SEC NEWS DIGEST Issue 2003-151 August 7, 2003 ENFORCEMENT PROCEEDINGS COMMISSION REMANDS NASD ACTION AGAINST JAMES BARI, JR. The Commission remanded James L. Bari, Jr.'s application for review of NASD disciplinary action. NASD barred Bari from associating with any member firm in any capacity for failing to respond to NASD requests for information. NASD sent Bari two requests for information in connection with its review of matters related to Bari's employment in the securities industry. Bari did not respond to either request. After Bari failed to respond to a Pre-Suspension Notice and a Suspension Notice, NASD barred Bari. NASD sent the requests for information to an address in Woodhaven, New York. NASD rules provide for establishing notice of a request to provide information by mailing the request to the person's last known residential address as reflected in the Central Registration Depository. The rules further provide that NASD shall also send the request to any more current address known to NASD if NASD knows that the CRD address is out of date or inaccurate. The record before the Commission did not indicate whether the Woodhaven address represented either Bari's last known residential address in the CRD or a more current address known to NASD. The Commission remanded the proceedings to NASD to address this issue. (Rel. 34-48292; File No. 3-11048) SEC FILES FRAUD CHARGES AGAINST FORMER EXECUTIVES OF SEATTLE CLOTHING COMPANY CUTTER & BUCK The Securities and Exchange Commission today announced financial accounting fraud charges against the former Chief Financial Officer and a former regional sales vice president of Cutter & Buck Inc., an upscale clothing company based in Seattle, Washington. The Commission's complaint alleges that the executives caused Cutter to fraudulently inflate its financial results for the fiscal quarter and year ended April 30, 2000, by improperly recognizing as revenue $5.7 million in shipments to distributors functioning as Company warehouses, and later concealed the improper transactions from the Company's auditors and shareholders. Simultaneously with the filing of the complaint, Lowber and Hilton agreed to settle the charges without admitting or denying the Commission's allegations, consenting to orders permanently barring them from violations of the antifraud and other provisions of the federal securities laws and requiring them to pay civil penalties of $50,000 and $25,000, respectively. Lowber also consented to the entry of an order barring him from serving as an officer or director of a public company, and an order prohibiting him from practicing before the Commission as an accountant. The Commission's complaint, filed in the United States District Court for the Western District of Washington, alleges that Cutter was encountering declining