SEC NEWS DIGEST Issue 2005-112 June 13, 2005 SELF-REGULATORY ORGANIZATIONS PROPOSED RULE CHANGES The Fixed Income Clearing Corporation filed a proposed rule change (SR- FICC-2005-09), under Section 19(b)(2) of the Securities Exchange Act, that would amend FICC’s rules to allow FICC to collect fees for services provided by unregulated subsidiaries of The Depository Trust and Clearing Corporation and by other entities. Publication of the proposal is expected in the Federal Register during the week of June 13. (Rel. 34-51789) The Pacific Exchange has filed a proposed rule change (SR-PCX-2005-67) under Section 19(b)(1) of the Securities Exchange Act of 1934 relating to exchange fees and charges. Publication of the proposal is expected in the Federal Register during the week of June 13. (Rel. 34-51795) IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES A proposed rule change (SR-ISE-2005-24) filed by the International Securities Exchange relating to changes to the ISE’s Schedule of Fees has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. (Rel. 34-51775) A proposed rule change (SR-CHX-2005-11) filed by the Chicago Stock Exchange relating to transactions in certain odd-lot orders, has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of June 13. (Rel. 34-51776) A proposed rule change (SR-BSE-2005-18) and Amendment No. 1 filed by the Boston Stock Exchange to extend until June 5, 2006, the BSE’s pilot program for listing options on selected stocks trading below $20 at one- point intervals has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of June 13. (Rel. 34- 51778) The Chicago Stock Exchange filed a proposed rule change (SR–CHX-2005-14) and Amendment No. 1 thereto relating to Participant Fees and Credits. The proposed rule change and Amendment No. 1 thereto has become immediately effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of June 13. (Rel. 34-51800) A proposed rule change (SR-NSX-2005-05) filed by the National Stock Exchange to extend the liquidity provider rebate and fee program has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of June 13. (Rel. 34-51805) A proposed rule change filed by the National Association of Securities Dealers pursuant to Section 19(b)(3)(A) of the Securities Exchange Act of 1934 (SR-NASD-2005-069) relating to multiple market participant identifiers has become immediately effective. Publication of the proposal is expected in the Federal Register during the week of June 13. (Rel. 34-51810) APPROVAL OF PROPOSED RULE CHANGES The American Stock Exchange filed a proposed rule change (SR-Amex-2005- 037) and Amendment No. 1 thereto amending its Rule 154, Commentary .08 to require Floor Official approval for a transaction in a stock at a price of $20 or more a share only when the trade is to be made at the greater of 1% or two dollars away from the last previous sale, and making a conforming amendment to its Rule 119, governing indications, openings, and reopenings. Publication of the proposal is expected in the Federal Register during the week of June 13. (Rel. 34-51796) The Commission granted approval to a proposed rule change (SR-PCX-2005- 27) and Amendment No. 1 thereto, submitted by the Pacific Exchange relating to the Exchange’s calculation of the National Best Bid or Offer when another market is disconnected from the Intermarket Option Linkage. Publication of the proposal is expected in the Federal Register during the week of June 13. (Rel. 34-51799) The Commission approved a proposed rule change submitted by the New York Stock