SEC NEWS DIGEST Issue 2003-167 August 29, 2003 ENFORCEMENT PROCEEDINGS COMMISSION SANCTIONS ROBERT SPRUILL FOR PARTICIPATION IN COMMISSION KICKBACK SCHEME On August 29, the Commission instituted and simultaneously settled a public administrative proceeding against Robert I. Spruill of Newark, New Jersey. Spruill, without admitting or denying the Commission's findings, consented to an order barring him from association with any broker or dealer. The order was based on the entry of a permanent injunction by consent in a related civil action against Spruill. The Commission's complaint in the civil action alleged that Spruill participated in a commission kickback scheme perpetrated by Alan Brian Bond, the then principal of a registered investment adviser. The Commission's complaint alleged that Bond received over $6.9 million in commission kickbacks from three brokerage firms with which Spruill was associated. The Commission's action against Bond is continuing. Spruill, without admitting or denying the Commission's allegations, consented to the entry of a judgment permanently enjoining him from future violations of the antifraud provisions of the federal securities laws, specifically Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder and Sections 206(1) and (2) of the Investment Advisers Act of 1940. The judgment also orders Spruill to pay disgorgement and civil penalties in amounts to be determined at a later date. In a related criminal action, Spruill pled guilty in the U.S. District Court for the Southern District of New York on May 31, 2000, to one count of conspiracy and one count of commercial bribery relating to the kickback scheme. On May 6, 2003, Spruill was sentenced, based on his guilty plea, to a prison term of four months, and, on July 3, 2003, Spruill was ordered to pay $5.8 million in restitution to the victims of the scheme. (Rel. 34-48418; File No. 3-11237) SEC INSTITUTES AND SETTLES ADMINISTRATIVE PROCEEDINGS AGAINST BROKER FOR VARIABLE ANNUITY SALES BASED ON INJUNCTION On August 29, the Commission instituted and simultaneously settled public administrative proceedings against Gregory P. Waldon, a former registered representative of broker-dealers located in Northern California. Without admitting or denying the Commission's findings, Waldon consented to the Commission's Order. The Commission's Order found that, based upon the injunction entered in the district court action, Securities and Exchange Commission v. Gregory P. Waldon, No. Civ. S-02-1395 LKK KJM (E.D. Cal.) (order entered Aug. 13, 2003), Waldon would be barred from association with any broker or dealer, with the right to reapply for association after three years to the appropriate self-regulatory organization, or if there is none, to the Commission. According to the Commission's Order, the complaint in the district court action alleged that Waldon defrauded customers in connection with sales to them of variable annuities, by soliciting them to switch out of investments they already had in variable annuities and use the funds to