SEC NEWS DIGEST Issue 2003-153 August 11, 2003 RULES AND RELATED MATTERS SEC ISSUES PROPOSED RULES REGARDING DISCLOSURE OF NOMINATING COMMITTEE FUNCTIONS AND COMMUNICATIONS BETWEEN SECURITY HOLDERS AND BOARDS OF DIRECTORS On August 8, the Commission issued proposed amendments to Items 7 and 22 of Schedule 14A under the Securities Exchange Act of 1934. The amendments would require expanded disclosure related to the operation of board nominating committees and new disclosure concerning security holder communications with board members. These proposals would apply to the proxy statements of registered investment companies in the same manner that they apply to other companies The proposals follow the recommendations made by the Division of Corporation Finance to the Commission in its July 15 "Staff Report: Review of the Proxy Process Regarding the Nomination and Election of Directors." The Staff Report and proposed rules are available on the Commission's website at www.sec.gov. For further information, please contact Lillian Cummins, Division of Corporation Finance, at (202) 942-2900 or, with respect to investment companies, Christian L. Broadbent, Division of Investment Management, at (202) 942-0721. (Rels. 34-48301; IC-26145) ENFORCEMENT PROCEEDINGS COMMISSION ISSUES ORDER ALLEGING THAT BROKER VIOLATED THE SECURITIES LAWS BY PARTICIPATING IN FRAUDULENT STOCK OFFERINGS On August 8, the Commission issued an Order Instituting Public Administrative Proceedings and Notice of Hearing Pursuant to Section 15(b) of the Securities Exchange Act of 1934 (Exchange Act) and Section 203(f) of the Investment Advisers Act of 1940 (Advisers Act) against Darius L. Lee (Lee). In the Order, the staff alleges that Lee is enjoined from future violations of the antifraud and registration provisions of the securities laws resulting from his participation, from at least May 1997 to at least October 1999, in the fraudulent offering of securities of three related companies, JB Stanley Group, LP (JB Stanley), Cambridge Capital Holdings Management (Cambridge), and Union Transfer and Cargo Corporation (UTC) (collectively Offerings), and that Lee received at least $8,050 in proceeds from the fraudulent Offerings. The Commission instituted this administrative proceeding after a district court in the Southern District of New York found Lee liable, on June 25, 2003, for his role in the Offerings and granted the Commission's motion for summary judgment, concluding that Lee violated Sections 5(a), 5(c), and 17(a) of the Securities Act of 1933 (Securities Act) and Section 10(b) of the Exchange Act and Rule 10b-5 thereunder (Injunctive Action). As a result of its findings, the Court permanently enjoined Lee from future violations of the antifraud and registration provisions of the securities laws, ordered Lee to disgorge $8,050 of ill- gotten gains derived from his fraudulent conduct, plus $2,641.13 in pre- judgment interest, and ordered Lee to pay a civil penalty of $25,000 (SEC v. Jean Pierre, et al., 02 Civ. 253, SDNY, SWK). The judgment in the Injunctive Action found that Lee made a series of oral misrepresentations and misstatements to investors concerning the Offerings, including that: (a) JB Stanley and Cambridge would conduct an initial public offering (IPO), at a specific price, with JB Stanley investors being able to sell their shares for a profit; (b) another defendant had consistently achieved a 50% return from other funds that he managed; and (c) JB Stanley is a hedge fund and money or asset management firm that pooled investor funds to purchase and sell securities. The judgment in the Injunctive Action also determined that Lee sent investors documents and other materials concerning the Offerings that contained false and misleading statements without investigating the truthfulness of the representations contained therein. These materials falsely stated, inter alia, that: (a) false account statements to investors that overstated the performance of the JB Stanley fund; (b) misstatements in a JB Stanley brochure regarding the experience of its employees and its prominence as an asset management firm; (c) misstatements in the April 1999 Cambridge quarterly report regarding the structure of UTC's business and a proposed merger with another company; and (d) misrepresentations in a 1999 letter sent to JB Stanley investors soliciting investments in UTC. In the Order, the Commission deems that it is in the public interest to institute public administrative proceedings to determine whether the allegations in the Order are true and what, if any, remedial sanctions against Lee are appropriate and in the public interest pursuant to Section 15(b) of the Exchange Act and Section 203(f) of the Advisers Act. (Rel. 34-48302; IA-2156; File No. 3-11210) ADMINISTRATIVE PROCEEDING SETTLED WITH WARREN MARTIN Today the Commission instituted and simultaneously settled a Rule 102(e) proceeding against Warren Martin, the audit partner on the PricewaterhouseCoopers (PwC) engagement to audit the year-end financial statements of MicroStrategy, Inc. (MicroStrategy or the Company) from 1997 through 1999. MicroStrategy's public financial statements for the three-year period were restated on April 13, 2000, reducing revenue