SEC NEWS DIGEST Issue 2004-127 July 2, 2004 COMMISSION ANNOUNCEMENTS SEC RELEASES STAFF REPORT ON TRANSACTIONS IN MUNICIPAL SECURITIES On July 1, the Commission released a joint report by the Office of Economic Analysis and the Office of Municipal Securities on their examination of two data sources provided to the SEC by the Municipal Securities Rulemaking Board. The Report on Transactions in Municipal Securities http://www.sec.gov/news/studies/munireport2004.pdf examines various characteristics of the more than 7 million transactions in municipal securities, aggregating $2.6 trillion, that took place between Nov. 1, 1999, and Oct. 31, 2000, and of the $2 trillion of municipal securities that were outstanding during that period. The report provides summary information on spreads, trading volume and turnover, and the variation in prices received (or paid) by customers purchasing the same municipal security on the same day. The reports also examines transaction activity classified by various characteristics of the bond, including interest rate type (fixed, variable or zero), issuance amount, insured status, rating, and maturity and includes information on other topics that may be of use in analyzing and understanding municipal securities markets. For example, the report estimates the size of the spreads paid by customers on fixed coupon bonds - that is, the difference between the average price that customers paid for a municipal security and the average price that they received when selling it - for various trade sizes and across securities with different characteristics. Spreads typically were smaller for larger transactions, for transactions in highly rated securities, and for transactions in securities with short remaining maturities. To obtain a printed version of the Report, call (202) 942-4040 or write to Publications and Printing, U.S. Securities and Exchange Commission, 450 5th Street, Washington, D.C. 20549-0012. (Press Rel. 2004-91) STATEMENT OF THE COMMISSION REGARDING EASYLINK SERVICES CORPORATION The Commission today released the following statement relating to information in a public filing made yesterday by EasyLink Services Corporation that the Securities and Exchange Commission is reviewing certain transactions by the company: Before coming to the Commission, Chairman Donaldson served as a director of EasyLink. Chairman Donaldson has not participated and will not participate in any matter before the Commission involving EasyLink. At the outset of its consideration of this matter and without the participation of Chairman Donaldson, the Commission unanimously agreed that Daniel Nathan, the Chief of the Commodity Futures Trading Commission's Office of Cooperative Enforcement within the CFTC's Enforcement Division, would act as a Special Advisor to the Commission to closely monitor all staff actions in this matter. Mr. Nathan has been acting in this capacity, although he is not conducting or leading the staff's investigation. The four Commissioners sought Mr. Nathan's assistance to ensure that any action taken by the staff relating to the company is both thorough and consistent with the Commission's historical practices. Mr. Nathan, formerly an Assistant Director of the Enforcement Division of the SEC, is now and has been, as appropriate, periodically reporting his observations to the four Commissioners. Since October 2002, Mr. Nathan has been the Chief of the CFTC's Office of Cooperative Enforcement within its Division of Enforcement, where he coordinates CFTC enforcement efforts with those of other agencies. The CFTC, like the Commission, is an independent agency. He joined the CFTC in 1997 as the Division of Enforcement's Deputy Director. Prior to that, he was an Assistant Director of the Securities and Exchange Commission's Division of Enforcement, where he had worked