SEC NEWS DIGEST Issue 2005-212 November 3, 2005 COMMISSION ANNOUNCEMENTS SEC URGES INVESTORS TO PROTECT THEIR ONLINE BROKERAGE ACCOUNTS FROM IDENTITY THIEVES The Securities and Exchange Commission today issued an investor guide designed to inform Americans about steps they can take to protect their online brokerage accounts from unauthorized activity by intruders. Regulators believe that some identity thieves are targeting online brokerage accounts for intrusion. Over the past few months, the SEC has become aware of numerous situations in which unauthorized individuals have gained access to other people’s online brokerage accounts. Some of these fraudsters have stolen money from investors by transferring funds from the online brokerage accounts to outside accounts. Many identity thieves use malicious software programs to attack vulnerable computers of online users. These software programs can monitor computer activity and send information back to the thief’s computer. Sometimes, these programs will keep track of key strokes, which then allows identity thieves to easily obtain username and password information. “We are concerned that many investors aren’t taking appropriate precautions when accessing their online brokerage accounts,” said SEC Investor Education Director Susan F. Wyderko. “In our guide, we offer tips on how online investors can protect their personal information from intruders.” Installing a personal firewall and security software package, using a security token, and ignoring emails requesting confidential or sensitive information are among the ways investors can protect themselves from identity thieves. The SEC's investor guide is available at www.sec.gov/investor/pubs/onlinebrokerage.htm. (Press Rel. 2005-158) COMMISSION MEETINGS CLOSED MEETING – THURSDAY, NOVEMBER 10, 2005 – 10:00 A.M. A closed meeting will be held on Thursday, November 10, 2005 at 10:00 a.m. The subject matter of the meeting scheduled for Thursday, November 10, 2005 will be Formal orders of investigations; Institution and settlement of injunctive actions; Institution and settlement of administrative proceedings of an enforcement nature; Opinion; and a Regulatory matter bearing enforcement implications. At times, changes in Commission priorities require alterations in the scheduling of meeting items. For further information and to ascertain what, if any, matters have been added, deleted or postponed, please contact the Office of the Secretary at (202) 551-5400. ENFORCEMENT PROCEEDINGS IN THE MATTER OF ERIC TYRA, CPA On November 3, the Commission issued an Order Instituting Administrative Proceedings Pursuant to Rule 102(e) of the Commission’s Rules of Practice, Making Findings and Imposing Remedial Sanctions against Eric Tyra. The Order finds that Tyra, a certified public accountant licensed to practice in the States of Georgia and New York, served as chief financial officer of Just for Feet, Inc. (Just for Feet) from May 1997 until June 1999. The Order finds that on May 21, 2004, the Commission filed a complaint against Tyra in SEC v. Eric Tyra et al., (Civil Action No. CV-04-P-1052-S). On Jan. 31, 2005, the Commission filed an amended complaint. On Oct. 14, 2005, the court entered a final judgment permanently enjoining Tyra, by consent, from future violations of Section 17(a) of the Securities Act of 1933 and Sections 10(b) and 13(b)(5) of the Securities Exchange Act of 1934 and Rules 10b-5, 13b2-1 and 13b2-2 thereunder and from aiding and abetting violations of Sections 13(a), 13(b)(2)(A) and 13(b)(2)(B) of the Exchange Act and Rules 12b-20, 13a-1 and 13a-13 thereunder. The Commission’s complaint alleged, among other things, that Tyra directed others to record, without sufficient supporting documentation, “co-op” receivables and advertising rebate receivables on the company’s books, which resulted in the fraudulent overstatement of income on Just for Feet’s financial statements filed with the company’s periodic reports on Forms 10-K and 10-Q from 1997 through 1999. Based on the above, the Order suspends Tyra from appearing or practicing before the Commission as an accountant, provided that ten years after the date of the Order, Tyra may request that the Commission consider his reinstatement. Tyra consented to the issuance of the Order without admitting or denying any of the findings, except as to the entry of the final judgment in the civil injunctive action. (Rels. 34-52726; AAER- 2343; File No. 3-12095) KRAIG KIBBLE, FORMER EXECUTIVE OF NATIONAL CLEARING CORPORATION INVOLVED WITH LATE TRADING AND MARKET TIMING SCHEME, BARRED FROM ASSOCIATION WITH ANY BROKER OR DEALER On November 3, the Commission announced the issuance of an Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934, Making Findings and Imposing Remedial Sanctions against Kraig L. Kibble. The Commission’s Order was based on the entry of a final judgment, dated October 7, 2005, by the Honorable Percy Anderson, United States District Judge for the Central District of California, which, among other things, enjoined Kibble from violating Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder, and ordered him to pay a civil penalty in the amount of $50,000. Kibble consented to the entry of the final judgment. The Commission’s complaint alleged that Kibble, 45 of Washington, D.C., in his capacity as the former director of operations of National Clearing Corporation engaged in a scheme, along with his co-defendants, to facilitate late trading and market timing in mutual funds on behalf of NCC’s institutional customers. From June 2002 through September 2003, NCC executed thousands of late trades in hundreds of mutual funds. Moreover, the complaint alleges that Kibble directly participated in deceiving various mutual funds about NCC’s facilitation of fraudulent market timing trades on behalf of its customers. The Order bars Kibble from association with any broker or dealer with a right to reapply after four years. Kibble consented to the issuance of the Order without admitting or denying any of the Commission’s findings, with the exception of the Commission’s jurisdiction and entry of the final judgment by consent. (Rel. 34-52728; File No. 3-12096) DAVID ZILLI SETTLES AND CONSENTS TO PERMANENT FRAUD INJUNCTION, PERMANENT OFFICER AND DIRECTOR BAR, AND PAYMENT OF OVER $144,000 Today the Securities and Exchange Commission filed a settled enforcement action against David G. Zilli, the former Chief Financial Officer of Bon Secours Cottage Health Services (Cottage Health), for violating the antifraud provisions of the federal securities laws. Cottage Health is a subsidiary of a Maryland-based non-profit hospital and healthcare company called Bon Secours Health System, Inc. (Bon Secours), which issues corporate bonds, in part through public offerings. The Commission alleged in its complaint that, during Bon Secours’ fiscal years 1998 through 2003, Zilli engaged in an