purchase new variable annuities, incurring costs and expenses in the process. (Rel. 34-48419; File No. 3-11238) CIVIL ACTION AGAINST BRETT BRUBAKER AND ABRAHAM & SONS CAPITAL, INC. The Commission announced that on August 27 it filed an Application for an Order Directing Compliance With an Order of the Securities and Exchange Commission in the United States District Court for the District of Colorado. The defendants in this action are Brett G. Brubaker (Brubaker) of Texas Creek, Colorado, a former registered representative, and Abraham & Sons Capital, Inc. (ASCI), a former registered investment adviser that was located in Illinois. In its July 31, 2001, Opinion and Order Imposing Remedial Sanctions, the Commission found, among other things, that Brubaker and ASCI defrauded their hedge fund clients by materially overstating the hedge fund's performance and the value of each client's interest in the hedge fund. The Commission's Application alleges that the defendants, Brubaker and ASCI, failed to comply with the terms of the Commission's July 31, 2001 Opinion and Order, which, among other things, required that Brubaker and ASCI each pay a $50,000 civil penalty. In this action, the Commission seeks a federal district court order requiring Brubaker and ASCI to comply with the Commission's Order. [SEC v. Brett G. Brubaker and Abraham & Sons Capital, Inc., Civil Action No. 03-D-1637 (PAC), USDC for the District of Colorado]. (LR-18316) WENGER CONVICTED OF TOUTING STOCK ON RADIO On August 26, a federal jury convicted Jerome M. Wenger, of Bethesda, Maryland, on criminal charges for failing to disclose in 1994 that he had been paid 2.1 million shares of PanWorld Minerals International stock (PWLM) to recommend on his national radio shows and newsletters titled "The Next SuperStock" that investors buy PanWorld's stock. The jury also found that Wenger failed to disclose that he was selling PanWorld stock at the same time that he was recommending investors should buy. Wenger was convicted of two counts of violating Section 17(b) of the Securities Act of 1933, and one count of Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5. Sentencing in this matter is set for November 17, 2003. [U.S. v. Wenger, case no. 2:99 CR 260 USDC C.D. Utah] The Commission's civil injunctive action against Wenger was filed June 1997 in the U.S. District Court for Utah, and alleged that Wenger violated Sections 5(a) and (c), 17(a) and (b) of the Securities Act, and Section 10(b) of the Exchange Act and Rule 10b-5. This civil action has been stayed until the criminal case was resolved. [SEC v. PanWorld Minerals International, Inc., et al., Case No. 2:97 CV 0425] (LR-18317) INVESTMENT COMPANY ACT RELEASES DEREGISTRATIONS UNDER THE INVESTMENT COMPANY ACT For the month of August, 2003, a notice has been issued giving interested persons until Sept. 23, 2003, to request a hearing on any of the following applications for an order under Section 8(f) of the Investment Company Act declaring that the applicant has ceased to be an investment company: Credit Suisse Strategic Value Fund, Inc. [File No. 811-7515] PIC Balanced Portfolio [File No. 811-6497] MW Capital Management Funds [File No. 811-10535] DEVCAP Shared Return Fund [File No. 811-9070] Mercury Large Cap Series Funds, Inc. [File No. 811-9697] Khan Funds [File No. 811-7829] United Services Insurance Funds [File No. 811-8766] AFAC Equity, L.P. (formerly 52nd Street Associates, L.P.) [File No. 811- 10277] CMG Investors Trust [File No. 811-10615] Berger Institutional Products Trust [File No. 811-7367] (Rel. IC-26171 - August 29) SELF-REGULATORY ORGANIZATIONS WITHDRAWAL SOUGHT A notice has been issued giving interested persons until Sept. 18, 2003, to comment on the application of Vestaur Securities, Inc. to withdraw its common stock, $.01 per share, from listing and registration on the New York Stock Exchange. (Rel. 34-48417) DELISTINGS GRANTED An order has been issued granting the application of the New York Stock Exchange to strike from listing and registration the Common Stock, $.01 par value, and the 6.25% Convertible Trust Preferred Securities, Series A of Mirant Trust I (together with the Common Stock, the "Securities"), of Mirant Corporation, effective at the opening of business on Sept. 2, 2003. (Rel. 34-48422) An order has been issued granting the application of the Philadelphia Stock Exchange to strike from listing and registration certain call and put options contracts issued by The Options Clearing Corporation respecting underlying securities of Deere & Company (DE), effective at the opening of business on Sept. 2, 2003. (Rel. 34-48423) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-3 MOBILITY ELECTRONICS INC, 7955 E REDFIELD RD, SCOTTSDALE, AZ, 85260, 4805960061 - 0 ($23,418,671.00) Equity, (File 333-108283 - Aug. 28) (BR. 03) S-8 SCIENCE APPLICATIONS INTERNATIONAL CORP, 10260 CAMPUS POINT DR, LEGAL DEPT, SAN DIEGO, CA, 92121, 8588266000 - 0 ($108,941,273.00) Equity, (File 333-108285 - Aug. 28) (BR. 06) S-8 SCIENCE APPLICATIONS INTERNATIONAL CORP, 10260 CAMPUS POINT DR, LEGAL DEPT, SAN DIEGO, CA, 92121, 8588266000 - 0 ($82,860,113.00) Equity, (File 333-108286 - Aug. 28) (BR. 06) S-3 8X8 INC /DE/, 2445 MISSION COLLEGE BLVD, SANTA CLARA, CA, 95054, 4087271885 - 5,650,000 ($7,712,250.00) Equity, (File 333-108289 - Aug. 28) (BR. 36) S-8 8X8 INC /DE/, 2445 MISSION COLLEGE BLVD, SANTA CLARA, CA, 95054, 4087271885 - 1,500,000 ($2,047,500.00) Equity, (File 333-108290 - Aug. 28) (BR. 36) S-8 INVITROGEN CORP, 1600 FARADAY AVE, CARLSBAD, CA, 92008, 7606037200 - 1,776,082 ($76,418,314.29) Equity, (File 333-108291 - Aug. 28) (BR. 01) S-3 ST JOE CO, 245 RIVERSIDE AVENUE STE 500, JACKSONVILLE, FL, 32202, 9043014200 - 0 ($366,300,000.00) Equity, (File 333-108292 - Aug. 28) (BR. 08) S-1 OPEN SOLUTIONS INC, 300 WINDING BROOK DRIVE, GLASTONBURY, CT, 06033, 8606523155 - 0 ($75,000,000.00) Equity, (File 333-108293 - Aug. 28) (BR. 03) S-8 MEDAREX INC, 707 STATE ROAD 206, PRINCETON, NJ, 08540, 9087136001 - 0 ($19,565,000.00) Equity, (File 333-108294 - Aug. 28) (BR. 01) S-4 BANCTRUST FINANCIAL GROUP INC, 