SEC NEWS DIGEST Issue 2003-172 September 8, 2003 COMMISSION ANNOUNCEMENTS CHAIRMAN DONALDSON TO TESTIFY Chairman William H. Donaldson will testify before the Senate Committee on Banking, Housing, and Urban Affairs on Tuesday, September 9, concerning the Implementation of the Sarbanes-Oxley Act of 2002. The hearing will be held at 10:00 a.m. in Room 538 of the Dirksen Senate Office Building. ENFORCEMENT PROCEEDINGS IN THE MATTER OF DARIUS LEE An Administrative Law Judge has issued an Order Making Findings and Imposing Remedial Sanctions By Default in the matter of Darius L. Lee. The Order Instituting Proceedings alleged that on June 25, 2003, the U.s. District Court for the Southern District of New York entered a judgment that permanently enjoined Respondent Darius L. Lee (Lee) from violating Sections 5(a), 5(c), and 17(a) of the Securities Act of 1933, and Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder. The Order finds the allegations to be true and bars Lee from association with any broker, dealer, or investment adviser. (Rel. 34-48455; IA-2169; File No. 3-11210) IN THE MATTER OF JAMES GLAZA D/B/A FALCON FINANCIAL SERVICES, INC. An Administrative Law Judge has issued an Initial Decision in the matter of James F. Glaza d/b/a Falcon Financial Services, Inc. The Initial Decision finds that James F. Glaza (Glaza) willfully violated Sections 5(a), 5(c), and 17(a) of the Securities Act of 1933 and Section 10(b) of the Securities Act of 1934 and Rule 10b-5 thereunder. The Initial Decision orders Glaza to cease and desist; bars him from association with any broker-dealer; bars him from participating in any offering of penny stock; orders disgorgement of $780,131 in ill-gotten gains, plus prejudgment interest; and assesses a civil monetary penalty of $110,000. (Initial Decision No. 235; File No. 3-11012) DALLAS LAW FIRM AGREES TO PAY $2 MILLION FOR VIOLATING COURT ORDER IN SEC ENFORCEMENT ACTION The Commission announced today that Gardere Wynne Sewell LLP, a Dallas- based law firm, has agreed to pay $2 million for alleged violations of a federal court order issued by the U.S. District Court for the Northern District of Texas in an SEC enforcement action. The settlement arises from a civil enforcement action against Sharp Capital, Inc. and Mauricio Gutierrez, both of which are former clients of Gardere. During the course of the SEC litigation, Gardere failed to produce to a court appointed Special Master, Ralph S. Janvey, approximately 42,000 pages of Sharp's records that Gardere maintained in its possession; concealed the existence of approximately $148,000, which was derived from Sharp's operations and held in a Gardere client trust account for the benefit of Gutierrez; and failed to disclose the existence of an offshore bank account controlled by Gutierrez and which held approximately $450,000 that was derived from Sharp's operations. The SEC and Special Master contend that Gardere's conduct violated the court order appointing Mr. Janvey as Special Master. Pursuant to the order, Gardere was required to deliver to the Special Master all of Sharp's business records and restrained Gardere from concealing any of Sharp's assets. In addition to the payment of $2 million, which includes the reimbursement of attorneys fees for the Special Master, Judge Barbara Lynn ordered Gardere to institute a formal, firm-wide policy and procedure regarding future document productions to insure that these types of professional lapses to not recur. Sharp is a former registered investment adviser that catered to Mexican and other Latin American investors. The SEC lawsuit against Sharp alleged that the company and Gutierrez lost as much as $80 million of client funds in highly leveraged investments in speculative securities of Eastern European and South American companies without client knowledge or authorization. In November 1998, the SEC obtained emergency orders from the U.S. District Court for the Northern District of Texas freezing Sharp's assets and appointing a Special Master to collect and maintain the assets of Sharp for the benefit of its advisory clients. Among other things, the orders directed Sharp, Gutierrez, and their agents immediately to provide to the Special Master all non- privileged books, records and documents relating to Sharp's activities and to preserve all of Sharp's assets pending the outcome of the civil litigation. As their attorney, Gardere negotiated the terms and language of the orders on behalf of Sharp and Gutierrez. Gardere, however, failed to turn over to the Special Master 27 boxes of Sharp's records until 18 months after the entry of the orders. The boxes contained relevant documents not previously produced to the Special Master. Gardere also failed to disclose to the Special Master and the SEC that it had unearned legal fees in its trust account of approximately $148,000, and that Gutierrez controlled an offshore bank account that had approximately $450,000 on deposit, when the court ordered the asset freeze. Gutierrez subsequently used these funds for his personal legal defense and other expenses. As a result of Gardere's violations of the court orders, the Special Master's efforts to administer the assets maintained for investors was significantly impaired. The SEC and Special Master believe that the $2 million being paid is appropriate compensation for the damages caused by Gardere's failure to comply with the court orders. Previously in the Sharp litigation, the Special Master recovered more than $17 million, much of which already has been distributed to victims of the scheme. In addition, Gutierrez has pled guilty to criminal fraud charges brought by a federal grand jury in conjunction with the U.S. Attorney's Office for the Northern District of Texas and is awaiting sentencing. For further information about the Sharp litigation, see SEC Litigation Release No. 17584 and 16946. [SEC v. Sharp Capital, Inc., et al., Civil Action No. 3:98-CV2792-G, USDC/NDTX/Dallas Division] (LR- 18325) JUDGMENT ISSUED AGAINST RECIDIVIST STOCK MANIPULATOR AFTER HE PLEADS GUILTY TO THREE COUNTS OF SECURITIES FRAUD AND ONE COUNT OF CRIMINAL CONTEMPT The Commission announced today that on September 4 the Honorable Nora M. Manella, U.S. District Judge for the Central District of California, entered judgment, pursuant to his consent, against Thomas S. Hughes, 55, of Rancho Palos Verdes, California. The Court ordered Hughes to pay a civil penalty in the amount of $120,000, permanently enjoined him from future violations of the insider transactions reporting provisions of the federal securities laws, Section 16(a) of the Securities Exchange Act of 1934 and Rule 16a-3 thereunder, and prohibited Hughes from acting as an officer or director of a publicly traded company. In its complaint, filed Aug. 7, 2002, the SEC alleged that Glendale, California, based eConnect (OTCBB: ECNT) and Hughes, eConnect's former president, issued false and misleading press releases and posted false statements on eConnect's websites in July 2002. These statements concerned a purported $20 million investment of "AA" rated bonds that in fact were not rated, a nonexistent stock repurchase program, and a purported $964,000 purchase order for eConnect's principal product. The Commission obtained emergency relief against Hughes and others, including an asset freeze, on Aug. 8, 2002, based on the Commission's prima facie showing that Hughes and others violated the federal securities laws. On Aug. 16, 2002, Judge Manella granted the Commission's request for a preliminary injunction and continued the asset freeze. In a related criminal matter, on Aug. 11, 2003, Hughes pleaded guilty to three counts of securities fraud based on the same scheme in the SEC's action and one count of criminal contempt of the permanent injunction the Commission had previously obtained against him in SEC v. eConnect, et al., CV-00-2959-MMM (JWJx)( C.D. Cal.)