by approximately $66 million of the $365 million initially reported. Most of the improperly reported revenue was attributable to multiple element software arrangements that involved continuing obligations by the Company and arrangements for which the Company had not executed contracts in the same fiscal period in which revenue from the arrangements was recorded. The Commission found that prior to causing PwC to issue the audit reports associated with the restated financial statements, Martin failed to develop adequate audit evidence for MicroStrategy's revenue recognition; failed to consider properly language and dates in MicroStrategy's contracts that conflicted with the Company's revenue recognition; failed to consider properly concerns raised by PwC personnel that should have alerted Martin to the audit failures; and relied on unprobed and untested management representations. Consequently, the Commission found that Martin engaged in improper professional conduct within the meaning of Rule 102(e)(1)(ii) of the Commission's Rules of Practice. Martin consented to the entry of an administrative order barring him from practicing before the Commission as an accountant, with a right to apply for reinstatement after two years. (Rel. 34-48311; AAE Rel. 1835; File No. 3-11211) SEC FILES CIVIL LAWSUIT IN MANIPULATION CASE INVOLVING UNISTAR FINANCIAL SERVICE CORP. On August 7, the Commission filed a civil injunctive action against Unistar Financial Service Corp., formerly a Dallas-based insurance and financial services reporting company, Marc A. Sparks, 45, of Dallas, Texas, Phillip H. Clayton, 55, of Houston, Texas, and Dino A. Romano, 34, of Staten Island, New York, and Delray Beach, Florida, and others. The complaint alleges that Sparks, Unistar's former chairman and CEO, Clayton, a convicted felon, and Romano, a securities fraud recidivist, engaged in a manipulative scheme that drove Unistar's stock price to $61 per share in 1999 and enabled the company to make the Russell 2000 index. The three individuals realized $32 million in proceeds by directly and indirectly selling thousands of Unistar shares into the inflated market in a series of unregistered transactions. Other defendants include F. Jeffrey Nelson, 46, a resident of Meridian, Texas, the former president and CFO of Unistar, Cynthia Jackson, 44, of Houston, Texas, Nicole Clayton Caver, 30, of Dallas, Texas, Clayton's daughter, and Intermark Investments, Inc., and Turner Holdings, Inc., two Texas corporations. The Commission is seeking various remedies in the civil injunctive action, including permanent injunctions, disgorgement, and civil money penalties. [SEC v. Unistar Financial Service Corp., Marc A. Sparks, F. Jeffrey Nelson, Phillip H. Clayton, Dino A. Romano, Cynthia Jackson, Intermark Investments, Inc., Turner Holdings, Inc., and Nicole Clayton Caver, Civil Action No. 3:03CV1763- L, ND Tex.] (LR-18280) JOHN POWELL, MOVIE PRODUCER AND FORMER STOCKBROKER, INDICTED FOR LYING TO THE SEC On August 5, a federal grand jury indicted John R. Powell, former President of Irvine Securities, Inc. and currently a movie producer, for making false statements to the Securities and Exchange Commission. The indictment charges Powell with making false statements to a federal agency and obstruction of justice. The indictment alleges that during 2002, the Commission proposed settling a civil case filed by the Commission against Powell and others. During the course of settlement discussions, the Commission staff stated that it would consider waiving a portion of the proposed amount of disgorgement and an additional money penalty if Powell was unable to pay the full amount. The Commission required Powell to submit sworn financial statements demonstrating his inability to pay. Powell submitted two sworn financial statements, dated January 2002 and July 2002. The indictment alleges that in each of the financial statements, Powell claimed he had a negative net worth and that he had no equity in his Laguna Beach house because his mortgage was essentially equal to the property's "quick sale" market value. The indictment further alleges that Powell, in fact, knew at the time he submitted the January 2002 financial statements that his residence had been appraised at a value of over $3 million, that a mortgage lender would loan him at least $1,750,000 against the property, and that he had at least $500,000 in equity in the property. In Powell's July 2002 financial statements submitted to the Commission, Powell did not disclose that he had refinanced his house in February 2002 to withdraw more than $428,000 in cash from the property. Nor did the financial statements disclose that Powell deposited this money directly into a bank account in the name of a film production company that Powell owned and controlled. Powell subsequently wrote checks on this bank account to pay for his monthly mortgage payments and other living expenses. On Oct. 10, 2002, in an action brought by the Commission, the U.S. District Court for the Central District of California entered an injunction prohibiting Powell from violating the securities registration and antifraud provisions of the federal securities laws, Sections 5(a), 5(c), and 17(a) of the Securities