SEC NEWS DIGEST Issue 2005-153 August 10, 2005 ENFORCEMENT PROCEEDINGS SEC EXTENDS PERIOD OF TIME GRANTED TO FUND ADMINISTRATOR TO SUBMIT A PLAN TO IDENTIFY INJURED CUSTOMERS IN NYSE SPECIALIST CASES On August 10, the Commission issued orders extending the period of time initially granted to Heffler, Radetich & Saitta L.L.P., the fund administrator, to draw up, for approval by the Commission, a Plan to be used by Heffler Radetich to identify customers who were injured as a result of the violative trading by the seven New York Stock Exchange specialist firms: Bear Wagner Specialists LLC; Fleet Specialist, Inc. (now Banc of America Specialist, Inc.); LaBranche & Co. LLC; Spear, Leeds & Kellogg Specialists LLC; Van der Moolen Specialists USA, LLC; Performance Specialist Group LLC; and SIG Specialists, Inc. Pursuant to the Commission’s March 30, 2004, and July 26, 2004, orders, the seven NYSE specialist firms were ordered to pay a total of $247,028,778 in disgorgement and civil penalties. The Orders extend by 30 days the period within which Heffler Radetich shall draw up, for approval by the Commission, a Plan to identify customers who were injured as a result of the violative trading by the seven NYSE specialist firms. (In the Matter of Fleet Specialist, Inc., - Rel. 34-52227; File No. 3-11446; In the Matter of LaBranche & Co. LLC – Rel 34-52233; File No, 3-11447; In the Matter of Bear Wagner Specialists LLC – Rel. 34-52228; File No. 3-11445; In the Matter of Van der Moolen Specialists USA, LLC – Rel. 34-52230; File No. 3-11449; In the Matter of Spear, Leeds & Kellogg Specialists LLC – Rel. 34-52229; File No. 3-11448; In the Matter of SIG Specialists, Inc. – Rel. 34- 52232; File No. 3-11559; In the Matter of Performance Specialist Group LLC – Rel. 34-52231; File No. 3-11558) SEC CHARGES VERMONT ATTORNEY WITH INSIDER TRADING On August 10, the Commission filed settled insider trading charges against attorney David J. Shlansky for improperly buying stock in his client’s company after learning the company was on the verge of being acquired. According to the Commission, Shlansky, 36, of Ferrisburg, Vt., purchased shares of San Diego biotechnology company Applied Molecular Evolution, Inc., after the company’s CFO informed him of the confidential merger negotiations. Shlansky netted illegal profits of nearly $40,000 when it was later announced that pharmaceutical giant Eli Lilly & Co. would be buying the company. Without admitting or denying the allegations, Shlansky has agreed to pay disgorgement, with interest, and penalties totaling approximately $80,000. The Commission’s complaint notes that Shlansky had been a long-time investor in Applied Molecular and had purchased company stock in the days even before he learned about the acquisition. The Commission alleges, however, that once Shlansky learned significant inside information from his client, he had a duty to refrain from further trading until the news became public. The complaint charges Shlansky with trading on the basis of material, nonpublic information in violation of Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder. Shlansky, without admitting or denying the allegations in the complaint, agreed to pay disgorgement and prejudgment interest totaling $39,249 and a civil penalty of $38,681. Shlansky also agreed to a permanent injunction against future violations of Section 10(b) of the Exchange Act and Rule 10b-5 thereunder. [SEC v. David J. Shlansky, Case No. 05-CV-1582JM, RBB, S.D. Cal.] (LR-19332) HOLDING COMPANY ACT RELEASE ENERGY EAST CORPORATION, ET AL. A notice has been issued giving interested persons until Sept. 5, 2005, to request a hearing on a proposal by Energy East Corporation, a registered holding company, and certain other utility and non-utility subsidiaries of Energy East to enter into various financing transactions commencing on the effective date of an order issued under this filing and ending Sept. 30, 2008. (Rel. 35-28014) SELF-REGULATORY ORGANIZATIONS APPROVAL OF PROPOSED RULE CHANGE The Commission approved a proposed rule change (SR-NSX-2005-03) and Amendment Nox. 1 and 2 thereto submitted by the National Stock Exchange pursuant to Rule 19b-4 under the Securities Exchange Act of 1934 relating to the ongoing qualification of the members of the NSX’s Board of Directors. Publication of the proposal is expected in the Federal Register during the week of August 8. (Rel. 34-52224) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-8 XILINX INC, 2100 LOGIC DR, SAN JOSE, CA, 95124, 4085597778 - 0 ($2,072,687,910.00) Equity, (File 333-127318 - Aug. 9) (BR. 10C) S-3 FONAR CORP, 110 MARCUS DR, MELVILLE, NY, 11747, 6316942929 - 10,000,000 ($11,800,000.00) Equity, (File 333-127319 - Aug. 9) (BR. 10B) SB-2 WHITTIER ENERGY CORP, 3355 WEST ALABAMA STREET, SUITE 950, HOUSTON, TX, 77098, 713 850-1880 - 0 ($63,373,700.00) Equity, (File 333-127320 - Aug. 9) (BR. 04B) SB-2 WHITTIER ENERGY CORP, 3355 WEST ALABAMA STREET, SUITE 950, HOUSTON, TX, 77098, 713 850-1880 - 0 ($21,917,500.00) Equity, (File 333-127321 - Aug. 9) (BR. 04B) S-8 YAHOO INC, 4083493300 - 0 ($3,286,041.55) Equity, (File 333-127322 - Aug. 9) (BR. 03B) S-8 Expedia, Inc., 3150 139TH AVENUE SE, BELLEVUE, WA, 98005, (425)679-7200 - 0 ($1,472,415,243.00) Equity, (File 333-127324 - Aug. 9) (BR. 05) S-1 BILL BARRETT CORP, 1099 18TH STREET, SUITE 2300, DENVER, CO, 80202, 303-293-9100 - 0 ($181,585,000.00) Equity, (File 333-127325 - Aug. 9) (BR. 04C) S-1 MPHASE TECHNOLOGIES INC, 587 CONNECTICUT AVE, PO BOX 566, NORWALK, CT, 06854, 2038312212 - 38,230,800 ($9,557,700.00) Equity, (File 333-127326 - Aug. 9) (BR. 11B) S-8 HSBC HOLDINGS PLC, 8 CANADA SQUARE, LONDON, UNITED KINGDOM, X0, E145HQ, 442079921504 - 0 ($443,610,000.00) Equity, (File 333-127327 - Aug. 9) (BR. 07B) S-8 WorldSpace, Inc, 2400 N STREET, NW, WASHINGTON, DC, 20037, (202)969-6000 - 0 ($217,924,446.03) Equity, (File 333-127328 - Aug. 9) (BR. 11C) SB-2 BEDMINSTER NATIONAL CORP, 90 WASHINGTON VALLEY ROAD, BEDMINSTER, NJ, 07921, 908-719-8940 - 625,000 ($62,500.00) Equity, (File 333-127329 - Aug. 9) (BR. 09) S-8 FIRST CAPITAL BANCORP, INC., 3320 HOLCOMB BRIDGE ROAD, N.W., SUITE A, NORCROSS, GA, 30092, 8889212265 - 166,868 ($3,881,349.68) Equity, (File 333-127330 - Aug. 9) (BR. 07C) N-2 RMR HOSPITALITY & REAL ESTATE FUND, 400 CENTRE STREET, NEWTON, MA, 02458, 0 ($11,000,000.00) Equity, (File 333-127331 - Aug. 9) (BR. 18) S-4 PSYCHIATRIC SOLUTIONS INC, 113 SEABOARD LANE, SUITE C-100, FRANKLIN, TN, 37067, 615-312-5700 - 0 ($220,000,000.00) Non-Convertible Debt, (File 333-127332 - Aug. 9) (BR. 01B) SB-2 EL AVILA, INC., 443 EAST 10TH AVENUE, MESA, AZ, 85024, 480-461-8301 - 500,000 ($5.88) Other, (File 333-127333 - Aug. 9) (BR. 09) S-4 PETROQUEST ENERGY INC, 400 E KALISTE SALOOM RD SUITE 6000, LAFAYETTE, LA, 70508, 3372327028 - 0 ($150,000,000.00) Non-Convertible Debt, (File 333-127334 - Aug. 9) (BR. 04A) S-8 GOLD RESERVE INC, 926 W SPRAGUE AVENUE, SUITE 200, SPOKANE, WA, 99201, 5096231500 - 1,600,000 ($2,760,000.00) Equity, (File 333-127336 - Aug. 9) (BR. 04C) S-8 GOLD RESERVE INC, 926 W SPRAGUE AVENUE, SUITE 200, SPOKANE, WA, 99201, 5096231500 - 75,000 ($258,750.00) Equity, (File 333-127337 - Aug. 9) (BR. 04C) S-3 MILLS CORP, 1300 WILSON BLVD, STE 400, ARLINGTON, VA, 22209, 7035265000 - 0 ($5,533,565.00) Equity, (File 333-127338 - Aug. 9) (BR. 08B) S-8 TOO, INC., 8323 WALTON PARKWAY, NEW ALBANY, OH, 43054, 614.775.3500 - 350,000 ($9,229,500.00) Equity, (File 333-127339 - Aug. 9) (BR. 02C) S-8 MAGAL SECURITY SYSTEMS LTD, P O BOX 70, INDUSTRIAL ZONE, YAHUD ISRAEL, L3, 5600, 642,606 ($6,818,049.66) Equity, (File 333-127340 - Aug. 9) (BR. 11B) S-8 CULLEN FROST BANKERS INC, 100 W HOUSTON ST, P O BOX 1600, SAN ANTONIO, TX, 78205, 2102204841 - 4,000,000 ($197,000,000.00) Equity, (File 333-127341 - Aug. 9) (BR. 07B) S-8 SHENANDOAH TELECOMMUNICATIONS CO/VA/, PO BOX 459, 124 SOUTH MAIN ST, EDINBURG, VA, 22824, 5409844141 - 480,000 ($21,292,800.00) Equity, (File 333-127342 - Aug. 9) (BR. 11C) S-4 DynCorp International LLC, 8445 FREEPORT PARKWAY, SUITE 400, IRVING, TX, 75063, (817) 302-1460 - 0 ($320,000,000.00) Non-Convertible Debt, (File 333-127343 - Aug. 9) (BR. 08) S-8 ST JOE CO, 245 RIVERSIDE AVENUE STE 500, JACKSONVILLE, FL, 32202, 9043014200 - 0 ($16,122,000.00) Equity, (File 333-127344 - Aug. 9) (BR. 08B) S-8 ST JOE CO, 245 RIVERSIDE AVENUE STE 500, JACKSONVILLE, FL, 32202, 9043014200 - 0 ($8,061,000.00) Equity, (File 333-127345 - Aug. 9) (BR. 08B) SB-2 MailTec, Inc., 469 SOUTH CHERRY STREET #207, DENVER, CO, 80246, 303-753-6512 - 1,473,064 ($3,682,660.00) Equity, (File 333-127347 - Aug. 9) (BR. 09) S-8 ASHLAND INC., 50 EAST RIVERCENTER BLVD., 16TH FLOOR, COVINGTON, KY, 41012, 859-815-3483 - 463,553 ($28,761,145.89) Equity, (File 333-127348 - Aug. 9) (BR. 06C) S-8 GARTNER INC, 56 TOP GALLANT RD, P O BOX 10212, STAMFORD, CT, 06904-2212, 2039640096 - 0 ($114,510,000.00) Equity, (File 333-127349 - Aug. 9) (BR. 08B) S-8 Colonial Bankshares Inc, 85 WEST BROAD STREET, BRIDGETON, NJ, 08302, 856-451-5800 - 1 ($1.00) Equity, (File 333-127350 - Aug. 9) (BR. 09) F-3 TELECOM ITALIA CAPITAL, 12-14 BLVD GRANDE DUCHESSE CHARLOTTE, 011-352-456060-1, L-1330 LUXEMBOURG, N4, 00000, 10,000,000,000 ($10,000,000,000.00) Non-Convertible Debt, (File 333-127351 - Aug. 9) (BR. 11) S-3 GREENWICH CAPITAL ACCEPTANCE INC, C/O NORWEST BANK MINNESOTA NA, 11000 BROKEN LAND