SEC NEWS DIGEST Issue 2005-156 August 15, 2005 COMMISSION ANNOUNCEMENTS SEC HOLDS 24TH ANNUAL SMALL BUSINESS CAPITAL FORMATION FORUM WITH ADVISORY COMMITTEE MEETING The Securities and Exchange Commission’s annual Small Business Capital Formation Forum will be held in conjunction with a meeting of the Commission’s Advisory Committee on Smaller Public Companies, Sept. 19- 20, 2005 in San Francisco. “The Advisory Committee is considering different regulatory requirements for firms below an agreed upon threshold of market capitalization, or perhaps some other measurement of size,” said SEC Chairman Christopher Cox. “As we work to protect investors, I expect that the SEC and the Public Company Accounting Oversight Board will give significant weight to the findings and recommendations of the Advisory Committee, and that the policy-making process will benefit from the discussions in San Francisco. I have urged the Advisory Committee’s leaders to conduct their work with a view to protecting investors, as they consider whether the costs imposed by the current securities regulatory system for smaller companies are proportionate to the benefits. I look forward to full reports on all aspects of the San Francisco meetings.” The annual Capital Formation Forum will be Monday, September 19. The Advisory Committee meeting begins Monday and continues Tuesday. Both events are at the Hyatt at Fisherman’s Wharf. The SEC plays host to the annual Forum under a 1980 Congressional mandate to give smaller company representatives a chance to communicate their views on capital formation to senior government officials. The SEC organized the Advisory Committee on Smaller Public Companies in March 2005 to examine the impact of the federal securities laws on smaller companies, including the impact of the Sarbanes-Oxley Act of 2002, and to recommend action. The Committee’s final report is due in April 2006. Roundtable sessions will be held Monday morning at the concurrent meetings. Members of the Advisory Committee will participate in the roundtable discussions, which will include discussion of recommendations that the Advisory Committee might make to the Commission. The Forum schedule includes breakout group sessions to be held Monday afternoon to develop recommendations to improve small business capital formation through legislation, regulation, and private action. Forum recommendations will be presented to the Advisory Committee Tuesday morning, and considered in drafting the final report to the SEC. All Advisory Committee meetings will be open to the public and broadcast on the Internet at www.sec.gov. Forum sessions include both public and private meetings. All Forum attendees must pre-register with the SEC. The SEC will publish the Forum’s and Advisory Committee’s final agendas in September. Registration for the Forum and more information are available by calling the SEC Office of Small Business Policy at (202) 551-3460 or visiting the SEC’s Forum webpage at http://www.sec.gov/info/smallbus/sbforum.shtml. Suggested topics for discussion at the roundtable sessions or recommendations for the breakout groups should be e-mailed to the SEC Office of Small Business Policy at smallbusiness@SEC.gov or mailed to the SEC at 100 F Street, N.E., Washington, D.C. 20549-3628. (Press Rel. 2005-115) HAROLD DEGENHARDT, HEAD OF THE SEC'S FORT WORTH OFFICE, TO LEAVE THE COMMISSION Harold F. Degenhardt, District Administrator of the Securities and Exchange Commission's Fort Worth District Office, has announced that he will leave the Commission in September to become a partner in the Dallas office of the law firm of Fulbright & Jaworski, LLP. Mr. Degenhardt became the District Administrator of the Fort Worth Office in May 1996. In that role, he has been responsible for the agency's enforcement and examination programs in a four state area of the Southwest. Prior to joining the Commission, he was a partner in Gibson, Dunn & Crutcher's Dallas Office. As a member of its Litigation Department, Mr. Degenhardt specialized in general commercial, securities, antitrust, insurance and product liability litigation. Prior to that, Mr. Degenhardt was a litigation associate from 1973 to 1977 with Mudge, Rose, Guthrie & Alexander in New York City and a litigation partner with Coke & Coke in Dallas, Texas. Under his leadership, the staff of the Fort Worth Office has achieved an exemplary record of productivity in its program functions, has developed an active investor education program and has forged effective partnering relationships with foreign securities regulators as well as with state securities regulators and other law enforcement agencies. During his tenure, Mr. Degenhardt oversaw the handling of high profile matters involving insider trading, accounting and disclosure fraud, stock manipulation and broker-dealer and investment adviser/investment company violations. The Fort Worth Office also has maintained an aggressive and effective examination program that has resulted in a number of enforcement referrals to the District Office's enforcement staff. Among the more notable enforcement cases brought by the Fort Worth Office during this period were In the Matter of Dynegy Inc. -- which involved an action against the company and certain corporate officers and employees for the fraudulent use of special purpose entities