SEC NEWS DIGEST Issue 2005-134 July 14, 2005 ENFORCEMENT PROCEEDINGS HOWARD ROBERTSON ENJOINED AND BARRED FROM SERVING AS AN OFFICER OR DIRECTOR On June 30, 2005, Dr. Howard H. Robertson was permanently enjoined from future violations of the antifraud provisions of the federal securities laws and barred from serving as an officer or director of any public company. The sanctions were based on his alleged conduct in a scheme to sell shares of domestic microcap issuers to investors in the United Kingdom, Australia and New Zealand. On Oct. 16, 2003, the Securities and Exchange Commission filed a complaint in the U.S. District Court for the District of Utah, against twenty-one individuals and entities involved in the fraudulent sale of securities in five United States-based microcap issuers, including Stem Genetics, Inc. Dr. Howard Robertson (Robertson) was the president of Stem Genetics. The complaint alleged that Robertson made material misrepresentations to Stem Genetics investors regarding the company and its claimed, but nonexistent, stem cell research program. The complaint also alleged Robertson was responsible for material inaccuracies on Stem Genetics’ website. The Final Judgment, to which Robertson consented without admitting or denying the allegations of the complaint, enjoins Robertson from future violations of Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder, and Section 17(a) of the Securities Act of 1933. The Final Judgment also orders Robertson to pay disgorgement of $19,915.49 together with prejudgment interest of $877.66, buts waives payment of disgorgement and prejudgment interest based on the representations in Robertson’s sworn statement of financial condition. No civil penalty was imposed based upon the same representations. The Final Judgment also bars Robertson from acting as an officer or director of any issuer that has a class of securities registered pursuant to Section 12 of the Exchange Act or that is required to file reports pursuant to Section 15(d) of the Exchange Act. For more information see (LR-18413). [SEC v. David M. Wolfson, et al., Docket No. 2:03CV00914DAK (USDC, D.Ut.)] (LR-19302) INVESTMENT COMPANY ACT RELEASES BUSINESS MEN’S ASSURANCE COMPANY OF AMERICA, ET AL. An order has been issued on an application filed by Business Men’s Assurance Company of America, et al., pursuant to Section 26(c) of the Investment Company Act permitting the substitution of shares of certain portfolios of Fidelity Variable Insurance Products Fund II, Fidelity Variable Insurance Products Fund III, Fidelity Variable Insurance Products Fund, Federated Insurance Series, T. Rowe Price Equity Series, Inc., Universal Institutional Funds, Inc., Lord Abbett Series Fund, Inc., and Dreyfus Investment Portfolios for shares of certain portfolios of Investors Mark Series Fund, Inc. (Rel. IC-26987 - July 13) HOLDING COMPANY ACT RELEASES CINERGY CORP. An order has been issued approving a proposal by Cinergy Corp. (Cinergy), a registered public-utility holding company under the Act, to invest up to $100 million through June 30, 2008, in new or existing subsidiaries that derive or would derive substantially all of their operating revenues from the sale of infrastructure services within the United States. Jurisdiction is reserved over Cinergy's proposal to invest in subsidiaries that