SEC NEWS DIGEST Issue 2004-218 November 12, 2004 ENFORCEMENT PROCEEDINGS IN THE MATTER OF STEVEN WOGHIN On November 10, the Commission instituted and simultaneously settled an administrative proceeding pursuant to Rule 102(e) of the Commission’s Rules of Practice against Steven Woghin, a former Computer Associates International, Inc.executive and attorney licensed to practice in the State of New York. Without admitting or denying the Commission’s findings, Woghin consented to a Commission order suspending him from appearing or practicing before the Commission as an attorney. The administrative proceeding was based on the entry of a permanent injunction against Woghin entered on Oct. 1, 2004, by the Honorable I. Leo Glasser of the United States District Court for the Eastern District of New York in the action entitled SEC v. Steven Woghin, 04 Civ. 4087 (ILG). In the District Court action, Woghin consented, without admitting or denying the allegations of the Commission’s complaint, to the entry of an order which permanently enjoins him from violating Section 17(a) of the Securities Act of 1933 and Sections 10(b) and 13(b)(5) of the Securities Exchange Act of 1934 and Rules 10b-5 and 13b2- 2 thereunder, and from aiding and abetting any violations of Sections 10(b), 13(a) and 13(b)(2) of the Exchange Act and Rules 10b-5, 12b-20, 13a-1 and 13a-13 thereunder. In its complaint, filed on Sept. 22, 2004, the Commission alleged that Woghin engaged in a fraudulent scheme that resulted in CA improperly recording revenue and filing materially false and misleading financial statements on CA’s Forms 10-K and 10-Q for the period from Jan.1, 1998 through Sept. 30, 2000. The complaint alleged that Woghin engaged in a number of improper practices that fraudulently increased CA’s annual and quarterly revenue and net income in a departure from generally accepted accounting principles. These practices included, among other things, drafting a backdated contract and allowing attorneys he supervised to create backdated contracts. In addition, the complaint alleged that Woghin participated in concealing the existence of CA’s fraudulent revenue recognition practices, including by counseling other employees to keep information from CA’s outside counsel and the Commission staff. For additional information see LR-18552 (Jan. 22, 2004); AAER-1948 (Jan. 22, 2004); LR-18665 (April 8, 2004); AAER-1988 (April 8, 2004); LR-18891 (Sept. 22, 2004); and AAER- 2106 (Sept. 22, 2004). (Rels. 34-50653; AAER-2133; File No.3-11735) IN THE MATTER OF KENNETH MACQUEEN On November 10, the Commission issued of an Order Making Findings and Imposing Remedial Sanctions pursuant to Section 203(f) of the Investment Advisers Act of 1940 against Kenneth B. MacQueen. The Order finds that on July 8, 2003, in the case of Securities and Exchange Commission v. Kenneth B. MacQueen, et al., No. 03 C 1423 (N.D. Ill.) the Court enjoined MacQueen from violating Section 17(a) of the Securities Act of 1933, Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b- 5 thereunder, and Sections 206(1) and 206(2) of the Investment Advisers Act. The Court entered a final judgment on May 7, 2004. MacQueen consented to the entry of the order of permanent injunction and admitted the allegations in the complaint. The complaint, filed prior to completion of the Commission’s investigation, alleged that MacQeen operated a fraudulent investment scheme through his investment advisory business, MacQueen Capital Management Corp., raising at least $1,325,000 from at least five investors. In a related criminal case brought by the United States Attorney for the Northern District of Illinois captioned United States of America v. Kenneth MacQueen, No. 03 CR 195-1, MacQueen entered into a Plea Agreement dated Oct. 12, 2003. In the agreement, he admitted that he ultimately misappropriated more than $6.6 million from approximately 92 investors. Based on the above, the Order states that MacQueen shall be barred from association with any investment adviser. Respondent consented to the issuance of the