in violation of GAAP and pre-arranged "wash sales" or "round-trip" energy transactions; In the Matter of i2 Technologies, Inc. -- which involved a $1 billion misstatement of software license revenue in violation of GAAP; In the Matter of Aim Advisors, et al and SEC v. Mutuals.com et. al. involving market timing and/or late trading; In the Matter of Fleming Companies -- which involved fraudulent earnings overstatements by this major grocery wholesaler and which also involved actions against certain of its vendors for their role in the fraud; In the Matter of Royal Dutch Petroleum Company and "Shell" Transport and Trading Company, p.l.c. -- which involved a fraudulent 4.5 billion barrels overstatement of proved hydrocarbon reserves; a $6.6 billion overstatement of the standardized measure of future cash flows and the material misstatement of reserve replacement ratios, which are key performance indicators in the oil and gas industry; and Report of Investigation Pursuant to 21 (a) of the Securities Exchange Act of 1934 and Commission Statement on the Relationship of Cooperation to Agency Enforcement Decisions -- this milestone Commission report arose from a Fort Worth case, which resulted in no charges against a company as a result of its model cooperation with the Commission, once the misconduct was discovered. Linda Thomsen, Director of the SEC's Enforcement Division, stated, "Hal has played a critical role in the success of the Fort Worth Office's enforcement and examination programs over the past several years. Under his leadership and guidance, the Fort Worth Office has initiated a number of important cases that have made our markets safer for investors. I wish Hal continued success in his return to private practice. We will miss him." In announcing his plans to leave the Commission, Mr. Degenhardt said, "For the last nine years, I have been honored to be part of the U.S. Securities and Exchange Commission's mission and to serve with its highly committed and effective staff of substantive program professionals and support personnel in both the field offices and in the home office. I have never served with such an extraordinary group of dedicated people.” Mr. Degenhardt went on to comment, "Any closing remarks would be incomplete without singling out the staff of the Fort Worth Office. The job that they have done and the results they have achieved are unequalled in the Commission. To them I say, 'thank you for your hard work, your dedication and for allowing me to be part of this team.' " (Press Rel. 2005-116) ENFORCEMENT PROCEEDINGS SEC CHARGES JOHN AMORE, RALPH CASBARRO, DAVID G. GHYSELS, JR., KENNETH E. MAHAFFY, JR., AND TIMOTHY O’CONNELL WITH SECURITIES FRAUD On August 15, the Commission filed a civil injunctive action in the United States District Court for the Eastern District of New York alleging securities fraud against John J. Amore, the former CEO of A.B. Watley Group, Inc.; Ralph D. Casbarro, a former broker at Citigroup Global Markets, Inc.; David G. Ghysels, Jr., a former broker at Lehman Brothers, Inc.; Kenneth E. Mahaffy, Jr., a former broker at Merrill Lynch, Pierce, Fenner, & Smith, Inc. and Citigroup Global Markets, Inc.; and Timothy J. O’Connell, a former broker at Merrill Lynch. The Commission’s complaint alleges that Casbarro, Ghysels, Mahaffy, and O’Connell regularly provided Amore with confidential information about unexecuted customer orders, and Amore, along with day traders under his supervision, then traded ahead of those orders. The complaint was filed against Amore, age 42, a resident of Manhasset, N.Y. From approximately February 2002 through September 2003, Amore was the CEO of A.B. Watley Group. Amore, among others at A.B. Watley Group and its broker-dealer subsidiary A.B. Watley, Inc. (A.B. Watley), was responsible for establishing and managing the day trading desk at A.B. Watley. Casbarro, age 43, is a resident of Bayside, N.Y. From February 1995 through March 2005, Citigroup employed Casbarro in an office in New York City. Casbarro has had a Series 7 license since January 1995. Ghysels, age 47, is a resident of West Palm Beach, Fla. From March 2001 through March 2003, Lehman employed Ghysels in its Palm Beach, Fla., office. From April 2003 through May 2005, Citigroup employed Ghysels in its Boca Raton, Fla., office. Ghysels has had a Series 7 license since November 1983. Mahaffy, age 50, a resident of Huntington, N.Y. From December 1997 through February 2003, Merrill Lynch employed Mahaffy in its Garden City, N.Y., office. From February 2003 through June 2005, Mahaffy was employed as a broker at Citigroup in its Melville, N.Y., office. Mahaffy has had a Series 7 license since March 1997. O’Connell, age 40, a resident of Carle Place, N.Y. From August 1997 through February 2005, Merrill Lynch employed O’Connell in its Garden City, N.Y., office. Mahaffy and O’Connell established a partnership at Merrill Lynch that lasted until Mahaffy’s departure from the company. O’Connell has had a Series 7 license since July 1995. More specifically, the complaint alleged the following. Between at least June 2002 through September 2003, Casbarro, Ghysels, Mahaffy and O’Connell frequently allowed the traders at A.B. Watley to listen to squawk boxes, internal broadcast systems used by the brokers’ employers. Traders at Citigroup, Lehman and Merrill