SEC NEWS DIGEST Issue 2004-210 November 1, 2004 ENFORCEMENT PROCEEDINGS PIRANHA STOCK REGISTRATION REVOKED The registration of the stock of Piranha, Inc. (Piranha), has been revoked. The revocation was ordered in an administrative proceeding before an administrative law judge. Piranha’s stock was registered with the Securities and Exchange Commission, but Piranha has not filed annual or quarterly reports for any fiscal period since the quarter ended March 31, 2001. Thus, it violated a crucial provision of the federal securities laws that requires public corporations to publicly disclose current, accurate financial information so that investors may make informed decisions. Accordingly, the law judge revoked the registration of Piranha’s stock to serve the public interest and for the protection of investors. (Rel. 34-50524; File No. 3-11629) IN THE MATTER OF FANAM CAPITAL MANAGEMENT On Oct. 29, 2004, the Commission issued an Order Instituting Administrative And Cease-And-Desist Proceedings, Making Findings, And Imposing Remedial Sanctions Pursuant To Sections 203(e), 203(f), And 203(k) of The Investment Advisers Act (Order) against Fanam Capital Management (Fanam), Richard J. Ennis, and Seth Morgulas. The Order finds that Fanam, a hedge fund, willfully violated Sections 206(1) and (2) of the Investment Advisers Act (Advisers Act) through the actions of Michael Beckford, Fanam’s trader, who gambled with investors funds, traded outside of the stated trading objectives, and misappropriated funds for his personal use resulting in investor losses of $4,828,129. Beckford issued false documents to Fanam’s investors to cover-up his fraud. The Order also finds that Fanam violated Sections 206(1) and (2) of the Advisers Act through the actions of Ennis who overstated Fanam’s assets under management to certain institutional investors to solicit investments. The Order finds that Ennis willfully aided and abetted and caused Fanam’s violations of Sections 206(1) and (2) of the Advisers Act by overstating the firm’s assets under management to investors. The Order also finds that Morgulas, Fanam’s portfolio manager, failed to reasonably supervise Beckford with a view to preventing violations of the federal securities laws while Beckford was subject to his supervision within the meaning of Section 203(e)(6) of the Advisers Act. Based on the above, the Order states that Fanam be censured and that Fanam cease and desist from committing or causing any violations and any future violations of Sections 206(1) and (2) of the Advisers Act. The Order also states that Ennis be censured, that he cease and desist from committing or causing any violations and any future violations of Sections 206(1) and (2) of the Advisers Act, that he be suspended from association with any investment adviser for a period of six months, and that he be prohibited from soliciting, marketing, or advertising for any investment advisory services for six months thereafter. The Order also states that Morgulas be censured and that he be suspended from association in any supervisory capacity with any investment adviser for a period of six months. Fanam, Ennis, and Morgulas consented to the issuance of the Order, without otherwise admitting or denying the factual findings set forth in the Order. (Rel. IA-2316; File No. 3- 11723) IN THE MATTER OF WILLIAM F. PALLA, ET AL. On Oct. 29, 2004, the Commission issued an Order Making Findings, Imposing Remedial Sanctions, and Imposing a Cease-and-Desist Order Pursuant to Section 8A of the Securities Act of 1933 (Securities Act) and Sections 15(b)(6) and 21C of the Securities Exchange Act of 1934 (Exchange Act) as to William F. Palla (Order). The Order finds that Palla took part in a conspiracy to manipulate the price of two penny stocks, International Nursing Services, Inc. (International Nursing) and Beachport Entertainment Corporation (Beachport) stock, while a registered principal of Monitor Investment Group, Inc. (Monitor). As part of the scheme, registered representatives at Monitor received bribes for recommending International Nursing and Beachport stock to their retail clients. Palla did not disclose, or require the registered representatives to disclose, the bribes to the retail customers who purchased the stock. Based on the above, the Order finds that Palla willfully violated Section 17(a) of the Securities Act and Section 10(b) of the Exchange Act and Rule 10b-5 thereunder. The Order (1) orders Palla to cease and desist from committing or causing any violation and any future violations of Section 17(a) of the Securities Act, Section 10(b) of the Exchange Act and Rule 10b-5 promulgated thereunder, (2) bars Palla from participating in any offering of penny stock, and (3) bars Palla from association with any broker or dealer. Palla consented to the issuance of the Order without admitting or denying the factual findings therein. (Rel. 33-8500; 34-50609; File No. 3-10229) COMMISSION DECLARES DECISION AS TO EYE CASH NETWORKS, INC., PARALLEL TECHNOLOGIES, INC., QUADRATECH, INC., AND VIKING RESOURCES INT’L, INC. FINAL The decision of an administrative law judge revoking the registrations of the securities of Eye Cash Networks, Inc., Parallel Technologies, Inc., and Viking Resources Int’l, Inc. has become final. The law judge found that the Commission obtained a permanent injunction in the United States District for the District of Columbia, which enjoined Eye Cash, Parallel, Quadratech, and Viking from, among other things, being delinquent in making required filing with the Commission. The respondents subsequently violated Section 13(a) of the Exchange Act of 1934 and Exchange Act Rules 13a-1 and 13a-13 by failing to file timely periodic reports with the Commission. (Rel. 34-50613; File No. 3- 11513) COMMISSION DECLARES DECISION AS TO HARRISON SECURITIES, INC., FREDERICK C. BLUMER, AND NEBRISSA SONG FINAL The decision of an administrative law judge with respect to Harrison Securities, Inc., Frederick C. Blumer, and Nebrissa Song has become final. The law judge found that the Blumer wilfully aided and abetted and was a cause of Harrison’s violation of Sections 15c3-1(a), 17(a)(1), and Exchange Act Rules 17a-3(a), 17a-4(a) and (f), and 17a-5(a), 17a-11(b) and (d). The law judge found that Blumer was responsible for Harrison’s recordkeeping and net capital violations, which occurred over a 16 month period. Blumer demonstrated a high degree of scienter when he created misleading financial records, which violated GAAP compliance, and prepared and submitted misleading FOCUS reports that concealed Harrison’s net capital deficits. The law judge also found that Song, as firm’s FINOP, was a cause of certain of Harrison’s violations by failing to ensure daily net capital compliance, and to review a March 31, 2003, FOCUS report before Blumer transmitted it the NASD. The law judge ordered