Act of 1933, Section 10(b) of the Securities Exchange Act of 1934, and Rule 10b-5. For more information, see Litigation Release Nos. 18182 (June 9, 2003), and 15822 (July 29, 1998). The criminal case is being prosecuted by the United States Attorney's Office for the Central District of California. [U.S. v. John R. Powell, Criminal Case No. CR 03-782, CD Cal.] (LR-18281) HOLDING COMPANY ACT RELEASES KEYSPAN CORPORATION An order has been issued authorizing a proposal by KeySpan Corporation, a registered holding company, for the release of jurisdiction over the creation of a nonutility money pool. (Rel. 35-27709) SELF-REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES The Depository Trust Company filed a proposed rule change (SR-DTC-2002- 14), which became effective on filing, amending DTC's fee schedule to add a fifty-dollar fee for the assignment of a FINS number. Publication of the proposal is expected in the Federal Register during the week of August 11. (Rel. 34-48289) A proposed rule change filed by the National Association of Securities Dealers to establish a revenue sharing program (SR-NASD-2003-120) has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the notice is expected in the Federal Register during the week of August 11. (Rel. 34-48303) AMENDMENTS TO A PROPOSED RULE CHANGES The National Association of Securities Dealers filed Amendment Nos. 1 and 2 to a proposed rule change (SR-NASD-2002-162) to amend and adopt rules, which relate to the establishment, maintenance, and testing of Internal Controls and Supervision. Publication of the proposal is expected to in the Federal Register during the week of August 11. (Rel. 34-48298) The New York Stock Exchange has filed Amendment Nos. 2 and 3 to a proposed rule change (SR-NYSE-2002-36) under Rule 19b-4 of the Act to amend and adopt rules, which relate to the establishment, maintenance, and testing of Internal Controls and Supervision. Publication of the proposal is expected in the Federal Register during the week of August 11. (Rel. 34-48299) APPROVAL OF PROPOSED RULE CHANGE The Commission approved a proposal by the National Association of Securities Dealers (SR-NASD-2003-99) to amend Rule 6260 regarding new issue notification procedures for TRACE-eligible securities. Publication of the order in the Federal Register is expected during the week of August 11. (Rel. 34-48305) DELISTINGS GRANTED An order has been issued granting the application of the American Stock Exchange to strike from listing and registration the common stock, $.83 1/3 par value, of Driver-Harris Company, effective at the opening of business on August 11. (Rel. 34-48303) An order has been issued granting the application of the American Stock Exchange to strike from listing and registration the common stock, $.001 par value, of Cross Media Marketing Corporation, effective at the opening of business on August 11. (Rel. 34-48309) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-3 SUPERIOR ENERGY SERVICES INC, 1105 PETERS ROAD, HARVEY, LA, 70058, 5043624321 - 5,000,000 ($45,000,000.00) Equity, (File 333-107749 - Aug. 8) (BR. 04) S-11 CORNERSTONE REALTY FUND LLC, 4590 MACARTHUR BLVD, SUITE 610, NEWPORT BEACH, CA, 92660, 9498521007 - 0 ($37,000,000.00) Other, (File 333-107750 - Aug. 8) (BR. 08) S-4 LIN TELEVISION CORP, ONE RICHMOND SQUARE, STE 230 E, PROVIDENCE, RI, 02906, 4014542880 - 200,000,000 ($200,000,000.00) Non-Convertible Debt, (File 333-107751 - Aug. 8) (BR. 37) S-3 LIN TELEVISION CORP, ONE RICHMOND SQUARE, STE 230 E, PROVIDENCE, RI, 02906, 4014542880 - 125,000,000 ($125,000,000.00) Debt Convertible into Equity, (File 333-107754 - Aug. 8) (BR. 37) S-3 QUESTCOR PHARMACEUTICALS INC, 5104000700 - 7,966,976 ($6,851,599.36) Equity, (File 333-107755 - Aug. 8) (BR. 01) S-3 DOT HILL SYSTEMS CORP, 6305 EL CAMINO REAL, CARLSBAD, CA, 92009, 2129894455 - 0 ($145,728,000.00) Equity, (File 333-107756 - Aug. 8) (BR. 03) S-8 ASTEA INTERNATIONAL INC, 455 BUSINESS CENTER DRIVE, HORSHAM, PA, 19044, 2156822500 - 1,400,000 ($1,055,457.56) Equity, (File 333-107757 - Aug. 8) (BR. 03) S-8 TEXAS INSTRUMENTS INC, P.O. BOX 660199, DALLAS, TX, 75266, 9729953773 - 50,000,000 ($931,750,000.00) Equity, (File 333-107759 - Aug. 8) (BR. 36) S-8 TEXAS INSTRUMENTS INC, P.O. BOX 660199, DALLAS, TX, 75266, 9729953773 - 800,000 ($14,908,000.00) Equity, (File 333-107760 - Aug. 8) (BR. 36) S-8 TEXAS INSTRUMENTS INC, P.O. BOX 660199, DALLAS, TX, 75266, 9729953773 - 2,000,000 ($37,270,000.00) Equity, (File 333-107761 - Aug. 8) (BR. 36) S-8 FIRST INVESTORS FINANCIAL SERVICES GROUP INC, 675 BERING DR, STE 710, HOUSTON, TX, 77057, 7139772600 - 0 ($4,540,000.00) Equity, (File 333-107762 - Aug. 8) (BR. 07) S-8 FIRST CHESTER COUNTY CORP, 9 N HIGH ST, PO BOX 523, WEST CHESTER, PA, 19381, 6106923000 - 100,000 ($2,045,000.00) Equity, (File 333-107763 - Aug. 8) (BR. 07) S-1 DIGITALNET HOLDINGS INC, 2525 NETWORK PLACE, ., HERNDON, VA, 20171, 703-563-7500 - 0 ($86,250,000.00) Equity, (File 333-107764 - Aug. 8) (BR. 03) S-8 SEALANT SOLUTIONS INC, P.O. BOX 500, SUITE, EAST TAUNTON, MA, 02718, 5088806969 - 3,000,000 ($240,000.00) Equity, (File 333-107765 - Aug. 8) (BR. 04) S-8 SILICONWARE PRECISION INDUSTRIES CO LTD, #123 SECTION 3 DA FONG RD TANTZU, TANTZU TAICHUNG 427, TAIWAN R O