Order, without otherwise admitting or denying the factual findings set forth in the Order. (Rel. IA-2326; File No. 3- 11681) SELF-REGULATORY ORGANIZATIONS WITHDRAWAL A notice has been issued giving interested persons until Dec. 7, 2004, to comment on the application of Twin Disc, Incorporated to withdraw its common stock, no par value, and the preferred stock purchase rights, from listing and registration on the New York Stock Exchange. (Rel. 34- 50656) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-4 DOMINION RESOURCES INC /VA/, 120 TREDEGAR STREET, P O BOX 26532, RICHMOND, VA, 23219, 8048192000 - 0 ($219,450,000.00) Debt Convertible into Equity, (File 333-120339 - Nov. 10) (BR. 02) S-3 POPULAR INC, 209 MUNOZ RIVERA AVE, POPULAR CENTER BUILDING, HATO REY, PR, 00918, 7877659800 - 0 ($300,000,000.00) Other, (File 333-120340 - Nov. 10) (BR. 07) S-8 PEOPLESOFT INC, 4460 HACIENDA DRIVE, PLEASANTON, CA, 94588-8618, 925-225-3000 - 0 ($54,964,868.00) Equity, (File 333-120341 - Nov. 10) (BR. 03) S-1 LECG CORP, 2000 POWELL ST, STE 600, EMERYVILLE, CA, 94608, 5106539800 - 0 ($69,161,000.00) Equity, (File 333-120342 - Nov. 10) (BR. 08) S-8 ALLSTATE CORP, 2775 SANDERS ROAD, NORTHBROOK, IL, 60062, 8474025000 - 0 ($25,000,000.00) Other, (File 333-120343 - Nov. 10) (BR. 01) S-8 ALLSTATE CORP, 2775 SANDERS ROAD, NORTHBROOK, IL, 60062, 8474025000 - 0 ($20,000,000.00) Other, (File 333-120344 - Nov. 10) (BR. 01) S-8 BIOCRYST PHARMACEUTICALS INC, 2190 PKWY LAKE DR, BIRMINGHAM, AL, 35244, 2054444600 - 1,000,000 ($5,960,000.00) Equity, (File 333-120345 - Nov. 10) (BR. 01) S-8 EXPLORATIONS GROUP INC, 2500 NORTH MILITARY TRAIL, SUITE 225 D, BOCA RATON, FL, 33431, 5619982032 - 2,000,000 ($980,000.00) Equity, (File 333-120346 - Nov. 10) (BR. 05) S-8 MIDWAY GAMES INC, 2704 WEST ROSCOE STREET, CHICAGO, IL, 60618, 7739612222 - 0 ($336,318.00) Equity, (File 333-120347 - Nov. 10) (BR. 03) S-3 EQUITY ONE INC, 1696 N E MIAMI GARDENS DR SUITE 200, NORTH MIAMI BEACH, FL, 33179, 734,266 ($15,287,418.12) Equity, (File 333-120349 - Nov. 10) (BR. 08) S-3 EQUITY ONE INC, 1696 N E MIAMI GARDENS DR SUITE 200, NORTH MIAMI BEACH, FL, 33179, 7,500,000 ($156,150,000.00) Equity, (File 333-120350 - Nov. 10) (BR. 08) S-8 MISSION RESOURCES CORP, 1331 LAMAR, SUITE 1455, HOUSTON, TX, 77010, 7134953000 - 300,000 ($1,876,500.00) Equity, (File 333-120351 - Nov. 10) (BR. 04) S-8 HAVERTY FURNITURE COMPANIES INC, 780 JOHNSON FERRY ROAD, SUITE 800, ATLANTA, GA, 30342, 404-443-2900 - 1,100,000 ($19,662,500.00) Equity, (File 333-120352 - Nov. 10) (BR. 02) S-8 PROVIDENT BANCORP INC/NY/, 400 RELLA BLVD, MONTEBELLO, NY, 10901, 8453698040 - 0 ($1.00) Other, (File 333-120353 - Nov. 10) (BR. 07) S-8 CADMUS COMMUNICATIONS CORP/NEW, 1801 BAYBERRY COURT, STE 200, RICHMOND, VA, 23226, 8042875680 - 0 ($10,957,500.00) Equity, (File 333-120354 - Nov. 10) (BR. 05) S-8 CADMUS COMMUNICATIONS CORP/NEW, 1801 BAYBERRY COURT, STE 200, RICHMOND, VA, 23226, 8042875680 - 0 ($8,605.29) Equity, (File 333-120355 - Nov. 10) (BR. 05) S-8 AXCELIS TECHNOLOGIES INC, 55 CHERRY HILL DRIVE, BEVERLY, MA, 01915, 9782324001 - 0 ($100,879,398.00) Equity, (File 333-120356 - Nov. 10) (BR. 36) S-3 VECTREN CORP, 20 NW FOURTH ST, EVANSVILLE, IN, 47708, 8124914000 - 2,000,000 ($53,340,000.00) Equity, (File 333-120357 - Nov. 10) (BR. 02) S-8 FISERV INC, 255 FISERV DR, PO BOX 979, BROOKFIELD, WI, 53045, 4148795000 - 2,000,000 ($71,060,000.00) Equity, (File 333-120359 - Nov. 10) (BR. 03) S-2 IMAGING DIAGNOSTIC SYSTEMS INC /FL/, 6531 NW 18TH COURT, PLANTATION, FL, 33313-4520, 3057460500 - 7,000,000 ($2,800,000.00) Equity, (File 333-120360 - Nov. 10) (BR. 36) S-8 YOUNG BROADCASTING INC /DE/, 599 LEXINGTON AVENUE, NEW YORK, NY, 10022, 2127547070 - 0 ($593,500.00) Equity, (File 333-120362 - Nov. 10) (BR. 37) S-8 YOUNG BROADCASTING INC /DE/, 599 LEXINGTON AVENUE, NEW YORK, NY, 10022, 2127547070 - 0 ($1,187,000.00) Equity, (File 333-120363 - Nov. 10) (BR. 37) S-8 PLANTRONICS INC /CA/, 345 ENCINAL ST, SANTA CRUZ, CA, 95061-1802, 8314265858 - 1,000,000 ($43,705,000.00) Equity, (File 333-120364 - Nov. 10) (BR. 37) S-3 