SEC NEWS DIGEST Issue 2004-219 November 15, 2004 COMMISSION ANNOUNCEMENTS COMMISSION MEETINGS CLOSED MEETING – TUESDAY NOVEMBER 16, 2004 – 2:00 P.M. The subject matter of the closed meeting scheduled for Tuesday, November 16, at 2:00 p.m. will be: Formal orders of investigations; Institution and settlement of injunctive actions; and Institution and settlement of administrative proceedings of an enforcement nature. At times, changes in Commission priorities require alterations in the scheduling of meeting items. For further information and to ascertain what, if any, matters have been added, deleted or postponed, please contact: The Office of the Secretary at (202) 942-7070. ENFORCEMENT PROCEEDINGS IN THE MATTER OF MARLON TROPEANO On November 15, the Commission issued an Order Making Findings and Imposing Remedial Sanctions Pursuant to Section 15(b) of the Securities Exchange Act of 1934 Against Marlon D. Tropeano (Order). The Order finds that on Aug. 7, 2000, a Final Judgment By Default was entered against Marlon Tropeano (Tropeano), permanently enjoining him from future violations of Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 promulgated under the Securities Exchange Act of 1934. SEC v. Marlon D. Tropeano, et al., Civil Action No. 99 Civ. 10260 (SDNY). The Commission’s complaint in that action alleged that, between October 1997 and March 1998, Tropeano, acting as a registered representative of Briarwood Investment Counsel, Inc. (Briarwood), defrauded various Briarwood customers by, among other things, using forged documents to cause the unauthorized transfer of customer accounts from Briarwood to other broker-dealers, causing securities in those accounts to be sold without authorization, and diverting the proceeds of those sales to various relief defendants named in the Commission’s complaint. The Order also finds that on Feb. 10, 2000, Tropeano pleaded guilty to two felony counts of conspiracy to commit securities fraud in United States v. Marlon D. Tropeano, et al., 99 Cr. 01024 (SDNY). Based on the above, the Order bars Marlon D. Tropeano from association with any broker or dealer. (Rel. 34-50660; File No. 3-11624) IN THE MATTER OF FREDERICK TROPEANO On November 15, the Commission issued an Order Making Findings and Imposing Remedial Sanctions Pursuant to Section 15(b) of the Securities Exchange Act of 1934 Against Frederick Tropeano (Order). The Order finds that on Sept. 12, 2000, a Final Judgment By Default was entered against Frederick Tropeano (Tropeano), permanently enjoining him from future violations of Section 17(a) of the Securities Act of 1933 and Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 promulgated under the Securities Exchange Act 1934. SEC v. Golf Emporium Corp. and Frederick Tropeano, Civil Action No. 99 Civ. 10259 (SDNY). The Commission’s complaint alleged that, between approximately Jan. 1, 1998, and at least Oct. 5, 1999, Tropeano, directly and indirectly through Golf salespeople acting under his direction, fraudulently induced investors to invest in a “private placement” of Golf stock by making misrepresentations and omissions of material fact about Golf. The Order also finds that on Feb. 11, 2000, Tropeano pleaded guilty to one felony count of conspiracy to commit securities fraud and one felony count of wire fraud. United States v. Frederick Tropeano, et al., 99 Cr. 01024 (SDNY). Based on the above, the Order bars Frederick Tropeano from association with any broker or dealer. (Rel. 34-50661; File No. 3-11633) MAJOR SHAREHOLDER OF AQUA VIE BEVERAGE CORP. SETTLES UNREGISTRERED OFFERING CHARGES The Commission announced today that Defendant Joseph J. Wozniak, a major shareholder of Aqua Vie Beverage Corp., agreed to the entry of a final judgment on consent, in Securities and Exchange Commission v. Aqua Vie Beverage Corp., Thomas J. Gillespie, and Joseph J. Wozniak, CV-04-414-S- EJL (D. Idaho). The Court entered the Judgment as to Defendant Joseph J. Wozniak on Oct. 25, 2004. The Commission filed its civil injunctive action against Wozniak, Aqua Vie, and Aqua Vie’s CEO, Thomas Gillespie, on Feb. 23, 2004, following the Commission’s 10-day suspension of trading in Aqua Vie common stock on May 2, 2003. The Commission’s complaint alleges that Aqua Vie and Gillespie fraudulently promoted Aqua Vie's common stock by means of millions of false and misleading tout sheets faxed to homes and businesses. In addition, from November 2002 through May 2003, Wozniak offered millions of shares of Aqua Vie common stock publicly, without any registration statement in effect as to the offering, in violation of Section 5 of the Securities Act of 1933. The unregistered public offering by Wozniak, done at the request of Aqua Vie and Gillespie, paid for a massive distribution of promotional faxes touting Aqua Vie stock and also provided cash to Aqua Vie. The purpose of the fax campaign was to create and strengthen the market for Aqua Vie stock. Wozniak provided the 2.75 million shares used to pay the fax disseminator, Fax.com, Inc. In addition, Wozniak sold 3.2 million shares in his own account and transferred $1.2 million of those proceeds to Aqua Vie. This two-pronged unregistered offer and sale effectively kept afloat a struggling company that was far more successful at marketing its stock that its only product, bottled water. The Judgment entered by the Court on Oct. 25, 2004, barred Wozniak from participating in an offering of penny stock for a period of two years and ordered him to pay a civil penalty of $35,000. In addition, the Court permanently enjoined Wozniak from violating Section 5 of the Securities Act of 1933. The Court also ordered Wozniak, in lieu of disgorgement, to turn over (a) $35,000 shares of Aqua Vie common stock to Aqua Vie’s transfer agent and (b) 514.63 shares of Aqua Vie Series J Preferred Stock convertible into 5,146,300 shares of common to Aqua Vie with a direction that they be cancelled. These shares are approximately equal to the amount of shares Wozniak received from Aqua Vie as replacements for the shares he sold and transferred on its behalf. The Commission continues to litigate its case against the remaining defendants, Aqua Vie and Gillespie. [SEC v. Aqua Vie Beverage Corp., Thomas J. Gillespie and Joseph J. Wozniak, CV-04-414-S-EJL (D. Idaho)] (LR-18966) COMMISSION FILES CIVIL FRAUD CHARGES AGAINST SIX BOILER ROOM OPERATIONS The Commission announced today that on November 15 it filed civil fraud charges in federal court in the Southern District of Florida against six boiler room operations in connection with their operation of a series of consecutive recovery room advance-fee schemes directed primarily at previously victimized investors from a number of countries, including Australia, Belgium, Greece, Hong Kong, Malaysia, New Zealand, Norway, Singapore, South Africa, Sweden and the United Kingdom. The Commission's complaint alleges that the defendants carried out their fraudulent scheme by setting up companies that, while purporting to be legitimate tax and investment planning companies, in fact functioned as illegal “boiler room” operations. According to the Commission's complaint, to bolster their credibility as established businesses, the defendants created websites for each company with content that was plagiarized practically in toto from the websites of legitimate tax and investment planning companies. The defendants then contacted the investors, all of whom had purchased nonperforming shares of stock from other boiler rooms in the past, and offered them an opportunity to divest themselves of their nonperforming shares. The Commission's complaint alleges that the defendants lured their victims by two similar fraudulent mechanisms, both of which required an advance fee payment by the targeted investors. The Commission's complaint alleges that each of the defendants violated the anti-fraud and broker-dealer registration provisions of the federal securities laws contained within Section 17(a) of the Securities Act of 1933 and Sections 10(b) and 