(Lit. Rel. No. 16481). This case is the product of an investigation by the Securities and Exchange Commission, the U.S. Attorney's Office in Los Angeles, and the Federal Bureau of Investigation, which received assistance from NASD Regulation, Inc. [SEC v. eConnect, Thomas S. Hughes, Richard Epstein, and Alliance Equities, Inc., Civil Action No. CV 02-6156 NM (MCx), C.D. Cal.] (LR-18326) SEC CHARGES FORMER LOGICON EXECUTIVE WITH AIDING AND ABETTING FINANCIAL ACCOUNTING FRAUD AT LEGATO SYSTEMS The Commission today filed suit in federal district court against Vincent Steckler, a former executive at Logicon, Inc., for his roles in a 1999 financial reporting fraud that caused Legato Systems, Inc. to overstate its third quarter operating income by more than 146%. The Commission's district court complaint alleges that Steckler assisted two former Legato sales executives in drafting a side letter in connection with an order by Logicon to purchase Legato software for resale to the U.S. Air Force. The side letter granted Logicon the right to cancel the transaction, and noted that the cancellation provision could not appear on the face of Logicon's purchase order "because of the impact on revenue recognition." Unaware of the side letter and the cancellation provision, Legato's finance department caused the company to recognize revenue on the order. As a result of this transaction, Legato's original Form 10-Q for the Sept 30, 1999, quarter improperly overstated the company's net income by approximately $2 million (146%). Legato later restated this income, and the transaction was ultimately cancelled following the discovery of the side letter. The complaint charges that Steckler aided and abetted Legato and certain of its former officers in violating the antifraud provisions of the securities laws, (Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder; provisions prohibiting the circumvention of Legato's internal accounting controls and falsification of its records, (Section 13(b)(5) of the Exchange Act and Rule 13b2-1; and provisions requiring the company to provide accurate periodic reports and make and keep accurate books and records (Sections 13(a) and 13(b)(2)(A) of the Exchange Act and Rules 12b-20 and 13a-13 thereunder). The complaint seeks a permanent injunction against future violations by Steckler, as well as monetary penalties. In May 2002, the Commission sued Legato's former executive vice president of worldwide sales, David Malmstedt, and its former vice president of sales for North America, Mark Huetteman, for securities fraud for their roles in causing Legato to overstate its financial results for fiscal 1999. At the same time, Legato and its former chief financial officer, Steven Wise, consented to the issuance of a Commission order directing that they cease and desist from violations of the books and records, internal controls and periodic reporting provisions of the federal securities laws. [SEC v. Vincent Steckler, USDC, NDCA, Civil Action No. C-03-4067 RMW] (LR-18327; AAE Rel. 1850; Press Rel. 2003-108) JUDGMENT ENTERED AGAINST INVESTMENT BANKER WHO ORCHESTRATED MARKET MANIPULATION SCHEME OVER THE INTERNET The Commission today announced that on Aug. 19, 2003, the U.S. District Court in Los Angeles entered a final judgment against an individual who claimed to be an investment banker who orchestrated a "pump and dump" scheme to manipulate the price of New Energy Corp. securities over the Internet. Marcelino Colt, aka Marcelino Colt Vasquez, who claimed to be an investment banker and a resident of Panama and Mexico, and his firm, Geneva Financial Ltd., a Nevis corporation that purported to be an international investment banker, failed to answer the complaint filed on February 1, 2002. The final judgment permanently enjoins Colt and Geneva from future violations of the antifraud provisions of the federal securities laws. The judgment orders Colt and Geneva to pay civil penalties of $120,000 and $600,000, respectively, and to disgorge $495,848, which represents the amount of their ill-gotten gains as a result of the conduct alleged in the Commission's Complaint, plus prejudgment interest. The judgment also orders another defendant who did not answer the Commission's Complaint, Hector Campa Acedo, to disgorge $120,020 representing ill-gotten gains as a result of the conduct alleged in the Complaint and later disbursed to him, plus prejudgment interest. Colt and Geneva, along with New Energy and its president, Tor Ewald, and Magnum Financial LLC dba Stratos Research LLC, and its president, Michael S. Manahan, were charged with violating Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder. Colt and Geneva were also charged with violating Section 17(a) of the Securities Act of 1933. The Commission's complaint alleged that New Energy and Ewald were part of a "pump and dump" scheme to manipulate New Energy's stock price during a one-month period ending on January 18, 2002, when the Commission suspended trading. The Commission's complaint alleged that Colt orchestrated the manipulative scheme, including the hiring of Magnum to post a false and misleading buy recommendation, the distribution of mass e-mails or spam containing fraudulent statements, issuing a false and misleading press release, and placing the release onto New Energy's website. These statements included, among other things, false and misleading claims regarding a relationship with the Los Angeles Department of Water and Power, negotiations with Coca-Cola bottlers in Mexico for thermal generators, and false claims that New Energy's partner had a "virtual lock" on the world market for high concentration solar cells. Previously, Judgments were entered against New Energy, Ewald, Magnum, and Manahan that enjoin them from future violations of the antifraud provisions of Section 10(b) of the Securities Exchange Act and Rule 10b- 5 thereunder. New Energy, Ewald, Magnum, and Manahan consented to the entry of the Judgments without admitting or denying the Commission's allegations. The Judgments order that New Energy, Ewald, Magnum, and Manahan shall pay any monetary relief in amounts subsequently to be