SOUTH FINANCIAL GROUP INC, 102 S MAIN ST, GREENVILLE, SC, 29601, 8642557900 - 0 ($750,000,000.00) Unallocated (Universal) Shelf, (File 333-120366 - Nov. 10) (BR. 07) S-8 BORDERS GROUP INC, 100 PHOENIX DRIVE, ANN ARBOR, MI, 48108, (734) 477-1100 - 0 ($4,700,000.00) Other, (File 333-120367 - Nov. 10) (BR. 02) S-3 MATTSON TECHNOLOGY INC, 2800 BAYVIEW DR, FREMONT, CA, 94538, 5106575900 - 1,162,247 ($10,413,733.00) Equity, (File 333-120368 - Nov. 10) (BR. 36) S-8 SAXON CAPITAL INC, 4860 COX RD STE. 300, GLEN ALLEN, VA, 23060, 804 967 7400 - 6,000,000 ($56,813,500.00) Equity, (File 333-120369 - Nov. 10) (BR. 08) S-8 FLUOR CORP, ONE ENTERPRISE DR, ALISO VIEJO, CA, 92656, 9493492000 - 0 ($5,000,000.00) Equity, (File 333-120370 - Nov. 10) (BR. 06) S-8 FLUOR CORP, ONE ENTERPRISE DR, ALISO VIEJO, CA, 92656, 9493492000 - 0 ($550,000,000.00) Equity, (File 333-120372 - Nov. 10) (BR. 06) S-3 GENERAL GROWTH PROPERTIES INC, 110 N WACKER DRIVE, STE 3100, CHICAGO, IL, 60606, 3129605000 - 0 ($128,400,000.00) Equity, (File 333-120373 - Nov. 10) (BR. 08) S-8 FLUOR CORP, ONE ENTERPRISE DR, ALISO VIEJO, CA, 92656, 9493492000 - 0 ($3,500,000.00) Equity, (File 333-120374 - Nov. 10) (BR. 06) S-8 SUB SURFACE WASTE MANAGEMENT OF DELAWARE INC, 5922-B FARNSWORTH COURT, CARLSBAD, CA, 92008, 760-918-1860 - 2,000,000 ($600,000.00) Equity, (File 333-120375 - Nov. 10) (BR. 06) S-8 FIRST COMMUNITY BANCSHARES INC /NV/, PO BOX 989, BLUEFIELD, VA, 26406-0989, 3044879000 - 0 ($6,924,000.00) Equity, (File 333-120376 - Nov. 10) (BR. 07) S-8 CANTERBURY PARK HOLDING CORP, 1100 CANTERBURY DR, SHAKOPEE, MN, 55379, 6124457223 - 0 ($4,837,500.00) Equity, (File 333-120377 - Nov. 10) (BR. 05) S-3 ILX RESORTS INC, 2111 E HIGHLAND AVE, STE 210, PHOENIX, AZ, 85016, 6029572777 - 415,778 ($5,602,608.55) Equity, (File 333-120378 - Nov. 10) (BR. 08) S-3 SEROLOGICALS CORP, 5655 SPALDING DRIVE, 5655 SPALDING DRIVE, NORCROSS, GA, 30092, 4042965595 - 0 ($102,526,232.90) Equity, (File 333-120379 - Nov. 10) (BR. 01) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off- Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off- Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant’s Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT AAIPHARMA INC DE 2.02,5.02,5.03,7.01,9.01 11/05/04 ABERDENE MINES LTD 7.01,9.01 11/10/04 ACADIA PHARMACEUTICALS INC DE 2.02,9.01 11/10/04 ACCESS INTEGRATED TECHNOLOGIES INC 2.02 11/10/04 ACCREDITED HOME LENDERS INC DE 8.01,9.01 11/09/04 ACCUPOLL HOLDING CORP NV 1.01,3.02,9.01 11/04/04 ACCURIDE CORP DE 2.02,9.01 11/10/04 ADA-ES INC CO 1.01 11/04/04 ADA-ES INC CO 1.01 11/04/04 ADAMS RESOURCES & ENERGY INC DE 2.02 09/30/04 ADAPTEC INC DE 2.02,9.01 11/10/04 ADVANCED MAGNETICS INC DE 2.02,9.01 11/10/04 ADVANCED MEDICAL OPTICS INC DE 1.01,9.01 11/10/04 ADVANCED PHOTONIX INC DE 2.02,9.01 11/09/04 ADVO INC DE 1.01,9.01 11/05/04 ADVOCAT INC DE 2.02,9.01 11/10/04 AEGIS ASSET BACKED SECURITIES TRUST M DE 8.01 10/27/04 AFC ENTERPRISES INC MN 9.01 11/04/04 AMEND AFFIRMATIVE INSURANCE HOLDINGS INC DE 7.01,9.01 11/10/04 AIRPLANES LTD DE 8.01 11/10/04 AIRSPAN NETWORKS INC WA 8.01,9.01 11/09/04 ALIGN TECHNOLOGY INC DE 8.01,9.01 11/10/04 ALLIANCE LAUNDRY HOLDINGS LLC 2.02,9.01 11/03/04 ALNYLAM PHARMACEUTICALS, INC. 2.02,9.01 11/10/04 AMERICA ONLINE LATIN AMERICA INC DE 2.02,9.01 11/09/04 AMERICAN BILTRITE INC DE 8.01,9.01 11/08/04 AMERICAN CLAIMS EVALUATION INC NY 2.02,9.01 09/30/04 AMERICAN CRYSTAL SUGAR CO /MN/ MN 7.01 11/10/04 AMERICAN SEAFOODS GROUP LLC DE 2.02,7.01,9.01 11/09/04 AmeriCredit Automobile Receivables Tr DE 8.01,9.01 11/10/04 AMERICREDIT AUTOMOBILE RECEIVABLES TR DE 8.01,9.01 11/10/04 AMERICREDIT AUTOMOBILE RECEIVABLES TR DE 8.01,9.01 11/10/04 AmeriCredit Automobile Receivables Tr DE 8.01,9.01 11/10/04 AMERIPATH INC DE 2.02,9.01 11/10/04 AMISTAR CORP CA 2.02,9.01 11/10/04 AMX CORP /TX/ TX 2.02,9.01 10/28/04 ANADARKO PETROLEUM CORP DE 7.01,9.01 11/10/04 ANNTAYLOR STORES CORP DE 2.02,5.02,9.01 11/09/04 ANTHEM INC IN 8.01,9.01 11/09/04 APPLETON PAPERS INC/WI 2.02,9.01 11/10/04 APPLIED DIGITAL SOLUTIONS INC MO 1.01,9.01 11/04/04 APPLIED DNA