derive or would derive a substantial portion of their operating revenues from the sale of infrastructure services outside the United States. (Rel. 35-27999) EXELON CORPORATION An order has been issued granting the authority requested by Exelon Corporation (Exelon) to amend its Amended and Restated Articles of Incorporation to increase the amount of Exelon’s authorized capital stock in connection with its proposed merger with Public Service Enterprise Group. (Rel. 35-28000) OHIO VALLEY ELECTRIC CORPORATION, ET AL. An order has been issued authorizing Ohio Valley Electric Corporation (OVEC), a public utility subsidiary owned by American Electric Power, Inc. (AEP) and First Energy Corp., each a registered holding company, and other investor-owned utilities, and AEP MEMCo LLC (MEMCo), a wholly- owned subsidiary of AEP, for MEMCo to provide barge services to OVEC and its subsidiary at cost. (Rel. 35-28001) SELF-REGULATORY ORGANIZATIONS ACCELERATED APPROVAL OF PROPOSED RULE CHANGES The Pacific Exchange filed a proposed rule change (SR-PCX-2005-32) and Amendment No. 1 thereto to list and trade One Week Option Series, and the Commission has granted accelerated approval to the proposed rule change. Publication of the proposal is expected in the Federal Register during the week of July 18. (Rel. 34-52013) The Commission granted accelerated approval to a proposed rule change (SR-CBOE-2005-50) submitted by the Chicago Board Options Exchange to modify the Designated Primary Market-Maker (DPM) participation entitlement for orders specifying a preferred DPM. Publication of the proposal is expected in the Federal Register during the week of July 18. (Rel. 34-52021) APPROVAL OF PROPOSED RULE CHANGE The Commission approved a proposed rule change submitted by the New York Stock Exchange (SR-NYSE-2005-29) to remove incorrect reference in its rule relating to failure to honor an arbitration award. Publication of the proposal is expected in the Federal Register during the week of July 18. (Rel. 34-52016) PROPOSED RULE CHANGE The Chicago Board Options Exchange filed a proposed rule change (SR-CBOE- 2005-46) and Amendment No. 1 thereto relating to the establishment of PAR Officials. Publication of the proposal is expected in the Federal Register during the week of July 18. (Rel. 34-52017) IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGES A proposed rule change (SR-NYSE-2005-39) filed by the New York Stock Exchange to amend NYSE Rule 440H relating to Activity Assessment Fees has become immediately effective under Section 19(b)(3)(A) of the Securities Exchange Act. Publication of the proposal is expected in the Federal Register during the week of July 18. (Rel. 34-52018) A proposed rule change (SR-CBOE-2005-53) filed by the Chicago Board Options Exchange relating to limited suspension of Exchange membership transactions has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of July 18. (Rel. 34- 52019) WITHDRAWAL GRANTED An order has been issued granting the application of Kimberly-Clark Corporation to withdraw its common stock, $1.25 par value, from listing and registration on the Pacific Exchange, effective at the opening of business on July 14, 2005. (Rel. 34-52025) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-8 CALYPSO WIRELESS INC, 5979 NW 151ST STREET, MIAMI LAKES, FL, 33014, 7136547777 - 530,000 ($508,800.00) Equity, (File 333-126549 - Jul. 13) (BR. 11C) SB-2 VITAL LIVING INC, 5080 NORTH 40TH STREET, SUITE 105, PHOENIX, AZ, 85018, 602-952-9909 - 6,062,386 ($303,119.30) Equity, (File 333-126550 - Jul. 13) (BR. 01C) S-8 ADVENTRX PHARMACEUTICALS INC, 6725 MESA RIDGE ROAD, SUITE 100, SAN DIEGO, CA, 92131, 8585520866 - 0 ($16,120,000.00) Equity, (File 333-126551 - Jul. 13) (BR. 01A) S-8 AXS ONE INC, MEADOWS OFFICE COMPLEX, 301 RT 17 NORTH, RUTHERFORD, NJ, 07070, 2019353400 - 0 ($2,190,000.00) Equity, (File 333-126554 - Jul. 13) (BR. 03A) S-3 AXS ONE INC, MEADOWS OFFICE COMPLEX, 301 RT 17 NORTH, RUTHERFORD, NJ, 07070, 2019353400 - 0 ($7,611,092.60) Equity, (File 333-126555 - Jul. 13) (BR. 03A) S-4 CGG AMERICAS INC., 16430 PARK TEN PLACE, HOUSTON, TX, 77084, 281 646 2400 - 0 ($165,000,000.00) Non-Convertible Debt, (File 333-126556 - Jul. 13) (BR. 04) S-8 CHINA EXPERT TECHNOLOGY INC, RM 2703-4, GREAT EAGLE CENTRE, 23 HARBOUR ROAD, WANCHAI, K3, 00000, (852 2802 1555 - 1,056,911 ($697,561.00) Equity, (File 333-126557 - Jul. 13) (BR. 09A) S-3 CARRIZO OIL & GAS INC, 1000 LOUISIANA STREET, SUITE 1500, HOUSTON, TX, 77002, 7133281000 - 4,246,314 ($76,730,893.98) Equity, (File 333-126558 - Jul. 13) (BR. 04C) S-3 NASH FINCH CO, 7600 FRANCE AVE, PO BOX 355, SOUTH MINNEAPOLIS, MN, 55435-0355, 6128320534 - 0 ($143,290,000.00) Other, (File 333-126559 - Jul. 13) (BR. 02C) S-4 PROLOGIS, 14100 EAST 35TH PLACE, AURORA, CO, 80011, 3033759292 - 0 ($2,263,682,321.83) Equity, (File 333-126560 - Jul. 13) (BR. 08C) S-8 NationsHealth, Inc., 13650 N.W. 8TH STREET, SUITE 109, SUNRISE, FL, 33325, 6102932511 - 0 ($11,455,500.00) Equity, (File 333-126561 - Jul. 13) (BR. 01B) S-1 IGN ENTERTAINMENT INC, 3240 BAYSHORE BLVD, BRSBANE, CA, 94005, 4155082706 - 0 ($200,000,000.00) Equity, (File 333-126562 - Jul. 13) (BR. 03C) S-8 ALTEON INC /DE, 6 CAMPUS DRIVE, PARSIPPANY, NJ, 07054, 2019345000 - 5,000,000 ($1,145,710.00) Equity, (File 333-126563 - Jul. 13) (BR. 01C) S-8 MOODYS CORP /DE/, 99 CHURCH STREET, NEW YORK, NY, 10007, 2125530300 - 14,000,000 ($624,680,000.00) Equity, (File 333-126564 - Jul. 13) (BR. 11C) S-8 GOODYEAR TIRE & RUBBER CO /OH/, 1144 E MARKET ST, AKRON, OH, 44316, 2167962121 - 15,000,000 ($222,000,000.00) Equity, (File 333-126565 - Jul. 13) (BR. 06A) S-8 GOODYEAR TIRE & RUBBER CO /OH/, 1144 E MARKET ST, AKRON, OH, 44316, 2167962121 - 20,000,000 ($296,000,000.00) Equity, (File 333-126566 - Jul. 13) (BR. 06A) S-8 NEWS CORP, 1211 AVENUE OF THE AMERICAS, NEW YORK, NY, 10036, 212-852-7000 - 0 ($2,616,900,000.00) Equity, (File 333-126567 - Jul. 13) (BR. 05) S-8 McCormick & Schmicks Seafood Restaurants Inc., 720 SW WASHINGTON STREET, SUITE 550, PORTLAND, OR, 97205, 503-226-3440 - 0 ($24,240,000.00) Equity, (File 333-126568 - Jul. 13) (BR. 05C) S-1 Argyle Security Acquisition CORP, 200 CONCORD PLAZA, SUITE 700, SAN ANTONIO, TX, 78216, 2108298779 - 0 ($210,500,100.00) Equity, (File 333-126569 - Jul. 13) (BR. ) N-2 ING Global Advantage & Premium Opportunity Fund, 7337 EAST DOUBLETREE RANCH ROAD, SCOTTSDALE, AZ, 85258, 480-477-3000 - 50,000 ($1,000,000.00) Equity, (File 333-126570 - Jul. 13) (BR. 17) S-8 ZIX CORP, 2711 NORTH HASKELL AVENUE, SUITE 2300, LB 36, DALLAS, TX, 75204-2960, 214-370-2000 - 0 ($1,545,000.00) Equity, (File 333-126571 - Jul. 13) (BR. 03C) N-2 Enhanced S&P 500 Covered Call Fund