determined by the Court. Previously, pursuant to the consent of the parties, the Court entered a limited asset freeze against relief defendants York Chandler and Burke Maxfield. The Court froze $82,500 of Chandler's assets and $159,250 of Maxfield's assets pending the final resolution of the Commission's action against them. These amounts represent alleged ill-gotten gains from trading New Energy shares. [SEC v. NEW ENERGY CORP., TOR EWALD, GENEVA FINANCIAL LTD., MARCELINO COLT aka MARCELINO COLT VASQUEZ, MAGNUM FINANCIAL, LLC, MICHAEL S. MANAHAN, BLD TRUST, BARCLAY DAVIS, LORETTA DAVIS, BURKE T. MAXFIELD, YORK CHANDLER, AND HECTOR CAMPA ACEDO, Civil Action No. CV-02-989-MMM (CWx) (C.D. Cal.)] (LR-18328) INVESTMENT COMPANY ACT RELEASES ISI STRATEGY FUND, INC., ET AL. A notice has been issued giving interested persons until September 29 to request a hearing on an application filed by ISI Strategy Fund, Inc. (Fund), International Strategy & Investment Inc. and Los Angeles Capital Management and Equity Research, Inc. (LA Capital) for an order exempting applicants from Sections 15(f)(1)(A) of the Investment Company Act. The order would permit the Fund not to reconstitute its board of directors to meet the 75% disinterested director requirement in order for LA Capital to rely upon the safe harbor in Section 15(f)(1)(A) of the Act. (Rel. IC-26172 - September 4) NATIONS FUNDS TRUST, ET AL. An order has been issued on an application filed by Nations Funds Trust, et al. under (1) Section 6(c) of the Investment Company Act exempting applicants from Sections 18(f) and 21(b) of the Act; (2) Section 12(d)(1)(J) of the Act exempting applicants from Section 12(d)(1) of the Act; (3) Sections 6(c) and 17(b) of the Act exempting applicants from Sections 17(a)(1) and 17(a)(3) of the Act; and (4) Section 17(d) of the Act and Rule 17d-1 under the Act to permit certain joint transactions. The order permits certain registered investment companies to participate in a joint lending and borrowing facility. (Rel. IC-26174 - September 5) HOLDING COMPANY ACT RELEASES CENTERPOINT ENERGY INC., ET AL. An order has been issued authorizing CenterPoint Energy, Inc. (CenterPoint), a registered holding company, and Utility Holding, LLC, a wholly-owned subsidiary holding company, to issue debt that is secured by a pledge of Texas Genco Holdings, Inc., stock in an amount up to $2.35 billion, where the proceeds of these financing transactions will be used to extend the terms of or replace, refund or refinance existing secured obligations, commencing on the effective date of this order and ending June 30, 2005. (Rel. 35-27719) XCEL ENERGY, INC., ET AL. A notice has been issued giving interested persons until September 29 to request a hearing on a proposal by Xcel Energy, Inc. (Xcel), a registered holding company, and certain subsidiaries (Applicants). Applicants request an extension of their current financing authority until June 30, 2005 (Authorization Period). Applicants also request: (i) an increase in the aggregate amount of common stock and long-term debt securities that Xcel can issue during the Authorization Period from $2.0 billion, as authorized in a prior Commission order, to $2.5 billion; and (ii) request that the financing authority granted in this Application be subject to certain terms and conditions. Applicants further request certain intrasystem financing and guarantee authorities. Applicants also request the implementation of a money pool for Xcel's utility subsidiaries. (Rel. 35-27720) SELF-REGULATORY ORGANIZATIONS APPROVAL OF PROPOSED RULE CHANGE The Commission approved a proposed rule change (SR-CHX-2003-15) submitted by The Chicago Stock Exchange to amend the CHX Membership Dues and Fees Schedule to increase the specialist tape credits for certain trades in Tape A and Tape B securities. Publication of the order in the Federal Register is expected during the week of September 8. (Rel. 34- 48447) IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE A proposed rule change (SR-NASD-2003-136) filed by the National Association of Securities Dealers relating to amendments to NASD Rules 1013 and 1140 has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of September 8. (Rel. 34-48448) DELISTING GRANTED An order has been issued granting the application of the Philadelphia Stock Exchange to strike from listing and registration certain call and put options contracts issued by The Options Clearing Corporation respecting underlying securities of the following companies, effective at the opening of business on September 8. Calgon Carbon Corporation (CCC) Clayton Homes, Inc. (CMH) Horace Mann Educations Corporation (HMN) The Lubrizol Corporation (LZ) TVX Gold, Inc. (TVX) (Rel. 34-48453) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-4 LEUCADIA NATIONAL CORP, 315 PARK AVE S, NEW YORK, NY, 10010, 2124601900 - 22,156,460 ($420,274,000.00) Equity, (File 333-108519 - Sep. 5) (BR. 01) S-2 PACIFIC PREMIER BANCORP INC, 1600 SUNFLOWER AVE 2ND FLOOR, COSTA MESA, CA, 92626, 9096374107 - 0 ($26,167,100.00) Equity, (File 333-108520 - Sep. 5) (BR. 07) S-3 HYPERCOM CORP, 2851 W KATHLEEN RD, PHOENIX, AZ, 85023, 6025045000 - 7,000,000 ($34,650,000.00) Equity, (File 333-108521 - Sep. 5) (BR. 03) S-4 TEXAS NEW MEXICO POWER CO, 4100 INTERNATIONAL PLZ, PO BOX 2943, FORT WORTH, TX, 76113, 8177310099 - 0 ($250,000,000.00) Non-Convertible Debt, (File 333-108522 - Sep. 5) (BR. 02) S-1 SUMMUS INC USA, 434 FAYETTEVILLE STREET, TWO HANOVER SQUARE SUITE 2120, RALEIGH, NC, 27601, 9198075693 - 34,903,508 ($10,122,017.32) Equity, (File 333-108526 - Sep. 5) (BR. 08) S-8 SALES ONLINE DIRECT INC, 4 BRUSSELS STREET, SUITE 220, WORCESTER, MA, 01610, 5166254040 - 10,000,000 ($1,200,000.00) Equity, (File 333-108529 - Sep. 5) (BR. 08) S-1 MARLIN BUSINESS SERVICES INC, 124 GATHER DR., SUITE 170, MT. LAUREL, NJ, 08054, 8884799111 - 0 ($60,000,000.00) Equity, (File 333-108530 - Sep. 5) (BR. 06) S-1 FIRST MARBLEHEAD CORP, 30 LITTLE HARBOR, MARBLEHEAD, MA, 01945, 7816392000 - 0 ($200,000,000.00) Equity, (File 333-108531 - Sep. 5) (BR. 07) S-3 GENERAL MOTORS CORP, 300 RENAISSANCE CTR, MAIL CODE: 482-C34-D71, DETROIT, MI, 48265-3000, 3135565000 - 0 ($10,000,000,000.00) Unallocated (Universal) Shelf, (File 333-108532 - Sep. 5) (BR. 05) S-3 GENERAL MOTORS ACCEPTANCE CORP, MAIL CODE: 482-B08-B82, 200 RENAISSANCE CENTER, DETROIT, MI, 48265, 3136654353 - 0 ($12,445,185,020.00) Non-Convertible Debt, (File 333-108533 - Sep. 5) (BR. 07) S-8 SILVER SCREEN STUDIOS INC, 15,000,000 ($180,000.00) Equity, (File 333-108534 - Sep. 5) (BR. ) S-8 INTERNET BUSINESS INTERNATIONAL INC, 4634 SOUTH MARYLAND PARKWAY SUITE 101, LAS VEGAS, NV, 89119, 7029680008 - 30,000,000 ($60,000.00) Equity, (File 333-108535 - Sep. 5) (BR. 04) SB-2 US DATAWORKS INC, 5301 HOLLISTER ROAD, SUITE 250, HOUSTON, TX, 77040, 713-934-3856 - 40,304,184 ($27,003,804.00) Equity, (File 333-108536 - Sep. 5) (BR. 02) S-11 INTERSTAR SECURITISATION MANAGEMENT PTY LTD, 0 ($2,000,000.00) Debt Convertible into Equity, (File 333-108537 - Sep. 5) (BR. 05) S-4 