SEC NEWS DIGEST Issue 2004-158 August 17, 2004 ENFORCEMENT PROCEEDINGS INITIAL DECISION IN THE MATTER OF DOUGLAS POWELL, ET AL. An Administrative Law Judge has issued an Initial Decision in Douglas W. Powell, et al., Administrative Proceeding No. 3-11086. The Initial Decision finds that Respondents Douglas W. Powell (Powell) and Charles D. Elliott (Elliott) did not willfully associate with Northstar Securities, Inc. (Northstar), a registered broker-dealer, while a Commission order suspending them from such conduct was in effect. As a result of this finding, the Initial Decision concludes that Powell and Elliott did not willfully violate Section 15(b)(6)(B)(i) of the Exchange Act of 1934 (Exchange Act), nor did Respondent Russell S. Tarbett (Tarbett) willfully aid and abet or cause Powell’s and Elliott’s violations of this provision of the Exchange Act. It further concludes that Powell, Elliott, and Tarbett did not willfully aid and abet or cause the alleged violations against Northstar of Exchange Act Sections 15(b)(1), 15(b)(6)(B)(ii), and l7(a)(1) and Rules l5b3-1, l5b7-1, l7a- 3(a)(12), 17a-3(a)(12)(i)(d), and 17a-5 thereunder. Accordingly, the Initial Decision dismisses all charges against Respondents Powell, Elliott, and Tarbett. (Initial Decision Rel. 255) ACTION AGAINST VASO ACTIVE PHARMACEUTICALS, INC. AND JOHN MASIZ On Aug. 17, 2004, the Securities and Exchange Commission filed a settled civil injunctive action in the United States District Court for the District of Columbia against Vaso Active Pharmaceuticals Inc., and John Masiz, its President, Chairman and CEO. The Commission’s complaint alleges that the defendants made material misrepresentations and omissions in both public statements and filings with the Commission falsely claiming FDA approval for three of the company’s products which were not, in fact, FDA approved. Specifically, the Commission’s complaint alleges that on July 3, 2003, Vaso Active filed a Form SB-2 registration statement with the Commission for an initial public offering. The filing was signed by John Masiz and stated that Vaso Active’s products Athlete’s Relief, Osteon, and Termin8 (then called deFEET) “have received FDA approval.” This statement was repeated in amendments filed with the Commission. However, this statement was false and misleading because none of these products had received FDA approval. The Commission’s complaint also alleges that, in the company’s 10-KSB, filed on March 26, 2004, Vaso Active made further false and misleading statements regarding its products. The filing states: “Athlete’s Relief, Osteon, and Termin8 are qualified under FDA OTC monographs and have been registered as such.” This statement was false and misleading because, to the extent that these products utilize a transdermal drug delivery system, the products did not satisfy FDA monograph requirements. Masiz signed the attached certification, stating that based on his knowledge, the filing contained no untrue statement of material fact. Without admitting or denying the