extensive scheme of fraudulent accounting practices that created the false appearance of steady earnings growth at Cottage Health. According to the complaint, Zilli’s fraud was accomplished through bogus manual journal entries that overstated the value of numerous assets and the operating income of Cottage Health and understated its liabilities. As a result of Zilli’s fraudulent scheme, Bon Secours’ financial statements were cumulatively misstated by an aggregate amount of $117 million during the period between 1998 and 2003. In February 2004, Bon Secours restated its 2002 consolidated financial statements to correct the impact of Zilli’s fraudulent accounting over the relevant periods. As alleged in the complaint, Zilli was the Vice President-Finance and CFO of Cottage Health from September 1998 through June 2003. During that time, Zilli supervised Cottage Health’s accounting department and was responsible for the creation of the financial statements of the subsidiary. On a periodic basis, Zilli generated Cottage Health’s financial statements and forwarded them to the finance department of Bon Secours where they were consolidated with those of the other subsidiaries to create Bon Secours’ annual consolidated financial statements. Bon Secours included the consolidated financial statements in various public bond offerings that it made to investors. According to the complaint, from 1998 through 2003, the accounting department prepared preliminary financial statements for Cottage Health and forwarded them to Zilli for review. Zilli, on numerous occasions, independently devised complex adjusting manual journal entries to the preliminary statements, lacking any support or accounting basis. The accounting department then finalized the monthly reports for Cottage Health after making the adjustments that Zilli had instructed the accounting personnel to make. The Commission alleges that the adjustments made by Zilli artificially and fraudulently boosted Cottage Health’s income in each period. As alleged, Zilli created the fraudulent journal entries to derive the specific income amount that he wanted to book for the particular period in order to ensure that Cottage Health’s reported performance figures met its financial targets. The complaint further alleges that Zilli’s fraudulent accounting resulted in the overstatement of three general categories of Bon Secours’ assets: accounts receivable, fixed assets and inventory. According to the complaint, Zilli’s misstatements materially inflated Bon Secours’ “increase in unrestricted net assets,” the equivalent of net income for a non-profit enterprise, by approximately the following amounts: (a) $20.1 million or 75% in fiscal year 2000; (b) $15.4 million or 31% in fiscal year 2001; and (c) $17.9 million or 270% in fiscal year 2002. The complaint further alleges that the misstatements overstated Bon Secours’ income from operations by approximately the following amounts: (a) $22.9 million or 106% in fiscal year 2000; (b) $20.6 million or 51% in fiscal year 2001; and (c) $21.9 million or 42% in fiscal year 2002. Zilli, without admitting or denying the allegations in the Commission’s complaint, consented to the entry of the final judgment which permanently enjoins him from violations of Section 17(a) of the Securities Act of 1933, Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder. In addition to the injunctive relief, under the terms of the final judgment, Zilli will pay $144,513 in disgorgement. Based on Zilli’s Sworn Statement of Financial Condition and other documentation, the Commission did not seek a penalty. The disgorgement amount shall be deemed satisfied upon his payment of that same amount in criminal restitution against Zilli in a parallel criminal action also filed today in the United States District Court for the District of Maryland. In the event that Zilli is ordered to pay an amount less than $144,513 in criminal restitution, the disgorgement amount that Zilli has agreed to pay in settling the Commission’s complaint is equal to $144,513, less the amount of criminal restitution. Under the terms of the final judgment, Zilli also will be barred permanently from serving as an officer or director of a public company. Zilli’s settlement with the Commission is subject to court approval. The Commission acknowledges the assistance in its investigation by the United States Attorney’s Office for the District of Maryland and the U.S. Postal Inspection Service. [SEC v. David G. Zilli, Civil Action No. CV 05-2134, D.D.C.] (LR-19455; AAER-2342) ZVI FUKS AND SABINA BEN-YEHUDA SETTLE SEC INSIDER TRADING CHARGES Zvi Fuks and Sabina Ben-Yehuda have consented to a full resolution of the Commission’s insider trading case against them. Pursuant to this settlement, which is subject to the Court’s approval, Fuks and Ben- Yehuda will pay full disgorgement of the losses they avoided as a result of their insider trading in ImClone stock in December 2001, plus prejudgment interest on those amounts and a civil penalty equal to the amount of their losses avoided. In total, Fuks and Ben-Yehuda will pay $2,770,687 to settle the Commission’s case against them. The Commission originally filed insider trading charges against Fuks and Ben-Yehuda on March 9, 2005 in the United States District Court for the Southern District of New York and filed an amended complaint today. In its amended complaint, the Commission charges that on the evening of Dec. 26, 2001, ImClone’s then CEO Samuel D. Waksal privately learned in advance of any official notice or public announcement that the United States Food and Drug Administration (FDA) would reject consideration of ImClone’s application to approve its primary product, a cancer treatment called Erbitux. On December 27, Waksal tipped Ben-Yehuda, who then passed the news onto Fuks. That same day, before this news became public and while in possession of this material, non-public information, Ben-Yehuda sold over $73,000 and Fuks sold over $5 million of ImClone stock. ImClone received written notification of the FDA’s decision in the afternoon on December 28, and publicly announced the FDA’s decision in a press release at about 6:00 p.m. that day. This news prompted ImClone’s stock price to drop 16%, from $55.25 to $46.46, by the close of the next trading day, December 31. The Commission’s amended complaint alleges that both Fuks and Ben-Yehuda violated section 17(a) of the Securities Exchange Act of 1933, Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder. Fuks and Ben-Yehuda have agreed to a full resolution, subject to the Court’s approval, of all of the charges in the amended complaint. Without admitting or denying the allegations, Fuks has consented to the entry of a final judgment against him, ordering him to (a) disgorge $1,214,239 representing the losses he avoided by the sales of ImClone stock, plus prejudgment interest of $230,615; (b) pay a civil