Inc., 800 SCUDDERS MILL ROAD, PLAINSBORO, NJ, 08536, 609-282-1212 - 50,000 ($1,000,000.00) Equity, (File 333-126572 - Jul. 13) (BR. ) S-3 STRATEGIC HOTEL CAPITAL INC, 77 W WACKER DR STE 4600, CHICAGO, IL, 60601, 3126585000 - 0 ($98,433,040.64) Equity, (File 333-126573 - Jul. 13) (BR. 08) S-8 MEDICAL PROPERTIES TRUST INC, 1000 UBRAN CENTER DRIVE, SUITE 501, BIRMINGHAM, AL, 35242, 205-969-3755 - 709,180 ($7,744,246.00) Equity, (File 333-126574 - Jul. 13) (BR. 08B) S-3 MOUNTAIN NATIONAL BANCSHARES INC, 300 E. MAIN STREET, SEVIERVILLE, TN, 37864, 416,500 ($10,495,800.00) Equity, (File 333-126575 - Jul. 13) (BR. 07A) S-8 ZIX CORP, 2711 NORTH HASKELL AVENUE, SUITE 2300, LB 36, DALLAS, TX, 75204-2960, 214-370-2000 - 0 ($3,708,000.00) Equity, (File 333-126576 - Jul. 13) (BR. 03C) S-8 AVISTA CORP, 1411 E MISSION AVE, SPOKANE, WA, 99202, 5094890500 - 1,000,000 ($18,350,000.00) Equity, (File 333-126577 - Jul. 13) (BR. 02B) S-3 Solexa, Inc., 25861 INDUSTRIAL BLVD, HAYWARD, CA, 94545, 5106709300 - 12,598,675 ($76,536,950.63) Equity, (File 333-126578 - Jul. 13) (BR. 01A) S-8 Solexa, Inc., 25861 INDUSTRIAL BLVD, HAYWARD, CA, 94545, 5106709300 - 1,803,139 ($8,019,567.96) Equity, (File 333-126579 - Jul. 13) (BR. 01A) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT --------------------------------------------------------------------------------------------------------- 110 MEDIA GROUP, INC. DE 1.01,3.03,9.01 07/12/05 AAMES INVESTMENT CORP MD 8.01,9.01 05/31/05 AAR CORP DE 2.02,9.01 07/13/05 ABBOTT LABORATORIES IL 2.02,9.01 07/13/05 ABERCROMBIE & FITCH CO /DE/ DE 5.02,7.01,9.01 07/07/05 ACCUPOLL HOLDING CORP NV 1.01,3.02,9.01 07/07/05 ACROSS AMERICA REAL ESTATE DEVELOPMEN CO 5.02,7.01 07/13/05 ACXIOM CORP DE 8.01,9.01 07/13/05 ADSTAR INC DE 5.02 07/12/05 ADVANCED MEDICAL OPTICS INC DE 8.01,9.01 07/13/05 ADVANCED MEDICAL OPTICS INC DE 8.01,9.01 07/13/05 ADVANCED MEDICAL OPTICS INC DE 9.01 05/27/05 AMEND ADVANCED MICRO DEVICES INC DE 2.02,7.01,9.01 07/13/05 ADVANCED OXYGEN TECHNOLOGIES INC DE 2.01 07/08/05 AMEND AEGIS ASSET BACKED SECURITIES TRUST 2 DE 8.01 06/28/05 AEROSONIC CORP /DE/ DE 8.01,9.01 07/13/05 AIR T INC DE 1.01 07/08/05 ALANCO TECHNOLOGIES INC AZ 8.01 06/30/05 ALCOA INC PA 2.02,9.01 07/07/05 ALLIANCE ONE INTERNATIONAL, INC. VA 8.01,9.01 07/08/05 ALLIANT ENERGY CORP WI 5.02 07/12/05 ALLSTATE LIFE INSURANCE CO 1.01 07/08/05 ALNYLAM PHARMACEUTICALS, INC. 1.01,5.02,9.01 07/12/05 ALPHARX INC DE 8.01,9.01 07/13/05 Alternative Loan Trust 2005-11CB 8.01,9.01 04/28/05 ALTERNATIVE LOAN TRUST 2005-26CB 8.01,9.01 05/26/05 ALTERNATIVE LOAN TRUST 2005-29CB 8.01,9.01 05/06/05 AMAZON BIOTECH INC 5.02,9.01 07/07/05 AMB PROPERTY CORP MD 1.01,9.01 07/08/05 AMB PROPERTY CORP MD 2.02,8.01,9.01 07/12/05 AMB PROPERTY LP DE 1.01,9.01 07/08/05 AMCORE FINANCIAL INC NV 5.02,9.01 07/13/05 AMERICA WEST AIRLINES INC DE 1.01,9.01 07/07/05 AMERICAN EXPRESS CO NY 7.01 07/12/05 AMERICAN HOMEPATIENT INC DE 8.01,9.01 07/12/05 AMERICAN MEDIA OPERATIONS INC DE 8.01,9.01 07/13/05 AMERICAN ORIENTAL BIOENGINEERING INC CO 8.01,9.01 07/12/05 AMERICAN RETIREMENT CORP TN 1.01,2.03,7.01,9.01 07/07/05 AMERICAN SOFTWARE INC GA 7.01,9.01 07/12/05 AMERICAN TECHNOLOGY CORP /DE/ DE 1.01,1.02 07/11/05 AML COMMUNICATIONS INC DE 1.01,9.01 07/07/05 APPLE COMPUTER INC CA 2.02,9.01 07/13/05 ARCHSTONE SMITH OPERATING TRUST MD 1.01,8.01,9.01 