allegations in the complaint, the Defendants consented to the entry of final judgments permanently enjoining each of them from violating Section 17(a) of the Securities Act of 1933, Sections 10(b) and 13(a) of the Securities Exchange Act of 1934, and Rule 10b-5 and 13a-1 thereunder; and for Masiz, violation of Rule 13a-14, the certification provision. Masiz agreed to a final judgment barring him from acting as an officer or director of a public company for five years and requiring him to pay an $80,000 civil penalty. Previously, the Commission had ordered a ten-day trading suspension in Vaso securities arising from the facts alleged in the Complaint. [SEC v. Vaso Active Pharmaceuticals, Inc., Civil Action No. 04 CV 01395, RJL, D.D.C.] (LR-18834) SELF-REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE A proposed rule change (SR-NSX-2004-09) filed by the National Stock Exchange relating to changes to the NSX’s specialist operating revenue (SOR) revenue sharing program has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of August 16. (Rel. 34-50190) A proposed rule change (SR-BSE-2004-35) filed by the Boston Stock Exchange to eliminate the requirement that certain market makers on the Boston Options Exchange Facility with no public accounts and who do not solicit public accounts, maintain certain information barriers has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal in the Federal Register is expected during the week of August 16. (Rel. 34-50193) The American Stock Exchange filed a proposed rule change (SR-Amex-2004- 61) relating to the elimination of the $72,000 options fee cap. The proposed rule change has become immediately effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of August 16. (Rel. 34-50195) ACCELERATED APPROVAL OF PROPOSED RULE CHANGE The Commission noticed and granted accelerated approval to a proposed rule change (SR-Amex-2004-05) and Amendment Nos. 1, 2, 3 and 4 thereto submitted by the American Stock Exchange LLC under Rule 19b-4 of the Securities Exchange Act of 1934 to list and trade the shares of certain Vanguard International Equity Index Funds that will seek to track indices complied by Morgan Stanley Capital International Inc. Publication is expected in the Federal Register during the week of August 16. (Rel. 34-50189) PROPOSED RULE CHANGES Pursuant to Rule 19b-4 under the Securities Exchange Act of 1934, the New York Stock Exchange has filed a proposed rule change (SR-NYSE-2004- 04) and Amendment Nos. 1 and 2 thereto to amend its rules regarding listed company relations proceedings. Publication of the notice is expected in the Federal Register during the week of August 16. (Rel. 34- 50196) The International Securities Exchange has filed a proposed rule change (SR-ISE-2004-18) and Amendments No. 1 and 2 thereto under Rule 19b-4 of the Exchange Act to amend its market maker Information Barrier requirements under ISE Rule 810. Publication of the notice is expected in the Federal Register during the week of August 16. (Rel. 