15(a) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder. The complaint seeks injunctive relief against future violations, disgorgement, prejudgment interest and civil penalties against all of the defendants. [SEC v. Crescent Financial Group, Inc., Berkshire Tax Consultants Co., Warfield Capital Management Co., SpencerFerguson Receivables Corp., Thompson & Whitehurst Acquisition Consultants, and McKenzie Goldstein & Associates, Civil Action No. 04-22878-Civ-Seitz, S.D.Fla.] (LR-18967) SEC SUES ST. PETERSBURG, FLORIDA-BASED COMPANY’S FORMER OFFICERS, ATTORNEY AND PROMOTERS IN MARKET MANIPULATION SCHEME; SEC ALSO SUES SHELL COMPANY OWNER AND THE OTHER DEFENDANTS FOR REGISTRATION VIOLATIONS The Commission today charged five individuals with securities fraud for their participation in an alleged "pump and dump" stock manipulation scheme involving St. Petersburg-based Nutraceutical Clinical Laboratories International, Inc. (Nutraceutical). The five individuals are Paul Simmons, former Chief Executive Officer (CEO) of Nutraceutical, Rodney Gilbert, former Chief Financial Officer (CFO) of Nutraceutical, John Zankowski, former outside securities counsel for Nutraceutical, and two stock promoters, Kerry Kennedy and Stanley Siciliano. The Commission also charged the five individuals, and a sixth individual, Eric Littman, with selling unregistered securities. The Commission’s complaint, filed in United States District Court for the Middle District of Florida, alleges the following: In June 2000, defendants Simmons, Gilbert, Zankowski and Kennedy conducted a reverse merger of Nutraceutical into a publicly traded shell company named October Project II Corp. (which then was renamed Nutraceutical). At the same time, they secretly purchased from defendant Littman and another individual, who together owned the shell company, nearly all of the shares issued by the shell company. Three months after the merger, in September 2000, securities lawyer Zankowski and the shell owner Littman deceived the company’s stock transfer agent into removing legends from the shares’ stock certificates identifying certain resale restrictions on the shares. Once the legends were removed from the stock certificates, defendants Simmons, Kennedy and Siciliano pumped up the stock price and trading volume of Nutraceutical common stock in October and November 2000. Specifically, then-CEO Simmons disseminated false and misleading publicity about the company, while, at the same time, stock promoters Kennedy and Siciliano falsely touted Nutraceutical stock on an Internet message board and manipulated the market for the company’s stock through fraudulent stock trading. During the course of the manipulation, all of the defendants, except Littman, sold shares of Nutraceutical. In addition, stock promoters Kennedy and Siciliano failed to disclose, as required by the federal securities laws, compensation they had received to tout Nutraceutical. As a result of their violations, the Defendants reaped ill-gotten gains of approximately $1.8 million. The Commission's complaint further alleges that as a result of the conduct described above, all of the defendants violated the registration provisions of the federal securities laws (Sections 5(a) and 5(c) of the Securities Act of 1933), and all, except Littman, violated the antifraud provisions of the federal securities laws (Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder). The complaint also alleges that Kennedy and Siciliano violated the anti- touting provisions of the federal securities laws (Section 17(b) of the Securities Act). The Commission seeks against each of the defendants permanent injunctions, civil money penalties, penny stock bars, and disgorgement of ill-gotten gains plus prejudgment interest. The Commission also seeks officer and director bars against former CEO Simmons and former CFO Gilbert. [SEC v. Simmons, et al., 8:04-CV-2477- T-17MAP, USDC, MDFL] (LR-18968) SEC FILES FRAUD CHARGES AGAINST CONRAD BLACK, F. DAVID RADLER AND HOLLINGER INC. Relief Sought Includes Penalties, Officer and Director Bars, and Imposition of Voting Trust on Hollinger, International Shares Held by Black and Hollinger, Inc. The Commission announced today that it has filed an enforcement action in the U.S. District Court, Northern District of Illinois, against Hollinger International’s former Chairman and CEO Conrad M. Black, former Deputy Chairman and COO F. David Radler, and Hollinger, Inc., a Canadian public holding company controlled by Black. The Commission’s complaint alleges that from approximately 1999 through 2003, Black, Radler and Hollinger Inc. engaged in a fraudulent and deceptive scheme to divert cash and assets from Hollinger International, Inc., a U. S. public company and a subsidiary of Hollinger, Inc., and concealed their self-dealing from Hollinger International’s public shareholders. The SEC’s compliant requests that the Court: * enjoin the defendants from further violations of the securities laws, * order the defendants to disgorge their ill-gotten gains and pay pre- judgment interest, * order the defendants to pay civil penalties, * bar Black and Radler from serving as an officer or director of a public company, and * impose a voting trust upon the shares of Hollinger International held directly or indirectly by Black and Hollinger, Inc. Stephen M. Cutler, Director of the Commission’s Division of Enforcement, said, “Black and Radler abused their control of a public company and treated it as their personal piggy bank. Instead of carrying out their responsibilities to protect the interest of public shareholders, the defendants cheated and defrauded these shareholders through a series of deceptive schemes and misstatements.” Merri Jo Gillette, Regional Director of the Commission’s Midwest Regional Office, said, “The Commission is taking action at this time because it has obtained strong evidence to support the charges of serious misconduct by the defendants. We intend to seek tough sanctions against them based on these charges. However, our work is not done. We will continue our investigation into wrongdoing at Hollinger.” In the complaint filed today, the SEC alleges, among other things, that, * Black, Radler and Hollinger, Inc. engaged in a scheme to defraud Hollinger International shareholders through a series of related party transactions by which Black and Radler diverted to themselves, other corporate insiders and Hollinger, Inc. approximately $85 million of the proceeds from Hollinger International’s sale of newspaper publications through purported “non-competition” payments. * Black and Radler further defrauded public shareholders by orchestrating the sale of certain of Hollinger International’s newspaper publications at below-market prices to another privately-held company owned and controlled by Black and Radler, including the sale of one publication for $1.00. * In February 2003, Black, without obtaining the necessary approval from Hollinger International’s Audit Committee, authorized the investment of $2.5 million of Hollinger International’s funds in a venture capital fund with which Black and two other directors of Hollinger International were affiliated. * In order to perpetrate their fraudulent scheme, Black and Radler misled Hollinger International’s Audit Committee and Board of Directors concerning the related party transactions. Black and Radler also misrepresented and omitted to state material facts regarding these transactions in Hollinger Internationals filings with the Commission and during Hollinger International shareholder meetings. * In November 2003, Black approved a press release issued by Hollinger International in which he misled the investing public about his intention to devote his time to an effort to sell Hollinger International assets for the benefit of all of Hollinger International shareholders (the “Strategic Process”) and not to undermine that process by engaging in transactions for the benefit of himself and Hollinger, Inc. Previously, on Jan. 16, 2004, the SEC obtained a federal court order