penalty of $1,214,239; and (c) be permanently enjoined from future violations of Section 17(a) of the Securities Act, Section 10(b) of the Exchange Act and Rule 10b-5 thereunder. Ben-Yehuda has consented to the entry of a final judgment against her, ordering her to (a) disgorge $50,958, representing the losses she avoided by her sales of ImClone stock, plus prejudgment interest of $9,678; (b) pay a civil penalty of $50,958; and (c) be permanently enjoined from future violations of Section 17(a) of the Securities Act, Section 10(b) of the Exchange Act and Rule 10b-5 thereunder. The Commission acknowledges the assistance of the United States Attorney’s Office for the Southern District of New York and the Federal Bureau of Investigation in the investigation of this matter. [SEC v. Zvi Fuks, A.K.A. Zvi Fuchs and Sabina Ben-Yehuda, A.K.A. Sonia Ben Yehuda, 05 Civ. 2668, JES, S.D.N.Y.] (LR-19456) SECURITIES AND EXCHANGE COMMISSION OBTAINS EMERGENCY ASSET FREEZE AGAINST UNKNOWN PURCHASERS OF CALL OPTIONS FOR PLACER DOME STOCK PRIOR TO $9.2 BILLION ACQUISITION ANNOUNCEMENT On November 2, the Honorable George B. Daniels, U.S. District Judge for the Southern District of New York, entered a Temporary Restraining Order freezing assets of certain Unknown Purchasers of Call Options for the common stock of Placer Dome, Inc. (Unknown Purchasers). The Commission’s complaint alleges that the Unknown Purchasers engaged in illegal insider trading, in violation of the antifraud provisions of the federal securities laws. In addition to freezing approximately $3 million in assets, the Court’s order (i) requires that the Unknown Purchasers identify themselves, (ii) provides for expedited discovery, and (iii) prohibits the defendants from destroying evidence. The Commission’s complaint alleges that on Monday, Oct. 31, 2005, prior to the opening of the market, Barrick Gold Corporation (Barrick), a Canadian-based gold mining company, announced that it was making an offer to purchase Placer Dome Inc. (Placer), also a Canadian-based gold mining company. Under the proposed offer, the complaint alleges, Placer shareholders would receive $20.50 per share. The complaint further alleges that as a result of this Announcement, the price of Placer stock jumped to open at $19.82 per share – a 20% increase over its prior closing price on Friday, Oct. 28, 2005. The Commission further alleges that on October 25 and 26, while in possession of material, nonpublic information regarding this acquisition offer, the Unknown Purchasers, using overseas accounts, purchased over 10,000 call option contracts for Placer stock in an account at a broker- dealer in the United States. As the complaint alleges, over 5,000 call option contracts were “out of the money” and set to expire in November, within weeks of the purchase date. The complaint further alleges that, as a result of the increase in price of Placer stock following the Announcement, the unrealized illicit profits on these option contracts total over $1.9 million. The Commission alleges that the Unknown Purchasers in this case engaged in insider trading in violation of Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder. The Commission is seeking permanent injunctive relief, disgorgement of ill-gotten gains with prejudgment interest thereon, and civil monetary penalties. [SEC v. One or More Unknown Purchasers of Call Options for the Common Stock of Placer Dome Inc, Civil Action No. 05 CV 9300, S.D.N.Y.] (LR-19457) INVESTMENT COMPANY ACT RELEASE SPECIAL SITUATIONS FUND III, L.P., ET AL. A notice has been issued giving interested persons until November 25 to request a hearing on an application filed by Special Situations Fund III, L.P., et al., for an order under Section 17(b) of the Investment Company Act for an exemption from Section 17(a) of the act. The order would permit certain purchase and sale transactions in connection with a proposed division of a registered closed-end management investment company into two separate companies. (Rel. IC-27140 – November 2) SELF REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE A proposed rule change and Amendments No. 1 and 2 thereto (SR-NSX-2005- 08) by the National Stock Exchange to amend its manual processing fee for crosses and meets phoned into the NSX Control Room and the book fees charged to its Designated Dealers have become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the approval is expected in the Federal Register during the week of November 7. (Rel. 34-52713) PROPOSED RULE CHANGES The American Stock Exchange filed a proposed rule change and Amendments Nos. 1, 2, and 3 thereto (SR-Amex-2005-060) to amend the obvious error rules. Publication of the proposal is expected in the Federal Register during the week of November 7. (Rel. 34-52718) NASD through its subsidiary, The Nasdaq Stock Market, Inc., has filed a proposed rule change under Rule 19b-4 (SR-NASD-2005-128) to establish rules governing the operation of the INET System. Publication of the proposal is expected in the Federal Register during the week of November 7. (Rel. 34-52723) WITHDRAWALS An order has been issued granting the application of Valley Forge Scientific Corp., to withdraw its common stock, no par value, from listing and registration on the Boston Stock Exchange effective at the opening of business on November 2. (Rel. 34-52716) An order has been issued granting the application of Meredith Enterprises, Inc. to withdraw its common stock, $.01 par value, from listing and registration on the American Stock Exchange effective at the opening of business on November 2. (Rel. 34-52717) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . SB-2 Deli Solar (USA), Inc., 10105 E VIA LINDA #103, PMB 382, SCOTTSDALE, AZ, 85258, 4806142874 - 3,952,025 ($46,436,293.75) Equity, (File 333-129369 - Nov. 2) (BR. 11C) S-1 HYPERDYNAMICS CORP, 9700 BISSONNET SUITE 1700, HOUSTON, TX, 77036, 7136609771 - 6,400,000 ($9,856,000.00) Equity, 2,000,000 ($3,080,000.00) Other, (File 333-129370 - Nov. 2) (BR. 08B) SB-2 Puppy Zone Enterprises, Inc, 8275 S. EASTERN AVENUE, SUITE 200, LAS VEGAS, NV, 89123-2591, 702-938-0486 - 6,000,000 ($450,000.00) Equity, (File 333-129371 - Nov. 2) (BR. 09) S-4 MEDICIS PHARMACEUTICAL CORP, 8125 NORTH HAYDEN ROAD, SCOTTSDALE, AZ, 85258, 2125992000 - 0 ($2,658,850,834.00) Equity, (File 333-129372 - Nov. 2) (BR. 01B) S-1 Hiland Partners, LP, 205 WEST MAPLE, SUITE 1100, ENID, OK, 73701, 580-242-6040 - 0 ($79,727,200.00) Limited Partnership Interests, (File 333-129373 - Nov. 2) (BR. 04A) S-8 Baidu.com, Inc., 12/F, IDEAL INTERNATIONAL PLAZA, NO. 58 WEST-NORTH 4TH RING, BEIJING, F4, 100080, (86-10) 8262-1188 - 5,040,000 ($227,772,716.00) Equity, (File 333-129374 - Nov. 2) (BR. 03) F-6 Actions Semiconductor Co., Ltd., 15-1, NO.1, HIT ROAD,, TANGJIA, ZHUHAI, GUANGDONG, F4, 519085, (87-756) 339-2353 - 50,000,000 ($2,500,000.00) ADRs/ADSs, (File 333-129375 - Nov. 2) (BR. 