34-50197) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-8 AMGEN INC, ONE AMGEN CENTER DRIVE, THOUSAND OAKS, CA, 91320-1799, 805-447-1000 - 0 ($102,863,512.40) Equity, (File 333-118254 - Aug. 16) (BR. 01) SB-2 Shiwana, Inc., 1320 TOWER ROAD, SCHAUMBURG, IL, 60173, 847-598-3750 - 0 ($19,918,441.80) Equity, (File 333-118255 - Aug. 16) (BR. 08) S-1 Nissan Auto Lease Trust 2004-A, C/O NISSAN NORTH AMERICA, INC., 990 WEST 190TH STREET, TORANCE, CA, 90502, 310-719-8509 - 0 ($1,000,000.00) Non-Convertible Debt, (File 333-118256 - Aug. 16) (BR. 05) S-4 CHARLES RIVER LABORATORIES INTERNATIONAL INC, 261 BALLARDVALE STREET, WILMINGTON, MA, 01867, 9786586000 - 0 ($749,339,500.00) Equity, (File 333-118257 - Aug. 16) (BR. 01) S-8 CROWN MEDICAL SYSTEMS INC, 6006 NORTH MESA ST, SUITE 709, EL PASO, TX, 79912, 915-845-1787 - 500,000 ($92,500.00) Equity, (File 333-118258 - Aug. 16) (BR. 08) SB-2 CAPITAL RESOURCE FUNDING INC, 2212 LANTERN WAY CIRCLE, CORNELIUS, NC, 28031, (704)564-1676 - 990,000 ($247,500.00) Equity, (File 333-118259 - Aug. 16) (BR. 07) S-8 METTLER TOLEDO INTERNATIONAL INC/, IM LANGACHER P O BOX MT-100, CH 8606 GREIFENSEE, SWITZERLAND, V8, 10022, 2126445900 - 3,500,000 ($143,762,500.00) Equity, (File 333-118260 - Aug. 16) (BR. 36) S-1 WHITING PETROLEUM CORP, 0 ($24,624,000.00) Equity, (File 333-118261 - Aug. 16) (BR. 04) SB-2 Azzoro Inc., 475 HOWE STREET, SUITE 1030, VANCOUVER, A1, V6C 2B3, 604-209-4522 - 2,610,000 ($522,000.00) Equity, (File 333-118262 - Aug. 16) (BR. 09) S-8 STEMCELLS INC, 6504753100 - 0 ($4,410,000.00) Equity, (File 333-118263 - Aug. 16) (BR. 01) S-8 BIOMET INC, 56 EAST BELL DR, WARSAW, IN, 46582, 2192676639 - 0 ($4,639,119.32) Equity, (File 333-118264 - Aug. 16) (BR. 36) S-8 QUAKER FABRIC CORP /DE/, 941 GRINNELL ST., FALL RIVER, MA, 02721, 5086781951 - 1,500,000 ($10,111,500.00) Equity, (File 333-118265 - Aug. 16) (BR. 02) S-8 JACKSON RIVERS CO, 27 RADIO CIRCLE DRIVE, MOUNT KISCO, NY, 10549, 6196154242 - 199,000,000 ($199,000.00) Equity, (File 333-118266 - Aug. 16) (BR. 03) SB-2 GREENVILLE FIRST BANCSHARES INC, 8642417806 - 0 ($14,878,125.00) Equity, (File 333-118267 - Aug. 16) (BR. 07) S-8 DIRECT RESPONSE FINANCIAL SERVICES INC, 7080 N. WHITNEY, SUITE 101, FRESNO, CA, 93720, 559-434-1565 - 2,000,000 ($100,000.00) Equity, (File 333-118268 - Aug. 16) (BR. 08) S-8 LOUISIANA-PACIFIC CORP, 414 UNION STREET, SUITE 2000, NASHVILLE, TN, 37219-1711, 6159865600 - 10,000,000 ($10,000,000.00) Non-Convertible Debt, (File 333-118269 - Aug. 16) (BR. 06) S-8 STANDARD COMMERCIAL CORP, 2201 MILLER RD, WILSON, NC, 27893, 2522915507 - 0 ($11,780,000.00) Equity, (File 333-118270 - Aug. 16) (BR. 04) S-8 COMVERSE TECHNOLOGY INC/NY/, 170 CROSSWAYS PARK DR, WOODBURY, NY, 11797, 5166777200 - 1,000,000 ($15,480,000.00) Equity, (File 333-118271 - Aug. 16) (BR. 37) S-8 COMVERSE TECHNOLOGY INC/NY/, 170 CROSSWAYS PARK DR, WOODBURY, NY, 11797, 5166777200 - 2,500,000 ($38,700,000.00) Equity, (File 333-118272 - Aug. 16) (BR. 37) S-8 BANK OF THE JAMES FINANCIAL GROUP INC, P O BOX 1200, LYNCHBURG, VA, 24505, 4348462000 - 60,000 ($1,446,000.00) Equity, (File 333-118273 - Aug. 16) (BR. 07) S-3 THORATEC CORP, 6035 STONERIDGE DR, PLEASANTON, CA, 94588, 9258478600 - 247,427,000 ($247,427,000.00) Debt Convertible into Equity, (File 333-118274 - Aug. 16) (BR. 36) S-8 AMERICAN CAMPUS COMMUNITIES INC, 1,210,000 ($21,175,000.00) Equity, (File 333-118275 - Aug. 16) (BR. 08) S-3 CONNECTICUT LIGHT & POWER CO, SELDEN STREET, BERLIN, CT, 06037-1616, 8606655000 - 0 ($880,000,000.00) Non-Convertible Debt, (File 333-118276 - Aug. 16) (BR. 02) S-8 EVANS & SUTHERLAND COMPUTER CORP, 600 KOMAS DR, SALT LAKE CITY, UT, 84108, 8015881815 - 0 ($11,885,015.00) Equity, (File 333-118277 - Aug. 16) (BR. 36) S-4 GUNDLE SLT ENVIRONMENTAL INC, 19103 GUNDLE RD, HOUSTON, TX, 77073, 7134438564 - 0 ($150,000,000.00) Other, (File 333-118278 - Aug. 16) (BR. 06) N-2 NGP Capital Resources CO, 125 EAST JOHN CARPENTER FREEWAY, SUITE 600, IRVING, TX, 75062, 972-432-1440 - 0 ($293,250,000.00) Equity, (File 333-118279 - Aug. 16) (BR. ) S-8 TRIBUNE CO, 435 N MICHIGAN AVE, STE 600, CHICAGO, IL, 60611, 3122229100 - 25,000 ($1,024,000.00) Equity, (File 333-118280 - Aug. 16) (BR. 05) S-8 TRIBUNE CO, 435 N MICHIGAN AVE, STE 600, CHICAGO, IL, 60611, 3122229100 - 10,000 ($409,600.00) Equity, (File 333-118281 - Aug. 16) (BR. 05) S-8 TRIBUNE CO, 435 N MICHIGAN AVE, STE 600, CHICAGO, IL, 60611, 3122229100 - 1,500,000 ($61,440,000.00) Equity, (File 333-118282 - Aug. 16) (BR. 05) S-8 TRIBUNE CO, 435 N MICHIGAN AVE, STE 600, CHICAGO, IL, 60611, 3122229100 - 3,000,000 ($122,880,000.00) Equity, (File 333-118283 - Aug. 16) (BR. 05) S-8 TRIBUNE CO, 435 N MICHIGAN AVE, STE 600, CHICAGO, IL, 60611, 3122229100 - 400,000 ($16,384,000.00) Equity, (File 333-118284 - Aug. 16) (BR. 05) S-2 QT 5 INC, 5655 LINDERO CANYON ROAD, SUITE 120, WESTLAKE VILLAGE, CA, 91362, (866) 508-8378 - 0 ($8,300,336.03) Equity, (File 333-118286 - Aug. 16) (BR. 01) SB-2 Environmental BioScience, Inc., 1130 N. LOWELL STREET, SANTA ANA, CA, 92703, (949) 293-4625 - 4,500,000 ($4,500,000.00) Equity, (File 333-118287 - Aug. 16) (BR. ) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: Item 1. Changes in Control of Registrant. Item 2. Acquisition or Disposition of Assets. Item 3. Bankruptcy or Receivership. Item 4. Changes in Registrant's Certifying Accountant. Item 5. Other Materially Important Events. Item 6. Resignations of Registrant's Directors. Item 7. Financial Statements and Exhibits. Item 8. Change in Fiscal Year. Item 9. Regulation FD Disclosure. Item 10. Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics. Item 11. Temporary Suspension of Trading Under Registrant's Employee Benefit Plans. Item 12. Results of Operations and Financial Condition. The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports previously filed, responding to the item(s) of the form specified. 