SEC NEWS DIGEST Issue 2003-211 November 5, 2003 COMMISSION ANNOUNCEMENTS COMMISSION MEETINGS CLOSED MEETING - THURSDAY, NOVEMBER 13, 2003 - 2:15 P.M. The subject matter of the closed meeting scheduled for Thursday, November 13, will be: Formal orders of investigation; Institution and settlement of administrative proceedings of an enforcement nature; and Institution and settlement of injunctive actions. At times, changes in Commission priorities require alterations in the scheduling of meeting items. For further information and to ascertain what, if any, matters have been added, deleted or postponed, please contact the Office of the Secretary at (202) 942-7070. STATEMENT FROM COMMISSION NYSE GOVERNANCE PROPOSAL The Commission is grateful to interim New York Stock Exchange Chairman John Reed for his leadership in bringing forth this substantial and critical first step toward revamping the governance and regulatory structure at the NYSE. Mr. Reed has performed a difficult assignment within a very short period, developing proposed structural changes that would shift authority away from a single Chairman and CEO to a truly independent board. This proposal represents a significant rethinking of the structure that has existed at the NYSE, and addresses the issue of independent oversight of the Exchange's regulatory structure. As required by law, the Exchange will submit the proposal to the Commission for consideration and public comment. While the Commission reserves final judgment on the proposal until after the public comment period, we look forward to considering the public comments received and thoroughly reviewing the submission. The Commission will continue to consider further market-wide reforms, including governance and regulatory reforms, in the coming months as it proceeds with its broad review of market structure issues. Additional reforms beyond the proposal put forth today will likely be considered. (Press Rel. 2003-151) ENFORCEMENT PROCEEDINGS IN THE MATTER OF LARRY CROWDER AND JOHN POWELL An Administrative Law Judge has issued an Order Making Findings and Imposing Remedial Sanction By Default Against Larry R. Crowder. The Order Instituting Proceedings alleged that on Oct. 16, 2003, the U.S. District Court for Central District of California entered a consent injunction that permanently enjoined Larry R. Crowder from violating Sections 5(a), 5(c), and 17(a) of the Securities Act of 1933, Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder. The Order finds the allegations to be true and bars Larry R. Crowder from association with any broker or dealer. (Rel. 34-48747; File No. 3-11287) ADMINISTRATIVE PROCEEDINGS SETTLED AGAINST KENNETH RANDALL WARD AND REMMINGTON ADVISORS, INC. On November 5, the Commission announced that it accepted the settlement offers of Kenneth Randall Ward (Ward) and Remmington Advisors, Inc. (Remmington), an investment adviser registered with the Commission, and issued an Order Making Findings and Imposing Remedial Sanctions Pursuant to Sections 203(e) and 203(f) of the Investment Advisers Act of 1940 (Order). The Order finds that remedial sanctions against Ward and Remmington are appropriate and in the public interest in light of Ward's past violations of the anti-fraud provisions of the Securities Act of 1933 (Securities Act) and the Securities Exchange Act of 1934 (Exchange Act). According to the Order, Ward willfully violated Section 17(a) of the Securities Act and Section 10(b) of the Exchange Act and Rule 10b-5 thereunder while associated as a register representative with Government Securities Corporation of Texas, a broker-dealer registered with the Commission, in connection with the fraudulent offer and sale, and in connection with the purchase and sale, of inverse floater mortgage derivative securities to two Texas municipalities. The Order further finds that the Commission, in In the Matter of Ward, Admin. Proc. File No. 3-9327, Release No. 34-47535 (March 19, 2003), found that Ward violated the antifraud provisions of the Securities Act and Exchange Act and ordered remedial sanctions against Ward, including barring him from association with any broker or dealer. Based on Ward's prior violations of the antifraud provisions of the Securities Act and Exchange Act, the Order orders revocation of the investment adviser registration of Remmington, an entity owned and controlled by Ward, pursuant to Section 203(e) of the Investment Advisers Act of 1940 (Advisers Act). The Order further orders that Ward is barred from association with any investment adviser pursuant to Section 203(f) of the Advisers Act. (Rel. IA-2190; File No. 3-11276) INVESTMENT COMPANY ACT RELEASES THE LINCOLN NATIONAL LIFE INSURANCE COMPANY, ET AL. An order has been issued pursuant to Section 11(a) of the Investment Company Act to the Lincoln National Life Insurance Company (Lincoln) and Lincoln National Variable Annuity Account C (collectively, Applicants), approving the terms of a proposed offer of exchange of certain MultiFundr 5 existing variable annuity contracts issued by Lincoln and made available through Variable Annuity Account C, for certain MultiFundr 2, 3, and 4 outstanding annuity contracts also issued by Lincoln and made available through Variable Annuity Account C. (Rel. IC-26247 - November 4) MLIG VARIABLE INSURANCE TRUST AND ROSZEL ADVISORS, LLC An order has been issued pursuant to Section 6(c) of the Investment Company Act to MLIG Variable Insurance Trust (Trust) and Roszel Advisors granting exemptions from the provisions of Sections 9(a), 13(a), 15(a) and 15(b) of the Act, and Rules 6e-2(b)(15) and 6e-3(T)(b)(15) thereunder to the extent necessary to permit life insurance company separate accounts supporting variable life insurance contracts (and their insurance company depositors) to invest in shares of the Trust or a future trust when the following other types of investors also hold shares of the Trust or a future trust: (1) a variable life insurance (VLI) account of a life insurance company that is not an affiliated person of the insurance company depositor of any other VLI account, (2) the Trust's or future trust's investment adviser (representing