SEC NEWS DIGEST Issue 2003-168 September 2, 2003 ENFORCEMENT PROCEEDINGS FINAL JUDGMENT AGAINST THOMAS LOYD, ET AL. The Commission announced that on Aug. 20, 2003, the Honorable Richard Lazzara, U.S. District Judge for the Middle District of Florida, issued an order imposing disgorgement with prejudgment interest in the amount of $474,359.12 and civil penalties of $325,000 against Defendant Thomas E. Loyd, Individually and d/b/a Investors' Alert and disgorgement with prejudgment interest in the amount of $44,566.79 and civil penalties of $120,000 against Defendant Paul A. Spray, Individually and d/b/a OTC Investor's Edge for their violation of Section 10(b) of the Exchange Act and Rule 10b-5. At the SEC's request, Judge Lazzara also dismissed its claims of disgorgement and civil penalties against Defendants OTC Consulting, Inc., Vantage International Consultants, Inc. and Investors' Alert, Inc. [SEC v. Thomas E. Loyd, Individually and d/b/a Investors' Alert, et al., Case No. 8:02-CV-1613-T-26EAJ, MDFL] (LR-18318) NOTICE OF PROPOSED DISTRIBUTION OF FUNDS TO INVESTORS IN METROWEST BANK STOCK On April 21, 2003, the U.S. District Court for the District of Massachusetts entered a final judgment in the above case against Defendant William D. Fabri, to which Fabri consented without admitting or denying the allegations in the complaint. The Commission alleged in the complaint that Fabri engaged in illegal insider trading in the stock of MetroWest Bank in May 2001 while in possession of material, nonpublic information concerning the pending acquisition of MetroWest Bank by Banknorth Group, Inc., prior to the public announcement of the acquisition on June 11, 2001. As part of the final judgment, Fabri was ordered to pay a total of $24,958.65 in disgorgement, a civil penalty and prejudgment interest. Fabri satisfied the disgorgement, civil penalty and prejudgment interest obligations under the final judgment entered against him by paying $24,958.65 to the clerk of the court for deposit into the Court Registry Investment System. On Aug. 22, 2003, the Commission moved for an order seeking the approval of its proposed plan to distribute $23,828.65 of those funds, plus accrued interest, to certain individuals and entities who invested in MetroWest Bank stock. On Aug. 26, 2003, the Honorable Douglas P. Woodlock, United States District Court Judge, entered an order approving the Commission's proposed distribution plan. That Order permits any person and/or entity wishing to comment on or object to the distribution plan to do so in writing by filing their comments with the Court within 30 days from the date the proposed plan was filed with the Court, with a copy to be served upon the Commission's counsel in this action. For those interested in details concerning this action and the procedure for commenting on or objecting to the distribution plan, a complete copy of the Commission's motion and memorandum in support (PDF format) and the Court's Order (PDF format) may be found on the Commission's Web site. [SEC v. Geoffrey E. Fitts and William D. Fabri, Sr., USDC for the District of Massachusetts, C.A. No. 03-CV-10658 (DPW)](LR-18319) FINAL JUDGMENTS CONCERNING DISGORGEMENT, PREJUDGMENT INTEREST, AND CIVIL PENALTIES ENTERED AGAINST JEFFREY CHANDLER AND RANDALL JORDAN, TWO FORMER PRINCIPALS OF eCOMPRAR NETWORK, INC. The Commission announced that on Aug. 14, 2003, the U.S. District Court for the Southern District of Florida entered final judgments resolving the monetary issues of disgorgement and civil penalties against Jeffrey D. Chandler (Chandler) and Randall Jordan (Jordan), the former president and executive vice president of eComprar Network, Inc. (eComprar), respectively. The District Court entered a Final Judgment Setting Disgorgement, Prejudgment Interest, a Civil Penalty and Other Relief against Chandler ordering him to pay disgorgement in the amount of $1,555,000, plus prejudgment interest thereon of $39,108.25, and imposing a civil penalty of $110,000. As against Jordan, the District Court entered a Final Judgment Setting Disgorgement and Other Relief, which orders Jordan to pay disgorgement in the amount of $181,000, but waives payment of disgorgement and does not impose a civil penalty based upon Jordan's Sworn Statement of Financial Condition and supporting financial documentation. Both Jordan and Chandler had been previously enjoined by the District Court pursuant to Judgments of Permanent Injunction and Other Relief, entered by their consents on Sept. 26, 2002 and Nov. 7, 2002, respectively. [SEC v. Jeffrey D. Chandler and Randall Jordan, Case No. 02-14222-CIV-MOORE, SDFL] (LR-18320) HOLDING COMPANY ACT RELEASES CINERGY CORP., ET AL. A supplemental order has been issued authorizing a proposal by Cinergy Corp., a registered holding company, and its direct and indirect nonutility subsidiaries, Cinergy Investments, Inc., Cinergy Capital & Trading, Inc., and Cinergy Marketing & Trading, LP, for the release of jurisdiction over the investment of up to $1 billion in energy related assets in the United States, Canada, and Mexico. (Rel. 35-27717) SELF-REGULATORY ORGANIZATIONS PROPOSED RULE CHANGE The Chicago Board Options Exchange filed a proposed rule change (SR-CBOE- 2003-14) and Amendment No. 1 thereto relating to options on a reduced value NYSE Composite Index. Publication of the notice in the Federal Register is expected during the week of September 1. (Rel. 34-48416) APPROVAL OF PROPOSED RULE CHANGE The Commission approved a proposed rule change submitted by the National Association of Securities Dealers to adopt NASD Rule 2370 which would govern certain lending arrangements between registered persons and customers (SR-NASD-2003-92). (Rel. 34-48424) DELISTINGS GRANTED An order has been issued granting the application of the New York Stock Exchange to strike from listing and registration the Common Stock, $.01 par value, of Loral Space & Communications Ltd., effective