Exchange (SR-NYSE-2004-49) under Rule 19b-4 of the Securities Exchange Act codifying procedures for companies that fail to file annual reports in a timely manner. (Rel. 34-51777). The Commission approved a proposed rule change (SR-CBOE-2004-71) submitted by the Chicago Board Options Exchange and granted accelerated approval to Amendment No.1 thereto to modify the distribution of the Designated Primary Market-Maker (DPM) participation entitlement for orders specifying a preferred DPM under CBOE Rule 8.87. Publication of the proposal is expected in the Federal Register during the week of June 13. (Rel. 34-51779) The Commission granted accelerated approval of proposed rule change (SR- NSCC-2005-04) filed by the National Securities Clearing Corporation that allows NSCC to permanently add Addendum M to NSCC’s Rules and Procedures to establish a confirmation and matching service for over-the-counter U.S. equity options transactions. Publication of the proposal is expected in the Federal Register during the week of June 13. (Rel. 34- 51745) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-8 I TRAX INC, 4 HILLMAN DRIVE, SUITE 130, CHADDS FORD, PA, 19317, 6104592405 - 6,737,998 ($11,027,866.98) Equity, (File 333-125685 - Jun. 10) (BR. 01A) SB-2 Rx Staffing, Inc., 1718 FAWN COURT NW, GIG HARBOR, WA, 98332, 253-720-0022 - 2,000,000 ($100,000.00) Equity, (File 333-125686 - Jun. 10) (BR. 01) S-1 PLATINUM ENERGY RESOURCES INC, 152 WEST 57TH STREET, 54TH FLOOR, NEW YORK, NY, 10019, 212-581-0500 - 0 ($220,675,100.00) Equity, (File 333-125687 - Jun. 10) (BR. 09) S-8 American Security Resources Corp., 9601 KATY FREEWAY, SUITE 220, HOUSTON, TX, 77027, 713-465-1001 - 2,200,000 ($143,000.00) Equity, (File 333-125688 - Jun. 10) (BR. 03B) S-8 TELECOM COMMUNICATIONS INC, 827 BROADWAY, LOS ANGELES, CA, 90014, 30,000,000 ($7,200,000.00) Equity, (File 333-125689 - Jun. 10) (BR. 11A) S-8 KCS ENERGY INC, 5555 SAN FELIPE ROAD, HOUSTON, TX, 77056, 9086321770 - 5,508,779 ($82,411,333.84) Equity, (File 333-125690 - Jun. 10) (BR. 04B) SB-2 NS8 CORP, TWO UNION SQUARE CENTER, 601 UNION STREE, SUITE 4200, SEATTLE, WA, 98101, 6046776994 - 100,000,000 ($25,000,000.00) Equity, (File 333-125693 - Jun. 10) (BR. 03C) S-8 PHILLIPS VAN HEUSEN CORP /DE/, 200 MADISON AVENUE, NEW YORK, NY, 10016, 2123813500 - 450,000 ($14,112,000.00) Equity, (File 333-125694 - Jun. 10) (BR. 02A) SB-2 Nova Resources Inc., 152 HOWARD ROAD, WALKLEY, SHEFFIELD, X0, S63 RX, 44-783-481-0737 - 5,700,000 ($570,000.00) Equity, (File 333-125695 - Jun. 10) (BR. 09) S-8 Comtech Group Inc, RM. 10001, TOWER C, SKYWORTH BUILDING, HIGH-TECH INDUSTRIAL PARK, NANSHAN, SHENZHEN, F4, 5180, 011.755.267.4327 - 2,500,000 ($14,675,000.00) Equity, (File 333-125696 - Jun. 10) (BR. 10A) S-8 BLACK HILLS CORP /SD/, 625 9TH STREET, PO BOX 1400, RAPID CITY, SD, 57709, 6057212343 - 1,150,000 ($42,791,500.00) Equity, (File 333-125697 - Jun. 10) (BR. 02B) S-8 CHEETAH OIL & GAS LTD., 498 ELLIS ST, 2ND FLOOR, PENTICTON BC, A1, V2A 4M2, 2504976072 - 3,500,000 ($22,750,000.00) Equity, (File 333-125698 - Jun. 10) (BR. 09A) SB-2 Northern Way Resources, Inc., 627 MOBERLY ROAD, SUITE 601, VANCOUVER, A1, V5Z 4B3, 604-681-6466 - 4,572,250 ($457,225.00) Equity, (File 333-125699 - Jun. 10) (BR. 09) S-8 MINES MANAGEMENT INC, 905 W RIVERSIDE AVENUE, SUITE 311, SPOKANE, WA, 99201, 5098386050 - 2,100,000 ($11,508,000.00) Equity, (File 333-125701 - Jun. 10) (BR. 04A) S-8 ROCKWELL AUTOMATION INC, 777 EAST WISCONSIN AVENUE SUITE 1400, MILWAUKEE, WI, 53202, 414-212-5299 - 42,000 ($2,157,960.00) Equity, (File 