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 10 11 12 13 DATE COMMENT ABFC Asset-Backed Certificates, Serie DE X X 08/13/04 ADEPT TECHNOLOGY INC CA X 08/13/04 ADVANCED NUTRACEUTICALS INC/TX TX X X X 08/13/04 ADVANCED POWER TECHNOLOGY INC X 08/12/04 AFFILIATED COMPUTER SERVICES INC DE X X X 08/13/04 AIRNET SYSTEMS INC OH X 08/12/04 AIRXCEL INC DE X 06/25/04 ALASKA PACIFIC BANCSHARES INC AK X 06/30/04 ALLIS CHALMERS CORP DE X X 08/12/04 ALLSTATE CORP DE X X 08/16/04 ALMOST FAMILY INC DE X X 06/30/04 ALTEON INC /DE DE X 08/12/04 AMERICAN COMMUNITY PROPERTIES TRUST MD X X 08/16/04 AMERICAN EXPRESS CREDIT ACCOUNT MASTE DE X X 08/16/04 AMERICAN EXPRESS MASTER TRUST DE X X 08/16/04 AmeriCredit Automobile Receivables Tr DE X X 08/16/04 AMERICREDIT AUTOMOBILE RECEIVABLES TR DE X X 08/16/04 AMERICREDIT AUTOMOBILE RECEIVABLES TR DE X X 08/16/04 AmNet Morgage, Inc. MD X X 08/16/04 ANGELICA CORP /NEW/ MO X X 07/31/04 AQUILA INC DE X 05/31/04 AQUILA INC DE X X 08/13/04 ARDEN GROUP INC DE X 07/03/04 ASPEN INSURANCE HOLDINGS LTD D0 X X 08/16/04 ASSET BACKED FUNDING CORP DE X X 08/11/04 ASSET BACKED PASS THRU CERTS SERIES 2 DE X X 08/15/04 Asset Backed Pass-Through Certificate DE X 08/16/04 AMEND ASSURANCEAMERICA CORP NV X 06/30/04 ATRIUM COMPANIES INC DE X X 06/01/04 AMEND AUTHENTIDATE HOLDING CORP DE X 08/16/04 AUXILIUM PHARMACEUTICALS INC X X 08/16/04 BA MASTER CREDIT CARD TRUST / X 08/15/04 Banc of America Alternative Loan Trus DE X X 04/29/04 Banc of America Alternative Loan Trus DE X X 05/27/04 Banc of America Alternative Loan Trus DE X X 06/28/04 Banc of America Funding Corp. Mortgag DE X X 04/29/04 BANC OF AMERICA MORT SEC INC MORT PAS DE X X 03/30/04 Banc of America Mortgage Securities M DE X X 04/29/04 Banc of America Mortgage Securities M DE X X 05/27/04 BANK ONE DELAWARE NATIONAL ASSOCIAT X X 08/10/04 BANK ONE DELAWARE NATIONAL ASSOCIAT X X 08/16/04 BANK ONE DELAWARE NATIONAL ASSOCIAT X X 08/16/04 BANK ONE DELAWARE NATIONAL ASSOCIAT X 08/16/04 BANK ONE DELAWARE NATIONAL ASSOCIAT X X 07/28/04 BANK ONE DELAWARE NATIONAL ASSOCIAT X X 08/04/04 BARNES & NOBLE INC DE X X 08/10/04 BASIC EARTH SCIENCE SYSTEMS INC DE X X 08/16/04 BEACON POWER CORP DE X 08/16/04 BEAR STEARNS ARM TRUST, MORTGAGE PASS DE X 07/30/04 BEAR STEARNS ASSET BACKED FUND INC WH DE X X 08/16/04 BEAR STEARNS ASSET BACKED SECURITIES DE X 07/30/04 BEAR STEARNS ASSET BACKED WHOLE AUTO DE X X 08/16/04 BESTNET COMMUNICATIONS CORP NV X 08/12/04 BIO KEY INTERNATIONAL INC MN X X 08/16/04 BIOSANTE PHARMACEUTICALS INC WY X 08/16/04 BLACKBOARD INC DE X 08/16/04 BLUE RIVER BANCSHARES INC IN X X 08/16/04 BRANDPARTNERS GROUP INC DE X X 08/16/04 BRESLER & REINER INC DE X X 06/30/04 BRINKER INTERNATIONAL INC DE X X 08/11/04 C-CHIP TECHNOLOGIES CORP NV X X 08/13/04 CALA CORP OK X 04/12/04 AMEND CALYPTE BIOMEDICAL CORP DE X X 08/16/04 CANTERBURY PARK HOLDING CORP MN X X 08/16/04 CarMax Auto Owner Trust 2004-1 DE X X 08/16/04 CARRIAGE SERVICES INC DE X X 08/11/04 CARRIZO OIL & GAS INC TX X 08/16/04 CASEYS GENERAL STORES INC IA X 08/16/04 CATALINA LIGHTING INC FL X X 08/13/04 CCSB FINANCIAL CORP DE X X 08/09/04 CENTRA FINANCIAL HOLDINGS INC WV X X 08/13/04 CEPHALON INC DE X X 08/12/04 CHEC LOAN TRUST 2004-1 DE X X 08/12/04 CHICAGO PIZZA & BREWERY INC CA X X 08/16/04 CHINA