06/08/05 ARCHSTONE SMITH TRUST CO 8.01,9.01 06/08/05 AMEND ARDEN REALTY INC MD 1.01,2.03,9.01 07/07/05 ARDEN REALTY LIMITED PARTNERSHIP MD 1.01,2.03,9.01 07/07/05 ARTESYN TECHNOLOGIES INC FL 1.01,5.02,9.01 07/07/05 ARTS WAY MANUFACTURING CO INC DE 8.01 05/31/05 ASHFORD HOSPITALITY TRUST INC MD 7.01,9.01 07/12/05 ASPECT COMMUNICATIONS CORP CA 8.01,9.01 07/06/05 ASSET BACKED SECURITIES CORP DE 8.01,9.01 07/12/05 ASSET BACKED SECURITIES CORP DE 8.01,9.01 07/13/05 AURORA GOLD CORP DE 3.02,9.01 07/13/05 AVNET INC NY 7.01,9.01 07/12/05 BALLY TOTAL FITNESS HOLDING CORP DE 2.02,8.01,9.01 07/13/05 BANCINSURANCE CORP OH 4.01,9.01 07/12/05 BANK OF THE OZARKS INC AR 2.02,7.01,9.01 07/12/05 BAS SECURITIZATION LLC DE 8.01,9.01 07/07/05 BB&T CORP NC 2.02,9.01 06/30/05 BELDEN & BLAKE CORP /OH/ OH 2.02,9.01 07/13/05 BELL MICROPRODUCTS INC CA 8.01,9.01 07/13/05 BIO LOGIC SYSTEMS CORP DE 2.02,9.01 07/13/05 BioMed Realty Trust Inc MD 8.01,9.01 05/31/05 AMEND BIRNER DENTAL MANAGEMENT SERVICES INC CO 8.01 07/13/05 BKF CAPITAL GROUP INC DE 5.02 07/12/05 BOMBAY COMPANY INC DE 1.01,5.02 07/08/05 BRAND INTERMEDIATE HOLDINGS INC DE 1.01,9.01 06/21/05 BRANTLEY CAPITAL CORP MD 5.02,9.01 07/06/05 BRILLIAN CORP DE 8.01,9.01 07/13/05 BRINKS CO VA 1.01,5.02,5.03,9.01 07/07/05 CADENCE DESIGN SYSTEMS INC DE 5.02 07/08/05 CALIFORNIA PIZZA KITCHEN INC DE 2.02,9.01 07/12/05 CALIFORNIA STEEL INDUSTRIES INC 2.02 07/13/05 CALPINE CORP DE 1.01,2.01,2.05,8.01,9.01 07/07/05 CARTOON ACQUISITION, INC. DE 2.05,3.03,5.01,5.02,8.01,9.01 01/26/05 CASELLA WASTE SYSTEMS INC DE 8.01 07/12/05 CATELLUS DEVELOPMENT CORP DE 8.01,9.01 07/13/05 CCH II LLC 1.01,9.01 07/13/05 CCO HOLDINGS LLC 1.01,9.01 07/13/05 CELLSTAR CORP DE 1.01,9.01 07/08/05 CENVEO, INC CO 5.02 06/30/05 CGI HOLDING CORP NV 1.01 07/07/05 Chaparral Steel CO DE 1.01,2.02,2.03,9.01 06/16/05 CHARMING SHOPPES INC PA 7.01 07/13/05 CHARTER COMMUNICATIONS HOLDINGS LLC DE 1.01,9.01 07/13/05 CHARTER COMMUNICATIONS INC /MO/ DE 1.01,9.01 07/13/05 CHEESECAKE FACTORY INCORPORATED DE 7.01,9.01 07/12/05 CHINA DIRECT TRADING CORP FL 7.01,9.01 06/13/05 CHISTE CORP 4.01,9.01 07/13/05 AMEND Citigroup Commercial Mortgage Trust 2 DE 1.01,9.01 06/28/05 CITIZENS FINANCIAL CORP/DE/ DE 2.02,9.01 07/13/05 CLEVELAND CLIFFS INC OH 8.01 07/12/05 CLX INVESTMENT COMPANY, INC. CO 5.02 07/12/05 CNL Hotels & Resorts, Inc. MD 2.02,9.01 07/13/05 COMFORCE CORP DE 8.01,9.01 07/12/05 COMMERCE BANCSHARES INC /MO/ MO 2.02 07/13/05 COMMUNITY HEALTH SYSTEMS INC DE 1.01,9.01 07/08/05 COMMUNITY TRUST BANCORP INC /KY/ KY 2.02,7.01 06/30/05 COMPUTER SOFTWARE INNOVATIONS INC DE 1.01,9.01 07/08/05 CONNETICS CORP DE 1.01,9.01 07/12/05 CONOCOPHILLIPS DE 5.02 07/12/05 Cord Blood America, Inc. FL 1.01,5.02,9.01 07/11/05 CORPORATE EXECUTIVE BOARD CO DE 5.02 07/11/05 AMEND CORPORATE VISION INC OK 4.01,9.01 05/27/05 CORUMEL MINERALS CORP. NV 5.02 07/06/05 COSI INC DE 7.01,9.01 07/12/05 CPC OF AMERICA INC NV 7.01,8.01,9.01 07/12/05 CURATIVE HEALTH SERVICES INC 5.02 07/08/05 CV THERAPEUTICS INC DE 2.04,8.01,9.01 07/07/05 CWABS INC ASSET BACKED CERTIFICATES S DE 8.01,9.01 06/28/05 CWALT INC 8.01,9.01 07/12/05 CWALT INC 8.01,9.01 03/30/05 CWMBS INC DE 8.01,9.01 06/17/05 CYANOTECH CORP NV 7.01,8.01,9.01 07/12/05 CYTORI THERAPEUTICS, INC. DE 8.01 07/11/05 D & K HEALTHCARE RESOURCES INC DE 1.01,9.01 07/11/05 DAKTRONICS INC /SD/ SD 8.01 