333-125702 - Jun. 10) (BR. 10C) S-1 Investors Bancorp Inc, 101 JFK PARKWAY, SHORT HILLS, NJ, 07078, 800-252-8119 - 0 ($531,759,070.00) Equity, (File 333-125703 - Jun. 10) (BR. 09) S-3 TRM CORP, 5208 N E 122ND AVENUE, PORTLAND, OR, 97230-1074, 5032578766 - 0 ($200,000,000.00) Other, (File 333-125704 - Jun. 10) (BR. 11A) S-3 BROADCAST INTERNATIONAL INC, 7050 UNION PARK AVENUE, #600, SALT LAKE CITY, UT, 84047, 801-562-2252 - 8,937,466 ($28,501,579.07) Equity, (File 333-125710 - Jun. 10) (BR. 08A) S-8 LACROSSE FOOTWEAR INC, 18550 NE RIVERSIDE PARKWAY, PORTLAND, OR, 97230, 5037661010 - 0 ($3,472,000.00) Equity, (File 333-125712 - Jun. 10) (BR. 06B) S-8 LHC Group, Inc, 420 WEST PINHOOK ROAD, SUITE A, LAFAYETTE, LA, 70503, 337-233-1307 - 1,000,000 ($14,000,000.00) Equity, (File 333-125713 - Jun. 10) (BR. 01B) S-1 Wauwatosa Holdings, Inc., 11200 WEST PLANK ROAD, WAUWATOSA, WI, 53226, 414-258-5880 - 0 ($96,271,390.00) Equity, (File 333-125715 - Jun. 10) (BR. 07) S-3 MIDDLEBY CORP, 1400 TOASTMASTER DRIVE, ELGIN, IL, 60120, 8477413300 - 0 ($74,706,555.00) Equity, (File 333-125716 - Jun. 10) (BR. 06A) S-8 GARMIN LTD, PO BOX 309 UGLAND HOUSE, SOUTH CHURCH ST GEORGETOWN, GRAND CAYMAN, 9133978200 - 5,000,000 ($214,025,000.00) Equity, (File 333-125717 - Jun. 10) (BR. 05A) S-8 GETTY IMAGES INC, 601 NORTH 34TH STREET, SEATTLE, WA, 98103, 2069256449 - 3,000,000 ($224,250,000.00) Equity, (File 333-125718 - Jun. 10) (BR. 11B) S-8 EASTGROUP PROPERTIES INC, P O BOX 22728, JACKSON, MS, 39202, 6013543555 - 50,000 ($2,083,000.00) Equity, (File 333-125719 - Jun. 10) (BR. 08A) S-4 BOSTON PRIVATE FINANCIAL HOLDINGS INC, 10 POST OFFICE SQ, BOSTON, MA, 02109, 6175561900 - 5,134,711 ($1.00) Equity, (File 333-125720 - Jun. 10) (BR. 07B) S-8 PHILADELPHIA CONSOLIDATED HOLDING CORP, ONE BALA PLAZA, SUITE 100, WYNNEWOOD, PA, 19004, 6106428400 - 750,000 ($61,417,500.00) Equity, (File 333-125721 - Jun. 10) (BR. 01B) S-1 FIRST SECURITY GROUP INC/TN, 817 BROAD STREET, CHATTANOOGA, TN, 37402, 423-308-2000 - 0 ($51,750,000.00) Equity, (File 333-125722 - Jun. 10) (BR. 07A) S-8 GENZYME CORP, ONE KENDALL SQ, CAMBRIDGE, MA, 02139, 6172527500 - 0 ($61,470,000.00) Equity, (File 333-125723 - Jun. 10) (BR. 01B) S-8 GENZYME CORP, ONE KENDALL SQ, CAMBRIDGE, MA, 02139, 6172527500 - 0 ($12,294,000.00) Equity, (File 333-125724 - Jun. 10) (BR. 01B) S-3 PLAYBOY ENTERPRISES INC, 680 NORTH LAKE SHORE DRIVE, CHICAGO, IL, 60611, 3127518000 - 0 ($115,000,000.00) Debt Convertible into Equity, (File 333-125725 - Jun. 10) (BR. 11C) S-8 GENZYME CORP, ONE KENDALL SQ, CAMBRIDGE, MA, 02139, 6172527500 - 0 ($614,700,000.00) Equity, (File 333-125726 - Jun. 10) (BR. 01B) SB-2 SOLOMON TECHNOLOGIES INC, 7375 BENEDICT AVENUE, BENEDICT, MD, 20612, 3012744479 - 2,331,215 ($1,608,536.06) Equity, (File 333-125727 - Jun. 10) (BR. 10C) S-4 COLORADO INTERSTATE GAS CO, 1001 LOUISIANA ST, HOUSTON, TX, 77002, 7134202600 - 0 ($200,000,000.00) Non-Convertible Debt, (File 333-125728 - Jun. 10) (BR. 02B) S-3 PREMIER DEVELOPMENT & INVESTMENT INC, 8910 NORTH DALE MABRY HWY., STE. 37, TAMPA, FL, 33614, 8137843442 - 1,461,328 ($5,114,648.00) Equity, 1,461,328 ($0.00) Other, (File 333-125729 - Jun. 10) (BR. 05C) S-3 HALOZYME THERAPEUTICS INC, 11588 SORRENTO VALLEY ROAD, SUITE 17, SAN DIEGO, CA, 92121, (858) 794-8889 - 0 ($50,000,000.00) Other, (File 333-125731 - Jun. 10) (BR. 01A) S-8 GROEN BROTHERS AVIATION INC /UT/, 2320 W CALIFORNIA AVE, STE A, SALT LAKE CITY, UT, 84104, 8019730177 - 30,000,000 ($5,400,000.00) Equity, (File 333-125732 - Jun. 10) (BR. 05B) SB-2 BRAVO