C, F5, 00000, 886 42534 1525 - 1,435,000 ($1,018,850.00) Equity, (File 333-107766 - Aug. 8) (BR. 36) S-1 LIGHTFIRST INC, 25 NORTHWEST BLVVD., SUITE 700, ELK GROVE VILLAGE, IL, 60007, 8476408880 - 0 ($20,000,000.00) Equity, (File 333-107769 - Aug. 8) (BR. 03) S-8 ODYSSEY PICTURES CORP, 16910 DALLAS PARKWAY, SUITE 104, DALLAS, TX, 75248, 3105563656 - 500,000 ($50,000.00) Equity, (File 333-107772 - Aug. 8) (BR. 05) S-8 CHATEAU COMMUNITIES INC, 6160 S SYRACUSE WAY, GREENWOOD VILLAGE, CO, 80111, 3037418707 - 0 ($55,936,000.00) Equity, (File 333-107773 - Aug. 8) (BR. 08) S-4 DOMINOS INC, 30 FRANK LLOYD WRIGHT DRIVE, ANN ARBOR, MI, 48106-0997, 7349303030 - 403,000,000 ($403,000,000.00) Non-Convertible Debt, (File 333-107774 - Aug. 8) (BR. 04) S-8 ENPRO INDUSTRIES INC, 5605 CARNEGIE BOULEVARD, SUITE 500, CHARLOTTE, NC, 28209, 7047311500 - 0 ($6,108,000.00) Equity, (File 333-107775 - Aug. 8) (BR. 06) S-3 ZIX CORP, 2711 NORTH HASKELL AVENUE, SUITE 2300, LB 36, DALLAS, TX, 75204-2960, 214-370-2000 - 0 ($473,397.70) Equity, (File 333-107776 - Aug. 8) (BR. 03) S-3 ZIX CORP, 2711 NORTH HASKELL AVENUE, SUITE 2300, LB 36, DALLAS, TX, 75204-2960, 214-370-2000 - 0 ($1,324,595.90) Equity, (File 333-107777 - Aug. 8) (BR. 03) S-8 ZIX CORP, 2711 NORTH HASKELL AVENUE, SUITE 2300, LB 36, DALLAS, TX, 75204-2960, 214-370-2000 - 0 ($2,190,000.00) Equity, (File 333-107778 - Aug. 8) (BR. 03) S-3 SLM CORP, 11600 SALLIE MAE DR, RESTON, VA, 20193, 7038103000 - 0 ($2,000,000,000.00) Other, (File 333-107779 - Aug. 8) (BR. 07) S-3 COMMERCE BANCORP INC /NJ/, COMMERCE ATRIUM, 1701 RTE 70 E, CHERRY HILL, NJ, 08034-5400, 8567519000 - 500,000,000 ($500,000,000.00) Unallocated (Universal) Shelf, (File 333-107780 - Aug. 8) (BR. 07) S-4 FISERV INC, 255 FISERV DR, PO BOX 979, BROOKFIELD, WI, 53045, 4148795000 - 0 ($100,000,000.00) Non-Convertible Debt, (File 333-107781 - Aug. 8) (BR. 03) S-3 INTERLEUKIN GENETICS INC, 135 BEAVER ST, WATHAM, MA, 02452, 1-781-398-0700 - 0 ($1,312,500.00) Equity, (File 333-107782 - Aug. 8) (BR. 01) S-4 CBD MEDIA LLC, 312 PLUM STREET, CINCINNATI, OH, 45202, 0 ($150,000,000.00) Non-Convertible Debt, (File 333-107783 - Aug. 8) (BR. 05) S-8 INSYNQ INC, 1127 BROADWAY PLAZA, SUITE #202, TACOMA, WA, 98402, 2532842000 - 74,000,000 ($740,000.00) Equity, (File 333-107784 - Aug. 8) (BR. 05) S-8 CENTURY PACIFIC FINANCIAL CORP, 1422 N 44TH ST, APT 211, PHOENIX, AZ, 85008, 6022677007 - 500,000 ($50,000.00) Equity, (File 333-107785 - Aug. 8) (BR. 07) S-8 GLENAYRE TECHNOLOGIES INC, 11360 LAKEFIELD DRIVE, -, DULUTH, GA, 30097, 7702831000 - 2,000,000 ($3,080,000.00) Equity, (File 333-107786 - Aug. 8) (BR. 37) S-3 VALASSIS COMMUNICATIONS INC, 19975 VICTOR PARKWAY, LIVONIA, MI, 48152, 3135913000 - 0 ($160,000,148.00) Debt Convertible into Equity, (File 333-107787 - Aug. 8) (BR. 02) S-4 WARNACO GROUP INC /DE/, 90 PARK AVE, 26TH FLOOR, NEW YORK, NY, 10016, 2126611300 - 210,000,000 ($210,000,000.00) Non-Convertible Debt, (File 333-107788 - Aug. 8) (BR. 02) S-8 GLENAYRE TECHNOLOGIES INC, 11360 LAKEFIELD DRIVE, -, DULUTH, GA, 30097, 7702831000 - 750,000 ($1,155,000.00) Equity, (File 333-107789 - Aug. 8) (BR. 37) S-4 SPEEDWAY MOTORSPORTS INC, US HIGHWAY 29 NORTH, PO BOX 600, CONCORD, NC, 28026, 7044553239 - 0 ($230,000,000.00) Non-Convertible Debt, (File 333-107790 - Aug. 8) (BR. 05) S-3 BOSTON PROPERTIES LTD PARTNERSHIP, 8 ARLINGTON STREET, BOSTON, MA, 02116, 6178592600 - 0 ($1,000,000,000.00) Equity, (File 333-107792 - Aug. 8) (BR. 08) S-8 ALLSCRIPTS HEALTHCARE SOLUTIONS INC, 2401 COMMERCE DRIVE, LIBERTYVILLE, IL, 60048, 8476808515 - 474,090 ($137,486.10) Equity, (File 333-107793 - Aug. 8) (BR. 01) S-4 IMMUNOTECHNOLOGY CORP, 1661 LAKEVIEW CIRCLE, OGDEN, UT, 84403, 8013993632 - 370,266,667 ($40,719,333.37) Equity, (File 333-107794 - Aug. 8) (BR. 09) S-8 AMERICAN DENTAL PARTNERS INC, 201 EDGEWATER DRIVE, SUITE 285, WAKEFIELD, MA, 01880-1249, 6172240880 - 75,000 ($661,000.00) Equity, (File 333-107795 - Aug. 8) (BR. 01) S-8 LAM PHARMACEUTICAL CORP, 800 SHEPPARD AVENUE WEST, TORONTO, A6, 00000, 4166333004 - 0 ($850,000.00) Equity, (File 333-107796 - Aug. 8) (BR. 01) S-8 ANTHONY & SYLVAN POOLS CORP, 6690 BETA DRIVE, MAYFIELD VILLAGE, OH, 44143, 2162857946 - 1,471,420 ($3,825,692.00) Equity, (File 333-107798 - Aug. 8) (BR. 06) S-3 INTROGEN THERAPEUTICS INC, 301 CONGRESS AVE, SUITE 1850, AUSTIN, TX, 78701, 5127089310 - 0 ($100,000,000.00) Equity, (File 333-107799 - Aug. 8) (BR. 01) SB-2 USA TECHNOLOGIES INC, 200 PLANT AVENUE, WAYNE, PA, 19087, 6109890340 - 107,250,878 ($42,900,351.00) Equity, (File 333-107800 - Aug. 8) (BR. 03) S-3 MEDIS TECHNOLOGIES LTD, 805 THIRD AVENUE, NEW YORK, NY, 10022, 2129358484 - 420,479 ($3,792,721.00) Equity, (File 333-107801 - Aug. 8) (BR. 36) SB-2 NATURAL GOLF CORP, 1200 EAST BUSINESS CENTER DRIVE, SUITE 400, MOUNT PROSPECT, IL, 60056, 8477950100 - 0 ($20,125,000.00) Equity, (File 333-107802 - Aug. 8) (BR. ) S-3 URSTADT BIDDLE PROPERTIES INC, C/O HRE PROPERTIES INC, 321 RAILROAD AVENUE, GREENWICH, CT, 06830, 2038638200 - 400,000 ($40,000,000.00) Equity, (File 333-107803 - Aug. 8) (BR. 08) S-4 SECURE COMPUTING CORP, 6126282700 - 0 ($1,541,411.00) Equity, (File 333-107804 - Aug. 8) (BR. 03) S-8 RF MICRO DEVICES INC, 7628 THORNDIKE ROAD, GREENSBORO, NC, 27409-9421, 3369317042 - 