07/12/05 DCAP GROUP INC DE 1.01,5.02 07/05/05 DDI CORP CA 5.03,9.01 07/12/05 DENDREON CORP DE 1.01,9.01 07/12/05 DEUTSCHE RECREATIONAL ASSET FUNDING C NV 8.01,9.01 06/30/05 DNAPRINT GENOMICS INC UT 1.01,2.01,2.03 07/08/05 DOR BIOPHARMA INC DE 3.01,9.01 07/13/05 Dragon Gold Resources, Inc. NV 4.01,9.01 04/08/05 AMEND E DIGITAL CORP DE 7.01 07/13/05 EARTHSHELL CORP DE 5.02,9.01 07/07/05 ECC Capital CORP 1.01,9.01 07/07/05 ECOM ECOM COM INC FL 8.01 07/12/05 EPIXTAR CORP FL 5.02 07/13/05 EQUITY TECHNOLOGIES & RESOURCES INC DE 4.01,9.01 07/07/05 ETERNAL TECHNOLOGIES GROUP INC DE 4.01,9.01 07/08/05 FARO TECHNOLOGIES INC FL 7.01,9.01 07/13/05 FASTENAL CO MN 8.01,9.01 07/12/05 FASTENAL CO MN 2.02,9.01 07/13/05 FBR Securitization, Inc. 8.01,9.01 07/12/05 FEDERAL AGRICULTURAL MORTGAGE CORP 7.01,9.01 07/13/05 FEDEX CORP DE 1.01,9.01 07/11/05 FIRST COMMUNITY BANK CORP OF AMERICA FL 2.02 07/13/05 FLEETWOOD ENTERPRISES INC/DE/ DE 1.01,2.03,9.01 07/11/05 FLEXTRONICS INTERNATIONAL LTD 1.01,9.01 07/07/05 FLUOR CORP DE 5.02 07/12/05 AMEND FNB BANCORP/CA/ 8.01,9.01 07/13/05 FORMFACTOR INC DE 1.01 07/07/05 FREMONT MORTGAGE SECURITIES CORP DE 8.01,9.01 07/13/05 GAIAM INC CO 1.01,3.02,9.01 07/07/05 GANNETT CO INC /DE/ DE 2.02,9.01 07/13/05 GB&T BANCSHARES INC GA 2.06,9.01 07/12/05 GIANT INDUSTRIES INC DE 8.01,9.01 07/12/05 GLIMCHER REALTY TRUST MD 5.02 09/08/04 AMEND GOLDEN ENTERPRISES INC DE 9.01 07/12/05 GOLDEN TELECOM INC DE 1.01,9.01 07/11/05 GRAHAM CORP DE 1.01,9.01 07/12/05 GRAMERCY CAPITAL CORP MD 2.01,9.01 04/29/05 AMEND GRANT PRIDECO INC DE 7.01,9.01 07/13/05 GSAA Home Equity Trust 2005-7 DE 8.01,9.01 07/12/05 GSI GROUP INC A3 1.01,9.01 07/08/05 HAMPTON ROADS BANKSHARES INC VA 2.02,7.01,9.01 07/13/05 HANOVER COMPRESSOR CO / DE 1.01,9.01 07/08/05 HARLEY DAVIDSON INC WI 8.01 07/11/05 HARLEY DAVIDSON INC WI 2.02,9.01 07/13/05 HARRAHS ENTERTAINMENT INC DE 8.01,9.01 07/08/05 HASTINGS ENTERTAINMENT INC TX 1.01 07/11/05 HCA INC/TN DE 2.02,7.01,9.01 07/13/05 HEALTH NET INC DE 5.02 07/12/05 HEARUSA INC DE 2.02 07/11/05 HEILIG MEYERS CO VA 8.01 05/31/05 HELMERICH & PAYNE INC DE 1.01,9.01 07/12/05 HENNESSY ADVISORS INC 1.01,2.01,2.03,9.01 07/01/05 HEPALIFE TECHNOLOGIES INC FL 1.01,3.02,7.01,9.01 07/08/05 HOME FEDERAL BANCORP, INC. OF LOUISIA 7.01,9.01 07/13/05 HOME LOAN FINANCIAL CORP OH 8.01,9.01 05/18/05 AMEND Home Loan Trust 2005-HI2 DE 8.01,9.01 07/13/05 HOMEFED CORP DE 7.01,9.01 07/12/05 House of Taylor Jewelry, Inc. NV 8.01,9.01 07/11/05 HOVNANIAN ENTERPRISES INC DE 3.03,5.03,9.01 07/12/05 HUDSON HIGHLAND GROUP INC DE 1.01,9.01 07/12/05 HYUNDAI ABS FUNDING CORP DE 8.01,9.01 07/08/05 IA GLOBAL INC DE 8.01,9.01 07/08/05 INDYMAC RESIDENTIAL MORTGAGE-BACKED T DE 9.01 06/14/05 INFRASOURCE SERVICES INC DE 7.01,9.01 07/13/05 INNCARDIO, INC UT 1.01,9.01 02/22/05 AMEND INNOVEX INC MN 1.01,2.02,9.01 07/08/05 INPHONIC INC 2.02,9.01 04/26/05 AMEND INTEGRITY MUTUAL FUNDS INC ND 2.03 07/13/05 INTERLINE BRANDS INC 1.01,2.01,2.02,2.03,3.03,7.01,9.01 07/07/05 INTERLINE BRANDS, INC./DE DE 1.01,2.01,2.02,2.03,7.01,9.01 07/07/05 INTERNATIONAL ALUMINUM CORP CA 1.01 07/11/05 Irwin Home Equity Loan Trust 2005-1 DE 8.01,9.01 07/13/05 ITT EDUCATIONAL SERVICES INC DE 5.02 07/13/05 JPMorgan Chase Commercial Mortgage Se DE 8.01,9.01 07/12/05 JUNIATA VALLEY FINANCIAL CORP PA 8.01,9.01 07/12/05 K-FED BANCORP 8.01,9.01 07/08/05 