PARKWAY, COLUMBIA, MD, 21044, 2036222700 - 1 ($1.00) Asset-Backed Securities, (File 333-127352 - Aug. 9) (BR. 05D) S-8 STERICYCLE INC, 28161 NORTH KEITH DRIVE, -, LAKE FOREST, IL, 60045, 8473675910 - 0 ($282,144,000.00) Equity, (File 333-127353 - Aug. 9) (BR. 06A) S-8 ZORAN CORP \DE\, 1390 KIFER ROAD, SUNNYVALE, CA, 94086, 4085236500 - 0 ($81,162,000.00) Other, (File 333-127354 - Aug. 9) (BR. 10C) S-1 Atlas America Public #15-2005 Program, 311 ROUSER ROAD, MOON TOWNSHIP, PA, 15108, 412-262-2830 - 15,000 ($150,000,000.00) Limited Partnership Interests, (File 333-127355 - Aug. 9) (BR. ) S-3 ORTHOLOGIC CORP, 1275 WEST WASHINGTON STREET, TEMPE, AZ, 85281, 6024375520 - 0 ($100,000,000.00) Equity, (File 333-127356 - Aug. 9) (BR. 01B) S-8 TIER TECHNOLOGIES INC, 10780 PARKRIDGE BLVD, 4TH FLOOR, RESTON, VA, 20191, 5713821090 - 4,486,788 ($36,051,341.00) Equity, (File 333-127357 - Aug. 9) (BR. 03C) S-8 ORTHOLOGIC CORP, 1275 WEST WASHINGTON STREET, TEMPE, AZ, 85281, 6024375520 - 500,000 ($2,590,000.00) Equity, (File 333-127358 - Aug. 9) (BR. 01B) S-8 NARROWSTEP INC, 60 PARSONS GREEN LANE, LONDON UK, X0, SW6 4HU, 011442077314242 - 10,000,000 ($300,000.00) Equity, (File 333-127359 - Aug. 9) (BR. 11) S-3 GE-WMC Mortgage Securities, L.L.C., 3100 THORNTON AVENUE, BURBANK, CA, 91504, 818-736-7023 - 0 ($1,000,000.00) Asset-Backed Securities, (File 333-127360 - Aug. 9) (BR. ) S-8 BUCKEYE PARTNERS L P, 5002 BUCKEYE RD., EMMAUS, PA, 18049, 4842324000 - 0 ($32,864,400.00) Limited Partnership Interests, (File 333-127361 - Aug. 9) (BR. 04B) S-8 AVX CORP, 801 17TH AVE S, MYRTLE BEACH, SC, 29577, 8034499411 - 11,000,000 ($146,300,000.00) Equity, (File 333-127362 - Aug. 9) (BR. 10A) SB-2 NETFRAN DEVELOPMENT CORP, 2801 N E 208TH TERRACE 2ND FLOOR, MIAMI, FL, 33180, 3059314000 - 36,776,974 ($919,424.00) Equity, (File 333-127363 - Aug. 9) (BR. 04A) S-8 GREM USA, 212 BOSSE AVE, MISHAWAKA, IN, 46544, 574-259-6181 - 200,000,000 ($500,000.00) Equity, (File 333-127364 - Aug. 9) (BR. 02A) S-8 PROFESSIONALS DIRECT INC, 161 OTTAWA NW STE 607, GRAND RAPIDS, MI, 49503, 6164568899 - 70,000 ($1,400,000.00) Equity, (File 333-127365 - Aug. 9) (BR. 01B) S-3 NATIONWIDE HEALTH PROPERTIES INC, 610 NEWPORT CENTER DR, STE 1150, NEWPORT BEACH, CA, 92660-6429, 9497184400 - 0 ($937,932,000.00) Unallocated (Universal) Shelf, (File 333-127366 - Aug. 9) (BR. 08B) S-8 REGAL ENTERTAINMENT GROUP, 7132 REGAL LANE, KNOXVILLE, TN, 37918, 865-922-1123 - 0 ($35,612,508.00) Equity, (File 333-127367 - Aug. 9) (BR. 05C) SB-2 INNOVA HOLDINGS, 17105 SAN CARLOS BOULEVARD, SUITE A6151, FORT MEYERS, FL, 33931, 2392784111 - 284,364,726 ($11,374,589.00) Equity, (File 333-127368 - Aug. 9) (BR. 08B) S-4 BERKSHIRE HATHAWAY FINANCE CORP, 1440 KIEWITT PLAZA, OMAHA, NE, 68131, 4023461400 - 0 ($1,500,000,000.00) Non-Convertible Debt, (File 333-127369 - Aug. 9) (BR. 01) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant’s Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT 4 KIDS ENTERTAINMENT INC NY 2.02,9.01 08/09/05 5 G WIRELESS COMMUNICATIONS INC NV 3.02,9.01 08/02/05 AAIPHARMA INC DE 1.01,2.02,9.01 08/03/05 AB WATLEY GROUP INC DE 8.01 08/04/05 ABLEAUCTIONS COM INC FL 8.01,9.01 08/09/05 ABX AIR INC 1.01,9.01 08/08/05 ABX AIR INC 2.02,9.01 08/09/05 ACCEPTANCE INSURANCE COMPANIES INC DE 8.01,9.01 08/04/05 ACCUPOLL HOLDING CORP NV 1.01,3.02,9.01 08/03/05 ACG HOLDINGS INC DE 2.02 08/09/05 ACTION PERFORMANCE COMPANIES INC AZ 2.02,9.01 08/09/05 AMEND ACTIVCARD CORP DE 1.01,2.01,2.02,3.02,5.02,9.01 08/05/05 ACUSPHERE INC DE 1.01,9.01 08/03/05 ADELPHIA COMMUNICATIONS CORP DE 7.01,9.01 08/09/05 ADVANCED ENERGY INDUSTRIES INC DE 1.01,9.01 08/03/05 AFFORDABLE RESIDENTIAL COMMUNITIES IN MD 2.03,9.01 08/03/05 AFV SOLUTIONS, INC. NV 5.02,8.01,9.01 07/13/05 AGILYSYS INC OH 2.02,7.01,9.01 08/04/05 AIR METHODS CORP DE 2.02 08/09/05 ALANCO TECHNOLOGIES INC AZ 3.01 08/05/05 ALASKA PACIFIC BANCSHARES INC AK 7.01 06/30/05 Aleris International, Inc. DE 7.01 08/09/05 ALION SCIENCE & TECHNOLOGY CORP DE 3.02,8.01 06/30/05 AMEND ALLEGHANY CORP /DE DE 2.02,9.01 08/08/05 ALLERGAN INC DE 8.01 08/08/05 ALLIANCE CAPITAL MANAGEMENT HOLDING L DE 7.01,9.01 08/09/05 ALLIANCE CAPITAL MANAGEMENT L P DE 7.01,9.01 08/09/05 ALLIANCE ONE INTERNATIONAL, INC. VA 7.01 08/09/05 ALLIANCE ONE INTERNATIONAL, INC. VA 8.01 08/09/05 ALLSTATE LIFE GLOBAL FUNDING DE 8.01 08/08/05 ALPHA PRO TECH LTD DE 2.02,9.01 08/08/05 AMANASU ENVIRONMENT CORP NV 8.01,9.01 08/08/05 AMB PROPERTY CORP MD 5.02 08/08/05 AMERICAN ACCESS TECHNOLOGIES INC FL 2.02,4.02,9.01 08/03/05 AMERICAN CAPITAL STRATEGIES LTD 1.01,9.01 08/03/05 American Casino & Entertainment Prope DE 2.02,7.01 08/08/05 AMERICAN EQUITY INVESTMENT LIFE HOLDI IA 4.01,9.01 08/04/05 AMERICAN