Lynch often announced customer block orders over their firms’ respective squawk boxes. Large orders can affect the market price of a stock by affecting the supply or demand for the stock. On more than 400 occasions, the day traders at A.B. Watley used the information obtained from Casbarro, Ghysels, Mahaffy and O’Connell to trade ahead of customer block orders. For example, shortly before 9:52 a.m. on July 24, 2002, while Casbarro was providing an open phone line between his office at Citigroup and Watley’s headquarters, a Citigroup trader announced a block order to sell Noble Corp. stock over the Citigroup squawk box. From 9:52 a.m. through 9:55 a.m., over ten Watley traders sold short at least 36,000 shares of Noble Corp. stock at an average price of approximately $28.63. From 9:56 a.m. through 9:57 a.m., Citigroup executed at least one large sell order of Noble Corp. stock. From 9:56 a.m. through 9:57 a.m., the Watley traders purchased at least 36,000 shares of Noble Corp. stock at an average price of approximately $28.10 per share. The fall in share price resulted in the Watley traders making a gross profit of at least $19,000. Overall, Amore and the day traders at A.B. Watley made more than $650,000 in gross profit from this scheme. Amore and the day traders compensated Casbarro, Ghysels, Mahaffy and O’Connell for the confidential order flow information through gross commissions totaling approximately $290,000. Additionally, Amore, directly or through his subordinates, made cash payments to Casbarro and Mahaffy. The Commission charged Amore, Casbarro, Ghysels, Mahaffy, and O’Connell with violating Section 17(a) of the Securities Act of 1933 and Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder. The Commission seeks a permanent injunction against future violations of these provisions, disgorgement plus prejudgment interest, and civil penalties. The Commission expresses its appreciation to the United States Attorney’s Office for the Eastern District of New York and the United States Postal Inspection Service for their assistance in the investigation of this matter. [SEC v. John J. Amore, Ralph D. Casbarro, David G. Ghysels, Jr., Kenneth E. Mahaffy, Jr., and Timothy J. O’Connell, Civil Action No. CV-053885, Glasser, E.D.N.Y.] (LR-19335; Press Rel. 2005-114) SELF-REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE The Chicago Stock Exchange filed a proposed rule change (SR-CHX-2005-16) and Amendment Nos. 1 and 2 thereto to amend Exchange article VI, Rule 9 relating to Continuing Education for Registered Persons. The proposed rule change has become immediately effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of August 15. (Rel. 34- 52242) PROPOSED RULE CHANGES The Pacific Exchange filed a proposed rule change (SR-PCX-2005-90) and Amendment No. 1 thereto under Rule 19b-4 of the Securities Exchange Act of 1934 relating to the Certificate of Incorporation of PCX Holdings, Inc., PCX Rules and bylaws of Archipelago Holdings, Inc. Publication of the proposal is expected in the Federal Register during the week of August 15. (Rel 34-52249) Pursuant to Rule 19b-4 under the Securities Exchange Act of 1934, the Chicago Stock Exchange has filed Amendment No. 3 to a proposed rule change (SR-CHX-2004-25) relating to a prohibition on using a layoff service unless the service provides required information to the Exchange. Publication is expected in the Federal Register during the week of August 15. (Rel. 34-52248) APPROVAL OF PROPOSED RULE CHANGES The Commission approved a proposed rule change (SR-Amex-2005-026) and Amendment Nos. 1 and 2 thereto submitted under Rule 19b-4 of the Securities Exchange Act of 1934 by the American Stock Exchange relating to quotes in Nasdaq UTP stocks to be disseminated by Amex specialists before 9:30 a.m. Publication is expected in the Federal Register during the week of August 15. (Rel. 34-52244) DELISTING An order has been issued granting the application of the New York Stock Exchange to strike from listing and registration the 9% Senior Notes, due Aug. 15, 2012, of Chesapeake Energy Corporation, effective at the opening of business on August 12. (Rel. 34-52240) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-3 STRATEGIC HOTEL CAPITAL INC, 77 W WACKER DR STE 4600, CHICAGO, IL, 60601, 3126585000 - 0 ($100,000,000.00) Equity, (File 333-127464 - Aug. 12) (BR. 08) S-8 AGERE SYSTEMS INC, 555 UNION BLVD, ALLENTOWN, PA, 18109, 6107124323 - 0 ($25,773,000.00) Equity, (File 333-127465 - Aug. 12) (BR. 10A) S-8 QCR HOLDINGS INC, 3551 7TH STREET, MOLINE, IL, 61265, 3097363580 - 100,000 ($2,205,050.00) Equity, (File 333-127466 - Aug. 12) (BR. 07A) S-8 M-SYSTEMS FLASH DISK PIONEERS LTD, M-SYSTEMS BUILDING, 7 ATIR YEDA STREET, KFAR-SABA, L3, 44425, 00 972 9 7645000 - 8,000,000 ($149,984,553.00) Equity, (File 333-127467 - Aug. 12) (BR. 03A) S-8 DTOMI INC, 601 UNION STEET, SUITE 4500, SEATTLE, WA, 98101, 206-262-9545 - 39,225,000 ($175,512.59) Equity, (File 333-127468 - Aug. 12) (BR. 08A) S-4 STATION CASINOS INC, 2411 W SAHARA AVE, LAS VEGAS, NV, 89102, 7023672411 - 0 ($200,000,000.00) Non-Convertible Debt, (File 333-127469 - Aug. 12) (BR. 05C) S-3 GENWORTH FINANCIAL INC, 0 ($7,441,210,622.61) Equity, (File 333-127472 - Aug. 12) (BR. 01) S-8 DIAMOND HILL INVESTMENT GROUP INC, 6142553333 - 500,000 ($9,000,000.00) Equity, (File 333-127473 - Aug. 12) (BR. 07A) S-8 GENWORTH FINANCIAL INC, 0 ($184,500,000.00) Equity, 0 ($30,000,000.00) Other, (File 333-127474 - Aug. 12) (BR. 01) S-8 GENSYM CORP, 52 SECOND AVE, BURLINGTON, MA, 01803, 6175472500 - 300,000 ($549,000.00) Equity, (File 333-127475 - Aug. 12) (BR. 03B) S-8 GENSYM CORP, 52 SECOND AVE, BURLINGTON, MA, 01803, 6175472500 - 250,000 ($828,750.00) Equity, (File 333-127476 - Aug. 12) (BR. 03B) S-3D UNITED COMMUNITY BANKS INC, P O BOX 398, 59 HIGHWAY 515, BLAIRSVILLE, GA, 30512, 5818073041 - 500,000 ($13,705,000.00) Equity, (File 333-127477 - Aug. 12) (BR. 07C) F-6 ACOM CO LTD /FI, 15-11 FUJIMI 2-CHOME, CHIYODA-KU, TOKYO 102, M0, 00000, 50,000,000 ($2,500,000.00) ADRs/ADSs, (File 333-127478 - Aug. 12) (BR. ) S-3 AIRSPAN NETWORKS INC, CAMBRIDGE HOUSE OXFORD ROAD, UXBRIDGE MIDDLESEX UB81UN, UNITED KINGDOM, X0, 00000, 0114418954 - 0 ($38,580,500.00) Equity, (File 333-127479 - Aug. 12) (BR. 11B) S-3 ABRAXAS PETROLEUM CORP, 500 N LOOP 1604 E STE 100, SAN ANTONIO, TX, 78232, 2104904788 - 5,096,479 ($23,290,909.03) Equity, (File 333-127480 - Aug. 12) (BR. 04A) S-8 MILLER INDUSTRIES INC /TN/, 8503 HILLTOP DR, STE 100, OOLTEWAH, TN, 37363, 4232384171 - 1,800,000 ($25,200,000.00) Equity, (File 333-127481 - Aug. 12) (BR. 05B) SB-2 SOUTH TEXAS OIL CO, 900 NE LOOP 410, SUITE E-121, SAN ANTONIO, TX, 78209, 210-568-9760 - 7,170,775 ($4,209,244.92) Debt Convertible into Equity, 1,959,228 ($1,124,596.87) Equity, (File 333-127482 - Aug. 12) (BR. 04) S-1 CNX Gas CORP, 1800 WASHINGTON ROAD, PITTSBURGH, PA, 15241, 412-831-4000 - 0 ($446,986,872.00) Equity, (File 333-127483 - Aug. 12) (BR. 04) F-1 Gracechurch Card Funding (No. 9) PLC, 1 CHURCHILL PLACE, LONDON, X0, E14 5HP, 442076995000 - 0 ($3,000,000.00) Mortgage Backed Securities, (File 333-127484 - Aug. 12) (BR. 07) S-8 MEMORY PHARMACEUTICALS CORP, 100 PHILIPS PARKWAY, MONTVALE, NJ, 07645, 2018027100 - 0 ($1,821,250.00) Equity, (File 333-127485 - Aug. 12) (BR. 01) S-8 CARMAX INC, 4900 COX ROAD, GLEN ALLEN, VA, 22060, 8047470422 - 6,900,000 ($202,308,000.00) Equity, (File 333-127486 - Aug. 12) (BR. 02B) S-8 RUSSELL CORP, 755 LEE STREET, P.O. BOX 272, ALEXANDER CITY, AL, 35011, 2565004000 - 0 ($10,000,000.00) Other, (File 333-127487 - Aug. 12) (BR. 02C) S-8 INTEGRA LIFESCIENCES HOLDINGS CORP, 311 C ENTERPRISE DRIVE, PLAINSBORO, NJ, 08536, 6092750500 - 2,500,000 ($77,600,000.00) Equity, (File 333-127488 - Aug. 12) (BR. 10B) S-3 AUXILIUM PHARMACEUTICALS INC, 160 WEST GERMANTOWN PIKE, SUITE D-5, NORRISTOWN, PA, 19401, 610-239-8850 - 0 ($70,372,790.00) Equity, (File 333-127489 - Aug. 12) (BR. 01) S-1 Global Secure Corp., 2600 VIRGINIA AVENUE, NW, SUITE 600, WASHINGTON, DC, 20037, 202-333-8400 - 0 ($100,000,000.00) Equity, (File 333-127490 - Aug. 12) (BR. ) F-3 RADA ELECTRONIC INDUSTRIES LTD, MEDINAT HAYEHIDIM 12, P O BOX 2059, HERZLIYA ISRAEL, L3, 4612, 2127348340 - 7,185,429 ($9,556,620.57) Equity, (File 333-127491 - Aug. 12) (BR. 10C) S-3 RAINMAKER SYSTEMS INC, 1800 GREEN HILLS ROAD, SCOTTS VALLEY, CA, 95006, 8314617299 - 700,000 ($458,500.00) Equity, (File 333-127492 - Aug. 12) (BR. 08C) S-8 CUBIC CORP /DE/, 9333 BALBOA AVE, SAN DIEGO, CA, 92123, 6192776780 - 0 ($18,821,000.00) Equity, (File 333-127493 - Aug. 12) (BR. 10A) S-3 TEGAL CORP /DE/, 2201 SOUTH MCDOWELL BLVD, PETALUMA, CA, 94954, 7077635600 - 9,450,000 ($6,898,500.00) Other, (File 333-127494 - Aug. 12) (BR. 10C) S-8 CALIFORNIA WATER SERVICE GROUP, 1720 N FIRST ST, C/O CALIFORNIA WATER SERVICE CO, SAN JOSE, CA, 95112, 4083678200 - 1,000,000 ($37,277,000.00) Equity, (File 333-127495 - Aug. 12) (BR. 02B) S-8 CLECO CORP, 2020 DONAHUE FERRY ROAD, PINEVILLE, LA, 71360-5226, 3184847400 - 1,500,000 ($32,760,000.00) Equity, (File 333-127496 - Aug. 12) (BR. 02A) S-8 SPRINT CORP, PO BOX 7997, SHAWNEE MISSION, KS, 66207-0997, 9136243000 - 0 ($15,000,000.00) Other, (File 333-127497 - Aug. 12) (BR. 11B) S-1 GASTAR EXPLORATION LTD, 2480 W CAMPUS DRIVE, BLDG C, MT PLEASANT, MI, 48858, 24,022,444 ($62,458,354.40) Equity, (File 333-127498 - Aug. 12) (BR. ) SB-2 ON THE GO HEALTHCARE INC, 85 CORSTATE AVENUE UNIT 1, CONCORD ONT. CANADA, A6, L4K 4Y2, 9057602987 - 5,000,000 ($5,625,000.00) Debt Convertible into Equity, 1,967,000 ($2,212,875.00) Equity, (File 333-127499 - Aug. 12) (BR. 03B) S-8 ENHERENT CORP, 12300 FORD RD, SUITE 450, DALLAS, TX, 75234, 9173453800 - 0 ($472,875.00) Equity, 0 ($447,200.00) Other, (File 333-127500 - Aug. 12) (BR. 03B) S-8 BANKATLANTIC BANCORP INC, 2100 W. CYPRESS CREEK RD., FORT LAUDERDALE, FL, 33309, 9547605000 - 0 ($105,750,000.00) Equity, (File 333-127501 - Aug. 12) (BR. 07B) S-8 COWLITZ BANCORPORATION, 927 COMMERCE AVE, LONGVIEW, WA, 98632, 2064239800 - 36,000 ($396,600.00) Equity, (File 333-127502 - Aug. 12) (BR. 07C) F-3 SINOVAC BIOTECH LTD, 39 SHANGDI XI ROAD, HAIDIAN DISTRICT, BEIJING, F4, 100085, 86-10-82890088 - 3,000,000 ($8,100,000.00) Equity, (File 333-127504 - Aug. 12) (BR. 01C) S-3 NEW CENTURY MORTGAGE SECURITIES INC, 18400 VON KARMAN, STE 1000, IRVINE, CA, 92612, 9498637243 - 0 ($6,000,000,000.00) Mortgage Backed Securities, (File 333-127505 - Aug. 12) (BR. 05) S-3 AXSYS TECHNOLOGIES INC, 175 CAPITAL BLVD SUITE 103, ROCKY HILL, CT, 06067, 2018711500 - 0 ($64,791,000.00) Equity, (File 333-127506 - Aug. 12) (BR. 10A) S-3 CYTEC INDUSTRIES INC/DE/, FIVE GARRET MOUNTAIN PLAZA, WEST PATERSON, NJ, 07424, 9733573100 - 60,000,000 ($600,000,000.00) Other, (File 