sales as it approached the end of its fiscal year ended April 30, 2000. In the final days of April, Hilton, now 46 and residing in Parkville, Missouri, negotiated deals with three distributors under which Cutter would ship them a total of $5.7 million in products. Hilton struck side deals with the distributors, assuring them that they had no obligation to pay for any of the goods until customers located by Cutter paid the distributors. Because of Cutter's ongoing obligation to complete the sales, revenue recognition was improper under generally accepted accounting principles (known as "GAAP"). In press releases and in filings with the Commission that were distributed to the public, Cutter announced revenue of $54.6 million for the fourth quarter of Fiscal 2000 and $152.5 million for the entire fiscal year. However, because these figures included $5.7 million in improperly recognized revenue on the distributor sales, they overstated Cutter's true quarterly and annual revenue by 12% and 4%, respectively. The complaint also charges that Lowber, 52, of Mill Creek, Washington, learned by late 2000 that these distributors were operating as Cutter warehouses and that revenue recognition had been improper. Rather than restate and correct the company's financial statements, as required under GAAP, Lowber took steps to conceal the transactions from Cutter's independent auditors and board of directors. Lowber arranged for the distributors to return $3.8 million in unsold inventory in early 2001. According to the complaint, Lowber directed Cutter personnel to override the company's accounting software program and divide the returns among multiple company sales divisions in order to hide the magnitude of the returns. Hilton left the company in 2001, and Lowber resigned in August 2002. On August 12, 2002, Cutter, which had undergone a change in management, announced that it would restate its financial statements for fiscal years 2000 and 2001 as a result of the improper distributor transactions. The announcement caused Cutter's stock price to drop from $4.02 to $3.44, or 14%, the following day. The complaint charges Hilton and Lowber with securities fraud (Section 10(b) of the Securities Exchange Act of 1934 ("Exchange Act") and Rule 10b-5 thereunder) and causing Cutter to report false financial information to the Commission (Section 13(a) of the Exchange Act and Rules 12b-20 and 13a-1). The complaint additionally charges Lowber with lying to accountants (Rule 13b2-2 under the Exchange Act), falsifying the company's books and records (Section 13(b)(5) of the Exchange Act and Rule 13b2-1 thereunder), and causing Cutter's failure to maintain accurate books and records and internal controls (Sections 13(b)(2)(A) and 13(b)(2)(B) of the Exchange Act). In a related matter, the Commission issued