against the Chicago-based Hollinger International, Inc. alleging that from at least 1999 through 2003, the company’s Commission filings contained misstatements and omitted material facts regarding transfers of certain corporate assets to certain of Hollinger International’s insiders and related entities (SEC v. Hollinger International, Inc.). On the same date, the SEC obtained a federal court order to ensure that the work of the Special Committee of Hollinger International's board of directors - including its efforts to recover and preserve corporate assets - continued under the jurisdiction and oversight of the court. Hollinger International consented to the entry of the order, which also permanently enjoined the company from violating the reporting and internal control provisions of the federal securities laws. Under that order (See SEC Lit. Rel. 18551, Jan. 16, 2004), Hollinger International is required to maintain its Special Committee to, among other things, continue its investigation of alleged misconduct and its efforts to recover and maintain corporate assets. In the event the Special Committee's authority were in any way impaired, including through a change in control of the company, Richard C. Breeden (the current Counsel to the Special Committee) would serve as a court-ordered Special Monitor to protect the interests of Hollinger International shareholders. The SEC acknowledges the assistance and cooperation of the Ontario Securities Commission in the investigation of this matter. [SEC v. Conrad M. Black, et al., USDC, ND Ill., Case No. 04C03761] (LR-18969; AAE Rel. 2136; Press Rel. 2004-155) SELF-REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES The American Stock Exchange filed a proposed rule change (SR-Amex-2004- 89) to amend Exchange Rule 341A relating to Continuing Education for Registered Persons. The proposed rule change has become immediately effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of November 15. (Rel. 34-50651) A proposed rule change (SR-CHX-2004-34) filed by the Chicago Stock Exchange relating to CHX membership dues and fees has become effective under Section 19(b)(3)(A)(ii) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of November 15. (Rel. 34-50657) ACCELERATED APPROVAL OF PROPOSED RULE CHANGE The National Securities Clearing Corporation filed a proposed rule change (SR-NSCC-2004-04) allowing NSCC to add Addendum M to NSCC’s Rules and Procedures to establish a confirmation and matching service for over- the-counter U.S. equity options transactions. The Commission has granted accelerated approval to the proposed rule change, on a temporary basis, through May 31, 2005. Publication of the proposal is expected in the Federal Register during the week of November 15. (Rel. 34-50652) PROPOSED RULE CHANGE A proposed rule change (SR-CBOE-2004-04) and Amendment No. 1 thereto has been filed by the Chicago Board Options Exchange to amend its guaranteed participation rule relating to facilitation and crossing transactions. Publication of the proposal is expected in the Federal Register during the week of November 15. (Rel. 34-50655) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . SB-2 Colossus Ventures Inc., 1027 DAVIE STREET, SUITE 363, VANCOUVER, A1, V6E 4L2, 604-684-3301 - 2,550,000 ($255,000.00) Equity, (File 333-120380 - Nov. 12) (BR. 09) S-4 DELUXE CORP, 3680 VICTORIA STREET NORTH, SHOREVIEW, MN, 55126, 6514837111 - 0 ($600,000,000.00) Non-Convertible Debt, (File 333-120381 - Nov. 12) (BR. 05) SB-2 Matrix Ventures, Inc., 2118 EASTERN AVENUE, SUITE 5, NORTH VANCOUVER, A1, V7L 3G3, 604-986-9633 - 2,309,000 ($230,900.00) Equity, (File 333-120382 - Nov. 12) (BR. 09) F-10 INTEROIL CORP, 25025 I-45 NORTH, SUITE 420, WOODLANDS, TX, 77380, 2812921800 - 4,500,000 ($116,730,000.00) Equity, (File 333-120383 - Nov. 12) (BR. 04) S-3 VORNADO REALTY TRUST, 888 SEVENTH AVE, NEW YORK, NY, 10019, 212-894-7000 - 1,136,240 ($77,423,393.60) Equity, (File 333-120384 - Nov. 12) (BR. 08) S-4 Jostens IH Corp., 5501 AMERICAN BOULEVARD WEST, MINNEAPOLIS, MN, 55437, (952) 830-3300 - 0 ($500,000,000.00) Other, (File 333-120386 - Nov. 12) (BR. 02) S-8 REALITY WIRELESS NETWORKS INC, 7235 NORTH CREEK LOOP, GIG HARBOR, WA, 98335, 253-853-3632 - 3,350,000 ($167,500.00) Equity, (File 333-120387 - Nov. 12) (BR. 03) SB-2 CUBIC ENERGY INC, 9870 PLANO ROAD, 9870 PLANO ROAD, DALLAS, TX, 75238, 972-681-8047 - 7,905,000 ($5,296,350.00) Debt Convertible into Equity, (File 333-120388 - Nov. 12) (BR. 04) S-4 NESS TECHNOLOGIES INC, NESS BLDG 4 PO BOX 58182, KIRYATATIDIM, TELAVIV ISRAEL, L3, 61580, 0119723766800 - 0 ($137,849.00) Equity, (File 333-120389 - Nov. 12) (BR. 03) N-2 RMR Preferred Dividend Fund, 400 CENTRE STREET, NEWTON, MA, 02458, (617) 332-9530 - 0 ($10,000,000.00) Equity, (File 333-120391 - Nov. 12) (BR. 17) S-8 NEXIA HOLDINGS INC, 268 WEST 400 SOUTH, STE 300, SALT LAKE CITY, UT, 84101, 8015758073 - 500,000,000 ($750,000.00) Equity, (File 333-120392 - Nov. 12) (BR. 09) S-8 L 3 COMMUNICATIONS HOLDINGS INC, 600 THIRD AVENUE, 34TH FLOOR, NEW YORK, NY, 10016, 2126971111 - 12,500,000 ($865,625,000.00) Equity, (File 333-120393 - Nov. 12) (BR. 37) SB-2 KINGTHOMASON GROUP INC, 2600 OLD CROW CANYON ROAD, SUITE 201, SAN RAMON, CA, 94583, 4058481581 - 10,204,013 ($2,857,124.00) Equity, (File 333-120394 - Nov. 12) (BR. 01) S-8 IRON MOUNTAIN INC/PA, 745 ATLANTIC AVENUE, BOSTON, MA, 02111, 6175354766 - 0 ($33,190,000.00) Equity, (File 333-120395 - Nov. 12) (BR. 05) S-8 PROCOREGROUP INC, 2250 WARRENSVILLE CENTER ROAD, UNIVERSITY HEIGHTS, OH, 44118, 8883709654 - 0 ($975,000.00) Equity, (File 333-120396 - Nov. 12) (BR. 05) F-6 African Bank Investments LTD, 59 16TH ROAD, MIDRAND, PRIVATE BAG X170, MIDRAND 1685, T3, 1685, 27 11 256 9258 - 10,000,000 ($500,000.00) ADRs/ADSs, (File 333-120397 - Nov. 12) (BR. ) S-8 MYRIAD GENETICS INC, 320 WAKARA WAY, SALT LAKE CITY, UT, 84108, 0 ($28,744,000.00) Equity, (File 333-120398 - Nov. 12) (BR. 01) N-2 S&P 500 Covered Call Fund Inc., 800 SCUDDERS MILL ROAD, PLAINSBORO, NH, 08536, 609-282-5904 - 0 ($20,000,000.00) Equity, (File 333-120400 - Nov. 12) (BR. 18) S-8 COMPUTER SCIENCES CORP, 2100 E GRAND AVE, EL SEGUNDO, CA, 90245, 3106150311 - 9,000,000 ($449,100,000.00) Equity, (File 333-120401 - Nov. 12) (BR. 03) S-3 UNITED INDUSTRIAL CORP /DE/, 124 INDUSTRY LANE, HUNT VALLEY, MD, 21030, (410) 628-3500 - 0 ($251,602,660.24) Other, (File 333-120402 - Nov. 12) (BR. 36) S-8 PRE PAID LEGAL SERVICES INC, 321 E MAIN ST, ADA, OK, 74820, 5804361234 - 80,000 ($2,341,600.00) Equity, (File 333-120403 - Nov. 12) (BR. 01) S-8 INTERNATIONAL DISPLAYWORKS, INC, 599 MENLO DRIVE, SUITE 200, ROCKLIN, CA, 95765, (916) 415-0864 - 1,051,948 ($4,177,532.00) Equity, (File 333-120404 - Nov. 12) (BR. 36) S-8 DURECT CORP, 10240 BUBB RD, CUPERTINO, CA, 95014, 4087771417 - 2,250,000 ($4,050,000.00) Equity, (File 333-120405 - Nov. 12) (BR. 01) S-8 NORTH AMERICAN LIABILITY GROUP INC, 11891 U.S. HIGHWAY ONE, SUITE 100, NORTH PALM BEACH, FL, 33408, 561-767-7761 - 35,000,000 ($10,500,000.00) Equity, (File 333-120406 - Nov. 12) (BR. 04) S-8 TRIQUINT SEMICONDUCTOR INC, 2300 NE BROOKWOOD PARKWAY, HILLSBORO, OR, 97124, 5036159000 - 0 ($5,000,000.00) Equity, (File 333-120407 - Nov. 12) (BR. 36) SB-2 INTERNATIONAL SURFACING INC, 5 ERIE STREET, ., GARFIELD, NJ, 07026, 973-253-6131 - 7,249,730 ($1,812,432.50) Equity, (File 333-120408 - Nov. 12) (BR. 09) S-3 Park Place Securities, Inc., 1100 TOWN & COUNTRY ROAD, SUITE 1100, ORANGE, CA, 92868, 714-541-9960 X2340 - 0 ($24,000,000,000.00) Asset-Backed Securities, (File 333-120409 - Nov. 12) (BR. 05) S-8 EDGAR FILINGNET INC, 477 MADISON AVE, 14TH FL., NEW YORK, NY, 10222, 3127811414 - 5,000,000 ($1,800,000.00) Equity, (File 333-120410 - Nov. 12) (BR. 08) SB-2 TREASURE MOUNTAIN HOLDINGS INC, 1390 SOUTH 1100 EAST SUITE 204, SALT LAKE CITY, UT, 84105-2463, 8013220253 - 33,051,001 ($44,907,770.00) Equity, (File 333-120411 - Nov. 12) (BR. 06) S-1 FUSION TELECOMMUNICATIONS INTERNATIONAL INC, 15 EXCHANGE PLACE, JERSEY CITY, NJ, 07302, 2019155200 - 0 ($88,594,016.24) Equity, (File 333-120412 - Nov. 12) (BR. 37) SB-2 XRG INC, 5301 CYPRESS STREET, SUITE 111, TAMPA, FL, 33607, 813-637-0700 - 292,086,666 ($35,040,400.00) Equity, (File 333-120413 - Nov. 12) (BR. 05) S-8 OUTDOOR CHANNEL HOLDINGS INC, 43445 BUSINESS PARK DR STE 113, TEMECULA, CA, 92590, 9096994749 - 3,199,625 ($3,186,579.00) Equity, (File 333-120414 - Nov. 12) (BR. 05) S-8 OUTDOOR CHANNEL HOLDINGS INC, 43445 BUSINESS PARK DR STE 113, TEMECULA, CA, 92590, 9096994749 - 25,000 ($393,750.00) Equity, (File 333-120415 - Nov. 12) (BR. 05) S-8 OUTDOOR CHANNEL HOLDINGS INC, 43445 BUSINESS PARK DR STE 113, TEMECULA, CA, 92590, 9096994749 - 3,250,000 ($45,500,000.00) Equity, (File 333-120416 - Nov. 12) (BR. 05) S-8 OUTDOOR CHANNEL HOLDINGS INC, 43445 BUSINESS PARK DR STE 113, TEMECULA, CA, 92590, 9096994749 - 1,250,000 ($17,185,000.00) Equity, (File 333-120417 - Nov. 12) (BR. 05) S-8 OUTDOOR CHANNEL HOLDINGS INC, 43445 BUSINESS PARK DR STE 113, TEMECULA, CA, 92590, 9096994749 - 437,500 ($5,075,000.00) Equity, (File 333-120418 - Nov. 12) (BR. 05) S-8 PARADIGM ENTERPRISES INC, 12880 RAILWAY AVE, UNIT 35, RICHMOND, A1, V7B 1Y3, 6042756519 - 9,332,000 ($46,660.00) Equity, (File 333-120419 - Nov. 12) (BR. 04) S-3 PACIFIC CMA INC, 1350 AVENUE OF THE AMERICAS, NEW YORK, NY, 10019, 2122470049 - 103,739 ($73,136.00) Equity, (File 333-120420 - Nov. 12) (BR. 05) N-2 Eaton Vance Enhanced Equity Income Fund II, THE EATON VANCE BUILDING, 255 STATE STREET, BOSTON, MA, 02109, 617-482-8260 - 50,000 ($1,000,000.00) Equity, (File 333-120421 - Nov. 12) (BR. 16) S-8 ENCORE ACQUISITION CO, 777 MAIN STREET, SUITE 1400, FORT WORTH, TX, 76102, 8178779955 - 0 ($37,353,640.00) Equity, (File 333-120422 - Nov. 12) (BR. 04) S-3 TEAMSTAFF INC, 300 ATRIUM DRIVE, SOUTH PLAINFIELD, NJ, 08873, 7327481700 - 0 ($6,039,800.00) Equity, (File 333-120423 - Nov. 12) (BR. 37) SB-2 SUNBURST ACQUISITIONS IV INC, 103 - 20120 64TH AVENUE, LANGLEY, A1, BC V2Y 1M8, 6045339301 - 0 ($9,237,219.00) Equity, (File 333-120424 - Nov. 12) (BR. 09) S-8 GOODRICH PETROLEUM CORP, 808 TRAVIS, SUITE 1320, HOUSTON, TX, 77002, 7137809494 - 300,000 ($3,687,000.00) Equity, (File 333-120425 - Nov. 12) (BR. 04) S-1 PROFESSIONAL VETERINARY PRODUCTS LTD /MO/, 10077 SOUTH 134TH STREET, OMAHA, NE, 68127, 4023314440 - 0 ($1,500,000.00) Equity, (File 333-120426 - Nov. 12) (BR. 02) S-8 GOODRICH PETROLEUM CORP, 808 TRAVIS, SUITE 1320, HOUSTON, TX, 77002, 7137809494 - 2,000,000 ($24,580,000.00) Equity, (File 333-120427 - Nov. 12) (BR. 04) SB-2 Nationwide Financial Solutions, Inc., 3231 S. COUNTRY CLUB WAY, SUITE 102, TEMPE, AZ, 85282, (480) 820-9766 - 0 ($19,596,800.00) Equity, (File 333-120428 - Nov. 12) (BR. ) S-8 HEALTHTRONICS, INC., 1841 WEST OAK PARKWAY, SUITE A, MARIETTA, GA, 30062, 7704190691 - 2,164,167 ($14,629,768.92) Equity, (File 333-120430 - Nov. 12) (BR. 36) SB-2 CHINA DIGITAL WIRELESS INC, 429 GUANGDONG ROAD, SHANGHAI, F4, 200001, 86-21 6336-8686 - 2,737,381 ($12,071,850.00) Debt Convertible into Equity, (File 333-120431 - Nov. 12) (BR. 02) S-8 IMERGENT INC, 754 EAST TECHNOLOGY AVE, OREM, UT, 84097, 8012270004 - 196,351 ($2,026,342.00) Equity, (File 333-120432 - Nov. 12) (BR. 03) S-8 IMERGENT INC, 754 EAST TECHNOLOGY AVE, OREM, UT, 84097, 8012270004 - 1,000,000 ($10.32) Equity, (File 333-120433 - Nov. 12) (BR. 03) S-8 GRANITE CITY FOOD & BREWERY LTD, 5831 CEDAR LAKE ROAD, ST LOUIS PARK, MN, 55416, 6125252070 - 0 ($2,671,200.00) Equity, (File 333-120434 - Nov. 12) (BR. 05) SB-2 Vyteris Holdings, Inc., 13-01 POLLITT DRIVE, FAIR LAWN, NJ, 07410, 201-703-2299 - 33,051,001 ($44,907,770.00) Equity, (File 333-120435 - Nov. 12) (BR. ) S-4 VANGUARD HEALTH SYSTEMS INC, 20 BURTON HILLS BLVD, NASHVILLE, TN, 37215, 6156656000 - 0 ($791,000,000.00) Non-Convertible Debt, (File 333-120436 - Nov. 12) (BR. 01) S-8 MEDICALCV INC, 9725 SOUTH ROBERT TRAIL, INVER GROVE HEIGHTS, MN, 55077, 6514523000 - 0 ($415,543.09) Equity, (File 333-120437 - Nov. 12) (BR. 36) S-4 FNB CORP/FL/, F.N.B. CORPORATION, ONE F.N.B. BOULEVARD, HERMITAGE, PA, 16148, 724-981-6000 - 0 ($218,447,500.00) Equity, (File 333-120438 - Nov. 12) (BR. 07) S-8 WEBMD CORP /NEW/, RIVER DRIVE CENTER 2, 669 RIVER DR, ELMWOOD PARK, NJ, 07407, 4088765000 - 0 ($174,374,755.00) Equity, (File 333-120439 - Nov. 12) (BR. 03) SB-2 DIRECT RESPONSE FINANCIAL SERVICES INC, 7080 N. WHITNEY, SUITE 101, FRESNO, CA, 93720, 559-434-1565 - 50,000,000 ($2,250,000.00) Equity, (File 333-120440 - Nov. 12) (BR. 08) SB-2 WATLEY A B GROUP INC, 40 WALL STREET, NEW YORK, NY, 10005, 31,409,834 ($7,852,458.50) Equity, (File 333-120441 - Nov. 12) (BR. 07) S-8 INKINE PHARMACEUTICAL CO INC, 1787 SENTRY PARKWAY WEST, BUILDING 18 SUITE 440, BLUE BELL, PA, 19422, 2152836850 - 2,000,000 ($9,969,557.50) Equity, (File 333-120442 - Nov. 12) (BR. 01) SB-2 SATELLITE ENTERPRISES CORP, 7601 NORTH FEDERAL HIGHWAY, SUITE 140B, BOCA RATON, FL, 33487, 954-343-7061 - 0 ($33,808,697.41) Equity, (File 333-120443 - Nov. 12) (BR. 09) S-1 SYNIVERSE HOLDINGS INC, 201 N FRANKLIN STREET, SUITE 700, TAMPA, FL, 33602, 8132733000 - 0 ($425,500,000.00) Equity, (File 333-120444 - Nov. 12) (BR. ) S-1 CB RICHARD ELLIS GROUP INC, 865 SOUTH FIGUEROA STREET, SUITE 3400, LOS ANGELES, CA, 90071, 2136133225 - 0 ($448,758,750.00) Equity, (File 333-120445 - Nov. 12) (BR. 08) S-8 FIRSTMERIT CORP /OH/, 111 CASCADE PLAZA, 7TH FLOOR, AKRON, OH, 44308, 3309966300 - 4,000,000 ($107,080,000.00) Equity, (File 333-120446 - Nov. 12) (BR. 07) N-2 MUNIVEST FUND II INC, 800 SCUDDERS MILL RD, PLAINSBORO, NJ, 08536, 6092822800 - 1,600 ($40,000,000.00) Other, (File 333-120447 - Nov. 12) (BR. 17) S-3 HALOZYME THERAPEUTICS INC, 11588 SORRENTO VALLEY ROAD, SUITE 17, SAN DIEGO, CA, 92121, (858) 794-8889 - 0 ($23,072,213.00) Equity, (File 333-120448 - Nov. 12) (BR. 01) SB-2 VISIJET INC, 188 TECHNOLOGY, SUITE D, IRVINE, CA, 92618, 9494759600 - 27,205,614 ($10,610,189.00) Equity, (File 333-120449 - Nov. 12) (BR. 09) S-8 OMNICARE INC, 100 E RIVERCENTER BLVD, STE 1600, COVINGTON, KY, 41101, 6063923300 - 9,974,652 ($309,413,705.04) Equity, (File 333-120450 - Nov. 12) (BR. 01) SB-2 REEDS INC, 13000 SOUTH SPRING STREET, LOS ANGELES, CA, 90061, 800-997-1361 - 2,300,000 ($9,200,000.00) Equity, (File 333-120451 - Nov. 12) (BR. 02) S-4 MASCO CORP /DE/, 21001 VAN BORN RD, TAYLOR, MI, 48180, 3132747400 - 0 ($911,801,801.00) Debt Convertible into Equity, (File 333-120452 - Nov. 12) (BR. 06) S-3 MCDONALDS CORP, ONE MCDONALD'S PLZ, OAK BROOK, IL, 60523, 6306233000 - 0 ($150,200,000.00) Equity, (File 333-120453 - Nov. 12) (BR. 05) S-3 ZOLL MEDICAL CORPORATION, 269 MILL ROAD, CHELMSFORD, MA, 01824-4105, 9784219655 - 989,809 ($30,951,327.43) Equity, (File 333-120454 - Nov. 12) (BR. 36) S-8 P COM INC, 3175 S WINCHESTER BLVD, CAMPBELL, CA, 95008, 4088663666 - 0 ($1,650,000.00) Equity, (File 333-120455 - Nov. 12) (BR. 37) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off- Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off- Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant’s Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT ------------------------------------------------------------------------------------------------ 5 G WIRELESS COMMUNICATIONS INC NV 3.02,5.02,9.01 11/08/04 A REIT INC MD 8.01 11/11/04 AAIPHARMA INC DE 5.02,9.01 11/05/04 AAMES INVESTMENT CORP MD 1.01 11/05/04 ABRAXAS PETROLEUM CORP NV 7.01,9.01 11/12/04 ACCREDITED HOME LENDERS INC DE 8.01,9.01 11/10/04 ACCREDITED HOME LENDERS INC DE 8.01,9.01 11/11/04 ACETO CORP NY 1.01,2.03,9.01 11/10/04 ACME COMMUNICATIONS INC DE 1.01,2.03,9.01 11/08/04 ACTIVCARD CORP DE 1.01,2.02,9.01 11/05/04 ACUSPHERE INC DE 2.02,9.01 11/12/04 ADELPHIA COMMUNICATIONS CORP DE 1.01 11/08/04 ADSOUTH PARTNERS, INC. NV 7.01 11/11/04 ADVANTA BUSINESS RECEIVABLES CORP 8.01,9.01 11/10/04 AGILENT TECHNOLOGIES INC DE 2.02,8.01,9.01 11/11/04 AGL RESOURCES INC GA 7.01 11/12/04 AGL RESOURCES INC GA 7.01 11/12/04 AIR METHODS CORP DE 2.02 11/11/04 AIRGAS INC DE 7.01,9.01 11/11/04 ALBANY INTERNATIONAL CORP /DE/ DE 8.01 11/11/04 ALL AMERICAN SEMICONDUCTOR INC DE 2.02,9.01 11/12/04 ALLETE INC MN 7.01 11/12/04 ALLIANCE CAPITAL MANAGEMENT HOLDING L DE 