333-127507 - Aug. 12) (BR. 06A) S-8 Refco Inc., ONE WORLD FINANCIAL CENTER, 200 LIBERTY STREET, TOWER A, NEW YORK, NY, 10281, 212-693-7000 - 0 ($207,238,500.00) Equity, (File 333-127508 - Aug. 12) (BR. 07) SB-2 AdAl Group Inc., BILLHURST STUDIO, P.O. BOX 177, LINGFIELD COMMON ROAD, LINGFIELD, SURREY, X0, RH7 6B7, 714-990-9300 - 1,001,847 ($4,750,581.47) Equity, (File 333-127509 - Aug. 12) (BR. 09B) S-3 SLC STUDENT LOAN RECEIVABLES I INC, 750 WASHINGTON BOULEVARD, 9TH FLOOR, STAMFORD, CT, 06901, 203-975-6112 - 0 ($5,963,865,000.00) Asset-Backed Securities, (File 333-127510 - Aug. 12) (BR. 05D) S-1 COAST FINANCIAL HOLDINGS INC, 2412 CORTEZ ROAD WEST, BRADENTON, FL, 34207, 9417525900 - 0 ($40,250,000.00) Equity, (File 333-127511 - Aug. 12) (BR. 07B) S-4 BRILLIAN CORP, 1600 NORTH DESERT DRIVE, TEMPE, AZ, 85281-1230, 6023898888 - 0 ($7,676,052.03) Equity, (File 333-127512 - Aug. 12) (BR. 11C) S-8 ARAMARK CORP/DE, ARAMARK TOWER, 1101 MARKET STREET, PHILADELPHIA, PA, 19107, 2152383000 - 0 ($5,000,000.00) Other, (File 333-127513 - Aug. 12) (BR. 05A) SB-2 BSI2000 INC, 13525 MIDLAND ROAD, SUITE I, POWAY, CA, 92064, 6196922518 - 170,000,000 ($13,090,000.00) Equity, (File 333-127514 - Aug. 12) (BR. 03A) N-2 Enhanced Government Income Fund, 800 SCUDDERS MILL ROAD, PLAINSBORO, NJ, 08536, 609-282-1212 - 50,000 ($1,000,000.00) Other, (File 333-127515 - Aug. 12) (BR. ) SB-2 ELINEAR INC, 2901 WEST SAM HOUSTON PARKWAY NORTH, SUITE E-300, HOUSTON, TX, 77043, 713-896-0500 - 7,846,234 ($9,101,631.40) Equity, (File 333-127516 - Aug. 12) (BR. 03A) S-1 BASIC ENERGY SERVICES INC, 400 W. ILLINOIS, SUITE 800, MIDLAND, TX, 79701, 4326205500 - 0 ($258,750,000.00) Equity, (File 333-127517 - Aug. 12) (BR. 04) S-8 CLEARANT INC, 11111 SANTA MONICA BOULEVARD, SUITE 650, SANTA MONICA, CA, 90025, 310-479-4570 - 7,000,000 ($27,440,700.60) Equity, (File 333-127518 - Aug. 12) (BR. 01) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant’s Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT 3M CO DE 1.01,9.01 08/08/05 3M CO DE 1.01,9.01 08/08/05 AAR CORP DE 8.01,9.01 08/12/05 ABLE ENERGY INC DE 8.01 08/10/05 ACCREDITED HOME LENDERS INC DE 8.01,9.01 08/12/05 ACE SECURITIES CORP DE 8.01,9.01 08/11/05 ACE Securities Corp Home Equity Loan DE 2.01,9.01 03/29/05 ACE Securities Corp Home Equity Trust DE 2.01,9.01 04/28/05 ADAMS RESOURCES & ENERGY, INC. DE 2.02 06/30/05 ADVANCED ENERGY INDUSTRIES INC DE 1.01,8.01,9.01 08/11/05 Advanced Life Sciences Holdings, Inc. 1.01,9.01 08/10/05 ADVENTRX PHARMACEUTICALS INC DE 5.02,8.01,9.01 08/09/05 Aearo CO I DE 2.02,9.01 08/12/05 AIRNET COMMUNICATIONS CORP DE 7.01,9.01 08/10/05 AKID CORP CO 4.01,9.01 08/12/05 Alternative Loan Trust 2005-41 8.01,9.01 07/29/05 AMEDISYS INC DE 8.01,9.01 08/12/05 AMERICA WEST HOLDINGS CORP DE 1.01,9.01 08/08/05 AMERICAN FINANCIAL REALTY TRUST 8.01,9.01 08/12/05 AMERICAN REAL ESTATE PARTNERS L P DE 2.01,9.01 08/08/05 AMERISTAR CASINOS INC NV 1.01,9.01 08/10/05 ANCHOR GLASS CONTAINER CORP /NEW DE 1.01,2.03,9.01 08/08/05 APPLICA INC FL 3.01,9.01 08/12/05 ARCH COAL INC DE 1.01,9.01 08/09/05 Armor Electric, Inc. 1.01,2.01 04/27/04 AMEND ARMSTRONG HOLDINGS INC /PA/ PA 8.01 08/09/05 ARTESIAN RESOURCES CORP DE 2.02,9.01 08/09/05 ASTORIA FINANCIAL CORP DE 2.02,9.01 08/12/05 AULT INC MN 2.02,9.01 08/09/05 AUTOMATIC DATA PROCESSING INC DE 1.01,5.02,5.03,9.01 08/12/05 AVITAR INC /DE/ DE 3.01 08/10/05 AXIS CAPITAL HOLDINGS LTD 5.02 08/12/05 AZTEC OIL & GAS, INC. NV 5.02,9.01 08/08/05 BANC OF AMERICA MORTGAGE SECURITIES I DE 8.01,9.01 08/12/05 Banc of America Mortgage Securities M DE 8.01,9.01 06/28/05 BANCORPSOUTH INC MS 1.01,9.01 08/09/05 AMEND BARNWELL INDUSTRIES INC DE 2.02,9.01 08/12/05 BCSB BANKCORP INC 2.02,9.01 08/10/05 BEACON ROOFING SUPPLY INC 2.02,9.01 08/12/05 Bear Stearns Asset Backed Securities DE 8.01,9.01 06/27/05 AMEND BIO LOK INTERNATIONAL INC DE 7.01,9.01 08/10/05 BIOSANTE PHARMACEUTICALS INC DE 2.02,9.01 08/12/05 BJs RESTAURANTS INC CA 1.01,5.01 08/12/05 BONGIOVI ENTERTAINMENT INC NV 5.03,9.01 08/10/05 BRIGHTPOINT INC IN 8.01,9.01 08/12/05 BRIGHTPOINT INC IN 8.01 08/11/05 BRITESMILE INC UT 4.01 08/10/05 BROADVIEW MEDIA INC MN 2.02,9.01 08/11/05 CabelTel International Corp NV 1.01,9.01 07/29/05 CABLEVISION SYSTEMS CORP /NY DE 7.01,9.01 08/11/05 CALIFORNIA COASTAL COMMUNITIES INC DE 8.01,9.01 08/11/05 CAPITAL RESERVE CANADA LTD 1.01,2.01,3.02,5.01,5.02,9.01 08/12/05 CAPITAL SENIOR LIVING CORP DE 7.01,9.01 08/11/05 CAPITAL TRUST INC MD 2.02,9.01 08/09/05 CENTRAL PARKING CORP TN 1.01,7.01,9.01 08/11/05 CH2M HILL COMPANIES LTD OR 8.01 08/12/05 CHAMPION ENTERPRISES INC MI 2.01,9.01 08/08/05 CHARYS HOLDING CO INC 2.01,2.03,3.02,3.03,9.01 07/28/05 CHEETAH OIL & GAS LTD. NV 1.01,9.01 07/14/05 CHESAPEAKE ENERGY CORP OK 8.01,9.01 08/11/05 CHESAPEAKE ENERGY CORP OK 2.02,9.01 08/04/05 AMEND CHICAGO RIVET & MACHINE CO IL 2.02,9.01 08/12/05 CHL MORTGAGE PASS-THROUGH TRUST 2005- DE 8.01,9.01 06/24/05 CHYRON CORP NY 2.02,9.01 08/12/05 CIPRICO INC DE 2.02,9.01 08/12/05 CITIZENS FINANCIAL CORP /KY/ KY 2.02,9.01 06/30/05 CITYFED FINANCIAL CORP DE 5.02 08/11/05 CLEARANT INC 5.02 08/08/05 Cobalis Corp NV 4.02,9.01 07/26/05 AMEND COEUR D ALENE MINES CORP ID 8.01 08/12/05 COGENT COMMUNICATIONS GROUP INC 2.02,9.01 08/12/05 Commercial Vehicle Group, Inc. DE 1.01,9.01 08/08/05 COMMSCOPE INC DE 1.01,8.01 08/10/05 COMMUNITY FIRST BANCORP SC 