seed money investments in the Trust or future trust), (3) a life insurance company separate account supporting variable annuity contracts, or (4) a qualified pension or retirement plan. (Rel. IC-26248 - November 4) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-3 RED ROBIN GOURMET BURGERS INC, 5575 DTC PARKWAY, SUITE 110, GREENWOOD VILLAGE, CO, 80111, 3038466000 - 0 ($110,732,876.00) Equity, (File 333-110209 - Nov. 4) (BR. 05) S-8 AUDIBLE INC, 65 WILLOWBROOK BLVD, WAYNE, NJ, 07470, 9738372700 - 0 ($10,440,000.00) Equity, (File 333-110210 - Nov. 4) (BR. 08) S-4 EURAMAX INTERNATIONAL PLC, 5445 TRIANGLE PARKWAY, SUITE 350, NORCROSS, GA, 30092, 7704497066 - 0 ($200,000,000.00) Equity, (File 333-110211 - Nov. 4) (BR. 06) F-9 DOMTAR INC /CANADA, 395 DE MAISONNEUVE BLVD W, MONTREAL QUEBEC CANA, A8, H3A 1L6, 5148485400 - 0 ($500,000,000.00) Other, (File 333-110212 - Nov. 4) (BR. 04) S-8 KINGSLEY COACH INC, 64 OLD ROUTE 522, MIDDLEBURG, PA, 17842, 5708377114 - 1,000,000 ($130,000.00) Equity, (File 333-110213 - Nov. 4) (BR. 05) S-1 WESTCOAST HOSPITALITY CORP, 201 W NORTH RIVER DRIVE, SUITE 100, SPOKANE, WA, 99201, 5094596100 - 1,840,000 ($46,000,000.00) Non-Convertible Debt, (File 333-110214 - Nov. 4) (BR. 08) S-8 URBANFIND INC, 2009 IRON STREET, BELLINGHAM, WA, 98225, 3606473170 - 2,800,000 ($2,800,000.00) Equity, (File 333-110215 - Nov. 4) (BR. 08) S-8 TECH LABORATORIES INC, 955 BELMONT AVE, NORTH HALEDON, NJ, 07508, 9734275333 - 2,000,000 ($180,000.00) Equity, (File 333-110216 - Nov. 4) (BR. 36) S-8 FREMONT GENERAL CORP, 2020 SANTA MONICA BLVD, STE 600, SANTA MONICA, CA, 90404, 3103155500 - 2,061,750 ($34,286,902.50) Equity, (File 333-110217 - Nov. 4) (BR. 07) S-3 CENTRAL FEDERAL CORP, C/O CENTRAL FEDERAL BANK, 601 MAIN ST, WELLSVILLE, OH, 43968, 3305321517 - 312,649 ($4,330,188.65) Equity, (File 333-110218 - Nov. 4) (BR. 07) F-10 SIERRA WIRELESS INC, 0 ($78,568,000.00) Equity, (File 333-110219 - Nov. 4) (BR. 37) S-8 SCANSOURCE INC, 6 LOGUE COURT STE G, GREENVILLE, SC, 29615, 8032882432 - 0 ($16,944,000.00) Equity, (File 333-110220 - Nov. 4) (BR. 03) S-8 CINTAS CORP, 6800 CINTAS BLVD, P O BOX 625737, CINCINNATI, OH, 45262, 5134591200 - 100,000 ($4,172,000.00) Equity, (File 333-110221 - Nov. 4) (BR. 02) S-4 K2 INC, 2051 PALOMAR AIRPORT ROAD, CARLSBAD, CA, 92009, 7604941044 - 0 ($79,485,763.37) Equity, (File 333-110222 - Nov. 4) (BR. 05) S-8 AXIS CAPITAL HOLDINGS LTD, 106 PITTS BAY ROAD, PEMBROKE, D0, 00000, 4412962600 - 0 ($252,354,103.21) Equity, (File 333-110228 - Nov. 4) (BR. 01) S-3 INTUITIVE SURGICAL INC, 4085232100 - 0 ($10,675,259.00) Equity, (File 333-110229 - Nov. 4) (BR. 36) S-8 AMARILLO BIOSCIENCES INC, 800 W 9TH AVE, AMARILLO, TX, 79101-3206, 8063761741 - 0 ($43,000.00) Equity, (File 333-110230 - Nov. 4) (BR. 01) S-3 STONEPATH GROUP INC, TWO PENN CENTER PLAZA, SUITE 605, PHILADLEPHIA, PA, 19102, 4155754755 - 6,029,048 ($16,399,011.00) Equity, (File 333-110231 - Nov. 4) (BR. 05) S-8 MILITARY RESALE GROUP INC, 2180 EXECUTIVE CIRCLE, COLORADO SPRINGS, CO, 80906, 7193914564 - 700,000 ($91,000.00) Equity, (File 333-110233 - Nov. 