HOMEPATIENT INC DE 8.01,9.01 08/08/05 AMERICAN HONDA RECEIVABLES CORP CA 8.01,9.01 08/09/05 AMERICAN PETRO-HUNTER INC NV 4.01,9.01 03/24/05 AMERICAN REAL ESTATE PARTNERS L P DE 2.02,7.01 08/08/05 AMERICAN RETIREMENT CORP TN 7.01,9.01 08/05/05 AMERITRADE HOLDING CORP DE 5.02,9.01 08/04/05 ANCHOR BANCORP WISCONSIN INC WI 2.02,9.01 08/09/05 ANCHOR GLASS CONTAINER CORP /NEW DE 1.03,3.01,4.02,5.02,9.01 08/02/05 ANSWERTHINK INC FL 1.01,5.02,9.01 08/02/05 ANTHRACITE CAPITAL INC MD 2.02,8.01,9.01 08/09/05 APOGEE TECHNOLOGY INC DE 3.01,9.01 08/02/05 APPALACHIAN BANCSHARES INC GA 2.02 08/03/05 APPLIED DIGITAL SOLUTIONS INC MO 2.02,9.01 08/05/05 APPLIED INDUSTRIAL TECHNOLOGIES INC OH 2.02,9.01 08/09/05 APPLIED INDUSTRIAL TECHNOLOGIES INC OH 1.01,9.01 08/09/05 AQUANTIVE INC WA 2.02,9.01 08/09/05 ARAHOVA COMMUNICATIONS INC DE 7.01,9.01 08/09/05 ARRAY BIOPHARMA INC DE 1.01,2.03,9.01 08/04/05 Aspreva Pharmaceuticals CORP A1 2.02,9.01 08/09/05 ASSET ACCEPTANCE CAPITAL CORP 1.01 08/05/05 ATARI INC DE 2.02,9.01 08/09/05 ATLANTIC REALTY TRUST CA 1.01 08/09/05 ATLANTIC WINE AGENCIES INC FL 2.01,7.01,9.01 05/04/04 AMEND AULT INC MN 2.02,4.02,9.01 08/05/05 AUTOBYTEL INC DE 2.02,9.01 08/08/05 AUXILIUM PHARMACEUTICALS INC 2.02,9.01 08/09/05 AVATECH SOLUTIONS INC DE 3.02,3.03,5.03,9.01 08/05/05 AVID TECHNOLOGY INC DE 2.01,9.01 08/09/05 AXM PHARMA INC 1.01,2.03,9.01 08/09/05 BANC CORP DE 7.01,9.01 08/08/05 BANK OF AMERICA CORP /DE/ DE 2.03 08/04/05 BankFinancial CORP 1.01,9.01 08/05/05 BARRETT BUSINESS SERVICES INC MD 8.01,9.01 08/08/05 Baymark Technologies, Inc. UT 4.01,9.01 08/03/05 BEACON POWER CORP DE 1.01,9.01 08/05/05 BELL MICROPRODUCTS INC CA 1.01,9.01 08/03/05 BELLSOUTH CORP GA 1.01 08/06/05 BERKSHIRE HATHAWAY INC DE 8.01 08/08/05 BERKSHIRE INCOME REALTY INC 1.01,9.01 08/03/05 BERRY PETROLEUM CO DE 2.02,9.01 06/30/05 BIOCRYST PHARMACEUTICALS INC DE 8.01,9.01 08/09/05 BIOCRYST PHARMACEUTICALS INC DE 8.01,9.01 08/09/05 BIOLASE TECHNOLOGY INC DE 4.01,9.01 08/03/05 BIOLASE TECHNOLOGY INC DE 8.01,9.01 08/04/05 BIRNER DENTAL MANAGEMENT SERVICES INC CO 2.02 08/09/05 BITSTREAM INC DE 2.02,9.01 08/09/05 BLACK HILLS CORP /SD/ SD 2.02,9.01 06/30/05 BLOCKBUSTER INC DE 2.02,9.01 08/09/05 BRANDPARTNERS GROUP INC DE 2.02,7.01,9.01 08/09/05 BRODER BROS CO MI 2.02,9.01 08/09/05 Brooklyn Cheesecake & Desert Com NY 5.02 08/03/05 BRT REALTY TRUST MA 9.01 08/08/05 CACI INTERNATIONAL INC /DE/ DE 5.02 08/09/05 Cambridge Display Technology, Inc. DE 2.02,9.01 08/09/05 CANO PETROLEUM, INC 1.01,5.02,9.01 08/03/05 CANO PETROLEUM, INC 1.01,5.05,8.01,9.01 08/03/05 CAPITAL LEASE FUNDING INC 2.02,9.01 08/09/05 CAPITAL ONE FINANCIAL CORP DE 1.01 08/05/05 CAPITAL SENIOR LIVING CORP DE 2.02,9.01 08/08/05 CARDIAC SCIENCE INC DE 2.02,9.01 08/03/05 CATELLUS DEVELOPMENT CORP DE 8.01,9.01 08/08/05 CEDAR SHOPPING CENTERS INC MD 8.01 08/08/05 Celanese CORP DE 2.02,7.01,9.01 08/09/05 CELL THERAPEUTICS INC WA 2.02,9.01 08/09/05 CELSION CORP MD 1.01,2.03,9.01 08/08/05 CENTER FINANCIAL CORP CA 2.02,9.01 08/04/05 CENTER FINANCIAL CORP CA 4.02,9.01 08/03/05 CHARTERMAC DE 2.02,9.01 08/09/05 CHEROKEE BANKING CO GA 8.01,9.01 07/05/05 CHILCO RIVER HOLDINGS INC 1.01,2.01,2.03,3.02 08/03/05 CHORDIANT SOFTWARE INC DE 2.02,9.01 08/09/05 CHURCH & DWIGHT CO INC /DE/ DE 2.02,9.01 08/09/05 CHURCHILL DOWNS INC KY 2.02,9.01 08/03/05 CINCINNATI BELL INC OH 2.02,9.01 08/09/05 CIPHERGEN BIOSYSTEMS INC DE 2.02,9.01 08/08/05 CIRCOR INTERNATIONAL INC DE 1.01,2.02,9.01 08/04/05 CISCO SYSTEMS INC CA 2.02 08/09/05 CITADEL SECURITY SOFTWARE INC DE 2.02,9.01 08/08/05 CITIGROUP MORTGAGE LOAN TRUST INC 8.01,9.01 08/05/05 CITIGROUP MORTGAGE LOAN TRUST INC 8.01,9.01 08/05/05 CLX INVESTMENT COMPANY, INC. CO 5.02 08/08/05 COEUR D ALENE MINES CORP ID 2.02,9.01 08/09/05 COFFEE PACIFICA INC NV 8.01 07/28/05 COLLINS INDUSTRIES INC MO 4.01,9.01 08/03/05 COLOR IMAGING INC DE 1.01,9.01 07/31/05 COLUMBUS MCKINNON CORP NY 7.01,9.01 08/09/05 COMMONWEALTH BIOTECHNOLOGIES INC VA 9.01 08/05/05 COMMONWEALTH TELEPHONE ENTERPRISES IN PA 2.02,9.01 08/09/05 COMPASS MINERALS INTERNATIONAL INC DE 1.01 08/03/05 CONAGRA FOODS INC /DE/ DE 8.01,9.01 08/09/05 CONSOL ENERGY INC 1.01,7.01,8.01,9.01 08/08/05 CONSTAR INTERNATIONAL INC DE 2.02,9.01 08/09/05 Copano Energy, L.L.C. DE 2.02,9.01 06/30/05 Cord Blood America, Inc. FL 7.01,9.01 08/09/05 CORILLIAN CORP OR 1.01,2.01,9.01 08/05/05 CORNELL COMPANIES INC DE 2.02,9.01 08/09/05 CREDIT SUISSE FIRST BOSTON MORTGAGE A DE 8.01,9.01 08/09/05 CRIIMI MAE INC MD 2.02,9.01 08/08/05 CROSSTEX ENERGY INC DE 2.02,9.01 08/09/05 CROSSTEX ENERGY LP DE 7.01,9.01 08/08/05 CROWN MEDIA HOLDINGS INC DE 2.02,9.01 08/09/05 CSFB Home Equity Asset Trust 2005-1 DE 8.01,9.01 08/09/05 CURAGEN CORP DE 8.01,9.01 