at the opening of business on September 2. (Rel. 34-48420) An order has been issued granting the application of the Pacific Exchange to strike from listing and registration certain call and put options contracts issued by The Options Clearing Corporation, respecting certain underlying securities of the following companies, effective at the opening of business on September 2: AES Corp. (AES) Brinker International Inc. (EAT) Cheesecake Factory/The (CAKE) Cubic Corp. (CUB) Dupont Photomasks, Inc. (DPMI) Equity Residential (EQR) Gymboree Corp. (GYMB) Ocular Sciences Inc. (OCLR) Oceaneering International (OII) S1 Corp. (SONE) Sunrise Senior Living Inc. (SRZ) Talbots Inc. (TLB) (Rel. 34-48421) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-4 TRANSDIGM INC, 8233 IMPERIAL DRIVE, WACO, TX, 76712, 2547760650 - 0 ($400,000,000.00) Non-Convertible Debt, (File 333-108340 - Aug. 29) (BR. 05) SB-2 CYBERLUX CORP, 50 ORANGE ROAD, PINEHURST, NC, 28374, 9102350066 - 42,713,763 ($32,035,322.25) Equity, (File 333-108341 - Aug. 29) (BR. 36) S-8 COLUMBIA SPORTSWEAR CO, 14375 NW SCIENCE PARK DRIVE, PORTLAND, OR, 97229, 503 985 4000 - 68,864 ($3,493,470.72) Equity, (File 333-108342 - Aug. 29) (BR. 02) S-3 ELECTRONICS FOR IMAGING INC, 303 VELOCITY WAY, FOSTER CITY, CA, 94404, 6503573500 - 0 ($240,000,000.00) Debt Convertible into Equity, (File 333-108343 - Aug. 29) (BR. 03) S-1 QUALITY DISTRIBUTION INC, 3108 CENTRAL DR, PLANT CITY, FL, 33567, 8137544725 - 0 ($132,250,000.00) Equity, (File 333-108344 - Aug. 29) (BR. 05) S-8 SILICON STORAGE TECHNOLOGY INC, 1171 SONORA CT, SUNNYVALE, CA, 94086, 4087359110 - 4,050,000 ($28,836,000.00) Equity, (File 333-108345 - Aug. 29) (BR. 36) S-3 MAGMA DESIGN AUTOMATION INC, 2 RESULTS WAY, CUPERTINO, CA, 95014, 4088642000 - 0 ($150,000,000.00) Debt Convertible into Equity, (File 333-108346 - Aug. 29) (BR. 03) S-3 AMERICAN SUPERCONDUCTOR CORP /DE/, TWO TECHNOLOGY DR, WESTBOROUGH, MA, 01581, 5088364200 - 4,600,000 ($53,360,000.00) Equity, (File 333-108347 - Aug. 29) (BR. 01) S-8 MAGMA DESIGN AUTOMATION INC, 2 RESULTS WAY, CUPERTINO, CA, 95014, 4088642000 - 0 ($58,893,648.00) Equity, (File 333-108348 - Aug. 29) (BR. 03) S-3 UNITIL CORP, 6 LIBERTY LANE WEST, HAMPTON, NH, 03842, 6037736504 - 0 ($15,464,280.00) Equity, (File 333-108349 - Aug. 29) (BR. 02) S-1 ML JWH STRATEGIC ALLOCATION FUND LP, MERRILL LYNCH INVESTMENT PARTNERS, WORLD FINANCIAL CTR SOUTH TOWER 6TH FL, NEW YORK, NY, 10080, 2122364167 - 2,450,000 ($606,693,500.00) Other, (File 333-108350 - Aug. 29) (BR. 08) S-8 UGOMEDIA INTERACTIVE CORP, 7028763004 - 2,000,000 ($440,000.00) Equity, (File 333-108351 - Aug. 29) (BR. 03) S-8 NOVOSTE CORP /FL/, 3890 STEVE REYNOLDS BLVD, NORCROSS, GA, 30093, 7707170904 - 0 ($6,835,999.30) Equity, (File 333-108352 - Aug. 29) (BR. 36) S-4 AVONDALE MILLS INC, 506 S BROAD ST, MONROE, GA, 30655, 7702672226 - 150,000,000 ($150,000,000.00) Non-Convertible Debt, (File 333-108353 - Aug. 29) (BR. 02) S-8 AVATECH SOLUTIONS INC, 11403 CRONHILL