9,250,000 ($66,877,500.00) Equity, (File 333-107805 - Aug. 8) (BR. 36) S-3 NABORS INDUSTRIES INC, 515 W GREEN RD STE 1200, HOUSTON, TX, 77067, 2818740035 - 0 ($602,910,000.00) Debt Convertible into Equity, (File 333-107806 - Aug. 8) (BR. 04) S-8 CIRRUS LOGIC INC, 2901 VIA FORTUNA, AUSTIN, TX, 78746, 512-851-4000 - 1,500,000 ($7,455,000.00) Equity, (File 333-107807 - Aug. 8) (BR. 36) S-8 CIRRUS LOGIC INC, 2901 VIA FORTUNA, AUSTIN, TX, 78746, 512-851-4000 - 3,379,733 ($16,797,273.01) Equity, (File 333-107808 - Aug. 8) (BR. 36) S-8 CENTRA SOFTWARE INC, 430 BEDFORD STREET, LEXINGTON, MA, 02420, 7818617000 - 1,000,000 ($2,640,000.00) Equity, (File 333-107809 - Aug. 8) (BR. 08) S-8 COMMUNITY HEALTH SYSTEMS INC, 155 FRANKLIN RD, STE 400, BRENTWOOD, TN, 37027, 6153739600 - 0 ($173,360,000.00) Equity, (File 333-107810 - Aug. 8) (BR. 01) S-3 TTM TECHNOLOGIES INC, 2630 S. HARBOR BLVD., SANTA ANA, CA, 92704, 7142410303 - 0 ($100,000,000.00) Equity, (File 333-107811 - Aug. 8) (BR. 03) N-2 PIONEER MUNICIPAL HIGH INCOME TRUST, 60 STATE STREET, 19TH FLOOR, BOSTON, MA, 02109, 6177427825 - 40 ($1,000,000.00) Equity, (File 333-107812 - Aug. 8) (BR. 16) F-3 UNIBANCO UNION OF BRAZILIAN BANKS SA, AV EUSEBIO MATOSO 891, 22ND FL, SAN PAULO, D5, 5118674444 - 0 ($200,394,926.00) Equity, (File 333-107813 - Aug. 8) (BR. 07) S-3 MERCANTILE BANK CORP, 5650 BYRON CENTER AVENUE S. W., WYOMING, MI, 49509, 616 406-3777 - 0 ($37,352,000.00) Equity, (File 333-107814 - Aug. 8) (BR. 07) SB-2 NEXT INC/TN, 7625 HAMILTON PARK DRIVE, SUITE 12, CHATTANOOGA, TN, 37421, 423 296 8213 - 1,150,000 ($1,029,250.00) Equity, (File 333-107815 - Aug. 8) (BR. 08) S-4 FIDELITY NATIONAL FINANCIAL INC /DE/, 601 RIVERSIDE AVENUE, ,, JACKSONVILLE, FL, 32204, 904-854-8100 - 15,430,518 ($430,009,506.00) Equity, (File 333-107816 - Aug. 8) (BR. 01) S-3 NAPRO BIOTHERAPEUTICS INC, 6304 SPINE RD, UNIT A, BOULDER, CO, 80301, 3035303891 - 0 ($16,120,000.00) Equity, (File 333-107817 - Aug. 8) (BR. 01) S-8 IXIA, 26601 W AGOURA RD, CALABASAS, CA, 91302, 8188711800 - 5,000,000 ($34,775,000.00) Equity, (File 333-107818 - Aug. 8) (BR. 36) S-2 ATARI INC, 417 FIFTH AVENUE, NEW YORK, NY, 10016, 2127266500 - 0 ($143,750,000.00) Equity, (File 333-107819 - Aug. 8) (BR. 03) S-3 AVANIR PHARMACEUTICALS, 11388 SORRENTO VALLEY ROAD, STE 200, SAN DIEGO, CA, 92121, 8586225200 - 8,074,069 ($12,999,251.09) Equity, (File 333-107820 - Aug. 8) (BR. 01) S-3 TARGETED GENETICS CORP /WA/, 1100 OLIVE WAY, STE 100, SEATTLE, WA, 98101, 2066237612 - 11,600,000 ($20,532,000.00) Equity, (File 333-107822 - Aug. 8) (BR. 01) N-2 ING SENIOR INCOME FUND, ING SENIOR INCOME FUND, 7337 E. DOUBLETREE RANCH ROAD, SCOTTSDALE, AZ, 85258, 4804773000 - 0 ($7,234,405.00) Equity, (File 333-107823 - Aug. 8) (BR. 20) S-8 US BIODEFENSE INC, 13674 E. VALLEY BLVD., NA, CITY OF INDUSTRY, CA, 91746, (626) 961-8039 - 10,000,000 ($1,300,000.00) Equity, (File 333-107825 - Aug. 8) (BR. 09) SB-2 TRYX VENTURES CORP, 314-837 WEST HASTINGS STREET, VANCOUVER, A1, V6C 3N6, 3,004,700 ($3,004,700.00) Equity, (File 333-107827 - Aug. 8) (BR. ) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: Item 1. Changes in Control of Registrant. Item 2. Acquisition or Disposition of Assets. Item 3. Bankruptcy or Receivership. Item 4. Changes in Registrant's Certifying Accountant. Item 5. Other Materially Important Events. Item 6. Resignations of Registrant's Directors. Item 7. Financial Statements and Exhibits. Item 8. Change in Fiscal Year. Item 9. Regulation FD Disclosure. The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports previously filed, responding to the item(s) of the form specified. 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 DATE COMMENT ------------------------------------------------------------------------------------ 10CHARGE INC DE X X 08/07/03 ACCESS PHARMACEUTICALS INC DE X 08/07/03 ADVANCED REMOTE COMMUNICATION SOLUTIO CA X 08/05/03 AEGIS MTG LOAN ASSET BACKED CERTS SER NY X X 07/25/03 AERO SYSTEMS ENGINEERING INC MN X 08/07/03 AGWAY INC DE X X 08/07/03 ALAMO GROUP INC DE X 08/05/03 ALAMOSA HOLDINGS INC DE 08/07/03 ALASKA COMMUNICATIONS SYSTEMS GROUP I DE X X X 08/07/03 ALASKA COMMUNICATIONS SYSTEMS HOLDING DE X X X 08/07/03 ALLIANCE LAUNDRY HOLDINGS LLC X 08/07/03 ALLIANCE LAUNDRY SYSTEMS LLC X 08/07/03 ALLIN CORP DE X 08/06/03 ALLSCRIPTS HEALTHCARE SOLUTIONS INC DE X X 08/01/03 ALTERNATIVE LOAN TRUST MORT PASS THRO DE X X 07/25/03 AMERICAN PHYSICIANS CAPITAL INC MI X 08/07/03 AMERIQUEST MORTGAGE SECURITIES INC DE X 08/08/03 AMERIQUEST MORTGAGE SECURITIES INC DE X X 08/08/03 AMERIQUEST MORTGAGE SECURITIES INC DE X X 08/08/03 AMLI RESIDENTIAL PROPERTIES TRUST MD X X 08/07/03 APA OPTICS INC /MN/ MN X 08/08/03 AMEND APPLIED INDUSTRIAL TECHNOLOGIES INC OH X 08/08/03 ARCH WIRELESS INC DE 06/30/03 ARI NETWORK SERVICES INC /WI WI X X 08/08/03 ARMOR HOLDINGS INC DE X X 07/26/03 ARTESYN TECHNOLOGIES INC FL X X 08/08/03 ASSET BACKED SECURITIES CORP DE X 08/08/03 ASTROCOM CORP MN X X 08/07/03 AUSPEX SYSTEMS INC DE X 07/22/03 AMEND AVANEX CORP DE X 08/04/03 AVENUE GROUP INC DE X X 07/31/03 AVI BIOPHARMA INC OR X 08/05/03 AVOCA INC LA X 08/08/03 AZUREL LTD X X 04/25/03 AMEND BANC OF AMERICA ALTERNATIVE LOAN TRUS DE X X 07/04/03 BANC OF AMERICA ALTERNATIVE LOAN TRUS DE X X 07/04/03 BANC OF