SEC NEWS DIGEST Issue 2003-111 June 11, 2003 COMMISSION ANNOUNCEMENTS CLOSED MEETING - TUESDAY, JUNE 17, 2003 - 2:00 P.M. The subject matter of the closed meeting scheduled for Tuesday, June 17 will be: Institution and settlement of administrative proceedings of an enforcement nature; Institution and settlement of injunctive actions; and Formal orders of investigation. At times, changes in Commission priorities require alterations in the scheduling of meeting items. For further information and to ascertain what, if any, matters have been added, deleted, or postponed, please contact: The Office of the Secretary at (202) 942-7070. ENFORCEMENT PROCEEDINGS INITIAL DECISION REVOKING REGISTRATION OF FREEDOM GOLF CORPORATION'S SECURITIES DECLARED FINAL The Commission has declared final the initial decision of an administrative law judge revoking the registration of the stock of Freedom Golf Corporation. The law judge granted the Division of Enforcement's motion for summary disposition, finding that Freedom Golf had failed to file an annual report for its fiscal year ending Sept. 30, 2002 and failed to file a quarterly report for the quarter ending Dec. 31, 2002. The law judge found that Freedom Golf violated Exchange Act Section 13(a) and Exchange Act Rules 13a-1 and 13a-13. The law judge dismissed the allegation that Freedom Golf had violated Exchange Act Section 10(b) and Exchange Act Rule 10b-5. (Rel. 34-48009; File No. 3- 11082) U.S. DISTRICT COURT RULES ON SECURITIES AND EXCHANGE COMMISSION'S APPLICATION TO HOLD RELIEF DEFENDANT AEGIS FINANCIAL IN CONTEMPT FOR VIOLATING COURT ORDER TO REPAY INVESTOR FUNDS The Commission announced today that on May 21, 2003, the Honorable George H. King, United States District Judge for the Central District of California, ordered relief defendant Aegis Financial, LLC (Aegis) to produce documentation demonstrating a financial inability to comply with a Court order that Aegis deposit $210,000 of funds belonging to defendant National Investment Enterprise's (NIE) investors into the registry of the Court. The Court further ordered the parties to meet and confer within thirty days in an attempt to resolve the matter. The Court issued this order in connection with an application filed by the Commission asking the Court to hold Aegis in contempt for violating the order to deposit the $210,000. The Commission had previously reached a settlement with Aegis, a Chicago- based commodities introducing broker. The SEC did not charge Aegis with securities law violations, but instead named it as a relief defendant in order to require Aegis to return $210,000 of investors' funds that had been loaned to it by defendant Michael Garian (Garian) and NIE. On Feb. 11, 2003, the Court ordered Aegis to deposit $210,000 into the Court's registry no later than Feb. 28, 2003. On April 8, 2003, the Commission applied for a contempt order, alleging that Aegis violated the Court's order by depositing a $210,000 check that was subsequently returned by the bank marked "Payment Stopped." Aegis filed a response asserting that it was unable to comply with the Court's order because it lacked sufficient funds to do so. The Commission's