an order instituting and simultaneously settling cease-and-desist proceedings against Cutter, which consented to the issuance of the Commission order without admitting or denying any of its findings. The order found that Cutter violated the corporate reporting, books and records and internal controls provisions of the federal securities laws (Sections 13(a), 13(b)(2)(A) and 13(b)(2)(B) of the Exchange Act and Rules 12b-20 and 13a- 1 thereunder) and ordered the company to cease and desist from violating these provisions. [SEC v. David Andrew Hilton and Stephen Scott Lowber, U.S. District Court for the Western District of Washington, Seattle Division, Civil Action No. C 03-2511-Z] (LR- 18276) (Rels. 34-48296; AAER-1832; File No. 3-11208) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-1 COSI INC, 2126531600 - 19,140,892 ($9,570,737.00) Equity, (File 333-107689 - Aug. 6) (BR. 05) S-8 HON INDUSTRIES INC, 414 EAST THIRD STREET - PO BOX 1109, MUSCATINE, IA, 52761-7109, 3192647400 - 2,000,000 ($66,430,000.00) Equity, (File 333-107690 - Aug. 6) (BR. 06) S-8 PARKER HANNIFIN CORP, 6035 PARKLAND BOULEVARD, CLEVELAND, OH, 44124-4141, 2168963000 - 6,000,000 ($274,680,000.00) Equity, (File 333-107691 - Aug. 6) (BR. 06) S-8 LEE SARA CORP, THREE FIRST NATIONAL PLZ, STE 4600, CHICAGO, IL, 60602, 3127262600 - 0 ($653,975,000.00) Equity, (File 333-107692 - Aug. 6) (BR. 04) S-3 WISCONSIN GAS CO, 626 E WISCONSIN AVE, MILWAUKEE, WI, 53202, 4142917000 - 0 ($200,000,000.00) Debt Convertible into Equity, (File 333-107694 - Aug. 6) (BR. 02) S-8 DOW CHEMICAL CO /DE/, 2030 DOW CENTER, MIDLAND, MI, 48674-2030, 5176361000 - 6,000,000 ($162,300,000.00) Equity, (File 333-107695 - Aug. 6) (BR. 06) S-1 CAMPBELL STRATEGIC ALLOCATION FUND LP, 210 W PENNSYLVANIA AVE, STE 770, BALTIMORE, MD, 21204, 4102963301 - 0 ($900,000,000.00) Limited Partnership Interests, (File 333-107696 - Aug. 6) (BR. 08) S-4 COLONIAL BANCGROUP INC, ONE COMMERCE ST STE 800, P O BOX 1108, MONTGOMERY, AL, 36104, 3342405000 - 589,000 ($12,745,960.00) Equity, (File 333-107697 - Aug. 6) (BR. 07) S-8 ST PAUL COMPANIES INC /MN/, 385 WASHINGTON ST, SAINT PAUL, MN, 55102, 6123107911 - 0 ($12,285,000.00) Equity, (File 333-107698 - Aug. 6) (BR. 01) S-8 ST PAUL COMPANIES INC /MN/, 385 WASHINGTON ST, SAINT PAUL, MN, 55102, 6123107911 - 0 ($1,053,000.00) Equity, (File 333-107699 - Aug. 6) (BR. 01) S-8 IRIDEX CORP, 1212 TERRA BELLA AVE, MOUNTAIN VIEW, CA, 95043-1824, 6509404700 - 0 ($1,112,250.00) Equity, (File 333-107700 - Aug. 6) (BR. 36) S-8 CENTEX CORP, 2728 N HARWOOD, -, DALLAS, TX, 75201, 214-981-5000 - 0 ($74,020,000.00) Equity, (File 333-107701 - Aug. 6) (BR. 06) S-8 VIGNETTE CORP, 1601 SOUTH MOPAC EXPRESSWAY, AUSTIN, TX, 78746, 5123064300 - 2,350,000 ($3,594,500.00) Equity, (File 333-107702 - Aug. 6) (BR. 03) F-6 CONTINENTAL AKTIENGESELLSCHAFT /FI, VAHRENWALDER STRASSE 9, POSTFACH 169, GERMANY, I8, 00000, 011495119381710 - 50,000,000 ($1,250,000.00) ADRs/ADSs, (File 333-107704 - Aug. 6) (BR. ) S-8 HERSHEY FOODS CORP, 100 CRYSTAL A DRIVE, P O BOX 810-EXTERNAL RPTG & COMPLIANCE, HERSHEY, PA, 17033-0810, 7175346799 - 100,000 ($7,146,000.00) Equity, (File 333-107706 - Aug. 6) (BR. 04) S-4 WACKENHUT CORRECTIONS CORP, 621 NW 53RD STREET, SUITE 700, BOCA RATON, FL, 33487, 561-893-0101 - 0 ($150,000,000.00) Non-Convertible Debt, (File 333-107709 - Aug. 6) (BR. 06) S-8 ELECTRONIC ARTS INC, 209 REDWOOD SHORES PARKWAY, REDWOOD CITY, CA, 94065, 650-628-1500 - 0 ($480,137,000.00) Equity, (File 333-107710 - Aug. 6) (BR. 03) SB-2 ACCESS INTEGRATED TECHNOLOGIES INC, 55 MADISON AVE, MORRISTOWN, NJ, 07960, 973-290-0080 - 0 ($6,350,000.00) Equity, (File 333-107711 - Aug. 6) (BR. ) S-4 REDBACK NETWORKS INC, 300 HOLGER WAY, SAN JOSE, CA, 95134, 4087505000 - 0 ($155,833,333.34) Equity, (File 333-107714 - Aug. 6) (BR. 08) SB-2 DATAMEG CORP, 1000 ST ALBANS DRIVE, SUITE 210, RALEIGH, NC, 27609, 9193416000 - 10,314,246 ($1,495,565.67) Equity, (File 333-107715 - Aug. 6) (BR. 37) SB-2 MERA PHARMACEUTICALS INC, 73-4460 QUEEN KA'AHUMANU HWY., SUITE 110, KAILUA-KONA, HI, 96740, (808) 326-9301 - 256,522,226 ($16,930,467.00) Other, (File 333-107716 - Aug. 6) (BR. 01) S-8 VCG HOLDING CORP, 1601 W EVANS AVENUE, DENVER, CO, 80223, 303-934-2424 - 250,000 ($800,000.00) Equity, (File 333-107717 - Aug. 6) (BR. 09) S-8 NETGEAR INC, 4084955316 - 0 ($61,793,223.00) Equity, (File 333-107718 - Aug. 6) (BR. 37) S-1 GENITOPE CORP, 525 PENOBSCOT DR, REDWOOD CITY, CA, 94063, 6504822000 - 0 ($68,770,000.00) Equity, (File 333-107719 - Aug. 6) (BR. ) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: Item 1. Changes in Control of Registrant. Item 2. Acquisition or Disposition of Assets. Item 3. Bankruptcy or Receivership. Item 4. Changes in Registrant's Certifying Accountant. Item 5. Other Materially Important Events. Item 6. Resignations of Registrant's Directors. Item 7. Financial Statements and Exhibits. Item 8. Change in Fiscal Year. Item 9. Regulation FD Disclosure. The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports previously filed, responding to the item(s) of the form specified. 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 DATE COMMENT ---------------------------------------------------------------------------------- 1 800 FLOWERS COM INC DE X X 08/06/03 1ST COLONIAL BANCORP INC PA X 08/01/03 3SI HOLDINGS INC WY X 08/06/03 AAIPHARMA INC DE X X 08/05/03 ACE COMM CORP MD X X 08/04/03 ADEPT TECHNOLOGY INC CA X X 08/06/03 ADVANCE AUTO PARTS INC DE X 08/06/03 ADVANCED BIOTHERAPY INC DE X X 08/05/03 AEROPOSTALE INC X X 08/06/03 AGTSPORTS INC CO X X X 08/01/03 AIR METHODS CORP DE X 07/22/03 AIRNET SYSTEMS INC OH X 08/04/03 AIRNET