SCIENCES INC NV 1.01 11/10/04 APPLIED FILMS CORP CO 8.01 11/09/04 AQUA AMERICA INC PA 9.01 11/09/04 ARAMARK CORP/DE DE 2.02 11/10/04 ARCH CAPITAL GROUP LTD DE 1.01 11/09/04 ARMANINO FOODS OF DISTINCTION INC /CO CO 2.02,9.01 11/09/04 ASSET BACKED SECURITIES CORP DE 8.01,9.01 11/10/04 ATLANTIC AMERICAN CORP GA 2.02,9.01 09/30/04 ATLANTIS PLASTICS INC FL 1.01,8.01,9.01 11/09/04 ATRIUM COMPANIES INC DE 2.02,9.01 11/08/04 AUX (USA) INC. DE 5.03,9.01 11/05/04 AVANEX CORP DE 1.01,5.02,5.03 11/10/04 AVENUE GROUP INC DE 2.01,9.01 11/08/04 AXESSTEL INC NV 1.01,5.02,5.03,8.01,9.01 11/04/04 BANYAN CORP /OR/ OR 4.01,9.01 09/01/04 BEAR STEARNS ASSET BACKED SECURITIES DE 8.01,9.01 10/26/04 BEAR STEARNS COMPANIES INC DE 8.01,9.01 11/04/04 BELLSOUTH CORP GA 1.01,8.01,9.01 11/05/04 BF ACQUISITION GROUP III INC FL 9.01 11/10/04 AMEND BIG DOG HOLDINGS INC DE 2.02 09/30/04 BIMS RENEWABLE ENERGY INC FL 5.03 08/03/04 BLACK HILLS CORP /SD/ SD 2.02,9.01 11/09/04 BLACKSTOCKS DEVELOPMENT CORP DE 2.01 11/08/04 BLUE COAT SYSTEMS INC DE 1.01 11/04/04 BLUEFLY INC DE 2.02,9.01 11/10/04 BLYTH INC DE 2.02 11/09/04 BOUNDLESS MOTOR SPORTS RACING INC CO 1.01,9.01 11/07/04 BRAINTECH INC NV 7.01,9.01 11/09/04 BROADVISION INC DE 1.01,9.01 11/10/04 BUFFETS HOLDINGS, INC. DE 5.02,9.01 11/04/04 BURKE MILLS INC NC 9.01 10/02/04 BURZYNSKI RESEARCH INSTITUTE INC DE 8.01,9.01 11/09/04 C & F FINANCIAL CORP VA 8.01,9.01 11/08/04 CALPINE CORP DE 8.01,9.01 11/09/04 CANAL CAPITAL CORP DE 5.02 11/10/04 CANCERVAX CORP DE 2.02,9.01 11/10/04 CAPITAL SENIOR LIVING CORP DE 7.01,9.01 11/10/04 CARDIAC SCIENCE INC DE 2.02,9.01 11/09/04 AMEND CARDIMA INC DE 1.01,1.02,9.01 11/05/04 CARDIMA INC DE 3.01,9.01 11/09/04 CARDIOGENESIS CORP /CA CA 2.02,9.01 11/10/04 CATALINA MARKETING CORP/DE DE 5.02,9.01 11/09/04 CATAPULT COMMUNICATIONS CORP CA 8.01,9.01 11/10/04 CB RICHARD ELLIS GROUP INC DE 2.02 11/04/04 CDW CORP IL 5.02,9.01 11/10/04 CELLEGY PHARMACEUTICALS INC CA 2.02,9.01 11/10/04 CELTRON INTERNATIONAL INC NV 1.01 09/10/04 CENTRAL FREIGHT LINES INC NV 5.02 11/10/04 CENTRAL VALLEY COMMUNITY BANCORP CA 8.01 10/20/04 CHAMPION ENTERPRISES INC MI 5.02,9.01 11/09/04 CHAMPION PARTS INC IL 2.02,9.01 11/10/04 CHARTER FINANCIAL CORP/GA 2.02,9.01 11/10/04 CHECKFREE CORP \GA\ DE 5.04,9.01 11/10/04 CHEESECAKE FACTORY INCORPORATED DE 8.01,9.01 11/09/04 CHELL GROUP CORP NY 4.01 11/08/04 CHEYENNE RESOURCES INC WY 1.01,2.01,3.02,9.01 11/03/04 CHICAGO RIVET & MACHINE CO IL 2.02,9.01 11/10/04 CHILDRENS PLACE RETAIL STORES INC 1.01,2.03,9.01 11/04/04 CHINDEX INTERNATIONAL INC DE 2.02,7.01,9.01 11/10/04 CINEMARK USA INC /TX TX 2.02,7.01,9.01 11/10/04 CITIGROUP MORTGAGE LOAN TRUST INC SER 2.01,9.01 10/26/04 CITIZENS BANCORP OF VIRGINIA INC VA 5.02 11/04/04 CITY NETWORK INC NV 5.02 11/03/04 CKE RESTAURANTS INC DE 2.02,9.01 11/10/04 CLEVELAND CLIFFS INC OH 8.01 11/09/04 CNB FINANCIAL CORP/PA PA 8.01,9.01 11/09/04 COLONIAL BANCGROUP INC DE 7.01,9.01 11/10/04 COMMONWEALTH BANKSHARES INC VA 2.02,8.01,9.01 11/10/04 COMMUNICATION INTELLIGENCE CORP DE 2.04,7.01,8.01,9.01 11/09/04 COMMUNITY CAPITAL BANCSHARES INC 2.02 11/08/04 COMPUTER HORIZONS CORP NY 2.02,9.01 11/09/04 CONEXANT SYSTEMS INC DE 2.02,7.01,9.01 11/04/04 CORRECTIONAL PROPERTIES TRUST MD 2.01,9.01 11/04/04 CORTEX PHARMACEUTICALS INC/DE/ DE 4.01,5.03,9.01 11/10/04 CORTS TRUST FOR THE DOW CHEMICAL CO D DE 8.01,9.01 11/01/04 COSI INC DE 2.02,7.01,9.01 11/09/04 COTELLIGENT INC DE 1.01 11/10/04 COTHERIX INC 2.02,9.01 11/10/04 COVENTRY HEALTH CARE INC DE 5.02,5.03,9.01 11/10/04 CPI CORP DE 8.01 11/05/04 CRAFTMADE INTERNATIONAL INC DE 2.02,7.01,9.01 11/10/04 CREDIT SUISSE FIRST BOSTON MORTGAGE S DE 8.01,9.01 11/10/04 CROMPTON CORP DE 8.01,9.01 11/10/04 CROWN CASTLE INTERNATIONAL CORP DE 7.01,8.01,9.01 11/04/04 CROWN CRAFTS INC DE 2.02,9.01 11/10/04 CUBIST PHARMACEUTICALS INC DE 8.01,9.01 11/09/04 CWABS INC DE 8.01,9.01 09/28/04 CWALT INC 8.01,9.01 11/09/04 D&E COMMUNICATIONS INC PA 2.02 11/09/04 DANKA BUSINESS SYSTEMS PLC 5.02,9.01 11/10/04 DATASTREAM SYSTEMS INC DE 7.01,9.01 11/10/04 DATAWAVE SYSTEMS INC B0 1.02,9.01 11/09/04 DELTA AIR LINES INC /DE/ DE 8.01,9.01 11/10/04 DELTA PETROLEUM CORP/CO CO 1.01,2.02,3.02,9.01 11/04/04 DEPOMED INC CA 2.02,9.01 11/09/04 DIGITAL LIFESTYLES GROUP INC DE 5.02 11/05/04 DIRECT GENERAL CORP 7.01,9.01 11/09/04 DOBSON COMMUNICATIONS CORP OK 2.02,9.01 11/04/04 DOLLAR FINANCIAL GROUP INC NY 2.02,9.01 11/04/04 DOMINION HOMES INC OH 7.01,9.01 11/10/04 DOMINION RESOURCES INC /DE/ DE 5.02,5.03,9.01 11/04/04 DOMINION RESOURCES INC /DE/ DE 9.01 11/10/04 DOMINION RESOURCES INC /VA/ VA 8.01,9.01 11/10/04 DOR BIOPHARMA INC DE 5.02 11/10/04 DSL NET INC DE 2.02,9.01 11/10/04 DYCOM INDUSTRIES INC FL 1.01,9.01 11/09/04 EL CAPITAN PRECIOUS METALS INC NV 3.02 11/05/04 El Pollo Loco, Inc. DE 2.02,9.01 11/10/04 ELECTRIC AQUAGENICS UNLIMITED INC DE 4.01,9.01 11/09/04 AMEND ELECTRONIC CLEARING HOUSE INC NV 5.02,9.01 11/04/04 EMAK Worldwide, Inc. DE 5.02,9.01 11/04/04 EMPIRE RESOURCES INC /NEW/ DE 2.02,9.01 11/09/04 ENDEAVOUR INTERNATIONAL CORP NV 7.01,9.01 11/10/04 ENDOCARDIAL SOLUTIONS INC DE 8.01 11/08/04 ENDOLOGIX INC /DE/ DE 2.02,9.01 09/30/04 ENERGIZER HOLDINGS INC MO 2.03 11/09/04 ENTERASYS NETWORKS INC /DE/ DE 5.03,9.01 11/10/04 ENTERGY CORP /DE/ DE 1.01 11/10/04 EQUITY ONE INC MD 8.01 11/05/04 EUROBANCSHARES INC 7.01,9.01 11/09/04 EVANS BOB FARMS INC DE 7.01,9.01 11/09/04 EVOLVING SYSTEMS INC DE 1.01,2.01,2.03,3.02,3.03,5.02 11/02/04 AMEND EXCELLIGENCE LEARNING CORP DE 5.02,9.01 11/10/04 EXPEDITORS INTERNATIONAL OF WASHINGTO WA 2.02 11/08/04 FAIR ISAAC CORP DE 2.02,9.01 11/10/04 FARMER BROTHERS CO CA 2.02 09/30/04 FAST EDDIE RACING STABLES INC FL 2.01,3.02,4.01,5.01,5.03 08/04/04 FBL FINANCIAL GROUP INC IA 5.02 11/10/04 FEDERAL SIGNAL CORP /DE/ DE 7.01,9.01 11/03/04 FEDERATED DEPARTMENT STORES INC /DE/ DE 2.02,9.01 11/10/04 FIND SVP INC NY 2.02,4.02 11/10/04 FIRST ADVANTAGE CORP DE 1.02,5.02,9.01 11/10/04 FIRST UNITED CORP/MD/ MD 2.02,9.01 11/05/04 FIVE STAR QUALITY CARE INC 5.03,9.01 11/09/04 FLIR SYSTEMS INC OR 1.01,9.01 11/10/04 FLOWERS FOODS INC GA 2.02,9.01 11/10/04 FMC CORP DE 7.01 11/10/04 FORCE PROTECTION INC CO 5.02,9.01 10/25/04 AMEND FRIEDMANS INC DE 1.01,8.01,9.01 11/09/04 FUELCELL ENERGY INC DE 9.01 11/10/04 FUELCELL ENERGY INC DE 1.01,9.01 10/19/04 AMEND FUN CITY POPCORN INC NV 1.01,9.01 11/05/04 G III APPAREL GROUP LTD /DE/ DE 5.05 11/09/04 GALLAGHER ARTHUR J & CO DE 7.01,9.01 11/10/04 GANDER MOUNTAIN CO MN 2.02,9.01 11/09/04 GAVELLA CORP DE 5.01,9.01 11/09/04 GENENTECH INC DE 1.01 11/04/04 GENERAL GROWTH PROPERTIES INC DE 7.01,9.01 11/09/04 GENERAL GROWTH PROPERTIES INC DE 8.01,9.01 10/25/04 AMEND GENERAL MOTORS ACCEPTANCE CORP DE 8.01,9.01 11/10/04 GENERAL MOTORS CORP DE 8.01 11/09/04 GENERAL MOTORS CORP DE 1.01,9.01 11/10/04 GEO GROUP INC FL 2.02,9.01 11/04/04 GEORGIA PACIFIC CORP GA 3.03,8.01,9.01 11/05/04 GIANT INDUSTRIES INC DE 2.02 11/09/04 GOLDEN PATRIOT CORP NV 8.01 11/05/04 AMEND GOODYEAR TIRE & RUBBER CO /OH/ OH 2.02 11/09/04 GP STRATEGIES CORP DE 8.01,9.01 11/09/04 GRAMERCY CAPITAL CORP MD 9.01 08/27/04 AMEND GRANITE BROADCASTING CORP DE 2.02,9.01 11/10/04 GRANT PARK FUTURES FUND LIMITED PARTN IL 7.01 11/10/04 GRAY TELEVISION INC GA 3.01,9.01 11/04/04 GREENBRIER COMPANIES INC DE 7.01,9.01 11/10/04 GREENVILLE FIRST BANCSHARES INC SC 7.01,9.01 11/10/04 GVI SECURITY SOLUTIONS INC DE 3.02,9.01 10/29/04 AMEND HAMMONS JOHN Q HOTELS INC DE 2.02,9.01 11/10/04 HAMMONS JOHN Q HOTELS LP DE 2.02,9.01 11/10/04 HANOVER CAPITAL MORTGAGE HOLDINGS INC MD 2.02,9.01 11/10/04 HANOVER DIRECT INC DE 4.02,9.01 11/09/04 HAWAIIAN ELECTRIC INDUSTRIES INC HI 8.01 11/09/04 HAYES LEMMERZ INTERNATIONAL INC DE 8.01,9.01 11/10/04 HCA INC/TN DE 1.01,1.02,2.03,9.01 11/09/04 HEADWATERS INC DE 2.02,5.02,7.01,9.01 11/05/04 HEALTHAXIS INC PA 5.02 11/10/04 HELMERICH & PAYNE INC DE 2.02 11/10/04 HERCULES INC DE 2.02,4.02,8.01,9.01 11/09/04 HOLOGIC INC DE 2.02,9.01 11/10/04 HOMEBANC CORP GA 2.02,7.01,9.01 11/09/04 HORTON D R INC /DE/ DE 2.02,9.01 11/10/04 HOUGHTON MIFFLIN CO MA 2.02,9.01 11/10/04 HOUSERAISING, INC. NC 1.01 11/10/04 HYTEK MICROSYSTEMS INC CA 4.01,9.01 11/04/04 I TRAX INC DE 2.02,9.01 03/19/04 AMEND ILX RESORTS INC AZ 