AMERICA MORT SEC INC MORT PS DE X X 07/25/03 BANC OF AMERICA MORT SEC INC MORT PAS DE X X 07/25/03 BANC OF AMERICA MORT SEC INC MORT PAS DE X X 07/25/03 BANC OF AMERICA MORT SEC INC MORT PAS DE X X 07/25/03 BANC OF AMERICA MORTGAGE SEC INC ALTE DE X X 07/25/03 BANC OF AMERICA MORTGAGE SEC INC MORT DE X X 07/25/03 BANC OF AMERICA MORTGAGE SEC INC MRT DE X X 07/25/03 BANC ONE FINANCIAL SERVICES HOME EQUI NY X X 07/25/03 BANK OF AMERICA MORT SEC INC MORT PAS DE X X 07/25/03 BANK OF AMERICA MORT SEC INC MORT PAS DE X X 07/25/03 BEAR STEARNS ALT A TR MORTGAGE PASS T NY X X 07/25/03 BEAR STEARNS ARM TRUST 2002-7 DE X X 07/25/03 BEAR STEARNS ARM TRUST MORTGAGE PASS NY X X 07/25/03 BEAR STEARNS ARM TRUST MORTGAGE PASS X X 07/25/03 BEAR STEARNS ARM TRUST MORTGAGE PASS DE X X 07/25/03 BEAR STEARNS ARM TRUST MORTGAGE PASS DE X X 07/25/03 BEAR STEARNS ARM TRUST MORTGAGE PASS DE X X 07/25/03 BEAR STEARNS ARM TRUST MORTGAGE PASS NY X X 07/25/03 BEAR STEARNS ARM TRUST MORTGAGE PASS DE X X 07/25/03 BEAR STEARNS ARM TRUST MORTGAGE PASS NY X X 07/25/03 BEAR STEARNS ARM TRUST MORTGAGE PASS NY X X 07/25/03 BEAR STEARNS ARM TRUST MORTGAGE PASS NY X X 07/25/03 BEAR STEARNS ARM TRUST MORTGAGE PASS NY X X 07/25/03 BEAR STEARNS ARM TRUST MORTGAGE PASS- NY X X 07/25/03 BEAR STEARNS ARM TRUST MORTGAGE PASS- NY X X 07/25/03 BEAR STEARNS ASSET BACKED CERTIFICATE DE X X 07/25/03 BEAR STEARNS ASSET BACKED SEC INC CER DE X X 07/25/03 BEAR STEARNS ASSET BACKED SECURITIES DE X X 08/07/03 BIO RAD LABORATORIES INC DE X 08/07/03 BIOMARIN PHARMACEUTICAL INC DE X X 08/05/03 BIOMARIN PHARMACEUTICAL INC DE X X 08/07/03 BJS WHOLESALE CLUB INC DE 08/07/03 BLUEFLY INC DE X 08/08/03 BNP RESIDENTIAL PROPERTIES INC MD X 08/06/03 BOGEN COMMUNICATIONS INTERNATIONAL IN DE 08/08/03 BOOKS A MILLION INC DE 08/08/03 BOUNDLESS MOTOR SPORTS RACING INC CO X X X X 07/31/03 BROWN TOM INC /DE DE 08/07/03 CALIFORNIA COASTAL COMMUNITIES INC DE X 08/07/03 CAMBREX CORP DE X X 08/07/03 CAREER EDUCATION CORP DE X X 08/05/03 CATELLUS DEVELOPMENT CORP DE X 08/05/03 CH2M HILL COMPANIES LTD OR X 08/08/03 CITGO PETROLEUM CORP DE X X 08/08/03 CITY HOLDING CO WV X X 08/08/03 CLAYTON HOMES INC DE X X 08/07/03 COAST DISTRIBUTION SYSTEM INC DE X X 08/07/03 COASTAL FINANCIAL CORP /DE DE X X X X X X X X X 08/01/03 COCA COLA BOTTLING CO CONSOLIDATED /D DE X 08/06/03 COMFORCE CORP DE X 08/07/03 COMMUNITY BANCORP INC DE X X 08/08/03 CONTINENTAL MATERIALS CORP DE X 07/29/03 CPI CORP DE X 08/04/03 CROSS COUNTRY HEALTHCARE INC DE X 08/06/03 CUMULUS MEDIA INC DE X 08/05/03 CWABS INC DE X X 06/30/03 DANKA BUSINESS SYSTEMS PLC 08/08/03 DAVE & BUSTERS INC MO X X 08/07/03 DEERE JOHN RECEIVABLES INC DE X X 08/08/03 DENDREON CORP DE X 08/04/03 DEXTERITY SURGICAL INC DE X 08/08/03 DIGITAL ANGEL CORP DE X X 07/31/03 DIGITAL LIGHTWAVE INC DE X 08/08/03 DIGITAL POWER CORP CA X 08/07/03 DOBSON COMMUNICATIONS CORP OK X X 08/05/03 DXP ENTERPRISES INC TX X 08/07/03 E CENTIVES INC DE X 08/07/03 EAGLE PICHER HOLDINGS INC DE X X 08/07/03 EAUTOCLAIMS COM INC NV X X 08/08/03 EFC BANCORP INC DE X X 08/07/03 ELITE PHARMACEUTICALS INC /DE/ DE X X 08/08/03 EMERITUS CORP\WA\ WA X 08/07/03 EN POINTE TECHNOLOGIES INC DE X 08/07/03 ENCORE CREDIT CORP MORTGAGE PASS THRO DE X X 07/25/03 ENERGY PARTNERS LTD DE X X 08/07/03 EON LABS INC DE X 07/24/03 EPOCH BIOSCIENCES INC DE X 08/05/03 EURAMAX INTERNATIONAL PLC X X 08/06/03 EXPLORATION CO OF DELAWARE INC DE X X X 06/30/03 FAMILY STEAK HOUSES OF FLORIDA INC FL X 07/02/03 FEDERAL MOGUL CORP MI X 08/06/03 FINANCIAL ASSET SEC CORP FIRST FRANKL DE X X 07/25/03 FINANCIAL ASSET SECURITIES CORP DE X X 08/08/03 FINANCIAL SECURITY ASSURANCE HOLDINGS NY X X 08/06/03 FIRST FRANKLIN MORTGAGE LOAN TRUST 20 DE X X 07/25/03 FIRST FRANKLIN MORTGAGE LOAN TRUST 20 DE X X 07/25/03 FIRSTENERGY CORP OH X 08/08/03 FLEXSTEEL INDUSTRIES INC MN X 08/07/03 FLORIDAFIRST BANCORP INC FL X 08/05/03 FOOTSTAR INC DE X 08/07/03 FOREST OIL CORP NY X X 08/06/03 GATEWAY INTERNATIONAL HOLDINGS INC NV X X 07/24/03 GEN PROBE INC DE X X 08/07/03 GENCOR INDUSTRIES INC DE X X 08/08/03 GENCORP INC OH X X 08/06/03 GLIMCHER REALTY TRUST MD X X 08/07/03 GOLDEN STAR RESOURCES LTD X 08/06/03 GOLDEN TELECOM INC DE X X 08/06/03 GREENWICH CAPITAL ACCEPTANCE INC THOR DE X X 07/25/03 GS MORTGAGE SECURITIES CORP DE X 08/05/03 GUARANTY BANCSHARES INC /TX/ TX X 07/30/03 HALLMARK FINANCIAL SERVICES INC NV X X 06/30/03 HARDINGE INC NY X X 08/01/03 HARRIS INTERACTIVE INC DE X X 08/06/03 HEALTH FITNESS CORP /MN/ MN X 08/06/03 HI SHEAR TECHNOLOGY CORP DE X X 01/02/03 AMEND HOME PROPERTIES OF NEW YORK INC MD X 06/30/03 HORIZON OFFSHORE INC DE X 08/07/03 HUGHES ELECTRONICS CORP DE X X 08/08/03 HYPERFEED TECHNOLOGIES INC DE X 08/04/03 ICAD INC DE 08/07/03 IGN ENTERTAINMENT INC DE X X 08/07/03 IMANAGE INC DE X X 08/06/03 INAMED CORP DE X X 07/25/03 INDEPENDENT BANKSHARES INC TX X X 08/07/03 INDYMAC ABS INC DE X X 08/07/03 INTELLIGENT MOTOR CARS GROUP INC DE X X 02/05/03 AMEND INTER PARFUMS INC DE X 08/07/03 INTERACTIVECORP DE X X 08/08/03 INTERLINK ELECTRONICS INC DE X X 07/25/03 INTERNATIONAL BANCSHARES CORP TX 08/08/03 INTERWOVEN INC CA X X 08/06/03 IRWIN HOME EQUITY LOAN BACK CERTS SER NY X X 07/25/03 IRWIN HOME EQUITY LOAN BACK NOTES SER NY X X 07/25/03 IVP TECHNOLOGY CORP NV X X 08/08/03 