5.02,7.01,9.01 11/11/04 ALLIANCE CAPITAL MANAGEMENT L P DE 5.02,7.01,9.01 11/11/04 ALLSTATE LIFE GLOBAL FUNDING DE 8.01 11/10/04 ALMOST FAMILY INC DE 2.02,8.01,9.01 09/30/04 ALTAIR NANOTECHNOLOGIES INC A6 2.02,9.01 11/12/04 AMBAC FINANCIAL GROUP INC DE 8.01 11/12/04 AMERIANA BANCORP IN 2.02,9.01 11/12/04 AMERICA FIRST APARTMENT INVESTORS INC MD 2.01,9.01 11/11/04 AMERICAN BANK NOTE HOLOGRAPHICS INC DE 2.01,9.01 11/11/04 AMERICAN BANK NOTE HOLOGRAPHICS INC DE 2.02,9.01 11/11/04 AMEND AMERICAN BUSINESS FINANCIAL SERVICES DE 1.01,2.03 11/05/04 AMERICAN CONSTRUCTION CO NV 4.01,9.01 11/12/04 AMERICAN CONSUMERS INC GA 2.03,9.01 11/05/04 AMERICAN EAGLE OUTFITTERS INC DE 2.02,8.01,9.01 11/11/04 AMERICAN ENERGY PRODUCTION INC 2.01,9.01 11/12/04 AMERICAN FIRE RETARDANT CORP NV 1.02,2.02,9.01 11/08/04 AMERICAN HOMEPATIENT INC DE 5.02,8.01,9.01 11/09/04 AMERICAN INSURED MORTGAGE INVESTORS S CA 2.02,9.01 11/09/04 AMERICAN ITALIAN PASTA CO DE 2.02,8.01 11/10/04 AMERICAN ITALIAN PASTA CO DE 1.01,2.01,2.03,9.01 11/10/04 AMERICAN MEDIA OPERATIONS INC DE 2.02,9.01 11/10/04 AMERICAN MEDICAL ALERT CORP NY 2.02 11/12/04 AMERICAN MEDICAL SYSTEMS HOLDINGS INC DE 2.02,9.01 07/15/04 AMEND AMIS HOLDINGS INC 8.01,9.01 11/12/04 AmNet Mortgage, Inc. MD 2.02,9.01 11/12/04 AMPHENOL CORP /DE/ DE 1.01,2.03,9.01 11/10/04 AMREIT TX 2.02,9.01 11/10/04 AMS HEALTH SCIENCES INC OK 7.01,9.01 11/10/04 ANDRESMIN GOLD CORP MT 1.01,3.02,8.01,9.01 11/08/04 ANZA CAPITAL INC NV 8.01 11/08/04 APCO ARGENTINA INC/NEW 2.02,7.01,9.01 11/12/04 APOGEE ENTERPRISES INC MN 7.01,9.01 11/08/04 APOGENT TECHNOLOGIES INC WI 4.01,9.01 11/09/04 APPLE REIT SIX INC 9.01 10/12/04 AMEND ARDEN GROUP INC DE 3.02 11/10/04 ARDENT HEALTH SERVICES LLC DE 1.01,9.01 11/12/04 ARIAD PHARMACEUTICALS INC DE 1.02,5.02,9.01 11/12/04 ARMOR HOLDINGS INC DE 1.01,9.01 11/05/04 ARTCRAFT I INC 5.01 11/08/04 ARTEMIS INTERNATIONAL SOLUTIONS CORP DE 2.02,9.01 11/10/04 ARVINMERITOR INC IN 5.02,9.01 11/12/04 ASA INTERNATIONAL LTD DE 8.01,9.01 11/11/04 ASA INTERNATIONAL LTD DE 8.01,9.01 11/12/04 ASBURY AUTOMOTIVE GROUP INC DE 1.01,9.01 11/10/04 ASHFORD HOSPITALITY TRUST INC MD 2.02,9.01 11/10/04 ASPECT COMMUNICATIONS CORP CA 2.02,9.01 11/11/04 ASSET BACKED SECURITIES CORP DE 8.01,9.01 11/12/04 ATA HOLDINGS CORP IN 2.03,3.01,9.01 11/12/04 ATLANTIC COAST FEDERAL CORP X1 2.02,9.01 11/11/04 ATLANTIC EXPRESS TRANSPORTATION CORP NY 4.01,8.01,9.01 07/31/04 AVANT IMMUNOTHERAPEUTICS INC DE 1.01,9.01 11/05/04 AVATAR SYSTEMS INC TX 4.01 11/02/04 AVID TECHNOLOGY INC DE 5.02 11/08/04 AXA FINANCIAL INC DE 2.02 11/10/04 B&G Foods, Inc. DE 2.02,7.01,9.01 11/11/04 BACH-HAUSER INC NV 1.01,3.02,7.01,9.01 11/10/04 BAKERS FOOTWEAR GROUP INC MO 2.02,7.01,9.01 11/08/04 BALDOR ELECTRIC CO MO 5.02 11/08/04 BANC CORP DE 7.01,9.01 11/11/04 BANKNORTH GROUP INC/ME ME 8.01,9.01 11/12/04 BARNEYS NEW YORK INC 1.01,5.01,9.01 11/10/04 BBMF CORP NV 8.01 11/10/04 BEA SYSTEMS INC DE 2.02 11/11/04 BEAR LAKE RECREATION INC NV 4.01,9.01 04/05/04 BEI TECHNOLOGIES INC DE 2.02,9.01 11/10/04 BELDEN CDT INC. DE 1.01,9.01 11/09/04 BELL MICROPRODUCTS INC CA 5.02 11/10/04 BERRY PETROLEUM CO DE 7.01 11/11/04 BF ACQUISITION GROUP IV INC 1.01,3.02,9.01 11/11/04 BICO INC/PA PA 1.03,2.01,5.02,5.03,9.01 11/04/04 BIO IMAGING TECHNOLOGIES INC DE 1.01 11/12/04 BIO KEY INTERNATIONAL INC MN 2.02,9.01 11/11/04 BIOSANTE PHARMACEUTICALS INC WY 2.02,9.01 11/12/04 BIRCH FINANCIAL INC NV 5.03 11/08/04 BIRNER DENTAL MANAGEMENT SERVICES INC CO 2.02 11/11/04 BISYS GROUP INC DE 5.02 11/11/04 BLOCKBUSTER INC DE 8.01,9.01 11/11/04 BLOUNT INTERNATIONAL INC DE 8.01 11/11/04 BLUE RIVER BANCSHARES INC IN 2.02,9.01 11/12/04 BNP RESIDENTIAL PROPERTIES INC MD 2.02,9.01 11/09/04 BOCA RESORTS INC DE 8.01,9.01 11/12/04 BOSTON RESTAURANT ASSOCIATES INC DE 8.01 11/12/04 BOWNE & CO INC DE 1.01,9.01 11/09/04 BRANDPARTNERS GROUP INC DE 2.02,9.01 11/10/04 BRANDPARTNERS GROUP INC DE 7.01,9.01 11/11/04 BRAUN CONSULTING INC DE 5.01,8.01,9.01 11/12/04 BRIGHTPOINT INC IN 1.01,2.03 11/10/04 BROWN JORDAN INTERNATIONAL INC FL 2.02 11/12/04 BSD MEDICAL CORP DE 7.01,9.01 11/11/04 BUCKLE INC NE 2.02 11/11/04 BUCYRUS INTERNATIONAL INC DE 8.01,9.01 11/12/04 BUILDING MATERIALS CORP OF AMERICA DE 1.01 11/05/04 BULLDOG TECHNOLOGIES INC NV 7.01 11/12/04 C-CHIP TECHNOLOGIES CORP NV 7.01,9.01 11/10/04 CABLEVISION SYSTEMS CORP /NY DE 2.02,9.01 11/09/04 CAE INC 2.02 11/11/04 CANO PETROLEUM, INC 1.01,2.01,9.01 09/14/04 AMEND CARPENTER TECHNOLOGY CORP DE 8.01,9.01 11/11/04 CARRINGTON LABORATORIES INC /TX/ TX 2.01,9.01 11/11/04 CARRIZO OIL & GAS INC TX 2.02,9.01 11/11/04 CASCADE NATURAL GAS CORP WA 2.02,9.01 11/10/04 CASH TECHNOLOGIES INC DE 2.01,9.01 11/04/04 CATAPULT COMMUNICATIONS CORP CA 7.01,9.01 11/10/04 CAVALIER HOMES INC DE 4.02 09/25/04 CBD MEDIA LLC DE 2.02,9.01 11/10/04 CBRL GROUP INC TN 7.01,9.01 11/11/04 CELL ROBOTICS INTERNATIONAL INC CO 4.01,9.01 11/05/04 CENDANT CORP DE 7.01,9.01 11/12/04 Centerplate, Inc. DE 7.01 11/12/04 CHALONE WINE GROUP LTD CA 9.01 11/05/04 CHEC Loan Trust 2004-2 Asset-Backed C DE 9.01 11/12/04 CHECKERS DRIVE IN RESTAURANTS INC /DE DE 1.01,9.01 11/08/04 CHEESECAKE FACTORY INCORPORATED DE 1.01 11/11/04 CHESAPEAKE CORP /VA/ VA 5.02 10/28/04 CHEYENNE RESOURCES INC WY 1.01,2.01,3.02,9.01 11/03/04 AMEND CHINA ENERGY SAVINGS TECHNOLOGY, INC. NV 4.01 11/05/04 CHOICE ONE COMMUNICATIONS INC DE 1.03,3.02,3.03,5.01,9.01 11/09/04 CHYRON CORP NY 2.02,9.01 11/12/04 CINCINNATI FINANCIAL CORP DE 1.01,5.02 11/08/04 CIPRICO INC DE 2.02,9.01 11/11/04 CITIGROUP MORTGAGE LOAN TRUST INC 9.01 10/26/04 CITIGROUP MORTGAGE LOAN TRUST INC C-B 2.01,9.01 10/29/04 CITIZENS COMMUNICATIONS CO DE 8.01,9.01 11/12/04 CITIZENS FINANCIAL CORP/DE/ DE 2.02,9.01 11/12/04 CITIZENS FIRST BANCORP INC DE 2.02,9.01 11/09/04 CITIZENS INC CO 2.02,9.01 11/09/04 CKE RESTAURANTS INC DE 1.01,7.01,9.01 11/09/04 CLEVELAND CLIFFS INC OH 5.02,9.01 11/12/04 COCA COLA CO DE 7.01,9.01 11/11/04 COGNITRONICS CORP NY 2.02 11/12/04 COLE NATIONAL GROUP INC DE 9.01 10/18/04 Collegiate Funding Services Education DE 8.01,9.01 10/31/04 COLLINS & AIKMAN CORP DE 2.03,9.01 11/08/04 COLLINS & AIKMAN FLOOR COVERINGS INC DE 1.01,2.05 11/08/04 AMEND COLONY BANKCORP INC GA 7.01,9.01 11/11/04 COLONY RIH HOLDINGS INC DE 2.02,9.01 11/12/04 COMCAM INC DE 5.02 11/09/04 COMCAM INC DE 3.02 11/09/04 COMMERCE ENERGY GROUP INC DE 3.01 11/05/04 COMMERCIAL METALS CO DE 1.01,5.03,9.01 11/08/04 COMMODORE APPLIED TECHNOLOGIES INC DE 7.01,9.01 11/10/04 COMPASS MINERALS GROUP INC 4.02,9.01 11/09/04 COMPASS MINERALS INTERNATIONAL INC DE 4.02,9.01 11/09/04 COMPASS MINERALS INTERNATIONAL INC DE 2.02,9.01 11/10/04 CONGOLEUM CORP DE 2.02,9.01 11/11/04 CONNS INC DE 2.02,9.01 11/11/04 CONNS INC DE 2.02,9.01 11/12/04 CONRAD INDUSTRIES INC DE 2.02,9.01 11/10/04 CONSOLIDATED PICTURES CORP DE 1.01,3.02,8.01,9.01 11/09/04 CONTANGO OIL & GAS CO DE 2.02,9.01 11/12/04 CORRECTIONAL SERVICES CORP DE 2.02 11/12/04 COUNTRYWIDE FINANCIAL CORP DE 1.01,5.02,9.01 11/10/04 CREDIT & ASSET REP VEHICLE CORP ALLST DE 8.01,9.01 11/01/04 CRESCENT REAL ESTATE EQUITIES CO TX 1.01 11/06/04 CRT PROPERTIES INC FL 7.01,9.01 11/09/04 CSFB HOME EQUITY MORTGAGE TRUST 2004- DE 9.01 10/28/04 CUBIST PHARMACEUTICALS INC DE 5.02,8.01,9.01 11/12/04 CURAGEN CORP DE 7.01,9.01 11/11/04 CWABS Asset-Backed Certificates Trust DE 9.01 10/28/04 CWABS Asset-Backed Certificates Trust DE 8.01,9.01 10/28/04 CWABS INC DE 8.01,9.01 11/10/04 CWABS INC ASSET BACKED CERTIFICATES S DE 8.01,9.01 10/29/04 CWABS Revolving Home Equity Loan Trus DE 8.01,9.01 10/22/04 CWALT INC 8.01,9.01 11/09/04 CYBERONICS INC DE 2.02,9.01 11/10/04 CYPRESS SEMICONDUCTOR CORP /DE/ DE 3.02 11/09/04 DELTA APPAREL INC GA 1.01,9.01 11/11/04 DELTA NATURAL GAS CO INC KY 8.01 11/11/04 DELTA PETROLEUM CORP/CO CO 1.01,9.01 11/05/04 DENDREON CORP DE 2.02 11/09/04 DERMA SCIENCES INC PA 8.01,9.01 11/11/04 DEVCON INTERNATIONAL CORP FL 2.02,7.01,9.01 11/10/04 DEX MEDIA WEST LLC DE 2.03 11/09/04 DIAMOND HILL INVESTMENT GROUP INC OH 8.01 11/11/04 DIEDRICH COFFEE INC CA 2.02 11/11/04 DIGITAL LIGHTWAVE INC DE 3.01,5.02,9.01 11/08/04 DIVERSIFIED CORPORATE RESOURCES INC TX 3.01 11/04/04 