2.02,3.02,7.01,9.01 11/09/04 IMPAC MEDICAL SYSTEMS INC 3.01,8.01,9.01 11/08/04 IMPAC MORTGAGE HOLDINGS INC MD 2.02,9.01 11/09/04 IMPAX LABORATORIES INC DE 2.02,9.01 11/09/04 INFONOW CORP / DE 1.01 11/04/04 INHIBITEX INC 1.01,3.02,8.01,9.01 11/04/04 INSMED INC VA 1.01,3.02,8.01,9.01 11/05/04 INTEGRA BANK CORP IN 7.01,9.01 11/10/04 INTEGRATED BIOPHARMA INC DE 7.01,9.01 11/08/04 INTER PARFUMS INC DE 2.02 11/10/04 Intermix Media, Inc. DE 1.01,2.01,3.02,7.01,9.01 11/05/04 Intermix Media, Inc. DE 2.02,9.01 11/09/04 Intermix Media, Inc. DE 3.02,9.01 11/05/04 INTERMUNE INC DE 8.01 11/09/04 INTERNAL HYDRO INTERNATIONAL INC NV 7.01 11/03/04 INTERSIL CORP/DE DE 8.01 10/20/04 IONICS INC MA 2.02 11/09/04 ITEC ENVIRONMENTAL GROUP INC DE 3.02,8.01 11/10/04 AMEND ITLA CAPITAL CORP CA 7.01 11/10/04 JOSTENS HOLDING CORP DE 7.01,9.01 11/10/04 Joystar Inc CA 5.02,8.01 11/08/04 KAMAN CORP CT 1.01,5.03,9.01 11/09/04 KAYDON CORP DE 7.01,9.01 11/10/04 KEY TECHNOLOGY INC OR 2.02,9.01 11/04/04 AMEND KFX INC DE 2.02,9.01 11/10/04 KINDER MORGAN ENERGY PARTNERS L P DE 8.01,9.01 11/10/04 KNIGHT FULLER INC DE 1.01,5.02 10/28/04 LAIDLAW INTERNATIONAL INC DE 2.02,4.02,9.01 11/10/04 LAKES ENTERTAINMENT INC MN 8.01,9.01 11/10/04 LANDMARK LAND CO INC/DE DE 5.02 11/05/04 LCC INTERNATIONAL INC DE 1.01 11/04/04 LEHMAN ABS CORP BACKED TR CERT GA PAC DE 8.01,9.01 10/30/04 LEHMAN ABS CORP BACKED TRUST CERTS SE DE 8.01,9.01 10/28/04 LEHMAN ABS CORP BACKED TRUST CERTS SE DE 8.01,9.01 10/30/04 LEHMAN ABS CORP KRAFT FOODS NOTE BACK DE 8.01,9.01 11/01/04 LIFELINE THERAPEUTICS, INC. CO 1.01,2.01,3.02,5.01,5.03,9.01 10/27/04 AMEND LIGAND PHARMACEUTICALS INC DE 1.01,9.01 11/09/04 LIGHTBRIDGE INC DE 1.01,9.01 11/08/04 LIQUIDMETAL TECHNOLOGIES INC 7.01 11/10/04 LITFUNDING CORP NV 8.01 11/02/04 LML PAYMENT SYSTEMS INC A1 2.02,9.01 11/09/04 LOGICVISION INC DE 1.01,2.01,3.02,5.02,9.01 11/05/04 Long Beach Mortgage Loan Trust 2004-6 DE 2.01,9.01 10/25/04 LORAL SPACE & COMMUNICATIONS LTD D0 7.01 11/09/04 LOUDEYE CORP DE 1.01,2.02,8.01 11/05/04 LOYALTYPOINT INC DE 5.02 11/05/04 LUCENT TECHNOLOGIES INC DE 2.02,8.01 11/08/04 MAF BANCORP INC DE 7.01 11/10/04 MAGUIRE PROPERTIES INC MD 1.01 11/10/04 MAILKEY CORP NV 5.02 11/04/04 MAJESCO HOLDINGS INC DE 5.02 11/10/04 MANNATECH INC TX 2.02,9.01 11/09/04 MASTR ADJUSTABLE RATE MORTGAGES TRUST DE 8.01,9.01 10/28/04 MAVERICK TUBE CORPORATION DE 7.01 11/10/04 MEDIWARE INFORMATION SYSTEMS INC NY 2.02 09/30/04 MEDVEST HOLDINGS CORP 2.02,9.01 11/09/04 MEMORY PHARMACEUTICALS CORP 2.02,9.01 11/10/04 MERRILL LYNCH & CO INC DE 3.03,8.01,9.01 11/09/04 META GROUP INC DE 1.01,2.03 11/04/04 METABASIS THERAPEUTICS INC 2.02,9.01 11/10/04 MGM MIRAGE DE 7.01,9.01 11/10/04 MICRON ENVIRO SYSTEMS INC NV 8.01 11/09/04 MIDAS INC DE 8.01 11/09/04 ML MACADAMIA ORCHARDS L P DE 2.02,9.01 11/09/04 MOMENTA PHARMACEUTICALS INC DE 2.02,9.01 11/05/04 MONDAVI ROBERT CORP CA 8.01,9.01 11/09/04 MORTGAGE ASSET SECURITIZATION TRANSAC DE 8.01,9.01 11/09/04 MTS MEDICATION TECHNOLOGIES, INC /DE/ DE 7.01,9.01 11/10/04 MYOFFIZ, INC. NV 8.01,9.01 11/10/04 MYOFFIZ, INC. NV 8.01,9.01 11/10/04 NATIONWIDE HEALTH PROPERTIES INC MD 1.01,9.01 11/05/04 NCI BUILDING SYSTEMS INC DE 7.01,9.01 11/09/04 NET2PHONE INC DE 3.02 11/04/04 NEW CENTURY HOME EQUITY LOAN TRUST, S DE 2.01,9.01 09/23/04 NEW HORIZONS WORLDWIDE INC DE 2.02 09/30/04 NEW YORK MORTGAGE TRUST INC MD 2.02,7.01,9.01 11/09/04 NEWAVE INC UT 1.01,9.01 11/05/04 NEXIA HOLDINGS INC NV 8.01,9.01 11/08/04 NEXIA HOLDINGS INC NV 8.01,9.01 11/08/04 NICOR INC IL 7.01,9.01 11/10/04 NMT MEDICAL INC DE 2.02,9.01 11/10/04 NOBLE ENERGY INC DE 8.01,9.01 11/06/04 NORCROSS SAFETY PRODUCTS LLC DE 2.02 11/10/04 NORTH AMERICAN GALVANIZING & COATINGS DE 7.01 11/09/04 NORTH STATE BANCORP NC 7.01,9.01 10/12/04 AMEND NORTHEAST UTILITIES SYSTEM MA 2.03 11/08/04 NOVASTAR FINANCIAL INC MD 8.01,9.01 11/10/04 NOVASTAR FINANCIAL INC MD 8.01,9.01 11/10/04 NOVASTAR FINANCIAL INC MD 8.01,9.01 11/09/04 NOVASTAR MORTGAGE FUNDING CORP DE 8.01,9.01 11/05/04 NSD BANCORP INC PA 2.02,9.01 11/10/04 NTL INC DE 5.03 11/04/04 NYFIX INC DE 1.01,9.01 11/04/04 NYMAGIC INC