DRIVE, SUITE A, OWING MILLS, MD, 21117, 4109026900 - 3,100,000 ($2,635,000.00) Equity, (File 333-108354 - Aug. 29) (BR. 03) S-11 CNL INCOME PROPERTIES INC, 0 ($2,000,000,000.00) Equity, (File 333-108355 - Aug. 29) (BR. ) S-1 STRATUS SERVICES GROUP INC, 500 CRAIG ROAD, 3RD FL, MANALAPAN, NJ, 07726, 7328660300 - 0 ($20,451,000.00) Equity, (File 333-108356 - Aug. 29) (BR. 08) S-8 LABARGE INC, 9900A CLAYTON RD, ST LOUIS, MO, 63124, 3149970800 - 0 ($6,353,600.00) Equity, (File 333-108357 - Aug. 29) (BR. 05) S-8 HUBEI PHARMACEUTICAL GROUP LTD, SUITE 201-1166 ALBERNI STREET, VANCOUVER BRITISH CO, A1, 2,000,000 ($500,000.00) Equity, (File 333-108358 - Aug. 29) (BR. 04) S-3 INERGY L P, TWO BRUSH CREEK, SUITE 200, KANSAS CITY, MO, 64112, 8168428181 - 0 ($45,286,050.70) Equity, (File 333-108359 - Aug. 29) (BR. 02) S-3 DEVELOPERS DIVERSIFIED REALTY CORP, 3300 ENTERPRISE PARKWAY, BEACHWOOD, OH, 44122, 2167555500 - 0 ($1,000,000,000.00) Unallocated (Universal) Shelf, (File 333-108361 - Aug. 29) (BR. 08) S-8 BRILLIAN CORP, 1600 NORTH DESERT DRIVE, TEMPE, AZ, 85281-1230, 6023898888 - 1,650,000 ($14,107,500.00) Equity, (File 333-108362 - Aug. 29) (BR. 37) S-8 BRILLIAN CORP, 1600 NORTH DESERT DRIVE, TEMPE, AZ, 85281-1230, 6023898888 - 200,000 ($1,710,000.00) Equity, (File 333-108363 - Aug. 29) (BR. 37) S-8 RYDER SYSTEM INC, 3600 NW 82ND AVE, MIAMI, FL, 33166, 3055003726 - 0 ($8,545,500.00) Equity, (File 333-108364 - Aug. 29) (BR. 05) S-4 FASTENTECH INC, 0 ($145,000,000.00) Non-Convertible Debt, (File 333-108365 - Aug. 29) (BR. ) S-8 AMERICAN FIRE RETARDANT CORP, 9337 BOND AVENUE, 806-479-0449, EL CAJON, CA, 92012, 619-390-68 - 595,000,000 ($82.11) Equity, (File 333-108366 - Aug. 29) (BR. 02) S-8 ATNG INC, 7010 NW 100 DRIVE, BLDG. A, STE. #101, HOUSTON, TX, 77092, 7137854722 - 29,800,000 ($214,560.00) Equity, (File 333-108367 - Aug. 29) (BR. 37) S-3 MGI PHARMA INC, 5775 WEST OLD SHAKOPEE RD, SUITE 100, BLOOMINGTON, MN, 55437, 952-346-4700 - 0 ($814,880.00) Equity, (File 333-108369 - Aug. 29) (BR. 01) S-8 ZILOG INC, 532 RACE STREET, SAN JOSE, CA, 95126, 4085588500 - 3,299,848 ($11,186,484.00) Equity, (File 333-108372 - Aug. 29) (BR. 36) S-8 MEDICALCV INC, 9725 SOUTH ROBERT TRAIL, INVER GROVE HEIGHTS, MN, 55077, 6514523000 - 0 ($452,981.00) Equity, (File 333-108373 - Aug. 29) (BR. 36) SB-2 HEARTLAND OIL & GAS CORP, 604.693.0177 - 5,199,255 ($22,148,826.30) Equity, (File 333-108377 - Aug. 29) (BR. 04) S-3 MERRILL LYNCH MORTGAGE INVESTORS INC, 4LD FINANCIAL CENTER FLOOR 10, NEW YORK, NY, 10281-1310, 2124491000 - 1,000,000,000 ($1,000,000,000.00) Debt Convertible into Equity, (File 333-108378 - Aug. 29) (BR. 05) S-8 MARX TOYS & ENTERTAINMENT CORP, 101 SOUTH 15TH STREET, SEBRING, OH, 44672, 330-938-1749 - 8,000,000 ($1,840,000.00) Equity, (File 333-108379 - Aug. 29) (BR. 02) S-1 VCAMPUS CORP, 1850 CENTENNIAL PARK DR, SUITE 200, RESTON, VA, 20191, 7038937800 - 0 ($6,617,790.60) Equity, (File 333-108380 - Aug. 29) (BR. 08) S-3 BOISE CASCADE CORP, 1111 WEST