FOODS INTERNATIONAL CORP, 11300 US HIGHWAY 1 SUITE 202, NORTH PALM BEACH, FL, 33408, 5616251411 - 55,513,750 ($17,209,262.50) Equity, (File 333-125733 - Jun. 10) (BR. 04C) S-3 PEOPLES CHOICE HOME LOAN SECURITIES CORP, 7515 IRVINE CENTER DR, IRVINE, CA, 92618, 9492651840 - 0 ($7,000,000,000.00) Mortgage Backed Securities, (File 333-125734 - Jun. 10) (BR. 05) SB-2 American Pallet Leasing, Inc., 425 SECOND STREET, SE, #600, CEDAR RAPIDS, IA, 52401, 864-936-7000 - 0 ($264,615.55) Equity, (File 333-125736 - Jun. 10) (BR. 06C) N-2 Rydex Capital Partners SPhinX Equity Long/Short Fund, 9601 BLACKWELL ROAD, SUITE 500, ROCKVILLE, MD, 20850, (888) 597-9339 - 500,000 ($50,000,000.00) Equity, (File 333-125737 - Jun. 10) (BR. 17) S-3 HOVNANIAN ENTERPRISES INC, 10 HWY 35, PO BOX 500, RED BANK, NJ, 07701, 7327477800 - 0 ($338,000,000.00) Other, (File 333-125738 - Jun. 10) (BR. 06C) S-8 I FLOW CORP /DE/, 20202 WINDROW DRIVE, LAKE FOREST, CA, 92630, 9292062700 - 3,000,000 ($50,340,000.00) Equity, (File 333-125740 - Jun. 10) (BR. 10B) S-3 American Home Mortgage Assets LLC, 538 BROADHOLLOW ROAD, MELVILLE, NY, 11747, (516) 622-8960 - 0 ($1,000,000.00) Mortgage Backed Securities, (File 333-125741 - Jun. 10) (BR. ) S-8 TECHEDGE INC, 12,766,684 ($7,015,836.80) Equity, (File 333-125742 - Jun. 10) (BR. 04A) S-8 AVANIR PHARMACEUTICALS, 11388 SORRENTO VALLEY ROAD, STE 200, SAN DIEGO, CA, 92121, 8586225200 - 2,000,000 ($4,960,000.00) Equity, (File 333-125743 - Jun. 10) (BR. 01C) S-3 SILICON STORAGE TECHNOLOGY INC, 1171 SONORA CT, SUNNYVALE, CA, 94086, 4087359110 - 0 ($14,316,867.00) Equity, (File 333-125744 - Jun. 10) (BR. 10C) S-2 MIRAVANT MEDICAL TECHNOLOGIES, 336 BOLLAY DRIVE, SANTA BARBARA, CA, 93117, 8056859880 - 9,112,966 ($5,467,780.00) Equity, (File 333-125746 - Jun. 10) (BR. 01B) S-8 CENTER BANCORP INC, 2455 MORRIS AVE, UNION, NJ, 07083, 9086889500 - 51,917 ($611,841.84) Equity, (File 333-125747 - Jun. 10) (BR. 07C) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant’s Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01 ABS Informational and Computational Material. 6.02 Change of Servicer or Trustee. 6.03 Change in Credit Enhancement or Other External Support. 6.04 Failure to Make a Required Distribution. 6.05 Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT --------------------------------------------------------------------------------------------------------- 1838 BOND DEBENTURE TRADING FUND DE 8.01,9.01 06/10/05 ABLE ENERGY INC DE 8.01,9.01 06/03/05 ACORN HOLDING CORP DE 1.01,3.02,5.01,5.02,9.01 06/06/05 ADVENTRX PHARMACEUTICALS INC DE 1.01,9.01 05/24/05 AEGIS ASSESSMENTS INC DE 7.01 05/16/05 AFFORDABLE RESIDENTIAL COMMUNITIES IN MD 8.01 06/10/05 AGL RESOURCES INC GA 7.01 06/10/05 AIRTRAN HOLDINGS INC NV 7.01,9.01 06/08/05 ALASKA AIR GROUP INC DE 5.02,5.03 06/06/05 ALASKA AIRLINES INC AK 5.02 06/10/05 ALLIANCE CAPITAL MANAGEMENT HOLDING L DE 7.01,9.01 06/10/05 ALLIANCE CAPITAL MANAGEMENT L P DE 7.01,9.01 06/10/05 Allis Chalmers Energy Inc. DE 9.01 04/01/05 AMEND ALLSTATES WORLDCARGO INC NJ 1.01,8.01 06/06/05 ALNYLAM PHARMACEUTICALS, INC. 1.01,9.01 06/08/05 ALTEON INC /DE DE 8.01,9.01 06/09/05 AMERICAN INTERNATIONAL GROUP INC DE 5.02,9.01 06/07/05 AMERICAN LOCKER GROUP INC DE 5.02,9.01 06/08/05 AMERICAN TECHNOLOGIES GROUP INC NV 4.01,9.01 06/06/05 AMERICREDIT AUTOMOBILE RECEIVABLES TR 8.01,9.01 06/10/05 AmeriCredit Automobile Receivables Tr DE 8.01,9.01 06/10/05 APHTON CORP DE 2.01,9.01 03/24/05 AMEND APPLIED DIGITAL SOLUTIONS INC MO 1.01,2.01,2.03,3.02,5.03,9.01 06/09/05 APTIMUS INC