for twelve years. (Press Rel. 2004-93) RULES AND RELATED MATTERS INVESTMENT ADVISER CODE OF ETHICS The Commission has issued a release adopting new Rule 204A-1 under the Investment Advisers Act of 1940 (Advisers Act) that requires investment advisers to adopt codes of ethics that set forth standards of conduct for advisory personnel, safeguard material nonpublic information about client transactions, and address conflicts that arise from personal trading by advisory personnel. In the release, the Commission also adopted related amendments to Advisers Act Rule 204-2, Advisers Act Form ADV, and Rule 17j-1 under the Investment Company Act of 1940. The rule and amendments are designed to promote compliance with fiduciary standards by advisers and their personnel. The effective date of the new rule and amendments is Aug. 31, 2004. Advisers must comply with the new rule and rule amendments by Jan. 7, 2005. FOR FURTHER INFORMATION, PLEASE CONTACT: Robert L. Tuleya, Attorney, Office of Investment Adviser Regulation, at 202-942-0719 or IArules@sec.gov, Division of Investment Management, Securities and Exchange Commission, 450 Fifth Street, N.W., Washington, D.C. 20549- 0506. (Rels. IA-2256; IC-25492) ENFORCEMENT PROCEEDINGS COMMISSION ISSUES CEASE-AND-DESIST ORDER AND BAR FROM ASSOCIATION AS TO MARK JACKSON NICHOLS On July 1, the Commission issued an order directing that Mark Jackson Nichols cease and desist from committing or causing any violations and any future violations of Section 17(a) of the Securities Act of 1933 and Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder and barring him from association with any broker, dealer or investment adviser pursuant to Section 15(b)(6) of the Exchange Act and Section 203(f) of the Investment Advisers Act of 1940. The order finds that that Nichols, while employed as a registered representative in the Knoxville, Tennessee branch of a securities firm registered with the Commission as a broker-dealer and as an investment adviser, made a series of unauthorized trades in early 2000 in the accounts of several of his customers, causing substantial losses. The order further finds that, in violation of the rules of the New York Stock Exchange, the National Association of Securities Dealers and his employer, Nichols reimbursed one of his customers for losses the customers suffered as a result of Nichols's unauthorized trading. Nichols resigned from the broker-dealer in May 2000. The Commission did not impose a civil penalty on Nichols based on representations made in his Statement of Financial Condition and other documents. Nichols consented to the entry of the order and the relief imposed without admitting or denying the findings. (Rel. 33-8435; 34- 49960; IA-2255; File No. 3-11534) INVESTMENT COMPANY ACT RELEASES GLENBROOK LIFE VARIABLE ACCOUNT B An order has been issued on an application filed by Glenbrook Life Variable Account B pursuant to Section 8(f) of the Investment Company Act declaring that it has ceased to be an investment company. (Rel. IC- 26491 - July 2) HOLDING COMPANY ACT RELEASES GEORGIA POWER COMPANY, ET AL. An order has been issued authorizing Southern Company Funding Corporation (Southern Funding), a wholly-owned subsidiary of The Southern Company (Southern), a registered holding company, to issue and sell commercial paper from time to time prior to June 30, 2007, in an aggregate principal amount at any one time not to exceed $8.4 billion, and for Southern Funding to lend the proceeds of any issuances, in the specified amounts, to the following wholly-owned utility subsidiaries of Southern: Georgia Power Company (up to $3.2 billion); Gulf Power Company (up to $600 million); Mississippi Power Company (up to $500 million); Savannah Electric and Power Company (up to $120 million); and Alabama Power Company and Southern Electric