complaint, filed on Feb. 7, 2003 against NIE and Garian, alleges that between 1997 and mid-2001, Garian, 41, of Van Nuys, California, and Glendale-based NIE raised over $19 million from about 200 investors. Most of the investors Garian and NIE targeted were residents of Glendale's large Armenian-American community, many of whom had never invested in the stock market, and some of whom were Armenian immigrants for whom English was a second language. Garian allegedly falsely told investors that he would use their money to purchase various securities for their accounts; had an "inside line" to upcoming "hot" IPOs, particularly for Internet and other technology-related companies; and could deliver large profits quickly. The complaint charges that Garian and NIE furthered their scheme by sending investors false monthly account statements that represented that NIE was purchasing large volumes of IPO shares and other securities on their behalf and making large profits from Garian's trading activities. The SEC's complaint alleges that Garian's and NIE's conduct violated federal antifraud, investment adviser fraud, and securities and investment company registration provisions of the federal securities laws. The SEC's complaint asks the Court to: (1) enjoin Garian and NIE from committing further securities law violations; (2) order Garian and NIE to return, with interest, all ill-gotten gains; and (3) order Garian to pay a civil money penalty. The litigation in that matter is ongoing. (Litigation Release No. 17974). [SEC v. National Investment Enterprises and Michael Garian a/k/a Melkon Gharakhanian a/k/a Bika Balian, Civil Action No. (CV 03-0896 GHK, JWJx, C.D. Cal.] (LR-18186) COMMISSION FILES COMPLAINT AGAINST THE HARTCOURT COMPANIES, INC. AND TWO INDIVIDUALS IN FORM S-8 CAPITAL RAISING SCHEME The Commission announced today that, on May 27, 2003, it filed a complaint in federal district court in Los Angeles against The Hartcourt Companies, Inc., based in Long Beach, California, Alan V. Phan, Hartcourt's former Chairman, CEO and President and a resident of Long Beach, and Yongzhi Yang of Los Angeles. The complaint alleges that the defendants participated in a scheme to illegally raise money for Hartcourt by using a Form S-8 registration statement. According to the complaint, from September 1999 to November 1999, Hartcourt raised over $800,000 by issuing one million shares of Hartcourt stock, pursuant to a Form S-8 registration statement, to Yang's wife, purportedly to compensate her for services provided to Hartcourt. The complaint alleges that Phan, with Yang's assistance, used the majority of the Form S-8 stock to raise capital for Hartcourt. Form S-8 registration statements permit the issuance of stock to consultants to compensate them for services rendered but cannot be used by the issuer, such as Hartcourt, to raise capital for itself. The complaint also alleges that Phan caused Hartcourt to issue a series of false and misleading press releases while Yang was selling stock into the market. During the period in which Hartcourt issued the press releases, its stock price rose from $1.27 to $4.50, a 254% increase. The Commission's