Harrison, Blumer, and Song to cease and desist from committing or causing any violations or future violations of the provisions they violated; Blumer barred from association with any broker or dealer; Harrison to pay a civil penalty of $400,000 and Blumer to pay a civil penalty of $120,000; Blumer barred from appearing and practicing before the Commission as an accountant; and the law judge ordered that the charges in the Order Instituting Proceedings are dismissed for allegations, which could not be proven, that Harrison failed to maintain sufficient net capital on June 28, July 31, August 31, October 31, December 27 and 28, 2001, and April 24, 2002, as required by the net capital provisions. (Rel. 34-50614; File No. 3-11084) SEC FILES FRAUD CHARGES AGAINST NEUROTECH DEVELOPMENT CORPORATION AND ITS FATHER-SON MANAGEMENT TEAM On Oct. 29, 2004, the Commission filed a civil fraud action in the U.S. District Court for the Eastern District of New York, against Neurotech Development Corporation, a Roslyn, New York-based corporation, and its father-son management team, Bernard Artz and Lawrence Artz, concerning false and misleading statements in its Commission filings and press releases. Neurotech is purportedly in the business of marketing rapid deployment healthcare systems, including prefabricated hospitals, in developing countries. The Commission’s complaint alleges that, during the period from at least May 1999 through January 2003, Neurotech, acting through its officers, Bernard Artz and his son Lawrence Artz, violated the federal securities laws by making false and misleading statements in its Commission filings and press releases concerning its purported receipt of millions of dollars in Indonesian “bank guarantees” and billions of dollars in construction contracts. The statements concerning the “bank guarantees” were false and misleading because the purported instruments were, in fact, fraudulent. In addition, the statements concerning the construction contracts were false and misleading because the vast majority of the contracts were unenforceable. Bernard Artz, the company’s chairman, chief executive officer and chief financial officer signed and certified Neurotech’s Commission filings and reviewed the company’s press releases. Lawrence Artz, the company’s vice president, also signed the Commission filings and prepared the press releases. The complaint alleges that Neurotech and Bernard and Lawrence Artz violated Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder and that Neurotech violated, and that the Artzes aided and abetted its violations of, Section 13(a) of the Exchange Act and Rules 12b-20, 13a-1 and 13a-13 thereunder. The complaint also alleges that Bernard and Lawrence Artz violated Section 16(a) of the Exchange Act and that Bernard Artz additionally violated Rule 13a-14 thereunder. The Commission is seeking injunctive relief, disgorgement of all ill- gotten gains, including those related to the Artzes’ sales of Neurotech stock during the relevant period, civil penalties, and officer and director and penny stock bars against the Artzes. On Oct. 29, 2004, the Commission also instituted separate public administrative proceedings pursuant to Section 12(j) of the Exchange Act against Neurotech, to determine whether its common stock should be suspended or revoked given its failure to comply with Section 13(a) of the Exchange Act and Rules 13a-1 and 13a-13 thereunder by failing to file required annual and quarterly reports with the Commission since the period ended Dec. 1, 2002. [SEC v. Neurotech Development Corporation, et al., No. 04-CV-4667 (Platt) (E.D.N.Y.)] (LR-18952); Administrative Proceeding – (Rel. 34-50612; File No. 3-11724) INVESTMENT COMPANY ACT RELEASES DEREGISTRATION UNDER THE INVESTMENT COMPANY ACT For the month of October, 2004, a notice has been issued giving interested persons until Nov. 19, 2004, to request a hearing on any of the following applications for an order under Section 8(f) of the Investment Company Act declaring that the applicant has ceased to be an investment company: The Legacy Funds, Inc. [File No. 811-9495] Liberty Stein Roe Funds Trust [File No. 811-7997] SAL Trust Preferred Fund I [File No. 811-9421] The Lutheran Brotherhood Family of Funds [File No. 811-1467] Small-Cap Value Portfolio [File No. 811-9915] SunAmerica Strategic Investment Series, Inc. [File No. 811-9169] ANZ Exchangeable Preferred Trust [File No. 811-8865] ANZ Exchangeable Preferred Trust II [File No. 811-9069] Lened, Inc. [File No. 811-3273] Galaxy Fund II [File No. 811-6051] The Watchdog Fund Trust [File No. 811-21366] NAB Exchangeable Preferred Trust [File No. 811-8939] Valgro Funds, Inc. [File No. 811-9635] Sentry Fund, Inc. [File No. 811-1861] AllianceBernstein Disciplined Growth Fund, Inc. [File No. 811-21065] AllianceBernstein Dynamic Growth Fund, Inc. [File No. 811-21093] Babson-Stewart Ivory International Fund, Inc. [File No. 811-5386] Pioneer Indo-Asia Fund [File No. 811-8468] Pioneer Global Value Fund [File No. 811-10425] Separate Account VA G of Transamerica Occidental Life Insurance Company [File No. 811-10051] Separate Account VA H of Transamerica Occidental Life Insurance Company [File No. 811-10049] Anchor Pathway Fund [File No. 811-5157] Galaxy VIP Fund [File No. 811-06726] (Rel. IC-26646 – October 29) HOLDING COMPANY ACT RELEASES AGL RESOURCES, INC., ET AL. A notice has been issued giving interested persons until November 22 to request a hearing on a proposal by AGL Resources Inc. (AGL Resources), a registered public utility holding company; AGL Resources’ subsidiary service company, AGL Services Company, AGL Resources’ gas utility subsidiaries, Atlanta Gas Light Company, Chattanooga Gas Company and Virginia Natural Gas, Inc.; NUI Corporation (NUI), a New Jersey corporation and currently a public utility holding company claiming exemption under Section 3(a)(1) of the Act by Rule 2 under the Act; NUI’s two gas public utility subsidiaries NUI Utilities, Inc. and Virginia Gas Distribution Company and NUI’s direct and indirect nonutility subsidiaries (collectively, Applicants). Applicants request authority for AGL Resources to acquire NUI and its subsidiaries. Applicants further request authority for NUI and its subsidiaries to engage in certain financing activities after the merger. (Rel. 35- 27905) SELF-REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE A proposed rule change (SR-NASD-2004-152) filed by the National Association of Securities Dealers, through its subsidiary, The Nasdaq Stock Market, Inc., regarding minor modifications to the Nasdaq opening process for Nasdaq-listed stocks, has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of November 1. (Rel. 34-50602) PROPOSED RULE CHANGES The Commission issued a notice of filing of a proposed rule change (SR- MSRB-2004-06) filed by the Municipal Securities Rulemaking Board to create