10) F-6 Suntech Power Holdings Co., Ltd., 17-6 CHANGJIANG SOUTH ROAD, NEW DISTRICT, WUXI, JIANGSU PROVINCE, F4, 214028, (86 510) 534 5000 - 100,000,000 ($5,000,000.00) ADRs/ADSs, (File 333-129376 - Nov. 2) (BR. 10) S-8 DOW CHEMICAL CO /DE/, 2030 DOW CENTER, MIDLAND, MI, 48674-2030, 989-636-1000 - 6,000,000 ($211,260,000.00) Equity, (File 333-129381 - Nov. 2) (BR. 06B) F-1 Navios Maritime Holdings Inc., C/O INTERNATIONAL SHIPPING ENTERPRISES, 1225 FRANKLIN AVE., SUITE 325, GARDEN CITY, NY, 11530, 516-240-8025 - 65,550,000 ($339,549,000.00) Equity, (File 333-129382 - Nov. 2) (BR. 09) SB-2 ADVANCED TECHNOLOGY INDUSTRIES INC, 2030 MAIN ST. #1300, IRVINE, CA, 92614, 949 260-4770 - 384,693,960 ($42,316,335.60) Equity, (File 333-129383 - Nov. 2) (BR. 07A) S-8 OPPENHEIMER HOLDINGS INC, SUITE 1110, P.O. BOX 2015, 20 EGLINTON AVE. WEST, TORONTO, A6, M4R 1K8, (416)322-1515 - 31,110 ($578,646.00) Equity, (File 333-129385 - Nov. 2) (BR. 07B) S-3 LADISH CO INC, 5481 S PACKARD AVE, CUDAHY, WI, 53110, 4147472611 - 2,000,000 ($39,720,000.00) Equity, (File 333-129386 - Nov. 2) (BR. 06B) S-8 OPPENHEIMER HOLDINGS INC, SUITE 1110, P.O. BOX 2015, 20 EGLINTON AVE. WEST, TORONTO, A6, M4R 1K8, (416)322-1515 - 400,000 ($7,440,000.00) Equity, (File 333-129387 - Nov. 2) (BR. 07B) SB-2 RNS SOFTWARE, INC., 2197 WEST 2ND AVENUE, SUITE 103, VANCOUVER, A1, V5K 1H7, 604-789-2410 - 1,500,000 ($150,000.00) Equity, (File 333-129388 - Nov. 2) (BR. 09) S-8 OPPENHEIMER HOLDINGS INC, SUITE 1110, P.O. BOX 2015, 20 EGLINTON AVE. WEST, TORONTO, A6, M4R 1K8, (416)322-1515 - 750,000 ($13,950,000.00) Equity, (File 333-129389 - Nov. 2) (BR. 07B) S-8 OPPENHEIMER HOLDINGS INC, SUITE 1110, P.O. BOX 2015, 20 EGLINTON AVE. WEST, TORONTO, A6, M4R 1K8, (416)322-1515 - 180,000 ($3,348,000.00) Equity, (File 333-129390 - Nov. 2) (BR. 07B) S-8 RADIANT SYSTEMS INC, 7707723000 - 2,500,000 ($23,850,000.00) Equity, (File 333-129391 - Nov. 2) (BR. 03A) S-8 RADIANT SYSTEMS INC, 7707723000 - 0 ($9,540,000.00) Equity, (File 333-129392 - Nov. 2) (BR. 03A) SB-2 Comtrix, Inc., #401, 3702 SOUTH VIRGINIA STREET, #G12, RENO, NV, 89502, 778-322-6986 - 1,000,000 ($20,000.00) Equity, (File 333-129393 - Nov. 2) (BR. 09) SB-2 NETFABRIC HOLDINGS, INC, 67 FEDERAL ROAD, BUILDING A, SUITE 300, BROOKFIELD, CT, 06804, 203-775-1178 - 27,435,000 ($26,063,250.00) Equity, (File 333-129394 - Nov. 2) (BR. 09A) S-8 CIGNA CORP, ONE LIBERTY PLACE, 1650 MARKET STREET, PHILADELPHIA, PA, 19192-1550, 2157611000 - 10,000,000 ($1,000,000.00) Other, (File 333-129395 - Nov. 2) (BR. 01A) S-8 ARMOR HOLDINGS INC, 1400 MARSH LANDING PARKWAY, SUITE 112, JACKSONVILLE, FL, 32250, 9047415600 - 4,394,718 ($184,270,525.74) Equity, (File 333-129396 - Nov. 2) (BR. 10A) S-8 SUMMA INDUSTRIES/, 21250 HAWTHORNE BLVD, STE 500, TORRANCE, CA, 90503, 9092733485 - 500,000 ($3,917,000.00) Equity, (File 333-129397 - Nov. 2) (BR. 06B) SB-2 WORLDWIDE STRATEGIES INC, 3801 EAST FLORIDA AVE., #400, DENVER, CO, 80210, (303) 991-5887 - 19,610,000 ($18,237,300.00) Equity, (File 333-129398 - Nov. 2) (BR. ) S-8 CUTTER & BUCK INC, 701 N. 34TH ST., SUITE 400, SEATTLE, WA, 98103, 2066224191 - 139,483 ($1,793,751.00) Equity, (File 333-129399 - Nov. 2) (BR. 02B) SB-2 OWLSTONE NANOTECH INC, 600 LEXINGTON AVENUE, 29TH FLOOR, NEW YORK, NY, 10022, 212-583-0098 - 6,000,000 ($6,000,000.00) Equity, (File 333-129400 - Nov. 2) (BR. ) S-8 PEERLESS SYSTEMS CORP, 2381 ROSECRANS AVE, EL SEGUNDO, CA, 90245, 3105360908 - 4,262,329 ($32,706,550.00) Equity, (File 333-129401 - Nov. 2) (BR. 03C) S-8 AMBASSADORS INTERNATIONAL INC, 1071 CAMELBACK, STREET, NEWPORT BEACH, CA, 92660, 949.759.5900 - 0 ($8,064,000.00) Equity, (File 333-129404 - Nov. 2) (BR. 05A) F-10 SHAW COMMUNICATIONS INC, STE 900, 630 3RD AVE SW, CALGARY ALBERTA CANA, A0, 4037504500 - 0 ($254,323,499.49) Non-Convertible Debt, (File 333-129405 - Nov. 2) (BR. 11C) S-8 WEBSITE PROS INC, 12735 GRAN BAY PARKWAY WEST, BUILDING 200, JACKSONVILLE, FL, 32258, 9046806600 - 6,297,468 ($38,773,639.24) Other, (File 333-129406 - Nov. 2) (BR. 03B) S-8 PERKINELMER INC, 45 WILLIAM ST, WELLESLEY, MA, 02481, 7814314131 - 5,400,000 ($116,100,000.00) Equity, (File 333-129407 - Nov. 2) (BR. 10C) SB-2 CARBIZ INC, 7405 NORTH TAMIAMI TRAIL, SARASOTA, FL, 34243, 941-952-9255 - 44,807,860 ($4,750,809.00) Equity, (File 333-129408 - Nov. 2) (BR. ) N-2 Kayne Anderson Energy Total Return Fund, Inc., 1800 AVENUE OF THE STARS, SECOND FLOOR, LOS ANGELES, CA, 90067, 877-657-3863 - 40 ($1,000,000.00) Equity, (File 333-129409 - Nov. 2) (BR. 17) S-8 USEC INC, 2 DEMOCRACY CENTER, 6903 ROCKLEDGE DRIVE, BETHESDA, MD, 20817, 3015643200 - 1,000,000 ($9,850,000.00) Equity, (File 333-129410 - Nov. 2) (BR. 04C) S-3 COBIZ INC, 821 - 17TH STREET, SUITE 900, DENVER, CO, 80202, 3032932265 - 100,000,000 ($100,000,000.00) Other, (File 333-129411 - Nov. 2) (BR. 07A) S-1 DRUGMAX INC, 12505 STARKEY RD, SUITE A, LARGO, FL, 33773, 7275330431 - 66,628,217 ($103,273,737.90) Equity, (File 333-129412 - Nov. 2) (BR. 01C) F-1 Teekay LNG Partners L.P., TK HOUSE, BAYSIDE EXECUTIVE PARK, WEST BAY ST. & BLAKE RD., PO BOX AP59213, NASSAU, C5, 0000000000, 242-502-8820 - 0 ($128,845,770.00) Equity, (File 333-129413 - Nov. 2) (BR. 05C) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant’s Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT Aames Mortgage Investment Trust 2005- DE 8.01,9.01 10/25/05 AASTROM BIOSCIENCES INC MI 7.01,9.01 11/02/05 ABIOMED INC DE 2.02,9.01 11/02/05 ACE Securities Corp. Home Equity Loan DE 8.01,9.01 10/25/05 ACTIVISION INC /NY DE 2.02,9.01 11/02/05 ADAM INC GA 2.02,9.01 11/01/05 ADEPT TECHNOLOGY INC CA 2.02,9.01 11/02/05 ADEZA BIOMEDICAL CORP DE 2.02,9.01 11/02/05 Advance America, Cash Advance Centers DE 2.02,8.01,9.01 11/01/05 ADVANCED MEDICAL OPTICS INC DE 2.02,9.01 11/02/05 ADVANCED MEDICAL OPTICS INC DE 2.05 10/31/05 ADVANCED POWER TECHNOLOGY INC 1.01,9.01 11/01/05 ADVANCED TECHNOLOGY INDUSTRIES INC DE 1.01,2.03,3.02,9.01 08/26/05 AEP INDUSTRIES INC DE 5.03,9.01 10/27/05 AEROPOSTALE INC 7.01,9.01 11/02/05 AGILENT TECHNOLOGIES INC DE 7.01,9.01 11/02/05 AKAMAI TECHNOLOGIES INC DE 8.01,9.01 10/31/05 ALIGN TECHNOLOGY INC DE 1.01,8.01,9.01 10/31/05 ALLIANCE IMAGING INC /DE/ DE 1.01,5.02,9.01 10/28/05 ALLIANT TECHSYSTEMS INC DE 2.02,9.01 11/02/05 ALLIANT TECHSYSTEMS INC DE 5.02,9.01 11/01/05 ALLIED HEALTHCARE PRODUCTS INC DE 8.01,9.01 11/01/05 ALLSTATE LIFE GLOBAL FUNDING DE 8.01 11/01/05 ALLSTATE LIFE GLOBAL FUNDING DE 8.01 11/01/05 ALPINE GROUP INC /DE/ DE 8.01,9.01 11/02/05 AMEDISYS INC DE 2.02,9.01 11/01/05 AMERICAN CAPITAL STRATEGIES LTD 2.02,9.01 11/01/05 AMERICAN COMMUNITY BANCSHARES INC NC 7.01,8.01,9.01 10/27/05 AMERICAN FINANCIAL REALTY TRUST 1.01 10/31/05 AMERICAN SAFETY INSURANCE HOLDINGS LT 2.02 09/30/05 AMERICAN SAFETY INSURANCE HOLDINGS LT 5.02 11/02/05 AMERICAN SPECTRUM REALTY INC MD 2.01,9.01 10/27/05 AMERICAS CARMART INC TX 8.01 11/02/05 AML COMMUNICATIONS INC DE 2.02,9.01 11/02/05 AMSOUTH BANCORPORATION DE 7.01,9.01 11/02/05 