FUND INC MD X 07/01/04 CHINDEX INTERNATIONAL INC DE X 08/16/04 CHORDIANT SOFTWARE INC DE X X 08/16/04 CITIBANK SOUTH DAKOTA N A DE X 07/27/04 CITIBANK SOUTH DAKOTA N A DE X 07/27/04 CIVITAS BANKGROUP INC TN X 08/16/04 CLAIBORNE LIZ INC DE X 08/16/04 COLLEGE LOAN CORP TRUST I DE X X 07/31/04 COMM 2004-LNB3 COMMERCIAL MORTGAGE PA DE X 08/10/04 CONSOLIDATED WATER CO LTD E6 X 08/16/04 CONSUMERS BANCORP INC /OH/ OH X 08/13/04 CORAUTUS GENETICS INC DE X X 08/16/04 COVER ALL TECHNOLOGIES INC DE X X 08/16/04 CPI AEROSTRUCTURES INC NY X X 08/16/04 CREDIT ACCEPTANCE CORPORATION MI X 08/16/04 CWABS Asset Backed Certificates Trust DE X 07/30/04 CWABS INC ASSET BACKED CERTIFICATES S DE X 07/29/04 DARLING INTERNATIONAL INC DE X X 07/03/04 DAVEL COMMUNICATIONS INC IL X X 08/13/04 DEEP WELL OIL & GAS INC NV X X 08/10/04 DEERE JOHN RECEIVABLES INC DE X X 08/16/04 DEX MEDIA INC DE X X 08/12/04 DIAMOND TRIUMPH AUTO GLASS INC DE X X 08/16/04 DIGITAL FUSION INC/NJ/ DE X 08/13/04 DIGITAL POWER CORP CA X X 08/13/04 DISCOVER CARD MASTER TRUST I DE X 08/16/04 DOTRONIX INC MN X X 08/13/04 DUTCHFORK BANCSHARES INC DE X X 08/16/04 EASTMAN CHEMICAL CO DE X X 07/31/04 EASYLINK SERVICES CORP DE X X 08/01/04 EATON VANCE CORP MD X X 08/16/04 ECHEX WORLDWIDE CORP NV X X 08/12/04 ELECSYS CORP KS X X 08/09/04 ELECTRIC CITY CORP DE X X 08/16/04 ELECTRONIC SYSTEMS TECHNOLOGY INC WA X X 08/13/04 EQUISTAR CHEMICALS LP X X 08/16/04 EVANS & SUTHERLAND COMPUTER CORP UT X X 08/13/04 EXPLORATIONS GROUP INC DE X X 07/29/04 FANSTEEL INC DE X 06/30/04 FARMER MAC MORTGAGE SECURITIES CORP DE X 08/16/04 FARMER MAC MORTGAGE SECURITIES CORP DE X 08/16/04 FARMER MAC MORTGAGE SECURITIES CORP DE X 08/16/04 FARMER MAC MORTGAGE SECURITIES CORP DE X 08/16/04 FEDERAL NATIONAL MORTGAGE ASSOCIATION X 08/16/04 FGI GROUP INC DE X X 08/13/04 FIREARMS TRAINING SYSTEMS INC DE X X 08/16/04 FLEET CREDIT CARD MASTER TRUST II NY X 08/16/04 FLEMING COMPANIES INC /OK/ OK X X 08/13/04 FNANB CREDIT CARD MASTER NOTE TRUST X 08/16/04 FNANB CREDIT CARD MASTER TRUST X 08/16/04 Ford Credit Auto Owner Trust 2004-A DE X X 07/31/04 FPL GROUP INC FL X 08/12/04 GARMIN LTD X X 08/16/04 GE COMMERCIAL MORT CORP MORT PASS-THR DE X 08/10/04 GENERAL NUTRITION CENTERS INC PA X 08/16/04 GENLYTE GROUP INC DE X X 08/09/04 GENUINE PARTS CO GA X 08/16/04 GEORGIA POWER CO GA X 08/12/04 GLIMCHER REALTY TRUST MD X X 08/16/04 GLOBAL PREFERRED HOLDINGS INC DE X 08/13/04 GMX RESOURCES INC OK X X 08/10/04 GOLFSMITH INTERNATIONAL HOLDINGS INC DE X X 08/12/04 GOODRICH PETROLEUM CORP DE X X X 08/11/04 GP STRATEGIES CORP DE X X 06/30/04 GREAT WESTERN LAND RECREATION INC NV X 08/16/04 GREEN POWER ENERGY HOLDINGS CORP DE X 08/12/04 GS MORTGAGE SECURITIES CORP DE X 08/16/04 GS MORTGAGE SECURITIES CORP DE X 08/16/04 GULF POWER CO ME X 08/12/04 HALOZYME THERAPEUTICS INC NV X X X 08/16/04 HALSEY DRUG CO INC/NEW NY X X X 08/13/04 HANOVER CAPITAL MORTGAGE HOLDINGS INC MD X X 08/13/04 HANOVER CAPITAL MORTGAGE HOLDINGS INC MD X X 08/13/04 HARSCO CORP DE X X 08/12/04 HEALTH & NUTRITION SYSTEMS INTERNATIO FL