2.02,9.01 11/17/05 WARWICK VALLEY TELEPHONE CO NY 9.01 11/17/05 WASHINGTON MUTUAL MORTGAGE SECURITIES DE 9.01 11/16/05 WATSON WYATT & CO HOLDINGS DE 1.01,9.01 11/11/05 WAVERIDER COMMUNICATIONS INC NV 8.01,9.01 11/17/05 WELLS REAL ESTATE FUND IX LP GA 1.01 11/15/05 WELLS REAL ESTATE FUND VIII LP GA 1.01 11/15/05 WEYERHAEUSER CO WA 7.01 11/16/05 WHEELING ISLAND GAMING INC DE 2.02,9.01 11/15/05 WHERIFY WIRELESS INC DE 7.01,9.01 11/15/05 Whos Your Daddy Inc NV 5.02 11/16/05 WILLBROS GROUP INC R1 4.01,9.01 11/10/05 WILLBROS GROUP INC R1 4.01,9.01 11/10/05 WILLIAMS COMPANIES INC DE 8.01,9.01 11/17/05 WILLIAMS SONOMA INC CA 2.02,9.01 11/17/05 WILSON HOLDINGS, INC. NV 1.01,2.03,7.01,9.01 11/10/05 WOODHEAD INDUSTRIES INC DE 8.01 11/11/05 WORKSTREAM INC 5.02 11/17/05 WPS RESOURCES CORP WI 8.01,9.01 11/15/05 XERION ECOSOLUTIONS GROUP INC CO 1.01 10/18/05 AMEND XTO ENERGY INC DE 8.01,9.01 11/17/05 ZALE CORP DE 1.01,9.01 11/11/05 ZILOG INC CA 1.01,9.01 11/10/05 ZINGO, INC NV 9.01 08/18/05 AMEND ZOLL MEDICAL CORP MA 2.02,9.01 11/17/05