AMSURG CORP TN 7.01,9.01 11/02/05 AMTECH SYSTEMS INC AZ 5.02,7.01,9.01 10/27/05 ANDERSONS INC OH 8.01 11/02/05 ANDERSONS INC OH 8.01 11/02/05 AMEND AP PHARMA INC /DE/ DE 2.02,9.01 09/30/05 APARTMENT INVESTMENT & MANAGEMENT CO MD 7.01,9.01 11/02/05 APOGEE ENTERPRISES INC MN 8.01,9.01 10/31/05 APPIAN, INC. NV 1.01,2.01,9.01 06/16/05 APPLEBEES INTERNATIONAL INC DE 7.01 11/02/05 ARBINET THEXCHANGE INC DE 2.02,9.01 11/02/05 ARGON ST, Inc. DE 8.01 11/02/05 ARGONAUT GROUP INC DE 2.02,9.01 11/02/05 ARIAD PHARMACEUTICALS INC DE 2.02,8.01,9.01 11/02/05 ARIBA INC DE 1.01 10/27/05 ARISTOTLE CORP DE 2.02,9.01 11/01/05 ARROW ELECTRONICS INC NY 8.01,9.01 10/31/05 ASHFORD HOSPITALITY TRUST INC MD 2.02,9.01 11/02/05 ASPECT MEDICAL SYSTEMS INC DE 2.02,9.01 11/02/05 ASPEN TECHNOLOGY INC /DE/ DE 1.01,9.01 10/27/05 Aspreva Pharmaceuticals CORP A1 2.02,9.01 11/02/05 ASSET ACCEPTANCE CAPITAL CORP 8.01 11/01/05 Asset Backed Pass-Through Certificate DE 8.01,9.01 10/25/05 ASSET BACKED SECURITIES CORP DE 8.01,9.01 11/02/05 AUTOLINE GROUP INC UT 3.02 11/01/05 AVANEX CORP DE 1.01,8.01,9.01 10/27/05 AVP INC DE 8.01,9.01 11/01/05 Banc of America Funding 2005-3 Trust DE 8.01,9.01 10/25/05 BANK OF AMERICA CORP /DE/ DE 9.01 10/26/05 AMEND BANKATLANTIC BANCORP INC FL 7.01,9.01 11/02/05 BARRIER THERAPEUTICS INC DE 2.02,9.01 11/01/05 BASSETT J R OPTICAL INC UT 3.02 10/18/05 BEAR STEARNS ASSET BACKED SECURITIES DE 8.01,9.01 11/02/05 BEAZER HOMES USA INC DE 2.02,9.01 11/02/05 BECKMAN COULTER INC DE 2.02,9.01 11/02/05 BEIJING MED PHARM CORP 1.01 10/13/05 BIOMARIN PHARMACEUTICAL INC DE 2.02,9.01 11/01/05 BMC SOFTWARE INC DE 2.02,9.01 11/02/05 BOISE CASCADE CO DE 1.01,1.02,5.02,9.01 10/27/05 BOOKHAM, INC. DE 2.02,9.01 11/02/05 BORDERS GROUP INC DE 1.01,9.01 10/28/05 BOSTON BEER CO INC MA 2.02,9.01 11/02/05 BRANDYWINE OPERATING PARTNERSHIP LP / DE 1.01,5.02,9.01 11/01/05 BRANDYWINE REALTY TRUST MD 1.01,5.02,9.01 11/01/05 BRINKS CO VA 2.02,9.01 11/02/05 Bronco Drilling Company, Inc. DE 8.01,9.01 11/02/05 BROOKFIELD HOMES CORP DE 2.02,9.01 10/28/05 Brooklyn Federal Bancorp, Inc. X1 2.02,9.01 11/01/05 BRT REALTY TRUST MA 1.01,9.01 11/01/05 BRUKER BIOSCIENCES CORP DE 2.02,9.01 11/02/05 BUFFETS HOLDINGS, INC. DE 8.01,9.01 11/02/05 C-BASS MORTGAGE LOAN ASSET-BACKED CER DE 8.01,9.01 10/25/05 C-COR INC PA 8.01 10/31/05 CABG MEDICAL INC MN 2.02,9.01 11/02/05 CABLEVISION SYSTEMS CORP /NY DE 8.01 10/31/05 CAL DIVE INTERNATIONAL INC MN 2.02,9.01 11/01/05 CALLWAVE INC 2.02,9.01 11/02/05 CAMPBELL FUND TRUST MD 3.02 11/01/05 CAPITAL TRUST INC MD 7.01,9.01 11/01/05 CARAUSTAR INDUSTRIES INC NC 2.02,9.01 10/28/05 CARDINAL HEALTH INC OH 7.01,9.01 11/02/05 CAREER EDUCATION CORP DE 2.02,9.01 11/02/05 Caribou Coffee Company, Inc. MN 2.02,9.01 11/02/05 CARMIKE CINEMAS INC DE 2.02,4.02 10/27/05 CARROLLTON BANCORP MD 7.01,9.01 11/01/05 CB RICHARD ELLIS GROUP INC DE 2.02,9.01 11/01/05 CDEX INC NV 3.02 10/28/05 CDI CORP PA 1.01,2.03 10/27/05 Centerplate, Inc. DE 2.02,9.01 11/02/05 CENTRAL EUROPEAN MEDIA ENTERPRISES LT 1.01,2.03 10/27/05 CERADYNE INC DE 7.01,9.01 10/31/05 CERUS CORP DE 2.02,9.01 11/02/05 CGI HOLDING CORP NV 8.01,9.01 11/01/05 CIBER INC DE 9.01 11/01/05 AMEND CIGNA CORP DE 2.02 11/02/05 CINCINNATI FINANCIAL CORP OH 7.01,9.01 11/02/05 CITADEL BROADCASTING CORP DE 5.02,9.01 10/28/05 CITIBANK SOUTH DAKOTA N A DE 8.01 11/02/05 CITIZENS COMMUNICATIONS CO DE 2.02,9.01 09/30/05 CLEARONE COMMUNICATIONS INC UT 4.01,9.01 10/28/05 CLECO CORP LA 2.02,9.01 09/30/05 CMGI INC DE 1.01,2.03,9.01 10/31/05 COGNEX CORP MA 1.01 10/28/05 COHERENT INC DE 2.02,9.01 11/02/05 COINSTAR INC DE 1.01,2.01,9.01 11/01/05 COLLINS INDUSTRIES INC MO 8.01,9.01 11/02/05 COLONIAL COMMERCIAL CORP NY 5.02,9.01 10/27/05 COLORADO INTERSTATE GAS CO DE 1.01,2.01,2.03,9.01 11/02/05 COMMERCIAL CAPITAL BANCORP INC NV 2.02,9.01 10/24/05 COMMERCIAL FEDERAL CORP NE 8.01,9.01 11/02/05 COMMUNITY SHORES BANK CORP MI 1.01,9.01 10/31/05 COMPETITIVE TECHNOLOGIES INC DE 8.01,9.01 11/02/05 COMPUMED INC DE 8.01,9.01 10/28/05 COMPUTER TASK GROUP INC NY 7.01,9.01 11/02/05 CONSOLIDATED GRAPHICS INC /TX/ TX 2.02,9.01 11/02/05 CONSOLIDATED GRAPHICS INC /TX/ TX 2.02,9.01 11/02/05 CONTINENTAL AIRLINES INC /DE/ DE 8.01,9.01 11/01/05 Cooper-Standard Holdings Inc. DE 1.01,3.02,9.01 10/27/05 Copano Energy, L.L.C. DE 1.01,9.01 10/27/05 CORNERSTONE BANCORP INC CT 2.02,9.01 10/31/05 COTHERIX INC 2.02,9.01 11/02/05 COUNTRYWIDE FINANCIAL CORP DE 1.01,9.01 10/27/05 COVAD COMMUNICATIONS GROUP INC DE 5.03,9.01 10/27/05 COWLITZ BANCORPORATION WA 1.01,9.01 11/01/05 COWLITZ BANCORPORATION WA 2.01,9.01 11/01/05 COX RADIO INC DE 1.01,2.02,9.01 10/31/05 CRA INTERNATIONAL, INC. MA 2.02 11/01/05 Creative Eateries Corp NV 2.01,9.01 11/02/05 CREDIT SUISSE FIRST BOSTON MORTGAGE A DE 9.01 11/02/05 CREDIT SUISSE FIRST BOSTON USA INC DE 8.01 11/02/05 CRESCENT FINANCIAL CORP NC 9.01 10/27/05 AMEND CROWN HOLDINGS INC PA 5.02 10/27/05 CSB BANCORP INC /OH OH 5.04,9.01 11/01/05 CSFB Adjustable Rate Mortgage Trust 2 DE 8.01,9.01 10/25/05 CSFB COMMERCIAL MORT PASS THR CERT SE DE 8.01,9.01 11/01/05 CSI Business Finance, Inc. FL 4.01,9.01 10/28/05 CTI GROUP HOLDINGS INC DE 8.01 11/01/05 CWALT INC 8.01,9.01 11/01/05 CYTOGEN CORP DE 2.02,9.01 11/02/05 CYTOKINETICS INC 1.01,3.02,9.01 10/28/05 DATASCOPE CORP DE 5.02 10/27/05 DEAN FOODS CO/ DE 2.02,9.01 11/02/05 DEL LABORATORIES INC DE 1.01,1.02,2.03,9.01 10/28/05 DELTA & PINE LAND CO DE 2.02,9.01 08/31/05 DELTA AIR LINES INC /DE/ DE 8.01,9.01 11/01/05 DELTA FINANCIAL CORP DE 2.02,8.01,9.01 09/30/05 DEPARTMENT 56 INC DE 1.01,9.01 10/27/05 DIAMONDHEAD CASINO CORP DE 5.02 10/31/05 DIGENE CORP DE 2.02,9.01 11/02/05 Digital Realty Trust, Inc. MD 1.01,7.01,9.01 10/31/05 DIRECT GENERAL CORP 2.02,9.01 11/01/05 DIVERSIFIED FINANCIAL RESOURCES CORP DE 1.01,2.01,9.01 08/08/05 DOCUMENT SCIENCES CORP DE 2.02,9.01 11/02/05 DOR BIOPHARMA INC DE 1.01,9.01 10/28/05 DREW INDUSTRIES INC DE 8.01,9.01 10/31/05 DRINKS AMERICAS HOLDINGS, LTD DE 1.01,2.03,3.02,9.01 11/02/05 DUKE CAPITAL LLC DE 2.05,2.06 11/01/05 DUKE ENERGY CORP NC 2.05,2.06 11/01/05 DUKE ENERGY CORP NC 2.02,9.01 11/02/05 DUQUESNE LIGHT HOLDINGS INC PA 2.02,9.01 11/02/05 DURA AUTOMOTIVE SYSTEMS INC DE 8.01 10/27/05 DURECT CORP DE 7.01,8.01,9.01 11/01/05 DYNAMICS RESEARCH CORP MA 2.02,9.01 11/01/05 DYNTEK INC DE 1.01 10/26/05 AMEND EARTHLINK INC DE 1.01,9.01 10/27/05 EBIX INC DE 2.02,9.01 10/31/05 EDGE PETROLEUM CORP DE 2.02,9.01 11/02/05 EDGE PETROLEUM CORP DE 5.02 10/27/05 EFUNDS CORP DE 2.02,9.01 11/02/05 ELECTRO SENSORS INC MN 4.01,9.01 10/26/05 EMAGEON INC 7.01,9.01 11/01/05 EMBREX INC /NC/ NC 2.02,9.01 11/01/05 EMPIRE ENERGY CORP UT 5.02,8.01,9.01 11/01/05 ENDOLOGIX INC /DE/ DE 2.02,9.01 09/30/05 ENTERGY CORP /DE/ DE 5.02 10/28/05 AMEND EPIX Pharmaceuticals, Inc. 8.01,9.01 11/01/05 ERICO INTERNATIONAL CORP 2.02,9.01 11/02/05 ERIE INDEMNITY CO PA 2.02,9.01 11/02/05 ESCALADE INC IN 1.01,9.01 10/28/05 ESCHELON TELECOM INC 2.02,9.01 11/02/05 ESSEX PORTFOLIO LP CA 