NACCO INDUSTRIES INC, 5875 LANDERBROOK DR, MAYFIELD HEIGHTS, OH, 44124-4017, 4404499668 - 255,145 ($19,615,547.60) Equity, (File 333-108538 - Sep. 5) (BR. 36) N-2 1838 BOND DEBENTURE TRADING FUND, 100 MATSONFORD RD STE 320, FIVE RADNOR CORP, RADNOR, PA, 19087, 2152934300 - 1,224,419 ($23,361,915.00) Equity, (File 333-108539 - Sep. 5) (BR. 22) S-4 ENERGY PARTNERS LTD, 201 ST CHARLES AVENUE, NEW ORLEANS, LA, 70170, 5045691875 - 150,000,000 ($150,000,000.00) Equity, (File 333-108540 - Sep. 5) (BR. 04) S-3 COMMUNITY BANCORP INC, 130 WEST FALLBROOK STREET, FALLBROOK, CA, 92028, 7607238811 - 725,000 ($13,071,750.00) Equity, (File 333-108541 - Sep. 5) (BR. 07) S-8 ROWE COMPANIES, 1650 TYSONS BLVD, SUITE 710, MCLEAN, VA, 22102, 7038478670 - 1,300,000 ($2,342,900.00) Equity, (File 333-108542 - Sep. 5) (BR. 06) S-1 SYNNEX INFORMATION TECHNOLOGIES INC, 3797 SPINMAKER COURT, FREMONT, CA, 94538, 5106563333 - 0 ($92,000,000.00) Equity, (File 333-108543 - Sep. 5) (BR. ) S-3 SEALED AIR CORP/DE, PARK 80 EAST, SADDLE BROOK, NJ, 07663-5291, 2017917600 - 6,160,708 ($298,178,267.20) Equity, (File 333-108544 - Sep. 5) (BR. 04) S-3 HYUNDAI ABS FUNDING CORP, 10550 TALBERT AVENUE, FOUNTAIN VALLEY, CA, 92708, 7145941579 - 1,000,000,000 ($1,000,000,000.00) Asset-Backed Securities, (File 333-108545 - Sep. 5) (BR. 05) S-3 EXELON CORP, 10 S DEARBORN ST 37TH FLR, PO BOX A-3005, CHICAGO, IL, 60690-3005, 3123947399 - 100,000,000 ($100,000,000.00) Unallocated (Universal) Shelf, (File 333-108546 - Sep. 5) (BR. 02) S-8 CHOLESTECH CORPORATION, 3347 INVESTMENT BLVD, HAYWARD, CA, 94545, 5107327200 - 0 ($6,106,750.00) Equity, (File 333-108547 - Sep. 5) (BR. 36) S-8 PRIME RATE INCOME & DIVIDEND ENTERPRISES INC, 2525 FIFTEENTH STREET, SUITE 3H, DENVER, C0, 80211, 3034805037 - 0 ($73,000.00) Equity, (File 333-108549 - Sep. 5) (BR. 08) SB-2 BIOSANTE PHARMACEUTICALS INC, 8477932458 - 0 ($20,856,957.00) Equity, (File 333-108550 - Sep. 5) (BR. 01) S-3 ASSET BACKED FUNDING CORP, 100 NORTH TRYON ST, CHARLOTTE, NC, 28255, 7043862400 - 0 ($10,000,000,000.00) Asset-Backed Securities, (File 333-108551 - Sep. 5) (BR. 05) S-3 JAKKS PACIFIC INC, 22761 PACIFIC COAST HWY, #B202, MALIBU, CA, 90265, 3104567799 - 0 ($98,000,000.00) Other, (File 333-108552 - Sep. 5) (BR. 05) S-3 AMERICAN PHARMACEUTICAL PARTNERS INC /DE/, 1101 PERIMETER DRIVE, SUITE 300, SCHAUMBURG, IL, 60173-5837, 847-969-2700 - 3,000,000 ($100,500,000.00) Equity, 0 ($150,000,000.00) Other, (File 333-108553 - Sep. 5) (BR. 01) S-8 ROWE COMPANIES, 1650 TYSONS BLVD, SUITE 710, MCLEAN, VA, 22102, 7038478670 - 500,000 ($900,000.00) Equity, (File 333-108554 - Sep. 5) (BR. 06) S-8 ROWE COMPANIES, 1650 TYSONS BLVD, SUITE 710, MCLEAN, VA, 22102, 7038478670 - 400,000 ($720,000.00) Equity, (File 333-108555 - Sep. 5) (BR. 06) S-3 DUKE REALTY CORP, 600 EAST 96TH STREET, STE 100, INDIANAPOLIS, IN, 46240, 3178086000 - 0 ($10,881,918.60) Equity, (File 333-108556 - Sep. 5) (BR. 08) S-3 DUKE REALTY CORP, 600 EAST 96TH STREET, STE 100, INDIANAPOLIS, IN, 46240, 3178086000 - 0 ($750,000,000.00) Unallocated (Universal) Shelf, (File 333-108557 - Sep. 5) (BR. 08) S-4 GULFTERRA ENERGY PARTNERS L P, 4 GREENWAY PLAZA, .., HOUSTON, TX, 77046, 832 676 4853 - 0 ($250,000,000.00) Non-Convertible Debt, (File 333-108558 - Sep. 5) (BR. 04) S-3 POPULAR INC, 209 MUNOZ RIVERA AVE, POPULAR CENTER BUILDING, HATO REY, PR, 00918, 7877659800 - 0 ($300,000,000.00) Other, (File 333-108559 - Sep. 5) (BR. 07) S-3 ZIX CORP, 2711 NORTH HASKELL AVENUE, SUITE 2300, LB 36, DALLAS, TX, 75204-2960, 214-370-2000 - 0 ($240,433.00) Equity, (File 333-108560 - Sep. 5) (BR. 03) S-8 COMPREHENSIVE CARE CORP, 200 SOUTH HOOVER BLVD, SUITE 200, TAMPA, FL, 33609, 813-288-4808 - 1,365,125 ($1,594,874.00) Equity, (File 333-108561 - Sep. 5) (BR. 01) S-3 EASTMAN KODAK CO, 343 STATE ST, ROCHESTER, NY, 14650, 7167244000 - 0 ($2,000,000,000.00) Non-Convertible Debt, (File 333-108562 - Sep. 5) (BR. 36) S-8 NUVELO INC, 675 ALMANOR AVE, SUNNYVALE, CA, 94085, 4085248100 - 3,943,160 ($24,055,563.83) Equity, (File 333-108563 - Sep. 5) (BR. 01) S-8 MAGIC MEDIA NETWORKS INC, 530 NORTH FEDERAL HIGHWAY, FT LAUDERDALE, FL, 33301, 954-764-0579 - 0 ($1,126,000.00) Equity, (File 333-108564 - Sep. 5) (BR. 08) S-8 VERTICA SOFTWARE INC/CA, 5105953333 - 1,666,667 ($32,000.00) Equity, (File 333-108565 - Sep. 5) (BR. 05) S-3 MARSH & MCLENNAN COMPANIES INC, 1166 AVENUE OF THE AMERICAS, NEW YORK, NY, 10036, 2123455000 - 3,000,000,000 ($3,000,000,000.00) Other, (File 333-108566 - Sep. 5) (BR. 01) SB-2 COAST FINANCIAL HOLDINGS INC, 2412 CORTEZ ROAD WEST, BRADENTON, FL, 34207, 9417525900 - 1,552,500 ($18,630,000.00) Equity, (File 333-108567 - Sep. 5) (BR. ) S-3 FLIR SYSTEMS INC, 16505 SW 72ND AVE, PORTLAND, OR, 97224, 5036843731 - 0 ($210,000,000.00) Debt Convertible into Equity, (File 333-108568 - Sep. 5) (BR. 05) S-8 AIR METHODS CORP, 3037927400 - 150,000 ($1,215,750.00) Equity, (File 333-108569 - Sep. 5) (BR. 05) S-3 CURIS INC, 61 MOULTON ST, CAMBRIDGE, MA, 02138, 6178760086 - 8,525,807 ($29,328,776.00) Equity, (File 333-108570 - Sep. 5) (BR. 01) N-2 NEUBERGER BERMAN REALTY INCOME FUND INC, 605 THIRD AVENUE 2ND FLOOR, NEW YORK, NY, 10158, 2124768800 - 160 ($4,000,000.00) Equity, (File 333-108571 - Sep. 5) (BR. 16) N-2 NEUBERGER BERMAN REAL ESTATE INCOME FUND INC, 605 THIRD AVENUE, 2ND FLOOR, NEW YORK, NY, 10158, 160 ($4,000,000.00) Equity, (File 333-108572 - Sep. 5) (BR. 16) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: Item 1. Changes in Control of Registrant. Item 2. Acquisition or Disposition of Assets. Item 3. Bankruptcy or Receivership. Item 4. Changes in Registrant's Certifying Accountant. Item 5. Other Materially Important Events. Item 6. Resignations of Registrant's Directors. Item 7. Financial Statements and Exhibits. Item 8. Change in Fiscal Year. Item 9. Regulation FD Disclosure. The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports previously filed, responding to the item(s) of the form specified. 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 10 11 12 13 DATE COMMENT ------------------------------------------------------------------------------------------------ 21ST CENTURY TECHNOLOGIES INC NV X 09/02/03 ACCREDITED MORT LOAN TRUST ASSET BAC DE X 08/25/03 ACCURIDE CORP DE X X 09/03/03 ACE SECURITIES CORP HOME EQUITY LOAN DE X 08/19/03 ACTRADE FINANCIAL TECHNOLOGIES LTD DE X 09/02/03 ADVANCED NUTRACEUTICALS INC/TX TX X X 09/02/03 ADVANCED VIRAL RESEARCH CORP DE X X 08/27/03 ADVANCEPCS DE X X 09/02/03 ADZONE RESEARCH INC DE X 09/03/03 AEROPOSTALE INC X X 09/03/03 ALLIANCE BANKSHARES CORP X X 09/03/03 AMBASSADORS INTERNATIONAL INC DE X 09/02/03 AMCAST INDUSTRIAL CORP OH X 08/29/03 AMERICAN EDUCATION CORP CO X X X 09/03/03 AMERICAN TECHNICAL CERAMICS CORP DE X X 09/03/03 AMERICAN WOODMARK CORP VA X X 09/02/03 AMERIQUEST MORT SEC INC ASSET BACK PA DE X 08/25/03 AMERIQUEST MORT SEC INC ASSET BACK PS DE X 08/25/03 AMERIQUEST MORT SEC INC ASSET BACKED DE X 08/25/03 AMERIQUEST MORTGAGE SEC AS-BCKD PASS- DE X 08/25/03 AMERIQUEST MORTGAGE SEC INC ASSET BAC DE X 08/25/03 AMERIQUEST MORTGAGE