JEFFERSON STREET, P O BOX 50, BOISE, ID, 83728-0001, 2083846161 - 0 ($50,579,515.00) Equity, (File 333-108382 - Aug. 29) (BR. 04) S-8 PEOPLES BANCORP INC, 138 PUTNAM ST, P O BOX 738, MARIETTA, OH, 45750-0738, 7403733155 - 525,000 ($14,070,000.00) Equity, (File 333-108383 - Aug. 29) (BR. 07) S-8 BURLINGTON NORTHERN SANTA FE CORP, 2650 LOU MENK DR, FT WORTH, TX, 76131-2830, 8173526856 - 0 ($165,000,000.00) Equity, (File 333-108384 - Aug. 29) (BR. 05) S-8 ADVANTEST CORP, SHINJUKU NS BUILDING 4-1, NISHI SHINJUKU 2 CHOME, SHINJUKU TOKYO JAPAN, M0, 00000, 139,000 ($6,107,660.00) Equity, (File 333-108385 - Aug. 29) (BR. 37) S-8 AMERIRESOURCE TECHNOLOGIES INC, 9138599292 - 50,000,000 ($275,000.00) Equity, (File 333-108386 - Aug. 29) (BR. 06) S-3 SIRIUS SATELLITE RADIO INC, 1221 AVENUE OF THE AMERICAS, 36TH FLOOR, NEW YORK, NY, 10020, 2128995000 - 0 ($500,000,000.00) Other, (File 333-108387 - Aug. 29) (BR. 37) S-8 COACH INDUSTRIES GROUP INC, 8169603777 - 1,800,000 ($810,000.00) Equity, (File 333-108389 - Aug. 29) (BR. 02) S-8 DURECT CORP, 10240 BUBB RD, CUPERTINO, CA, 95014, 4087771417 - 0 ($5,568,750.00) Equity, (File 333-108390 - Aug. 29) (BR. 06) S-3 RYDER SYSTEM INC, 3600 NW 82ND AVE, MIAMI, FL, 33166, 3055003726 - 0 ($800,000,000.00) Debt Convertible into Equity, (File 333-108391 - Aug. 29) (BR. 05) S-3 RENTECH INC /CO/, 1331 17TH STREET SUITE 720, DENVER, CO, 80202-1566, 3032988008 - 12,134,231 ($6,795,169.36) Equity, (File 333-108392 - Aug. 29) (BR. 02) S-8 RAPIDTRON INC, 3151 AIRWAY AVENUE, BUILDING Q, COSTA MESA, CA, 92626, 949-798-0652 - 37,815 ($44,999.85) Equity, (File 333-108393 - Aug. 29) (BR. 09) S-3 SECURITIZED ASSET BACKED RECEIVABLES LLC, 200 PARK AVE., NEW YORK, NY, 10166, 0 ($5,000,000,000.00) Asset-Backed Securities, (File 333-108395 - Aug. 29) (BR. ) S-3 DURECT CORP, 10240 BUBB RD, CUPERTINO, CA, 95014, 4087771417 - 0 ($5,597,026.88) Equity, (File 333-108396 - Aug. 29) (BR. 06) S-1 FRONTIER FUND, 1660 LINCOLN STREET, DENVER, CO, 80264, 0 ($100,000,000.00) Other, (File 333-108397 - Aug. 29) (BR. ) S-3 DURECT CORP, 10240 BUBB RD, CUPERTINO, CA, 95014, 4087771417 - 0 ($59,250,000.00) Debt Convertible into Equity, (File 333-108398 - Aug. 29) (BR. 06) S-4 BUSINESS OBJECTS SA, 4089536024 - 0 ($28,861,890.00) Equity, (File 333-108400 - Aug. 29) (BR. 03) S-3 ORIENTAL FINANCIAL GROUP INC, MONACILLOS 1000, SAN ROBERTO ST, RIO PIEDRAS, PR, 00926, 7877661986 - 0 ($34,500,000.00) Equity, (File 333-108401 - Aug. 29) (BR. 07) S-2 PENN TREATY AMERICAN CORP, 3440 LEHIGH ST, ALLENTOWN, PA, 18103, 6109652222 - 0 ($16,310,000.00) Equity, (File 333-108402 - Aug. 29) (BR. 01) SB-2 INVISA INC, 4400 INDEPENDENCE COURT, SARASOTA, FL, 34234, 941-355-9361 - 2,426,000 ($6,153,600.00) Equity, (File 333-108403 - Aug. 29) (BR. 36) S-4 MEDAMICUS INC, 15301 HGHWY 55 W, PLYMOUTH, MN, 55447, 7635592613 - 0 ($18,827,336.00) Equity, (File 333-108404 - Aug. 29) (BR. 36) S-3 GREENPOINT MORTGAGE SECURITIES INC/, 1761 EAST ST ANDREW PL, SANTA ANA, CA, 92705, 