WA 3.01 06/07/05 AQUACELL TECHNOLOGIES INC DE 8.01,9.01 06/09/05 ATARI INC DE 5.02 06/06/05 ATLANTIC WINE AGENCIES INC FL 8.01 06/10/05 AUTOBYTEL INC DE 9.01 06/07/05 BANC OF AMERICA COMMERCIAL MORTGAGE I DE 8.01,9.01 06/10/05 BANC OF AMERICA COMMERCIAL MORTGAGE I DE 8.01,9.01 06/10/05 BANC OF AMERICA COMMERCIAL MORTGAGE I DE 8.01,9.01 06/10/05 BAYLAKE CORP WI 9.01 06/09/05 BIG LOTS INC OH 1.01,5.02,9.01 06/06/05 BILL BARRETT CORP 7.01,9.01 06/09/05 BIODELIVERY SCIENCES INTERNATIONAL IN IN 9.01 08/24/04 AMEND BLAIR CORP DE 5.02,9.01 06/09/05 BLAST ENERGY SERVICES, INC. CA 8.01,9.01 06/10/05 BLUE HOLDINGS, INC. NV 2.02,9.01 06/08/05 BOMBAY COMPANY INC DE 1.01,9.01 06/10/05 BROCADE COMMUNICATIONS SYSTEMS INC DE 8.01 06/09/05 CALPINE CORP DE 8.01,9.01 06/09/05 CANDIES INC DE 3.02,5.02 06/10/05 CANWEST PETROLEUM CORP 1.01,3.02 06/09/05 CANWEST PETROLEUM CORP 1.01,3.02 06/10/05 AMEND CANYON RESOURCES CORP DE 8.01,9.01 06/08/05 Capital One Auto Finance Trust 2005-A DE 8.01,9.01 06/10/05 CAPITAL ONE FINANCIAL CORP DE 7.01,9.01 06/09/05 CAPITAL ONE MASTER TRUST NY 8.01,9.01 06/09/05 CAPITAL ONE MULTI ASSET EXECUTION TRU DE 8.01,9.01 06/09/05 CARDINAL BANKSHARES CORP VA 8.01,9.01 06/10/05 CardioVascular BioTherapeutics, Inc. DE 8.01,9.01 06/09/05 CardioVascular BioTherapeutics, Inc. DE 8.01,9.01 06/09/05 CardioVascular BioTherapeutics, Inc. DE 8.01,9.01 06/09/05 CARTERS INC DE 8.01,9.01 06/09/05 CASEYS GENERAL STORES INC IA 1.01,9.01 06/07/05 CASH SYSTEMS INC DE 1.01 06/06/05 CEVA INC DE 5.03,9.01 06/07/05 ChaseFlex Trust Series 2005-2 DE 8.01,9.01 05/26/05 CHESAPEAKE ENERGY CORP OK 1.01,9.01 06/06/05 CHEVY CHASE AUTO RECEIVABLES TRUST 20 9.01 03/31/05 CHEVY CHASE AUTO RECEIVABLES TRUST 20 MD 9.01 04/30/05 CHILDRENS PLACE RETAIL STORES INC 2.02,9.01 06/09/05 CHOLESTECH CORPORATION CA 1.01 06/08/05 CHROMCRAFT REVINGTON INC DE 8.01 06/07/05 CIPHERGEN BIOSYSTEMS INC DE 5.02,7.01,9.01 06/08/05 CITICORP DE 8.01,9.01 06/10/05 CITIGROUP GLOBAL MARKETS HOLDINGS INC NY 8.01,9.01 06/10/05 CITIGROUP INC DE 8.01,9.01 06/10/05 COINSTAR INC DE 1.01,9.01 06/09/05 COLGATE PALMOLIVE CO DE 5.02 06/09/05 COLLAGENEX PHARMACEUTICALS INC DE 1.01,9.01 06/06/05 COLONY BANKCORP INC GA 5.02 06/07/05 COMMERCE BANCORP INC /NJ/ NJ 8.01 06/10/05 COMPUTER ASSOCIATES INTERNATIONAL INC DE 1.01,9.01 06/09/05 CONCORDE CAREER COLLEGES INC DE 3.01 06/10/05 CONSOLIDATED ENERGY INC WY 4.02 06/10/05 AMEND CONSOLIDATED GRAPHICS INC /TX/ TX 7.01 06/10/05 CONSOLIDATED RESOURCES HEALTH CARE FU GA 7.01,9.01 06/10/05 CORINTHIAN COLLEGES INC 1.01,9.01 06/08/05 COSINE COMMUNICATIONS INC DE 3.01,9.01 06/06/05 CREDIT SUISSE FIRST BOSTON MORTGAGE S DE 8.01,9.01 06/10/05 CRONOS GROUP 8.01 06/07/05 CSFB COMMERCIAL MORT PASS THR CERT 20 DE 8.01,9.01 05/26/05 CYPRESS COMMUNICATIONS HOLDING CO INC DE 1.01 06/07/05 CYTRX CORP DE 3.01 06/07/05 DEEP WELL OIL & GAS INC NV 1.01,2.01,3.02,9.01 06/07/05 DEL LABORATORIES INC DE 7.01,9.01 06/10/05 DELTA FINANCIAL CORP DE 2.03,9.01 06/09/05 DENDRITE INTERNATIONAL INC NJ 1.01,5.02,9.01 06/03/05 DIAMOND OFFSHORE DRILLING INC DE 8.01,9.01 06/09/05 DIGIMARC CORP DE 5.02,9.01 06/06/05 DITECH COMMUNICATIONS CORP DE 1.01 06/06/05 DONOBI INC NV 5.02,9.01 06/03/05 DREW INDUSTRIES INC DE 2.03,9.01 04/29/05 AMEND DUANE READE HOLDINGS INC 7.01 06/10/05 E LOAN INC DE 1.01,9.01 06/08/05 EATON VANCE CORP MD 9.01 06/10/05 EAUTOCLAIMS, INC NV 1.01 06/09/05 EDMONDS 4 INC. 4.01,9.01 06/10/05 ElderTrust Operating Limited Partners 1.01,3.02,9.01 06/07/05 ELECTRO SCIENTIFIC INDUSTRIES INC OR 1.01,9.01 03/15/05 ELECTROPURE INC CA 