complaint alleges that the defendants violated the securities registration provisions of Sections 5(a) and 5(c) of the Securities Act of 1933 and the antifraud provisions of Section 17(a) of the Securities Act and Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder. The Commission is seeking permanent injunctions and civil penalties against Hartcourt, Phan, and Yang and disgorgement and prejudgment interest against Hartcourt and Yang. In addition, the Commission is seeking an officer and director bar against Phan. [SEC v. The Hartcourt Companies, Inc., et al., C.D. Cal.] (LR- 18187) SELF-REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES A proposed rule change (SR-Phlx-2003-32), and Amendment No. 1 thereto, filed by the Philadelphia Stock Exchange relating to its Rule 452, Limitations on Members' Trading because of Customers' Orders has become immediately effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934 and Rule 19b-4(f)(6), thereunder. Publication of the proposal is expected in the Federal Register during the week of June 16. (Rel. 34-48003) The Depository Trust Company filed a proposed rule change (SR-DTC-2002- 16) under Section 19(b)(3)(A) of the Securities Exchange Act. The proposed rule change, which was effective upon filing, will enhance DTC's Direct Payment Option of its Elective Dividend Service. Publication of the proposal is expected in the Federal Register during the week of June 16. (Rel. 34-48005) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-8 ENGLOBAL CORP, 600 CENTURY PLZ, BLDG 140, HOUSTON, TX, 77073-6033, 2818213200 - 2,200,000 ($4,928,000.00) Equity, (File 333-105966 - Jun. 10) (BR. 06) S-8 MEDICAL INTERNATIONAL TECHNOLOGY INC, 2281 GUENETTE, ., VILLE SAINT-LAURENT, A8, HR4 2E9, (514) 339-9355 - 1,500,000 ($450,000.00) Equity, (File 333-105967 - Jun. 10) (BR. 06) SB-2 STORAGE ALLIANCE INC, 725 435 FOURTH AVENUE SW, CALGARY ALBERTA T2P 3A8, CANADA, A0, T2P 3A8, 403-264-2500 - 3,602,045 ($2,413,370.15) Equity, (File 333-105968 - Jun. 10) (BR. 04) S-8 VALSPAR CORP, 1101 THIRD ST SOUTH, MINNEAPOLIS, MN, 55415, 6123327371 - 10,000,000 ($88,300,000.00) Equity, (File 333-105971 - Jun. 10) (BR. 02) S-4 SUN COMMUNITIES OPERATING LIMITED PARTNERSHIP, 31700 MIDDLEBELT RD SUITE 145, FARMINGTON HILLS, MI, 48334, 8109323100 - 0 ($150,000,000.00) Non-Convertible Debt, (File 333-105972 - Jun. 10) (BR. 08) S-8 ONYX ACCEPTANCE CORP, 27051 TOWNE CENTRE DRIVE, FOOTHILL RANCH, CA, 92610, 9494653500 - 0 ($860,680.92) Equity, (File 333-105973 - Jun. 10) (BR. 07) S-8 GASCO ENERGY INC, 14 INVERNESS DRIVE EAST BLDG H, BLDG H SUITE 236, ENGLEWOOD, CO, 80112, 3037130047 - 425,000 ($246,500.00) Equity, (File 333-105974 - Jun. 10) (BR. 04) S-8 PLANETLINK COMMUNICATIONS INC, 404-8430123 - 8,000,000 ($80,000.00) Equity, (File 333-105975 - Jun. 10) (BR. 02) S-8 VENTANA MEDICAL SYSTEMS INC, 3865 N BUSINESS CENTER DRIVE, TUCSON, AZ, 85705, 5208872155 - 0 ($37,650,000.00) Equity, (File 333-105976 - Jun. 10) (BR. 36) S-3 LEXINGTON CORPORATE PROPERTIES TRUST, 355 LEXINGTON AVE, NEW YORK, NY, 10017, 2126927260 - 0 ($13,300,700.00) Equity, (File 333-105977 - Jun. 10) (BR. 08) F-6 YAMAHA CORP, 10-1 NAKAZAWA-CHO