the Real-Time Transaction Price Service and propose an annual subscription fee for the service. Publication of the proposal is expected in the Federal Register during the week of November 1. (Rel. 34-50605) The Commission published notice of a proposed rule change (SR-FICC-2004- 15) filed by the Fixed Income Clearing Corporation that would allow the Government Securities Division to broaden its trade submission requirements and to prohibit pre-netting activities of certain affiliates of its members. Publication of the proposal is expected in the Federal Register during the week of November 1. (Rel. 34-50607) WITHDRAWAL SOUGHT A notice has been issued giving interested persons until November 23 to comment on the application of American Science and Engineering, Inc. to withdraw its common stock, $.66 2/3 par value, from listing and registration on the American Stock Exchange. (Rel. 34-50608) WITHDRAWAL GRANTED An order has been issued granting the application of Internacional de Ceramica, S.A. de C.V. to withdraw its American Depositary Shares (each American Depositary Share representing five limited voting units), limited voting units (which consist of one series D and one series L shares), series D shares, no par value, and series L shares, no par value, from listing and registration on the New York Stock Exchange, effective at the opening of business on November 1. (Rel. 34-50610) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-8 GENETRONICS BIOMEDICAL CORP, 11199 SORRENTO VALLEY RD, SAN DIEGO, CA, 92121, 6195976006 - 0 ($3,826,680.00) Equity, (File 333-120061 - Oct. 29) (BR. 36) S-3 ASV INC /MN/, P O BOX 5160, 840 LILY LANE, GRAND RAPIDS, MN, 55744-5160, 2183273434 - 0 ($4,591,456.00) Equity, (File 333-120062 - Oct. 29) (BR. 36) S-3 MYOGEN INC, 7575 WEST 103RD AVENUE STE 102, WESTMINSTER, CO, 80021, 3034106666 - 0 ($91,862,046.00) Equity, (File 333-120063 - Oct. 29) (BR. 01) S-8 CISCO SYSTEMS INC, 170 WEST TASMAN DR, SAN JOSE, CA, 95134-1706, 4085264000 - 4,144,958 ($33,988,655.60) Equity, (File 333-120064 - Oct. 29) (BR. 03) S-8 ASE TEST LTD, 10 WEST FIFTH ST, NANTZE EXPORT PROCESSING ZONE, KAOHSIUNG TAIWAN REP, F5, 00000, 2,500,000 ($14,600,000.00) Equity, (File 333-120065 - Oct. 29) (BR. 36) S-8 SPSS INC, 233 S WACKER DR, CHICAGO, IL, 60606, 3123292400 - 0 ($6,352,500.00) Equity, (File 333-120066 - Oct. 29) (BR. 03) S-8 RPM INTERNATIONAL INC/DE/, 2628 PEARL RD, P O BOX 777, MEDINA, OH, 44258, 3302735090 - 6,000,000 ($104,160,000.00) Equity, (File 333-120067 - Oct. 29) (BR. 06) SB-2 Partners Financial CORP, 4085 TAMIAMI TRAIL NORTH, NAPLES, FL, 34103, 239-434-2069 - 3,000,000 ($30,000,000.00) Equity, (File 333-120068 - Oct. 29) (BR. 09) S-4 MAY DEPARTMENT STORES CO /NY/, 611 OLIVE ST, ST LOUIS, MO, 63101, 3143426300 - 0 ($2,200,000,000.00) Non-Convertible Debt, (File 333-120070 - Oct. 29) (BR. 02) SB-2 MOJO ENTERTAINMENT INC, 1,046,000 ($104,600.00) Equity, (File 333-120071 - Oct. 29) (BR. 09) S-8 ARROWHEAD RESEARCH CORP, 1118 EAST GREEN STREET, PASADENA, CA, 91106, 626-792-5549 - 0 ($8,023,920.00) Equity, (File 333-120072 - Oct. 29) (BR. 04) S-8 INTERNATIONAL SPORTS & MEDIA GROUP INC, 8584887775 - 30,000,000 ($600,000.00) Equity, (File 333-120073 - Oct. 29) (BR. 05) S-8 HOSPIRA INC, 275 FIELD DR, LAKE FOREST, IL, 60045, 8479376472 - 0 ($591,949,500.00) Equity, (File 333-120074 - Oct. 29) (BR. 01) S-8 INFINIUM LABS INC, 2033 MAIN STREET, SUITE 309, SARASOTA, FL, 34237, 941.917.0788 - 500,000 ($135,000.00) Equity, (File 333-120075 - Oct. 29) (BR. 09) S-3 FOSTER WHEELER LTD, PERRYVILLE CORPORATE PARK, SERVICE ROAD EST 173, CLINTON, NJ, 08809, 9087304270 - 0 ($253,121,526.00) Other, (File 333-120076 - Oct. 29) (BR. 06) S-3 CHARTERMAC, 625 MADISON AVENUE, NEW YORK, NY, 10022, 2124215333 - 0 ($340,149,971.00) Unallocated (Universal) Shelf, (File 333-120077 - Oct. 29) (BR. 08) S-8 EMCOR GROUP INC, 301 MERRITT SEVEN CORPORATE PK, 6TH FLOOR, NORWALK, CT, 06851, 2038497873 - 55,000 ($2,226,950.00) Equity, (File 333-120078 - Oct. 29) (BR. 06) S-3 NISSAN AUTO RECEIVABLES CORP II, C/O NISSAN NORTH AMERICA, INC., 990 WEST 190TH STREET, MAILSTOP M8A, TORRANCE, CA, 90502, 3107198583 - 0 ($1,000,000.00) Asset-Backed Securities, (File 333-120079 - Oct. 29) (BR. 05) S-3 MOSCOW CABLECOM CORP, 405 PARK AVENUE, NEW YORK, NY, 10022, 2128268942 - 2,250,000 ($18,686,250.00) Equity, (File 333-120080 - Oct. 29) (BR. 37) S-8 TAPESTRY PHARMACEUTICALS, INC, 4840 PEARL EAST CIRCLE, SUITE 300W, BOULDER, CO, 80301, 303-516-8500 - 0 ($5,536,746.96) Equity, (File 333-120081 - Oct. 29) (BR. 01) SB-2 JMG Exploration, Inc., SUITE 2600, 500 ? 4TH AVENUE S.W., CALGARY, A0, T2P 2V6, (403) 537-3250 - 10,087,500 ($42,287,500.00) Equity, (File 333-120082 - Oct. 29) (BR. 09) SB-2 ORDERPRO LOGISTICS INC, 7400 N ORACLE ROAD, SUITE 162, TUCSON, AZ, 85704, 5205755745 - 95,147,547 ($2,959,426.00) Equity, (File 333-120083 - Oct. 29) (BR. 03) S-8 APPLERA CORP, 301 MERRITT 7, NORWALK, CT, 06851, 2038402000 - 2,500,000 ($36,580,000.00) Equity, (File 333-120084 - Oct. 29) (BR. 36) S-8 APPLERA CORP, 301 MERRITT 7, NORWALK, CT, 06851, 2038402000 - 4,000,000 ($74,320,000.00) Equity, (File 333-120085 - Oct. 29) (BR. 36) S-8 TELULAR CORP, 647 N LAKEVIEW PKWAY, 920 DEERFIELD PKWY, VERNON HILLS, IL, 60061, 8474654500 - 600,000 ($3,957,000.00) Equity, (File 333-120086 - Oct. 29) (BR. 37) S-8 APPLERA CORP, 301 MERRITT 7, NORWALK, CT, 06851, 2038402000 - 1,500,000 ($18,000,000.00) Equity, (File 333-120087 - Oct. 29) (BR. 36) S-2 DYNAMIC HEALTH PRODUCTS INC, 6950 BRYAN DAIRY ROAD, STE 325, LARGO, FL, 33777, 8136280804 - 0 ($13,052,378.00) Equity, (File 333-120088 - Oct. 29) (BR. 02) S-8 WEST BANCORPORATION INC, 1601 22ND ST, WEST DES MOINES, IA, 50266, 5152222309 - 0 ($1.00) Equity, (File 333-120089 - Oct. 29) (BR. 07) S-3 HARKEN ENERGY CORP, 2815044000 - 12,000,000 ($7,440,000.00) Equity, (File 333-120090 - Oct. 29) (BR. 04) S-8 MICROTUNE INC, (972) 673-1600 - 0 ($20,929,564.00) Equity, (File 333-120091 - Oct. 29) (BR. 36) S-3 AMERICAN ACCESS TECHNOLOGIES INC, 6670 SPRING LAKE ROAD, -, KEYSTONE HEIGHTS, FL, 32656, 3524736673 - 0 ($975,436.00) Equity, (File 333-120092 - Oct. 29) (BR. 06) S-8 DENNYS CORP, 203 E MAIN ST, SPARTANBURG, SC, 29319, 8645978000 - 10,000,000 ($28,800,000.00) Equity, (File 333-120093 - Oct. 29) (BR. 05) S-1 GRUBB & ELLIS CO, 2215 SANDERS RD, STE 400, NORTHBROOK, IL, 60062, 4159561990 - 0 ($28,091,926.32) Equity, (File 333-120094 - Oct. 29) (BR. 08) S-2 EMERGENCY FILTRATION PRODUCTS INC/ NV, 175 CASSIA WAY, STE A115, HENDERSON, NV, 89014, 7025585164 - 8,600,000 ($3,870,000.00) Equity, (File 333-120095 - Oct. 29) (BR. 36) S-8 SHOPPING COM LTD, 8000 MARINA BLVD, 5TH FL, BRISBANE, CA, 94005, 2129058000 - 6,757,463 ($103,351,054.10) Equity, (File 333-120096 - Oct. 29) (BR. 08) S-8 COTHERIX INC, 5000 SHORELINE COURT, SUITE 101, SOUTH SAN FRANCISCO, CA, 94080, 650-808-6500 - 4,262,000 ($23,568,860.00) Equity, (File 