Generating Company (up to $4 billion). (Rel. 35-27866) THE SOUTHERN COMPANY, ET AL. An order has been issued authorizing The Southern Company (Southern), a registered holding company, Southern Company Capital Funding, Inc., a subsidiary of Southern, and certain other utility and non-utility subsidiaries of Southern to enter into various external financing transactions through June 30, 2007. (Rel. 35-27867) NORTHEAST UTILITIES, ET AL. An order has been issued authorizing Northeast Utilities (NU), a registered public-utility holding company, NU Enterprises, Inc. (NUEI), its wholly owned nonutility subsidiary, and Select Energy, Inc. (Select), NUEI's wholly owned subsidiary, to, among other things, increase investment in exempt wholesale generators and other related nonutility businesses, engage in financing and related transactions through June 30, 2007. (Rel. 35-27868) ALLEGHENY ENERGY INC. An order has been issued authorizing Allegheny Energy Inc., a registered holding company under the Public Utility Holding Company Act, to issue common stock under a Stock Unit Plan. (Rel. 35-27869) NORTHEAST UTILITIES, ET AL. An order has been issued authorizing proposals by Northeast Utilities (NU), a registered holding company, Yankee Energy System, Inc. (YES), a wholly owned, direct holding company subsidiary of NU that claims exemption under Section 3(a)(1) by Rule 2, and their utility and nonutility subsidiaries (collectively, Applicants). Specifically, the Commission authorized through June 30, 2007: (1) the issuance and sale of short-term debt by NU, YES and certain of their public-utility company subsidiaries to unaffiliated third parties; (2) the issuance and sale of short-term debt by certain of NU's public-utility company subsidiaries to affiliates through the system money pool; (3) the participation by Applicants in a system money pool; and (4) entry into interest rate hedges by NU and certain of its public-utility company subsidiaries. The Commission also removed limits on borrowings through the system money pool by all participant nonutility subsidiaries, and authorized a nonutility subsidiary to participate in the system money pool both as borrower and lender. (Rel. 35-27870) AMERICAN TRANSMISSION COMPANY, LLC AND ATC MANAGEMENT, INC. An order has been issued authorizing proposals by American Transmission Company, LLC (ATC), an electric transmission public utility subsidiary of Alliant Energy Corporation (Alliant), a registered holding company, and ATC Management, Inc. (ATCMI), a public utility company, corporate manager of ATC, and holding company subsidiary, claiming exemption from registration under Section 3(a)(1) by Rule 2 of the Act (together, Applicants). Applicants have been authorized to issue debt securities, equity, preferred securities, guarantees, and to engage in other credit support and hedging transactions, through June 30, 2005. (Rel. 35- 27871) AMERICAN ELECTRIC POWER COMPANY, INC., ET AL. An order has been issued authorizing American Electric Power Company, Inc. (AEP), a registered holding company and its subsidiaries, to enter into certain external financing transactions, engage in the provision of intrasystem financing, issue guarantees, and other matters through March 31, 2007. (Rel. 35-27872) SELF-REGULATORY ORGANIZATIONS APPROVAL OF PROPOSED RULE CHANGES The Commission approved a proposed rule change and Amendment Nos. 1 and 2 (SR-CBOE-2002-24) and granted accelerated approval to Amendment Nos. 3 and 4 pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 relating to listing standards for options on Micro Narrow-Based security indexes. Publication of the proposal is expected in the Federal Register during the week of July 5. (Rel. 34-49932) The Commission approved a proposed rule change (SR-Amex-2003-39) and Amendment Nos. 1, 2, 3, and 4 thereto, and issued