DIXIE GROUP INC TN 1.01,9.01 11/12/04 DOANE PET CARE CO DE 1.01,2.02,2.03,7.01,9.01 11/05/04 DPL INC OH 2.02,8.01,9.01 11/05/04 DUKE REALTY CORP IN 8.01,9.01 11/12/04 DUKE REALTY LIMITED PARTNERSHIP/ IN 8.01,9.01 11/12/04 DYNAMIC MATERIALS CORP DE 2.02,5.02,9.01 11/05/04 E PIPHANY INC DE 5.02 11/08/04 EBAY INC DE 8.01,9.01 11/10/04 ECHOSTAR COMMUNICATIONS CORP NV 5.02 11/12/04 EDISON RENEWABLES INC NV 4.01 11/08/04 El Pollo Loco, Inc. DE 7.01,9.01 11/10/04 ELECTRONIC SYSTEMS TECHNOLOGY INC WA 7.01,9.01 11/12/04 EMC INSURANCE GROUP INC IA 7.01 11/12/04 EMERSON ELECTRIC CO MO 5.02 11/12/04 ENCORE MEDICAL CORP DE 9.01 10/04/04 AMEND ENCYSIVE PHARMACEUTICALS INC DE 8.01,9.01 11/12/04 ENDOCARE INC DE 1.01,9.01 11/08/04 ENERGY EXPLORATION TECHNOLOGIES / A0 1.01,9.01 11/04/04 ENERGY PARTNERS LTD DE 8.01,9.01 11/10/04 ENGLOBAL CORP NV 2.02,9.01 11/09/04 ENSCO INTERNATIONAL INC DE 5.03,9.01 11/09/04 ENSTAR GROUP INC GA 8.01,9.01 10/29/04 AMEND EOP OPERATING LTD PARTNERSHIP DE 8.01,9.01 11/12/04 EQUITY OFFICE PROPERTIES TRUST MD 8.01,9.01 11/12/04 ESPEY MFG & ELECTRONICS CORP NY 2.02,9.01 11/10/04 EVERGREEN HOLDINGS INC OR 4.01,8.01 11/12/04 EXACT SCIENCES CORP DE 1.01,5.02,9.01 11/09/04 EXPEDITORS INTERNATIONAL OF WASHINGTO WA 7.01 11/11/04 Extra Space Storage Inc. MD 5.02,9.01 11/11/04 FACTSET RESEARCH SYSTEMS INC DE 2.01,9.01 11/12/04 FALCON FINANCIAL INVESTMENT TRUST MD 2.02,9.01 11/12/04 FARMERS NATIONAL BANC CORP /OH/ OH 7.01,9.01 11/12/04 FERRO CORP OH 2.05 11/10/04 FIDELITY FEDERAL BANCORP IN 8.01,9.01 11/10/04 FIDELITY NATIONAL FINANCIAL INC /DE/ DE 1.01,9.01 11/08/04 FIELDPOINT PETROLEUM CORP CO 2.02,9.01 11/12/04 Fieldstone Mortgage Investment Trust, DE 8.01 10/05/04 FIORANO INC 5.01 11/01/04 FIRST ACCEPTANCE CORP /DE/ DE 7.01,9.01 11/10/04 FIRST ACCEPTANCE CORP /DE/ DE 2.02,7.01,9.01 11/11/04 FIRST AMERICAN CORP CA 5.02,9.01 11/10/04 FIRST AVIATION SERVICES INC DE 1.02 11/08/04 FIRST BANCORP OF INDIANA INC IN 2.02,9.01 10/19/04 FIRST BANCTRUST CORP DE 2.02,9.01 11/10/04 FIRST COMMUNITY CORP /SC/ SC 7.01,9.01 11/12/04 FIRST FINANCIAL HOLDINGS INC /DE/ DE 7.01,9.01 11/11/04 FIRST KEYSTONE FINANCIAL INC PA 2.02,2.06,9.01 11/10/04 FIRST MARBLEHEAD CORP 1.01,1.02,9.01 11/12/04 FIRST MIDWEST BANCORP INC DE 2.02,9.01 11/12/04 FIRST MUTUAL BANCSHARES INC WA 2.02,9.01 10/26/04 FIRST WEST VIRGINIA BANCORP INC WV 2.02,9.01 11/12/04 FLAMEMASTER CORP NV 3.01 11/11/04 FLEETWOOD ENTERPRISES INC/DE/ DE 7.01,9.01 10/29/04 FLEXTRONICS INTERNATIONAL LTD 8.01,9.01 11/09/04 FLORIDA PUBLIC UTILITIES CO FL 1.01,2.02,2.03 11/10/04 FLOWSERVE CORP NY 1.01 11/10/04 FMC CORP DE 7.01 11/12/04 FOAMEX INTERNATIONAL INC DE 5.02,9.01 11/09/04 FOREST CITY ENTERPRISES INC OH 8.01 11/12/04 FRANKLIN ELECTRONIC PUBLISHERS INC PA 2.02,9.01 11/09/04 FRANKLIN RESOURCES INC DE 1.01,9.01 11/08/04 FUELCELL ENERGY INC DE 9.01 11/12/04 FULTON FINANCIAL CORP PA 7.01,8.01,9.01 11/12/04 G&K SERVICES INC MN 5.02 11/12/04 GADZOOKS INC TX 7.01,8.01,9.01 11/06/04 GAMMACAN INTERNATIONAL INC DE 3.02 11/11/04 GAYLORD ENTERTAINMENT CO /DE DE 5.02 11/11/04 GENAERA CORP DE 2.02,9.01 11/09/04 GENCORP INC OH 7.01,9.01 11/11/04 GENE LOGIC INC DE 5.03,8.01,9.01 11/11/04 GENERAL COMPONENTS, INC. NV 4.01,9.01 11/12/04 GENERAL GROWTH PROPERTIES INC DE 2.01,9.01 11/12/04 GENEREX BIOTECHNOLOGY CORP DE 3.02,9.01 11/10/04 GENESIS BIOVENTURES INC NY 1.01 11/06/04 GENITOPE CORP DE 2.02,9.01 11/10/04 GENIUS PRODUCTS INC NV 1.01,2.02,2.03,5.02,8.01,9.01 08/23/04 GENIUS PRODUCTS INC NV 8.01,9.01 11/10/04 GENSYM CORP DE 2.02,9.01 11/10/04 GEOGLOBAL RESOURCES INC DE 9.01 11/11/04 GERON CORPORATION DE 7.01,8.01 11/12/04 GEXA CORP TX 2.02,9.01 11/10/04 GLOBAL ASSETS & SERVICES INC FL 1.01 11/11/04 GLOBAL ENVIRONMENTAL ENERGY COPORATIO C5 8.01,9.01 11/10/04 GLOBAL INNOVATIVE SYSTEMS INC NV 4.01 11/08/04 GLYCOGENESYS INC NV 8.01,9.01 11/11/04 GMH Communities Trust MD 1.01,2.03 11/08/04 GOLDFIELD CORP DE 2.02,9.01 11/12/04 GOLFSMITH INTERNATIONAL HOLDINGS INC DE 1.01,9.01 11/05/04 GP STRATEGIES CORP DE 2.02,9.01 11/12/04 GRAMERCY CAPITAL CORP MD 9.01 08/27/04 AMEND GRANITE CITY FOOD & BREWERY LTD MN 8.01 11/04/04 GREAT ATLANTIC & PACIFIC TEA CO INC MD 1.01 11/11/04 GREAT LAKES CHEMICAL CORP DE 1.01,5.02,9.01 11/05/04 GREEN MOUNTAIN COFFEE ROASTERS INC DE 2.02,9.01 09/25/04 GREENE COUNTY BANCSHARES INC TN 7.01,9.01 11/12/04 GREENFIELD ONLINE INC DE 1.02 11/09/04 Greenpoint Mortgage Loan Trust 2004-1 DE 8.01,9.01 10/25/04 GS MORTGAGE SECURITIES CORP DE 8.01 10/29/04 GS Mortgage Securities Corp GSAMP Tru DE 8.01,9.01 10/28/04 GSR Mortgage Loan Trust 2004-12 DE 8.01 10/29/04 GTX INC /DE/ DE 2.02,9.01 11/10/04 GULFMARK OFFSHORE INC DE 2.02,9.01 11/12/04 HAIRMAX INTERNATIONAL INC NV 5.02,9.01 11/02/04 HALLMARK FINANCIAL SERVICES INC NV 2.02,9.01 11/11/04 HALOZYME THERAPEUTICS INC NV 8.01,9.01 11/12/04 HALOZYME THERAPEUTICS INC NV 2.02,9.01 11/12/04 Hana Biosciences Inc DE 5.02 11/08/04 HANCOCK JOHN LIFE INSURANCE CO MA 9.01 11/01/04 AMEND HARTFORD FINANCIAL SERVICES GROUP INC DE 8.01 11/10/04 HAWAIIAN ELECTRIC INDUSTRIES INC HI 8.01 11/10/04 HEALTHAXIS INC PA 2.02,9.01 11/11/04 HEALTHCARE REALTY TRUST INC MD 7.01,9.01 11/12/04 AMEND HEALTHEXTRAS INC DE 9.01 06/16/04 AMEND HEALTHSOUTH CORP DE 8.01,9.01 11/10/04 HEALTHTRONICS, INC. GA 2.01,2.03,3.03,4.01,5.01,5.02 11/10/04 HERBALIFE INTERNATIONAL INC NV 8.01,9.01 11/10/04 HERBST GAMING INC NV 1.01,5.02,7.01,9.01 11/11/04 AMEND HERITAGE PROPERTY INVESTMENT TRUST IN MD 2.02,9.01 11/02/04 AMEND HERITAGE WORLDWIDE INC 5.02 11/11/04 HIGHLAND HOSPITALITY CORP MD 2.01,2.03,9.01 09/01/04 AMEND HILFIGER TOMMY CORP 5.02 11/11/04 HILTON HOTELS CORP DE 1.01,1.02 11/11/04 HOME PRODUCTS INTERNATIONAL INC DE 1.01,9.01 11/12/04 HOMETOWN AUTO RETAILERS INC DE 2.02,9.01 11/12/04 HORMEL FOODS CORP /DE/ DE 8.01 11/11/04 HOUSEHOLD FINANCE CORP DE 8.01 11/12/04 HOUSEHOLD INTERNATIONAL INC DE 8.01 11/12/04 HPL TECHNOLOGIES INC DE 9.01 09/30/04 HUMPHREY HOSPITALITY TRUST INC VA 2.02,9.01 08/11/04 HUNGARIAN TELEPHONE & CABLE CORP DE 3.02,8.01 11/10/04 HUNGARIAN TELEPHONE & CABLE CORP DE 5.02 11/11/04 Huron Consulting Group Inc. DE 2.02,7.01 11/09/04 HYPERFEED TECHNOLOGIES INC DE 2.02,9.01 11/09/04 HYPERTENSION DIAGNOSTICS INC /MN MN 8.01 11/12/04 I MANY INC DE 8.01 11/10/04 IA GLOBAL INC DE 3.02,9.01 11/09/04 IGI INC DE 2.02,9.01 11/12/04 II-VI INC PA 5.03,8.01,9.01 11/08/04 IJJ CORP DE 7.01 11/10/04 IMAGE ENTERTAINMENT INC CA 2.02,9.01 11/11/04 IMH ASSETS CORP IMPAC CMB TRUST SERIE DE 2.01,9.01 11/10/04 IMPERIAL INDUSTRIES INC DE 2.02,8.01,9.01 11/11/04 INDUSTRIAL MINERALS INC DE 5.02 11/12/04 INFORM WORLDWIDE HOLDINGS INC CO 5.02 11/12/04 INFORMATION ANALYSIS INC VA 2.02,9.01 11/10/04 ING LIFE INSURANCE & ANNUITY CO CT 8.01 10/29/04 AMEND INHIBITEX INC 1.01,8.01,9.01 11/12/04 INLAND RETAIL REAL ESTATE TRUST INC MD 7.01,9.01 11/11/04 INLAND WESTERN RETAIL REAL ESTATE TRU MD 2.01,9.01 11/09/04 INNODATA ISOGEN INC DE 2.02 11/11/04 INSITE VISION INC DE 2.02,9.01 11/10/04 INSPIRE PHARMACEUTICALS INC DE 8.01,9.01 11/10/04 INTEGRAMED AMERICA INC DE 7.01,9.01 11/12/04 INTEGRATED ELECTRICAL SERVICES INC DE 7.01,9.01 11/12/04 INTERDIGITAL COMMUNICATIONS CORP PA 8.01 11/12/04 INTERMET CORP GA 1.01,9.01 11/08/04 INTERNATIONAL ALUMINUM CORP CA 2.02,9.01 11/10/04 INTERNATIONAL MICROCOMPUTER SOFTWARE CA 7.01,9.01 11/11/04 INTERNATIONAL MICROCOMPUTER SOFTWARE CA 4.01,9.01 11/11/04 INTERPOOL INC DE 5.02,9.01 11/05/04 INTERPUBLIC GROUP OF COMPANIES, INC. DE 8.01,9.01 11/09/04 INTERWAVE COMMUNICATIONS INTERNATIONA 2.02,9.01 11/11/04 INTRABIOTICS PHARMACEUTICALS INC /DE DE 2.02 11/10/04 ION NETWORKS INC DE 1.01 11/08/04 ISCO INTERNATIONAL INC DE 1.01,2.03,8.01,9.01 11/10/04 ISECURETRAC CORP DE 8.01,9.01 11/12/04 ISLE OF CAPRI CASINOS INC DE 2.02,9.01 10/24/04 Ispat Inland L.P. DE 8.01,9.01 11/12/04 ISTAR FINANCIAL INC MD 1.01,5.02,9.01 11/09/04 AMEND ITC DELTACOM INC DE 3.02 11/12/04 ITERIS HOLDINGS INC DE 4.01,9.01 10/05/04 AMEND IVAX DIAGNOSTICS INC DE 2.02,9.01 11/11/04 J P MORGAN ACCEPTANCE CORP I DE 8.01,9.01 10/28/04 JACKSONVILLE BANCORP INC /FL/ FL 2.02,9.01 11/08/04 JACLYN INC DE 2.02,9.01 