333-120097 - Oct. 29) (BR. 01) S-B PANAMA REPUBLIC OF, 2862 MCGILL TERRACE NW, C/O AMBASSADOR OF PANAMA, WASHINGTON, DC, 20008, 0 ($1,000,000,000.00) Other, (File 333-120098 - Oct. 29) (BR. DN) S-8 Google Inc., 1600 AMPHITHEATRE PARKWAY, MOUNTAIN VIEW, CA, 94043, 650 623 4000 - 31,130 ($365,154.90) Equity, (File 333-120099 - Oct. 29) (BR. 08) S-8 PUBLIC SERVICE ENTERPRISE GROUP INC, CORPORATE ACCOUNTING SERVICES, 80 PARK PLAZA, 9TH FLOOR, NEWARK, NJ, 07102-4194, 973-430-7000 - 15,000,000 ($613,500,000.00) Equity, (File 333-120100 - Oct. 29) (BR. 02) S-4 LYNX THERAPEUTICS INC, 25861 INDUSTRIAL BLVD, HAYWARD, CA, 94545, 5106709300 - 0 ($16,706,520.00) Equity, (File 333-120101 - Oct. 29) (BR. 01) S-11 USA CAPITAL FIRST TRUST DEED FUND LLC, 4484 S. PECOS ROAD, LAS VEGAS, NV, 89121, 7027342400 - 0 ($135,000,000.00) Other, (File 333-120102 - Oct. 29) (BR. 07) S-1 MAJESCO HOLDINGS INC, 160 RARITAN CENTER PARKWAY, SUITE 1, EDISON, NJ, 08837, 7328727490 - 0 ($115,000,000.00) Equity, (File 333-120103 - Oct. 29) (BR. 03) SB-2 BIO KEY INTERNATIONAL INC, 1285 CORPORATE CENTER DR., SUITE 175, EAGAN, MN, 55121, 6516870414 - 0 ($10,667,019.00) Equity, (File 333-120104 - Oct. 29) (BR. 03) S-8 UNIVERSAL COMPRESSION HOLDINGS INC, 4440 BRITTMOORE RD, HOUSTON, TX, 77041, 7134664103 - 0 ($68,580,000.00) Equity, (File 333-120108 - Oct. 29) (BR. 06) S-3 ACUSPHERE INC, 500 ARSENAL ST, WATERTOWN, MA, 02472, 6175778800 - 0 ($27,508,500.00) Equity, (File 333-120109 - Oct. 29) (BR. 01) S-3 DAIMLERCHRYSLER WHOLESALE RECEIVABLES LLC, 27777 FRANKLIN ROAD, SOUTHFIELD, MI, 48034, 2489483067 - 0 ($1,000,000.00) Asset-Backed Securities, (File 333-120110 - Oct. 29) (BR. 05) S-3 PUBLIC SERVICE ENTERPRISE GROUP INC, CORPORATE ACCOUNTING SERVICES, 80 PARK PLAZA, 9TH FLOOR, NEWARK, NJ, 07102-4194, 973-430-7000 - 0 ($1,500,000,000.00) Unallocated (Universal) Shelf, (File 333-120111 - Oct. 29) (BR. 02) F-3 SCOTTISH POWER PLC, 1 ATLANTIC QUAY GLASGOW, SCOTLAND UNITED KINGDOM, X0, G2 8SP, 4,000,000,000 ($4,000,000,000.00) Unallocated (Universal) Shelf, (File 333-120112 - Oct. 29) (BR. 02) S-8 PFF BANCORP INC, 350 SOUTH GAREY AVENUE, POMONA, CA, 91766, 9096232323 - 1,815,022 ($71,421,115.00) Equity, (File 333-120113 - Oct. 29) (BR. 07) SB-2 Asia Electrical Power International Group, Inc., 1112 W. PENDER STREET, SUITE 703, VANCOUVER, A1, V6E 2S1, 604-697-8899 - 7,752,000 ($155,040.00) Equity, (File 333-120114 - Oct. 29) (BR. ) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off- Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off- Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant’s Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT ------------------------------------------------------------------------------------------------ 1 800 FLOWERS COM INC DE 7.01,9.01 10/21/04 1ST SOURCE CORP IN 2.02,9.01 09/30/04 3CI COMPLETE COMPLIANCE CORP DE 4.01,9.01 10/18/04 AMEND AARON RENTS INC GA 2.02,9.01 10/28/04 ABRAXAS PETROLEUM CORP NV 7.01,9.01 10/29/04 ACCESS ANYTIME BANCORP INC DE 2.02 10/29/04 Accredited Mortgage Loan Trust 2004-3 DE 8.01 10/25/04 ACTUATE CORP DE 2.02,9.01 10/28/04 ADESA INC 1.01,8.01,9.01 10/26/04 ADVANCED ID CORP SD 4.01 09/24/04 ADVANCED MARKETING SERVICES INC DE 1.01,5.02,9.01 10/27/04 AEGIS ASSET BACKED SECURITIES CORP DE 8.01 10/27/04 AFFILIATED COMPUTER SERVICES INC DE 1.01,1.02,2.03,7.01,9.01 10/27/04 AGREE REALTY CORP DE 2.02,9.01 10/29/04 AGU Entertainment Corp. CO 1.01,3.02 10/25/04 AIRGAS INC DE 2.02,9.01 10/27/04 AIRGATE PCS INC /DE/ DE 1.01,1.02,2.03,9.01 10/25/04 AIRTRAN HOLDINGS INC NV 1.01,9.01 10/28/04 AK STEEL HOLDING CORP DE 8.01,9.01 10/26/04 ALCOA INC PA 8.01,9.01 10/26/04 ALEXANDER & BALDWIN INC HI 2.02 10/28/04 ALLEN ORGAN CO PA 8.01 10/29/04 ALLIANCE CAPITAL MANAGEMENT HOLDING L DE 1.01,2.02,7.01,9.01 10/28/04 ALLIANCE CAPITAL MANAGEMENT L P DE 1.01,2.02,7.01,9.01 10/28/04 ALLIANCE DATA SYSTEMS CORP DE 2.01,9.01 10/29/04 ALLIANT ENERGY CORP WI 2.02,9.01 10/29/04 ALLSTATE CORP DE 8.01,9.01 10/25/04 Alternative Loan Trust 2004-10CB 9.01 10/25/04 ALTERNATIVE LOAN TRUST 2004-24CB 9.01 10/25/04 ALTERNATIVE LOAN TRUST 2004-24CB 9.01 10/25/04 Alternative Loan Trust 2004-J9 9.01 10/25/04 ALTRIA GROUP INC VA 5.02,5.03,9.01 10/27/04 AMERICAN HOME MORTGAGE INVESTMENT TRU DE 9.01 10/25/04 AMERICAN IDC CORP FL 3.02 10/22/04 AMERICAN ITALIAN PASTA CO DE 2.02,9.01 10/28/04 AMERICAN POWER CONVERSION CORPORATION MA 1.01,5.03,9.01 10/25/04 AMERICANWEST BANCORPORATION WA 2.02,7.01,9.01 10/28/04 AMERICANWEST BANCORPORATION WA 5.02,9.01 10/26/04 AMERIGROUP CORP 2.02,9.01 10/28/04 AMERIQUEST MORTGAGE SEC INC AS BK PAS DE 8.01 10/25/04 AMERIQUEST MORTGAGE SEC INC ASSET BK DE 8.01 10/25/04 AMERIQUEST MORTGAGE SECURITIES INC AS DE 8.01 10/25/04 AMERIQUEST MORTGAGE SECURITIES INC AS DE 8.01 10/25/04 AMERIQUEST MORTGAGE SECURITIES INC. A DE 8.01 10/25/04 AMKOR TECHNOLOGY INC DE 2.01,9.01 08/19/04 AMEND ANADARKO PETROLEUM CORP DE 2.02,7.01,9.01 10/29/04 ANIKA THERAPEUTICS INC MA 2.02,9.01 10/29/04 ANNTAYLOR STORES CORP DE 1.01,9.01 09/17/04 AON CORP DE 2.02,9.01 10/28/04 AON CORP DE 7.01,9.01 10/28/04 AON CORP DE 8.01,9.01 10/29/04 ARBOR REALTY TRUST INC MD 2.02,9.01 10/29/04 ARCH CAPITAL GROUP LTD DE 2.02,9.01 10/28/04 ARCH COAL INC DE 8.01,9.01 10/27/04 ARCHER DANIELS MIDLAND CO DE 2.02,9.01 09/30/04 ARGONAUT GROUP INC DE 2.02,9.01 10/28/04 ARIBA INC DE 1.01 10/25/04 ARRIS GROUP INC DE 2.02,9.01 10/28/04 ARROW ELECTRONICS INC NY 1.01,9.01 10/29/04 ASHLAND INC KY 8.01 10/28/04 ASSET-BACKED CERTIFICATES SERIES 2003 DE 8.01,9.01 10/25/04 ASSET-BACKED PASS-THROUGH CERTIFICATE DE 8.01 10/25/04 ASSET-BACKED PASS-THROUGH CERTIFICATE DE 8.01 10/25/04 ASSOCIATED BANC-CORP WI 1.01,2.01,5.02,9.01 10/29/04 ASTRALIS LTD CO 1.01,5.02 10/27/04 AT&T CORP NY 2.02,9.01 10/26/04 ATLANTIC COAST FEDERAL CORP X1 8.01,9.01 10/29/04 ATLAS AIR WORLDWIDE HOLDINGS INC DE 7.01,9.01 10/29/04 ATRION CORP DE 2.02,9.01 10/28/04 AVALON HOLDINGS CORP OH 8.01 10/25/04 AVON PRODUCTS INC NY 2.02 10/29/04 BANC OF AMERICA MORT SEC INC MORT PS DE 8.01,9.01 10/25/04 BANC OF AMERICA MORT SECS INC MORT PA DE 8.01,9.01 10/25/04 BANC OF AMERICA MORTGAG SEC INC PASS DE 8.01,9.01 10/25/04 Banc of America Mortgage Securities M DE 8.01,9.01 10/25/04 Banc of America Mortgage Securities M DE 8.01,9.01 10/25/04 Banc of America Mortgage Securities M DE 8.01,9.01 10/25/04 Banc of America Mortgage Securities M DE 8.01,9.01 10/25/04 BANK OF AMERICA CORP /DE/ DE 8.01,9.01 10/29/04 BAY NATIONAL CORP 2.02,7.01,9.01 10/27/04 BEAR STEARNS ASSET BACKED CERTS SER 2 DE 8.01,9.01 10/25/04 BEAR STEARNS ASSET BACKED CERTS SERIE DE 8.01,9.01 10/25/04 BEAR STEARNS ASSET BACKED SEC INC ASS DE 8.01,9.01 10/25/04 BEAR STEARNS ASSET BACKED SEC INC CER DE 8.01,9.01 10/25/04 BEAR STEARNS ASSET BACKED SECURITIES DE 8.01,9.01 10/28/04 BEAR STEARNS ASSET BACKED SECURITIES DE 8.01,9.01 10/28/04 BEAR STEARNS ASSET BACKED SECURITIES DE 8.01,9.01 10/25/04 BEAR STEARNS