SYSTEMS INC OH X 08/04/03 AKSYS LTD DE X X 08/06/03 ALLIANCE GAMING CORP NV X X 07/18/03 ALLIED DEFENSE GROUP INC DE X 08/06/03 ALLIED WASTE INDUSTRIES INC DE X X 08/06/03 AMERICAN CAPITAL STRATEGIES LTD X 08/05/03 AMERICAN CELLULAR CORP /DE/ DE X 08/05/03 AMERICAN DAIRY INC UT X X 08/06/03 AMERICAN MEDICAL SECURITY GROUP INC WI X 08/05/03 AMERICAN MEDICAL SYSTEMS HOLDINGS INC DE X 07/23/03 AMERICAN SEAFOODS GROUP LLC DE X 08/06/03 AMERICAN SUPERCONDUCTOR CORP /DE/ DE 08/06/03 ANDREW CORP DE X X 08/05/03 ANTHEM INC IN X X 08/06/03 ANTHRACITE CAPITAL INC MD X X 08/06/03 AON CORP DE X X 08/05/03 ARAMARK CORP/DE DE X 08/06/03 ARCH COAL INC DE X 08/06/03 ARENA RESOURCES INC NV X 07/29/03 ARGENT SECURITIES INC X 08/06/03 ARGONAUT GROUP INC DE X 08/05/03 ARK RESTAURANTS CORP NY X X 08/05/03 ASTORIA FINANCIAL CORP DE X X 08/04/03 AMEND ATMI INC DE X X 08/06/03 AUDIBLE INC X X 08/05/03 AUGRID CORP NV X 08/06/03 AVNET INC NY X 08/06/03 BANYAN CORP /OR/ OR X X 08/04/03 BAUSCH & LOMB INC NY X X 07/29/03 BEAR ISLAND PAPER CO LLC VA X 08/05/03 BERKELEY TECHNOLOGY LTD X 06/30/03 BIOSANTE PHARMACEUTICALS INC WY X X 08/04/03 BIRNER DENTAL MANAGEMENT SERVICES INC CO 08/06/03 BOYDS COLLECTION LTD X 08/06/03 BRASS EAGLE INC DE 08/05/03 BRAUN CONSULTING INC DE X 08/06/03 BRICKMAN GROUP LTD X X 08/06/03 BRICKMAN GROUP LTD X X 08/06/03 AMEND BUSH INDUSTRIES INC DE X X 04/25/03 CABLETEL COMMUNICATIONS CORP X X 08/01/03 CALIFORNIA WATER SERVICE GROUP DE X X 08/04/03 CALLISTO PHARMACEUTICALS INC DE X X 08/05/03 CAREADVANTAGE INC DE X X 08/05/03 CARRIAGE SERVICES INC DE X X 08/05/03 CARRIZO OIL & GAS INC TX X 07/30/03 CATELLUS DEVELOPMENT CORP DE X 08/05/03 CBRL GROUP INC TN X X X 08/06/03 CDMC MORTGAGE PASS THROUGH CERTIFICAT DE X 07/25/03 CDMC MORTGAGE PASS-THROUGH CERTIFICAT DE X 07/25/03 CEDAR FAIR L P DE 06/29/03 CENDANT MORT CAPITAL LLC CDMC MORT PA DE X 07/25/03 CENTRAL EUROPEAN DISTRIBUTION CORP DE X 08/04/03 CENTRAL EUROPEAN MEDIA ENTERPRISES LT 08/06/03 CENTRAL FEDERAL CORP DE X 08/01/03 CENTRAL VIRGINIA BANKSHARES INC VA X 07/31/03 CERAMICS PROCESS SYSTEMS CORP/DE/ DE X 06/28/03 CERTEGY INC GA X X 08/05/03 CHURCH & DWIGHT CO INC /DE/ DE X X 08/06/03 CIMA LABS INC DE X X X 08/05/03 CIMAREX ENERGY CO DE X X 08/06/03 CITGO PETROLEUM CORP DE X 07/25/03 CLAREMONT TECHNOLOGIES CORP NV X 07/29/03 COM21 INC DE X X 08/06/03 COMFORT SYSTEMS USA INC DE X 08/05/03 COMPX INTERNATIONAL INC DE X X 08/04/03 CONCENTRA OPERATING CORP NV X X 08/06/03 CORNERSTONE REALTY INCOME TRUST INC VA X 08/05/03 CORPORATE BOND BACKED CERTIFICATES TR DE X X 08/01/03 CORRECTIONS CORP OF AMERICA MD X 08/06/03 CRDENTIA CORP DE X 07/30/03 CREDIT SUISSE FIRST BOSTON MORTGAGE S DE X 08/06/03 CREDIT SUISSE FIRST BOSTON USA INC DE X 08/05/03 CRESCENT REAL ESTATE EQUITIES CO TX X 08/04/03 AMEND CROWN MEDIA HOLDINGS INC DE X X 08/05/03 