NY 2.02,9.01 11/08/04 OM GROUP INC DE 2.02 10/27/04 ONE VOICE TECHNOLOGIES INC NV 1.01,2.03,3.02,9.01 10/28/04 ONVIA INC DE 2.02,9.01 11/09/04 OPHTHALMIC IMAGING SYSTEMS CA 8.01,9.01 11/09/04 OPTION CARE INC/DE DE 2.02,9.01 11/04/04 ORTHOLOGIC CORP DE 2.02,9.01 11/09/04 OSCIENT PHARMACEUTICALS CORP MA 2.02,9.01 11/09/04 P&F INDUSTRIES INC DE 2.02,9.01 11/10/04 PACER INTERNATIONAL INC TN 1.01,9.01 11/09/04 PARLEX CORP MA 2.02,9.01 10/10/04 PAXSON COMMUNICATIONS CORP DE 2.02,9.01 11/10/04 PECO II INC OH 1.01,2.02,2.03,9.01 10/18/04 PEOPLES BANCORP INC OH 8.01,9.01 11/10/04 PEOPLESOFT INC DE 2.02,9.01 11/09/04 PEP BOYS MANNY MOE & JACK PA 2.02,9.01 10/30/04 PEREGRINE SYSTEMS INC DE 8.01,9.01 11/10/04 PERINI CORP MA 5.02 11/08/04 PETRIE STORES LIQUIDATING TRUST NY 4.01,9.01 11/10/04 AMEND PETROLEUM HELICOPTERS INC LA 2.02,9.01 11/10/04 PHC INC /MA/ MA 2.02 11/10/04 PHOENIX COMPANIES INC/DE DE 1.01 11/04/04 PINNACLE AIRLINES CORP DE 8.01,9.01 11/08/04 PINNACLE SYSTEMS INC CA 1.01,9.01 11/08/04 PLATO LEARNING INC DE 5.02,9.01 11/10/04 PLATO LEARNING INC DE 2.02,7.01,9.01 11/10/04 PLEXUS CORP WI 1.01,9.01 11/08/04 PMA CAPITAL CORP PA 2.03,3.02 11/10/04 POINT 360 CA 2.02,9.01 11/10/04 POPULAR ABS, INC. DE 8.01,9.01 11/08/04 POWERWAVE TECHNOLOGIES INC DE 1.01,2.03,3.02,9.01 11/04/04 PP&L TRANSITION BOND CO INC DE 7.01 11/10/04 PRINCIPAL LIFE INSURANCE CO IA 9.01 11/10/04 PRINCIPAL LIFE INSURANCE CO IA 9.01 11/10/04 PRINCIPAL LIFE INSURANCE CO IA 9.01 11/10/04 PROGENICS PHARMACEUTICALS INC DE 2.02,9.01 11/09/04 PROQUEST CO DE 5.02 11/05/04 PROVIDE COMMERCE INC DE 2.02,9.01 11/10/04 PROVIDENT FINANCIAL SERVICES INC DE 7.01,9.01 11/10/04 PROXYMED INC /FT LAUDERDALE/ FL 8.01,9.01 11/09/04 PUMA Global Trust No. 3 DE 8.01,9.01 11/04/04 QCR HOLDINGS INC DE 2.02,9.01 11/10/04 QORUS COM INC FL 8.01 10/31/04 QUALITY DINING INC IN 1.01 10/10/04 QUESTAR CORP UT 7.01,9.01 11/09/04 QUESTAR MARKET RESOURCES INC UT 7.01,9.01 11/09/04 QUINCY GOLD CORP. NV 9.01 11/10/04 RADIAN GROUP INC DE 8.01 11/08/04 RAINING DATA CORP DE 8.01 11/10/04 RAPTOR NETWORKS TECHNOLOGY INC 2.03 11/05/04 RBS GLOBAL INC DE 2.02,9.01 11/10/04 RCM TECHNOLOGIES INC NV 2.02 10/02/04 REPLIGEN CORP DE 2.02,9.01 11/09/04 REPTRON ELECTRONICS INC FL 2.02,5.02,9.01 11/09/04 REVLON INC /DE/ DE 2.02,9.01 11/10/04 RIGGS NATIONAL CORP DE 2.02,9.01 11/10/04 RITA MEDICAL SYSTEMS INC DE 8.01 11/09/04 RIVERVIEW BANCORP INC WA 1.01,9.01 11/09/04 ROBERTS REALTY INVESTORS INC GA 3.01,9.01 11/05/04 ROCK OF AGES CORP DE 1.01,9.01 11/09/04 ROUSE COMPANY MD 8.01,9.01 11/09/04 ROUSE COMPANY MD 8.01,9.01 11/09/04 RURAL METRO CORP /DE/ DE 2.02,9.01 11/10/04 RYERSON TULL INC /DE/ DE 8.01 11/10/04 SAFECO CORP WA 8.01 11/10/04 SALTON INC DE 2.02,9.01 11/10/04 SANFILIPPO JOHN B & SON INC DE 7.01,9.01 11/10/04 SAXON ASSET SECURITIES CO VA 8.01 10/27/04 SCAN OPTICS INC DE 2.02,9.01 11/10/04 SCHICK TECHNOLOGIES INC DE 2.02,9.01 11/10/04 SCRIPPS E W CO /DE OH 8.01,9.01 11/10/04 SECURITY BANK CORP GA 7.01,9.01 11/09/04 SELECT COMFORT CORP MN 9.01 11/10/04 SELECTIVE INSURANCE GROUP INC NJ 8.01,9.01 11/10/04 SENETEK PLC /ENG/ 8.01,9.01 11/10/04 SEQUA CORP /DE/ DE 1.01,2.01,9.01 11/04/04 SHURGARD STORAGE CENTERS INC WA 2.02,9.01 11/10/04 SIERRA PACIFIC RESOURCES /NV/ NV 2.02,9.01 11/09/04 AMEND SIGMA ALDRICH CORP DE 7.01 11/09/04 SILICON IMAGE INC DE 8.01 11/05/04 SIMMONS BEDDING CO DE 2.02,9.01 11/09/04 SIMON PROPERTY GROUP L P /DE/ DE 9.01 10/14/04 AMEND SIRVA INC DE 2.02,7.01 11/09/04 SKYWAY COMMUNICATIONS HOLDING CORP FL 9.01 11/08/04 SONEX RESEARCH INC MD 5.02 11/10/04 SONIC AUTOMOTIVE INC DE 1.01 11/04/04 SOTHEBYS HOLDINGS INC MI 2.02,9.01 11/09/04 SOUTHERN UNION CO DE 1.01,9.01 11/05/04 SPEAKING ROSES INTERNATIONAL INC NV 1.01,7.01,9.01 01/10/04 Specialty Underwriting & Residental F DE 8.01,9.01 10/27/04 SPECTRUM ORGANIC PRODUCTS INC CA 2.02,9.01 11/09/04 SPHERIX INC DE 2.02,9.01 11/10/04 ST JUDE MEDICAL INC MN 8.01 11/09/04 STARBUCKS CORP WA 2.02,9.01 11/10/04 STEAK & SHAKE CO IN 1.01,2.02,9.01 09/29/04 STRATFORD AMERICAN CORP AZ 7.01,9.01 11/10/04 STRATS SM FOR JPMORGAN CHASE & CO SEC 