ASSET BACKED SECURITIES DE 8.01,9.01 10/25/04 BEAR STEARNS ASSET BACKED SECURITIES DE 8.01,9.01 10/25/04 BEAR STEARNS ASSET BACKED SECURITIES DE 8.01,9.01 10/25/04 BEAR STEARNS ASSET BACKED SECURITIES DE 8.01,9.01 10/25/04 Bear Stearns Asset Backed Securities DE 9.01 10/25/04 Bear Stearns Asset Backed Securities DE 8.01,9.01 10/25/04 Bear Stearns Asset Backed Securities DE 8.01,9.01 10/25/04 BECKMAN COULTER INC DE 2.02,9.01 10/29/04 BELLSOUTH CORP GA 2.01 10/28/04 BELMONT BANCORP OH 2.02,9.01 10/25/04 BESTNET COMMUNICATIONS CORP NV 5.02 10/20/04 BF ACQUISITION GROUP II INC FL 9.01 10/29/04 BF ACQUISITION GROUP III INC FL 9.01 10/29/04 BF ACQUISITION GROUP V INC 9.01 10/29/04 BLUEFLY INC DE 5.02,9.01 10/25/04 BOMBAY COMPANY INC DE 2.03 10/29/04 AMEND BONUSAMERICA WORLDWIDE CORP. NV 4.01,5.02,9.01 10/26/04 BOWNE & CO INC DE 8.01 10/18/04 AMEND BRINKER INTERNATIONAL INC DE 2.02,9.01 10/26/04 BRISTOL MYERS SQUIBB CO DE 2.02,9.01 10/29/04 BROADCOM CORP CA 1.01,8.01 10/25/04 BROADWAY FINANCIAL CORP \DE\ DE 2.02,9.01 10/28/04 BRUSH ENGINEERED MATERIALS INC 8.01 10/29/04 BULL RUN CORP GA 5.02 10/27/04 BULLDOG TECHNOLOGIES INC NV 7.01,9.01 10/28/04 BUTLER INTERNATIONAL INC /MD/ MD 2.02,9.01 09/30/04 BUTLER NATIONAL CORP DE 8.01,9.01 10/29/04 CABOT OIL & GAS CORP DE 2.02,9.01 10/28/04 CALLAWAY GOLF CO /CA DE 1.01,5.02,9.01 10/28/04 CAMBREX CORP DE 2.02,2.06,9.01 10/29/04 CAPITAL CORP OF THE WEST CA 8.01,9.01 10/28/04 CAPITAL ONE FINANCIAL CORP DE 5.02,7.01,9.01 10/27/04 CAPTARIS INC WA 2.01,9.01 10/28/04 CARDINAL HEALTH INC OH 5.04 10/29/04 CARRAMERICA REALTY CORP MD 2.02,9.01 10/28/04 CDMC MORTGAGE PASS-THROUGH CERTIFICAT DE 9.01 10/25/04 CDMC MORTGAGE PASS-THROUGH CERTIFICAT DE 9.01 10/25/04 CECIL BANCORP INC MD 2.02,7.01,9.01 10/29/04 CENDANT CORP DE 2.04,9.01 10/28/04 CENDANT MORTGAGE CAPITAL LLC CDMC MO DE 9.01 10/25/04 CENDANT MORTGAGE CAPITAL LLC CDMC MOR DE 9.01 10/25/04 CENDANT MORTGAGE CAPITAL LLC CDMC MOR DE 9.01 10/25/04 CENTER BANCORP INC NJ 2.02,9.01 10/29/04 Centerplate, Inc. DE 4.02 10/28/04 CHARLES RIVER LABORATORIES INTERNATIO 2.02,9.01 10/28/04 CHEVRONTEXACO CORP DE 2.02 10/29/04 CHINA AUTOMOTIVE SYSTEMS INC DE 2.01 03/05/03 AMEND CHL Mortgage Pass-Through Trust 2004- DE 9.01 10/25/04 CHL Mortgage Pass-Through Trust 2004- DE 9.01 10/25/04 CHL MORTGAGE PASS-THROUGH TRUST 2004- DE 9.01 10/25/04 CHL MORTGAGE PASS-THROUGH TRUST 2004- DE 9.01 10/25/04 CHOCTAW RESORT DEVELOPMENT ENTERPRISE MS 7.01,9.01 10/28/04 CHOICE HOTELS INTERNATIONAL INC /DE DE 2.02,9.01 10/28/04 CHROMCRAFT REVINGTON INC DE 5.04,9.01 10/25/04 CIENA CORP DE 5.03,9.01 10/29/04 CINERGY CORP DE 2.02 10/28/04 CIRCUIT CITY STORES INC VA 1.01,9.01 10/29/04 CITICORP MORTGAGE SECURITIES INC DE 2.01 10/28/04 CITICORP MORTGAGE SECURITIES INC DE 8.01 10/25/04 CITICORP MORTGAGE SECURITIES INC DE 8.01 10/25/04 CITICORP MORTGAGE SECURITIES INC DE 8.01 10/25/04 CITICORP MORTGAGE SECURITIES INC DE 8.01 10/25/04 CITICORP MORTGAGE SECURITIES INC DE 8.01 10/25/04 CITICORP MORTGAGE SECURITIES INC DE 8.01 10/25/04 CITICORP MORTGAGE SECURITIES INC DE 8.01 10/25/04 CITIFINANCIAL MORTGAGE SECURITIES INC DE 8.01 10/25/04 CITIFINANCIAL MORTGAGE SECURITIES INC DE 8.01 10/25/04 CITIFINANCIAL MORTGAGE SECURITIES INC DE 8.01 10/25/04 CITIFINANCIAL MORTGAGE SECURITIES INC DE 8.01 10/25/04 CITIFINANCIAL MORTGAGE SECURITIES INC DE 8.01 10/25/04 CITIFINANCIAL MORTGAGE SECURITIES INC DE 8.01 10/25/04 CITIGROUP GLOBAL MARKETS HOLDINGS INC NY 9.01 10/28/04 CITIGROUP MORTGAGE LOAN TRUST INC 9.01 10/29/04 CITIGROUP MORTGAGE LOAN TRUST SERIES 9.01 10/25/04 CITIZENS COMMUNITY BANCORP 2.02,9.01 10/29/04 CLEAR CHANNEL COMMUNICATIONS INC TX 2.02,9.01 10/29/04 CNA FINANCIAL CORP DE 2.02,9.01 10/28/04 COGENT COMMUNICATIONS GROUP INC 3.02,5.03,9.01 10/26/04 COGNOS INC CA 1.01 10/29/04 COLE NATIONAL GROUP INC DE 9.01 10/28/04 COLONIAL REALTY LIMITED PARTNERSHIP DE 1.01,9.01 10/25/04 COLUMBIA BANKING SYSTEM INC WA 2.02,9.01 10/28/04 COLUMBIA BANKING SYSTEM INC WA 2.02,9.01 10/28/04 COMMERCIAL CAPITAL BANCORP INC NV 2.02,9.01 10/25/04 COMMUNICATION INTELLIGENCE CORP DE 2.02,7.01,9.01 09/30/04 COMMUNITY WEST BANCSHARES / CA 2.02,9.01 10/29/04 CONSOLIDATED PICTURES CORP DE 4.01,5.02,9.01 10/27/04 CONSTELLATION ENERGY GROUP INC MD 2.02,9.01 10/28/04 CONTINENTAL AIRLINES INC /DE/ DE 1.01 10/29/04 COOPER CAMERON CORP DE 2.02,9.01 10/29/04 CORNERSTONE REALTY INCOME TRUST INC VA 1.01,9.01 10/25/04 CORPORATE EXECUTIVE BOARD CO DE 8.01,9.01 10/28/04 COVENTRY HEALTH CARE INC DE 1.01,5.02,9.01 10/29/04 COVENTRY HEALTH CARE INC DE 1.01,5.02,9.01 10/29/04 AMEND COWLITZ BANCORPORATION WA 2.02,9.01 10/29/04 CREDIT SUISSE FIRST BOSTON MORTGAGE S DE 8.01,9.01 10/27/04 CRYOLIFE INC FL 1.01,2.02,9.01 10/25/04 CSK AUTO CORP DE 7.01,9.01 10/28/04 CURTISS WRIGHT CORP DE 2.02,9.01 10/28/04 CWABS Asset Backed Certificates Trust DE 9.01 10/25/04 CWABS INC DE 8.01,9.01 09/29/04 CWABS INC DE 8.01,9.01 10/29/04 CWABS INC DE 8.01,9.01 10/29/04 CWABS INC ASSET BACKED CERTIFICATES S DE 9.01 10/25/04 CWABS INC ASSET BACKED CERTIFICATES S DE 9.01 10/25/04 CWABS INC ASSET BACKED CERTIFICATES S DE 9.01 10/25/04 CWABS INC ASSET BACKED CERTIFICATES S DE 9.01 10/25/04 CWABS INC ASSET BACKED CERTIFICATES S DE 9.01 10/25/04 CWABS INC ASSET BACKED CERTIFICATES S DE 9.01 10/25/04 CWABS INC ASSET BACKED CERTIFICATES S DE 9.01 10/25/04 CWABS INC ASSET BACKED CERTIFICATES S DE 9.01 10/25/04 CWABS INC ASSET BACKED CERTIFICATES S DE 9.01 10/25/04 CWABS INC ASSET BACKED CERTIFICATES S DE 9.01 10/25/04 CWABS INC ASSET BACKED CERTIFICATES T DE 9.01 10/25/04 CWALT INC 9.01 10/29/04 CWALT, Inc. Alternative Loan Trust 20 9.01 10/25/04 CWMBS 2004-HYB2 DE 9.01 10/25/04 CWMBS INC DE 8.01,9.01 10/26/04 CWMBS INC DE 9.01 10/29/04 CWMBS INC DE 9.01 10/29/04 CWMBS INC DE 8.01,9.01 10/26/04 AMEND CWMBS INC CHL MORTGAGE PASS THROUGH T DE 9.01 10/25/04 CWMBS INC CHL MORTGAGE PASS THROUGH T DE 9.01 10/25/04 CWMBS INC CHL Mortgatge Pass Through DE 9.01 10/25/04 CWMBS INC CHL Mortgatge Pass Through DE 9.01 10/25/04 CWMBS INC MORTGAGE PASS THROUGH TRUST DE 9.01 10/25/04 CWMBS INC MORTGAGE PASS THROUGH TRUST DE 9.01 10/25/04 CWMBS Mortgage Pass-Through Trust 200 DE 9.01 10/25/04 CWMBS Mortgage Pass-Through Trust 200 DE 9.01 10/25/04 CYTYC CORP DE 1.01,5.02,9.01 10/25/04 D&E COMMUNICATIONS INC PA 8.01,9.01 10/28/04 DAOU SYSTEMS INC DE 5.02 10/26/04 DATASCOPE CORP DE 2.02,9.01 10/28/04 DEARBORN BANCORP INC /MI/ MI 8.01,9.01 10/29/04 DELTA APPAREL INC GA 2.02,7.01,9.01 10/29/04 DELTA PETROLEUM CORP/CO CO 5.05 10/26/04 DENNYS CORP DE 2.02,9.01 09/29/04 DEVELOPERS DIVERSIFIED REALTY CORP OH 2.02 10/28/04 DIEDRICH COFFEE INC CA 4.01,9.01 10/26/04 DIGENE CORP DE 8.01 10/26/04 DIGITAL LIGHTWAVE INC DE 5.02,9.01 10/26/04 DIOMED HOLDINGS INC NV 1.02,3.02,9.01 10/29/04 DISCOVER CARD MASTER TRUST I DE 8.01,9.01 10/29/04 DISCOVER CARD MASTER TRUST I DE 8.01,9.01 10/29/04 DRIL-QUIP INC DE 1.01,9.01 10/28/04 DST SYSTEMS INC DE 