HAMAMATSU, SHI ZUOKA, M0, 430-8650, 1,000,000 ($5,000,000.00) ADRs/ADSs, (File 333-105978 - Jun. 10) (BR. ) S-3 MBIA INC, 113 KING ST, ARMONK, NY, 10504, 914-273-4545 - 0 ($400,000,000.00) Unallocated (Universal) Shelf, (File 333-105980 - Jun. 10) (BR. 01) S-3 AMERIQUEST MORTGAGE SECURITIES INC, 1100 TOWN & COUNTRY ROAD, ORANGE, CA, 92868, 7145419960 - 0 ($10,000,000,000.00) Mortgage Backed Securities, (File 333-105982 - Jun. 10) (BR. 05) S-1 PDC 2003 DRILLING PROGRAM I, C/O PETROLEUM DEVELOPMENT CORP, 103 E. MAIN ST., BRIDGEPORT, WV, 26330, 3048423597 - 2,625 ($52,500,000.00) Limited Partnership Interests, (File 333-105983 - Jun. 10) (BR. ) S-8 BSB BANCORP INC, 58-68 EXCHANGE ST, BINGHAMTON, NY, 13902, 6077792525 - 750,000 ($18,697,500.00) Equity, (File 333-105984 - Jun. 10) (BR. 07) S-3 VIVUS INC, 1172 CASTRO ST, STE 200, MOUNTAIN VIEW, CA, 94040, 6509345265 - 4,375,000 ($21,700,000.00) Equity, (File 333-105985 - Jun. 10) (BR. 36) S-8 SCHWEITZER MAUDUIT INTERNATIONAL INC, 100 NORTH POINT CENTER EAST, SUITE 600, ALPHARETTA, GA, 30022-8246, 8005140186 - 0 ($2,458,500.00) Equity, (File 333-105986 - Jun. 10) (BR. 04) S-3 ANNALY MORTGAGE MANAGEMENT INC, 1211 AVENUE OF THE AMERICAS, NEW YORK, NY, 10036, 212 696 0100 - 0 ($749,999,830.00) Equity, (File 333-105987 - Jun. 10) (BR. 08) S-4 INTERNATIONAL PAPER CO /NEW/, 400 ATLANTIC STREET, STAMFORD, CT, 06921, 203-541-8000 - 1,000,000,000 ($1,046,725,000.00) Other, (File 333-105988 - Jun. 10) (BR. 04) S-3 WATTS INDUSTRIES INC, 815 CHESTNUT ST, NORTH ANDOVER, MA, 01845, 9786881811 - 0 ($100,000,000.00) Unallocated (Universal) Shelf, (File 333-105989 - Jun. 10) (BR. 06) S-3 KIMBERLY CLARK CORP, P O BOX 619100, DFW AIRPORT STATION, DALLAS, TX, 75261-9100, 9722811200 - 1,500,000,000 ($1,500,000,000.00) Non-Convertible Debt, (File 333-105990 - Jun. 10) (BR. 04) SB-2 SAN RAFAEL BANCORP, 851 IRWIN ST, SAN RAFAEL, CA, 94901, 0 ($27,000,000.00) Equity, (File 333-105991 - Jun. 10) (BR. ) S-4 ZORAN CORP \DE\, 3112 SCOTT BOULEVARD, SUITE 255, SANTA CLARA, CA, 95054, 4089194111 - 0 ($335,498,545.00) Equity, (File 333-105993 - Jun. 10) (BR. 36) S-8 DEPOMED INC, 1360 O'BRIEN DRIVE, MENLO PARK, CA, 94025, 6504625900 - 0 ($6,705,000.00) Equity, (File 333-105994 - Jun. 10) (BR. 01) S-8 GLACIER BANCORP INC, 49 COMMONS LOOP, ., KALISPELL, MT, 59901, 4067564200 - 1,650,000 ($41,893,500.00) Equity, (File 333-105995 - Jun. 10) (BR. 07) S-8 NOVA INTERNATIONAL FILMS INC, 6350 N.E. CAMPUS DRIVE, VANCOUVER, WA, 98661, 3607377700 - 11,500,000 ($8,050,000.00) Debt Convertible into Equity, (File 333-105996 - Jun. 10) (BR. 37) S-8 QUANTA SERVICES INC, 1360 POST OAK BLVD, SUITE 2100, HOUSTON, TX, 77056, 7133506000 - 1,000,000 ($7,900,000.00) Equity, (File 333-105997 - Jun. 10) (BR. 08) S-8 SCHWEITZER MAUDUIT INTERNATIONAL INC, 100 NORTH POINT CENTER EAST, SUITE 600, ALPHARETTA, GA, 30022-8246, 8005140186 - 437,500 ($10,755,937.00) Equity, (File 333-105998 - Jun. 10) (BR. 04) S-3 ALCAN INC, 1188 SHERBROOKE ST WEST, MONTREAL QUEBEC CANA, A8, 00000, 5148488000 - 1,000,000,000 ($1,000,000,000.00) Other, (File 333-105999 - Jun. 10) (BR. 04) S-4 PROSPERITY BANCSHARES INC, 4295 SAN FELIPE, N/A, HOUSTON, TX, 77027, 