8.01,9.01 11/01/04 STRATS SM TRUST FOR IBM CORP SEC SERI 8.01,9.01 10/04/04 STRUCTURED PRODUCTS CORP CAST STEP UP DE 8.01,9.01 11/01/04 STRUCTURED PRODUCTS CORP CAST STEP UP DE 8.01,9.01 11/01/04 STRUCTURED PRODUCTS CORP CASTSM STEP DE 8.01,9.01 11/01/04 STRUCTURED PRODUCTS CORP CORTS TR FOR DE 8.01,9.01 10/31/04 STRUCTURED PRODUCTS CORP CORTS TRUST DE 8.01,9.01 11/01/04 STRUCTURED PRODUCTS CORP TIERS R INFL DE 8.01,9.01 11/01/04 SUMMUS INC USA FL 2.02,9.01 11/10/04 SUN HEALTHCARE GROUP INC DE 7.01 11/04/04 SUNTRUST BANKS INC GA 2.02,5.02,8.01,9.01 11/10/04 SUPERIOR ESSEX INC DE 1.01,9.01 11/10/04 SYNOVIS LIFE TECHNOLOGIES INC MN 8.01,9.01 11/10/04 TechAlt, Inc. NV 8.01 11/05/04 TELEGLOBE INTERNATIONAL HOLDINGS LTD 2.02,9.01 11/10/04 TELTRONICS INC DE 5.02,9.01 11/08/04 TENNECO AUTOMOTIVE INC DE 8.01,9.01 11/09/04 TENNECO AUTOMOTIVE INC DE 8.01,9.01 11/09/04 TERAFORCE TECHNOLOGY CORP DE 2.02,9.01 11/10/04 TERCICA INC DE 2.02 11/10/04 TEREX CORP DE 2.02 11/09/04 TERRA INDUSTRIES INC MD 3.02,9.01 11/05/04 TESSERA TECHNOLOGIES INC DE 5.02 11/05/04 THERAGENICS CORP DE 8.01 11/10/04 THERMOGENESIS CORP DE 2.02,9.01 09/30/04 TIER TECHNOLOGIES INC CA 5.02,9.01 10/26/04 TIGER TELEMATICS INC DE 1.01,3.02,9.01 11/03/04 TIMBERLAND BANCORP INC WA 2.02,9.01 11/09/04 TMS INC /OK/ OK 8.01,9.01 08/05/04 AMEND TOLLGRADE COMMUNICATIONS INC \PA\ PA 2.02,9.01 11/09/04 TOLLGRADE COMMUNICATIONS INC \PA\ PA 7.01,9.01 11/10/04 AMEND TOOTSIE ROLL INDUSTRIES INC VA 9.01 08/27/04 AMEND TRANS LUX CORP DE 8.01,9.01 11/10/04 TRANSMONTAIGNE INC DE 2.02,9.01 11/09/04 TRANSNET CORP DE 9.01 11/04/04 TRESTLE HOLDINGS INC DE 8.01,9.01 11/09/04 TRICO MARINE SERVICES INC DE 2.02,9.01 11/09/04 TXU CORP /TX/ TX 1.01,2.03,9.01 11/04/04 UIL HOLDINGS CORP CT 1.01,9.01 11/08/04 ULTRALIFE BATTERIES INC DE 7.01,9.01 11/10/04 UNION NATIONAL FINANCIAL CORP / PA PA 1.01 11/10/04 UNISOURCE ENERGY CORP AZ 7.01 11/08/04 UNITED BANCORP INC /OH/ OH 2.02,9.01 11/05/04 UNITED COMPONENTS INC DE 2.02,9.01 11/09/04 UNITED DOMINION REALTY TRUST INC MD 7.01,9.01 11/10/04 UNITY WIRELESS CORP DE 8.01 11/10/04 UNIVERSAL CITY DEVELOPMENT PARTNERS L 9.01 11/10/04 UNIVERSAL CORP /VA/ VA 8.01 11/09/04 USF CORP DE 1.01,9.01 11/10/04 V I TECHNOLOGIES INC DE 1.01 11/05/04 V I TECHNOLOGIES INC DE 3.01,9.01 11/04/04 VALASSIS COMMUNICATIONS INC DE 8.01 11/10/04 VCAMPUS CORP DE 2.02,9.01 11/10/04 VECTOR GROUP LTD DE 2.02,9.01 11/09/04 AMEND VERSAR INC DE 2.02 10/01/04 VERSO TECHNOLOGIES INC MN 5.02,9.01 11/10/04 VESTIN GROUP INC NV 5.02 11/05/04 VINTAGE PETROLEUM INC DE 2.02,9.01 11/09/04 VIRGINIA FINANCIAL GROUP INC VA 1.01 11/09/04 VIROPHARMA INC DE 1.01,2.01,9.01 11/09/04 VISX INC DE 1.01,3.03,9.01 11/09/04 VITA FOOD PRODUCTS INC NV 2.02,9.01 11/05/04 VITAL IMAGES INC MN 2.02,9.01 11/10/04 VITRIA TECHNOLOGY INC DE 5.02 11/05/04 VIVUS INC CA 5.02,9.01 11/10/04 VORNADO OPERATING CO DE 8.01,9.01 11/10/04 VPGI CORP TX 3.02 11/04/04 VYYO INC DE 2.03 11/04/04 WaMu Mortgage Pass-Through Certificat DE 9.01 10/26/04 WaMu Mortgage Pass-Through Certificat DE 9.01 10/26/04 WARNACO GROUP INC /DE/ DE 2.02 11/10/04 WASTE SERVICES, INC. A6 2.02,9.01 09/30/04 WEBCO INDUSTRIES INC OK 8.01 11/10/04 AMEND WEBMETHODS INC DE 7.01,9.01 11/10/04 WELLPOINT HEALTH NETWORKS INC /DE/ DE 8.01,9.01 11/09/04 WELLS FARGO ASSET SECURITIES CORP DE 8.01,9.01 11/08/04 WELLSFORD REAL PROPERTIES INC MD 1.01,9.01 10/19/04 WEST MARINE INC DE 5.02,9.01 11/10/04 WESTECH CAPITAL CORP DE 8.01,9.01 11/08/04 WESTERN SIERRA BANCORP CA 7.01,8.01,9.01 11/10/04 WESTPOINT STEVENS INC DE 8.01 08/31/04 WET SEAL INC DE 5.02,8.01,9.01 11/04/04 WHEELING ISLAND GAMING INC DE 2.02,7.01,9.01 11/08/04 WHITEWING ENVIRONMENTAL CORP CA 8.01,9.01 03/18/04 AMEND WHOLE FOODS MARKET INC TX 2.02,9.01 11/10/04 WILLIAMS COMPANIES INC DE 8.01 11/08/04 Wise Metals Group LLC DE 9.01 11/09/04 WORLD AIRWAYS INC /DE/ DE 5.03,9.01 11/04/04 WPT ENTERPRISES INC 8.01,9.01 11/10/04 XOMA LTD /DE/ DE 1.01,9.01 11/10/04 XRG INC DE 1.01 11/09/04 XYBERNAUT CORP DE 2.02,8.01,9.01 11/09/04 YARDVILLE NATIONAL BANCORP NJ 2.02,9.01 11/04/04 YORK WATER CO PA 8.01 11/09/04