notice and granted accelerated approval to Amendment No. 5 to the proposed rule change submitted by the American Stock Exchange relating to the adoption of a clearly erroneous transaction rule and half-point error guarantee for trades on the Amex in Nasdaq National Market Securities. Publication of the proposal is expected in the Federal Register during the week of July 5. (Rel. 34-49941) The Commission approved a proposed rule change (SR-ISE-2001-22) submitted by the International Securities Exchange to establish a Solicited Order Mechanism. Publication of the order in the Federal Register is expected during the week of July 5. (Rel. 34-49943) The Commission granted approval to a proposed rule change (SR-FICC-2003- 01) filed by the Fixed Income Clearing Corporation that implements fines for the failure to timely submit required financial reports and to meet certain additional reporting requirements. Publication of the proposal is expected in the Federal Register during the week of July 5. (Rel. 34- 49947) The Commission approved a proposed rule change and Amendment No. 1 thereto (SR-NASD-2003-163) and granted accelerated approval of Amendment No. 2 thereto submitted by the National Association of Securities Dealers adopting a new rule relating to voluntary direct communications between parties and arbitrators. Publication of the proposal is expected in the Federal Register during the week of July 5. (Rel. 34- 49950) PROPOSED RULE CHANGES The Pacific Exchange, through its wholly owned subsidiary PCX Equities, Inc., has filed a proposed rule change (SR-PCX-2004-56) relating to the Certificate of Incorporation and Bylaws of Archipelago Holdings, Inc. Publication of the proposal is expected in the Federal Register during the week of July 5. (Rel. 34-49946) The International Securities Exchange filed a proposed rule change (SR- ISE-2004-19) and Amendment No. 1 thereto relating to electronically generated orders. Publication of the proposal is expected in the Federal Register during the week of July 5. (Rel. 34-49956) IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES A proposed rule change (SR-PCX-2004-54) filed by the Pacific Exchange relating to a twelve-month extension of the Automatic Execution System Incentive pilot program has become effective under Section 19(b)(3)(A)(iii) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of July 5. (Rel. 34-49948) A proposed rule change (SR-PCX-2004-55) filed by the Pacific Exchange relating to a twelve-month extension of the Automatic Execution System Book Function pilot program has become effective under Section 19(b)(3)(A)(iii) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of July 5. (Rel. 34-49949) A proposed rule change (SR-NYSE-2004-30) filed by the New York Stock Exchange to extend its pilot program permitting a Floor broker to use an Exchange authorized and provided portable telephone on the Exchange floor has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of July 5. (Rel. 34-49954) A proposed rule change (ISE-2004-22) filed by the International Securities Exchange relating to changes to the ISE's Schedule of Fees has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of July 5. (Rel. 34-49957) ACCELERATED APPROVAL OF A PROPOSED RULE CHANGES The Commission granted accelerated approval of a proposed rule change filed by the Emerging Markets Clearing Corporation (SR-EMCC-2004-04) under Section 19(b)(2) of the Securities Exchange Act that will (a) revise EMCC Rule 7, Sections 18 (Buy-Ins) and 19 (Sell-Outs) to shorten the time period when a buy-in and sell-out may be initiated and when it may be executed and (b) make conforming technical changes to EMCC Rule 1 (Definitions and Descriptions) and Rule 7. Publication of the proposal is expected in the Federal Register during the week of July 5. (Rel. 34- 49952) The Commission