SEC INC ASSET BCK DE X 08/25/03 AMERIQUEST MORTGAGE SEC INC ASST BACK DE X 08/25/03 AMERIQUEST MORTGAGE SEC INC AST BACK DE X 08/25/03 AMERIQUEST MORTGAGE SECURITIES INC SE DE X 08/25/03 AMETEK INC/ DE X X 09/03/03 ANALOG DEVICES INC MA X 09/02/03 APPLIED MICRO CIRCUITS CORP DE X X 08/28/03 ARGENT SECURITIES INC X X 09/03/03 ASSET BACKED PASS THROUGH CERTIFICATE DE X 08/25/03 ASSET-BACKED CERTIFICATE SERIES 2003- DE X 08/25/03 BA MORTGAGE SECURITIES INC PASS THR C DE X 08/25/03 BAMS MORTGAGE PASS THROUGH CERTIFICAT NC X 08/25/03 BAMS MORTGAGE PASS THROUGH CERTIFICAT NC X 08/25/03 BAMS MORTGAGE PASS THROUGH CERTIFICAT NC X 08/25/03 BANC OF AMERICA COMMERCIAL MORTGAGE I DE X X 09/03/03 BANC OF AMERICA FUNDING CORP MORT PAS DE X 08/25/03 BANK HOLDINGS NV X 09/02/03 BANK OF AMERICA 1999-10 NC X 08/25/03 BANK OF AMERICA 1999-11 NC X 08/25/03 BANK OF AMERICA 1999-3 NC X 08/25/03 BANK OF 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CWMBS INC CHL MORTGAGE PASS THROUGH T DE X 08/25/03 CWMBS INC CHL MORTGAGE PASS THROUGH T DE X 08/25/03 CWMBS INC CHL MORTGAGE PASS THROUGH T DE X 08/25/03 CWMBS INC CHL MORTGAGE PASS THROUGH T DE X 08/25/03 CWMBS INC CHL MORTGAGE PASS THROUGH T DE X 08/25/03 CWMBS INC CHL MORTGAGE PASS THROUGH T DE X 08/25/03 CWMBS INC CHL MORTGAGE PASS THROUGH T DE X 08/25/03 CWMBS INC CHL MORTGAGE PASS THROUGH T DE X 08/25/03 CWMBS INC CHL MORTGAGE PASS THROUGH T DE X 08/25/03 CWMBS INC CHL MORTGAGE PASS THROUGH T DE X 08/25/03 CWMBS INC CHL MORTGAGE PASS THROUGH T DE X 08/25/03 CWMBS INC CHL MORTGAGE PASS THROUGH T DE X 08/25/03 CWMBS INC CHL MORTGAGE PASS THROUGH T DE X 08/25/03 CWMBS INC CHL MORTGAGE PASS THROUGH T DE X 08/25/03 CWMBS INC CHL MORTGAGE PASS THROUGH T DE X 08/25/03 CWMBS INC CHL MORTGAGE PASS THROUGH T DE X 08/25/03 CWMBS INC CHL MORTGAGE PASS THRU TR 2 DE X 08/25/03 CWMBS INC CHL MORTGAGE PASS-THROUGH T DE X 08/25/03 CWMBS INC CHL MORTGAGE PASS-THROUGH T DE X 08/25/03 CWMBS INC CHL MORTGAGE PASS-THROUGH T DE X 08/25/03 CWMBS INC MORTGAGE PASS THR CERTS SER DE X 08/25/03 CWMBS INC MORTGAGE PASS THROUGH CERTI DE X 08/25/03 CWMBS INC MORTGAGE PASS THROUGH CERTI DE X 08/25/03 CWMBS INC MORTGAGE PASS THROUGH CERTS DE X 08/25/03 CWMBS INC MORTGAGE PASS THROUGH CERTS DE X 08/25/03 CWMBS INC MORTGAGE PASS THROUGH CERTS DE X 08/25/03 CWMBS INC MORTGAGE PASS THROUGH CERTS DE X 08/25/03 CWMBS INC MORTGAGE PASS THROUGH CERTS DE X 08/25/03 CWMBS INC MORTGAGE PASS THROUGH CERTS DE X 08/25/03 CWMBS INC MORTGAGE PASS THROUGH CERTS DE X 08/25/03 CWMBS INC MORTGAGE PASS THROUGH CERTS DE X 08/25/03 CWMBS INC MORTGAGE PASS THROUGH CERTS DE X 08/25/03 CWMBS INC MORTGAGE PASS THRU CERTIFIC DE X 08/25/03 CWMBS INC MORTGAGE PASS-THROUGH CERTI DE X 08/25/03 DATAMEG CORP NY X X 09/03/03 DEERE & CO DE X 09/03/03 DELUXE CORP MN X X 09/02/03 DENTSPLY INTERNATIONAL INC /DE/ DE X 09/03/03 DIAL CORP /NEW/ DE X X 09/03/03 DIGITAL ANGEL CORP DE X X 08/28/03 DISCOVER CARD MASTER TRUST I DE X 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ASSET SEC INC MORT PASS DE X 08/25/03 FIRST HORIZON ASSET SEC INC MORT PASS DE X 08/25/03 FIRST HORIZON ASSET SEC INC MORT PASS DE X 08/25/03 FIRST HORIZON ASSET SEC MORT PASS THR DE X 08/25/03 FIRST HORIZON ASSET SEC MORT PASS-THR DE X 08/25/03 FIRST HORIZON ASSET SECS INC MORT PAS DE X 08/25/03 FIRST HORIZON MORTGAGE PASS THROUGH T DE X 08/25/03 FIRST HORIZON MORTGAGE PASS THROUGH T X 08/25/03 FIRST HORIZON MORTGAGE PASS THROUGH T X 08/25/03 FIRST HORIZON MORTGAGE PASS THROUGH T NY X 08/25/03 FIRST HORIZON MORTGAGE PASS THROUGH T NY X 08/25/03 FIRST HORIZON MORTGAGE PASS THROUGH T DE X 08/25/03 FIRST HORIZON MORTGAGE PASS THROUGH T DE X 08/25/03 FIRST HORIZON MORTGAGE PASS THRU CERT DE X 08/25/03 FIRST HORIZON MORTGAGE PASS THRU TRUS DE X 08/25/03 FIRST HORIZON MORTGAGE PASS THRU TRUS DE X 08/25/03 FIRST HORIZON MORTGAGE PASS-THROUGH T DE X 08/25/03 FIRST PLACE FINANCIAL CORP /DE/ DE X 09/03/03 FIRST SOUTHERN BANCSHARES INC/DE DE X 09/02/03 FISERV INC WI X X 09/03/03 FISHER SCIENTIFIC INTERNATIONAL INC DE X 09/03/03 FORD MOTOR CO DE X X 09/03/03 GENERAL MOTORS CORP DE X 09/03/03 GERON CORPORATION DE X 09/02/03 GOAMERICA INC DE X 08/27/03 GRANT PRIDECO INC DE X 09/03/03 GS MORTGAGE SEC CORP MORT PASS THR CE DE X 08/25/03 GS MORTGAGE SECURITIES CORP MORT PASS DE X 08/25/03 GSAMP TRUST 2003-HE1 DE X 08/25/03 HALLIBURTON CO DE X 09/02/03 HAYNES INTERNATIONAL INC DE X X 08/26/03 HEINZ H J CO PA X 09/03/03 HEPALIFE TECHNOLOGIES INC FL X X 09/03/03 HOVNANIAN ENTERPRISES INC DE X 09/03/03 I FLOW CORP /DE/ DE X X 09/02/03 IDEC PHARMACEUTICALS CORP / DE DE X 09/03/03 IMH ASSETS CORP IMPAC CMB TRUST SERIE DE X 08/25/03 IMH ASSETS CORP IMPAC CMB TRUST SERIE DE X 08/25/03 IMH ASSETS CORP IMPAC CMB TRUST SERIE DE X 08/25/03 IMH ASSETS CORP IMPAC CMB TRUST SERIE DE X 08/25/03 IMH ASSETS CORP IMPAC CMB TRUST SERIE DE X 08/25/03 IMH ASSETS CORP IMPAC CMB TRUST SERIE DE X 08/25/03 IMH ASSETS CORP IPAC CMB TRUST SERIES DE X 08/25/03 IMPAC CMB TRUST COLLATERLIZED AB BOND DE X 08/25/03 IMPAC CMB TRUST SERIES 2003-8 DE X 08/25/03 IMPAC SECURED ASSETS CORP MOR PASS TH CA X 08/25/03 IMPAC SECURED ASSETS CORP MORT PASS T CA X 08/25/03 IMPAC SECURED ASSETS CORP MORTGAGE PA CA X 08/25/03 INDYMAC MBS INC RESIDENTIAL ASSET SEC X 08/25/03 INDYMAC MBS INC RESIDENTIAL ASSET SEC X 08/25/03 INDYMAC MBS INC RESIDENTIAL ASSET SEC X 08/25/03 INDYMAC MBS INC RESIDENTIAL ASSET SEC X 08/25/03 INDYMAC MBS INC RESIDENTIAL ASSET SEC X 08/25/03 INGRAM MICRO INC DE X X 09/03/03 INSURANCE MANAGEMENT SOLUTIONS GROUP FL X X 08/15/03 INTERCARE DX INC CA X 09/03/03 JOURNAL CO X X 09/03/03 JOURNAL COMMUNICATIONS INC WI X X 09/03/03 JOURNAL EMPLOYEES STOCK TRUST WI X X 09/03/03 JUNO LIGHTING INC DE X 05/31/03 AMEND KANSAS CITY SOUTHERN DE X X 09/03/03 KELLY SERVICES INC DE X 09/03/03 LABORATORY CORP OF AMERICA HOLDINGS DE X X 09/03/03 LABORATORY CORP OF AMERICA HOLDINGS DE X 09/03/03 LASERSIGHT INC /DE DE X X 08/22/03 LONE STAR TECHNOLOGIES INC DE X 09/03/03 LONG BEACH LOAN 2003-2 DE X 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LA X 09/03/03 SHILOH INDUSTRIES INC DE X X 09/03/03 SHIRE PHARMACEUTICALS GROUP PLC X X 09/03/03 SMITHTOWN BANCORP INC NY X X 08/26/03 SNAP2 CORP NV X 08/20/03 STANDARD PARKING CORP DE X 08/28/03 STRUCTURED ASSET MORT INVEST INC CDMC DE X 08/25/03 STRUCTURED ASSET SECURITIES CORP DE X 08/28/03 SUN COMMUNITIES INC MD X X 09/02/03 SUPERIORCLEAN INC X X 09/02/03 T/R SYSTEMS INC GA X X 09/03/03 TAKE TWO INTERACTIVE SOFTWARE INC DE X X X 09/03/03 TEAMSTAFF INC NJ X X 09/02/03 TELETOUCH COMMUNICATIONS INC DE X X 08/26/03 TEREX CORP DE X X 09/03/03 THERMOVIEW INDUSTRIES INC DE X 09/03/03 THOR INDUSTRIES INC DE X 09/03/03 THREE FIVE SYSTEMS INC DE X 09/03/03 TIME WARNER TELECOM INC DE X X 09/03/03 TTR TECHNOLOGIES INC DE X X 09/03/03 UCAP INC CO X X 07/29/03 UNITED PAN EUROPE COMMUNICATIONS NV X X 09/03/03 UNITED PAN EUROPE COMMUNICATIONS NV X X 09/03/03 UNITED SURGICAL PARTNERS INTERNATIONA DE X X 09/02/03 UNITED SURGICAL PARTNERS INTERNATIONA DE X X 09/02/03 UNITEDGLOBALCOM INC DE X X 09/03/03 USURF AMERICA