1.01,9.01 04/27/05 CONAGRA FOODS INC /DE/ DE 4.01,9.01 07/15/05 AMEND CONCEPTUS INC DE 3.02,5.02,9.01 08/12/05 CONCURRENT COMPUTER CORP/DE DE 2.02,9.01 08/12/05 CONSOL ENERGY INC 1.01,8.01,9.01 08/08/05 ConsultAmerica, Inc. DE 8.01 08/12/05 CORCEPT THERAPEUTICS INC 2.02,9.01 08/09/05 CORNERSTONE BANCORP INC CT 8.01,9.01 08/11/05 CREDIT & ASSET REP VEHICLE CORP ALLST DE 8.01,9.01 08/01/05 CREDIT SUISSE FIRST BOSTON USA INC DE 1.01,9.01 08/12/05 CREE INC NC 1.01,5.02,9.01 08/10/05 CRITICAL THERAPEUTICS INC DE 8.01 08/09/05 CSFB Adjustable Rate Mortgage Trust 2 DE 8.01,9.01 06/27/05 AMEND CSFB Home Equity Mortgage Trust 2005- DE 9.01 07/28/05 CT COMMUNICATIONS INC /NC NC 1.01,9.01 08/10/05 CV THERAPEUTICS INC DE 8.01,9.01 08/10/05 CWALT INC 8.01,9.01 07/29/05 CYPRESS SEMICONDUCTOR CORP /DE/ DE 5.03 08/11/05 DALECO RESOURCES CORP DE 5.02 08/12/05 DAOU SYSTEMS INC DE 2.02,9.01 08/11/05 DELTIC TIMBER CORP DE 2.02,9.01 08/12/05 DEUTSCHE ALT-A SECURITIES INC 8.01,9.01 08/11/05 DIALOG GROUP INC UT 2.01,5.02,9.01 08/11/05 DIAMOND HILL INVESTMENT GROUP INC OH 9.01 06/30/05 DIAMOND HILL INVESTMENT GROUP INC OH 4.01,9.01 08/12/05 DIGENE CORP DE 2.02,9.01 08/11/05 DONAR ENTERPRISES INC DE 4.01 08/10/05 DreamWorks Animation SKG, Inc. 2.02,9.01 08/11/05 DRUGMAX INC NV 5.02,8.01,9.01 08/12/05 DUQUESNE LIGHT HOLDINGS INC PA 8.01 08/12/05 DYNTEK INC DE 1.01,1.02,2.01,2.03,9.01 08/08/05 ECC Capital CORP 2.02,9.01 08/12/05 EDGETECH SERVICES INC NV 2.01,9.01 08/11/05 EDGETECH SERVICES INC NV 2.01,9.01 08/11/05 EL PASO CORP/DE DE 7.01,9.01 08/12/05 ELECTRONICS FOR IMAGING INC DE 2.01,9.01 06/02/05 AMEND ELOYALTY CORP DE 2.02,9.01 08/11/05 ENDURANCE SPECIALTY HOLDINGS LTD 7.01,9.01 08/12/05 EnerSys DE 1.01,9.01 08/11/05 ENGLOBAL CORP NV 2.02,9.01 06/30/05 ENIGMA SOFTWARE GROUP, INC NV 2.02,9.01 08/12/05 ENVIRONMENTAL POWER CORP DE 1.01 08/11/05 EP MEDSYSTEMS INC NJ 2.02,9.01 08/12/05 EP MEDSYSTEMS INC NJ 8.01,9.01 08/12/05 EQUIFAX INC GA 8.01 08/10/05 ERF Wireless, Inc. NV 1.01,9.01 08/08/05 ESCHELON TELECOM INC 5.03,8.01,9.01 08/08/05 EXCELLIGENCE LEARNING CORP DE 3.01,8.01,9.01 08/12/05 EXPRESSJET HOLDINGS INC DE 5.02,9.01 08/12/05 FalconTarget Inc. DE 4.01 08/08/05 FEDDERS CORP /DE DE 2.02,8.01,9.01 08/11/05 FIBERMARK INC DE 2.02,9.01 08/12/05 FINOVA GROUP INC DE 8.01 08/12/05 FIRST FEDERAL BANC OF THE SOUTHWEST I 2.01,9.01 05/31/05 AMEND FIRST IPSWICH BANCORP /MA MA 2.02,9.01 08/12/05 FIRST MERCHANTS CORP IN 8.01,9.01 08/10/05 FIVE STAR QUALITY CARE INC 9.01 08/12/05 FLEXIBLE SOLUTIONS INTERNATIONAL INC NV 2.02,9.01 08/12/05 FLOTEK INDUSTRIES INC/CN/ DE 8.01 08/12/05 FLOW INTERNATIONAL CORP WA 5.02,9.01 08/11/05 FLOW INTERNATIONAL CORP WA 5.02 08/11/05 AMEND FMC TECHNOLOGIES INC DE 7.01,9.01 08/11/05 FORMFACTOR INC DE 7.01 08/08/05 FRANKLIN ELECTRONIC PUBLISHERS INC PA 2.02,9.01 08/10/05 Fremont Home Loan Trust 2005-2 DE 2.01,9.01 07/26/05 FTI CONSULTING INC MD 8.01,9.01 08/05/05 G REIT INC MD 2.01,9.01 08/10/05 GAINSCO INC TX 2.02,9.01 08/11/05 GAMES INC DE 3.02,8.01 08/12/05 GARUDA CAPITAL CORP NV 4.01 08/08/05 GATEWAY TAX CREDIT FUND II LTD FL 8.01 08/12/05 GATEWAY TAX CREDIT FUND III LTD FL 8.01 08/12/05 GATEWAY TAX CREDIT FUND LTD FL 8.01 08/12/05 GEMSTAR TV GUIDE INTERNATIONAL INC DE 1.01,9.01 08/11/05 GEORESOURCES INC CO 2.02 08/12/05 GIGABEAM CORP DE 1.01 08/08/05 GLACIER WATER SERVICES INC DE 2.02 08/11/05 GLATFELTER P H CO PA 2.02,9.01 08/09/05 GLENAYRE TECHNOLOGIES INC DE 8.01,9.01 08/12/05 GLOBAL POWER EQUIPMENT GROUP INC/ DE 2.02,9.01 08/08/05 GMH Communities Trust MD 2.02,9.01 08/11/05 GREAT SOUTHERN BANCORP INC MD 8.01,9.01 08/05/05 GREATER ATLANTIC FINANCIAL CORP DE 2.02,9.01 08/11/05 Greenpoint Mortgage Funding Trust 200 DE 9.01 07/28/05 Greenpoint Mortgage Funding Trust 200 DE 2.01,9.01 07/28/05 GREENSHIFT CORP DE 1.01 08/09/05 GREYSTONE LOGISTICS, INC. 1.01,5.02,7.01,9.01 08/11/05 GS MORTGAGE SECURITIES CORP DE 8.01,9.01 08/10/05 GS MORTGAGE SECURITIES CORP DE 8.01 08/09/05 GSI COMMERCE INC DE 1.01,7.01 08/08/05 GTECH HOLDINGS CORP DE 1.01 08/10/05 GTX INC /DE/ DE 1.01,9.01 07/27/05 GUARANTY FEDERAL BANCSHARES INC DE 5.02,9.01 08/08/05 H&E EQUIPMENT SERVICES LLC LA 5.02 08/12/05 HALOZYME THERAPEUTICS INC NV 8.01,9.01 08/12/05 HAMMONS JOHN Q HOTELS LP DE 2.02,9.01 08/10/05 Hana Biosciences Inc DE 1.01 08/08/05 HANDLEMAN CO /MI/ MI 7.01,9.01 08/12/05 HANSEN NATURAL CORP DE 8.01 08/11/05 HARBOR BANKSHARES CORP MD 7.01,9.01 08/10/05 HAUPPAUGE DIGITAL INC DE 2.02,9.01 08/11/05 HEALTH OUTCOMES MANAGEMENT INC MN 4.01,5.03,9.01 08/08/05 HEARTLAND FINANCIAL USA INC DE 8.01,9.01 08/12/05 HEARUSA INC DE 2.02 08/11/05 HEMOSENSE INC DE 8.01 08/09/05 HILFIGER TOMMY CORP 1.01,8.01 08/11/05 HOME INTERIORS & GIFTS INC TX 1.01,5.02,9.01 01/01/05 AMEND HOMETOWN AUTO RETAILERS INC DE 2.02,9.01 08/12/05 HUNGARIAN TELEPHONE & CABLE CORP DE 2.02,9.01 08/12/05 Hybrid Fuel Systems GA 1.01,9.01 08/11/05 I MANY INC DE 5.02,9.01 08/08/05 IAC/INTERACTIVECORP DE 8.01,9.01 08/08/05 IGI INC DE 2.02,9.01 08/12/05 ILINC COMMUNICATIONS INC DE 5.02,9.01 08/09/05 IMERGENT INC DE 1.01,2.01,2.02,9.01 08/08/05 IMPERIAL INDUSTRIES INC DE 2.01 08/12/05 INERGY HOLDINGS, L.P. 1.01,2.03,8.01,9.01 08/09/05 INERGY L P DE 1.01,2.01,2.03,3.02,3.03,5.03,8.01,9.0108/09/05 INFINITY INC CO 2.02,9.01 08/11/05 INFOUSA INC DE 5.02,9.01 08/08/05 INFRASOURCE SERVICES INC DE 2.02,9.01 08/12/05 INNOCAP INC NV 4.01,9.01 08/11/05 