1.01,9.01 05/24/05 ENERGY EAST CORP NY 5.02,8.01,9.01 06/09/05 ENHERENT CORP DE 1.01,9.01 06/08/05 ESSENTIAL INNOVATIONS TECHNOLOGY CORP NV 7.01,9.01 06/10/05 EXCHANGE NATIONAL BANCSHARES INC MO 8.01,9.01 06/08/05 EXELON CORP PA 2.03,9.01 06/09/05 EYETECH PHARMACEUTICALS INC DE 5.02,7.01 06/08/05 FERRELLGAS PARTNERS L P DE 7.01,8.01,9.01 06/10/05 FIFTH THIRD BANCORP OH 7.01,9.01 06/10/05 FIRST COMMUNITY BANCORP /CA/ CA 1.01,9.01 06/09/05 FIRST FRANKLIN MORTGAGE LOAN TRUST, S DE 8.01,9.01 05/26/05 FIRST OTTAWA BANCSHARES INC DE 1.01,9.01 06/09/05 FISHER SCIENTIFIC INTERNATIONAL INC DE 1.01,9.01 06/10/05 FOCUS ENHANCEMENTS INC DE 4.01,9.01 05/31/05 AMEND FOREST OIL CORP NY 1.01,9.01 06/08/05 FRANKLIN BANK CORP 8.01 05/26/05 FRANKLIN CREDIT MANAGEMENT CORP/DE/ DE 8.01,9.01 06/10/05 FRESH CHOICE INC DE 8.01,9.01 06/10/05 GARMIN LTD 8.01,9.01 06/10/05 GEN PROBE INC DE 5.02,9.01 06/06/05 GENEREX BIOTECHNOLOGY CORP DE 1.01,3.02,9.01 06/07/05 GEOTEC THERMAL GENERATORS INC FL 1.01,9.01 06/10/05 GEVITY HR INC FL 1.01,9.01 06/10/05 GIBRALTAR INDUSTRIES, INC. DE 4.01,9.01 06/06/05 GIBRALTAR INDUSTRIES, INC. DE 4.01,9.01 06/06/05 GREENHILL & CO INC 8.01,9.01 06/07/05 GREENWICH CAPITAL ACCEPTANCE INC DE 8.01,9.01 06/10/05 GRUBB & ELLIS CO DE 1.01,3.02,9.01 06/06/05 GS MORTGAGE SECURITIES CORP DE 8.01 06/08/05 GS Mortgage Securities Corp. II Serie DE 8.01,9.01 06/08/05 GSR Mortgage Loan Trust 2005-5F DE 8.01 05/26/05 GSR Mortgage Loan Trust 2005-AR3 DE 8.01 05/27/05 GVI SECURITY SOLUTIONS INC DE 1.01,3.02,9.01 11/05/04 AMEND HARKEN ENERGY CORP DE 7.01,9.01 06/10/05 HARRIS CORP /DE/ DE 7.01,9.01 06/09/05 HASTINGS ENTERTAINMENT INC TX 1.01 06/08/05 HEALTHEXTRAS INC DE 5.02,9.01 06/07/05 HEALTHSTREAM INC TN 9.01 03/28/05 AMEND HEARTLAND EXPRESS INC NV 8.01,9.01 06/09/05 HEILIG MEYERS CO VA 8.01 04/12/05 HEINZ H J CO PA 1.01 06/08/05 HEINZ HJ FINANCE CO DE 1.01 05/17/05 HEMACARE CORP /CA/ CA 1.01,9.01 06/06/05 HERCULES TECHNOLOGY GROWTH CAPITAL IN MD 8.01,9.01 06/09/05 HERLEY INDUSTRIES INC /NEW DE 2.02,9.01 05/01/05 HomeBanc Mortgage Trust 2005-3 DE 8.01 05/27/05 HORIZON BANCORP /IN/ IN 8.01,9.01 06/10/05 House of Taylor Jewelry, Inc. NV 2.01 05/20/05 AMEND ICEWEB INC 5.02,9.01 06/06/05 IMEDIA INTERNATIONAL INC DE 2.02,9.01 06/10/05 IMMUNOGEN INC MA 5.02,9.01 06/09/05 IMPAC MORTGAGE HOLDINGS INC MD 4.01,9.01 06/06/05 IMPRESO INC DE 1.01 12/14/04 AMEND IMPROVENET INC DE 2.01 06/10/05 INDEPENDENCE HOLDING CO DE 7.01,9.01 06/09/05 INDYMAC ABS INC DE 8.01,9.01 06/10/05 INSMED INC VA 1.01,9.01 05/11/05 INSMED INC VA 8.01,9.01 06/10/05 INTEGRATED SURGICAL SYSTEMS INC DE 5.02,8.01,9.01 06/02/05 Interactive Brand Development Inc. DE 1.01,2.01,3.02,9.01 01/21/05 AMEND INTRICON CORP PA 3.01,9.01 06/08/05 ISLAND PACIFIC INC DE 3.01 06/06/05 J CREW GROUP INC NY 2.02,9.01 06/09/05 J P MORGAN ACCEPTANCE CORP I DE 8.01,9.01 06/10/05 James River Coal CO VA 5.02,8.01,9.01 06/06/05 JOHNSON OUTDOORS INC WI 5.02,9.01 06/08/05 JOURNAL REGISTER CO DE 5.02,9.01 06/08/05 KIWA BIO-TECH PRODUCTS GROUP CORP DE 2.01,2.02 06/03/05 LAM RESEARCH CORP DE 1.02,2.04,9.01 06/06/05 LEHMAN BROTHERS HOLDINGS INC DE 1.01,9.01 06/10/05 LIFEPOINT HOSPITALS, INC. 2.02,9.01 06/10/05 LIFETIME HOAN CORP DE 5.02,5.03 06/07/05 LIFEWAY FOODS INC IL 8.01,9.01 06/09/05 LILLY ELI & CO IN 8.01 06/09/05 LIMELIGHT MEDIA GROUP INC NV 1.01,9.01 06/08/05 LOGILITY INC GA 2.02,9.01 06/09/05 MAGIC MEDIA NETWORKS INC DE 8.01,9.01 06/09/05 MAGMA DESIGN AUTOMATION INC DE 5.02,9.01 06/10/05 MAGSTAR TECHNOLOGIES INC MN 7.01 06/10/05 MANCHESTER TECHNOLOGIES INC NY 