1.01,7.01,9.01 10/29/04 DUSKA THERAPEUTICS, INC. NV 9.01 08/30/04 AMEND DXP ENTERPRISES INC TX 9.01 09/30/04 DYNAMIC HEALTH PRODUCTS INC FL 2.01,7.01,9.01 10/01/04 AMEND EAUTOCLAIMS COM INC NV 5.02 10/25/04 EBIX INC DE 5.02 10/26/04 EDUCATION FUNDING CAPITAL TRUST-IV DE 8.01,9.01 10/29/04 EFJ INC DE 2.02,9.01 10/29/04 ELAMEX SA DE CV 9.01 10/29/04 ELECTRIC AQUAGENICS UNLIMITED INC DE 4.01,8.01,9.01 10/29/04 ELECTRONIC CONTROL SECURITY INC NJ 8.01 09/07/04 EMC INSURANCE GROUP INC IA 2.02,9.01 09/30/04 AMEND EMPIRE DISTRICT ELECTRIC CO KS 2.02,9.01 10/28/04 ENCISION INC CO 2.02 10/27/04 ENTERTAINMENT PROPERTIES TRUST MD 2.02 10/28/04 ENUCLEUS INC DE 1.01,3.02,7.01,9.01 08/13/04 ENZON PHARMACEUTICALS INC DE 2.02,4.02,9.01 10/29/04 EPICUS COMMUNICATIONS GROUP INC FL 9.01 10/25/04 ESYNCH CORP/CA DE 1.01,2.01,3.03,7.01,9.01 08/02/04 EURONET WORLDWIDE INC DE 1.01,2.03,9.01 10/25/04 EXCELLIGENCE LEARNING CORP DE 7.01 10/29/04 EXCHANGE NATIONAL BANCSHARES INC MO 8.01,9.01 10/29/04 EXELON CORP PA 8.01,9.01 10/28/04 EXPEDITORS INTERNATIONAL OF WASHINGTO WA 7.01 10/26/04 FARO TECHNOLOGIES INC FL 2.02,7.01 10/29/04 FEDERAL SCREW WORKS MI 2.02,9.01 10/29/04 FEDERATED INVESTORS INC /PA/ PA 1.01,2.02,9.01 10/28/04 FIDELITY D & D BANCORP INC PA 2.02,9.01 10/28/04 FIRST CHESTER COUNTY CORP PA 2.02 09/30/04 FIRST COMMUNITY BANCSHARES INC /NV/ NV 2.02,9.01 10/29/04 FIRST FINANCIAL HOLDINGS INC /DE/ DE 7.01,9.01 10/29/04 FIRST FINANCIAL HOLDINGS INC /DE/ DE 5.03,9.01 10/28/04 FIRST HORIZON ABS NOTES SERIES 2004-H TN 9.01 10/25/04 First Horizon ABS Notes Series 2004-H DE 9.01 10/25/04 FIRST HORIZON ASSET SECURITIES INC DE 8.01,9.01 10/29/04 FIRST HORIZON ASSET SECURITIES INC DE 8.01,9.01 10/29/04 FIRST HORIZON ASSET SECURITIES INC MO NY 9.01 10/25/04 FIRST HORIZON PHARMACEUTICAL CORP DE 2.02,9.01 10/28/04 FIRST PLACE FINANCIAL CORP /DE/ DE 2.02,5.02,7.01,9.01 10/28/04 FIRSTFED FINANCIAL CORP DE 7.01,9.01 09/30/04 FIRSTFED FINANCIAL CORP DE 2.01,9.01 09/30/04 FNB CORP \VA\ VA 2.02,9.01 10/28/04 FONEFRIEND INC DE 8.01 10/25/04 FOOTSTAR INC DE 7.01,9.01 10/29/04 FOUNDATION CAPITAL RESOURCES INC GA 3.02 10/25/04 FRIENDLY ICE CREAM CORP MA 2.02,9.01 10/29/04 FRONT PORCH DIGITAL INC NV 1.01,5.03,8.01,9.01 10/26/04 FRONTIER AIRLINES INC /CO/ CO 7.01 09/30/04 GAMESTATE ENTERTAINMENT INC NV 5.02,5.03,8.01,9.01 09/07/04 GENERAL BEARING CORP DE 8.01,9.01 10/29/04 Genex Pharmaceutical, Inc. DE 4.01,9.01 10/26/04 GENIUS PRODUCTS INC NV 4.01,9.01 10/25/04 GeoPharma, Inc. FL 2.01,9.01 10/25/04 GIBRALTAR INDUSTRIES, INC. DE 5.03,7.01 10/27/04 GIBRALTAR INDUSTRIES, INC. DE 7.01 07/29/04 AMEND GIGA TRONICS INC CA 2.02,9.01 10/28/04 GL ENERGY & EXPLORATION INC DE 5.02 08/30/04 GLOBAL MED TECHNOLOGIES INC CO 2.02,9.01 10/28/04 GLOBAL POWER EQUIPMENT GROUP INC/ DE 2.02,9.01 10/25/04 GMAC EDUCATION LOAN FUNDING TRUST I DE 8.01,9.01 10/15/04 GMH Communities Trust MD 1.01,8.01 10/27/04 GOLDEN SPIRIT MINERALS LTD DE 2.01,9.01 10/29/04 GREAT WEST LIFE & ANNUITY INSURANCE C CO 2.02,7.01,9.01 09/30/04 GREENPOINT MORTGAGE SECURITIES LLC DE 8.01,9.01 10/15/04 GREENWICH CAPITAL ACCEPTANCE INC DE 8.01,9.01 10/29/04 GREENWICH CAPITAL ACCEPTANCE INC DE 8.01,9.01 10/29/04 GS Mortgage GSR Loan Trust 2004-10F DE 8.01,9.01 10/25/04 GS Mortgage GSR Loan Trust 2004-8F DE 8.01,9.01 10/25/04 GS Mortgage GSR Loan Trust 2004-9 DE 8.01,9.01 10/25/04 GS MORTGAGE SEC CORP MORT PASS THR CE DE 8.01,9.01 10/25/04 GS MORTGAGE SEC CORP MORTGAGE PASS TH DE 8.01,9.01 10/25/04 GS MORTGAGE SECURITIES CORP DE 8.01 10/29/04 GS MORTGAGE SECURITIES CORP DE 8.01 10/29/04 GS MORTGAGE SECURITIES CORP GSR MORTG DE 8.01,9.01 10/25/04 GS MORTGAGE SECURITIES CORP GSR TRUST DE 8.01,9.01 10/25/04 GS MORTGAGE SECURITIES CORP MOR PASTH DE 8.01,9.01 10/25/04 GSR Mortgage Loan Trust 2004-11 DE 8.01,9.01 10/25/04 GSR Mortgage Loan Trust 2004-6F DE 8.01,9.01 10/25/04 GTECH HOLDINGS CORP DE 1.01,2.03 10/25/04 GWL&A FINANCIAL INC DE 2.02,7.01,9.01 09/30/04 HANGER ORTHOPEDIC GROUP INC DE 2.02,9.01 10/27/04 HANOVER COMPRESSOR CO / DE 2.02,8.01,9.01 10/29/04 HARVARD BIOSCIENCE INC DE 2.02,9.01 10/28/04 HASTINGS ENTERTAINMENT INC TX 1.01,9.01 10/29/04 HAUSER INC DE 8.01,9.01 10/15/04 HAWK CORP DE 1.01,8.01,9.01 10/25/04 HEALTHCARE REALTY TRUST INC MD 2.02,7.01,9.01 10/26/04 HEARTLAND FINANCIAL USA INC DE 8.01,9.01 10/29/04 HERITAGE FINANCIAL CORP /WA/ WA 7.01 10/29/04 HERITAGE FINANCIAL CORP /WA/ WA 7.01 10/29/04 HESKA CORP DE 1.01 10/29/04 HOME PRODUCTS INTERNATIONAL INC DE 1.01,1.02,8.01,9.01 10/28/04 HORIZON FINANCIAL SERVICES CORP DE 2.02,8.01,9.01 10/29/04 HUDSON CITY BANCORP INC DE 2.02,9.01 10/28/04 HUDSON UNITED BANCORP NJ 7.01,9.01 10/27/04 HUDSONS GRILL INTERNATIONAL INC TX 4.01 10/29/04 HUNTSMAN INTERNATIONAL LLC DE 2.05,2.06 10/27/04 HYDROMER INC NJ 8.01 10/26/04 HYPERCOM CORP DE 2.02,9.01 10/29/04 I TRAX INC DE 1.01,9.01 10/27/04 I2 TECHNOLOGIES INC DE 2.02,7.01,9.01 10/27/04 ICEWEB INC 9.01 05/13/04 AMEND IMCO RECYCLING INC DE 8.01 10/29/04 IMCOR PHARMACEUTICAL CO NV 8.01 10/29/04 IMH ASSETS CORP DE 2.01,8.01,9.01 10/28/04 IMH ASSETS CORP IMPAC CMB TRUST SERIE DE 8.01 10/25/04 INDUS INTERNATIONAL INC DE 1.01,9.01 10/27/04 INDYMAC BANCORP INC DE 1.01 10/26/04 INFINIUM LABS INC DE 1.01,2.03,3.02,9.01 09/24/04 AMEND INFOCUS CORP OR 1.01,2.03 10/25/04 ING INSURANCE CO OF AMERICA CT 8.01 10/29/04 ING LIFE INSURANCE & ANNUITY CO CT 8.01 10/29/04 ING USA ANNUITY & LIFE INSURANCE CO IA 8.01 10/29/04 INLAND WESTERN RETAIL REAL ESTATE TRU MD 2.01,9.01 10/25/04 INSIGHT COMMUNICATIONS CO INC DE 2.02,9.01 10/29/04 INSPIRE PHARMACEUTICALS INC DE 1.01,5.02,9.01 10/28/04 INTEGRATED CIRCUIT SYSTEMS INC PA 2.02,9.01 10/26/04 INTEGRATED ELECTRICAL SERVICES INC DE 5.02,7.01,9.01 10/29/04 INTERCHANGE FINANCIAL SERVICES CORP / NJ 8.01,9.01 09/30/04 INTERNATIONAL CARD ESTABLISHMENT INC DE 9.01 09/08/04 AMEND INTERNATIONAL FLAVORS & FRAGRANCES IN NY 7.01,9.01 10/29/04 INTERNET AMERICA INC TX 1.01,5.02,5.03,9.01 10/26/04 INTERNET COMMERCE CORP DE 2.02,9.01 10/29/04 INTEST CORP DE 2.02,9.01 10/27/04 IPC HOLDINGS LTD 2.02,9.01 10/28/04 IRWIN FINANCIAL CORP IN 2.02,9.01 10/29/04 ISLAND PACIFIC INC DE 4.02 10/25/04 ISOLAGEN INC DE 7.01,9.01 10/29/04 ITC DELTACOM INC DE 5.02 10/25/04 J C PENNEY CO INC DE 5.02,9.01 10/27/04 J P MORGAN ACCEPTANCE CORP I DE 8.01,9.01 10/28/04 J P MORGAN CHASE & CO DE 9.01 10/29/04 J.P. Morgan Mortgage Trust 2004-S1 DE 8.01,9.01 10/25/04 JARDEN CORP DE 2.02,9.01 10/29/04 JOHNSON OUTDOORS INC WI 1.01,9.01 10/28/04 JORGENSEN EARLE M CO /DE/ DE 2.02,9.01 10/29/04 K&F INDUSTRIES INC DE 8.01,9.01 10/28/04 K-SEA TRANSPORTATION PARTNERS LP DE 2.02,9.01 10/28/04 KAISER ALUMINUM & CHEMICAL CORP DE 1.01,8.01,9.01 10/25/04 KAISER ALUMINUM CORP DE 1.01,8.01,9.01 10/25/04 KAYDON CORP DE 2.02,9.01 10/29/04 KENDLE INTERNATIONAL INC OH 2.02,9.01 10/28/04 L 3 COMMUNICATIONS HOLDINGS INC DE 5.02 10/25/04 LA JOLLA PHARMACEUTICAL CO DE 8.01,9.01 10/29/04 LASER MASTER INTERNATIONAL