4) (BR. 09) S-3 PRIMUS TELECOMMUNICATIONS GROUP INC, 1700 OLD MEADOW ROAD, STE 300, MCLEAN, VA, 22102, 7039022800 - 0 ($203,100,570.00) Equity, (File 333-110234 - Nov. 4) (BR. 37) S-8 DIATECT INTERNATIONAL CORP, 435-654-4370 - 2,000,000 ($525,000.00) Equity, (File 333-110235 - Nov. 4) (BR. 02) S-8 DESWELL INDUSTRIES INC, UNIT 516-517 HONG LEONG INDUSTRIAL, COMPLEX #4 WANG KWONG RD, KOWLOON BAY KOWLOON, K3, 2127320030 - 600,000 ($12,690,000.00) Equity, (File 333-110236 - Nov. 4) (BR. 06) SB-2 BSI2000 INC, 13525 MIDLAND ROAD, SUITE I, POWAY, CA, 92064, 6196922518 - 48,000,000 ($12,000,000.00) Other, (File 333-110237 - Nov. 4) (BR. 03) S-1 GENTA INC DE/, TWO CONNELL DRIVE, .., BERKELEY HEIGHTS, NJ, 07922, (908) 286-9800 - 671,412 ($7,170,681.00) Equity, (File 333-110238 - Nov. 4) (BR. 01) S-8 FORGENT NETWORKS INC, 108 WILD BASIN RD, AUSTIN, TX, 78746, 5124372700 - 1,100,000 ($2,576,250.70) Equity, (File 333-110239 - Nov. 4) (BR. 03) SB-2 LDG INC, 4944 WINDY HILL DR, RALEIGH, NC, 27587, 3,000,000 ($150,000.00) Equity, (File 333-110240 - Nov. 4) (BR. ) S-3 PRIMUS TELECOMMUNICATIONS GROUP INC, 1700 OLD MEADOW ROAD, STE 300, MCLEAN, VA, 22102, 7039022800 - 0 ($200,000,000.00) Other, (File 333-110241 - Nov. 4) (BR. 37) SB-2 MICROISLET INC, 6370 NANCY RIDGE DRIVE, SUITE 112, SAN DIEGO, CA, 92121, 858-657-0287 - 3,427,880 ($2,399,516.00) Equity, (File 333-110242 - Nov. 4) (BR. 01) S-8 LOUISIANA PACIFIC CORP, 805 SW BROADWAY, SUITE 700, PORTLAND, OR, 97124, 5038215100 - 3,500,000 ($62,842,500.00) Equity, (File 333-110243 - Nov. 4) (BR. 06) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: Item 1. Changes in Control of Registrant. Item 2. Acquisition or Disposition of Assets. Item 3. Bankruptcy or Receivership. Item 4. Changes in Registrant's Certifying Accountant. Item 5. Other Materially Important Events. Item 6. Resignations of Registrant's Directors. Item 7. Financial Statements and Exhibits. Item 8. Change in Fiscal Year. Item 9. Regulation FD Disclosure. Item 10. Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics. Item 11. Temporary Suspension of Trading Under Registrant's Employee Benefit Plans. Item 12. Results of Operations and Financial Condition. The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports previously filed, responding to the item(s) of the form specified. 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 10 11 12 13 DATE COMMENT ------------------------------------------------------------------------------------------------ 3D SYSTEMS CORP DE X X 11/03/03 ABERCROMBIE & FITCH CO /DE/ DE X 11/01/03 ABLE LABORATORIES INC DE X 11/04/03 ABN AMRO MORT CORP MULTI CLASS MORT P DE X X 11/01/03 ABN AMRO MORT CORP MULTI CLASS MORT P DE X X 11/01/03 ABN AMRO MORTGAGE CORP SERIES 2001-1 DE X X 11/01/03 ABN AMRO MORTGAGE CORP SERIES 2001-4 DE X X 11/01/03 ABN AMRO MORTGAGE CORP SERIES 2002-9 DE X X 11/01/03 ACADIA REALTY TRUST MD X X X 11/03/03 ACE CASH EXPRESS INC/TX TX X X 10/29/03 ACE SECURITIES CORP HOME EQ LOAN TR S DE X X 10/25/03 ACTUANT CORP WI X X 11/03/03 ADDVANTAGE TECHNOLOGIES GROUP INC OK X 11/03/03 ADOLOR CORP