X X 08/13/04 HEALTH NET INC DE X 08/16/04 HEPALIFE TECHNOLOGIES INC FL X X 08/09/04 HMP Equity Holdings CORP DE X 08/16/04 HUNTSMAN INTERNATIONAL HOLDINGS LLC DE X 08/16/04 HUNTSMAN INTERNATIONAL LLC DE X 08/16/04 HUNTSMAN LLC UT X 08/16/04 HYUNDAI ABS FUNDING CORP DE X X 08/09/04 I2 TECHNOLOGIES INC DE X X X 08/12/04 ILINC COMMUNICATIONS INC DE X X 08/16/04 INFINITY INC CO X 08/16/04 INLAND WESTERN RETAIL REAL ESTATE TRU MD X X 08/09/04 INTEGRATED BUSINESS SYSTEMS & SERVICE SC X X 08/16/04 Intermix Media, Inc. DE X 08/10/04 INTERNATIONAL ASSETS HOLDING CORP DE X X 08/16/04 INVESTORS CAPITAL HOLDINGS LTD MA X X 08/16/04 ISLAND PACIFIC INC DE X 08/11/04 Ispat Inland L.P. DE X X 08/16/04 JO-ANN STORES INC OH X 08/16/04 JP MORTGAGE CHASE COMM MORT PASS THR DE X X 08/12/04 JPMorgan Chase Commercial Mortgage Se DE X X 08/12/04 KANSAS CITY LIFE INSURANCE CO MO X 06/30/04 KEY GOLD CORP NV X 08/12/04 KEYSTONE CONSOLIDATED INDUSTRIES INC DE X 08/16/04 KMART HOLDING CORP DE X 08/16/04 LACLEDE GROUP INC MO X 08/16/04 LAND O LAKES INC X X 08/16/04 LBI MEDIA HOLDINGS INC X X 08/13/04 LEHMAN BROTHERS HOLDINGS INC DE X 08/12/04 LEVITT CORP X 08/16/04 LIBERTY MEDIA INTERNATIONAL INC DE X 08/16/04 LIFEPOINT HOSPITALS INC DE X X 08/16/04 LONG BEACH ACCEPTANCE CORP AUTO RECEI X X 08/16/04 Long Beach Acceptance Corp. Auto Rece X X 08/16/04 LOWES COMPANIES INC NC X X 08/16/04 LUCILLE FARMS INC DE X X 08/16/04 MACERICH CO MD X 08/10/04 MACROPORE INC DE X X 08/16/04 MAGNETEK INC DE X X 08/16/04 MAGNITUDE INFORMATION SYSTEMS INC DE X X 08/16/04 MAINE & MARITIMES CORP X 08/16/04 MAKE YOUR MOVE INC NV X 08/04/04 MANTECH INTERNATIONAL CORP DE X X X 08/16/04 MANUFACTURED HOME COMMUNITIES INC MD X 08/16/04 MARCONI CORP PLC X0 X 08/16/04 MASTR ASSET BACKED SECURITIES TRUST 2 DE X X 08/12/04 MASTR ASSET BACKED SECURITIES TRUST 2 DE X X 07/12/04 MBNA AMERICA BK NAT ASSOC MBNA MASTER X X 07/31/04 MBNA CORP MD X 07/31/04 MBNA CREDIT CARD MASTER NOTE TRUST X X 07/31/04 McAfee, Inc. DE X X 08/16/04 MCF CORP DE X X 08/10/04 MECHANICAL TECHNOLOGY INC NY X X 06/30/04 MEDICSIGHT INC DE X 08/16/04 MERIDIAN HOLDINGS INC CO X 08/16/04 MERISEL INC /DE/ DE X 08/13/04 MESTEK INC PA X 06/30/04 METRETEK TECHNOLOGIES INC DE X X 08/16/04 MIDDLETON DOLL CO WI X X 08/16/04 MK RESOURCES CO DE X 08/13/04 MOMENTA PHARMACEUTICALS INC DE X 08/16/04 Morgan Stanley ABS Capital I Inc. Tru DE X X 08/16/04 MORGAN STANLEY DEAN WITTER CAPITAL I DE X X 08/12/04 MOVADO GROUP INC NY X X 07/30/04 MSW ENERGY HOLDINGS II LLC X 08/16/04 MTI TECHNOLOGY CORP DE X X 08/09/04 MTR GAMING GROUP INC DE X 08/13/04 MULTI COLOR CORP OH X X 08/13/04 MYLAN LABORATORIES INC PA X X 08/13/04 NATIONAL CITY AUTO RECEIVABLES TRUST DE X X 08/16/04 NATIONAL CITY AUTO RECEIVABLES TRUST X X 08/16/04 NATIONAL CITY CREDIT CARD MASTER TRUS X X 08/16/04 NATIONAL HEALTH INVESTORS INC MD X 08/16/04 NATIONAL HEALTH REALTY INC MD X 08/16/04 NATIONAL HEALTHCARE CORP DE X 08/16/04 NATIONAL SECURITY GROUP INC DE X 08/16/04 NeuroMetrix, Inc. 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