7142476255 - 1,000,000 ($1,000,000.00) Asset-Backed Securities, (File 333-108405 - Aug. 29) (BR. 05) S-3 DIGITAL VIDEO SYSTEMS INC, 430 CAMBRIDGE AVENUE, SUITE 110, PALO ALTO, CA, 94306, 6506258200 - 2,818,786 ($4,904,687.64) Equity, (File 333-108406 - Aug. 29) (BR. 36) S-4 PLAINS EXPLORATION & PRODUCTION CO, 500 DALLAS STREET, SUITE 700, HOUSTON, TX, 77002, 7137396740 - 0 ($75,000,000.00) Non-Convertible Debt, (File 333-108407 - Aug. 29) (BR. 04) S-3 MCMORAN EXPLORATION CO /DE/, 1615 POYDRAS ST, NEW ORLEANS, LA, 70112, 5045824000 - 130,000 ($130,000,000.00) Debt Convertible into Equity, (File 333-108408 - Aug. 29) (BR. 04) N-2 GABELLI DIVIDEND & INCOME TRUST, ONE CORPORATE CENTER, RYE, NY, 10580, 500,000 ($7,500,000.00) Equity, (File 333-108409 - Aug. 29) (BR. ) S-3 GEN PROBE INC, 10210 GENETIC CENTER DR., SAN DIEGO, CA, 92121, 8584108000 - 0 ($150,000,000.00) Equity, (File 333-108410 - Aug. 29) (BR. 01) S-3 ALTAIR NANOTECHNOLOGIES INC, 204 EDISON WAY, N/A, RENO, NV, 89502, (775) 858-3744 - 1,337,286 ($1,150,066.00) Equity, (File 333-108411 - Aug. 29) (BR. 04) N-2 NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC, 605 THIRD AVE, 2ND FL., NEW YORK, NY, 10158, 2124768800 - 4,600,000 ($69,000,000.00) Equity, (File 333-108412 - Aug. 29) (BR. ) S-8 INTERNATIONAL FOOD PRODUCTS GROUP INC, 180 NEWPORT CENTER DRIVE, SUITE 180, NEWPORT BEACH, CA, 92660, 9497208470 - 5,000,000 ($850,000.00) Equity, (File 333-108413 - Aug. 29) (BR. 05) S-8 ALLIANCE SEMICONDUCTOR CORP /DE/, 4088554900 - 6,388,799 ($42,116,095.48) Equity, (File 333-108414 - Aug. 29) (BR. 36) S-3 FIRST SUNAMERICA LIFE INSURANCE CO, 733 THIRD AVENUE, NEW YORK, NY, 10017, 2125515440 - 0 ($12,000,000.00) Other, (File 333-108415 - Aug. 29) (BR. 20) S-3 DUKE ENERGY CORP, 526 SOUTH CHURCH STREET, CHARLOTTE, NC, 28202, 7045940887 - 0 ($1,470,000,000.00) Other, (File 333-108416 - Aug. 29) (BR. 02) S-3 CALIFORNIA MICRO DEVICES CORP, 215 TOPAZ ST, MILPITAS, CA, 95035-5430, 4082633214 - 0 ($12,678,288.00) Equity, (File 333-108417 - Aug. 29) (BR. 36) S-1 3D SYSTEMS CORP, 26081 AVENUE HALL, VALENCIA, CA, 91355, 6612955600 - 7,767,734 ($58,258,005.00) Equity, (File 333-108418 - Aug. 29) (BR. 03) F-1 CRYSTALLEX INTERNATIONAL CORP, 579 RICHMOND ST WEST, STE 301, TORONTO, A6, M5Z 1Y6, 4162032448 - 15,680,240 ($11,708,098.31) Equity, (File 333-108421 - Aug. 29) (BR. 04) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: Item 1. Changes in Control of Registrant. Item 2. Acquisition or Disposition of Assets. Item 3. Bankruptcy or Receivership. Item 4. Changes in Registrant's Certifying Accountant. Item 5. Other Materially Important Events. Item 6. Resignations of Registrant's Directors. Item 7. Financial Statements and Exhibits. Item 8. Change in Fiscal Year. Item 9. Regulation FD Disclosure. The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports previously filed, responding to the item(s) of the form specified. 