INTERCHANGE CORP DE 1.01,2.02,5.02,9.01 08/10/05 INTERDIGITAL COMMUNICATIONS CORP PA 8.01 08/11/05 INTERMET CORP GA 8.01,9.01 08/09/05 INTERMET CORP GA 8.01,9.01 08/12/05 INTERNATIONAL LEASE FINANCE CORP CA 3.02 08/11/05 Intrepid Holdings, Inc. NV 2.01,9.01 08/12/05 INverso Corp DE 4.01 08/08/05 IPEC HOLDINGS INC NV 1.01 08/12/05 IVAX DIAGNOSTICS INC DE 2.02,9.01 08/12/05 J P MORGAN CHASE & CO DE 9.01 08/08/05 J2 GLOBAL COMMUNICATIONS INC DE 1.02,5.02,9.01 08/09/05 JACOBS ENTERTAINMENT INC DE 2.02,9.01 08/11/05 JACUZZI BRANDS INC DE 1.01 08/11/05 James River Group, INC DE 1.01,5.03,9.01 08/08/05 JPMorgan Chase Commercial Mortgage Se DE 8.01,9.01 07/29/05 K&F Industries Holdings, Inc. 1.01,8.01,9.01 08/07/05 K&F INDUSTRIES INC DE 1.01,9.01 08/12/05 KEITH COMPANIES INC CA 1.01,1.02 08/08/05 Kentucky First Federal Bancorp 2.02,9.01 08/10/05 KEYCORP /NEW/ OH 1.01,9.01 08/09/05 KIMBERLY CLARK CORP DE 2.03 08/11/05 KINDER MORGAN ENERGY PARTNERS L P DE 1.01,9.01 08/12/05 KIWA BIO-TECH PRODUCTS GROUP CORP DE 1.01,2.03,9.01 06/03/05 AMEND KNIGHT RIDDER INC FL 8.01,9.01 08/11/05 LAKES ENTERTAINMENT INC MN 3.01,9.01 08/08/05 LATTICE SEMICONDUCTOR CORP DE 1.01,5.02,9.01 08/08/05 LEAR CORP DE 1.01,2.03,9.01 08/11/05 Lehman XS Trust Series 2005-2 DE 8.01 07/29/05 Liberty Global, Inc. DE 7.01 08/11/05 LINENS N THINGS INC DE 1.01 07/11/05 AMEND LITFUNDING CORP NV 8.01,9.01 08/03/05 LITFUNDING CORP NV 8.01,9.01 08/11/04 LKQ CORP DE 5.02 08/05/05 LSI INDUSTRIES INC OH 2.02,9.01 06/30/05 MAC-GRAY CORP DE 7.01,8.01,9.01 08/11/05 MAINE & MARITIMES CORP 2.02,9.01 08/12/05 MAJESTIC STAR CASINO LLC IN 1.01 08/10/05 MAKEMUSIC INC MN 2.02,9.01 08/01/05 MANOR CARE INC DE 1.01,7.01,9.01 08/11/05 MARGO CARIBE INC PR 2.02,9.01 08/08/05 MAYTAG CORP DE 8.01 08/12/05 MBIA INC CT 5.02,9.01 08/11/05 MDU RESOURCES GROUP INC DE 5.03,8.01,9.01 08/11/05 MEADOWBROOK INSURANCE GROUP INC MI 4.01,9.01 08/08/05 MEDICAL PROPERTIES TRUST INC 7.01,9.01 08/12/05 MERCHANTS GROUP INC DE 2.02,9.01 08/11/05 METAL MANAGEMENT INC DE 8.01,9.01 08/11/05 METRETEK TECHNOLOGIES INC DE 2.02,9.01 08/12/05 METRIS RECEIVABLES INC DE 8.01,9.01 07/31/05 MEXCO ENERGY CORP CO 2.02,9.01 08/12/05 MILLENNIUM CELL INC DE 8.01,9.01 08/12/05 MOLSON COORS BREWING CO CO 4.02 08/01/05 AMEND Morgan Stanley Capital I Trust 2005 T DE 8.01,9.01 08/12/05 MOSCOW CABLECOM CORP DE 2.02,9.01 08/12/05 MOTORSPORTS EMPORIUM, INC. NV 7.01 08/10/05 MOVIE GALLERY INC DE 2.02,9.01 08/12/05 MS STRUCTURED SATURNS SERIES 2003-1 DE 8.01 08/12/05 NABI BIOPHARMACEUTICALS DE 1.02 08/08/05 Nalco Finance Holdings LLC 5.02,8.01,9.01 08/12/05 Nalco Holding CO 1.01,5.02,8.01,9.01 08/12/05 Nalco Holdings LLC DE 5.02,8.01,9.01 08/12/05 National Interstate CORP OH 5.02,9.01 08/09/05 NATIONAL LAMPOON INC CA 3.01 03/11/05 NATIONAL SECURITY GROUP INC DE 7.01 08/12/05 NATURAL RESOURCE PARTNERS LP DE 9.01 08/10/05 NAVARRE CORP /MN/ MN 1.01,2.03 08/09/05 NCT GROUP INC DE 1.01,2.03,3.02 08/08/05 NEENAH FOUNDRY CO WI 2.01,7.01,9.01 08/11/05 NEOMAGIC CORP DE 8.01,9.01 08/12/05 NET PERCEPTIONS INC DE 2.02,9.01 08/12/05 NETIQ CORP 1.01,9.01 08/09/05 NEUROLOGIX INC/DE DE 2.02,7.01 08/12/05 NewPage CORP DE 5.02 08/08/05 NEXT INC/TN DE 1.01 08/12/05 Norcraft Holdings, L.P. DE 2.02,9.01 08/11/05 NOVADEL PHARMA INC DE 1.01,9.01 08/08/05 Novelis Inc. A6 2.02,9.01 08/12/05 NOVELOS THERAPEUTICS, INC. DE 9.01 05/27/05 AMEND NSTOR TECHNOLOGIES INC DE 7.01,9.01 08/12/05 OCTEL CORP DE 8.01 08/12/05 OMNI ENERGY SERVICES CORP LA 3.01 08/08/05 Orchids Paper Products CO /DE DE 2.02,9.01 08/11/05 OUTDOOR CHANNEL HOLDINGS INC 2.02,9.01 08/11/05 OVERLAND STORAGE INC CA 1.01,9.01 08/08/05 OWENS ILLINOIS INC /DE/ DE 7.01 08/10/05 PACIFIC ENERGY PARTNERS LP 1.01,3.02,7.01,9.01 08/09/05 PANHANDLE ROYALTY CO OK 2.02,9.01 08/11/05 PAPA JOHNS INTERNATIONAL INC DE 8.01,9.01 08/11/05 Park Place Securities, Inc. Series 20 DE 8.01,9.01 07/25/05 AMEND Park Place Securities, Inc., Asset-Ba DE 2.01,9.01 07/22/05 Park Place Securities, Inc., Asset-Ba DE 9.01 07/22/05 PAULSON CAPITAL CORP OR 2.02 08/11/05 PECO II INC OH 3.01,5.02 08/09/05 PEGASUS COMMUNICATIONS CORP / DE 1.01,9.01 08/08/05 PENN TREATY AMERICAN CORP PA 4.01,9.01 08/05/05 AMEND PEOPLES BANCORP INC OH 2.02,9.01 08/11/05 PEP BOYS MANNY MOE & JACK PA 2.02,9.01 08/11/05 PETROHAWK ENERGY CORP DE 2.02,9.01 08/11/05 PHH CORP MD 2.02,5.02 08/11/05 PHHMC MORTGAGE PASS-THROUGH CERTIFICA DE 9.01 07/22/05 PINNACLE AIRLINES CORP DE 1.01,9.01 08/11/05 PINNACLE FOODS GROUP INC DE 5.02 08/11/05 PLANET TECHNOLOGIES, INC CA 2.01,5.02,5.03,8.01,9.01 08/10/05 POLARIS INDUSTRIES INC/MN MN 1.01,1.02,7.01,9.01 08/10/05 POPULAR ABS, INC. DE 8.01,9.01 08/11/05 POPULAR ABS, INC. DE 8.01,9.01 08/10/05 POSITRON CORP TX 1.01,2.03,9.01 08/08/05 POST PROPERTIES INC GA 2.01,9.01 08/08/05 POWER 3 MEDICAL PRODUCTS INC NY 2.02,4.02 08/09/05 Propex Fabrics Inc. DE 1.01,5.02,9.01 08/12/05 PROSPECT MEDICAL HOLDINGS INC DE 2.02,9.01 08/12/05 PROTECTION ONE INC DE 2.02,9.01 08/11/05 PUBLICARD INC PA 2.02,9.01 08/12/05 Puda Coal, Inc. 8.01,9.01 07/15/05 AMEND QUEST RESOURCE CORP NV 1.01,3.02 08/08/05 QUIPP INC FL 2.02,9.01 08/10/05 QUIXOTE CORP DE 2.02,7.01,9.01 08/11/05 RADYNE COMSTREAM INC DE 2.01,9.01 05/27/04 AMEND RALI Series 2005-QA8 Trust DE 8.01,9.01 08/12/05 RALI Series 2005-QS10 Trust DE 8.01,9.01 08/12/05 RAMP Series 2005-EFC2 DE 8.01,9.01 08/12/05 RAYTHEON CO/ DE 7.01 08/10/05 