100 ST JOSEPH ST, P O BOX 3067, MOBILE, AL, 36602, 2514317800 - 0 ($33,553,963.29) Equity, (File 333-108295 - Aug. 28) (BR. 07) S-8 MERRILL LYNCH & CO INC, 4 WORLD FINANCIAL CTR, NEW YORK, NY, 10080, 2124491000 - 0 ($200,000,000.00) Other, (File 333-108296 - Aug. 28) (BR. 07) S-8 AES CORPORATION, 1001 N 19TH ST, STE 2000, ARLINGTON, VA, 22209, 7035221315 - 0 ($77,622,477.98) Equity, (File 333-108297 - Aug. 28) (BR. 02) S-8 SANFILIPPO JOHN B & SON INC, 2299 BUSSE RD, ELK GROVE VILLAGE, IL, 60007-6057, 8475932300 - 350,000 ($5,540,500.00) Equity, (File 333-108298 - Aug. 28) (BR. 04) SB-2 MDU COMMUNICATIONS INTERNATIONAL INC, 60 COMMERCE WAY, UNIT D, TOTOWA, NJ, 07512, 9732379499 - 0 ($4,374,413.00) Equity, (File 333-108299 - Aug. 28) (BR. 37) SB-2 OBN HOLDINGS, 8275 SOUTH EASTERN AVENUE, SUITE 200, LAS VEGAS, NV, 89123, 7029380467 - 9,385,360 ($28,156,080.00) Equity, (File 333-108300 - Aug. 28) (BR. ) S-1 MYOGEN INC, 7575 WEST 103RD AVENUE STE 102, WESTMINSTER, CO, 80021, 3034106666 - 0 ($75,000,000.00) Equity, (File 333-108301 - Aug. 28) (BR. ) SB-2 SLS INTERNATIONAL INC, 3119 SOUTH SCENIC, SPRINGFIELD, MO, 65807, 4178834549 - 1,100,000 ($1,749,000.00) Equity, (File 333-108302 - Aug. 28) (BR. 36) S-4 WEBSTER FINANCIAL CORP, WEBSTER PLAZA, 145 BANK ST, WATERBURY, CT, 06720, 2037532921 - 0 ($14,940,625.00) Equity, (File 333-108303 - Aug. 28) (BR. 07) S-8 XOMA LTD /DE/, 2910 SEVENTH ST, BERKELEY, CA, 94710, 5106441170 - 11,565,000 ($105,530,625.00) Equity, (File 333-108306 - Aug. 28) (BR. 01) S-1 TELKONET INC, 670 RITCHIE HIGHWAY, 2ND FLOOR, SEVERNA PARK, MD, 21146, 8012628844 - 17,353,367 ($48,068,826.00) Equity, (File 333-108307 - Aug. 28) (BR. 37) SB-1 KNIGHTSBRIDGE RESOURCES INC, 2,000,000 ($200,000.00) Equity, (File 333-108308 - Aug. 28) (BR. ) S-3 DOBSON COMMUNICATIONS CORP, 14201 WIRELESS WAY, OKLAHOMA CITY, OK, 73134, 4053918500 - 0 ($430,818,348.00) Equity, (File 333-108309 - Aug. 28) (BR. 37) S-B REPUBLIC OF THE PHILIPPINES, 556 FIFTH AVE, PHILIPPINE CONSULATE GENERAL, NEW YORK, NY, 10036, 0 ($1,062,700,000.00) Non-Convertible Debt, (File 333-108310 - Aug. 28) (BR. DN) S-8 PATTERSON UTI ENERGY INC, 4510 LAMESA HWY, P O DRAWER 1416, SNYDER, TX, 79549, 9155731104 - 4,450,000 ($133,188,500.00) Equity, (File 333-108311 - Aug. 28) (BR. 04) S-3 WYETH, 5 GIRALDA FARMS, MADISON, NJ, 07940, 9736605000 - 0 ($2,500,000,000.00) Non-Convertible Debt, (File 333-108312 - Aug. 28) (BR. 01) S-8 XRAYMEDIA COM INC, 555 WEST HASTINGS ST., SUITE 800, BRITISH COLUMBIA, VANCOUVER, WA, 98101, 5069640404 - 500,000 ($182,500.00) Debt Convertible into Equity, (File 333-108313 - Aug. 28) (BR. 08) S-8 CORAUTUS GENETICS INC, 6555 NANCY RIDGE DRIVE, N/A, SAN DIEGO, CA, 92121, 858-678-0000 - 0 ($16,420,007.00) Equity, (File 333-108314 - Aug. 28) (BR. 01) S-8 BENIHANA INC, 8685 NW 53RD TERRACE, MIAMI, FL, 33166, 3055930770 - 1,905,703 ($22,673,350.00) Equity, (File 333-108315 - Aug. 28) (BR. 05) S-8 TRANSAX INTERNATIONAL LTD, 435 MARTIN STREET, SUITE 2000, BLAINE, WA, 98230, 360-332-3823 - 4,500,000 ($2,250,000.00) Equity, (File 333-108316 - Aug. 28) (BR. 04) S-8 MOLINA HEALTHCARE INC, ONE GOLDEN SHORE DRIVE, LONG BEACH, CA, 90802, 5624353666 - 3,022,360 ($71,388,143.20) Equity, (File 333-108317 - Aug. 28) (BR. 01) S-3 CELSION CORP, 10220-I OLD COLUMBIA PIKE, STE I, COLUMBIA, MD, 21046-1705, 4102905390 - 18,880,158 ($20,201,719.00) Equity, (File 333-108318 - Aug. 28) (BR. 36) S-3 TRANSGENOMIC INC, 12325 EMMET ST, OMAHA, NE, 68164, 4027385480 - 0 ($5,040,000.00) Equity, (File 333-108319 - Aug. 28) (BR. 36) S-3 CEPHALON INC, 145 BRANDYWINE PKWY, WEST CHESTER, PA, 19380, 6103440200 - 0 ($375,000,000.00) Debt Convertible into Equity, (File 333-108320 - Aug. 28) (BR. 01) S-8 CULLEN FROST BANKERS INC, 100 W HOUSTON ST, P O BOX 1600, SAN ANTONIO, TX, 78205, 2102204841 - 3,000,000 ($109,800,000.00) Equity, (File 333-108321 - Aug. 28) (BR. 07) S-4 CONCENTRA OPERATING CORP, 5080 SPECTRUM DRIVE, SUITE-400 WEST TOWER, ADDISON, TX, 75001, 9723648000 - 0 ($150,000,000.00) Non-Convertible Debt, (File 333-108322 - Aug. 28) (BR. 01) S-8 FIRST VIRTUAL COMMUNICATIONS INC, 3393 OCTAVIUS DR STE 102, SANTA CLARA, CA, 95054, 4085677200 - 300,000 ($762,000.00) Equity, (File 333-108323 - Aug. 28) (BR. 03) S-8 HOT TOPIC INC /CA/, 18305 EAST SAN JOSE AVENUE, CITY OF INDUSTRY, CA, 91748, 6268394681 - 1,850,000 ($61,901,000.00) Equity, (File 333-108324 - Aug. 28) (BR. 02) S-3 MEDAREX INC, 707 STATE ROAD 206, PRINCETON, NJ, 08540, 9087136001 - 0 ($125,000,000.00) Debt Convertible into Equity, (File 333-108325 - Aug. 28) (BR. 01) S-8 WOMEN FIRST HEALTHCARE INC, 12220 EL CAMINO ROAD SUITE 400, SAN DIEGO, CA, 92130, 8585091171 - 0 ($1,090,000.00) Equity, (File 333-108327 - Aug. 28) (BR. 01) S-4 PHILLIPS VAN HEUSEN CORP /DE/, 200 MADISON AVENUE, NEW YORK, NY, 10016, 2123813500 - 0 ($150,000,000.00) Debt Convertible into Equity, (File 333-108329 - Aug. 28) (BR. 02) S-8 JACKSONVILLE BANCORP INC /FL/, PO BOX 40466, JACKSONVILLE, FL, 32203-0466, 9044213040 - 100,000 ($1,348,000.00) Equity, (File 333-108330 - Aug. 28) (BR. 07) S-8 JACKSONVILLE BANCORP INC /FL/, PO BOX 40466, JACKSONVILLE, FL, 32203-0466, 9044213040 - 67,500 ($909,900.00) Equity, (File 333-108331 - Aug. 28) (BR. 07) S-8 INTERNATIONAL ASSETS HOLDING CORP, 220 CENTRAL PARKWAY, SUITE 2060, ALTAMONTE SPRINGS, FL, 32701, 407-741-5334 - 1,446,396 ($3,881,503.91) Equity, (File 333-108332 - Aug. 28) (BR. 07) S-3 LOCKHEED MARTIN CORP, 6801 ROCKLEDGE DR, BETHESDA, MD, 20817, 3018976000 - 1,000,000,000 ($1,000,000,000.00) Debt Convertible into Equity, (File 333-108333 - Aug. 28) (BR. 05) S-8 MARVELL TECHNOLOGY GROUP LTD, 4TH FLOOR, WINDSOR PLACE, 22 QUEEN STREET, P.O. BOX HM 1179, HAMILTON HM EX BERMU, D0, 4412966395 - 10,000,000 ($382,050,000.00) Equity, (File 333-108334 - Aug. 28) (BR. 36) S-8 ASHFORD HOSPITALITY TRUST INC, 14180 DALLAS PARKWAY 9TH FL, DALLAS, TX, 75254, 9724909600 - 0 ($13,005,000.00) Equity, (File 333-108335 - Aug. 28) (BR. 08) S-3 ESSEX PROPERTY TRUST INC, 925 EAST MEADOW DR, PALO ALTO, CA, 94303, 6504943700 - 0 ($300,000,000.00) Equity, 0 ($250,000,000.00) Non-Convertible Debt, (File 333-108336 - Aug. 