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 DATE COMMENT ---------------------------------------------------------------------------------- ABN AMRO MORTGAGE CORP MUILTI CL MORT DE X 08/01/03 AMEND ACCURIDE CORP DE X X 08/28/03 ACTERNA CORP DE X 08/29/03 ACUITY BRANDS INC DE X X 08/29/03 AEROCENTURY CORP DE X 08/28/03 AEROSONIC CORP /DE/ DE X X 08/01/03 AIR T INC DE X 08/29/03 ALLIED WASTE INDUSTRIES INC DE X X 08/29/03 AMERICA SERVICE GROUP INC /DE DE X X 08/28/03 AMERICAN AIRLINES INC DE X 07/08/03 AMPCO PITTSBURGH CORP PA X X 08/29/03 APPLERA CORP DE X X 08/28/03 APPLERA CORP DE X X 08/28/03 ARCH CAPITAL GROUP LTD DE X 08/29/03 ASHLAND INC KY X X 08/29/03 ASSOCIATED MATERIALS INC DE X X 08/29/03 ASTORIA FINANCIAL CORP DE X X 08/29/03 ATLAS AIR INC DE X X 08/29/03 ATLAS AIR WORLDWIDE HOLDINGS INC DE X X 08/29/03 AVISTA CORP WA X 08/19/03 BA MASTER CREDIT CARD TRUST / X 08/15/03 BEAR STEARNS ASSET BACKED CERTIFICATE DE X X 04/25/03 BEAR STEARNS ASSET BACKED CERTIFICATE DE X X 06/25/03 BERRY PETROLEUM CO DE X 08/28/03 BEVSYSTEMS INTERNATIONAL INC CO X 08/29/03 BIOLASE TECHNOLOGY INC DE X 08/29/03 BMC INDUSTRIES INC/MN/ MN X X 08/28/03 BNP RESIDENTIAL PROPERTIES INC MD X 08/28/03 BRYN MAWR BANK CORP PA X 08/29/03 CAL MAINE FOODS INC DE X X 08/25/03 CDF FINANCING LLC DE X X 07/31/03 CDF FLOORPLAN RECEIVABLES LP DE X X 07/31/03 CELL GENESYS INC DE X X 08/29/03 CLECO CORP LA X X 08/29/03 CNH CAPITAL RECEIVABLES INC DE X X 08/15/03 CNH RECEIVABLES INC DE X X 08/15/03 COACH INDUSTRIES GROUP INC NV X X 08/29/03 COASTAL FINANCIAL CORP /DE DE X X 08/28/03 COGENTRIX ENERGY INC NC X 08/27/03 COLLEGIATE PACIFIC INC DE X X 08/29/03 COMMSCOPE INC DE X 08/29/03 COMPUDYNE CORP NV X 08/29/03 CONVERA CORP DE X 08/27/03 COUSINS PROPERTIES INC GA X 08/28/03 CRANE CO /DE/ DE X 08/29/03 CREDIT SUISSE FIRST BOSTON MOR SEC CO DE X X 08/15/03 CSFB MORTGAGE SEC CORP COMM MORT PASS DE X X 08/15/03 CSFB MORTGAGE SEC CORP COMM MORT PS T DE X X 08/25/03 CWMBS INC DE X 08/27/03 CWMBS INC DE X 08/29/03 CWMBS INC DE X 08/29/03 CWMBS INC DE X X 08/28/03 CWMBS INC DE X X 08/28/03 DECADE COMPANIES INCOME PROPERTIES WI X 08/29/03 AMEND DERMA SCIENCES INC PA X X 08/06/03 DOLLAR TREE STORES INC VA X 08/02/03 DREXLER TECHNOLOGY CORP DE X X 08/28/03 DYNACQ INTERNATIONAL INC NV X X 08/29/03 EDUCATION CAPITAL I LLC DE X X 08/18/03 EDUCATION FUNDING CAPITAL TRUST I X X 08/19/03 FEDERAL MOGUL CORP MI X 08/29/03 FILTERING ASSOCIATES INC NV X 08/28/03 FIRST HORIZON ASSET SECURITIES INC DE X X 08/29/03 FIRST HORIZON ASSET SECURITIES INC DE X X 08/29/03 FIRST UNION COMM MORT TRUST COMM MOR NY X X 08/15/03 FIRST UNION LEH BRO BANK OF AMER COM NY X X 08/17/03 FRANKLIN RECEIVABLES AUTO TRUST 2003- DE X X 07/31/03 FRANKLIN RECEIVABLES LLC DE X X 07/31/03 FULTON FINANCIAL CORP PA X X 08/28/03 AMEND GAMETECH INTERNATIONAL INC DE X 08/27/03 GENTEK INC DE X 08/27/03 GEOKINETICS INC DE X X 08/20/03 GLIMCHER REALTY TRUST MD X X 08/25/03 GLOBESPANVIRATA INC DE X 08/28/03 GPN NETWORK INC DE X X 08/28/03 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