INC NV X X 08/26/03 UTEK CORP X X 08/28/03 VALESC HOLDINGS INC DE X X 09/03/03 VALHI INC /DE/ DE X X 09/02/03 VERMONT TEDDY BEAR CO INC NY X X 08/29/03 WALTER INDUSTRIES INC /NEW/ DE X 09/02/03 WASHINGTON MUTUAL MORT SEC CORP PAS T DE X X 09/03/03 WENDYS INTERNATIONAL INC OH X X 09/03/03 WILEY JOHN & SONS INC NY X 07/31/03 WWBROADCAST NET INC WY X 09/02/03 YAHOO INC DE X X 09/03/03 YELLOW CORP DE X X 09/03/03 ABERCROMBIE & FITCH CO /DE/ DE X X 09/04/03 ABINGTON BANCORP INC MA X X 09/04/03 ACCREDO HEALTH INC DE X 09/04/03 ADVANCED BIOTHERAPY INC DE X X 09/03/03 ALLEGIANCE TELECOM INC DE X X 08/29/03 ALLETE INC MN X 09/04/03 ALLOY INC DE X 08/28/03 AMERICA WEST HOLDINGS CORP DE X X 09/04/03 AMERICAN HONDA REC CORP HONDA AUTO RE CA X X X 08/29/03 AMERICAS SENIOR FINANCIAL SERVICES IN FL X 09/04/03 AMERICREDIT FINANCIAL SERVICES INC DE X X 09/02/03 ANTEON INTERNATIONAL CORP DE X 09/04/03 ANTIGENICS INC /DE/ DE X X 09/03/03 ANTS SOFTWARE INC DE X 09/04/03 AON CORP DE X 09/04/03 ARETE INDUSTRIES INC CO X 08/21/03 ASSET BACKED SEC CORP HOME EQUITY LN DE X 09/04/03 ASSET BACKED SECURITIES CORP DE X 09/04/03 ASSISTED LIVING CONCEPTS INC NV X 08/30/03 AT ROAD INC CA X X 09/02/03 AXIA GROUP INC/UT NV X 09/03/03 BANC CORP DE X X 09/02/03 BANC OF AMERICA MORT SEC INC MORT PAS DE X X 06/24/03 BEBE STORES INC CA X X 09/04/03 BOYKIN LODGING CO OH X X 08/25/03 CALLON PETROLEUM CO DE X X 09/03/03 CALPINE CORP DE X 09/03/03 CAMPBELL SOUP CO NJ X 09/04/03 CARDIODYNAMICS INTERNATIONAL CORP CA X 09/04/03 CARECENTRIC INC DE X X 09/04/03 CAREMARK RX INC DE X X 09/03/03 CARIBBEAN CLUBS INTERNATIONAL INC UT X X 08/29/03 CATHAY BANCORP INC DE X X 09/03/03 CELLULAR TECHNICAL SERVICES CO INC DE X X 08/28/03 CERTEGY INC GA X X 09/04/03 CERUS CORP DE X X 09/04/03 CHARTER COMMUNICATIONS INC /MO/ DE X X 09/03/03 CHARTER COMMUNICATIONS INC /MO/ DE X X 09/03/03 AMEND CHEC FUNDING LLC DE X 09/03/03 CHEESECAKE FACTORY INCORPORATED DE X 09/03/03 CITY SAVINGS FINANCIAL CORP IN X X 08/29/03 CLAIRES STORES INC DE X X 09/04/03 CLAREMONT TECHNOLOGIES CORP NV X 09/02/03 COCA COLA ENTERPRISES INC DE X 09/04/03 COMARCO INC CA X X 09/04/03 COMMERCIAL CAPITAL BANCORP INC NV X X 09/04/03 COMMERCIAL NATIONAL FINANCIAL CORP /M MI X X 08/22/03 COMPETITIVE TECHNOLOGIES INC DE X X 09/04/03 CONSTAR INTERNATIONAL INC DE X 09/04/03 CORNING INC /NY NY X 09/04/03 COTELLIGENT INC DE X X 08/29/03 COVE APPAREL INC NV X 09/02/03 CSFB MORTGAGE BACKED PASS THR CERTS S DE X X 08/25/03 CURTISS WRIGHT CORP DE X X 09/04/03 DAIMLERCHRYSLER AUTO TRUST 2003-A MI X X 08/21/03 DAISYTEK INTERNATIONAL CORPORATION /D DE X X 08/26/03 DEL MONTE FOODS CO DE X X 09/04/03 DELTA MUTUAL INC X X 09/04/03 DIGITAL ANGEL CORP DE X X 09/03/03 DIXIE GROUP INC TN X X 09/04/03 DOCUCORP INTERNATIONAL INC DE X X 09/04/03 DOLLAR GENERAL CORP TN X X 09/04/03 DONEGAL GROUP INC DE X 09/04/03 DURHAM MARKETING CORP NV X 08/22/03 AMEND DYNEGY INC /IL/ IL X X 09/04/03 EAGLE PICHER HOLDINGS INC DE X X 09/04/03 ECHOSTAR COMMUNICATIONS CORP NV X 09/03/03 ECHOSTAR DBS CORP CO X 09/03/03 ELDER BEERMAN STORES CORP OH X X 09/04/03 ELDER BEERMAN STORES CORP OH X 09/04/03 ELDER BEERMAN STORES CORP OH X X 06/26/03 AMEND ELECTRO SCIENTIFIC INDUSTRIES INC OR X X 09/04/03 ELIZABETH ARDEN INC FL X X 09/03/03 ENDURANCE SPECIALTY HOLDINGS LTD X 09/04/03 ENHANCE BIOTECH INC DE X X 08/29/03 ESTERLINE TECHNOLOGIES CORP DE X X 09/04/03 FAIRCHILD SEMICONDUCTOR INTERNATIONAL DE X X 09/03/03 FALCON PRODUCTS INC /DE/ DE X X 09/03/03 FINISH LINE INC /DE/ DE X X 09/04/03 FIRST AMERICAN CORP CA X X 09/04/03 FIRST BANCORP OF INDIANA INC IN X X 09/02/03 FLEETWOOD ENTERPRISES INC/DE/ DE X X 09/04/03 FMC CORP DE X 09/03/03 FMC TECHNOLOGIES INC X X 09/04/03 FORD MOTOR CREDIT CO DE X X 09/03/03 FRONT PORCH DIGITAL INC NV X 09/03/03 FRONTIER AIRLINES INC /CO/ CO X 09/04/03 FTI CONSULTING INC MD X X 08/29/03 G III APPAREL GROUP LTD /DE/ DE X X 09/04/03 GAP INC DE X X 09/04/03 GBC BANCORP CA X X 09/03/03 GLOBALSANTAFE CORP X X 09/04/03 GREER BANCSHARES INC SC X 09/03/03 HEALTHSOUTH CORP DE X 09/04/03 HECLA MINING CO/DE/ DE X 09/03/03 HELEN OF TROY LTD X X 09/02/03 HOVNANIAN ENTERPRISES INC DE X 09/04/03 AMEND HUBEI PHARMACEUTICAL GROUP LTD NV X X X 07/25/03 INDYMAC MBS INC ASSET SECUR TRUST 200 X 08/25/03 INDYMAC MBS INC RESIDENTIAL ASSET SEC X 08/25/03 INSIGNIA SYSTEMS INC/MN MN X X 08/28/03 INTEL CORP DE X 09/04/03 INTERNATIONAL SPEEDWAY CORP FL X 09/03/03 INVITROGEN CORP DE X X 08/22/03 ITS NETWORKS INC OK X 11/11/02 AMEND JP MORGAN CHASE COMM MORT PASS THR CE DE X X 08/22/03 KB HOME DE X X X 09/03/03 LASALLE RE HOLDINGS LTD X X X 08/20/03 LASERSIGHT INC /DE DE X X 09/04/03 LISTO INC NV X X X 07/15/03 AMEND MANUFACTURED HOME COMMUNITIES INC MD X 09/03/03 MAX & ERMAS RESTAURANTS INC DE X X X 09/04/03 MEDIX RESOURCES INC CO X 06/20/03 AMEND MERRILL LYNCH MORTGAGE INVESTORS INC DE X X 09/03/03 MESTEK INC PA X 08/30/03 METROMEDIA FIBER NETWORK INC DE X X 08/21/03 MGI PHARMA INC MN X 09/04/03 MGM MIRAGE DE X X 09/04/03 MOLINA HEALTHCARE INC DE X 08/31/03 MOOG INC NY X X 09/04/03 MS STRUCTURED SATURNS SERIES 2002-7 DE X 09/01/03 MSDW STRUCTURED SATURNS SERIES 2001 4 DE X 09/01/03 NARA BANCORP INC DE X X 09/03/03 NASTECH PHARMACEUTICAL CO INC DE X X 09/04/03 NATIONAL SEMICONDUCTOR CORP DE X X 08/24/03 NAVISTAR INTERNATIONAL CORP DE X 09/04/03 NCI HOLDINGS INC NV X 09/02/03 NEIMAN MARCUS GROUP INC DE X X 09/04/03 NIKE INC OR X 09/04/03 NORDSTROM INC WA X X 09/04/03 NORTH VALLEY BANCORP CA X X 09/02/03 NORTHEAST BANCORP /ME/ ME X 08/26/03 OCEANEERING INTERNATIONAL INC DE X 09/04/03 OMTOOL LTD DE X 09/02/03 PACIFIC ENERGY PARTNERS LP X X 08/28/03 AMEND PACIFICHEALTH LABORATORIES INC DE X X 08/28/03 PARKERVISION INC FL X X 09/02/03 PASS THROUGH CERTIFICATES SERIES 2002 DE X X 09/01/03 PASS THROUGH CERTIFICATES SERIES 2002 DE X X 09/01/03 PATHMARK STORES INC DE X X 09/04/03 PAXAR CORP NY X X 09/04/03 PDF SOLUTIONS INC DE X X 09/02/03 PENN TRAFFIC CO DE X X 09/04/03 PENWEST PHARMACEUTICALS CO WA X X 09/04/03 PFIZER INC DE X 09/04/03 PHILIP SERVICES CORP/DE DE X X 09/04/03 PRIME RETAIL INC/BD/ MD X X 09/03/03 PRIMUS TELECOMMUNICATIONS GROUP INC DE X 09/04/03 PROCTER & GAMBLE CO OH X 09/04/03 PROVIDENT BANKSHARES CORP MD X X 09/04/03 PUBLIC SERVICE CO OF COLORADO CO X X 09/02/03 REINHOLD INDUSTRIES INC/DE/ DE X 09/04/03 REX STORES CORP DE X X 09/04/03 RICA FOODS INC NV X X 09/04/03 ROSS STORES INC DE X X 09/04/03 ROYAL GOLD INC DE X 09/03/03 RSA SECURITY INC/DE/ DE X X 09/04/03 RTR INC DE X X 07/18/03 SAFETY INSURANCE GROUP INC DE X X 09/04/03 SAKS INC TN X X 09/04/03 SALISBURY BANCORP INC CT X X 09/04/03 SALTON INC DE X X 09/04/03 SATCON TECHNOLOGY CORP DE X X 09/02/03 SCHERING PLOUGH CORP NJ X X 09/04/03 SECURITY BIOMETRICS INC NV X 08/20/03 SEDONA CORP PA X X 08/22/03 SEVEN SEAS PETROLEUM INC B0 X X 09/02/03 SIENA HOLDINGS INC DE X X 09/03/03 SLM FUNDING LLC DE X X 08/28/03 SONICBLUE INC DE X X 06/30/03 SONICBLUE INC DE X X 07/31/03 SPIEGEL INC DE X 09/04/03 ST MARY LAND & EXPLORATION CO DE X X 09/04/03 STAAR SURGICAL COMPANY DE X X 08/22/03 AMEND STERIS CORP OH X 09/04/03 