1.01,2.03,9.01 11/01/05 ESSEX PROPERTY TRUST INC MD 1.01,2.03,9.01 11/01/05 ESSEX PROPERTY TRUST INC MD 9.01 11/02/05 EXABYTE CORP /DE/ DE 2.02 11/02/05 EXAR CORP DE 1.01,5.02,5.03,8.01,9.01 10/27/05 EXCO RESOURCES INC TX 7.01 11/02/05 EXPRESSJET HOLDINGS INC DE 8.01,9.01 10/31/05 FAIR ISAAC CORP DE 2.02,9.01 11/02/05 FAMOUS DAVES OF AMERICA INC MN 2.02,9.01 11/02/05 FASHION HOUSE HOLDINGS INC 2.01,9.01 08/19/05 AMEND FAVRILLE INC DE 2.02,9.01 11/02/05 Federal Home Loan Bank of New York X1 2.02 10/24/05 AMEND Federal Home Loan Bank of New York X1 2.02 10/26/05 AMEND FEDERAL TRUST CORP FL 8.01,9.01 10/31/05 FEDERATED DEPARTMENT STORES INC /DE/ DE 2.02,9.01 11/02/05 FelCor Lodging Trust Inc MD 1.01,1.02,2.03 10/27/05 FINANCIAL ASSET SECURITIES CORP DE 8.01,9.01 10/28/05 FIRST CAPITAL BANCORP, INC. 2.02,9.01 10/28/05 FIRST CASH FINANCIAL SERVICES INC DE 8.01,9.01 11/02/05 FIRST FINANCIAL BANCORP /OH/ OH 2.02,7.01,8.01,9.01 11/02/05 First Franklin Mortgage Loan Trust, S DE 8.01,9.01 10/25/05 FIRST NATIONAL BANCSHARES INC /SC/ SC 8.01,9.01 11/01/05 FMC TECHNOLOGIES INC DE 2.02,9.01 11/01/05 Fortuna Gaming Corp. 8.01,9.01 10/18/05 Foundation Coal Holdings, Inc. DE 2.02,9.01 11/02/05 Foundation Coal Holdings, Inc. DE 2.02,9.01 11/02/05 FROZEN FOOD EXPRESS INDUSTRIES INC TX 7.01,9.01 11/02/05 FTI CONSULTING INC MD 1.01,9.01 11/01/05 FUEL TECH N V 7.01 11/02/05 FULTON FINANCIAL CORP PA 7.01,9.01 11/02/05 GALAXY MINERALS INC FL 4.01 10/28/05 GEN PROBE INC DE 2.02,9.01 11/02/05 GENCO SHIPPING & TRADING LTD 2.02,9.01 11/02/05 GENERAL CABLE CORP /DE/ DE 2.02,9.01 11/01/05 GENERAL MOTORS CORP DE 8.01 11/01/05 GENVEC INC DE 2.02,9.01 11/02/05 Georgetown Bancorp, Inc. X1 2.02,9.01 10/31/05 GEORGIA CAROLINA BANCSHARES INC GA 2.02,9.01 10/27/05 GEORGIA GULF CORP /DE/ DE 2.02,9.01 10/27/05 GLOBAL GOLD CORP DE 3.01 11/02/05 GLOBALSANTAFE CORP 7.01,9.01 11/02/05 GOLDSTRIKE INC NV 1.01,3.02,9.01 10/28/05 AMEND GOVERNMENT PROPERTIES TRUST INC 2.02 11/02/05 GRANT PARK FUTURES FUND LIMITED PARTN IL 7.01 10/28/05 GRANT PARK FUTURES FUND LIMITED PARTN IL 8.01,9.01 10/20/05 AMEND GREAT PLAINS ENERGY INC MO 2.02,9.01 09/30/05 GREENBRIER COMPANIES INC DE 2.02,9.01 11/02/05 Greenpoint Mortgage Funding Trust 200 DE 9.01 09/27/05 GREENS WORLDWIDE INC AZ 1.01,9.01 11/01/05 GREENWICH CAPITAL ACCEPTANCE INC DE 8.01,9.01 11/01/05 GSAA Home Equity Trust 2005-11 DE 8.01,9.01 10/25/05 GTC BIOTHERAPEUTICS INC MA 2.02,9.01 11/02/05 GUESS INC DE 2.02,9.01 11/02/05 GUIDANT CORP IN 8.01,9.01 11/02/05 GULF POWER CO ME 5.03,9.01 10/27/05 HARBOR GLOBAL CO LTD 2.02,9.01 11/02/05 HAVERTY FURNITURE COMPANIES INC MD 2.02,9.01 11/02/05 HEALTH GRADES INC DE 2.02,9.01 11/02/05 HEMOBIOTECH INC 1.01,8.01 10/27/05 HERBST GAMING INC NV 2.02,9.01 11/02/05 HERITAGE BANKSHARES INC /VA VA 2.02,9.01 11/02/05 HF FINANCIAL CORP DE 2.02,8.01,9.01 10/31/05 HIGHLAND HOSPITALITY CORP MD 1.01,9.01 10/31/05 HOLOGIC INC DE 2.02,9.01 11/02/05 Home Equity Loan Trust 2005-HS1 DE 8.01,9.01 10/31/05 HOME FEDERAL BANCORP, INC. OF LOUISIA 2.02,9.01 11/02/05 Home Loan Trust 2005-HI2 DE 8.01,9.01 10/31/05 HOOPER HOLMES INC NY 2.02,9.01 10/31/05 HSBC HOME EQUITY LOAN CORP I DE 8.01,9.01 11/01/05 HUDSON CITY BANCORP INC DE 7.01,9.01 11/02/05 Huntsman Advanced Materials LLC DE 2.02 11/02/05 Huntsman CORP DE 2.02 11/02/05 HUNTSMAN INTERNATIONAL LLC DE 2.02 11/02/05 HYDRON TECHNOLOGIES INC NY 3.02,8.01,9.01 10/24/05 ID SYSTEMS INC DE 2.02,9.01 11/02/05 IMAGE ENTERTAINMENT INC CA 2.02,9.01 11/02/05 IMAGE ENTERTAINMENT INC CA 9.01 10/31/05 AMEND IMMUNE RESPONSE CORP DE 1.01,1.02,3.01,3.02,5.02,9.01 10/27/05 IMPLANT SCIENCES CORP MA 4.01,9.01 10/27/05 INFRASOURCE SERVICES INC DE 2.02,9.01 11/02/05 INN OF THE MOUNTAIN GODS RESORTS & CA 1.01,9.01 10/27/05 INNKEEPERS USA TRUST/FL MD 1.01,9.01 07/28/05 AMEND INSITUFORM TECHNOLOGIES INC DE 2.02,7.01,9.01 10/27/05 INSTINET GROUP INC DE 2.02,9.01 11/02/05 INTEGRA LIFESCIENCES HOLDINGS CORP DE 1.01,9.01 10/31/05 INTEGRAL SYSTEMS INC /MD/ MD 1.01,9.01 10/27/05 INTEGRAMED AMERICA INC DE 7.01,9.01 11/02/05 INTEGRATED ALARM SERVICES GROUP INC DE 5.02,9.01 10/31/05 INTEGRITY BANCSHARES INC GA 8.01,9.01 11/02/05 INTER PARFUMS INC DE 8.01 11/01/05 INTERCHANGE FINANCIAL SERVICES CORP / NJ 1.02 11/02/05 INTERDIGITAL COMMUNICATIONS CORP PA 1.01 11/01/05 INTERDIGITAL COMMUNICATIONS CORP PA 8.01 11/02/05 INTERPOOL INC DE 1.01,9.01 10/27/05 INTERSTATE HOTELS & RESORTS INC DE 2.02,9.01 11/02/05 INTRABIOTICS PHARMACEUTICALS INC /DE DE 1.01,2.02,9.01 10/27/05 INVERNESS MEDICAL INNOVATIONS INC DE 2.02,9.01 11/02/05 IPASS INC DE 1.01 10/28/05 IPAYMENT INC DE 7.01,9.01 11/02/05 IRIS INTERNATIONAL INC DE 2.02,9.01 11/02/05 ISOLAGEN INC DE 1.01,5.02,9.01 10/27/05 ITC Holdings Corp. MI 2.02,9.01 11/01/05 ITC Holdings Corp. MI 1.01 08/16/05 AMEND ITERIS, INC. DE 2.02,9.01 11/02/05 J CREW GROUP INC DE 8.01,9.01 11/01/05 JAMESON INNS INC GA 7.01,9.01 11/02/05 JANE BUTEL CORP FL 1.01,2.03,9.01 11/01/05 JANE BUTEL CORP FL 5.03,9.01 11/01/05 JCM PARTNERS LLC DE 3.02 11/01/05 JLG INDUSTRIES INC PA 1.01,9.01 10/27/05 JOHNSON & JOHNSON NJ 8.01 11/02/05 JORGENSEN EARLE M CO /DE/ DE 8.01,9.01 11/02/05 Jupiter Global Holdings Corp NV 9.01 09/22/05 AMEND KAYDON CORP DE 1.01 10/27/05 KINDER MORGAN ENERGY PARTNERS L P DE 7.01 11/02/05 KINDRED HEALTHCARE, INC DE 2.02,7.01,9.01 11/01/05 Knockout Holdings, Inc. DE 5.02 10/11/05 Knockout Holdings, Inc. DE 5.02 10/27/05 KOS PHARMACEUTICALS INC FL 1.01,5.02,9.01 11/02/05 LA JOLLA PHARMACEUTICAL CO DE 7.01,9.01 11/02/05 LARREA BIOSCIENCES CORP NV 4.01,9.01 10/18/05 AMEND LAS VEGAS SANDS CORP NV 2.02,9.01 11/02/05 LCC INTERNATIONAL INC DE 8.01,9.01 11/02/05 LEAP WIRELESS INTERNATIONAL INC DE 1.01 10/26/05 LEGGETT & PLATT INC MO 5.02,9.01 11/02/05 LEUCADIA NATIONAL CORP NY 1.02 11/01/05 LIMELIGHT MEDIA GROUP INC NV 1.01,1.02,9.01 10/28/05 LITTELFUSE INC /DE DE 7.01,9.01 11/02/05 MACROVISION CORP DE 2.02,9.01 11/02/05 MAGNA ENTERTAINMENT CORP DE 1.01,9.01 11/02/05 MAIN STREET BANKS INC /NEW/ GA 8.01,9.01 11/02/05 MARGO CARIBE INC PR 1.01 10/28/05 MASS MEGAWATTS WIND POWER INC 7.01 09/30/05 AMEND MAXCO INC MI 1.01,9.01 10/27/05 MBNA AMERICA BANK NATIONAL ASSOCIATIO DE 8.01,9.01 11/02/05 MBNA CORP MD 8.01 11/02/05 MCLEODUSA INC DE 1.01,2.03,2.04,8.01,9.01 10/28/05 MEDICAL PROPERTIES TRUST INC 1.01,1.02,2.03,9.01 10/27/05 MERCHANTS BANCSHARES INC DE 2.02,9.01 11/02/05 MERCURY INTERACTIVE CORP DE 5.02,8.01,9.01 11/02/05 MEREDITH ENTERPRISES INC DE 3.01,9.01 11/02/05 MERRILL LYNCH MORTGAGE INVESTORS INC DE 8.01,9.01 11/02/05 MERRILL LYNCH MORTGAGE INVESTORS TRUS DE 8.01,9.01 10/18/05 MERRILL LYNCH MORTGAGE INVESTORS TRUS DE 8.01,9.01 10/25/05 METAL MANAGEMENT INC DE 2.02 11/02/05 MICROVISION INC WA 2.02,9.01 11/02/05 MID AMERICA APARTMENT COMMUNITIES INC TN 7.01,9.01 11/02/05 MIDWAY GAMES INC DE 2.02,9.01 11/01/05 MILLER HERMAN INC MI 7.01 11/02/05 MOBILE MINI INC DE 2.02,5.02,9.01 10/31/05 MOHAWK INDUSTRIES INC DE 1.01,2.01,2.03,5.02,9.01 10/31/05 MOLDFLOW