J2 GLOBAL COMMUNICATIONS INC DE X X 07/07/03 KANKAKEE BANCORP INC DE X X 08/08/03 KASPER A S L LTD DE X X 08/07/03 KELLER MANUFACTURING CO IN X X 08/07/03 KENTUCKY ELECTRIC STEEL INC /DE/ DE X X 08/07/03 KMART HOLDING CORP DE X X 08/08/03 LABONE INC/ MO X 08/07/03 LAKELAND BANCORP INC NJ X X 08/08/03 LENDINGTREE INC X 08/08/03 LOCKHEED MARTIN CORP MD X X 08/06/03 LOJACK CORP MA X 08/08/03 LONGS DRUG STORES CORP MD X 08/08/03 M-B TECH INC NV X 06/03/03 AMEND MAIL WELL INC CO X 08/05/03 MARISA CHRISTINA INC DE X X 08/08/03 MARTIN MIDSTREAM PARTNERS LP DE X 08/08/03 MASTER ADJUSTABLE RATE MORTGAGES TRUS DE X X 07/25/03 MASTR SEASONED SECURITIZATION TRUST 2 DE X X 07/25/03 MAUI LAND & PINEAPPLE CO INC HI X 08/08/03 MEASUREMENT SPECIALTIES INC NJ X 08/08/03 MEDITECH PHARMACEUTICALS INC NV X X 08/08/03 MEDPLUS CORP DE X X 08/07/03 MELLON BANK N A MA X X 07/09/03 AMEND MERCHANTS BANCSHARES INC DE X X 07/17/03 AMEND MERRILL LYNCH MORT INV INC MORT LN AS DE X X 07/25/03 MERRILL LYNCH MORT INV INC MRT PSS TH DE X X 07/25/03 MERRILL LYNCH MORT INVES INC MRT PS T DE X X 07/25/03 MERRILL LYNCH MORT INVEST INC MLCC 20 DE X X 07/25/03 MERRILL LYNCH MORT INVEST INC MORT LN DE X X 07/25/03 MERRILL LYNCH MORTGAGE INVESTORS INC DE X X 08/07/03 MERRILL LYNCH MORTGAGE INVESTORS INC DE X X 07/25/03 MERRILL LYNCH MORTGAGE INVESTORS TRUS DE X X 07/25/03 METATEC INTERNATIONAL INC OH X 08/08/03 MGI PHARMA INC MN X X 08/07/03 MICHAELS STORES INC DE X 08/07/03 MICRON ENVIRO SYSTEMS INC NV X 08/08/03 MIDDLETON DOLL CO WI X X 08/08/03 MIRENCO INC X 07/23/03 MITCHAM INDUSTRIES INC TX X X 08/01/03 MOORE HANDLEY INC /DE/ DE 06/30/03 MOORE MEDICAL CORP DE X 08/06/03 MORGAN STANLEY ABS CAPITAL I INC MSDW DE X X 07/25/03 MORGAN STANLEY CAPITAL I INC HOME EQ NY X X 07/25/03 MORGAN STANLEY DEAN WITTER CAPITAL I DE X X 07/25/03 MORGAN STANLEY DEAN WITTER CAPITAL I DE X X 08/06/03 MORTGAGE ASSET SEC TR MSTR ALT LN TR DE X X 07/25/03 MORTGAGE ASSET SEC TRANS ALTER LN DE X X 07/25/03 MORTGAGE ASSET SEC TRANS INC MORT PAS DE X X 07/25/03 MORTGAGE ASSET SEC TRANS INC MORT PAS DE X X 07/25/03 MORTGAGE ASSET SEC TRANS MASTR PASS T DE X X 07/25/03 MORTGAGE ASSET SEC TRANSACTIONS INC M DE X X 07/25/03 MORTGAGE ASSET SECURIT TRANS INC MORT DE X X 07/25/03 MORTGAGE ASSET SECURITIZATION TRANSAC DE X X 07/25/03 MORTGAGE PASS THROUGH CERTIFICATES ML DE X X 07/25/03 MORTGAGE PASS- THROUGH CERTIFICATES S DE X X 08/01/03 MORTGAGE PASS-THROUGH CERTIFICATES SE DE X X 07/25/03 MULTI TECH INTERNATIONAL CORP NV X 08/08/03 NABORS INDUSTRIES LTD D0 X 08/08/03 NATIONAL QUALITY CARE INC DE X X 08/08/03 NATUS MEDICAL INC DE X 08/07/03 AMEND NAVIGATORS GROUP INC DE X 08/05/03 NCO GROUP INC PA X X 08/05/03 NCO PORTFOLIO MANAGEMENT INC DE X X 08/05/03 NETGURU INC DE X X 07/25/03 NL INDUSTRIES INC NJ X X 08/08/03 NOVAVAX INC DE X X 08/08/03 NQL INC DE X 07/31/03 NSTOR TECHNOLOGIES INC DE X X 08/08/03 NTN COMMUNICATIONS INC DE X 08/06/03 O CHARLEYS INC TN X 08/08/03 OHIO LEGACY CORP OH X 08/07/03 ONVIA COM INC DE X 08/08/03 OPTION CARE INC/DE DE X 08/05/03 OPTION ONE MORT ACCEPT CORP ASSET BAC DE X X 07/25/03 OPTION ONE MORT ACCEPTANCE CORP ASSET DE X X 07/25/03 OPTION ONE MORTGAGE ACCEP CORP ASSET DE X X 07/25/03 OPTION ONE MORTGAGE ACCEP CORP AST BA DE X X 07/25/03 ORCHID BIOSCIENCES INC X X 08/07/03 OWENS CORNING DE X X 08/08/03 OXIGENE INC DE X X 08/08/03 OXIGENE INC DE X 08/08/03 AMEND PACKAGED ICE INC TX X 08/05/03 PANAMSAT CORP /NEW/ DE X 08/08/03 PARKER DRILLING CO /DE/ DE X 08/04/03 PASS THROUGH CERTIFICATES SERIES 200 DE X X 08/01/03 PAVILION BANCORP INC X 08/08/03 PAXAR CORP NY X X 08/06/03 PENN TRAFFIC CO DE X X 08/07/03 PENNSYLVANIA REAL ESTATE INVESTMENT T PA X X 05/30/03 AMEND PEOPLES OHIO FINANCIAL CORP OH X 08/08/03 PERINI CORP MA 08/08/03 PETROCORP INC TX X X 08/07/03 PINNACLE SYSTEMS INC CA X X 07/28/03 PMA CAPITAL CORP PA 08/08/03 PNC MORTGAGE SEC CORP MORT PASS THR C DE X X 08/01/03 POINT 360 CA X 06/30/03 POINT THERAPEUTICS INC DE X 08/07/03 POSSIS MEDICAL INC MN X 08/07/03 POTOMAC BANCSHARES INC WV X X 08/08/03 PREMIER FINANCIAL BANCORP INC KY X 08/08/03 PTEK HOLDINGS INC GA X 08/07/03 PUBLICARD INC PA X 08/08/03 PW EAGLE INC MN X 08/08/03 RADIOLOGIX INC DE X X 08/07/03 RCN CORP /DE/ DE X X 08/08/03 REDWOOD TRUST INC MD X 08/08/03 REGENT COMMUNICATIONS INC DE 08/08/03 RENEGADE VENTURE NEV CORP CO X X X 06/30/03 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X 08/08/03 RESTORATION HARDWARE INC CA X X 08/07/03 RIVERWOOD HOLDING INC DE X 08/08/03 SALIENT 3 COMMUNICATIONS INC DE X X 08/07/03 SCHICK TECHNOLOGIES INC DE X X 08/07/03 SCOLR INC DE X X 08/01/03 SCOTTS LIQUID GOLD INC CO X 03/31/03 SCP POOL CORP DE X 08/08/03 SEABOARD CORP /DE/ DE X 08/08/03 SEABULK INTERNATIONAL INC DE X 08/08/03 SEEC INC PA X X 08/08/03 SENETEK PLC /ENG/ X X 08/02/03 SERACARE LIFE SCIENCES INC 08/08/03 SEROLOGICALS CORP DE X X 08/08/03 SEROLOGICALS CORP DE X 04/01/03 AMEND SHIRE PHARMACEUTICALS GROUP PLC X X 08/08/03 SINCLAIR BROADCAST GROUP INC MD 08/08/03 SMITHWAY MOTOR XPRESS CORP NV X 08/01/03 SONUS PHARMACEUTICALS INC DE X X 07/28/03 SOUTHWESTERN ENERGY CO AR X X 08/07/03 SPEIZMAN INDUSTRIES INC DE X X 08/07/03 STORAGENETWORKS INC DE X X 08/08/03 STRUCTURED ASSET INVESTMENT LOAN TRUS DE X X 07/25/03 STRUCTURED ASSET INVESTMENT