CSFB ACCEPTANCE CORP HOME EQUITY LOAN DE X X 07/25/03 CSFB MORTGAGE SEC CORP HOME EQ PASS T DE X X 07/25/03 CWMBS INC DE X X 08/06/03 DAYTON SUPERIOR CORP OH 08/05/03 DAYTON SUPERIOR CORP OH X 08/05/03 DENTSPLY INTERNATIONAL INC /DE/ DE X 07/31/03 DIALYSIS CORP OF AMERICA FL X X 07/23/03 DIGI INTERNATIONAL INC DE X 07/16/03 DIOMED HOLDINGS INC NV X 08/06/03 DONNELLEY R R & SONS CO DE X X 08/06/03 DST SYSTEMS INC DE X X 08/05/02 DST SYSTEMS INC DE X X 08/05/03 DYNEGY HOLDINGS INC DE X X 07/29/03 DYNEGY INC /IL/ IL X X 07/29/03 EARTH SCIENCES INC CO X 08/06/03 EDAC TECHNOLOGIES CORP WI X 08/05/03 EDGE PETROLEUM CORP DE X X 08/06/03 EDGETECH SERVICES INC NV X 07/30/03 EDO CORP NY X 08/06/03 EMBREX INC /NC/ NC X X 01/06/03 EOG RESOURCES INC DE X 08/05/03 EQUITY TECHNOLOGIES & RESOURCES INC DE X X 08/06/03 ETHYL CORP VA X 08/05/03 EVANS BOB FARMS INC DE X X 08/05/03 EXELIXIS INC DE 06/30/03 EXELON CORP PA X X 08/06/03 EXPEDIA INC WA X X 08/05/03 EXPEDITORS INTERNATIONAL OF WASHINGTO WA 08/05/03 F&M BANK CORP VA X 07/30/03 FANSTEEL INC DE X 06/30/03 FARO TECHNOLOGIES INC FL X 08/06/03 FIBERMARK INC DE X X 06/30/03 FIRST BANCTRUST CORP DE X 08/04/03 FIRST CANADIAN AMERICAN HOLDING CORP DE X X X 07/29/03 FIRST CHESAPEAKE FINANCIAL CORP VA X 07/30/03 FIRST FARMERS & MERCHANTS CORP TN X X 08/06/03 FIRST FEDERAL BANCSHARES INC /DE DE X 08/06/03 FIRST NATIONAL CORP /SC/ SC X 08/06/03 FISHER COMMUNICATIONS INC WA X X 08/04/03 FORTUNE FINANCIAL INC FL X 05/16/03 FRANKLIN RESOURCES INC DE X X 08/04/03 FREESTAR TECHNOLOGY CORP NV X X 04/24/03 AMEND GATEWAY FINANCIAL HOLDINGS INC NC X X 08/04/03 GE COMMERCIAL MORT PASS THROUGH CERTS DE X X 08/06/03 GENESIS MICROCHIP INC /DE DE X X 08/05/03 GLB BANCORP INC OH X 08/04/03 GLIMCHER REALTY TRUST MD X X 07/30/03 AMEND GLOBAL CROSSING LTD X X 08/04/03 GLOBE BANCORP INC LA X 08/06/03 GOLDEN STAR RESOURCES LTD X 08/05/03 GRANITE BROADCASTING CORP DE X 08/06/03 GRANITE CONSTRUCTION INC DE X 08/06/03 GRANT PRIDECO INC DE X 08/05/03 GS MORTGAGE SECURITIES CORP DE X X 08/04/03 GUESS INC ET AL/CA/ DE X X 08/06/03 GUILFORD PHARMACEUTICALS INC DE 08/06/03 GULFTERRA ENERGY PARTNERS L P DE X X 08/06/03 GULFTERRA ENERGY PARTNERS L P DE X X 08/06/03 AMEND HARBOR GLOBAL CO LTD X 08/06/03 HARLEY DAVIDSON CUSTOMER FUNDING CORP NV X X 08/05/03 HARRIS INTERACTIVE INC DE X 07/31/03 HARTMAN COMMERCIAL PROPERTIES REIT TX X 08/06/03 HEALTH GRADES INC DE X 08/06/03 HEALTH NET INC DE 08/04/03 HECTOR COMMUNICATIONS CORP MN X 08/05/03 HERCULES INC DE X X 08/05/03 HEWITT ASSOCIATES INC DE X 08/06/03 HIGH SPEED ACCESS CORP DE X 08/06/03 HOLOGIC INC DE X 07/30/03 HOME EQUITY LOAN ASSET-BACKED CERTIFI DE X X 07/25/03 HOMESTORE INC DE X 08/05/03 HORIZON MEDICAL PRODUCTS INC GA X 07/30/03 HOST AMERICA CORP DE X X 07/31/03 HOT TOPIC INC /CA/ CA 08/06/03 HOUSTON EXPLORATION CO