CORP 2.02,9.01 11/02/05 MOMENTA PHARMACEUTICALS INC DE 2.02,9.01 11/02/05 MONTPELLIER GROUP INC DE 1.01,2.01,9.01 08/19/05 AMEND Morgan Stanley Capital I Trust 2005 I DE 2.01,9.01 10/25/05 MORTGAGE LOAN ASSET-BACKED CERTIFICAT DE 8.01,9.01 10/25/05 MRV COMMUNICATIONS INC DE 2.02,9.01 10/27/05 MVC CAPITAL, INC. DE 8.01 10/31/05 MYOGEN INC DE 2.02,9.01 11/02/05 NABI BIOPHARMACEUTICALS DE 1.02,8.01,9.01 10/31/05 NANOGEN INC DE 2.02,9.01 11/02/05 NAPSTER INC DE 2.02,9.01 11/02/05 NASTECH PHARMACEUTICAL CO INC DE 2.02,9.01 11/02/05 NATIONAL RESEARCH CORP WI 2.02,9.01 11/01/05 NATIONWIDE FINANCIAL SERVICES INC/ DE 2.02,7.01 11/02/05 NAUTILUS, INC. WA 2.02,9.01 11/02/05 NAVISTAR FINANCIAL DEALER NOTE MASTER DE 8.01,9.01 09/30/05 NAVISTAR FINANCIAL DEALER NOTE MASTER DE 8.01,9.01 09/30/05 NDS GROUP PLC X0 2.02 11/01/05 NEOMAGIC CORP DE 1.01 10/28/05 NEOSE TECHNOLOGIES INC DE 1.01,1.02 10/31/05 NEOSE TECHNOLOGIES INC DE 2.02,9.01 11/02/05 NEOSE TECHNOLOGIES INC DE 2.05,2.06 08/04/05 AMEND NEOWARE SYSTEMS INC DE 2.02,9.01 11/02/05 NETFABRIC HOLDINGS, INC DE 1.02,9.01 11/02/05 NETRATINGS INC DE 5.02 11/02/05 NEW CENTURY BANCORP INC NC 2.02,9.01 11/01/05 NEW YORK COMMUNITY BANCORP INC DE 7.01,9.01 11/02/05 NEXSTAR BROADCASTING GROUP INC DE 2.02,9.01 11/02/05 NMT MEDICAL INC DE 2.02,9.01 11/02/05 NN INC DE 2.02,9.01 11/01/05 NORTEL NETWORKS CORP 2.02,9.01 11/02/05 NORTEL NETWORKS LTD 2.02,9.01 11/02/05 NORTH AMERICAN GALVANIZING & COATINGS DE 7.01 10/31/05 NORTH FORK BANCORPORATION INC DE 7.01,9.01 11/02/05 NORTHERN STATES POWER CO MN 8.01,9.01 11/02/05 NOVAMED INC DE 2.02,9.01 11/02/05 NOVAMED INC DE 1.01,5.02,8.01,9.01 10/27/05 NOVAVAX INC DE 1.01,9.01 11/01/05 NTS REALTY HOLDINGS LP DE 1.01,9.01 11/01/05 NUCO2 INC /FL FL 2.02,7.01,9.01 11/02/05 NYFIX INC DE 8.01,9.01 11/01/05 O2DIESEL CORP 1.01,3.02,9.01 10/28/05 OFFSHORE LOGISTICS INC DE 5.02,7.01,9.01 11/01/05 OHIO LEGACY CORP OH 2.02,9.01 11/02/05 OLD DOMINION FREIGHT LINE INC/VA VA 8.01,9.01 10/31/05 OMNICARE INC DE 2.02,9.01 11/02/05 ONEOK INC /NEW/ OK 8.01,9.01 11/02/05 ONEOK INC /NEW/ OK 2.02,9.01 11/02/05 ONYX PHARMACEUTICALS INC DE 2.02,9.01 11/02/05 ONYX SOFTWARE CORP/WA WA 2.02,9.01 11/02/05 ORTEC INTERNATIONAL INC DE 3.02,9.01 10/31/05 OSULLIVAN INDUSTRIES HOLDINGS INC DE 5.02,9.01 11/02/05 OSULLIVAN INDUSTRIES INC DE 5.02,9.01 11/02/05 OVATION PRODUCTS CORP 8.01 10/28/05 OXFORD MEDIA, INC. NV 4.01,9.01 10/17/05 AMEND OXIS INTERNATIONAL INC DE 1.01,9.01 10/28/05 PACIFIC ENTERPRISES INC CA 2.02,9.01 11/02/05 PACIFIC GAS & ELECTRIC CO CA 2.02,7.01,9.01 11/02/05 PAIN THERAPEUTICS INC DE 2.02,9.01 11/02/05 PANERA BREAD CO DE 2.02,9.01 11/01/05 PAPA JOHNS INTERNATIONAL INC DE 2.02,9.01 11/01/05 PARAMETRIC TECHNOLOGY CORP MA 2.02,9.01 11/02/05 Patient Safety Technologies, Inc DE 1.01,3.02,9.01 10/31/05 PEAPACK GLADSTONE FINANCIAL CORP NJ 2.02,9.01 11/01/05 PEDIATRIX MEDICAL GROUP INC FL 2.02,7.01,8.01,9.01 11/02/05 PEETS COFFEE & TEA INC WA 2.02 11/02/05 PEMSTAR INC MN 2.02,9.01 11/02/05 PENNSYLVANIA REAL ESTATE INVESTMENT T PA 8.01,9.01 10/31/05 PEOPLES CHOICE HOME LOAN SECURITIES T 8.01,9.01 10/25/05 PEOPLES CHOICE HOME LOAN SECURITIES T 8.01,9.01 10/25/05 PEOPLES CHOICE HOME LOAN SECURITIES T 8.01,9.01 10/25/05 PER SE TECHNOLOGIES INC DE 2.02,9.01 11/02/05 PETCO ANIMAL SUPPLIES INC DE 5.02 10/27/05 PETROSEARCH ENERGY CORP 8.01,9.01 11/01/05 PG&E CORP CA 2.02,7.01,9.01 11/02/05 PHOENIX COMPANIES INC/DE DE 2.02,9.01 09/30/05 PIEDMONT NATURAL GAS CO INC NC 8.01 11/02/05 PINNACLE FINANCIAL PARTNERS INC TN 7.01,9.01 11/02/05 PLANAR SYSTEMS INC OR 2.02,9.01 11/02/05 PLAYBOY ENTERPRISES INC DE 2.02,9.01 11/02/05 PMC SIERRA INC DE 1.01 10/28/05 POP3 MEDIA CORP NV 5.02,8.01 10/31/05 POPULAR INC PR 8.01,9.01 11/02/05 PRA International DE 1.01,9.01 10/28/05 Prestige Brands Holdings, Inc. 2.01,8.01,9.01 10/28/05 PRICELINE COM INC DE 2.02,7.01,8.01,9.01 11/02/05 PRIME MORTGAGE TRUST, MORTGAGE PASS-T 8.01,9.01 10/25/05 Prime Mortgage Trust, Mortgage Pass-T DE 8.01,9.01 10/25/05 PRIME MORTGAGE TRUST, MORTGAGE PASS-T DE 8.01,9.01 10/25/05 PRO DEX INC CO 1.01,9.01 10/31/05 PROCTER & GAMBLE CO OH 8.01 11/02/05 PROQUEST CO DE 2.02,9.01 10/27/05 ProtoKinetix, Inc. 5.02 09/30/05 PROVIDE COMMERCE INC DE 2.02,9.01 11/02/05 PROVIDENT BANKSHARES CORP MD 7.01,9.01 11/02/05 PROVIDENT NEW YORK BANCORP DE 5.04,9.01 11/01/05 PRUDENTIAL FINANCIAL INC NJ 2.02,7.01,9.01 11/02/05 PUBLIX SUPER MARKETS INC FL 2.02,9.01 11/01/05 PXRE GROUP LTD 7.01,9.01 11/01/05 QC Holdings, Inc. KS 2.02,9.01 11/02/05 QUAKER CHEMICAL CORP PA 2.02,9.01 11/01/05 QUALCOMM INC/DE DE 2.02,9.01 11/02/05 QUALSTAR CORP CA 2.02,9.01 11/02/05 QUANEX CORP DE 7.01 11/01/05 QUESTCOR PHARMACEUTICALS INC CA 2.02,9.01 10/27/05 RAAC Series 2005-SP1 Trust DE 8.01,9.01 10/28/05 RADISYS CORP OR 2.02,9.01 10/27/05 RAMP Series 2005 SL2 Trust DE 8.01,9.01 10/28/05 RAMP Series 2005-EFC1 Trust DE 8.01,9.01 10/28/05 RAMP Series 2005-EFC1 Trust DE 8.01,9.01 10/28/05 RAMP Series 2005-EFC2 DE 8.01,9.01 10/28/05 RAMP Series 2005-EFC3 Trust DE 8.01,9.01 10/28/05 RAMP Series 2005-EFC4 Trust DE 8.01,9.01 10/28/05 RAMP Series 2005-RS1 Trust 8.01,9.01 10/28/05 RAMP Series 2005-RS2 Trust DE 8.01,9.01 10/28/05 RAMP Series 2005-RS3 Trust DE 8.01,9.01 10/28/05 RAMP Series 2005-RS4 Trust DE 8.01,9.01 10/28/05 RAMP Series 2005-RS5 Trust DE 8.01,9.01 10/28/05 RAMP Series 2005-RS6 Trust DE 8.01,9.01 10/28/05 RAMP Series 2005-RS7 Trust DE 8.01,9.01 10/28/05 RAMP Series 2005-RS8 Trust DE 8.01,9.01 10/28/05 RAMP Series 2005-RZ1 Trust DE 8.01,9.01 10/28/05 RAMP Series 2005-RZ2 Trust DE 8.01,9.01 10/28/05 RAMP Series 2005-RZ3 Trust DE 8.01,9.01 10/28/05 RAMP Series 2005-SL1 Trust DE 8.01,9.01 10/28/05 RASC Series 2005-AHL1 Trust DE 8.01,9.01 10/28/05 RASC Series 2005-EMX1 Trust DE 8.01,9.01 10/28/05 RASC Series 2005-EMX2 Trust DE 8.01,9.01 10/28/05 RASC Series 2005-EMX3 Trust DE 8.01,9.01 10/28/05 RASC Series 2005-KS1 Trust DE 8.01,9.01 10/28/05 RASC Series 2005-KS2 Trust DE 8.01,9.01 10/28/05 RASC Series 2005-KS3 Trust DE 8.01,9.01 10/28/05 RASC Series 2005-KS4 Trust DE 8.01,9.01 10/28/05 RASC Series 2005-KS5 Trust DE 8.01,9.01 10/28/05 RASC Series 2005-KS6 Trust DE 8.01,9.01 10/28/05 RASC Series 2005-KS7 Trust DE 8.01,9.01 10/28/05 RASC Series 2005-KS8 Trust DE 8.01,9.01 10/28/05 RASC Series 2005-KS9 Trust DE 8.01,9.01 10/28/05 RECKSON ASSOCIATES REALTY CORP MD 2.02,9.01 10/31/05 REDHOOK ALE BREWERY INC WA 2.02,9.01 11/01/05 REHABCARE GROUP INC DE 5.02 11/02/05 RELM WIRELESS CORP NV 2.02,9.01 11/01/05 REMOTE MDX INC UT 3.02,9.01 03/08/05 RENAISSANCE HOME EQUITY LOAN TRUST 20 DE 8.01,9.01 10/25/05 RENAISSANCE HOME EQUITY LOAN TRUST 20 DE 8.01,9.01 10/25/05 RENAISSANCERE HOLDINGS LTD 2.02,9.01 11/01/05 RENAL CARE GROUP INC DE 2.02,9.01 11/01/05 RES CARE INC /KY/ KY 2.02,5.02,9.01 11/02/05 RESMED INC DE 2.02,9.01 11/02/05 RETRACTABLE TECHNOLOGIES INC TX 8.01,9.01 11/02/05 RFMSI Series 2005-S1 Trust DE 8.01,9.01 10/31/05 RFMSI Series 2005-S2 Trust DE 8.01,9.01 