08/08/05 CURATIVE HEALTH SERVICES INC 2.02,9.01 06/30/05 CURIS INC DE 2.02,9.01 08/09/05 CYBERONICS INC DE 1.01 08/05/05 CYGENE LABORATORIES INC DE 4.01,9.01 08/08/05 CYPRESS BIOSCIENCE INC DE 2.02,9.01 08/09/05 DELTA FINANCIAL CORP DE 1.01,9.01 08/04/05 DELTIC TIMBER CORP DE 2.02,4.02,9.01 08/03/05 DENDRITE INTERNATIONAL INC NJ 5.02,9.01 08/02/05 DESERT CAPITAL REIT INC MD 5.02 08/04/05 DEVELOPERS DIVERSIFIED REALTY CORP OH 7.01 08/08/05 DIGIMARC CORP DE 2.02,9.01 08/09/05 DIGITAL RECORDERS INC NC 7.01,8.01,9.01 08/09/05 DIONEX CORP /DE CA 1.01 08/03/05 DNAPRINT GENOMICS INC UT 1.01,2.03 08/03/05 DONALDSON CO INC DE 5.02 08/05/05 DOUBLE EAGLE PETROLEUM CO MD 7.01,9.01 08/09/05 DOV PHARMACEUTICAL INC DE 1.01,2.02,9.01 08/08/05 DOVER DOWNS GAMING & ENTERTAINMENT IN DE 1.01,9.01 08/08/05 DPAC TECHNOLOGIES CORP CA 1.01,2.01,2.03,5.01,5.02,9.01 08/05/05 DREYERS GRAND ICE CREAM HOLDINGS INC DE 2.02,9.01 08/04/05 E LOAN INC DE 1.01,5.03,9.01 08/02/05 E LOAN INC DE 2.02,9.01 08/08/05 EASYWEB INC 1.01,9.01 08/09/05 ECOST COM INC DE 2.02,9.01 08/09/05 EDISON INTERNATIONAL CA 2.02,9.01 08/09/05 EL PASO CORP/DE DE 2.02,7.01,9.01 08/09/05 ELKCORP DE 2.02,9.01 08/08/05 EMPIRE RESOURCES INC /NEW/ DE 2.02,9.01 08/09/05 ENCORE MEDICAL CORP DE 1.01,7.01,8.01 08/09/05 ENDOCARE INC DE 2.02,9.01 08/09/05 ENESCO GROUP INC IL 2.02,9.01 08/09/05 ENTECH ENVIRONMENTAL TECHNOLOGIES INC FL 5.02 08/09/05 ENTERASYS NETWORKS INC /DE/ DE 1.01 08/03/05 ENTERCOM COMMUNICATIONS CORP PA 2.02,9.01 08/09/05 EP GLOBAL COMMUNICATIONS INC 4.02,8.01 08/09/05 EPOCH HOLDING CORP DE 5.02 08/08/05 EQUITY INNS INC TN 2.02,7.01,9.01 08/09/05 ESCO TECHNOLOGIES INC MO 2.02,7.01,9.01 06/30/05 EXPLORATION CO OF DELAWARE INC DE 2.02,9.01 08/08/05 EXTREME NETWORKS INC DE 1.01,2.02,9.01 08/03/05 FARO TECHNOLOGIES INC FL 2.02,7.01,9.01 08/09/05 FARO TECHNOLOGIES INC FL 8.01,9.01 08/09/05 FAVRILLE INC DE 2.02,9.01 08/09/05 FEDERAL AGRICULTURAL MORTGAGE CORP 1.01,2.02,9.01 08/09/05 FEDERAL NATIONAL MORTGAGE ASSOCIATION 2.02,7.01,9.01 08/09/05 FEDERATED DEPARTMENT STORES INC /DE/ DE 7.01 08/09/05 FERRO CORP OH 7.01,9.01 08/09/05 FINANCIAL ASSET SECURITIES CORP DE 8.01,9.01 08/09/05 FINANCIAL ASSET SECURITIES CORP DE 8.01,9.01 08/09/05 FINANCIAL INSTITUTIONS INC NY 2.02,9.01 08/09/05 FINANCIAL SECURITY ASSURANCE HOLDINGS NY 2.02,9.01 08/09/05 FINDEX COM INC NV 4.02 08/09/05 AMEND FIRST ADVANTAGE CORP DE 1.01 08/05/05 FIRST IPSWICH BANCORP /MA MA 2.01,9.01 06/24/05 AMEND FIRST NATIONAL LINCOLN CORP /ME/ ME 2.02 06/30/05 FIRST UNION REAL ESTATE EQUITY & MORT OH 7.01,9.01 08/08/05 FIRST UNITED CORP/MD/ MD 2.02,9.01 08/05/05 FLOTEK INDUSTRIES INC/CN/ DE 8.01,9.01 08/08/05 FLUOR CORP DE 2.02,9.01 08/08/05 FOREST OIL CORP NY 2.02,7.01,9.01 08/08/05 Fortuna Gaming Corp. 5.02 08/09/05 FOSSIL INC DE 2.02,9.01 08/09/05 FRIEDMANS INC DE 8.01,9.01 08/04/05 FULTON FINANCIAL CORP PA 1.01,9.01 08/05/05 AMEND GAIAM INC CO 1.01,9.01 08/03/05 GENTA INC DE/ DE 2.02 08/09/05 GLENAYRE TECHNOLOGIES INC DE 2.02,9.01 08/08/05 GLENBOROUGH REALTY TRUST INC MD 2.02,4.02,9.01 08/05/05 GLYCOGENESYS INC NV 8.01,9.01 08/08/05 Gold Kist Inc. DE 2.02,9.01 08/09/05 GOLDMAN SACHS HEDGE FUND PARTNERS LLC DE 7.01 05/06/05 GOLF TRUST OF AMERICA INC MD 1.01,2.03,9.01 08/04/05 GP STRATEGIES CORP DE 2.02,9.01 06/30/05 GRANT PARK FUTURES FUND LIMITED PARTN IL 7.01 07/31/05 GRAY TELEVISION INC GA 2.02 08/08/05 GREATBATCH, INC. DE 2.02,5.02,9.01 08/08/05 GreenPoint MTA Trust 2005-AR2 DE 8.01,9.01 06/30/05 GreenPoint MTA Trust, Mortgage Pass-T DE 8.01,9.01 06/30/05 GREENWICH CAPITAL ACCEPTANCE INC DE 8.01,9.01 08/09/05 GS MORTGAGE SECURITIES CORP DE 8.01 08/05/05 GSI COMMERCE INC DE 7.01,9.01 08/09/05 GTSI CORP DE 2.02,9.01 08/09/05 GULFMARK OFFSHORE INC DE 2.02,9.01 08/08/05 H&R BLOCK INC MO 1.01,2.03 08/05/05 HALLMARK FINANCIAL SERVICES INC NV 3.01 08/08/05 HANSEN NATURAL CORP DE 2.02 08/09/05 HARDINGE INC NY 5.02,5.03,8.01,9.01 08/08/05 HARDINGE INC NY 2.02,9.01 08/04/05 HARTCOURT COMPANIES INC UT 8.01,9.01 08/08/05 HELMERICH & PAYNE INC DE 7.01,9.01 08/09/05 HEMCURE INC MN 3.02,5.03,9.01 07/29/05 Henry Bros. Electronics, Inc. DE 2.02,5.03,8.01,9.01 08/03/05 HESPERIA HOLDING INC 4.01,9.01 07/26/05 HEXCEL CORP /DE/ DE 1.01,5.02,8.01,9.01 08/03/05 HIGHLANDS BANKSHARES INC /WV/ WV 8.01 08/09/05 HSI ASSET SECURITIZATION CORP 8.01,9.01 08/08/05 HUMAN GENOME SCIENCES INC DE 1.01,2.03,3.02,9.01 08/04/05 HYPERCOM CORP DE 2.02,9.01 08/09/05 IAC/INTERACTIVECORP DE 8.01 08/08/05 ICAGEN INC DE 2.02,9.01 08/09/05 ICAGEN INC DE 1.01,9.01 08/03/05 IDAHO GENERAL MINES INC ID 8.01,9.01 08/03/05 II-VI INC PA 2.02,9.01 08/08/05 IMCOR PHARMACEUTICAL CO NV 1.01,9.01 08/04/05 IMMUNE RESPONSE CORP DE 1.01,9.01 08/04/05 IMPSAT FIBER