2.02,9.01 06/10/05 MANU FORTI GROUP INC 5.02,9.01 06/10/05 MARINE PRODUCTS CORP DE 8.01,9.01 06/10/05 MARTHA STEWART LIVING OMNIMEDIA INC DE 1.01,9.01 06/08/05 MARVELL TECHNOLOGY GROUP LTD D0 3.01 06/10/05 MASCO CORP /DE/ DE 8.01,9.01 06/10/05 MAXWELL TECHNOLOGIES INC DE 1.01,9.01 06/08/05 MCG CAPITAL CORP DE 1.01,2.03,9.01 06/09/05 MCRAE INDUSTRIES INC DE 8.01,9.01 06/10/05 MDU RESOURCES GROUP INC DE 8.01,9.01 06/10/05 MEDIA SCIENCES INTERNATIONAL INC DE 1.01,5.02 06/06/05 MEDIABAY INC FL 1.01,5.02,9.01 06/06/05 MERRILL LYNCH MORTGAGE INVESTORS TRUS DE 8.01 05/26/05 MERRILL MERCHANTS BANCSHARES INC ME 7.01,9.01 06/10/05 METLIFE INC DE 7.01,8.01,9.01 06/06/05 MIDWEST BANC HOLDINGS INC DE 1.01,1.02,2.03,9.01 06/07/05 MILLENNIUM BANKSHARES CORP VA 1.01,9.01 06/09/05 MILLENNIUM BANKSHARES CORP VA 1.01,5.02,9.01 06/06/05 MOBIUS MANAGEMENT SYSTEMS INC DE 8.01 06/01/05 MORGAN STANLEY ABS CAPITAL I INC DE 8.01,9.01 06/08/05 Morgan Stanley ABS Capital I Inc. Tru DE 8.01,9.01 05/27/05 Morgan Stanley Home Equity Loan Trust DE 8.01,9.01 05/26/05 MOTIENT CORP DE 1.01,2.01,7.01,9.01 05/11/05 AMEND MUNICIPAL MORTGAGE & EQUITY LLC DE 1.01,9.01 06/08/05 NAAC Alternative Loan Trust, Series 2 DE 2.01,9.01 04/28/05 Nalco Finance Holdings LLC 5.02,9.01 06/10/05 Nalco Holding CO 5.02,9.01 06/10/05 Nalco Holdings LLC DE 5.02,9.01 06/10/05 NANOGEN INC DE 5.02,9.01 06/09/05 NATIONAL MEDICAL HEALTH CARD SYSTEMS NY 7.01 06/09/05 NAUTILUS, INC. WA 1.01,9.01 06/06/05 NAUTILUS, INC. WA 1.01 06/06/05 NAVIGANT INTERNATIONAL INC DE 8.01 06/10/05 NEOMAGIC CORP DE 2.02,9.01 06/09/05 NII HOLDINGS INC DE 3.02 06/08/05 NIKU CORP DE 1.01,8.01,9.01 06/09/05 NN INC DE 5.02,9.01 06/09/05 NNN 2003 VALUE FUND LLC 7.01,9.01 06/08/05 NOBLE CORP 1.01,9.01 06/09/05 NORTEL NETWORKS CORP 5.02,8.01,9.01 06/10/05 NORTEL NETWORKS LTD 5.02,8.01,9.01 06/10/05 NORTH AMERICAN SCIENTIFIC INC 7.01,9.01 06/08/05 NOVASTAR FINANCIAL INC MD 7.01,9.01 06/10/05 NUTECH DIGITAL INC CA 1.01,7.01,9.01 06/09/05 NUTRITION 21 INC NY 3.01 06/07/05 OCEAN WEST HOLDING CORP DE 2.01 06/10/05 AMEND OIL STATES INTERNATIONAL INC DE 7.01 06/09/05 Opteum Mortgage Acceptance CORP DE 8.01,9.01 06/08/05 OPTIMAL GROUP INC 7.01 06/09/05 ORRSTOWN FINANCIAL SERVICES INC PA 8.01 05/03/05 OSHKOSH B GOSH INC DE 7.01,9.01 06/09/05 Pacific Peak Investments 1.01 06/06/05 PALATIN TECHNOLOGIES INC DE 1.01,9.01 06/09/05 PARALLEL PETROLEUM CORP DE 3.02,9.01 06/06/05 Park Place Securities Inc. Asset Back DE 2.01,9.01 05/01/05 PAXAR CORP NY 1.01,9.01 06/06/05 PERFORMANCE TECHNOLOGIES INC \DE\ DE 8.01 06/10/05 PERRY ELLIS INTERNATIONAL INC FL 1.01,8.01,9.01 06/07/05 PETROLEUM DEVELOPMENT CORP NV 8.01,9.01 06/07/05 PETROLEUM DEVELOPMENT CORP NV 8.01,9.01 06/10/05 PETROLEUM DEVELOPMENT CORP NV 8.01,9.01 06/10/05 PHHMC MORTGAGE PASS-THROUGH CERTIFICA DE 9.01 05/26/05 PHOTOWORKS INC /WA WA 1.01,5.02,9.01 06/09/05 PIONEER NATURAL RESOURCES CO DE 7.01,9.01 06/08/05 PNM RESOURCES INC NM 1.01,2.01,3.02,9.01 06/10/05 POLO RALPH LAUREN CORP DE 2.02,4.02,9.01 06/09/05 POLYONE CORP 7.01,9.01 06/09/05 POPULAR ABS, INC. DE 8.01,9.01 06/08/05 POWELL INDUSTRIES INC NV 2.02,9.01 06/08/05 PTS INC/NV/ NV 9.01 12/24/04 AMEND PUGET ENERGY INC /WA WA 7.01,9.01 06/10/05 QUEPASA CORP NV 7.01 06/09/05 QUIKSILVER INC DE 2.02,5.02,9.01 06/06/05 AMEND QWEST COMMUNICATIONS INTERNATIONAL IN DE 1.01,2.03,8.01,9.01 06/07/05 RALI Series 2005-Q56 Trust DE 8.01,9.01 06/10/05 RALI Series 2005-QA6 Trust DE 8.01,9.01 06/10/05 RAMP CORP DE 3.01,9.01 06/06/05 RENTRAK CORP OR 2.02,7.01,9.01 06/09/05 