STRATEGIC DIAGNOSTICS INC/DE/ DE X X 09/04/03 STRAYER EDUCATION INC MD X X 09/02/03 SUN BANCORP INC /NJ/ NJ X X 09/03/03 SUPERIORCLEAN INC X 08/27/03 SYPRIS SOLUTIONS INC DE X X 09/04/03 TALX CORP MO X 09/04/03 TARGET CORP MN X 09/04/03 TAYLOR ANN STORES CORP DE X X 09/04/03 TDK MEDIACTIVE INC DE X X 09/02/03 TECHDYNE INC FL X X 09/04/03 TENET HEALTHCARE CORP NV X 09/04/03 TOLL BROTHERS INC DE X X 09/03/03 TOWER BANCORP INC PA X 08/27/03 TRENWICK AMERICA CORP DE X X X 08/20/03 TRENWICK GROUP LTD X X X 08/20/03 TRIARC COMPANIES INC DE X 09/04/03 TRIARC COMPANIES INC DE X X 09/04/03 TRUSERV CORP DE X X 09/03/03 UNIONBANCORP INC DE X X 09/03/03 UNITED NATIONAL BANCORP NJ X X X 08/21/03 UPC POLSKA INC DE X X 09/02/03 US AIRWAYS GROUP INC DE X X 09/04/03 VAXGEN INC DE X X 09/03/03 VERITAS DGC INC DE X X 09/03/03 VERSATA INC DE X X 09/04/03 WACHOVIA ASSET SEC INC ASST BACK NOTE NC X X 01/27/03 WACHOVIA ASSET SEC INC ASST BACK NOTE NC X X 02/25/03 WACHOVIA ASSET SEC INC ASST BACK NOTE NC X X 03/25/03 WACHOVIA ASSET SEC INC ASST BACK NOTE NC X X 04/25/03 WACHOVIA ASSET SEC INC ASST BACK NOTE NC X X 05/27/03 WACHOVIA ASSET SEC INC ASST BACK NOTE NC X X 06/25/03 WACHOVIA ASSET SEC INC ASST BACK NOTE NC X X 07/25/03 WACHOVIA ASSET SECURITIZATION INC 200 NC X X 01/27/03 WACHOVIA ASSET SECURITIZATION INC 200 NC X X 02/25/03 WACHOVIA ASSET SECURITIZATION INC 200 NC X X 03/25/03 WACHOVIA ASSET SECURITIZATION INC 200 NC X X 04/25/03 WACHOVIA ASSET SECURITIZATION INC 200 NC X X 05/27/03 WACHOVIA ASSET SECURITIZATION INC 200 NC X X 06/25/03 WACHOVIA ASSET SECURITIZATION INC 200 NC X X 07/25/03 WACHOVIA ASSET SECURITIZATION INC 200 NC X X 07/25/03 WAMU MORTGAGE PASS THROUGH CERT 2002- DE X X 09/01/03 WAMU MORTGAGE PASS THROUGH CERT SER 2 DE X X 09/01/03 WAMU MORTGAGE PASS THROUGH CERT SERIE DE X X 09/01/03 WAMU MORTGAGE PASS THROUGH CERTIFICAT DE X X 09/01/03 WAMU MORTGAGE PASS THROUGH CERTIFICAT DE X X 09/01/03 WAMU MORTGAGE PASS THROUGH CERTIFICAT DE X X 09/01/03 WAMU MORTGAGE PASS THROUGH CERTIFICAT DE X X 09/01/03 WAMU MORTGAGE PASS THROUGH CERTIFICAT DE X X 09/01/03 WAMU MORTGAGE PASS THROUGH CERTIFICAT DE X X 09/01/03 WAMU MORTGAGE PASS THROUGH CERTIFICAT DE X X 09/01/03 WAMU MORTGAGE PASS THROUGH CERTIFICAT DE X X 09/01/03 WAMU MORTGAGE PASS THROUGH CERTIFICAT DE X X 09/01/03 WAMU MORTGAGE PASS THROUGH CERTIFICAT DE X X 09/01/03 WAMU MORTGAGE PASS THROUGH CERTIFICAT DE X X 09/01/03 WAMU MORTGAGE PASS THROUGH CERTIFICAT DE X X 09/01/03 WAMU MORTGAGE PASS THRU CERTIFICATES DE X X 09/01/03 WAMU MORTGAGE PASS THRU CERTIFICATES DE X X 09/01/03 WAMU MORTGAGE PASS THRU CERTS SERIES DE X X 09/01/03 WAMU MORTGAGE PASS-THROUGH CERTIFICAT DE X X 09/01/03 WASHINGTON MORTGAGE SEC CORP MORT PAS DE X X 09/01/03 WASHINGTON MUTUAL MOR SEC CORP MOR PA DE X X 09/01/03 WASHINGTON MUTUAL MOR SEC CORP MOR PS DE X X 09/01/03 WASHINGTON MUTUAL MORT SEC CORP MORT DE X X 09/01/03 WASHINGTON MUTUAL MORT SEC CORP MORT DE X X 09/01/03 WASHINGTON MUTUAL MORT SEC CORP WAMU DE X X 09/01/03 WASHINGTON MUTUAL MORT SEC CORP WAMU DE X X 09/01/03 WASHINGTON MUTUAL MORT SEC CORP WAMU DE X X 09/01/03 WASHINGTON MUTUAL MORT SEC CORP WAMU DE X X 09/01/03 WASHINGTON MUTUAL MORT SEC WAMU MOR P DE X X 09/01/03 WASHINGTON MUTUAL MSC MORT PAS THR CE DE X X 09/01/03 WASHINGTON MUTUAL MSC MORT PASS THROU DE X X 09/01/03 WASHINGTON MUTUAL MSC MORT PASS THROU DE X X 09/01/03 WASHINGTON MUTUAL MSC MORT PASS THRU DE X X 09/01/03 WASHINGTON MUTUAL MSC MORTGAGE PASS T DE X X 09/01/03 WASHINGTON MUTUAL MSC MORTGAGE PASS T DE X X 09/01/03 WASHINGTON MUTUAL MSC MORTGAGE PASS T DE X X 09/01/03 WASHINGTON MUTUAL MSC MORTGAGE PASS T DE X X 09/01/03 WASHINGTON MUTUAL MSC MORTGAGE PASS-T DE X X 09/01/03 WASTE INDUSTRIES USA INC NC X 08/27/03 WEBMD CORP /NEW/ DE X X 09/03/03 WELLS REAL ESTATE INVESTMENT TRUST IN DE X 08/01/03 AMEND WESTFIELD FINANCIAL INC MA X X 08/27/03 WILSHIRE OIL CO OF TEXAS DE X X 09/04/03 WINTER SPORTS INC /NEW MT X X 09/01/03 X NET SERVICES CORP NV X X X 08/22/03 XCEL ENERGY INC MN X X 09/03/03 YANKEE CANDLE CO INC X X 09/03/03 YELLOW CORP DE X X 08/27/03 ZENITH NATIONAL INSURANCE CORP DE X X 09/03/03 ZIMMER HOLDINGS INC DE X X 09/04/03 ZIONS BANCORPORATION /UT/ UT X X 09/03/03 3DO CO DE X X X 08/14/03 ACETO CORP NY X X 09/05/03 AEROVOX INC DE X X 08/04/03 AGERE SYSTEMS INC DE X 09/02/03 AGWAY INC DE X 09/05/03 AIRPLANES LTD DE X 09/05/03 ALBERTSONS INC /DE/ DE X 07/31/03 ALFACELL CORP DE X 09/05/03 ALLIED HOLDINGS INC GA X X 09/04/03 ALLIED PRODUCTS CORP /DE/ DE X X 08/01/03 ALPINE AIR EXPRESS INC/DE DE X 11/06/02 AMEND AMERICAN EAGLE OUTFITTERS INC DE X X 09/03/03 AMERICAN IDC CORP FL X X X 06/23/03 AMEND APOLLO GROUP INC AZ X X 09/04/03 ARGENT SECURITIES INC X 09/03/03 ARGENT SECURITIES INC X X 09/03/03 ATRION CORP DE X X 09/05/03 AVANI INTERNATIONAL GROUP INC // NV X X 09/02/03 AMEND BANC OF AMERICA MORT SEC INC MORT PS DE X X 08/25/03 BANC OF AMERICA MORT SEC INC ALTERNAT DE X X 08/25/03 BANC OF AMERICA MORT SEC INC MORT PAS DE X X 08/25/03 BANC OF AMERICA MORT SEC INC MORT PAS DE X X 08/25/03 BANC OF AMERICA MORTGAGE SEC INC MORT DE X X 08/25/03 BANC OF AMERICA MORTGAGE SEC INC MRT DE X X 08/25/03 BANK OF AMERICA MORT SEC INC MORT PAS DE X X 08/25/03 BANKNORTH GROUP INC/ME ME X X 09/02/03 BARRISTER GLOBAL SERVICES NETWORK INC DE X X 09/02/03 BEAR STEARNS ALT A TR MORTGAGE PASS T NY X X 08/25/03 BEAR STEARNS ARM TRUST MORTGAGE PASS NY X X 08/25/03 BEAR STEARNS ARM TRUST MORTGAGE PASS NY X X 08/25/03 BEAR STEARNS ARM TRUST MORTGAGE PASS X X 08/25/03 BEAR STEARNS ARM TRUST MORTGAGE PASS X X 08/25/03 BEAR STEARNS ARM TRUST MORTGAGE PASS DE X X 08/25/03 BEAR STEARNS ARM TRUST MORTGAGE PASS NY X X 08/25/03 BEAR STEARNS ARM TRUST MORTGAGE PASS DE X X 08/25/03 BEAR STEARNS ARM TRUST MORTGAGE PASS NY X X 08/25/03 BEAR STEARNS ARM TRUST MORTGAGE PASS NY X X 08/25/03 BEAR STEARNS ARM TRUST MORTGAGE PASS NY X X 08/25/03 BEAR STEARNS ARM TRUST MORTGAGE PASS- NY X X 08/25/03 BEAR STEARNS ARM TRUST MORTGAGE PASS- NY X X 08/25/03 BEAR STEARNS ASSET BACKED CERTIFICATE DE X X 08/25/03 BEAR STEARNS ASSET BACKED SEC INC ASS DE X X 08/25/03 BEAR STEARNS ASSET BACKED SEC INC CER DE X X 08/25/03 BIONOVA HOLDING CORP DE X X 09/05/03 BUSINESS BANCORP /CA/ CA X X 09/02/03 BUSINESS OBJECTS SA X X 08/27/03 C&D PRODUCTION INC NV X X 09/04/03 CANARGO ENERGY CORP DE X X 09/04/03 CANARGO ENERGY CORP DE X X 09/05/03 CARMAX INC VA X 09/05/03 CATERPILLAR INC DE X 09/05/03 CAVALCADE OF SPORTS MEDIA INC NV X 09/04/03 CERBCO INC DE X 09/05/03 CHAMPION ENTERPRISES INC MI X X 09/05/03 CHICOS FAS INC FL X X X 09/05/03 CHOICE HOTELS INTERNATIONAL INC /DE DE X X 09/05/03 CIT RV TRUST 1996-B DE X 09/05/03 CIT RV TRUST 1997 A DE X 09/05/03 CIT RV TRUST 1998-A DE X 09/05/03 CIT RV TRUST 1999-A DE X 09/05/03 COCA COLA BOTTLING CO CONSOLIDATED /D DE X X 09/05/03 COMMERCE BANCORP INC /NJ/ NJ X 09/05/03 COUNTRYWIDE FINANCIAL CORP DE X X 06/30/03 CRAY INC WA X 09/02/03 CREDIT SUISSE FIRST BOSTON MORTGAGE S DE X 09/05/03 CRIIMI MAE INC MD X X 08/26/03 CRYSTAL DECISIONS INC DE X X 08/27/03 CURAGEN CORP DE X X 09/04/03 DATATEC