granted accelerated approval to a proposed rule change (SR-BSE-2004-23) submitted by the Boston Stock Exchange to amend Chapter XXVII, Section 10 of the Rules of the Board of Governors by adding requirements concerning corporate governance standards of Exchange- listed companies. Publication of the proposal is expected in the Federal Register during the week of July 5. (Rel. 34-49955) PROPOSED AMENDMENT TO THE PLAN FOR REPORTING OF CONSOLIDATED OPTIONS LAST SALE REPORTS AND QUOTATION INFORMATION AND AMENDMENT NO. 1 THERETO The Options Price Reporting Authority filed a proposed Plan amendment pursuant to Section 11A of the Securities Exchange Act of 1934 and Rule 11Aa3-2 thereunder (SR-OPRA-2004-02) and Amendment No. 1 thereto to eliminate from the Plan references to the fee exemption pilot currently provided for in the Plan. Publication of the proposal is expected in the Federal Register during the week of July 5. (Rel. 34-49958) DELISTING GRANTED An order has been issued granting the application of the American Stock Exchange to strike from listing and registration the common stock, $.001 par value, of Taylor Madison Corporation, effective at the opening of business on July 1, 2004. (Rel. 34-49951) WITHDRAWALS GRANTED An order has been issued granting the application of Kyzen Corporation to withdraw its common stock, $.01 par value, and warrants to purchase common stock (due Aug. 4, 2004) from listing and registration on the Boston Stock Exchange, effective at the opening of business on July 2. (Rel. 34-49959) An order has been issued granting the application of Industrial Distribution Group, Inc. to withdraw its ordinary shares, $.01 par value, and Series A Participating Cumulative Preferred Stock Purchase Rights from listing and registration on the New York Stock Exchange, effective at the opening of business on July 2. (Rel. 34-49961) An order has been issued granting the application of Perini Corporation to withdraw its Common Stock, $1.00 par value, and Associated Series A Junior Participating Cumulative Preferred Stock Purchase Rights from listing and registration on the American Stock Exchange, effective at the opening of business on July 2. (Rel. 34-49962) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-4 INVERNESS MEDICAL INNOVATIONS INC, 51 SAWYER ROAD, SUITE 200, WALTHAM, MA, 02453, 7816473900 - 150,000,000 ($150,000,000.00) Other, (File 333-117042 - Jul. 1) (BR. 01) S-8 CENTRAL COAST BANCORP, 301 MAIN ST, SALINAS, CA, 93901, 4084226642 - 1,850,000 ($33,873,500.00) Equity, (File 333-117043 - Jul. 1) (BR. 07) S-8 WINTRUST FINANCIAL CORP, 727 N BANK LANE, LAKE FOREST, IL, 60045, 8476154096 - 1,246,331 ($61,815,901.55) Equity, (File 333-117044 - Jul. 1) (BR. 07) S-4 HERCULES INC, 1313 N MARKET ST, HERCULES PLAZA, WILMINGTON, DE, 19894, 3025945000 - 250,000,000 ($250,000,000.00) Non-Convertible Debt, (File 333-117045 - Jul. 1) (BR. 06) S-1 ALLOY INC, 151 WEST 26TH STREET, 11TH FLOOR, NEW YORK, NY, 10001, 2122444307 - 0 ($1.00) Other, (File 333-117046 - Jul. 1) (BR. 02) S-3 MACK CALI REALTY CORP, 11 COMMERCE DR, 1ST FLOOR, CRANFORD, NJ, 07016, 9082728000 - 0 ($2,500,000,000.00) Other, (File 333-117047 - Jul. 1) (BR. 08) F-10 Ace Aviation Holdings Inc., 7373 COTE VERTU WEST BLVD., SAINT-LAURENT, A8, H4Y 1H4, (514) 422-5000 - 42,500,000 ($632,825,000.00) Equity, (File 333-117048 - Jul. 1) (BR. ) S-3 AMERICAN SKANDIA LIFE ASSURANCE CORP/CT, ONE CORPORATE DRIVE, SHELTON, CT, 06484, 2039261888 - 0 ($1,200,000,000.00) Other, (File 333-117052 - Jul. 1) (BR. 20) SB-2 CommunitySouth Bancshares Inc, 1909 EAST MAIN STREET, EASLEY, SC, 29640, 864 270 8364 - 0 ($26,075,000.00) Equity, (File 333-117053 - Jul. 1) (BR. 09) S-8 MIND CTI LTD, INDUSTRIAL PARK BUILDING 7, YOQNEAM ILIT ISRAEL, L3, 20692, 97249936666 - 1,000,000 ($4,490,000.00) Equity, (File 333-117054 - Jul. 1) (BR. 03) S-8 