KANSAS CITY SOUTHERN DE 7.01,9.01 07/12/05 KENTUCKY UTILITIES CO KY 2.03,9.01 07/07/05 KEY ENERGY SERVICES INC MD 7.01,9.01 07/13/05 KEYSTONE CONSOLIDATED INDUSTRIES INC DE 7.01,9.01 07/11/05 KEYSTONE CONSOLIDATED INDUSTRIES INC DE 7.01,9.01 07/11/05 KNOVA SOFTWARE, INC. DE 7.01,9.01 07/13/05 LAKES ENTERTAINMENT INC MN 7.01,9.01 07/11/05 LANGER INC NY 8.01,9.01 07/13/05 LEVI STRAUSS & CO DE 2.02,9.01 07/12/05 LINDSAY MANUFACTURING CO DE 8.01 07/12/05 LITFUNDING CORP NV 5.02 07/01/05 LMI AEROSPACE INC MO 1.01,1.02,8.01,9.01 07/07/05 LOCATEPLUS HOLDINGS CORP 1.01,3.02 07/13/05 MADISON RIVER CAPITAL LLC DE 7.01,9.01 07/13/05 MANATRON INC MI 2.02,9.01 07/13/05 MANU FORTI GROUP INC 5.02 07/13/05 MARATHON OIL CORP DE 2.02,7.01,9.01 07/07/05 MAY DEPARTMENT STORES CO DE 8.01,9.01 07/13/05 MEDICOR LTD DE 9.01 04/26/05 AMEND Merrill Auto Trust Securitization 200 DE 8.01,9.01 06/23/05 MERRILL LYNCH MORTGAGE INVESTORS TRUS DE 2.01,9.01 06/28/05 METALDYNE CORP DE 1.01,9.01 07/08/05 METRIS COMPANIES INC DE 8.01,9.01 07/12/05 MGI PHARMA INC MN 2.02,9.01 07/13/05 MICROISLET INC NV 8.01 07/13/05 MICROTUNE INC DE 2.02 07/12/05 MIRAVANT MEDICAL TECHNOLOGIES DE 1.02,5.02 07/07/05 Morgan Stanley Capital I Trust 2005 H DE 8.01,9.01 06/13/05 Morgan Stanley Capital I Trust 2005 H DE 8.01,9.01 06/13/05 Morgan Stanley Capital I Trust 2005 T DE 8.01,9.01 07/13/05 MORGAN STANLEY DEAN WITTER CAPITAL I DE 8.01,9.01 06/13/05 MORGAN STANLEY DEAN WITTER CAPITAL I DE 8.01,9.01 06/13/05 MORTGAGEIT TRUST 2005-3, Mortgage-Bac DE 2.01,9.01 07/13/05 MOSAIC CO 1.01 07/07/05 MOSCOW CABLECOM CORP DE 1.01,5.02,8.01,9.01 07/11/05 MOTIVE INC DE 8.01 07/12/05 NANO PROPRIETARY INC TX 1.01,9.01 07/08/05 NATHANS FAMOUS INC DE 1.01,9.01 07/12/05 NAUTILUS, INC. WA 2.01,9.01 07/07/05 NAUTILUS, INC. WA 5.02 07/07/05 NAVARRE CORP /MN/ MN 5.02,9.01 07/12/05 NAVIGANT INTERNATIONAL INC DE 3.01,9.01 07/12/05 NCR CORP MD 1.01,9.01 07/11/05 NEOWARE SYSTEMS INC DE 2.02 07/13/05 NETWORK EQUIPMENT TECHNOLOGIES INC DE 2.02,9.01 07/13/05 Nexicon NV 1.01,9.01 07/13/05 NEXTEL COMMUNICATIONS INC DE 8.01 07/12/05 NEXTEL COMMUNICATIONS INC DE 8.01,9.01 07/13/05 NORTH AMERICAN TECHNOLOGIES GROUP INC DE 1.01,2.03,3.02,9.01 07/07/05 NORTH VALLEY BANCORP CA 8.01,9.01 07/12/05 NOVASTAR FINANCIAL INC MD 7.01,9.01 07/13/05 NUCO2 INC /FL FL 5.02,9.01 07/11/05 NUCO2 INC /FL FL 5.02,9.01 07/11/05 AMEND OIL STATES INTERNATIONAL INC DE 2.03,9.01 07/11/05 ORION HEALTHCORP INC DE 8.01,9.01 07/13/05 PAINCARE HOLDINGS INC CT 9.01 07/13/05 PEAK INTERNATIONAL LTD D0 1.01,9.01 07/07/05 PENWEST PHARMACEUTICALS CO WA 1.02 07/07/05 PEOPLES CHOICE HOME LOAN SECURITIES T 2.01,9.01 07/01/05 PETROQUEST ENERGY INC DE 8.01,9.01 07/13/05 PHARMACEUTICAL PRODUCT DEVELOPMENT IN NC 2.02,9.01 07/13/05 PHELPS DODGE CORP NY 7.01 07/13/05 PHOTRONICS INC CT 1.01 07/11/05 PHYTOMEDICAL TECHNOLOGIES INC NV 1.01,3.02,7.01,9.01 07/08/05 PIERRE FOODS INC NC 2.02,9.01 07/12/05 PILGRIMS PRIDE CORP DE 2.02,9.01 07/11/05 PITNEY BOWES INC /DE/ DE 8.01,9.01 07/13/05 PLATINA ENERGY GROUP INC. DE 1.01,8.01,9.01 07/13/05 POWER2SHIP INC NV 7.01,9.01 07/11/05 PPOL INC CA 8.01 07/13/05 PRINCIPAL LIFE INSURANCE CO IA 9.01 07/08/05 PRINCIPAL LIFE INSURANCE CO IA 9.01 07/08/05 PROASSURANCE CORP DE 7.01,9.01 07/13/05 PROLOGIS MD 1.01,5.03,8.01,9.01 07/12/05 PULASKI FINANCIAL CORP MO 7.01,8.01,9.01 07/12/05 REMEC