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE 8.01,9.01 06/10/05 RFMSI Series 2005-SA2 Trust DE 8.01,9.01 06/10/05 RG GLOBAL LIFESTYLES INC CA 1.01 06/08/05 Rock-Tenn CO GA 1.01,1.02,2.01,9.01 06/06/05 RTI INTERNATIONAL METALS INC OH 4.01,9.01 06/07/05 RTI INTERNATIONAL METALS INC OH 4.01,9.01 06/07/05 RTI INTERNATIONAL METALS INC OH 4.01,9.01 06/07/05 SAFEGUARD SCIENTIFICS INC PA 5.02,9.01 06/08/05 SAFETEK INTERNATIONAL INC DE 1.01,9.01 05/31/05 SALESFORCE COM INC DE 5.02 06/08/05 SCAN OPTICS INC DE 5.02 06/08/05 SCANNER TECHNOLOGIES CORP NM 1.01,9.01 06/09/05 SCHICK TECHNOLOGIES INC DE 2.02,9.01 06/10/05 SCIENTIFIC LEARNING CORP DE 1.01 06/07/05 SCRIPPS E W CO /DE OH 8.01,9.01 06/10/05 SEA CONTAINERS LTD /NY/ 2.02,9.01 06/09/05 SEABRIGHT INSURANCE HOLDINGS INC 8.01 06/06/05 Seneca Gaming Corp XX 8.01 05/25/05 SENOMYX INC DE 7.01 06/08/05 SEQUIAM CORP CA 1.01,2.01,2.03,3.02,9.01 06/07/05 SEROLOGICALS CORP DE 1.01,8.01,9.01 06/06/05 SFSB, Inc. X1 5.02,9.01 06/10/05 SHUFFLE MASTER INC MN 2.02,9.01 06/09/05 SILICON IMAGE INC DE 4.01,9.01 06/07/05 SONICWALL INC CA 5.02 06/08/05 SONICWALL INC CA 4.01,8.01,9.01 05/19/05 AMEND SOUTHWESTERN ENERGY CO AR 8.01,9.01 06/10/05 SPECTRUM PHARMACEUTICALS INC DE 7.01 06/07/05 SPHERIX INC DE 1.01,5.02 06/08/05 SPORTS AUTHORITY INC /DE/ DE 1.01 06/07/05 SPRINT CORP KS 1.01,9.01 06/07/05 STANDARD PARKING CORP DE 8.01,9.01 06/10/05 STEPHAN CO FL 3.01,7.01,9.01 06/07/05 STRATS SM TRUST FOR IBM CORP SEC SERI 8.01,9.01 05/29/05 STRATS SM TRUST FOR IBM CORP SEC SERI 8.01 06/09/05 STRATS(SM) Trust For Morgan Stanley S 8.01,9.01 06/01/05 Structured Asset Investment Loan Trus DE 8.01 05/27/05 SULPHCO INC NV 5.02,9.01 06/07/05 SUNAIR ELECTRONICS INC FL 1.01,2.01,2.03,3.02,5.02,8.01,9.01 06/07/05 Sunstone Hotel Investors, Inc. MD 1.01,9.01 06/06/05 SUPERIOR INDUSTRIES INTERNATIONAL INC CA 8.01,9.01 06/10/05 SVB FINANCIAL SERVICES INC NJ 8.01 06/10/05 SYMBOLLON CORP DE 5.02,9.01 06/08/05 T REIT INC VA 7.01,9.01 06/09/05 TAG ENTERTAINMENT CORP DE 5.02 05/02/05 AMEND TAG IT PACIFIC INC DE 5.02 06/09/05 TAUBMAN CENTERS INC MI 1.01,2.03,5.03,9.01 06/08/05 TEAMSTAFF INC NJ 2.01,2.03,3.02,5.02,9.01 06/08/05 TEXAS INSTRUMENTS INC DE 8.01,9.01 06/09/05 TODD SHIPYARDS CORP WA 7.01 06/09/05 TOLL BROTHERS INC DE 8.01,9.01 06/09/05 TRM CORP OR 9.01 11/19/04 AMEND TUMBLEWEED COMMUNICATIONS CORP DE 8.01,9.01 06/09/05 TUTOGEN MEDICAL INC FL 5.02 06/06/05 U S ENERGY SYSTEMS INC DE 1.02,5.02 06/07/05 UIL HOLDINGS CORP CT 8.01,9.01 06/10/05 ULTRALIFE BATTERIES INC DE 1.01 06/10/05 UNION TANK CAR CO DE 4.01,9.01 06/06/05 UNOCAL CORP DE 8.01,9.01 06/10/05 URSTADT BIDDLE PROPERTIES INC MD 2.02,9.01 04/30/05 URSTADT BIDDLE PROPERTIES INC MD 8.01,9.01 06/10/05 VERISIGN INC/CA DE 8.01 05/31/05 VERTEX PHARMACEUTICALS INC / MA MA 8.01,9.01 06/10/05 VIEWPOINT CORP DE 1.02,9.01 06/10/05 VIGNETTE CORP DE 8.01,9.01 06/10/05 VIISAGE TECHNOLOGY INC DE 8.01,9.01 06/09/05 VISUAL NETWORKS INC DE 8.01 06/07/05 VITAL HEALTH TECHNOLOGIES INC MN 4.01 05/20/05 AMEND VITRAN CORP INC 8.01 06/09/05 WAL MART STORES INC DE 1.02,5.02,9.01 06/10/05 WELLCARE HEALTH PLANS, INC. DE 8.01 06/06/05 WELLS FARGO ASSET SECURITIES CORP DE 8.01,9.01 06/09/05 WELLS REAL ESTATE INVESTMENT TRUST IN DE 8.01 06/10/05 WESTPOINT STEVENS INC DE 7.01,9.01 06/10/05 WHITE MOUNTAINS INSURANCE GROUP LTD D0 8.01 06/06/05 WHITTIER ENERGY CORP NV 7.01,9.01 06/09/05 WIRELESS FACILITIES INC DE 4.01,9.01 06/06/05 WORLDSPAN L P DE 1.02,5.02 06/08/05 XYBERNAUT CORP DE 5.02,5.03,9.01 06/06/05 ZILA INC DE 2.02,9.01 06/09/05 ZOMAX INC /MN/ MN 8.01,9.01 06/09/05