7136939300 - 8,000,000 ($150,640,000.00) Equity, (File 333-106000 - Jun. 10) (BR. 07) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: Item 1. Changes in Control of Registrant. Item 2. Acquisition or Disposition of Assets. Item 3. Bankruptcy or Receivership. Item 4. Changes in Registrant's Certifying Accountant. Item 5. Other Materially Important Events. Item 6. Resignations of Registrant's Directors. Item 7. Financial Statements and Exhibits. Item 8. Change in Fiscal Year. Item 9. Regulation FD Disclosure. The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports previously filed, responding to the item(s) of the form specified. 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 DATE COMMENT ---------------------------------------------------------------------------------- AAMES FINANCIAL CORP/DE DE X 04/30/03 AASTROM BIOSCIENCES INC MI X X 06/09/03 ABN AMRO MORT CORP MULTI CLASS MORT P DE X X 06/01/03 ABN AMRO MORT CORP MULTI CLASS MORT P DE X X 06/01/03 ABN AMRO MORT CORP MULTI CLASS MORT P DE X X 06/01/03 ACCLAIM ENTERTAINMENT INC DE X X 06/05/03 ACTRADE FINANCIAL TECHNOLOGIES LTD DE X X 06/10/03 AEGIS ASSESSMENTS INC DE X 06/03/03 AESP INC FL X 06/10/03 AIR TEST TECHNOLOGY INC X X 05/27/03 AIRTRAN HOLDINGS INC NV X X 06/10/03 ALEXION PHARMACEUTICALS INC DE X X 06/06/03 AMERICAN HOMEPATIENT INC DE X X 06/10/03 AMERICAN PLUMBING & MECHANICAL INC DE X X 06/05/03 AMERON INTERNATIONAL CORP DE X X 05/21/03 AMEND ANADARKO PETROLEUM CORP DE X X 06/09/03 ANDREA ELECTRONICS CORP NY X X 06/05/03 APOGEE TECHNOLOGY INC DE X 06/06/03 ARCHSTONE SMITH OPERATING TRUST MD X 05/09/03 ARCHSTONE SMITH TRUST CO X 05/09/03 AT ROAD INC CA X X 06/09/03 AXCELIS TECHNOLOGIES INC DE X X 06/09/03 BEAR STEARNS ASSET BACKED SECURITIES DE X X 06/08/03 BION ENVIRONMENTAL TECHNOLOGIES INC CO X X 04/12/03 BIOTRANSPLANT INC DE X X 06/04/03 BLUE RIVER BANCSHARES INC IN X X 06/09/03 BOSTON BEER CO INC MA X 06/10/03 BROOKE CORP KS X X 06/10/03 BURGERS BY FARFOUR INC FL X X 06/06/03 BURLINGTON COAT FACTORY WAREHOUSE COR DE X 06/10/03 CARRIAGE SERVICES INC DE X X 06/10/03 CASEYS GENERAL STORES INC IA X X 06/10/03 CATTLESALE CO DE X X X 06/10/03 CATUITY INC DE X 06/10/03 CENTURY BUSINESS SERVICES INC DE X X 06/10/03 CHECKERS DRIVE IN RESTAURANTS INC /DE DE X 06/06/03 CINERGY CORP DE X X 06/10/03 CITIZENS BANKING CORP MI X 06/10/03 COGNEX CORP MA X X 06/05/03 COMDIAL CORP DE X X 06/06/03 COMMONWEALTH BIOTECHNOLOGIES INC VA X X 05/28/03 AMEND COMPETITIVE TECHNOLOGIES INC DE X 06/10/03 CONGOLEUM CORP DE X X 06/06/03 CONTINENTAL AIRLINES INC /DE/ DE X X 06/10/03 COUNTRYWIDE FINANCIAL CORP DE X 05/31/03 CREDIT ACCEPTANCE CORPORATION MI X X 06/09/03 CULP INC NC X X 04/27/03 DALEEN TECHNOLOGIES INC DE X X 06/10/03 DANKA BUSINESS SYSTEMS PLC X X 06/10/03 DANKA BUSINESS SYSTEMS PLC X 06/10/03 DAYTON SUPERIOR CORP OH X 06/10/03 DELTAGEN INC DE X X 06/09/03 DIVINE INC DE X 05/23/03 ELECTRO SCIENTIFIC INDUSTRIES INC OR X X 06/09/03 ELECTRONIC SYSTEMS TECHNOLOGY INC WA X X 06/06/03 ENCOMPASS SERVICES CORP TX X X X 05/28/03 ENVIRONMENTAL POWER CORP DE X 06/02/03 AMEND ESSEX CORPORATION VA X X 02/28/03 AMEND ETHAN ALLEN INTERIORS INC DE X X 06/09/03 FEDERAL AGRICULTURAL