INC NY 4.01 10/21/04 LASIK AMERICA INC NV 8.01 10/27/04 LAUREL CAPITAL GROUP INC PA 2.02,5.02,9.01 10/27/04 LESCO INC/OH OH 2.02,9.01 10/14/04 LEXMARK INTERNATIONAL INC /KY/ DE 8.01,9.01 10/29/04 LKQ CORP DE 1.01 10/26/04 LOYALTYPOINT INC DE 4.01,9.01 10/15/04 AMEND LSB FINANCIAL CORP IN 2.01 10/28/04 MAGELLAN HEALTH SERVICES INC DE 2.02,9.01 10/28/04 MAINSTREET BANKSHARES INC VA 8.01 10/27/04 MAJESCO HOLDINGS INC DE 8.01,9.01 10/29/04 AMEND MAJOR AUTOMOTIVE COMPANIES INC NV 3.01,9.01 10/28/04 MANCHESTER TECHNOLOGIES INC NY 8.01 10/28/04 MANUGISTICS GROUP INC DE 1.01,3.03,5.03,8.01,9.01 10/28/04 MARKWEST ENERGY PARTNERS L P 1.01,2.03,9.01 10/25/04 MARKWEST ENERGY PARTNERS L P 8.01,9.01 10/25/04 MARKWEST HYDROCARBON INC DE 1.01,2.03,9.01 10/25/04 MASSBANK CORP DE 2.02,9.01 10/28/04 MASTR ASSET BACKED SECURITIES TRUST 2 DE 8.01,9.01 10/25/04 MASTR Asset Securitization Trust 2004 DE 8.01,9.01 10/25/04 MASTR Asset Securitization Trust 2004 DE 8.01,9.01 10/25/04 MASTR Asset Securitization Trust 2004 DE 8.01,9.01 10/25/04 MEDIALINK WORLDWIDE INC DE 2.02 10/26/04 MEDICAL DISCOVERIES INC UT 4.01,9.01 10/25/04 MEMC ELECTRONIC MATERIALS INC DE 5.02 10/27/04 MEREDITH CORP IA 8.01,9.01 10/28/04 MERRILL LYNCH & CO INC DE 8.01,9.01 10/29/04 MERRILL LYNCH MORTGAGE INVESTORS INC DE 8.01,9.01 10/29/04 MERRILL LYNCH MORTGAGE INVESTORS INC DE 8.01,9.01 10/29/04 MERRILL LYNCH MORTGAGE INVESTORS INC DE 8.01,9.01 10/29/04 Merrill Lynch Mortgage Trust 2004-BPC DE 8.01,9.01 10/27/04 METRIS COMPANIES INC DE 7.01,8.01 10/28/04 METRO ONE TELECOMMUNICATIONS INC OR 2.02,9.01 10/29/04 MICROS SYSTEMS INC MD 2.02,9.01 10/29/04 MIDDLEBY CORP DE 2.02,9.01 10/28/04 MIDLAND CAPITAL HOLDINGS CORP 2.02,9.01 10/29/04 MIDSOUTH BANCORP INC LA 8.01 10/28/04 MIDWEST BANC HOLDINGS INC DE 2.02 10/29/04 MINE SAFETY APPLIANCES CO PA 5.03,7.01,9.01 10/26/04 MINERALS TECHNOLOGIES INC DE 2.02,9.01 10/28/04 MINN DAK FARMERS COOPERATIVE ND 8.01 10/29/04 MODINE MANUFACTURING CO WI 1.01,7.01,9.01 10/29/04 MONMOUTH REAL ESTATE INVESTMENT CORP MD 7.01 10/28/04 MORGAN STANLEY DEAN WITTER MORT PAS T DE 8.01,9.01 10/25/04 MORTGAGE ASSET SEC TRANS INC MASTR AS DE 8.01,9.01 10/25/04 MORTGAGE ASSET SEC TRANS MORT PASS TH DE 8.01,9.01 10/25/04 MORTGAGE ASSET SEC TRANSACTION INC MA DE 8.01,9.01 10/25/04 MORTGAGE ASSET SECURITIZATION TRANSAC DE 8.01,9.01 10/29/04 MortgageIT Holdings, Inc. MD 1.01,5.02,9.01 10/29/04 MOTIENT CORP DE 1.01,3.02,8.01 10/29/04 MPOWER HOLDING CORP DE 2.02,9.01 10/28/04 MUELLER INDUSTRIES INC DE 1.01,2.03,9.01 10/26/04 MVC CAPITAL, INC. DE 1.01,2.03 10/28/04 NABORS INDUSTRIES LTD D0 5.02,9.01 10/28/04 Nalco CO DE 2.02,9.01 10/29/04 Nalco Finance Holdings Inc. 2.02,9.01 10/29/04 Nalco Finance Holdings LLC 2.02,9.01 10/29/04 NANNACO INC TX 1.01,3.02,8.01,9.01 10/28/04 NANNACO INC TX 1.01,3.02,8.01,9.01 10/28/04 NATIONAL DENTEX CORP /MA/ MA 2.02,9.01 10/29/04 NATIONAL FUEL GAS CO NJ 2.02,9.01 09/30/04 NATIONAL HOME HEALTH CARE CORP DE 2.02 10/29/04 NATIONAL OILWELL INC DE 2.02,9.01 10/29/04 NATIONAL VISION INC GA 1.01,9.01 10/26/04 NAVISITE INC DE 8.01 10/29/04 NBOG BANCORPORATION INC GA 4.01,5.02,9.01 10/21/04 NCI BUILDING SYSTEMS INC DE 1.01,5.02,9.01 10/25/04 NDCHEALTH CORP DE 7.01,9.01 10/29/04 NELNET INC NE 8.01,9.01 10/26/04 NEOPHARM INC DE 2.02,9.01 10/29/04 NET2PHONE INC DE 8.01 10/29/04 NETGURU INC DE 5.03,9.01 10/29/04 NEUROCRINE BIOSCIENCES INC CA 1.01,1.02,2.03,9.01 10/29/04 New Media Lottery Services Inc VA 5.02,5.03,8.01 10/25/04 NEWFIELD EXPLORATION CO /DE/ DE 2.02,7.01,9.01 10/27/04 NORTH EUROPEAN OIL ROYALTY TRUST DE 2.02,9.01 10/28/04 NORTHEAST PENNSYLVANIA FINANCIAL CORP DE 2.02,9.01 10/28/04 NORTHWAY FINANCIAL INC NH 2.02,9.01 10/26/04 NORWOOD FINANCIAL CORP PA 5.02,9.01 10/29/04 NOVASTAR FINANCIAL INC MD 2.02,9.01 10/28/04 NOVAVAX INC DE 8.01,9.01 10/28/04 NTS PROPERTIES III GA 8.01 10/29/04 NTS PROPERTIES IV KY 8.01 10/29/04 NTS PROPERTIES V MD 8.01 10/29/04 NTS PROPERTIES VI MD 8.01 10/29/04 NTS PROPERTIES VII FL 8.01 10/29/04 NUTECH DIGITAL INC CA 7.01,9.01 10/29/04 O REILLY AUTOMOTIVE INC MO 2.02,7.01,9.01 10/26/04 O REILLY AUTOMOTIVE INC MO 7.01 10/27/04 ODYSSEY RE HOLDINGS CORP DE 2.02 10/28/04 OLD POINT FINANCIAL CORP VA 4.01,9.01 06/22/04 AMEND OLIN CORP VA 2.02,9.01 10/28/04 OLIN CORP VA 5.02 10/27/04 OMEGA HEALTHCARE INVESTORS INC MD 8.01,9.01 10/29/04 OMEGA HEALTHCARE INVESTORS INC MD 8.01,9.01 10/29/04 OMEGA PROTEIN CORP NV 2.02,9.01 10/29/04 ONYX ACCEPTANCE CORP DE 2.02,9.01 10/26/04 OPINION RESEARCH CORP DE 2.02,9.01 10/28/04 OPTICARE HEALTH SYSTEMS INC DE 5.02,9.01 10/22/04 OPTIMAL GROUP INC 7.01 10/29/04 AMEND ORDERPRO LOGISTICS INC NV 8.01,9.01 10/29/04 OVERSEAS SHIPHOLDING GROUP INC DE 2.02 10/27/04 PACIFIC STATE BANCORP 2.02,9.01 10/25/04 PAM TRANSPORTATION SERVICES INC DE 2.02,9.01 10/29/04 PAN PACIFIC RETAIL PROPERTIES INC MD 2.02,9.01 10/28/04 PARK OHIO HOLDINGS CORP OH 2.02,9.01 10/28/04 PARKER HANNIFIN CORP OH 5.02,9.01 10/27/04 PATHFINDER BANCORP INC DE 2.02 09/30/04 PAVILION BANCORP INC 8.01,9.01 10/29/04 PEAK INTERNATIONAL LTD D0 2.02,9.01 10/25/04 PEGASUS COMMUNICATIONS CORP / DE 4.01,9.01 10/29/04 PEGASYSTEMS INC MA 2.02,9.01 10/28/04 PEOPLES ENERGY CORP IL 2.02,7.01 10/29/04 PERFORMANCE TECHNOLOGIES INC \DE\ DE 2.02,9.01 09/30/04 PERKINELMER INC MA 2.02,9.01 10/28/04 PERRIGO CO MI 7.01,9.01 10/29/04 PETROLEUM DEVELOPMENT CORP NV 8.01 10/28/04 PETROQUEST ENERGY INC DE 2.02 10/29/04 PFS BANCORP INC IN 2.02,9.01 10/28/04 PHARMACEUTICAL FORMULATIONS INC DE 1.01,9.01 10/23/04 PHARMOS CORP NV 2.02,9.01 10/28/04 PHEAA STUDENT LOAN TRUST I DE 8.01,9.01 10/15/04 PHOTOMEDEX INC DE 2.02,9.01 10/28/04 PHOTON DYNAMICS INC CA 1.01 10/25/04 PLACER SIERRA BANCSHARES CA 1.01,2.02,5.02,9.01 10/26/04 PLUMTREE SOFTWARE INC DE 1.01,2.03 10/25/04 POINTE FINANCIAL CORP FL 1.01,2.02,9.01 10/27/04 POWER SAVE INTERNATIONAL INC NV 4.01,9.01 09/15/04 PRAECIS PHARMACEUTICALS INC DE 2.02 10/29/04 PREFORMED LINE PRODUCTS CO OH 5.02 10/27/04 PRIDE INTERNATIONAL INC DE 2.02,9.01 10/29/04 PRINCIPAL Life Income Fundings TRUST 8.01,9.01 10/15/04 Principal Life Income Fundings Trust DE 8.01,9.01 10/15/04 PRINCIPAL LIFE INCOME FUNDINGS TRUST DE 8.01,9.01 10/15/04 PRINCIPAL LIFE INCOME FUNDINGS TRUST DE 8.01,9.01 10/15/04 PRINCIPAL LIFE Income Fundings Trust 8.01,9.01 10/15/04 PRINCIPAL Life INCOME FUNDINGS TRUST 8.01,9.01 10/15/04 PRINCIPAL LIFE INCOME FUNDINGS TRUST DE 8.01,9.01 10/15/04 PRINCIPAL LIFE INCOME FUNDINGS TRUST DE 8.01,9.01 10/15/04 PRINCIPAL LIFE INCOME FUNDINGS TRUST DE 8.01,9.01 10/15/04 PROVIDENT FINANCIAL HOLDINGS INC DE 8.01,9.01 10/29/04 PSYCHEMEDICS CORP DE 2.02,9.01 10/27/04 PSYCHIATRIC SOLUTIONS INC DE 2.02,9.01 10/28/04 PURADYN FILTER TECHNOLOGIES INC DE 1.01 10/26/04 PW EAGLE INC MN 1.01,1.02,2.03,9.01 10/25/04 QCR HOLDINGS INC DE 5.05,9.01 10/29/04 QLT INC/BC A1 8.01,9.01 10/05/04 AMEND QUAKER CHEMICAL CORP PA 2.02,9.01 10/28/04 QUIPP INC FL 2.02,9.01 10/27/04 QUIXOTE