X X 10/29/03 ADSTAR INC DE X X 10/21/03 ADVANT E CORP DE X 09/30/03 ADVOCAT INC DE X X 11/03/03 AFFILIATED COMPUTER SERVICES INC DE X X X 11/04/03 ALBANY MOLECULAR RESEARCH INC DE X X 11/04/03 ALTERNATIVE LOAN TRUST MORT PASS THRO DE X X 10/25/03 ALTERNATIVE LOAN TRUST SERIES 2003-1 X X 10/25/03 ALTRIA GROUP INC VA X X 11/03/03 AMERICAN COLOR GRAPHICS INC NY X X 11/03/03 AMERICAN DENTAL PARTNERS INC DE X X 11/03/03 AMERICAN TOWER CORP /MA/ DE X X 11/03/03 AMKOR TECHNOLOGY INC DE X X 11/03/03 AMR CORP DE X 11/04/03 AMYLIN PHARMACEUTICALS INC DE X 11/04/03 ANDREW CORP DE X X 10/31/03 ANNAPOLIS NATIONAL BANCORP INC MD X X X 11/03/03 ANTIGENICS INC /DE/ DE X X 11/03/03 ANTON DIST INC X 09/26/03 AMEND ANZA INNOVATIONS NV X 10/20/03 AON CORP DE X X 11/04/03 APPALACHIAN BANCSHARES INC GA X 11/04/03 APPLIED IMAGING CORP DE X X 11/04/03 AMEND APPLIED MOLECULAR EVOLUTION INC DE X X 11/04/03 ARCHSTONE SMITH TRUST CO X 11/04/03 ARIAD PHARMACEUTICALS INC DE X X 11/04/03 ASBURY AUTOMOTIVE GROUP INC DE X 10/31/03 ASSET BACKED FUNDING CORP ABFC ASSET DE X X 10/25/03 AUSPEX SYSTEMS INC DE X X X 10/17/03 AVI BIOPHARMA INC OR X X X 11/04/03 AVOCENT CORP DE X X 11/04/03 BANC OF AMERICA ALTERNATIVE LOAN TRUS NY X X 10/25/03 BANC OF AMERICA ALTERNATIVE LOAN TRUS NY X X 10/25/03 BANC OF AMERICA MORT SEC INC MORT PAS DE X X 10/25/03 BANC OF AMERICA MORT SEC INC MORT PAS DE X X 10/25/03 BANC OF AMERICAN FUNDING CORP MORT PA DE X X 10/25/03 BANK OF AMERICA MORT SEC INC MORT PAS DE X X 10/25/03 BEAR STEARNS ARM TRUST 2002-7 DE X X 10/25/03 BEAR STEARNS ARM TRUST 2003-4 DE X X 10/25/03 BEAR STEARNS ARM TRUST MORT PASS THR DE X X 10/25/03 BEAR STEARNS ARM TRUST MORTGAGE PASS X X 10/25/03 BEAR STEARNS ARM TRUST MORTGAGE PASS DE X X 10/25/03 BEAR STEARNS ARM TRUST MORTGAGE PASS DE X X 10/25/03 BEAR STEARNS ARM TRUST MORTGAGE PASS DE X X 10/25/03 BEAR STEARNS ARM TRUST MORTGAGE PASS NY X X 10/25/03 BEAR STEARNS ARM TRUST MORTGAGE PASS NY X X 10/25/03 BEAR STEARNS ARM TRUST MORTGAGE PASS NY X X 10/25/03 BEAR STEARNS ARM TRUST MORTGAGE PASS- NY X X 10/25/03 BEAR STEARNS ASSET BACKED CERTIFICATE DE X X 10/25/03 BEAR STEARNS ASSET BACKED SEC INC ASS DE X X 10/25/03 BEAR STEARNS ASSET BACKED SEC INC CER DE X X 10/25/03 BELMONT BANCORP OH X X 10/30/03 BEVERLY ENTERPRISES INC DE X 11/04/03 BIOMARIN PHARMACEUTICAL INC DE X X 11/04/03 BITSTREAM INC DE X 11/04/03 BJ SERVICES CO DE X X 11/04/03 BLOUNT INTERNATIONAL INC DE X X 11/04/03 BRAUN CONSULTING INC DE X X 11/04/03 BRIGHAM EXPLORATION CO DE X X 11/04/03 BROOKFIELD HOMES CORP DE X X 11/04/03 BURLINGTON INDUSTRIES INC /DE/ DE X X 08/27/03 CAL DIVE INTERNATIONAL INC MN X X 11/03/03 CAPITAL ONE AUTO RECEIVABLES LLC DE X X 10/31/03 AMEND CARAUSTAR INDUSTRIES INC NC X X 10/28/03 CARDIAC SCIENCE INC DE X X 10/21/03 CASTLE A M & CO DE X 09/30/03 CBRL GROUP INC TN X 11/04/03 CELLEGY PHARMACEUTICALS INC CA X X 10/30/03 CENTRAL VIRGINIA BANKSHARES INC VA X 10/27/03 CEPHEID CA X X 11/04/03 CHARTER COMMUNICATIONS INC /MO/ DE X X 11/03/03 CHARTER COMMUNICATIONS INC /MO/ DE X X 11/04/03 CHESAPEAKE UTILITIES CORP DE X X 11/04/03 CHESTER VALLEY