NETWORKS INC DE 5.02 08/03/05 INCO LTD 5.02 08/08/05 INFOCROSSING INC DE 2.02,9.01 08/09/05 INFOCROSSING INC DE 1.01,5.02,9.01 08/08/05 INNKEEPERS USA TRUST/FL MD 2.02,9.01 08/09/05 INNOTRAC CORP GA 2.02,9.01 08/08/05 INOVIO BIOMEDICAL CORP 2.02,9.01 08/09/05 INPUT OUTPUT INC DE 2.02,4.02 08/03/05 INSMED INC VA 2.02,9.01 08/09/05 INTEGRAL SYSTEMS INC /MD/ MD 2.02,9.01 08/08/05 INTEGRITY MUTUAL FUNDS INC ND 2.03 08/09/05 INTELIDATA TECHNOLOGIES CORP DE 9.01 08/09/05 INTER PARFUMS INC DE 2.02 08/09/05 INTERLINE BRANDS, INC./DE DE 1.01 08/03/05 INTERMET CORP GA 1.01,8.01,9.01 08/04/05 INTERNAP NETWORK SERVICES CORP DE 2.02,9.01 08/09/05 INTERNATIONAL IMAGING SYSTEMS INC 1.01,3.02,9.01 08/09/05 INTERNATIONAL LEASE FINANCE CORP CA 4.02 08/04/05 INTERNATIONAL MICROCOMPUTER SOFTWARE CA 1.01,2.03,9.01 08/08/05 INTERSTATE BAKERIES CORP/DE/ DE 7.01,9.01 08/09/05 INTERSTATE HOTELS & RESORTS INC DE 2.02,9.01 08/09/05 INTRADO INC DE 2.02,9.01 08/09/05 INTROGEN THERAPEUTICS INC 2.02,9.01 08/09/05 INVESTNET INC NV 4.01,9.01 08/06/05 INVESTOOLS INC DE 2.02,7.01,8.01,9.01 08/04/05 IPAYMENT INC DE 5.02 08/09/05 ISCO INTERNATIONAL INC DE 1.01,8.01,9.01 08/03/05 ITLA CAPITAL CORP CA 1.01,5.02,9.01 08/08/05 J CREW GROUP INC NY 5.02,9.01 08/08/05 JAG MEDIA HOLDINGS INC NV 1.01,9.01 08/05/05 JAKKS PACIFIC INC DE 8.01 08/08/05 JOHNSON CONTROLS INC WI 8.01,9.01 08/09/05 JOHNSON OUTDOORS INC WI 2.02,9.01 08/09/05 JP MORGAN CHASE COMMERCIAL MORTGAGE S DE 8.01,9.01 08/09/05 KAYDON CORP DE 5.02 08/04/05 AMEND KFX INC DE 2.02,9.01 08/09/05 KILROY REALTY CORP MD 4.02 08/04/05 KINDER MORGAN ENERGY PARTNERS L P DE 7.01 08/09/05 KING PHARMACEUTICALS INC TN 2.02,9.01 08/09/05 KNIGHT CAPITAL GROUP, INC. DE 2.02,7.01,9.01 08/09/05 KNIGHT FULLER INC DE 8.01,9.01 08/05/05 KNIGHT RIDDER INC FL 1.01,9.01 08/03/05 Knockout Holdings, Inc. DE 1.01,2.01,3.02,5.01,5.02,5.03,9.01 12/28/04 AMEND LABONE INC/ MO 7.01,8.01,9.01 08/08/05 LABOR READY INC WA 1.01,9.01 08/03/05 LAMAR ADVERTISING CO/NEW DE 8.01,9.01 08/09/05 Lazy Days R.V. Center, Inc. 5.02,9.01 08/05/05 LEGGETT & PLATT INC MO 1.01,1.02,2.03,9.01 08/05/05 LEINER HEALTH PRODUCTS INC DE 2.02,9.01 08/09/05 LHC Group, Inc 2.02,9.01 08/09/05 Liberty Global, Inc. DE 1.01,9.01 08/04/05 LIFE PARTNERS HOLDINGS INC TX 8.01 08/08/05 LIN TV CORP DE 1.01 08/03/05 LIONS GATE ENTERTAINMENT CORP /CN/ 2.02,9.01 08/09/05 LIPID SCIENCES INC/ AZ 2.02,9.01 08/09/05 LIPID SCIENCES INC/ AZ 8.01 08/08/05 LIQUIDMETAL TECHNOLOGIES INC 1.01,2.03,3.02 08/04/05 LOJACK CORP MA 2.02,9.01 08/09/05 LONE STAR TECHNOLOGIES INC DE 7.01 08/09/05 LOUDEYE CORP DE 2.02,9.01 08/09/05 LUMINENT MORTGAGE CAPITAL INC 5.03,9.01 08/03/05 MACE SECURITY INTERNATIONAL INC DE 2.02,9.01 08/09/05 MADISON GAS & ELECTRIC CO WI 2.02,9.01 08/09/05 MANARIS CORP NV 7.01,9.01 08/09/05 MANARIS CORP NV 3.02,9.01 08/09/05 MANOR CARE INC DE 1.01,7.01,9.01 08/08/05 MASTEC INC FL 2.02,9.01 06/30/05 MATRITECH INC/DE/ DE 8.01 08/04/05 MATRIXONE INC DE 4.02 07/28/05 AMEND MAXTOR CORP DE 7.01,8.01,9.01 08/09/05 MAY DEPARTMENT STORES CO DE 2.02,9.01 08/09/05 MCF CORP DE 7.01,9.01 08/09/05 MCI INC DE 2.02,9.01 08/09/05 MCLEODUSA INC DE 2.02,9.01 08/09/05 MEADOW VALLEY CORP NV 2.02,9.01 08/08/05 MECHANICAL TECHNOLOGY INC NY 2.02,9.01 06/30/05 MEDALLION FINANCIAL CORP DE 2.02,9.01 08/09/05 Mediavest, Inc. NJ 5.03,9.01 04/13/05 MEDICALCV INC MN 1.01,4.01,5.02 06/29/05 MEDICALCV INC MN 1.01,9.01 04/01/05 AMEND MEDICALCV INC MN 1.01 06/08/05 AMEND MEDICALCV INC MN 1.01,9.01 07/11/05 AMEND MEDITECH PHARMACEUTICALS INC NV 9.01 08/03/05 MEMORY PHARMACEUTICALS CORP 2.02,9.01 08/09/05 MERCER INTERNATIONAL INC WA 2.02,9.01 06/30/05 MEREDITH CORP IA 1.01,9.01 08/09/05 MERIDIAN RESOURCE CORP TX 2.02,7.01,9.01 08/08/05 MERISEL INC /DE/ DE 1.01,2.01,2.03,8.01,9.01 08/08/05 MERRILL LYNCH DEPOSITOR INC PREFERRED DE 8.01,9.01 08/01/05 MESA LABORATORIES INC /CO CO 2.02,9.01 08/09/05 METALINE CONTACT MINES WA 3.02 07/22/05 AMEND MGE ENERGY INC WI 2.02,9.01 08/09/05 MICROISLET INC NV 8.01 08/09/05 MICROVISION INC WA 2.02,9.01 08/09/05 MIDDLESEX WATER CO NJ 8.01 08/09/05 MILLER INDUSTRIES INC /TN/ TN 2.02,9.01 08/09/05 MINDSPEED TECHNOLOGIES, INC DE 1.01,5.02,9.01 08/04/05 MISSION ENERGY HOLDING CO DE 2.02,9.01 08/09/05 MIVA, INC. DE 5.02 08/03/05 MOD PAC CORP NY 2.02,9.01 08/09/05 MODTECH HOLDINGS INC CA 2.02,9.01 08/09/05 MODTECH HOLDINGS INC CA 1.01,3.02,9.01 08/05/05 MOLECULAR IMAGING CORP DE 8.01 08/02/05 MOUNTAIN BANCSHARES INC GA 1.01,1.02,9.01 08/04/05 MOUNTAIN BANCSHARES INC GA 1.01,9.01 08/04/05 NARROWSTEP INC DE 1.01,8.01,9.01 08/04/05 NASHUA CORP MA 1.01,7.01,9.01 08/09/05 National Interstate CORP OH 8.01,9.01 08/09/05 NATIONAL RESIDENTIAL PROPERTIES NV IN NV 2.01 08/03/05 