28) (BR. 08) S-3 ODETICS INC, 1515 S MANCHESTER AVE, ANAHEIM, CA, 92802, 7147745000 - 0 ($3,399,999.00) Equity, (File 333-108337 - Aug. 28) (BR. 37) S-1 APPLIED DIGITAL SOLUTIONS INC, 400 ROYAL PALM WAY, SUITE 410, PALM BEACH, FL, 33480, 5613664800 - 58,154,644 ($22,680,311.16) Equity, (File 333-108338 - Aug. 28) (BR. 37) SB-2 ELITE FLIGHT SOLUTIONS INC, 2600 NW 55 COURT, SUITE 234, FORT LAUDERDALE, FL, 33309, 888-735-5557 - 86,186,445 ($11,204,237.85) Equity, (File 333-108339 - Aug. 28) (BR. 07) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: Item 1. Changes in Control of Registrant. Item 2. Acquisition or Disposition of Assets. Item 3. Bankruptcy or Receivership. Item 4. Changes in Registrant's Certifying Accountant. Item 5. Other Materially Important Events. Item 6. Resignations of Registrant's Directors. Item 7. Financial Statements and Exhibits. Item 8. Change in Fiscal Year. Item 9. Regulation FD Disclosure. The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports previously filed, responding to the item(s) of the form specified. 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 DATE COMMENT ------------------------------------------------------------------------------------ 5 G WIRELESS COMMUNICATIONS INC NV X X 07/31/03 AMEND ABN AMRO MORTGAGE CORP MORT PS THR CR DE X 08/01/03 ABN AMRO MORTGAGE CORP MUL CLASS MOR DE X 08/01/03 ABSC HOME EQUITY LOAN TRUST SERIES 20 NY X X 08/15/03 ACE CASH EXPRESS INC/TX TX X 08/28/03 ACTERNA CORP DE X X 08/27/03 ADVANCED MARKETING SERVICES INC DE X 08/28/03 AGL RESOURCES INC GA X 08/28/03 AGL RESOURCES INC GA X 08/28/03 ALLIANT ENERGY CORP WI X X 08/28/03 ALLMERICA FINANCIAL CORP DE X 08/28/03 ALTERNATE ENERGY CORP NV X 05/22/03 AMEND AM COMMUNICATIONS INC DE X X X 08/28/03 AMBASE CORP DE X 08/26/03 AMSOUTH AUTO RECEIVABLES LLC X X 08/15/03 ANALYSTS INTERNATIONAL CORP MN X X 08/28/03 APTA HOLDINGS INC DE X 08/25/03 ARTESYN TECHNOLOGIES INC FL X X 08/28/03 ASHWORTH INC DE 08/28/03 ASSET BACKED SEC CORP HOME EQU LOAN T DE X X 08/15/03 ASTREX INC NY X 08/18/03 BANC OF AMERICA MORT SEC INC MORT PAS DE X X 08/25/03 BANK OF AMERICA MORT SEC INC MORT PAS DE X X 08/20/03 BEAR STEARNS ASSET BACKED SECURITIES DE X X 08/26/03 BEAR STEARNS COMMERCIAL MORTGAGE SECU DE X X 08/25/03 BERRY PETROLEUM CO DE X 08/28/03 BLUE DOLPHIN ENERGY CO DE X 08/27/03 BOSTON BIOMEDICA INC MA X X 08/22/03 BRANDPARTNERS GROUP INC DE X X 08/27/03 BROOKLINE BANCORP INC MA X X 08/27/03 BULL RUN CORP GA X X 08/28/03 C&D TECHNOLOGIES INC DE X X 08/28/03 CALIFORNIA CLEAN AIR INC DE X X 08/21/03 CALPINE CORP DE X 08/27/03 CARRINGTON LABORATORIES INC /TX/ TX X X 08/18/03 AMEND CASCADE MOUNTAIN MINING CO INC NV X X X X 06/06/03 AMEND CHASE MORTGAGE FINANCE CORP DE X X 08/28/03 CITA BIOMEDICAL INC CO X X 08/20/03 CITICORP MORTGAGE SECURITIES INC DE X 08/28/03 CITIGROUP GLOBAL MARKETS HOLDINGS INC NY X 08/22/03 COCA COLA ENTERPRISES INC DE X 08/28/03 COLLEGIATE PACIFIC INC DE X X 08/28/03 COMMERCIAL FEDERAL CORP NE X X 08/22/03 COMMERCIAL MORTGAGE PASS THROUGH CERT DE X X 08/15/03 CONCURRENT