BANCORP INC PA X X 11/04/03 CHURCH & DWIGHT CO INC /DE/ DE X X 10/20/03 CIMA LABS INC DE X X X 11/03/03 CITADEL BROADCASTING CORP DE X 11/04/03 CITIGROUP INC DE X X 11/03/03 CITIGROUP INC DE X X 11/03/03 CITIZENS BANCSHARES CORP /GA/ GA X X 11/04/03 AMEND COASTAL FINANCIAL CORP /DE DE X X 10/29/03 COMMERCIAL CAPITAL BANCORP INC NV X X 11/03/03 COMMERCIAL CAPITAL BANCORP INC NV X X 11/04/03 COMMERCIAL NET LEASE REALTY INC MD X X 11/04/03 COMMONWEALTH TELEPHONE ENTERPRISES IN PA X 11/04/03 COMMUNICATION INTELLIGENCE CORP DE X X 09/30/03 COMMUNITY BANKS INC /PA/ PA X X 11/04/03 COMMUNITY BANKS INC /PA/ PA X 11/04/03 COMMUNITY CENTRAL BANK CORP MI X 11/03/03 CONCEPTUS INC DE X 10/30/03 CONEXANT SYSTEMS INC DE X X 11/03/03 CONSTELLATION BRANDS INC DE X X 11/04/03 CONSUMER PORTFOLIO SERVICES INC CA X X 10/30/03 CONTINENTAL AIRLINES INC /DE/ DE X X 11/03/03 COOPER COMPANIES INC DE X X 10/28/03 CORRPRO COMPANIES INC /OH/ OH X 10/31/03 CREDIT ACCEPTANCE CORPORATION MI X X 10/30/03 CREDIT SUISSE FIRST BOSTON USA INC DE X 11/04/03 CRESCENT REAL ESTATE EQUITIES CO TX X X 11/03/03 CRYOLIFE INC FL X X 11/04/03 CSFB ACCEPTANCE CORP HOME EQUITY LOAN DE X X 10/25/03 CSFB HOME EQUITY PASS THROUGH CERTS S DE X X 10/25/02 CSFB MORTGAGE BACKED PASS THROUGH CER DE X X 10/27/03 DALEEN TECHNOLOGIES INC DE X 10/27/03 DAOU SYSTEMS INC DE X X 11/04/03 DATA I/O CORP WA X 10/31/03 DATA I/O CORP WA X 10/31/03 DECODE GENETICS INC DE X X 10/29/03 DEL GLOBAL TECHNOLOGIES CORP NY X X X 11/03/03 DELTA FINANCIAL CORP DE X 10/31/03 DEUTSCHE MORTGAGE SECURITIES INC MORT X X 10/25/03 DIGITAL RECORDERS INC NC X 11/04/03 DIMON INC VA X X 11/04/03 DISTRIBUTED POWER INC DE X X 10/24/03 AMEND DONLAR CORP IL X 10/31/03 DREXLER TECHNOLOGY CORP DE X X 11/04/03 DUKE REALTY CORP IN X X 10/29/03 DVI INC DE X 11/04/03 DVI RECEIVABLES CORP VIII DE X 11/04/03 AMEND DYNEGY INC /IL/ IL X X 10/31/03 ELEGANT CONCRETE INC NV X X 10/24/03 EMBREX INC /NC/ NC X 11/04/03 EMC INSURANCE GROUP INC IA X 09/30/03 EMERSON ELECTRIC CO MO X X X 11/04/03 EN POINTE TECHNOLOGIES INC DE X X 11/03/03 ENCORE ACQUISITION CO DE X X 11/03/03 ENCORE CREDIT CORP MORTGAGE PASS THRO DE X X 10/25/03 ENERGY CONVERSION DEVICES INC DE X 10/30/03 ENTREMED INC DE X 11/03/03 EPOCH BIOSCIENCES INC DE X X 11/04/03 EQUITY OFFICE PROPERTIES TRUST MD X 11/03/03 EUREKA FINANCIAL CORP X X 11/03/03 EVERLAST WORLDWIDE INC DE X X 11/03/03 EVOLVING SYSTEMS INC DE X 11/03/03 EVOLVING SYSTEMS INC DE X X 11/04/03 EXCHANGE BANCSHARES INC OH X X 11/03/03 EXPRESSJET HOLDINGS INC DE X X 11/03/03 EXTREME NETWORKS INC DE X X 11/04/03 FAIRCHILD CORP DE X X 10/31/03 FALCON PRODUCTS INC /DE/ DE X X 11/03/03 FASTNET CORP PA X X 10/31/03 FIDELITY D & D BANCORP INC PA X X 11/03/03 FINANCIAL ASSET SEC CORP FIRST FRANKL DE X X 10/25/03 FIRST FEDERAL BANKSHARES INC DE X 10/30/03 FIRST OF LONG ISLAND CORP NY X X 11/04/03 FIRSTBINGO COM NV X X 11/03/03 FOCUS ENHANCEMENTS INC DE X X 11/04/03 FRESH BRANDS INC X 11/04/03 FTI CONSULTING INC MD X 11/03/03 FUELCELL ENERGY INC DE X 11/03/03 GAMESTATE ENTERTAINMENT INC NV X 11/03/03 GAYLORD ENTERTAINMENT CO /DE