NationsHealth, Inc. DE 1.01,3.02 08/03/05 NATURADE INC DE 2.01,9.01 08/03/05 NAVISTAR INTERNATIONAL CORP DE 1.01 08/04/05 Nayna Networks, Inc. WY 2.02,7.01,9.01 08/08/05 NDS GROUP PLC X0 2.02 08/09/05 NET 1 UEPS TECHNOLOGIES INC FL 8.01,9.01 08/08/05 NETIQ CORP 2.05 07/18/05 AMEND NETWORK 1 SECURITY SOLUTIONS INC DE 1.01,9.01 08/04/05 NEW FRONTIER MEDIA INC CO 2.02,9.01 08/09/05 NEW RIVER PHARMACEUTICALS INC VA 8.01,9.01 08/09/05 New Skies Satellites Holdings Ltd. D0 5.02,9.01 08/07/05 NEWMARK VENTURES INC DE 1.01,9.01 07/15/05 NEXMED INC NV 2.02,9.01 08/09/05 NEXTEL COMMUNICATIONS INC DE 1.01,2.03,9.01 08/08/05 NEXTEL COMMUNICATIONS INC DE 8.01,9.01 08/09/05 NII HOLDINGS INC DE 8.01,9.01 08/08/05 NOBEL LEARNING COMMUNITIES INC DE 8.01,9.01 08/08/05 NORTH PITTSBURGH SYSTEMS INC PA 2.02,9.01 08/09/05 NORTHWEST INDIANA BANCORP IN 7.01,9.01 08/09/05 NOVAVAX INC DE 9.01 08/09/05 NOVAVAX INC DE 2.02,9.01 08/09/05 AMEND NRG ENERGY, INC. DE 2.02,9.01 08/09/05 NS GROUP INC KY 7.01,9.01 08/09/05 NTL INC DE 2.02 08/09/05 NUANCE COMMUNICATIONS CA 2.02,8.01,9.01 08/09/05 OCCUPATIONAL HEALTH & REHABILITATION DE 1.01,9.01 08/08/05 ODYSSEY MARINE EXPLORATION INC NV 1.01,9.01 08/03/05 OFFSHORE LOGISTICS INC DE 7.01,9.01 08/08/05 Opteum Mortgage Acceptance Corp Asset DE 8.01,9.01 06/27/05 AMEND OPTIMAL GROUP INC 7.01 08/08/05 OYO GEOSPACE CORP DE 1.01,9.01 08/08/05 PACIFIC PREMIER BANCORP INC DE 7.01,9.01 08/08/05 PACTIV CORP DE 2.02,9.01 08/08/05 PanAmSat Holding CORP DE 2.02 08/09/05 PANERA BREAD CO DE 2.02,9.01 08/09/05 PANTRY INC DE 1.01,9.01 08/05/05 PARAGON TECHNOLOGIES INC PA 2.01,5.02,5.03,9.01 08/05/05 PATRIOT SCIENTIFIC CORP DE 5.02,9.01 08/03/05 PATRIOT TRANSPORTATION HOLDING INC FL 5.02,9.01 08/09/05 PATTERSON COMPANIES, INC. MN 1.01,9.01 08/05/05 PAULA FINANCIAL DE 4.01 08/08/05 PC MALL INC DE 2.02,9.01 06/30/05 PDI INC 2.02,9.01 08/08/05 PDI INC 5.02,9.01 08/03/05 PEDIATRIC SERVICES OF AMERICA INC DE 2.02 08/09/05 PELICAN FINANCIAL INC DE 2.02,9.01 08/08/05 PEMSTAR INC MN 1.01,9.01 08/05/05 PEMSTAR INC MN 2.05 06/22/05 AMEND PENTON MEDIA INC DE 8.01,9.01 08/09/05 PERICOM SEMICONDUCTOR CORP CA 2.02,9.01 08/09/05 PERRIGO CO MI 5.02 08/05/05 PETROLEUM HELICOPTERS INC LA 2.02,9.01 08/08/05 PHOENIX FOOTWEAR GROUP INC DE 1.01,2.01,2.03,9.01 08/04/05 PHOENIX INTERESTS INC 3.02 08/04/05 PINNACLE BANCSHARES INC AL 2.02,9.01 08/08/05 PLANETLINK COMMUNICATIONS INC GA 4.01,9.01 08/05/05 PLATINUM UNDERWRITERS HOLDINGS LTD D0 1.01,9.01 08/08/05 PLUMTREE SOFTWARE INC DE 2.02,9.01 08/08/05 POLO RALPH LAUREN CORP DE 2.02,9.01 08/09/05 POLYMEDICA CORP MA 2.02,9.01 08/09/05 POTOMAC EDISON CO MD 7.01 08/09/05 POTOMAC EDISON CO MD 8.01,9.01 08/09/05 PPLUS Trust Series LMG-3 8.01,9.01 08/01/05 PPlus Trust Series LMG-4 DE 8.01,9.01 08/01/05 PREMIER DEVELOPMENT & INVESTMENT INC NV 2.02,9.01 08/09/05 Prestige Brands Holdings, Inc. 5.02,8.01,9.01 08/04/05 PRICELINE COM INC DE 2.02,7.01,9.01 08/08/05 AMEND PRIMEDIA INC DE 1.01,8.01,9.01 08/08/05 Principal Life Income Fundings Trust DE 8.01,9.01 08/01/05 PRINCIPAL LIFE INCOME FUNDINGS TRUST DE 8.01,9.01 08/01/05 PRINCIPAL LIFE INCOME FUNDINGS TRUST DE 8.01,9.01 08/01/05 PROASSURANCE CORP DE 2.02,9.01 08/09/05 PROGENICS PHARMACEUTICALS INC DE 2.02,9.01 08/09/05 QUALITY DISTRIBUTION INC FL 2.02,9.01 08/08/05 QUESTAR CORP UT 7.01,9.01 08/09/05 READING INTERNATIONAL INC NV 2.02,9.01 08/09/05 RECKSON ASSOCIATES REALTY CORP MD 2.02,9.01 08/08/05 REGENT COMMUNICATIONS INC DE 2.02,9.01 08/09/05 REGIONS FINANCIAL CORP DE 8.01,9.01 08/03/05 REGISTER COM INC DE 1.01,8.01,9.01 08/09/05 REGISTER COM INC DE 1.01 08/09/05 RENTECH INC /CO/ CO 1.01,9.01 08/09/05 RENTRAK CORP OR 2.02,9.01 08/09/05 RESOURCE AMERICA INC DE 2.02,9.01 06/30/05 RESOURCE AMERICA INC DE 2.02,9.01 06/30/05 AMEND RICH HOLDINGS GROUP INC DE 5.03,9.01 04/12/05 RICKS CABARET INTERNATIONAL INC TX 3.01 08/08/05 RICKS CABARET INTERNATIONAL INC TX 2.03 07/22/05 AMEND RITA MEDICAL SYSTEMS INC DE 1.01,2.03,2.04,3.02,8.01,9.01 08/05/05 RITA MEDICAL SYSTEMS INC DE 8.01 08/09/05 RIVIERA HOLDINGS CORP NV 2.02,9.01 08/09/05 RIVIERA HOLDINGS CORP NV 2.02,9.01 08/09/05 ROBERTS REALTY INVESTORS INC GA 1.01,8.01,9.01 08/03/05 S&C HOLDCO 3 INC 2.05,9.01 08/05/05 SALIX PHARMACEUTICALS LTD 2.02,9.01 08/09/05 SAXON CAPITAL INC MD 2.02,9.01 08/09/05 SBS TECHNOLOGIES INC NM 2.02,9.01 08/09/05 SCANSOFT INC DE 2.02,9.01 08/09/05 SCHICK TECHNOLOGIES INC DE 2.02,9.01 08/09/05 SCIENTIFIC TECHNOLOGIES INC OR 2.02,9.01 08/08/05 SELECTICA INC DE 2.02,9.01 08/09/05 SERVICE CORPORATION INTERNATIONAL TX 2.02,9.01 08/09/05 SHENANDOAH TELECOMMUNICATIONS CO/VA/ VA 8.01,9.01 08/09/05 SHURGARD STORAGE CENTERS INC WA 7.01,9.01 08/08/05 SIERRA PACIFIC RESOURCES /NV/ NV 2.02,9.01 