FOUR SEASONS HOTELS INC, 1165 LESLIE ST, TORONTO, ONTARIO CANADA, A6, M3C 2K8, 4164491750 - 500,000 ($29,620,000.00) Other, (File 333-117055 - Jul. 1) (BR. 08) S-3 DECORIZE INC, 1938 EAST PHELPS, ., SPRINGFIELD, MO, 65802, 417-879-3326 - 500,000 ($397,500.00) Equity, (File 333-117056 - Jul. 1) (BR. 02) S-8 CLEAN DIESEL TECHNOLOGIES INC, 300 ATLANTIC ST, STE 702, STAMFORD, CT, 06901, 2033277050 - 2,587,894 ($5,955,412.60) Equity, (File 333-117057 - Jul. 1) (BR. 06) S-8 GTSI CORP, 3901 STONECROFT BLVD, CHANTILLY, VA, 20151-0808, 703-502-2000 - 850,000 ($9,605,000.00) Equity, (File 333-117058 - Jul. 1) (BR. 03) S-8 NIKE INC, ONE BOWERMAN DR, BEAVERTON, OR, 97005-6453, 5036416453 - 12,500,000 ($905,875,000.00) Equity, (File 333-117059 - Jul. 1) (BR. 06) S-8 LIVESTAR ENTERTAINMENT GROUP INC, 4TH FLOOR 62 W 8TH AVENU, VANCOUVER, BRITISH COLUMBIA CN, A1, 6046826541 - 700,000,000 ($490,000.00) Equity, (File 333-117060 - Jul. 1) (BR. 09) SB-2 SULPHCO INC, 850 SPICE ISLANDS DRIVE, SPARKS, NV, 89431, 775-829-1310 - 18,648,137 ($51,748,581.00) Equity, (File 333-117061 - Jul. 1) (BR. 06) S-8 AMERICAN FINANCIAL GROUP INC, ONE EAST FOURTH STREET, SUITE 919, CINCINNATI, OH, 45202, 5135792121 - 150,000 ($4,492,500.00) Equity, (File 333-117062 - Jul. 1) (BR. 01) SB-2 GVI SECURITY SOLUTIONS INC, 1621 WEST CROSBY, SUITE 104, CARROLLTON, TX, 75006, 9722457353 - 33,911,808 ($190,753,920.00) Equity, (File 333-117064 - Jul. 1) (BR. 37) S-8 SONIC AUTOMOTIVE INC, 5401 EAST INDEPENDENCE BLVD, PO BOX 18747, CHARLOTTE, NC, 28212, 7045323354 - 2,000,000 ($45,360,000.00) Equity, (File 333-117065 - Jul. 1) (BR. 02) S-8 X RITE INC, 3100 44TH ST SW, GRANDVILLE, MI, 49418, 6165347663 - 0 ($14,380,000.00) Equity, (File 333-117066 - Jul. 1) (BR. 36) S-8 WASHTENAW GROUP INC, 440,000 ($1,760,000.00) Other, (File 333-117067 - Jul. 1) (BR. 07) S-8 INTERNAP NETWORK SERVICES CORP, 601 UNION STREET SUITE 1000, SEATTLE, WA, 98101, 2064418800 - 6,000,000 ($6,690,000.00) Equity, (File 333-117068 - Jul. 1) (BR. 03) S-8 DEVELOPERS DIVERSIFIED REALTY CORP, 3300 ENTERPRISE PARKWAY, BEACHWOOD, OH, 44122, 2167555500 - 2,500,000 ($88,475,000.00) Equity, (File 333-117069 - Jul. 1) (BR. 08) S-8 IMPAC MORTGAGE HOLDINGS INC, 1401 DOVE STREET, NEWPORT BEACH, CA, 92660, 9494753600 - 0 ($11,275,000.00) Equity, (File 333-117070 - Jul. 1) (BR. 08) S-8 EVERGREEN RESOURCES INC, 1401 17TH ST SUITE 1200, DENVER, CO, 80202, 3032988100 - 300,000 ($12,024,000.00) Equity, (File 333-117071 - Jul. 1) (BR. 04) S-11 SKB REIT, Inc., 1211 SW FIFTH AVENUE, SUITE 2250, PORTLAND, OR, 97204, 503-220-2600 - 33,000,000 ($328,500,000.00) Equity, (File 333-117072 - Jul. 1) (BR. ) S-8 USA TECHNOLOGIES INC, 100 DEERFIELD LANE, SUITE 140, MALVERN, PA, 19355, 6109890340 - 500,000 ($90,000.00) Equity, (File 333-117073 - Jul. 1) (BR. 03) S-8 SPECTRANETICS CORP, 96 TALAMINE COURT, COLORADO SPRING, CO, 80907, 7196338333 - 0 ($2,685,000.00) Equity, (File 333-117074 - Jul. 1) (BR. 36) S-3 DEVELOPERS DIVERSIFIED REALTY CORP, 3300 ENTERPRISE PARKWAY, BEACHWOOD, OH, 44122, 2167555500 - 224,044 ($7,928,917.16) Equity, (File 333-117075 - Jul. 1) (BR. 08) S-8 INSURANCE AUTO AUCTIONS INC /CA, 850 E ALGONQUIN RD, STE 100, SCHAUMGURG, IL, 60173, 8478393939 - 0 ($1,687,000.00) Equity, (File 333-117076 - Jul. 1) (BR. 05) S-3 MATRIX SERVICE CO, 10701 E UTE ST, TULSA, OK, 74116-1517, 9188388822 - 0 ($125,000,000.00) Unallocated (Universal) Shelf, (File 333-117077 - Jul. 1) (BR. 06) S-3 BRANDYWINE REALTY TRUST, 14 CAMPUS BLVD, STE 100, NEWTOWN SQUARE, PA, 19073, 6103255600 - 0 ($750,000,000.00) Other, (File 333-117078 - Jul. 1) (BR. 08) S-3 UNITEDGLOBALCOM INC, 4643 SOUTH ULSTER STREET SUITE 1300, DENVER, CO, 80237, 3037704001 - 0 ($604,150,000.00) Debt Convertible into Equity, (File 333-117079 - Jul. 1) (BR. 37) S-4 E TRADE FINANCIAL CORP, 135 E. 57TH STREET, NEW YORK, NY, 10022, 6503316000 - 0 ($397,000,000.00) Non-Convertible Debt, (File 333-117080 - Jul. 1) (BR. 07) S-4 SEALY MATTRESS CO, 2165221310 - 0 ($390,000,000.00) Other, (File 333-117081 - Jul. 1) (BR. 06) S-3 AMERICAN ACCESS TECHNOLOGIES INC, 6670 SPRING LAKE ROAD, -, KEYSTONE HEIGHTS, FL, 32656, 3524736673 - 0 ($32,250.00) Equity, (File 333-117082 - Jul. 1) (BR. 06) S-8 OXIGENE INC, 321 ARSENAL STREET, WATERTOWN, MA, 02472, 6176737800 - 0 ($6,395,000.00) Equity, (File 333-117083 - Jul. 1) (BR. 01) S-1 SMARTBARGAINS, INC., 10 MILK STREET, BOSTON, MA, 02108, 617-695-7300 - 0 ($80,500,000.00) Equity, (File 333-117084 - Jul. 1) (BR. ) F-3 COMMTOUCH SOFTWARE LTD, 4086534330 - 23,363,879 ($13,784,689.00) Other, (File 333-117085 - Jul. 1) (BR. 37) S-8 TEKELEC, 26580 W AGOURA RD, CALABASAS, CA, 91302, 8188805656 - 1,006,456 ($13,939,784.21) Equity, (File 333-117086 - Jul. 1) (BR. 37) S-4 FERRELLGAS L P, ONE LIBERTY PLAZA, LIBERTY, MO, 64068, 8167921600 - 0 ($250,000,000.00) Non-Convertible Debt, (File 333-117087 - Jul. 1) (BR. 02) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: Item 1. Changes in Control of Registrant. Item 2. Acquisition or Disposition of Assets. Item 3. Bankruptcy or Receivership. Item 4. Changes in Registrant's Certifying Accountant. Item 5. Other Materially Important Events. Item 6. Resignations of Registrant's Directors. Item 7. Financial Statements and Exhibits. Item 8. Change in Fiscal Year. Item 9. Regulation FD Disclosure. Item 10. Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics. Item 11. Temporary Suspension of Trading Under Registrant's Employee Benefit Plans. Item 12. Results of Operations and Financial Condition. The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports previously filed, responding to the item(s) of the form specified. 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 10 11 12 13 DATE COMMENT ------------------------------------------------------------------------------------------------ AAMES FINANCIAL CORP/DE DE X 04/30/04 AAMES FINANCIAL CORP/DE DE X 05/31/04 ABBOTT LABORATORIES IL X 06/30/04 ACCESS WORLDWIDE COMMUNICATIONS INC DE X 07/01/04 ACCREDITED HOME LENDERS INC MORTGAGE DE X 06/25/04 ACCUPOLL HOLDING CORP NV X X 06/30/04 ACTUANT CORP WI X X 07/01/04 ADVOCAT INC DE X X 06/30/04 AEGIS COMMUNICATIONS GROUP INC DE X X 06/30/04 AEP INDUSTRIES INC DE X 06/28/04 ALAMOSA HOLDINGS INC DE X 06/30/04 ALAMOSA HOLDINGS INC DE X 07/01/04 ALLETE INC MN X 07/01/04 ALLIED HEALTHCARE INTERNATIONAL INC NY X X 07/01/04 ALPHASMART INC DE X X 07/01/04 AMAZON COM INC DE X 06/30/04 AMERICA SERVICE GROUP INC /DE DE X X 06/30/04 AMERICAN ECOLOGY CORP DE X 06/30/04 AMERICAN HOME MORTGAGE SECURITIES LLC DE X X 06/30/04 AMERIPATH INC DE X X 07/01/04 AMERIQUEST MORTGAGE SEC INC AS BK PAS DE X 06/25/04 AMERIQUEST MORTGAGE SEC INC ASSET BK DE X 06/25/04 AMERIQUEST MORTGAGE SECURITIES INC AS DE X 06/25/04 AMERIQUEST MORTGAGE SECURITIES INC AS DE X 06/25/04 AMKOR TECHNOLOGY INC DE X 07/01/04 ANC RENTAL CORP DE X X 07/01/04 APOLLO GROUP INC AZ X X 06/30/04 APPALACHIAN POWER CO VA X X 07/01/04 APPLIED EXTRUSION TECHNOLOGIES INC /D DE X 06/30/04 APPLIED INNOVATION INC DE X X 07/01/04 ARGENT SECURITIES ASSET BCKED PASS TH DE X 06/25/04 ARGENT SECURITIES INC ASSET BACK PASS X 06/25/04 ARGENT SECURITIES INC ASSET BACK PASS X 06/25/04 ARGENT SECURITIES INC ASSET BACK PASS X 06/25/04 ARGENT SECURITIES INC ASSET BACK PASS X 06/25/04 ARGENT SECURITIES INC ASSET-BACKED PA X 06/25/04 ARGENT SECURITIES INC ASSET-BACKED PA X 06/25/04 ARGENT SECURITIES INC ASST BACK PASS X 06/25/04 ASSET BACKED FUNDING CORP DE X X 06/30/04 ASSET-BACKED PASS-THROUGH CERTIFICATE DE X 06/25/04 ASSET-BACKED PASS-THROUGH CERTIFICATE X 06/25/04 ATLAS AMERICA INC DE X 07/01/04 ATLAS PIPELINE PARTNERS LP DE X 07/01/04 ATMI INC DE X X 06/29/04 AUDIBLE 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