DE X X 11/04/02 GENERAL DATACOMM INDUSTRIES INC DE X 09/30/03 GENESIS ENERGY LP DE X X 10/31/03 GENESIS HEALTH VENTURES INC /PA PA X 10/16/03 AMEND GENTA INC DE/ DE X 08/14/03 AMEND GEORGIA GULF CORP /DE/ DE X X 11/03/03 GETTY REALTY CORP /MD/ MD X X 11/03/03 GILLETTE CO DE X X 11/04/03 GLOBALSTAR LP DE X X 10/31/03 GLOBIX CORP DE X 10/31/03 GMACM MORTGAGE PASS-THROUGH CERTIFICA DE X X 10/25/03 GOLDEN TELECOM INC DE X X 11/04/03 GTC BIOTHERAPEUTICS INC MA X 11/04/03 HAGGAR CORP NV X X 11/04/03 HANOVER DIRECT INC DE X X 10/31/03 HARLAND JOHN H CO GA X X 10/29/03 HARRAHS ENTERTAINMENT INC DE X X 11/04/03 HARTMAN COMMERCIAL PROPERTIES REIT TX X 11/04/03 HAWK CORP DE X X 11/03/03 HECLA MINING CO/DE/ DE X 11/04/03 HEICO CORP FL X X 11/02/03 HEMACARE CORP /CA/ CA X 11/03/03 HORIZON ORGANIC HOLDING CORP DE X 11/03/03 HUB GROUP INC DE X 11/03/03 HYPERTENSION DIAGNOSTICS INC /MN MN X X 11/03/03 I MANY INC DE X 10/31/03 I/OMAGIC CORP NV X 11/04/03 IBT BANCORP INC /MI/ MI X X 11/03/03 ICO INC TX X X 11/03/03 ICOS CORP / DE DE X X 11/04/03 IDIAL NETWORKS INC NV X X 11/04/03 AMEND IKONICS CORP X X 10/29/03 INCYTE CORP DE X 11/04/03 INDUSTRIAL DISTRIBUTION GROUP INC DE X X 11/04/03 INFOSPACE INC DE X X 10/29/03 INNKEEPERS USA TRUST/FL MD X X 11/04/03 INSITUFORM TECHNOLOGIES INC DE X X 10/30/03 INTERDIGITAL COMMUNICATIONS CORP PA X 10/30/03 INTERLINE BRANDS INC X 11/03/03 INTERNATIONAL GAME TECHNOLOGY NV X 09/27/03 INTERNATIONAL SPEEDWAY CORP FL X 11/04/03 INVIVO CORP DE X 11/04/03 IOMED INC UT X X 11/04/03 IONICS INC MA X X 11/04/03 ISIS PHARMACEUTICALS INC DE X X 11/04/03 ITXC CORP NJ X X X 11/04/03 ITXC CORP NJ X X 11/04/03 J C PENNEY CO INC DE X X 10/29/03 J2 GLOBAL COMMUNICATIONS INC DE X X 05/14/03 JANUS HOTELS & RESORTS INC DE X X 10/29/03 K2 INC DE X X 11/04/03 KENTUCKY CENTRAL LIFE INSURANCE CO KY X 06/30/03 KINDERCARE LEARNING CENTERS INC /DE DE X X 11/03/03 KOS PHARMACEUTICALS INC FL X X 11/04/03 KRISPY KREME DOUGHNUTS INC NC X 10/31/03 LAREDO INVESTMENT CORP NV X 11/03/03 LEHMAN ABS CORP BOEING SECURITIES BAC DE X X 10/28/03 LEXINGTON PRECISION CORP DE X X 11/04/03 LIBERTY CORP SC X 11/04/03 LIBERTY CORP SC X 11/04/03 LUBRIZOL CORP OH X X 11/04/03 MACERICH CO MD X X 11/04/03 MAGMA DESIGN AUTOMATION INC DE X 10/29/03 MAGNUM HUNTER RESOURCES INC NV X 11/04/03 MANITOWOC CO INC WI X X 11/03/03 AMEND MASCO CORP /DE/ DE X X 11/04/03 MASTR ADJUSTABLE RATE MORTGAGE TRUST DE X X 10/25/03 MASTR ASSET SECURITIZATION TRUST 2003 DE X X 10/25/03 MATRITECH INC/DE/ DE X 11/03/03 MATRIX BANCORP INC CO X X 09/30/03 MBIA INC CT X 11/04/03 MEDIA ARTS GROUP INC DE X X 11/04/03 MEDIA SCIENCES INTERNATIONAL INC DE X 11/03/03 MEDIALINK WORLDWIDE INC DE X 10/28/03 MEDICAL TECHNOLOGY SYSTEMS INC /DE/ DE X X 11/04/03 MEDTOX SCIENTIFIC INC DE X 11/04/03 MENTOR CORP /MN/ MN X X 09/30/03 MERCHANTS GROUP INC DE X 10/30/03 MERISTAR HOSPITALITY CORP MD X 11/04/03 MERISTAR HOSPITALITY OPERATING PARTNE DE X 11/04/03 MERRILL LYNCH & CO INC DE X X 11/04/03 MERRILL LYNCH & CO INC DE X X 11/04/03 MERRILL LYNCH MORTGAGE INVESTORS 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