11/12/04 JACO ELECTRONICS INC NY 2.02,7.01,9.01 11/12/04 JANUS CAPITAL GROUP INC DE 1.01 11/09/04 JEFFERSONVILLE BANCORP NY 2.02,9.01 11/10/04 JENNIFER CONVERTIBLES INC DE 5.02 11/09/04 JOHNSONDIVERSEY INC DE 1.01,5.02,9.01 11/10/04 JONES APPAREL GROUP INC PA 1.01,9.01 11/11/04 JONES LANG LASALLE INC MD 5.02,8.01,9.01 11/10/04 KADANT INC DE 2.06 10/27/04 AMEND KANSAS CITY LIFE INSURANCE CO MO 2.02 09/30/04 KEMET CORP DE 5.02 11/12/04 KERR MCGEE CORP /DE DE 7.01,9.01 11/12/04 KNIGHT RIDDER INC FL 5.02,8.01,9.01 11/12/04 KNOT INC DE 2.02,9.01 11/11/04 KOHLS CORPORATION WI 2.02,9.01 11/11/04 KRONOS ADVANCED TECHNOLOGIES INC NV 1.01,2.03,3.02,9.01 10/15/04 KRONOS ADVANCED TECHNOLOGIES INC NV 1.02,9.01 11/02/04 L 3 COMMUNICATIONS HOLDINGS INC DE 8.01,9.01 11/11/04 L 3 COMMUNICATIONS HOLDINGS INC DE 8.01,9.01 11/12/04 LA QUINTA CORP DE 1.01,9.01 11/05/04 LAND O LAKES INC 5.02 11/12/04 LANDAMERICA FINANCIAL GROUP INC VA 8.01 11/11/04 LEAR CORP /DE/ DE 1.01,8.01,9.01 11/11/04 LEE ENTERPRISES INC DE 2.02 11/11/04 LEVEL 3 COMMUNICATIONS INC DE 8.01,9.01 11/12/04 LIBERTY MEDIA INTERNATIONAL INC DE 2.02,5.02 11/12/04 LITHIUM TECHNOLOGY CORP DE 3.02,9.01 11/05/04 LITTELFUSE INC /DE DE 1.01,9.01 11/08/04 LODGIAN INC DE 2.02 11/11/04 Logistical Support, Inc UT 4.01,9.01 10/22/04 AMEND LONE STAR STEAKHOUSE & SALOON INC DE 8.01 11/12/04 LUCENT TECHNOLOGIES INC DE 8.01 11/09/04 M WAVE INC DE 5.02 11/12/04 MAGIC LANTERN GROUP INC NY 5.02 11/08/04 MAILKEY CORP NV 1.01 11/09/04 MARKWEST ENERGY PARTNERS L P 8.01 10/25/04 MARSHALL & ILSLEY CORP/WI/ WI 8.01 11/12/04 MASCO CORP /DE/ DE 1.01,1.02,2.03,8.01,9.01 11/05/04 MASTR Adjustable Rate Mortgages Trust DE 8.01,9.01 10/28/04 MASTR ALTERNATIVE LOAN TRUST 2004-11 DE 8.01,9.01 10/28/04 MAXCOR FINANCIAL GROUP INC DE 2.02,7.01,8.01,9.01 11/10/04 MAXUS REALTY TRUST INC MO 2.01 09/01/04 AMEND MAXWELL TECHNOLOGIES INC DE 1.01,5.02,9.01 11/10/04 MBNA AMERICA BK NAT ASSOC MBNA MASTER 8.01,9.01 10/31/04 MBNA CREDIT CARD MASTER NOTE TRUST 8.01,9.01 10/31/04 MCF CORP DE 8.01,9.01 11/09/04 MCKESSON CORP DE 8.01 11/12/04 MDU COMMUNICATIONS INTERNATIONAL INC DE 2.02 11/12/04 ME PORTFOLIO MANAGEMENT LTD SMHL GLOB 8.01,9.01 11/09/04 ME PORTFOLIO MANAGEMENT LTD SMHL GLOB 8.01,9.01 11/09/04 MEADOW VALLEY CORP NV 2.02,9.01 11/11/04 MEDIALINK WORLDWIDE INC DE 9.01 11/08/04 MEDITECH PHARMACEUTICALS INC NV 5.02 11/10/04 MELLON BANK N A MA 8.01,9.01 09/12/04 MELLON BANK N A MA 8.01,9.01 11/08/04 MEMRY CORP DE 1.01,2.01,2.03,3.02,8.01,9.01 11/09/04 MEREDITH CORP IA 1.01 11/08/04 MEREDITH ENTERPRISES INC DE 1.01,3.02 11/05/04 Merrill Lynch Mort Inv Inc MLMI Serie DE 8.01,9.01 11/12/04 MERRILL LYNCH MORTGAGE INVESTORS INC DE 8.01,9.01 10/28/04 MESTEK INC PA 2.02,7.01,9.01 11/12/04 METWOOD INC NV 4.01,9.01 11/12/04 MICREL INC CA 8.01 11/11/04 MICRON TECHNOLOGY INC DE 8.01,9.01 11/12/04 MICROSOFT CORP WA 7.01 11/09/04 MIDDLETON DOLL CO WI 2.02,9.01 11/11/04 MIDWAY GAMES INC DE 2.02,9.01 11/08/04 MOBILITY ELECTRONICS INC DE 8.01 11/12/04 MOLIRIS CORP FL 8.01 11/12/04 MONEY TREE LENDING GROUP, INC. 5.01 11/08/04 MONTGOMERY REALTY GROUP INC NV 1.01,9.01 11/05/04 MORGAN STANLEY DE 8.01,9.01 11/10/04 MORGAN STANLEY ABS CAPITAL I INC DE 8.01,9.01 11/09/04 MORGAN STANLEY ABS CAPITAL I INC DE 8.01,9.01 11/09/04 Morgan Stanley ABS Capital I Inc. Tru DE 8.01,9.01 10/28/04 MORTGAGE ASSET SECURITIZATION TRANSAC DE 8.01,9.01 11/12/04 MORTGAGE ASSET SECURITIZATION TRANSAC DE 8.01,9.01 11/10/04 MORTGAGE ASSET SECURITIZATION TRANSAC DE 8.01,9.01 11/10/04 MORTON INDUSTRIAL GROUP INC GA 2.02,9.01 11/08/04 MOSAIC CO 5.04 11/11/04 MOSAIC CO 9.01 10/22/04 AMEND MOSSIMO INC DE 2.02,9.01 11/11/04 MOTIENT CORP DE 7.01,9.01 11/09/04 MOTOROLA INC DE 8.01,9.01 11/09/04 MOTOROLA INC DE 8.01,9.01 11/12/04 MUNICIPAL MORTGAGE & EQUITY LLC DE 2.02,9.01 11/10/04 MUZAK HOLDINGS LLC DE 2.02,9.01 11/12/04 MYKROLIS CORP DE 5.02 11/11/04 MYRIAD GENETICS INC DE 1.01,9.01 11/11/04 NASDAQ STOCK MARKET INC DE 1.01,9.01 11/12/04 NASTECH PHARMACEUTICAL CO INC DE 8.01,9.01 11/08/04 NATIONAL BANK OF INDIANAPOLIS CORP IN 2.02,9.01 11/10/04 NATIONAL ENERGY GROUP INC DE 8.01,9.01 11/12/04 NATIONAL FUEL GAS CO NJ 1.01,1.02 10/11/04 NationsHealth, Inc. DE 2.02,9.01 11/10/04 NATUS MEDICAL INC DE 2.02,9.01 11/12/04 NAVTEQ CORP DE 1.01,2.03,9.01 11/09/04 NBO SYSTEMS INC MD 8.01,9.01 10/28/04 NCRIC GROUP INC DC 2.02,9.01 11/09/04 NCT GROUP INC DE 3.02 11/08/04 NEIGHBORCARE INC PA 7.01,9.01 11/10/04 NEIMAN MARCUS GROUP INC DE 7.01,9.01 11/08/04 NEOPROBE CORP DE 2.01,9.01 11/11/04 NESTOR INC DE 1.01,2.03,3.02,9.01 11/12/04 NETGURU INC DE 2.02,9.01 11/10/04 NETMANAGE INC DE 2.01,9.01 10/22/04 NEW YORK TIMES CO NY 1.01,9.01 11/07/04 NEWAVE INC UT 1.01,9.01 11/08/04 NEWFIELD EXPLORATION CO /DE/ DE 9.01 08/30/04 AMEND NEWPORT CORP NV 2.01,9.01 07/16/04 AMEND NEWPORT INTERNATIONAL GROUP INC DE 3.02,8.01 11/02/04 NEWPOWER HOLDINGS INC DE 8.01,9.01 11/09/04 NOBEL LEARNING COMMUNITIES INC DE 8.01,9.01 11/10/04 Norcraft Holdings, L.P. DE 8.01,9.01 11/12/04 NORFOLK SOUTHERN CORP VA 9.01 11/12/04 AMEND NORFOLK SOUTHERN RAILWAY CO /VA/ VA 9.01 11/12/04 AMEND NORTEL NETWORKS CORP 2.02,8.01,9.01 11/11/04 NORTEL NETWORKS LTD 2.02,8.01,9.01 11/11/04 NOVELL INC DE 1.01,9.01 11/08/04 NUTRITION 21 INC NY 2.02 11/11/04 NUVELO INC DE 9.01 11/09/04 OFFICE DEPOT INC DE 7.01 11/12/04 OFFICE DEPOT INC DE 2.02,2.05 11/12/04 OFFICEMAX INC DE 1.01,5.02,7.01,9.01 11/12/04 OFFICEMAX INC DE 9.01 11/12/04 AMEND OGE ENERGY CORP OK 1.01,2.03,8.01,9.01 11/09/04 OM GROUP INC DE 2.02 10/27/04 AMEND OMEGA PROTEIN CORP NV 7.01,8.01,9.01 11/08/04 OPEN TEXT CORP K6 1.01,3.03,8.01,9.01 11/09/04 OPTION CARE INC/DE DE 1.01,8.01,9.01 11/02/04 OPTION ONE MORTGAGE LOAN TRUST 2004-3 DE 2.01,8.01,9.01 10/05/04 OSI SYSTEMS INC CA 1.01,3.03,5.03,9.01 11/08/04 OSPREY GOLD CORP NV 5.02 11/12/04 PACIFIC CONTINENTAL CORP OR 1.01 11/12/04 PACIFICA BANCORP INC 2.02,9.01 11/12/04 PANERA BREAD CO DE 7.01,9.01 11/10/04 PARAGON TECHNOLOGIES INC PA 2.02,9.01 11/11/04 PARAMCO FINANCIAL GROUP INC NV 9.01 11/03/04 PARTNERRE LTD 8.01,9.01 11/10/04 PAYLESS SHOESOURCE INC /DE/ DE 2.02,7.01 11/12/04 PEDIATRIX MEDICAL GROUP INC FL 1.01,9.01 11/11/04 PEERLESS MANUFACTURING CO TX 2.02 11/12/04 PEGASUS SOLUTIONS INC DE 1.01 10/26/04 PENN TREATY AMERICAN CORP PA 2.02,9.01 11/10/04 PENNSYLVANIA REAL ESTATE INVESTMENT T PA 2.02,9.01 11/08/04 PENTON MEDIA INC DE 2.06 11/11/04 PEOPLESOFT INC DE 5.04,9.01 11/03/04 PEPSICO INC NC 7.01,9.01 11/11/04 PETER KIEWIT SONS INC /DE/ DE 8.01,9.01 11/12/04 PETRO STOPPING CENTERS L P DE 2.02,9.01 11/09/04 PETROL OIL & GAS INC 1.01,2.01,2.03,3.02,8.01,9.01 10/28/04 PHARMAFRONTIERS CORP TX 9.01 11/12/04 PILGRIMS PRIDE CORP DE 7.01 11/10/04 PIONEER DRILLING CO TX 1.01,9.01 11/11/04 PIONEER NATURAL RESOURCES CO DE 8.01,9.01 11/11/04 PIXAR \CA\ CA 2.02,9.01 11/11/04 PLANETOUT INC DE 2.02,9.01 11/11/04 PLIANT CORP UT 2.02 11/11/04 PNM RESOURCES INC NM 7.01 10/31/04 PNM RESOURCES INC NM 1.01,8.01 11/12/04 POKER COM INC FL 1.01,9.01 11/09/04 POLYMER GROUP INC DE 2.02,9.01 11/08/04 POPULAR ABS, INC. DE 8.01,9.01 11/09/04 POPULAR ABS, INC. DE 8.01,9.01 11/09/04 POPULAR ABS, INC. DE 8.01,9.01 11/09/04 POSTER FINANCIAL GROUP INC NV 1.01,2.02,9.01 11/08/04 POZEN INC /NC 1.01,9.01 11/08/04 PRE PAID LEGAL SERVICES INC OK 3.01,5.02,9.01 11/11/04 PRECISION OPTICS CORPORATION INC MA 2.02,9.01 11/10/04 PREMIER ALLIANCE GROUP, INC. NV 1.01,2.01,3.02,5.01,5.02,9.01 11/05/04 PRESIDENTIAL REALTY CORP/DE/ DE 2.02 11/11/04 PRESSTEK INC /DE/ DE 1.01,2.01,2.03,8.01,9.01 11/05/04 PRICE COMMUNICATIONS CORP NY 2.02,9.01 11/12/04 PRIME GROUP REALTY TRUST MD 1.02,9.01 11/10/04 PRIME GROUP REALTY TRUST MD 2.01 11/12/04 PRIME MEDICAL SERVICES INC /TX/ DE 2.01,3.01,3.03,5.01,5.02 11/10/04 PRINCIPAL LIFE INCOME FUNDINGS TRUST DE 8.01,9.01 11/01/04 PRINCIPAL LIFE INCOME FUNDINGS TRUST DE 8.01,9.01 11/01/04 PRIVATE BUSINESS INC TN 2.02,9.01 11/09/04 PROGRESSIVE CORP/OH/ OH 7.01,9.01 11/11/04 PROSPECT ENERGY CORP MD 7.01,9.01 11/12/04 PROVECTUS PHARMACEUTICALS INC NV 8.01,9.01 10/27/04 AMEND PROVIDENT BANKSHARES CORP MD 7.01,9.01 11/11/01 PSYCHEMEDICS CORP DE 