CORP DE 2.02,7.01,9.01 10/28/04 R-TEC HOLDING INC IA 4.01 10/25/04 RAMTRON INTERNATIONAL CORP DE 3.01,5.02,9.01 10/26/04 RAND CAPITAL CORP NY 2.02,9.01 10/29/04 RANGE RESOURCES CORP DE 2.02,9.01 10/27/04 REALTY INCOME CORP MD 2.02,9.01 10/27/04 REEBOK INTERNATIONAL LTD MA 8.01,9.01 10/26/04 RELIASTAR LIFE INSURANCE CO OF NEW YO NY 8.01 10/29/04 RENTRAK CORP OR 4.01 10/28/04 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE 8.01,9.01 10/29/04 REUNION INDUSTRIES INC DE 8.01 10/29/04 RITA MEDICAL SYSTEMS INC DE 8.01 10/28/04 RIVERSTONE NETWORKS INC DE 1.01 10/28/04 ROPER INDUSTRIES INC /DE/ DE 2.02,9.01 10/29/04 RTW INC /MN/ MN 2.02,8.01,9.01 10/27/04 RYERSON TULL INC /DE/ DE 1.01 10/26/04 SAFEGUARD SCIENTIFICS INC PA 2.02,9.01 10/29/04 SAFLINK CORP DE 1.01 10/29/04 SALTON INC DE 5.02 10/29/04 SANTA FE ENERGY TRUST TX 2.02,9.01 10/29/04 SANTANDER BANCORP 2.02,9.01 10/27/04 SAVIENT PHARMACEUTICALS INC DE 2.05 10/25/04 SAXON CAPITAL INC MD 2.02 10/29/04 SBA COMMUNICATIONS CORP FL 2.02 10/28/04 SCAPPLE INC 5.01 10/14/03 SCBT FINANCIAL CORP SC 5.02,9.01 10/28/04 SCOTTISH RE GROUP LTD E9 1.01,9.01 10/26/04 SEABULK INTERNATIONAL INC DE 1.01,2.03,7.01,9.01 10/26/04 SEAGATE TECHNOLOGY E9 1.01,5.02,9.01 10/28/04 SECURITY CAPITAL CORP/DE/ DE 1.01,2.01,9.01 10/25/04 SFBC INTERNATIONAL INC DE 2.02,9.01 10/27/04 SHERWOOD BRANDS INC NC 2.02,9.01 10/29/04 SHIRE PHARMACEUTICALS GROUP PLC 8.01,9.01 10/29/04 SI Financial Group, Inc. X1 2.02,9.01 10/29/04 SINGING MACHINE CO INC DE 5.02,9.01 10/22/04 AMEND SINOFRESH HEALTHCARE INC FL 5.02 10/29/04 SM&A CA 8.01 10/28/04 SOUTH FINANCIAL GROUP INC SC 7.01,9.01 10/27/04 SOUTHERN STAR CENTRAL CORP DE 5.02 10/29/04 SOUTHTRUST CORP DE 8.01,9.01 10/28/04 SPARTA COMMERCIAL SERVICES, INC. NV 1.01,9.01 10/26/04 SPORTS RESORTS INTERNATIONAL INC MI 8.01 10/28/04 STANDEX INTERNATIONAL CORP/DE/ DE 5.02 10/26/04 STERLING FINANCIAL CORP /PA/ PA 2.02 10/26/04 AMEND STRATASYS INC DE 2.02,9.01 10/28/04 STRATEGIC DIAGNOSTICS INC/DE/ DE 2.02 10/28/04 STRATEGIC DIAGNOSTICS INC/DE/ DE 2.02 10/28/04 STRESSGEN BIOTECHNOLOGIES CORP 7.01,9.01 10/27/04 STRUCTURED ASSET MORTGAGE INVESTMENTS DE 2.01,8.01,9.01 10/29/04 Structured Asset Mortgage Investments DE 9.01 09/30/04 AMEND STRUCTURED ASSET SECURITIES CORP DE 8.01 10/28/04 STRUCTURED ASSET SECURITIES CORP DE 8.01 10/29/04 STRUCTURED ASSET SECURITIES CORP DE 8.01 10/29/04 STRUCTURED ASSET SECURITIES CORP DE 8.01 10/29/04 STRUCTURED ASSET SECURITIES CORP DE 8.01,9.01 10/22/04 STRUCTURED ASSET SECURITIES CORP DE 8.01,9.01 10/25/04 STRUCTURED ASSET SECURITIES CORP DE 8.01,9.01 10/28/04 STRUCTURED ASSET SECURITIES CORP DE 8.01,9.01 10/29/04 STRUCTURED ASSET SECURITIES CORP DE 8.01 10/29/04 STRUCTURED ASSET SECURITIES CORP DE 8.01 10/29/04 Structured Asset Securities Corp Mort DE 9.01 10/25/04 SUNNINGDALE, INC. DE 4.01,9.01 10/28/04 SUNTERRA CORP MD 1.01,9.01 10/25/04 SUPERIOR CONSULTANT HOLDINGS CORP DE 2.02,9.01 10/28/04 SUPERIOR ENERGY SERVICES INC DE 5.02,7.01,9.01 10/29/04 SUPERIOR GALLERIES INC DE 2.02,5.02,9.01 10/25/04 SYMBION INC/TN DE 2.02,9.01 10/28/04 SYNTROLEUM CORP DE 8.01,9.01 06/17/99 AMEND TEDA TRAVEL INC FL 5.03,9.01 10/29/04 AMEND TEKELEC CA 5.02,5.03,9.01 10/25/04 TEKNI PLEX INC DE 5.02 10/28/04 TELEDYNE TECHNOLOGIES INC DE 2.02,9.01 10/28/04 TELETOUCH COMMUNICATIONS INC DE 5.02,8.01,9.01 10/25/04 TENNECO AUTOMOTIVE INC DE 2.05,9.01 10/28/04 TERAYON COMMUNICATION SYSTEMS DE 2.05 10/25/04 TEXAS PACIFIC LAND TRUST 2.02 10/29/04 THERMOELASTIC TECHNOLOGIES INC /CO/ CO 5.02 09/23/04 TMS INC /OK/ OK 8.01,9.01 08/05/04 TOMS FOODS INC DE 1.01,2.04 10/29/04 TORCHMARK CORP DE 5.02,9.01 10/27/04 TOWER FINANCIAL CORP IN 2.02 10/28/04 Tower Group, Inc. DE 8.01,9.01 10/29/04 TRANSPRO INC DE 7.01,8.01,9.01 10/29/04 TRESTLE HOLDINGS INC DE 8.01,9.01 10/28/04 TRI STATE 1ST BANK INC OH 8.01,9.01 10/28/04 TRIAD GUARANTY INC DE 2.02,9.01 10/28/04 TRIBUNE CO DE 5.02,9.01 10/27/04 TRIMERIS INC DE 8.01 10/04/04 TRIPATH TECHNOLOGY INC 2.02,9.01 10/22/04 TRUMP HOTELS & CASINO RESORTS INC DE 2.02,7.01,9.01 10/28/04 Trust, Asset Backed Notes DE 9.01 10/25/04 TRUSTCO BANK CORP N Y NY 8.01 10/27/04 ULTRA PETROLEUM CORP 2.02 10/28/04 ULTRA PETROLEUM CORP 2.02 10/28/04 ULTRALIFE BATTERIES INC DE 2.02,9.01 10/28/04 UNION BANKSHARES CORP VA 5.02 09/08/04 AMEND UNITED FINANCIAL CORP \MN\ MN 2.02,7.01,9.01 10/28/04 UNITED STATES LIME & MINERALS INC TX 2.02,9.01 10/28/04 UNITED SURGICAL PARTNERS INTERNATIONA DE 2.02,9.01 10/28/04 UNIVERSAL ACCESS GLOBAL HOLDINGS INC DE 1.01 10/28/04 UNIVEST CORP OF PENNSYLVANIA PA 2.02,9.01 10/27/04 US AIRWAYS GROUP INC DE 5.02,8.01,9.01 10/29/04 US LEC CORP DE 2.02,9.01 10/29/04 USI HOLDINGS CORP DE 2.02,9.01 10/28/04 V I TECHNOLOGIES INC DE 8.01,9.01 10/29/04 VALERO L P DE 1.01 10/28/04 VALUEVISION MEDIA INC MN 2.05,2.06,5.02,9.01 10/25/04 VERTIS INC DE 2.02,7.01,9.01 10/26/04 VIACOM INC DE 1.01,9.01 10/28/04 VIAD CORP DE 2.02,9.01 10/29/04 VIEWPOINT CORP DE 5.02 10/26/04 VINEYARD NATIONAL BANCORP CA 2.02,9.01 10/29/04 VITALLABS INC NV 5.03,8.01,9.01 10/19/04 VSE CORP DE 2.02,9.01 09/30/04 WALTER INDUSTRIES INC /NEW/ DE 1.01 10/28/04 WASHINGTON POST CO DE 2.02 10/29/04 WAVE SYSTEMS CORP DE 2.02,9.01 10/26/04 WELLS FARGO ASSET SEC CORP MORT PASS DE 8.01,9.01 10/25/04 WELLS FARGO ASSET SEC CORP MORT PASS DE 8.01,9.01 10/25/04 WELLS FARGO ASSET SEC MORTGAGE BACKED DE 8.01,9.01 10/25/04 WELLS FARGO ASSET SECURITIES CORP BAC DE 8.01,9.01 10/25/04 WELLS FARGO ASSET SECURITIES CORP MOR DE 8.01,9.01 10/25/04 WELLS FARGO HOME EQUITY TRUST MORT PA DE 8.01,9.01 10/25/04 WELLS REAL ESTATE FUND I GA 7.01,9.01 10/29/04 WELLS REAL ESTATE FUND II GA 7.01,9.01 10/29/04 WELLS REAL ESTATE FUND II-OW GA 7.01,9.01 10/29/04 WELLS REAL ESTATE FUND III L P GA 7.01,9.01 10/29/04 WELLS REAL ESTATE FUND IV L P GA 7.01,9.01 10/29/04 WELLS REAL ESTATE FUND IX LP GA 7.01,9.01 10/29/04 WELLS REAL ESTATE FUND V L P GA 7.01,9.01 10/29/04 WELLS REAL ESTATE FUND VI L P GA 7.01,9.01 10/29/04 WELLS REAL ESTATE FUND VII L P GA 7.01,9.01 10/29/04 WELLS REAL ESTATE FUND VIII LP GA 7.01,9.01 10/29/04 WELLS REAL ESTATE FUND X L P GA 7.01,9.01 10/29/04 WELLS REAL ESTATE FUND XI L P GA 7.01,9.01 10/29/04 WELLS REAL ESTATE FUND XII LP GA 7.01,9.01 10/29/04 WELLS REAL ESTATE FUND XIII L P GA 7.01,9.01 10/29/04 WELLS REAL ESTATE FUND XIV LP GA 7.01,9.01 10/29/04 WELLS REAL ESTATE INVESTMENT TRUST IN DE 8.01 10/27/04 WERNER HOLDING CO INC /DE/ DE 5.02,9.01 10/29/04 AMEND WESTCORP /CA/ CA 7.01,9.01 10/28/04 WESTWOOD HOLDINGS GROUP INC 2.02,7.01,9.01 10/28/04 WESTWOOD ONE INC /DE/ DE 2.02 09/30/04 WIDEPOINT CORP DE 1.01,2.01,3.01,9.01 09/30/04 WILSON GREATBATCH TECHNOLOGIES INC DE 1.01,9.01 10/27/04 WINDROSE MEDICAL PROPERTIES TRUST MD 5.02 10/25/04 WMS INDUSTRIES INC /DE/ DE 8.01,9.01 10/26/04 WODFI LLC FL 8.01 09/01/04 XL CAPITAL LTD 8.01,9.01 10/28/04 XYBERNAUT CORP DE 1.01,5.02,9.01 08/26/04 ZENITH NATIONAL INSURANCE CORP DE 1.01,2.03,9.01 10/29/04