SYSTEMS INC DE X X 09/05/03 DELTA AIR LINES INC /DE/ DE X X 09/04/03 DEVRY INC DE X 09/03/03 DIGITAL WORLD CUP INC X X 07/07/03 AMEND DOT HILL SYSTEMS CORP NY X X 09/05/03 DOUBLE EAGLE PETROLEUM CO MD X X 09/05/03 DREXLER TECHNOLOGY CORP DE X X 08/29/03 DSL NET INC DE X X 09/05/03 DT INDUSTRIES INC DE X X 09/05/03 DUKE REALTY CORP IN X X X 09/05/03 DUKE REALTY LIMITED PARTNERSHIP/ IN X X X 09/05/03 E DEAL NET INC NV X X 09/05/03 EAST COAST BEVERAGE CORP /CO/ CO X X 08/07/03 EDGE PETROLEUM CORP DE X X 09/05/03 EDGETECH SERVICES INC NV X 09/05/03 EMPIRE FINANCIAL HOLDING CO FL X X 08/20/03 ENVIRONMENTAL POWER CORP DE X X 09/05/03 EURAMAX INTERNATIONAL PLC X X 09/05/03 EXCHANGE BANCSHARES INC OH X X 09/05/03 EXPLORATION CO OF DELAWARE INC DE X 09/05/03 FINANCIAL INSTITUTIONS INC NY X X 09/04/03 FIRST BANCORP /PR/ PR X 09/04/03 FIRST COMMUNITY BANCSHARES INC /NV/ NV X X 09/05/03 FX ENERGY INC NV X 09/04/03 GE GLOBAL INSURANCE HOLDING CORP DE X 09/03/03 GEN PROBE INC DE X X 09/05/03 GS MORTGAGE SECURITIES CORP DE X 09/03/03 HALLMARK FINANCIAL SERVICES INC NV X X 09/05/03 HANDLEMAN CO /MI/ MI X 09/04/03 HIGH COUNTRY FINANCIAL CORP NC X X 08/27/03 AMEND HOMASOTE CO NJ X 06/30/03 AMEND I MANY INC DE X X 09/03/03 I2 TECHNOLOGIES INC DE X 09/05/03 IA GLOBAL INC DE X X 08/15/03 IDIAL NETWORKS INC NV X X 09/04/03 IGATE CORP PA X X 08/21/03 INSITUFORM EAST INC DE X 09/05/03 INTEGRATED ALARM SERVICES GROUP INC X X X 09/05/03 INTERSIL CORP/DE DE X X 08/29/03 IOMED INC UT X X 09/05/03 JARDEN CORP DE X X X 09/02/03 JO-ANN STORES INC OH X 09/04/03 KROLL INC DE X X 08/21/03 LANTRONIX INC DE X 09/04/03 LODGENET ENTERTAINMENT CORP DE X X 09/04/03 MAINE & MARITIMES CORP X 09/03/03 MAINE & MARITIMES CORP X 09/03/03 MANCHESTER TECHNOLOGIES INC NY X 09/05/03 MASTR SEASONED SECURITIZATION TRUST 2 DE X X 08/25/03 MEDI HUT CO INC DE X X 09/04/03 MEDIA & ENTERTAINMENT COM INC NV X X 09/02/03 MERCHANTS BANCORP INC/OH OH X X 08/28/03 MERIX CORP OR X X X 09/04/03 MERRILL LYNCH MORT INV INC MRT PSS TH DE X X 08/25/03 MERRILL LYNCH MORT INVEST INC MLCC 20 DE X X 08/25/03 MERRILL LYNCH MORTGAGE INVESTORS INC DE X X 08/25/03 MERRILL LYNCH MORTGAGE INVESTORS TRUS DE X X 08/25/03 METAL MANAGEMENT INC DE X X 09/04/03 METAWAVE COMMUNICATIONS CORP DE X 07/31/03 MICROSOFT CORP WA X 09/05/03 MIDWEST EXPRESS HOLDINGS INC WI X X 08/20/03 MISSION BROADCASTING INC DE X X 07/11/03 AMEND MISSISSIPPI CHEMICAL CORP /MS/ MS X 09/05/03 MONARCH COMMUNITY BANCORP INC MD X X 09/02/03 MORTGAGE ASSET SEC TRANS INC MORT PAS DE X X 08/25/03 MORTGAGE ASSET SEC TRANS INC MRT PS T DE X X 08/25/03 MORTGAGE ASSET SEC TRANS MASTR PASS T DE X X 08/25/03 MORTGAGE PASS THROUGH CERTIFICATES ML DE X X 08/25/03 MORTGAGE PASS- THROUGH CERTIFICATES S DE X X 09/01/03 MORTGAGE PASS-THROUGH CERTIFICATES SE DE X X 08/25/03 MOVADO GROUP INC NY X 09/04/03 MSB FINANCIAL INC MD X X 09/04/03 NETRO CORP CA X 09/05/03 NEW JERSEY RESOURCES CORP NJ X X 09/04/03 NEW YORK COMMUNITY BANCORP INC DE X X 09/03/03 OPENWAVE SYSTEMS INC DE X X 09/04/03 OPTION ONE MORT ACCEPTANCE CORP ASSET DE X X 08/25/03 OPTION ONE MORTGAGE ACCEP CORP ASSET DE X X 08/25/03 OPTION ONE MORTGAGE ACCEP CORP AST BA DE X X 08/25/03 P COM INC DE X X 09/02/03 P D C INNOVATIVE INDUSTRIES INC NV X X 09/05/03 PASS THROUGH CERTIFICATES SERIES 200 DE X X 09/01/03 PAXAR CORP NY X X 08/06/03 AMEND PEOPLES BANCORP OF NORTH CAROLINA INC NC X X 09/04/03 PETROLEUM DEVELOPMENT CORP NV X 09/05/03 PIEDMONT NATURAL GAS CO INC NC X X 09/04/03 PIEZO INSTRUMENTS INC UT X X 09/05/03 PIZZA INN INC /MO/ MO X 09/03/03 PNC MORTGAGE SEC CORP MORT PASS THR C DE X X 09/01/03 POINT THERAPEUTICS INC DE X X 09/04/03 PRICESMART INC DE X X 08/31/03 PRIME GROUP REALTY TRUST MD X 08/04/03 PRIMEDEX HEALTH SYSTEMS INC NY X 09/05/03 PRIMUS TELECOMMUNICATIONS GROUP INC DE X X 09/04/03 PROVIDENT FUNDING MORTGAGE PASS-THROU DE X 08/06/03 PRUDENTIAL FINANCIAL INC NJ X 09/04/03 RELM WIRELESS CORP NV X X 09/03/03 ROADWAY CORP DE X X 08/27/03 ROANOKE ELECTRIC STEEL CORP VA X X 09/02/03 ROSS SYSTEMS INC/CA DE X X 09/05/03 RTG VENTURES INC FL X 09/01/03 SANDISK CORP DE X 09/02/03 SEABULK INTERNATIONAL INC DE X 09/03/03 SENETEK PLC /ENG/ X X 09/04/03 SIGA TECHNOLOGIES INC DE X 05/23/03 AMEND SIMMONS CO /GA/ DE X X 02/28/03 SKYWAY COMMUNICATIONS HOLDING CORP FL X X 09/04/03 SKYWAY COMMUNICATIONS HOLDING CORP FL X 06/21/03 AMEND SONOSITE INC X 08/20/03 SOUTHSIDE BANCSHARES INC TX X X 09/04/03 SOUTHWESTERN ENERGY CO AR X X 08/07/03 AMEND STAGE STORES INC NV X X 09/04/03 STARTECH ENVIRONMENTAL CORP CO X X 09/04/03 STATION CASINOS INC NV X 09/05/03 STRUCT ASS MORT INV INC BS ALTA MORT DE X X 08/25/03 STRUCTURED ASSET MORT INV INC BEAR ST DE X X 08/25/03 STRUCTURED ASSET MORT INV INC MORT PA DE X X 08/25/03 STRUCTURED ASSET SEC CORP MORT PASS T DE X X 08/25/03 STRUCTURED OBLIGATIONS CORP DE X 07/15/03 STRUCTURED OBLIGATIONS CORP DE X 07/15/03 SUNOCO INC PA X X 09/05/03 SUNTRUST BANKS INC GA X X 09/05/03 SUPERIOR INDUSTRIES INTERNATIONAL INC DE X X 09/04/03 TANGO INC FL X 08/21/03 TECO ENERGY INC FL X X 09/02/03 TEN STIX INC CO X X 09/04/03 TOWN & COUNTRY TRUST MD X X 09/05/03 TRANSAMERICA FINANCE CORP DE X X 09/04/03 TRANSBOTICS CORP DE X 09/05/03 UNIVERSAL SECURITY INSTRUMENTS INC MD X 09/03/03 UNIVEST CORP OF PENNSYLVANIA PA X X 09/03/03 VERIZON COMMUNICATIONS INC DE X 09/04/03 WAMU MOR PASS THRU CERT SER 2001-AR1 DE X X 09/01/03 WAMU MORTGAGE PASS THROUGH CERT SERIE DE X X 09/01/03 WAMU MORTGAGE PASS THROUGH CERT SERIE DE X X 09/01/03 WAMU MORTGAGE PASS THROUGH CERTIFICAT DE X X 09/01/03 WAMU MORTGAGE PASS THROUGH CERTIFICAT DE X X 09/01/03 WAMU MORTGAGE PASS THROUGH CERTIFICAT DE X X 09/01/03 WAMU MORTGAGE PASS THROUGH CERTIFICAT DE X X 09/01/03 WAMU MORTGAGE PASS THROUGH CERTIFICAT DE X X 09/01/03 WAMU MORTGAGE PASS-THROUGH CERTIFICAT DE X X 09/01/03 WASHINGTON MUTUAL MOR SEC CORP MOR PA DE X X 09/01/03 WASHINGTON MUTUAL MOR SEC CORP MOR PA DE X X 09/01/03 WASHINGTON MUTUAL MOR SEC CORP MOR PA DE X X 09/01/03 WASHINGTON MUTUAL MOR SEC CORP MOR PA DE X X 09/01/03 WASHINGTON MUTUAL MORT SEC CORP PAS T DE X X 09/03/03 WASHINGTON MUTUAL MORT SEC CORP PAS T DE X X 09/01/03 WASHINGTON MUTUAL MORTGAGE SEC CORP M DE X X 09/01/03 WASHINGTON MUTUAL MSC MORT PASS THROU DE X X 09/01/03 WASHINGTON MUTUAL MSC MORT PASS-THROU DE X X 09/01/03 WASHINGTON MUTUAL MSC MORTGAGE PASS T DE X X 09/01/03 WAUSAU MOSINEE PAPER CORP WI X X 09/05/03 WELLS FARGO ASSET SEC CORP MORT PA TH DE X X 08/25/03 WELLS FARGO ASSET SEC CORP MORTGAGE P DE X X 08/25/03 WELLS FARGO ASSET SECURITES CORP 2003 NY X X 08/25/03 WELLS FARGO ASSET SECURITIES CORP MOR DE X X 08/25/03 WELLS FARGO MORTGAGE BACK SECURITIES NY X X 08/25/03 WELLS FARGO MORTGAGE BACKED SECURITIE DE X X 08/25/03 WELLS FARGO MORTGAGE PASS THRU CER SE DE X X 08/25/03 WFS RECEIVABLES CORP 2 NV X X 08/28/03 WINSTON HOTELS INC NC X X 09/04/03 WMAU MORTGAGE PASS THROUGH CERTIFICAT DE X X 09/01/03 WNC HOUSING TAX CREDIT FUND VI LP SER CA X 06/30/03 AMEND WNC HOUSING TAX CREDIT FUND VI LP SER CA X 06/30/03 AMEND WWBROADCAST NET INC WY X X 09/05/03 ZIX CORP TX X X 09/02/03