4.01,9.01 11/09/04 PUBLIC SERVICE CO OF NEW MEXICO NM 7.01 10/31/04 PUBLICARD INC PA 2.02,9.01 11/12/04 PURE CYCLE CORP DE 1.01,1.02,3.02,9.01 08/31/04 QRS CORP DE 8.01,9.01 11/12/04 QRS CORP DE 1.01,1.02,5.02 11/08/04 QUADRAMED CORP DE 8.01,9.01 11/09/04 QUOTESMITH COM INC DE 7.01,9.01 10/27/04 RALI Series 2004-QS14 Trust DE 8.01,9.01 10/12/04 RAYOVAC CORP WI 2.02,9.01 11/10/04 REALITY WIRELESS NETWORKS INC NV 1.01,3.02,8.01,9.01 11/10/04 REGENERON PHARMACEUTICALS INC NY 5.03,9.01 11/12/04 REII INC DE 2.01 11/11/04 RESIDENTIAL ASSET SECURITIES CORP DE 8.01,9.01 11/11/04 RITA MEDICAL SYSTEMS INC DE 8.01 11/11/04 ROBOTIC VISION SYSTEMS INC DE 5.02,9.01 11/05/04 ROCKWELL MEDICAL TECHNOLOGIES INC MI 2.02,7.01 11/11/04 ROCKWOOD SPECIALTIES GROUP INC 1.01,2.03,9.01 11/10/04 ROFIN SINAR TECHNOLOGIES INC DE 2.02,9.01 09/30/04 ROUNDYS INC WI 2.02,9.01 10/02/04 ROWAN COMPANIES INC DE 8.01,9.01 11/12/04 ROYAL GOLD INC DE 8.01 11/09/04 RURAL CELLULAR CORP MN 1.01,2.02,9.01 11/11/04 RYANS RESTAURANT GROUP INC SC 5.02 11/10/04 SAFETEK INTERNATIONAL INC DE 4.01 11/08/04 SAFLINK CORP DE 2.02,9.01 11/11/04 SALON MEDIA GROUP INC DE 2.02,9.01 10/12/04 SANDS REGENT NV 2.02,9.01 11/11/04 SAVIENT PHARMACEUTICALS INC DE 2.02,9.01 11/08/04 SAVOY RESOURCES CORP CO 8.01,9.01 11/08/04 SBA COMMUNICATIONS CORP FL 2.03 11/08/04 SCAN OPTICS INC DE 5.02 11/08/04 SCHEIB EARL INC DE 4.01,9.01 11/09/04 SCOLR Pharma, Inc. DE 2.02 11/12/04 SECURITY CAPITAL CORP/DE/ DE 2.02,9.01 11/10/04 SENETEK PLC /ENG/ 8.01,9.01 11/12/04 SENSIENT TECHNOLOGIES CORP WI 5.03,9.01 11/08/04 SERVICE CORPORATION INTERNATIONAL TX 7.01 11/11/04 SHIRE PHARMACEUTICALS GROUP PLC 8.01,9.01 11/12/04 SIERRA PACIFIC RESOURCES /NV/ NV 8.01,9.01 11/10/04 SILVERLEAF RESORTS INC 7.01,9.01 11/12/04 SINCLAIR BROADCAST GROUP INC MD 8.01,9.01 11/12/04 SIRVA INC DE 1.01,9.01 11/09/04 SIRVA INC DE 8.01 11/09/04 SiVault Systems, Inc. NV 7.01 07/09/04 AMEND SKY FINANCIAL GROUP INC OH 8.01,9.01 11/11/04 SMARTSERV ONLINE INC DE 1.01,9.01 11/05/04 SMITHTOWN BANCORP INC NY 8.01 11/12/04 SMUCKER J M CO OH 7.01,9.01 11/12/04 SOMANETICS CORP MI 1.01,9.01 11/09/04 SONICBLUE INC DE 8.01,9.01 09/30/04 SONORAN ENERGY INC WA 2.01,9.01 11/05/04 SONTRA MEDICAL CORP MN 2.02,9.01 11/11/04 SOUTHWEST WATER CO DE 1.01,1.02,9.01 11/09/04 SOVEREIGN SPECIALTY CHEMICALS INC DE 8.01,9.01 11/11/04 SPARTON CORP OH 2.02,8.01,9.01 11/10/04 SPATIALIZER AUDIO LABORATORIES INC DE 1.01,9.01 11/11/04 SPECIALIZED HEALTH PRODUCTS INTERNATI DE 2.02,9.01 11/10/04 SPECTRUM PHARMACEUTICALS INC DE 3.02 11/05/04 SPECTRX INC DE 2.02,9.01 11/11/04 SPEEDEMISSIONS INC FL 1.01,3.02 11/08/04 SPESCOM SOFTWARE INC CA 1.01,3.02,5.03,9.01 11/05/04 SPORTS RESORTS INTERNATIONAL INC MI 8.01,9.01 11/12/04 STAGE STORES INC NV 8.01,9.01 11/12/04 STANDARD MANAGEMENT CORP IN 7.01 11/12/04 STANDARD MANAGEMENT CORP IN 8.01,9.01 11/12/04 STANDARD PARKING CORP DE 2.02,9.01 11/12/04 STATE AUTO FINANCIAL CORP OH 8.01,9.01 11/11/04 Stereotaxis, Inc. DE 2.02,9.01 11/11/04 STERION INC MN 2.01,9.01 11/08/04 STERLING CONSTRUCTION CO INC DE 8.01 11/12/04 STOCKERYALE INC MA 1.01 11/05/04 STRATOS INTERNATIONAL INC DE 2.02,5.02,9.01 10/31/04 STRUCTURED ADJUSTABLE RATE MORTGAGE L DE 8.01,9.01 10/29/04 Structured Asset Investment Loan Trus DE 8.01 10/29/04 STRUCTURED ASSET INVESTMENT LOAN TRUS DE 8.01 10/29/04 Structured Asset Securities Corp Mort DE 8.01 10/29/04 STRUCTURED PRODUCTS CORP TIERS R INFL DE 8.01 11/08/04 SUN HEALTHCARE GROUP INC DE 5.02 11/05/04 SUNLINK HEALTH SYSTEMS INC OH 2.02,9.01 11/09/04 SUNNINGDALE, INC. DE 5.03,9.01 11/05/04 SUNSET FINANCIAL RESOURCES INC 8.01,9.01 11/09/04 SUNTRUST BANKS INC GA 2.02,7.01,9.01 11/12/04 SUNTRUST BANKS INC GA 2.01,5.02,9.01 10/01/04 AMEND SURGICARE INC/DE DE 8.01 11/12/04 SUSQUEHANNA MEDIA CO DE 2.02 11/11/04 SWIFT ENERGY CO TX 5.02 11/08/04 SWS GROUP INC DE 1.01,5.02,9.01 11/10/04 SYMBION INC/TN DE 1.01,2.01,9.01 11/11/04 SYSTEMONE TECHNOLOGIES INC FL 2.02,9.01 11/12/04 TAG IT PACIFIC INC DE 1.01,2.03,3.02,9.01 11/10/04 TARGET CORP MN 2.02,8.01,9.01 11/12/04 TARGET CORP MN 2.02,8.01,9.01 11/12/04 TEAM HEALTH INC TN 2.02,9.01 11/11/04 TEAMSTAFF INC NJ 1.01,3.02,7.01,8.01,9.01 11/05/04 TECHNICAL COMMUNICATIONS CORP MA 1.01,9.01 11/05/04 TECHNICAL OLYMPIC USA INC DE 8.01,9.01 11/10/04 TECHNOLOGY SOLUTIONS COMPANY DE 2.02 11/10/04 TEGAL CORP /DE/ DE 2.02,9.01 11/11/04 TEKRON INC DE 8.01 11/12/04 TELCOBLUE INC DE 4.01,9.01 11/11/04 TELEFLEX INC DE 2.05,2.06,7.01,9.01 11/08/04 TELEGLOBE INTERNATIONAL HOLDINGS LTD 2.02,9.01 11/11/04 TELEWEST GLOBAL INC 8.01,9.01 11/12/04 TERAYON COMMUNICATION SYSTEMS DE 8.01 11/08/03 Texas Roadhouse, Inc. DE 2.02,9.01 11/11/04 TEXHOMA ENERGY INC NV 1.02,2.01,5.02,8.01 11/10/04 THERMADYNE HOLDINGS CORP /DE DE 2.02,9.01 11/09/04 TIER TECHNOLOGIES INC CA 1.01,9.01 11/09/04 TIERONE CORP 9.01 08/27/04 AMEND TIFFANY & CO DE 2.02,9.01 11/11/04 TIGER TELEMATICS INC DE 2.01,3.02,9.01 11/05/04 TIMELINE INC WA 2.02,9.01 11/10/04 TIMKEN CO OH 5.02 11/05/04 TOOTSIE ROLL INDUSTRIES INC VA 2.02,9.01 11/09/04 TOWER AUTOMOTIVE INC DE 5.02 11/12/04 Tower Group, Inc. DE 8.01 11/11/04 TRACK DATA CORP DE 2.02 09/30/04 TRAILER BRIDGE INC 2.02,9.01 11/09/04 TRAILER BRIDGE INC 8.01,9.01 11/09/04 TRAMMELL CROW CO DE 1.01 11/05/04 TRANS ENERGY INC NV 2.01,3.02,9.01 11/05/04 TRANS WORLD ENTERTAINMENT CORP NY 7.01,9.01 11/10/04 TRANSMETA CORP DE 8.01,9.01 11/12/04 TRANSMETA CORP DE 1.01,9.01 11/11/04 TREASURE MOUNTAIN HOLDINGS INC NV 4.01 11/10/04 TRIAD AUTOMOBILE RECEIVABLES TRUST 20 CA 8.01,9.01 11/12/04 TRICO MARINE SERVICES INC DE 3.01,7.01,9.01 11/03/04 TRICO MARINE SERVICES INC DE 8.01,9.01 11/12/04 TRM CORP OR 7.01,9.01 11/09/04 TRUST CREATED FEBRUARY 25 1986 4.01,8.01 11/12/04 TUCOWS INC /PA/ PA 1.01,5.02,9.01 11/08/04 TWISTEE TREAT CORP/NV DE 4.01,9.01 11/05/04 UNITED ENERGY CORP /NV/ NV 5.02 09/13/04 UNITED INDUSTRIES CORP DE 2.02 11/11/04 UNITED PAN AM FINANCIAL CORP CA 1.01,1.02 11/08/04 UNIVERSAL GUARDIAN HOLDINGS INC DE 5.02 11/04/04 UNIVERSAL HEALTHCARE MANAGEMENT SYSTE FL 8.01 11/12/04 URECOATS INDUSTRIES INC DE 5.02 11/10/04 UROPLASTY INC MN 2.02,9.01 11/12/04 US 1 INDUSTRIES INC IN 9.01 09/30/04 US HOME SYSTEMS INC DE 2.02,7.01,9.01 11/12/04 US HOME SYSTEMS INC DE 1.02,9.01 11/11/04 USA TECHNOLOGIES INC PA 8.01,9.01 11/01/04 USA TECHNOLOGIES INC PA 8.01 09/03/04 AMEND VALASSIS COMMUNICATIONS INC DE 8.01 11/11/04 AMEND VALENCE TECHNOLOGY INC DE 8.01,9.01 11/09/04 VALLEY NATIONAL BANCORP NJ 1.01,9.01 11/09/04 VANTAGEMED CORP DE 1.01,2.02,4.01,5.02,9.01 11/08/04 VARIAN INC DE 1.01,9.01 11/12/04 VENTURE CATALYST INC UT 2.02,9.01 11/12/04 VERTIS INC DE 1.01,7.01,9.01 11/12/04 VIA NET WORKS INC DE 1.01,5.02,9.01 11/09/04 VICOR CORP DE 8.01,9.01 11/12/04 VIRTRA SYSTEMS INC TX 8.01,9.01 11/09/04 VISTA GOLD CORP 2.02,8.01,9.01 11/10/04 VISTACARE, INC. DE 5.02,8.01,9.01 11/08/04 VITAL LIVING INC AZ 4.01,9.01 11/03/04 AMEND VOXWARE INC DE 2.02,5.02,9.01 11/11/04 WARP TECHNOLOGY HOLDINGS INC NV 3.03,9.01 11/08/04 WASHINGTON GROUP INTERNATIONAL INC DE 2.02,9.01 11/10/04 WELLS FARGO ASSET SECURITIES CORP DE 8.01,9.01 11/11/04 WELLS FARGO MORTGAGE BACKED SECURITIE DE 8.01,9.01 02/27/03 WEST MARINE INC DE 2.02,9.01 10/28/04 AMEND WESTERN GOLDFIELDS INC ID 1.01,9.01 11/05/04 WET SEAL INC DE 1.01,3.02,8.01,9.01 11/09/04 WH INTERMEDIATE HOLDINGS LTD 8.01,9.01 11/10/04 WILLIS LEASE FINANCE CORP DE 2.02,9.01 11/09/04 WISCONSIN ENERGY CORP WI 1.01 11/09/04 World Omni Auto Receivables Trust 200 DE 8.01,9.01 10/01/04 WORLD TRANSPORT AUTHORITY INC 8.01 09/30/04 WORLD WIDE WEB INC NV 4.01,9.01 11/09/04 WQN, Inc. 7.01,9.01 11/11/04 WYNN RESORTS LTD 8.01 11/10/04 WYNN RESORTS LTD 8.01,9.01 11/11/04 XCYTE THERAPIES INC WA 2.03 11/10/04 XCYTE THERAPIES INC WA 2.02,9.01 11/11/04 XL CAPITAL LTD 8.01,9.01 11/12/04 YOUNG BROADCASTING INC /DE/ DE 1.01,9.01 11/05/04 YP CORP NV 1.01 11/01/04 ZANETT INC DE 2.02 11/11/04 ZENITH NATIONAL INSURANCE CORP DE 7.01,9.01 11/12/04 ZEPPELIN ENERGY INC DE 4.01,5.02 10/26/04 ZOLL MEDICAL CORPORATION MA 2.02,9.01 11/10/04 ZOLL MEDICAL CORPORATION MA 2.02,9.01 11/11/04 AMEND ZONAGEN INC DE 8.01,9.01 11/08/04