INC CA 1.01,8.01,9.01 07/11/05 RENAISSANCE MEDIA GROUP LLC DE 1.01,9.01 07/13/05 REUNION INDUSTRIES INC DE 1.01,3.02 07/13/05 RICEX CO DE 8.01,9.01 07/13/05 RUDOLPH TECHNOLOGIES INC DE 8.01,9.01 07/12/05 SAFE TECHNOLOGIES INTERNATIONAL INC DE 8.01 07/13/05 SALEM COMMUNICATIONS CORP /DE/ DE 1.01,9.01 07/13/05 SATELLITE ENTERPRISES CORP NV 1.01,9.01 05/30/05 SCOLR Pharma, Inc. DE 5.02,9.01 07/08/05 SITEL CORP MN 2.05 07/07/05 SIZELER PROPERTY INVESTORS INC DE 8.01,9.01 07/12/05 SONOCO PRODUCTS CO SC 4.01,9.01 04/07/05 Soundview Home Loan Trust 2005-2 DE 2.01,8.01,9.01 05/31/05 Soundview Home Loan Trust 2005-3 DE 8.01,9.01 07/13/05 Soundview Home Loan Trust 2005-3 DE 8.01,9.01 07/13/05 SPEAKING ROSES INTERNATIONAL INC NV 8.01,9.01 07/07/05 SPRINT CORP KS 8.01 07/12/05 SPRINT CORP KS 5.02,8.01,9.01 07/13/05 STRUCTURED ASSET MORTGAGE INVESTMENTS DE 9.01 07/12/05 Structured Asset Mortgage Investments DE 9.01 06/30/05 STRUCTURED PRODUCTS CORP CASTSM STEP DE 8.01,9.01 07/01/05 SUNOCO LOGISTICS PARTNERS LP DE 2.05 07/08/05 Sunstone Hotel Investors, Inc. MD 1.01,5.03,9.01 07/08/05 SURMODICS INC MN 8.01,9.01 07/12/05 TABATHA I INC CO 5.03 05/25/05 TABATHA I INC CO 4.01 06/09/05 AMEND TBS INTERNATIONAL LTD 7.01,9.01 07/12/05 TECHNICAL OLYMPIC USA INC DE 7.01,9.01 07/12/05 Tectonic Network, Inc DE 5.02,8.01 07/11/05 TELETECH HOLDINGS INC DE 2.05 07/13/05 TIBCO SOFTWARE INC DE 1.01,9.01 07/10/05 TII NETWORK TECHNOLOGIES INC DE 1.01 07/08/05 TOLLGRADE COMMUNICATIONS INC \PA\ PA 1.01,9.01 07/12/05 TOREADOR RESOURCES CORP DE 1.01,3.02,9.01 07/11/05 TOROTEL INC MO 5.03 07/11/05 TRANSOCEAN INC E9 1.01,2.03,9.01 07/08/05 TREE TOP INDUSTRIES, INC. NV 8.01 06/30/05 TURBOCHEF TECHNOLOGIES INC DE 8.01,9.01 07/11/05 U.S. Shipping Partners L.P. DE 1.01,9.01 07/08/05 UNIFIRST CORP MA 5.02,9.01 07/07/05 United Financial Bancorp Inc 8.01,9.01 07/12/05 UNITED NATURAL FOODS INC DE 2.02,9.01 07/13/05 UNITED TENNESSEE BANKSHARES INC TN 2.02,9.01 06/30/05 UNOCAL CORP DE 1.01,9.01 07/08/05 US AIRWAYS GROUP INC DE 1.01,9.01 07/07/05 USA TECHNOLOGIES INC PA 4.01,9.01 07/07/05 VIACELL INC 1.01,5.02 07/11/05 VINEYARD NATIONAL BANCORP CA 2.02,9.01 07/13/05 VioQuest Pharmaceuticals, Inc. MN 7.01,8.01,9.01 07/08/05 VIRGINIA COMMERCE BANCORP INC 2.02,7.01,9.01 07/12/05 VIROPHARMA INC DE 3.02 07/12/05 VITA FOOD PRODUCTS INC NV 1.01,9.01 07/06/05 VITALSTREAM HOLDINGS INC NV 9.01 04/27/05 VSB BANCORP INC NY 2.02,9.01 07/12/05 VSOURCE INC DE 5.03,9.01 07/13/05 WACCAMAW BANKSHARES INC NC 8.01,9.01 07/12/05 WARNACO GROUP INC /DE/ DE 5.02,9.01 07/12/05 Washington Mutual Mortgage Pass-Throu DE 9.01 06/28/05 WASHINGTON MUTUAL MORTGAGE SECURITIES DE 9.01 07/07/05 WASHINGTON MUTUAL MORTGAGE SECURITIES DE 9.01 07/11/05 WATERS CORP /DE/ DE 8.01 07/12/05 WELLCO ENTERPRISES INC NC 3.01 07/12/05 WESTERN DIGITAL CORP DE 7.01 07/13/05 WET SEAL INC DE 1.01,9.01 07/07/05 WILLIS LEASE FINANCE CORP DE 4.02 07/07/05 WINDSWEPT ENVIRONMENTAL GROUP INC DE 1.01,2.03,3.02,9.01 07/13/05 WINMARK CORP MN 2.02,7.01,9.01 07/12/05 WOLVERINE WORLD WIDE INC /DE/ MI 2.02,9.01 07/13/05 WOLVERINE WORLD WIDE INC /DE/ MI 1.01,5.02 07/07/05 WORLD AIR HOLDINGS, INC. 7.01,9.01 07/13/05 WORLD AIR HOLDINGS, INC. 7.01,9.01 07/13/05 AMEND XM SATELLITE RADIO HOLDINGS INC DE 3.02,8.01,9.01 07/13/05 XYBERNAUT CORP DE 1.02,5.02,8.01 07/07/05 YUM BRANDS INC NC 2.02,9.01 07/13/05