COMPUTER CORP/DE DE X 08/28/03 CONSOLIDATED GRAPHICS INC /TX/ TX X X 08/28/03 COPPER CORP CO X X X 08/15/03 AMEND COREL CORP A6 X X 08/28/03 CORIXA CORP DE X X 06/23/03 AMEND CORNERSTONE PROPANE PARTNERS LP DE X 08/28/03 CORNERSTONE PROPANE PARTNERS LP DE X 08/28/03 CRAY INC WA X 08/25/03 CREDIT SUISSE FIRST BOSTON MORTGAGE S DE X 08/28/03 CREDIT SUISSE FIRST BOSTON MORTGAGE S DE X 08/28/03 CREDIT SUISSE FIST BOSTON HOME EQUITY DE X X 08/25/03 CSFB MORTGAGE SEC CORP HOME EQ MORT P DE X X 08/25/03 CWMBS INC DE X X 08/26/03 CWMBS INC DE X 08/28/03 CWMBS INC DE X 08/28/03 CWMBS INC DE X 08/28/03 CWMBS INC DE X 08/28/03 CWMBS INC DE X 08/28/03 CWMBS INC DE X 08/28/03 CWMBS INC DE X 08/28/03 CYBERONICS INC DE X 08/26/03 DAN RIVER INC /GA/ GA X 08/28/03 DEB SHOPS INC PA X 08/28/03 DELTA AIR LINES INC /DE/ DE X X 08/27/03 DIAL CORP /NEW/ DE X X 08/28/03 DIGEX INC/DE DE X X 08/27/03 DNB FINANCIAL CORP /PA/ PA X 08/28/03 DOBSON COMMUNICATIONS CORP OK X X X 08/19/03 DOLLAR GENERAL CORP TN X X 08/28/03 DOLLAR GENERAL CORP TN X 08/28/03 AMEND DONALDSON CO INC DE X 08/27/03 DYCOM INDUSTRIES INC FL X 08/28/03 EL PASO NATURAL GAS CO DE X X 08/28/03 EMERGENT GROUP INC/NY NV X 08/28/03 EN POINTE TECHNOLOGIES INC DE X X 08/18/03 EON COMMUNICATIONS CORP DE X 08/27/03 EOTT ENERGY LLC DE X X 08/25/03 EQUIDYNE CORP DE X X 08/28/03 FIBERCORE INC NV X X 08/22/03 FINLAY ENTERPRISES INC /DE DE X X 08/27/03 FINLAY FINE JEWELRY CORP DE X X 08/27/03 FIREPOND INC DE X 08/28/03 FIRST HORIZON ASSET SECURITIES INC DE X X 08/26/03 FIRST NATIONAL BANCSHARES INC/ FL/ FL X X 08/28/03 FIRST NATIONAL COMMUNITY BANCORP INC PA X X 08/27/03 FIRST UNION COMM MORT TRUST COMM MOR NY X X 08/15/03 FIRST UNION COMM MORT TRUST COMM MOR NY X X 08/15/03 FIRSTENERGY CORP OH X X 08/28/03 FLEMING COMPANIES INC /OK/ OK X X X X 08/23/03 FMC CORP DE X 08/27/03 GERBER SCIENTIFIC INC CT 08/28/03 GODDARD INDUSTRIES INC MA X 09/28/02 GOLD BANC CORP INC KS X X 08/26/03 GREENPOINT MORTGAGE SECURITIES INC/ DE X 08/28/03 GREENWICH CAPITAL ACCEPTANCE INC DE X 08/28/03 GUSANA EXPLORATIONS INC X 08/18/03 HARBORVIEW MORTGAGE LOAN TRUST 2003 1 DE X X 08/19/03 HAROLDS STORES INC OK 08/02/03 HAWAIIAN HOLDINGS INC DE X X 08/20/03 HEARUSA INC DE X X 08/26/03 HEI INC MN X X 08/26/03 HEPALIFE TECHNOLOGIES INC FL X X 08/27/03 HFC REVOLVING CORP HOUSEHOLD HOME EQ DE X 08/20/03 HFC REVOLVING CORP HOUSEHOLD HOME EQU DE X 08/20/02 HIGH COUNTRY FINANCIAL CORP NC X X 08/27/03 HOME EQUITY MORTGAGE PASS THROUGH CER DE X X 08/25/03 HOUSEHOLD AUTO RECEIVABLES CORP ASSET NV X 08/18/03 HOUSEHOLD AUTO RECEIVABLES CORP SERIE NV X 08/18/03 HOUSEHOLD AUTOMOTIVE TRUST 2003-1 NV X 08/18/02 HOUSEHOLD AUTOMOTIVE TRUST VI SERIES NV X 08/18/03 HOUSEHOLD HOME EQUITY LOAN TRUST 1999 DE X 08/20/03 HOUSEHOLD HOME EQUITY LOAN TRUST 2002 X 08/18/03 HOUSEHOLD HOME EQUITY LOAN TRUST 2002 DE X 08/20/03 HOUSEHOLD MORTGAGE LOAN TRUST 2002 HC X 08/20/03 HOUSEHOLD MORTGAGE LOAN TRUST 2003-HC DE X 08/20/03 HOUSEHOLD REVOLVING HOME EQUITY LOAN DE X 08/20/03 HOUSEHOLD 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