08/09/05 SIERRA PACIFIC RESOURCES /NV/ NV 7.01,8.01,9.01 08/09/05 SILICON IMAGE INC DE 2.02,9.01 08/09/05 SIRNA THERAPEUTICS INC CO 2.02,7.01,9.01 08/09/05 SIRVA INC DE 8.01,9.01 08/09/05 SIZELER PROPERTY INVESTORS INC DE 2.02,9.01 08/09/05 SMITH MICRO SOFTWARE INC DE 2.02,9.01 08/09/05 SOUTHERN CALIFORNIA EDISON CO CA 2.02,9.01 08/09/05 SOUTHERN UNION CO DE 2.02,7.01,9.01 06/30/05 SOUTHWEST GAS CORP CA 2.02 08/09/05 SOUTHWEST WATER CO DE 2.02,9.01 08/09/05 SPECTRUM PHARMACEUTICALS INC DE 2.02,9.01 08/09/05 SPEEDEMISSIONS INC FL 1.01,3.02,5.03 08/04/05 SPORTS RESORTS INTERNATIONAL INC MI 8.01,9.01 08/08/05 SPRINT CORP KS 8.01,9.01 08/09/05 SPRINT CORP KS 8.01 08/08/05 SRI SURGICAL EXPRESS INC FL 2.02,9.01 08/08/05 STANDARD MOTOR PRODUCTS INC NY 2.02,9.01 08/08/05 STAR GAS PARTNERS LP DE 2.02,7.01,9.01 08/09/05 STEIN MART INC FL 2.02 08/04/05 STELLENT INC MN 2.02,9.01 08/08/05 STERIS CORP OH 2.02 08/09/05 STIFEL FINANCIAL CORP DE 2.02,8.01,9.01 08/09/05 STONEMOR PARTNERS LP DE 1.01,5.02 08/09/05 STRATAGENE CORP DE 2.02,9.01 08/09/05 STRUCTURED ASSET SECURITIES CORP II 8.01,9.01 08/05/05 STRUCTURED PRODUCTS CORP TRUST SERIES DE 8.01,9.01 07/29/05 SUN HYDRAULICS CORP FL 2.02,9.01 08/09/05 SUNSET FINANCIAL RESOURCES INC 1.01,5.02,9.01 08/08/05 Sunstone Hotel Investors, Inc. MD 2.02,9.01 08/08/05 SUNTERRA CORP MD 2.02,9.01 08/09/05 SUREWEST COMMUNICATIONS CA 2.02,9.01 08/08/05 SVB FINANCIAL GROUP 5.04,8.01,9.01 08/09/05 SYMMETRICOM INC DE 2.02,9.01 08/09/05 SYNAGRO TECHNOLOGIES INC DE 2.02,9.01 08/08/05 AMEND SYNIVERSE HOLDINGS INC DE 8.01,9.01 08/08/05 TARRAGON CORP NV 2.02,7.01,9.01 08/09/05 TEGAL CORP /DE/ DE 1.01,9.01 08/03/05 TEMPORARY FINANCIAL SERVICES INC WA 8.01 08/09/05 TERAFORCE TECHNOLOGY CORP DE 4.01 08/09/05 TERAX ENERGY, INC. NV 3.02 08/08/05 TESSCO TECHNOLOGIES INC DE 5.02 03/11/05 AMEND TETRA TECH INC DE 1.01,5.02,9.01 08/05/05 TEXXON INC OK 1.01,2.01,9.01 08/08/05 AMEND THERMADYNE HOLDINGS CORP /DE DE 2.02,9.01 08/09/05 THOMAS NELSON INC TN 2.02,9.01 08/09/05 THQ INC DE 7.01,9.01 08/09/05 TLC VISION CORP A6 7.01,8.01,9.01 08/08/05 TLC VISION CORP A6 2.02,8.01,9.01 08/09/05 TODD SHIPYARDS CORP WA 2.02 07/03/05 TONGA CAPITAL CORP CO 4.01,9.01 08/03/05 Tower Group, Inc. DE 2.02,9.01 08/09/05 TRANSACTION SYSTEMS ARCHITECTS INC DE 1.01,9.01 08/05/05 TRANSMETA CORP DE 2.02,9.01 08/09/05 TRANSOCEAN INC E9 1.01 08/05/05 TREND TECHNOLOGY CORP NV 4.01,9.01 08/08/05 TRESTLE HOLDINGS INC DE 8.01 08/09/05 TRIAD HOSPITALS INC DE 1.01,9.01 08/04/05 TRICO MARINE SERVICES INC DE 2.02,9.01 08/08/05 TRIMAS CORP DE 2.02,9.01 08/09/05 TRIMAS CORP DE 1.01,9.01 08/09/05 TRIZEC PROPERTIES INC DE 8.01 08/04/05 TVIA INC DE 2.02,9.01 08/09/05 U-Store-It Trust MD 1.01,2.03 08/04/05 ULTRASTRIP SYSTEMS INC FL 1.01,9.01 08/02/05 UNICA CORP 5.02,9.01 08/09/05 UNITED NATURAL FOODS INC DE 1.01,9.01 08/04/05 UNITED RENTALS INC /DE DE 2.02,9.01 08/09/05 UNITED STATIONERS INC DE 2.02,9.01 08/08/05 US AIRWAYS GROUP INC DE 8.01,9.01 08/09/05 US GLOBAL NANOSPACE INC DE 8.01,9.01 08/09/05 VALENCE TECHNOLOGY INC DE 2.02,5.02,8.01,9.01 08/03/05 VECTOR GROUP LTD DE 2.02,9.01 08/09/05 VENTURE FINANCIAL GROUP INC WA 2.02,9.01 08/09/05 VIACELL INC 2.02,9.01 08/09/05 VIASPACE Inc. NV 5.03 08/03/05 VICOR CORP DE 2.02,9.01 08/09/05 AMEND VIRTGAME COM CORP DE 8.01,9.01 08/09/05 VITAL IMAGES INC MN 8.01,9.01 08/09/05 VITAL SIGNS INC NJ 2.02,9.01 08/09/05 VOIP INC 1.01,2.03,3.02,9.01 08/03/05 VOIP INC 7.01,9.01 08/09/05 VOUGHT AIRCRAFT INDUSTRIES INC 2.02,9.01 08/09/05 VSOURCE INC DE 1.01,9.01 08/09/05 Wachovia Bank Commercial Mortgage Tru NC 8.01,9.01 02/17/05 AMEND Wachovia Bank Commercial Mortgage Tru NC 8.01,9.01 03/17/05 AMEND Wachovia Bank Commercial Mortgage Tru NC 8.01,9.01 04/15/05 AMEND Wachovia Bank Commercial Mortgage Tru NC 8.01,9.01 05/17/05 AMEND Wachovia Bank Commercial Mortgage Tru NC 8.01,9.01 06/17/05 AMEND WALT DISNEY CO/ DE 2.02,9.01 08/09/05 WARNACO GROUP INC /DE/ DE 2.02 08/09/05 WESTAR ENERGY INC /KS KS 2.02,9.01 08/09/05 WESTPOINT STEVENS INC DE 1.02,2.01,5.02,9.01 08/08/05 WESTPOINT STEVENS INC DE 8.01,9.01 06/30/05 WFS FINANCIAL 2005-3 OWNER TRUST CA 8.01,9.01 07/27/05 WHEELING PITTSBURGH CORP /DE/ DE 2.02,9.01 08/09/05 WILLIAM LYON HOMES DE 1.01,2.03,9.01 07/14/05 WILLIAM LYON HOMES DE 2.02,9.01 08/08/05 WILLIAMS CONTROLS INC DE 2.02,9.01 08/09/05 WINN DIXIE STORES INC FL 1.01,7.01,9.01 07/29/05 WORLD AIR HOLDINGS, INC. 5.02 08/09/05 WORLD FUEL SERVICES CORP FL 7.01,9.01 08/09/05 WorldSpace, Inc DE 1.01,9.01 08/03/05 WQN, Inc. 1.01,5.02,9.01 08/03/05 WYOMING OIL & MINERALS INC 4.01,9.01 07/09/05 AMEND XILINX INC DE 1.01 08/03/05 ZAP CA 5.02 08/09/05 ZIX CORP TX 1.01,3.02,7.01,9.01 08/09/05 ZOMAX INC /MN/ MN 2.02,9.01 08/09/05