10/31/05 RFMSI Series 2005-S3 Trust DE 8.01,9.01 10/31/05 RFMSI Series 2005-S4 Trust DE 8.01,9.01 10/31/05 RFMSI Series 2005-S5 Trust DE 8.01,9.01 10/31/05 RFMSI Series 2005-S6 Trust DE 8.01,9.01 10/31/05 RFMSI Series 2005-SA1 Trust DE 8.01,9.01 10/31/05 RFMSI Series 2005-SA2 Trust DE 8.01,9.01 10/31/05 RFMSI Series 2005-SA3 Trust DE 8.01,9.01 10/31/05 RFMSI Series 2005-SA4 Trust DE 8.01,9.01 10/31/05 RFMSII 2005-HI1 DE 8.01,9.01 10/31/05 RIVERSTONE NETWORKS INC DE 2.02,8.01,9.01 11/02/05 ROADHOUSE GRILL INC FL 1.01,2.03,9.01 09/23/05 ROO GROUP INC DE 1.01,3.02,9.01 10/28/05 Ruths Chris Steak House, Inc. DE 1.01,9.01 10/31/05 RYERSON TULL INC /DE/ DE 8.01,9.01 11/01/05 SABR TRUST 2005-FR1 8.01,9.01 10/25/05 SABR TRUST 2005-FR2 8.01,9.01 10/25/05 SABR TRUST 2005-FR3 8.01,9.01 10/25/05 SABR TRUST 2005-OP1 8.01,9.01 10/25/05 SALIX PHARMACEUTICALS LTD 8.01,9.01 11/02/05 SAN DIEGO GAS & ELECTRIC CO CA 2.02,9.01 11/02/05 SASCO Mortgage Loan Trust Series 2005 DE 8.01,9.01 10/25/05 SAXON CAPITAL INC MD 7.01,9.01 11/01/05 SCHICK TECHNOLOGIES INC DE 5.03,9.01 11/01/05 SEASONS BANCSHARES INC GA 2.02,9.01 10/28/05 SEMPRA ENERGY CA 2.02,9.01 11/02/05 SEQUA CORP /DE/ DE 1.01,9.01 11/02/05 SHAW GROUP INC LA 7.01 11/02/05 SHURGARD STORAGE CENTERS INC WA 7.01,9.01 11/01/05 SILVERLEAF RESORTS INC 2.02,9.01 11/01/05 SINCLAIR BROADCAST GROUP INC MD 2.02,9.01 11/02/05 SIRVA INC DE 1.02,8.01,9.01 10/27/05 SIX FLAGS INC DE 2.02,9.01 11/01/05 SIX FLAGS INC DE 8.01,9.01 11/02/05 SKYWORKS SOLUTIONS INC DE 2.02,9.01 11/02/05 SLM CORP DE 1.01,9.01 10/27/05 SLM Private Credit Student Loan Trust 1.01,2.01,9.01 10/27/05 SOLAR ENERGY LTD DE 7.01,9.01 10/31/05 SOLECTRON CORP DE 8.01,9.01 11/01/05 SOMERA COMMUNICATIONS INC DE 2.02,9.01 11/02/05 SOMERA COMMUNICATIONS INC DE 3.01,9.01 10/31/05 SOMERSET HILLS BANCORP NJ 7.01 11/02/05 SONIC INNOVATIONS INC DE 1.01,2.02,5.02,9.01 10/27/05 SOUTHCREST FINANCIAL GROUP INC GA 2.02,9.01 10/27/05 SOUTHERN COMMUNITY FINANCIAL CORP 7.01,9.01 11/02/05 SOUTHWEST GAS CORP CA 2.02 11/02/05 SOVEREIGN BANCORP INC PA 7.01,9.01 11/02/05 SPAN AMERICA MEDICAL SYSTEMS INC SC 2.02,9.01 11/02/05 SPEAR & JACKSON INC 8.01 10/19/05 SPEEDWAY MOTORSPORTS INC DE 1.01,9.01 11/02/05 SPEEDWAY MOTORSPORTS INC DE 2.02,9.01 11/02/05 AMEND SPINNAKER EXPLORATION CO DE 8.01 11/02/05 SPORTSMANS GUIDE INC MN 2.02,9.01 11/01/05 SPSS INC DE 2.02,9.01 11/01/05 SPX CORP DE 2.02,9.01 11/02/05 SS&C TECHNOLOGIES INC DE 2.03,8.01 10/27/05 STARTEK INC DE 2.02,9.01 11/02/05 STERLING BANCORP NY 7.01,9.01 11/01/05 STERLING BANCSHARES INC TX 5.02,9.01 10/31/05 STEVEN MADDEN, LTD. DE 2.02,8.01,9.01 11/02/05 STONEMOR PARTNERS LP DE 1.01,2.01,9.01 11/01/05 STRATEX NETWORKS INC DE 2.02,9.01 11/02/05 STRATS (SM) TRUST FOR JPMORGAN CHASE 8.01,9.01 10/24/05 Structured Asset Investment Loan Trus DE 8.01,9.01 10/25/05 Structured Asset Investment Loan Trus DE 8.01,9.01 10/25/05 Structured Asset Mortgage Investments DE 8.01,9.01 10/25/05 Structured Asset Mortgage Investments DE 8.01,9.01 10/25/05 Structured Asset Mortgage Investments DE 8.01,9.01 10/25/05 Structured Asset Mortgage Investments DE 8.01,9.01 10/25/05 STRUCTURED PROD CORP STEP UP TR CREDI DE 8.01 11/01/05 SUMMA INDUSTRIES/ DE 1.01 11/01/05 SUN COMMUNITIES INC MD 7.01 11/01/05 SUN NEW MEDIA INC. MN 5.02,9.01 11/02/05 SUNSET FINANCIAL RESOURCES INC 1.01,9.01 11/02/05 SUNTRUST BANKS INC GA 2.02,7.01,9.01 11/02/05 SUPERCONDUCTOR TECHNOLOGIES INC 2.02,9.01 11/02/05 SUPERIOR ESSEX INC DE 1.01,9.01 10/27/05 SUPERIOR INDUSTRIES INTERNATIONAL INC CA 2.02,9.01 10/27/05 SUPREME INDUSTRIES INC DE 8.01 10/28/05 SWS GROUP INC DE 2.02,9.01 11/01/05 SYMANTEC CORP DE 5.02 10/31/05 SYMBOL TECHNOLOGIES INC DE 2.02,9.01 11/02/05 SYNAGRO TECHNOLOGIES INC DE 8.01,9.01 10/27/05 SYNERGETICS USA INC DE 1.01,2.03 10/31/05 SYNOVIS LIFE TECHNOLOGIES INC MN 1.01 11/01/05 SYNTEL INC MI 2.02,9.01 10/27/05 SYNTHETECH INC OR 2.02,9.01 11/02/05 TALEO CORP DE 2.02,9.01 11/02/05 TARGETED GENETICS CORP /WA/ WA 5.02,8.01,9.01 10/31/05 TARRANT APPAREL GROUP CA 7.01,9.01 11/01/05 TASTY BAKING CO PA 2.02,9.01 11/02/05 TBC CORP DE 2.02,9.01 10/31/05 TECHNEST HOLDINGS INC NV 9.01 08/17/05 AMEND Tectonic Network, Inc DE 1.01,9.01 10/28/05 TELULAR CORP DE 3.02 11/01/05 TEMPUR PEDIC INTERNATIONAL INC DE 1.01 10/27/05 TERCICA INC DE 2.02,9.01 11/02/05 TETRA TECH INC DE 5.02,9.01 11/01/05 THERMOVIEW INDUSTRIES INC DE 4.01 11/02/05 THIRD WAVE TECHNOLOGIES INC /WI DE 2.02,9.01 11/02/05 Thomas Equipment, Inc. DE 1.01,1.02 10/28/05 THREE FIVE SYSTEMS INC DE 1.01 10/28/05 TIME WARNER INC DE 2.02,9.01 11/02/05 TITAN INTERNATIONAL INC IL 1.01,9.01 10/31/05 TODCO DE 7.01,9.01 11/01/05 TREDEGAR CORP VA 2.02,9.01 11/02/05 TRI-S SECURITY CORP GA 2.02,4.02 10/27/05 TRIAD GUARANTY INC DE 8.01,9.01 11/01/05 TRIMAX CORP NV 2.01,3.02,9.01 08/17/05 AMEND TRIZEC PROPERTIES INC DE 1.01,9.01 10/31/05 TRUE VALUE CO DE 5.02,9.01 10/27/05 TURBOCHEF TECHNOLOGIES INC DE 2.02,9.01 11/02/05 UNICA CORP 2.02,9.01 11/02/05 UNIFI INC NY 1.01,9.01 11/01/05 UNITED DOMINION REALTY TRUST INC MD 7.01,9.01 11/02/05 UNITED ONLINE INC DE 2.02,8.01,9.01 11/02/05 UNITED RENTALS INC /DE DE 7.01,9.01 11/02/05 UNIVERSAL ELECTRONICS INC DE 2.02,9.01 11/02/05 UNIVISION COMMUNICATIONS INC DE 2.02,2.05,9.01 11/02/05 UQM TECHNOLOGIES INC CO 8.01 11/02/05 US DATAWORKS INC NV 2.02,9.01 10/27/05 USA VIDEO INTERACTIVE CORP WY 8.01,9.01 10/27/05 USEC INC DE 2.02,9.01 11/02/05 USI HOLDINGS CORP DE 2.02,9.01 09/30/05 UTIX GROUP INC DE 8.01 10/28/05 VALERO ENERGY CORP/TX DE 5.02 10/31/05 VALLEY FINANCIAL CORP /VA/ VA 2.02 11/02/05 VALLEY NATIONAL BANCORP NJ 7.01,9.01 11/02/05 VARIAN INC DE 2.02,9.01 11/02/05 VAXGEN INC DE 8.01,9.01 11/01/05 VERIDIUM CORP DE 4.01,9.01 10/14/05 AMEND VERTIS INC DE 2.02,7.01,9.01 10/31/05 VESTA INSURANCE GROUP INC DE 4.01,9.01 10/27/05 VESTA INSURANCE GROUP INC DE 8.01,9.01 11/02/05 VICTOR INDUSTRIES INC 8.01 10/31/05 VISION BANCSHARES INC AL 7.01,9.01 11/01/05 WALTER INDUSTRIES INC /NEW/ DE 8.01 11/02/05 WARWICK VALLEY TELEPHONE CO NY 3.01,8.01,9.01 11/02/05 WARWICK VALLEY TELEPHONE CO NY 8.01,9.01 11/02/05 WASHINGTON MUTUAL INC WA 1.01,7.01,9.01 10/27/05 WASHINGTON MUTUAL MORTGAGE SECURITIES DE 9.01 10/31/05 AMEND WASTE INDUSTRIES USA INC NC 2.02,9.01 11/01/05 WATERS INSTRUMENTS INC MN 5.03,8.01,9.01 10/27/05 WATSON PHARMACEUTICALS INC NV 2.02,9.01 11/02/05 WEATHERFORD INTERNATIONAL LTD D0 9.01 08/31/05 AMEND WELLCARE HEALTH PLANS, INC. DE 1.01,9.01 11/02/05 WHEELING ISLAND GAMING INC DE 5.02 10/28/05 WHITE MOUNTAINS INSURANCE GROUP LTD D0 2.02 11/01/05 WHITEHALL JEWELLERS INC DE 1.01,2.02,2.05,2.06,5.02,9.01 10/31/05 WINWIN GAMING INC DE 3.02,9.01 11/02/05 WORLD HEALTH ALTERNATIVES INC FL 5.02 11/02/05 WSFS FINANCIAL CORP DE 5.02 10/27/05 XCEL ENERGY INC MN 8.01,9.01 11/02/05 XENOPORT INC DE 2.02,9.01 11/02/05 XFONE INC NV 1.01 10/31/05 AMEND XPONENTIAL INC DE 3.02,9.01 10/27/05 XSTREAM BEVERAGE NETWORK, INC. NV 2.04,8.01 11/02/05 ZILA INC DE 1.01,2.03,9.01 10/27/05