READERS DIGEST ASSOCIATION INC DE 5.02,7.01 08/12/05 REINHOLD INDUSTRIES INC/DE/ DE 2.02 06/30/05 RELATIONSERVE MEDIA INC 1.01,5.02,8.01,9.01 08/09/05 Republic Companies Group, Inc. DE 5.02 08/08/05 Republic Companies Group, Inc. DE 1.01,9.01 08/08/05 RESEARCH FRONTIERS INC DE 3.01 08/08/05 REVLON CONSUMER PRODUCTS CORP DE 8.01,9.01 08/11/05 REVLON INC /DE/ DE 8.01,9.01 08/11/05 RFMSI Series 2005-S5 Trust DE 8.01,9.01 08/12/05 RFMSI Series 2005-SA3 Trust DE 8.01,9.01 08/10/05 ROTONICS MANUFACTURING INC/DE DE 2.02,9.01 07/15/05 SALMON EXPRESS INC NV 1.01,2.01,3.02,5.01,5.02,5.03,9.01 08/09/05 SAN HOLDINGS INC CO 2.02,7.01,9.01 08/11/05 SASCO Mortgage Loan Trust 2005-WF3 DE 8.01 07/29/05 SAVIENT PHARMACEUTICALS INC DE 4.02 08/08/05 SCHEID VINEYARDS INC DE 2.02,9.01 08/12/05 SCRIPPS E W CO /DE OH 8.01,9.01 08/11/05 Seneca Gaming Corp XX 2.02,9.01 08/12/05 SHARPS COMPLIANCE CORP DE 2.02,9.01 08/12/05 SHOE PAVILION INC DE 2.02,9.01 08/11/05 SHURGARD STORAGE CENTERS INC WA 5.02,7.01,9.01 08/11/05 SHURGARD STORAGE CENTERS INC WA 8.01,9.01 08/10/05 SIMMONS BEDDING CO DE 1.01,2.02,5.02,9.01 08/09/05 SIMMONS BEDDING CO DE 1.01,5.02,9.01 08/09/05 SIMTEK CORP CO 7.01,9.01 08/11/05 SIRICOMM INC DE 8.01,9.01 08/10/05 SIRIUS SATELLITE RADIO INC DE 1.01,2.03,9.01 08/09/05 SIRIUS SATELLITE RADIO INC DE 1.01,9.01 08/08/05 SMALL WORLD KIDS INC UT 1.02,3.02 08/11/05 SMARTIRE SYSTEMS INC 5.02,9.01 08/08/05 SoftBrands, Inc. DE 1.01,5.02 08/09/05 SONORAN ENERGY INC WA 5.02 08/02/05 SOUTHFIRST BANCSHARES INC DE 2.02,9.01 08/11/05 SOUTHWEST AIRLINES CO TX 1.01 08/09/05 SPAR GROUP INC DE 2.02,9.01 08/09/05 Specialty Underwriters Alliance, Inc. DE 2.02,9.01 08/11/05 SPECTRX INC DE 1.01,9.01 08/12/05 SPECTRX INC DE 2.02,9.01 08/12/05 SPEEDEMISSIONS INC FL 3.02,9.01 08/11/05 SPESCOM SOFTWARE INC CA 5.02 08/08/05 SPHERIX INC DE 2.02,9.01 08/12/05 SPRINT CORP KS 8.01,9.01 08/12/05 STATION CASINOS INC NV 8.01 08/11/05 STERLING CONSTRUCTION CO INC DE 8.01 08/11/05 STRATUS PROPERTIES INC DE 2.02,9.01 08/12/05 STRUCTURED ADJUSTABLE RATE MORTGAGE L DE 8.01,9.01 08/12/05 STRUCTURED ADJUSTABLE RATE MORTGAGE L DE 8.01,9.01 08/12/05 Structured Asset Investment Loan Trus DE 8.01 07/29/05 Structured Asset Investment Loan Trus DE 8.01 07/29/05 Structured Asset Investment Loan Trus DE 8.01 07/29/05 Structured Asset Securities Corp. 200 DE 8.01 07/29/05 SUMMUS INC DE 8.01,9.01 08/11/05 SUN BANCORP INC /NJ/ NJ 1.01,9.01 08/08/05 SUN HEALTHCARE GROUP INC DE 1.01,7.01,9.01 08/03/05 SUPERIOR GALLERIES INC DE 8.01,9.01 08/11/05 SUPERTEL HOSPITALITY INC VA 2.02 08/12/05 SUTTER HOLDING CO INC DE 4.02 03/28/05 AMEND SYNTHETECH INC OR 7.01 08/12/05 TASKER CAPITAL CORP NV 7.01,9.01 08/12/05 TAYLOR CAPITAL GROUP INC DE 8.01,9.01 08/11/05 Taylor Madison Corp 1.01 08/08/05 TECHNICAL OLYMPIC USA INC DE 8.01,9.01 08/11/05 TECHNITROL INC PA 1.01,9.01 08/11/05 TEGAL CORP /DE/ DE 2.02,9.01 08/11/05 TEKNOWLEDGE CORP DE 8.01 08/05/05 Terwin Mortgage Trust, Series TMTS 20 DE 2.01,9.01 07/28/05 TESSCO TECHNOLOGIES INC DE 1.01 08/10/05 THIRD CENTURY BANCORP 2.02,9.01 08/12/05 TIMCO AVIATION SERVICES INC DE 2.02,9.01 08/12/05 TRANSPRO INC DE 2.02,9.01 08/12/05 TRI VALLEY CORP DE 1.01 08/08/05 AMEND Triad Automobile Receivables Trust 20 CA 8.01,9.01 08/12/05 Triad Automobile Receivables Trust 20 8.01,9.01 08/12/05 TUFCO TECHNOLOGIES INC DE 2.02,7.01,9.01 08/11/05 U-Store-It Trust MD 2.02,9.01 08/12/05 UFP TECHNOLOGIES INC DE 2.02,9.01 08/09/05 UMPQUA HOLDINGS CORP OR 4.01,9.01 08/12/05 UNICO AMERICAN CORP NV 2.02 08/11/05 UNITED DOMINION REALTY TRUST INC MD 7.01,9.01 08/12/05 UNITED FINANCIAL INC 2.02,8.01,9.01 08/12/05 UNOVA INC DE 5.02 08/05/05 AMEND UQM TECHNOLOGIES INC CO 1.01,9.01 08/11/05 URANIUM RESOURCES INC /DE/ DE 1.01,3.02,9.01 08/12/05 US AIRWAYS GROUP INC DE 1.01,9.01 08/08/05 USIP COM INC UT 4.01,9.01 12/22/04 AMEND VALUECLICK INC/CA DE 1.01,9.01 08/10/05 VITASTI, INC. /DE/ DE 8.01,9.01 08/10/05 VITRAN CORP INC 3.01 08/12/05 Wachovia Mortgage Loan Trust, LLC DE 8.01,9.01 08/09/05 WARNACO GROUP INC /DE/ DE 1.01,9.01 08/11/05 WARWICK VALLEY TELEPHONE CO NY 2.02,9.01 08/12/05 WASHINGTON MUTUAL MORTGAGE SECURITIES DE 9.01 08/10/05 WASHINGTON MUTUAL MORTGAGE SECURITIES DE 9.01 08/10/05 WASHINGTON POST CO DE 2.03,9.01 08/12/05 WASTE INDUSTRIES USA INC NC 1.01,7.01,9.01 08/10/05 WELLS REAL ESTATE FUND III L P GA 7.01,9.01 08/12/05 WELLS REAL ESTATE FUND IV L P GA 7.01,9.01 08/12/05 WELLS REAL ESTATE FUND IX LP GA 7.01,9.01 08/12/05 WELLS REAL ESTATE FUND VI L P GA 7.01,9.01 08/12/05 WELLS REAL ESTATE FUND VII L P GA 7.01,9.01 08/12/05 WELLS REAL ESTATE FUND VIII LP GA 7.01,9.01 08/12/05 WELLS REAL ESTATE FUND X L P GA 7.01,9.01 08/12/05 WELLS REAL ESTATE FUND XI L P GA 7.01,9.01 08/12/05 WELLS REAL ESTATE FUND XII LP GA 7.01,9.01 08/12/05 WELLS REAL ESTATE FUND XIII L P GA 7.01,9.01 08/12/05 WESTERN MASSACHUSETTS ELECTRIC CO MA 8.01,9.01 08/11/05 WET SEAL INC DE 5.02,9.01 08/10/05 White River Capital Inc 2.01,5.02,9.01 08/09/05 WILSHIRE ENTERPRISES INC DE 2.02,9.01 08/12/05 WILSHIRE ENTERPRISES INC DE 7.01,9.01 08/12/05 WIRELESS BILLBOARDS TECHNOLOGIES CORP 4.01 04/23/05 AMEND WMS INDUSTRIES INC /DE/ DE 2.02,9.01 08/10/05 Xenonics Holdings, Inc. NV 2.02,9.01 08/12/05 XERIUM TECHNOLOGIES INC DE 2.02,8.01,9.01 08/11/05 XILINX INC DE 1.01 08/03/05 AMEND YP CORP NV 5.02,9.01 08/11/05 ZOLTEK COMPANIES INC DE 2.02,9.01 08/10/05