LOAN TRUS DE X X 07/25/03 STRUCTURED ASSET MORT INV INC BEAR ST DE X X 07/25/03 STRUCTURED ASSET MORT INV INC MORT PA DE X X 07/25/03 STRUCTURED ASSET MORT INV INC THORNBU NY X X 07/25/03 STRUCTURED ASSET MORT INV MORT PASS T NY X X 07/25/03 STRUCTURED ASSET MORT INV MORT PASS T DE X X 07/25/03 STRUCTURED ASSET MORT INVEST INC MORT DE X X 07/25/03 STRUCTURED ASSET MORT INVEST INC MORT DE X X 07/25/03 STRUCTURED ASSET MORTGAGE INV INC MOR NY X X 07/25/03 STRUCTURED ASSET MORTGAGE INVESTMENTS DE X X 07/25/03 STRUCTURED ASSET MORTGAGE INVESTMENTS DE X X 07/25/03 STRUCTURED ASSET MORTGAGE INVESTMENTS DE X X 07/25/03 STRUCTURED ASSET MORTGAGE INVESTMENTS DE X X 07/25/03 STRUCTURED ASSET MORTGAGE INVESTMENTS DE X X 07/25/03 STRUCTURED ASSET MORTGAGE INVESTMENTS DE X X 07/25/03 STRUCTURED ASSET MORTGAGE INVESTMENTS DE X X 07/25/03 STRUCTURED ASSET MORTGAGE INVESTMENTS DE X X 07/25/03 STRUCTURED ASSET MORTGAGE INVESTMENTS DE X X 07/25/03 STRUCTURED ASSET MORTGAGE INVESTMENTS DE X X 07/25/03 STRUCTURED ASSET MORTGAGE INVESTMENTS DE X X 07/25/03 STRUCTURED ASSET MORTGAGE INVESTMENTS DE X X 08/01/03 STRUCTURED ASSET MORTGAGE INVESTMENTS DE X X 07/25/03 STRUCTURED ASSET MORTGAGE INVESTMENTS DE X X 07/25/03 STRUCTURED ASSET SEC CORP MORT PASS T DE X X 07/25/03 STRUCTURED ASSET SEC CORP MORT PASS T DE X X 07/25/03 STRUCTURED ASSET SEC CORP MORT PASS T DE X X 07/25/03 STRUCTURED ASSET SEC CORP MORT PASS T DE X X 07/25/03 STRUCTURED ASSET SEC CORP MORT PASS T DE X X 07/26/03 STRUCTURED ASSET SEC CORP MORT PASS T DE X X 07/25/03 STRUCTURED ASSET SECURITIES CORP MOR DE X X 07/25/03 SUN CITY INDUSTRIES INC DE X X X X X 08/01/03 SYLVAN INC NV X 08/07/03 TAITRON COMPONENTS INC CA X X 08/07/03 TANGENT SOLUTIONS INC DE X X 07/24/03 TANGRAM ENTERPRISE SOLUTIONS INC PA X 08/07/03 TECHE HOLDING CO LA X 07/31/03 TEPPCO PARTNERS LP DE X X 08/07/03 TERAFORCE TECHNOLOGY CORP DE X X 07/03/03 AMEND THORNBURG MORTGAGE SECURITIES TRUST 2 DE X X 07/25/03 THORNBURG MORTGAGE SECURITIES TRUST 2 DE X X 07/25/03 TOO INC DE X X 08/08/03 TORCH OFFSHORE INC DE 08/08/03 TRANSGENOMIC INC DE X X 08/05/03 TRIDENT MICROSYSTEMS INC DE X X 07/25/03 TRINITY LEARNING CORP UT X 08/08/03 TROVER SOLUTIONS INC DE X 08/06/03 TRUSERV CORP DE X X 08/01/03 TSI TELECOMMUNICATION SERVICES INC DE X 08/08/03 TUCOWS INC /PA/ PA X 08/06/03 TYCO INTERNATIONAL LTD /BER/ D0 X 08/08/03 UNIVERSAL CORP /VA/ VA X X 08/07/03 US ONCOLOGY INC DE X X 08/07/03 US UNWIRED INC LA X 08/07/03 VALPEY FISHER CORP MD X 08/08/03 VANTAGEMED CORP DE X X 08/08/03 VERMONT PURE HOLDINGS LTD/DE DE X X 08/01/03 VESTIN GROUP INC NV X 08/06/03 VISHAY INTERTECHNOLOGY INC DE X 07/31/03 VISION BANCSHARES INC AL X X 08/08/03 WACHOVIA COMMERCIAL MORTGAGE SECURITI NC X X 08/08/03 WAMU MOR PASS THRU CERT SER 2001-AR1 DE X X 08/01/03 WAMU MORTAGE PASS THRU CERT SERIES 20 DE X X 08/01/03 WAMU MORTGAGE PASS THROUGH CERT SER 2 DE X X 08/01/03 WAMU MORTGAGE PASS THROUGH CERT SERIE DE X X 08/01/03 WAMU MORTGAGE PASS THROUGH CERTIFICAT DE X X 08/01/03 WAMU MORTGAGE PASS THROUGH CERTIFICAT DE X X 08/01/03 WAMU MORTGAGE PASS THROUGH CERTIFICAT DE X X 08/01/03 WAMU MORTGAGE PASS THROUGH CERTIFICAT DE X X 08/01/03 WAMU MORTGAGE PASS THROUGH CERTIFICAT DE X X 08/01/03 WAMU MORTGAGE PASS THROUGH CERTIFICAT DE X X 08/01/03 WAMU MORTGAGE PASS THROUGH CERTIFICAT DE X X 08/01/03 WAMU MORTGAGE PASS THROUGH CERTIFICAT DE X X 08/01/03 WAMU MORTGAGE PASS THROUGH CERTIFICAT DE X X 08/01/03 WAMU MORTGAGE PASS THROUGH CERTIFICAT DE X X 08/01/03 WAMU MORTGAGE PASS THROUGH CERTIFICAT DE X X 08/01/03 WAMU MORTGAGE PASS THROUGH CERTS SERI DE X X 08/01/03 WAMU MORTGAGE PASS THRU CERTIFICATE S DE X X 08/01/03 WAMU MORTGAGE PASS-THROUGH CERTIFICAT DE X X 08/01/03 WAMU MORTGAGE PASS-THRU CERT SERIES 2 DE X X 08/01/03 WASHINGTON MUTUAL MOR SEC CORP MOR PA DE X X 08/01/03 WASHINGTON MUTUAL MOR SEC CORP MOR PA DE X X 08/01/03 WASHINGTON MUTUAL MOR SEC CORP MOR PA DE X X 08/01/03 WASHINGTON MUTUAL MOR SEC CORP MOR PA DE X X 08/01/03 WASHINGTON MUTUAL MORT SEC CORP PAS T DE X X 08/01/03 WASHINGTON MUTUAL MORT SEC CORP PAS T DE X X 08/01/03 WASHINGTON MUTUAL MORTGAGE SEC CORP M DE X X 08/01/03 WASHINGTON MUTUAL MSC MORT PA THR CER DE X X 08/01/03 WASHINGTON MUTUAL MSC MORT PASS THR C DE X X 08/01/03 WASHINGTON MUTUAL MSC MORT PASS THR C DE X X 08/01/03 WASHINGTON MUTUAL MSC MORT PASS THROU DE X X 08/01/03 WASHINGTON MUTUAL MSC MORT PASS THROU DE X X 08/01/03 WASHINGTON MUTUAL MSC MORT PASS THROU DE X X 08/01/03 WASHINGTON MUTUAL MSC MORT PASS THRU DE X X 08/01/03 WASHINGTON MUTUAL MSC MORT PASS THRU DE X X 08/01/03 WASHINGTON MUTUAL MSC MORT PASS-THROU DE X X 08/01/03 WASHINGTON MUTUAL MSC MORTGAGE PASS T DE X X 08/01/03 WELLS FARGO ASSET SEC CORP MORT PA TH DE X X 07/25/03 WELLS FARGO ASSET SEC CORP MORTGAGE P DE X X 07/25/03 WELLS FARGO ASSET SECURITES CORP 2003 NY X X 07/25/03 WELLS GARDNER ELECTRONICS CORP IL X 08/08/03 WELLS REAL ESTATE FUND I GA X 08/07/03 WESCO FINANCIAL CORP CA 08/08/03 WILLIAMS ENERGY PARTNERS L P DE X X 08/06/03 WMAU MORTGAGE PASS THROUGH CERTIFICAT DE X X 08/01/03 WORKFLOW MANAGEMENT INC DE X X 08/06/03 WORLDQUEST NETWORKS INC DE X 08/08/03 WSFS FINANCIAL CORP DE X X 08/07/03 YAHOO INC DE X X X 07/14/03 AMEND YOUBET COM INC DE X X 08/06/03 YOUBET COM INC DE X X 08/07/03