DE X 08/06/03 I INCUBATOR COM INC FL X X 07/23/03 IBASIS INC DE X X 08/06/03 IC ISAACS & CO INC DE X 08/05/03 IMH ASSETS CORP IMPAC CMB TRUST SERIE DE X 07/25/03 IMMTECH INTERNATIONAL INC DE X X 08/06/03 IMPAC SECURED ASSETS CORP MORT PASS T CA X 07/25/03 INFONET SERVICES CORP X 08/06/03 INTEGRATED BIOPHARMA INC DE X X X 07/22/03 INTELLIGENT SYSTEMS CORP GA X X 08/06/03 INTERNATIONAL BANCSHARES CORP TX X 08/06/03 INTERNATIONAL SPECIALTY HOLDINGS INC X 06/29/03 INTERVIDEO INC CA X 08/06/03 INTERWAVE COMMUNICATIONS INTERNATIONA 08/06/03 INVERNESS MEDICAL INNOVATIONS INC DE X 07/31/03 AMEND INVITROGEN CORP DE X X 08/01/03 IPARTY CORP DE X X 08/05/03 ITXC CORP NJ X 08/05/03 ITXC CORP NJ X 08/05/03 IVILLAGE INC DE X X 08/06/03 JACK IN THE BOX INC /NEW/ DE X X 08/06/03 JACOBSON STORES INC MI X X 08/04/03 JL FRENCH AUTOMOTIVE CASTING INC DE X 08/06/03 JO-ANN STORES INC OH 08/06/03 JUPITERMEDIA CORP DE X 08/05/03 KATY INDUSTRIES INC DE X 08/06/03 KEYSPAN CORP NY X 06/30/03 LABONE INC/ MO X 08/06/03 LAMAR ADVERTISING CO/NEW DE 08/06/03 LAS VEGAS SANDS INC NV X 06/30/03 LECROY CORP DE X X 08/06/03 LEHMAN ABS CORP DE X X 07/15/03 MASCO CORP /DE/ DE X X 08/06/03 MAXIM PHARMACEUTICALS INC DE 08/05/03 MAXIMUM DYNAMICS INC X 08/06/03 MAXWORLDWIDE INC DE X X 07/31/03 MCG CAPITAL CORP DE X 08/06/03 MCMORAN EXPLORATION CO /DE/ DE 08/05/03 MEDCATH CORP DE X X 08/06/03 MEDIACOM COMMUNICATIONS CORP DE 08/06/03 MEDICAL STAFFING NETWORK HOLDINGS INC DE X 08/06/03 MENTOR GRAPHICS CORP OR X X 08/06/03 MERCK & CO INC NJ X 08/06/03 MESA LABORATORIES INC /CO CO X X 08/06/03 MET PRO CORP DE X 07/31/03 METROMEDIA INTERNATIONAL GROUP INC DE X X 08/04/03 MICROFIELD GROUP INC OR X 08/05/03 MID STATE HOMES TRUST XI FL X X 07/15/03 MILLENNIUM CHEMICALS INC DE X X 08/06/03 MINE SAFETY APPLIANCES CO PA X X 08/05/03 MODEM MEDIA INC DE X X 08/05/03 MORGAN STANLEY ABS CAPITAL I - MOR PA DE X 07/25/03 MORTGAGE ASSET SEC TRANS INC MORT PAS DE X X 06/25/03 MORTGAGE ASSET SECURITIZATION TRANSAC DE X 08/06/03 MORTGAGE PASS-THROUGH CERTIFICATES S DE X 06/25/03 MORTGAGE PASS-THROUGH CERTIFICATES S DE X 07/25/03 MOTIENT CORP DE X 07/29/03 MPOWER HOLDING CORP DE 08/05/03 MTR GAMING GROUP INC DE X X 07/31/03 MULTILINK TECHNOLOGY CORP CA X 08/06/03 NASTECH PHARMACEUTICAL CO INC DE X 08/06/03 NATIONAL MANAGEMENT CONSULTANTS INC DE X X 08/06/03 NATIONAL MERCANTILE BANCORP CA X X 08/04/03 NATIONAL RV HOLDINGS INC DE X 08/06/03 NATIONAL WATERWORKS INC X 08/04/03 NATURAL GAS SERVICES GROUP INC X X 08/06/03 NATURAL GAS SERVICES GROUP INC X X 08/06/03 NEKTAR THERAPEUTICS DE 08/06/03 NELSON THOMAS INC TN X X 08/06/03 NESTOR INC DE X X 08/05/03 NET PERCEPTIONS INC DE X X 08/06/03 NICOR INC IL X 08/06/03 NORTH COAST ENERGY INC / DE/ DE X X 08/06/03 NORTH COUNTRY FINANCIAL CORP MI X 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