MORTGAGE CORP X X 06/10/03 FEI CO OR X X 06/09/03 FENWAY INTERNATIONAL INC NV X X 12/26/02 AMEND FINANCIAL INDUSTRIES CORP TX X X 06/05/03 FIRST ADVANTAGE CORP DE X X 06/10/03 FIRST CONNECTICUT CAPITAL CORP/NEW/ CT X X 06/04/03 FIRSTWAVE TECHNOLOGIES INC GA X 03/04/03 AMEND FUTURE CARZ INC NV X 05/31/03 FUTURE CARZ INC NV X 05/31/03 AMEND GALAXY INVESTMENTS INC CO X X 06/02/03 GENELABS TECHNOLOGIES INC /CA CA X X 06/10/03 GENERAL MOTORS CORP DE X 06/10/03 GENESCO INC TN X 06/12/03 GENETRONICS BIOMEDICAL CORP X 06/09/03 GEVITY HR FL X X 06/06/03 GRAHAM CORP DE X X 03/31/03 GUITAR CENTER INC DE X X 06/09/03 HALLIBURTON CO DE X 06/06/03 HASTINGS ENTERTAINMENT INC TX X 06/10/03 HAUSER INC DE X X 05/30/03 HELMERICH & PAYNE INC DE X 06/10/03 HENNESSY ADVISORS INC X X 06/03/03 IDT CORP DE X X 06/10/03 IMMTECH INTERNATIONAL INC DE X 06/10/03 INNERSPACE CORP DE X X 06/09/03 INNOVATION HOLDINGS NV X X 06/04/03 INTERNATIONAL PAPER CO /NEW/ NY X X 06/10/03 INTERVOICE INC TX X X 06/09/03 INVERNESS MEDICAL INNOVATIONS INC DE X X 06/06/03 INVITROGEN CORP DE X X 03/28/03 AMEND IRON AGE CORP DE X X 06/10/03 IRON AGE HOLDINGS CORP DE X X 06/10/03 IRWIN FINANCIAL CORPORATION IN X X 06/10/03 IVILLAGE INC DE X X 06/09/03 JETBLUE AIRWAYS CORP DE X X 06/09/03 KINGDOM VENTURES INC NV X X 06/09/03 KRAMONT REALTY TRUST MD X X 06/10/03 KROGER CO OH X 05/24/02 AMEND LABOR READY INC WA X X 06/09/03 LAKELAND INDUSTRIES INC DE X 06/11/03 LEVI STRAUSS & CO DE X 06/10/03 LIVEPERSON INC DE X 06/10/03 LOCKHEED MARTIN CORP MD X X 06/10/03 LONE STAR TECHNOLOGIES INC DE X 06/10/03 MEDIX RESOURCES INC CO X 06/10/03 MERCURY INTERACTIVE CORPORATION DE X X 06/10/03 MERRILL LYNCH & CO INC DE X X 06/10/03 MERRILL LYNCH MORT INV INC MRT PSS TH DE X X 04/25/03 MERRILL LYNCH MORT INV INC MRT PSS TH DE X X 05/25/03 MERRILL LYNCH MORTGAGE INVESTORS INC DE X X 06/05/03 MESA AIR GROUP INC NV X X 06/10/03 MESA AIR GROUP INC NV X X 06/10/03 METROLOGIC INSTRUMENTS INC NJ X 06/09/03 MICROCHIP TECHNOLOGY INC DE X X 06/10/03 MORGAN STANLEY ABS CAPITAL I INC DE X X 06/05/03 MORTGAGE ASSET SEC TRANS INC MRT PS T DE X 06/10/03 MORTGAGE ASSET SECURITIZATION TRANSAC DE X X 06/09/03 MORTGAGE PASS- THROUGH CERTIFICATES S DE X X 06/01/03 MS STRUCTURED ASSET CORP DE X 06/10/03 MULTILINK TECHNOLOGY CORP CA X X 06/09/03 N-VIRO INTERNATIONAL CORP DE X 06/06/03 NARA BANCORP INC DE X X 06/09/03 NATIONAL VISION INC GA X 06/10/03 NATIONWIDE HEALTH PROPERTIES INC MD X 06/10/03 NBTY INC DE X X 06/09/03 NCT FUNDING CO LLC DE X X 06/10/03 NOBILITY HOMES INC FL X 06/05/03 NUWAY MEDICAL INC DE X X 06/09/03 OXIGENE INC DE X X 06/10/03 PALLADIUM COMMUNICATIONS INC NV X X X 06/05/03 PASS THROUGH CERTIFICATES SERIES 200 DE X X 06/01/03 PASS THROUGH CERTIFICATES SERIES 2002 DE X X 06/01/03 PASS THROUGH CERTIFICATES SERIES 2002 DE X X 06/01/03 PAVING STONE CORP NY X X 06/02/03 PEREGRINE PHARMACEUTICALS INC DE X X 06/09/03 PNC MORTGAGE SEC CORP MORT PASS THR C DE X X 06/01/03 POTLATCH CORP DE X 06/09/03 PREMCOR INC DE X X 06/04/03 PRICELINE COM INC DE X 06/09/03 PUMATECH INC DE X X 03/27/03 AMEND QWEST COMMUNICATIONS INTERNATIONAL IN DE X X 06/09/03 R F INDUSTRIES LTD NV X 04/30/03 RAE SYSTEMS INC DE X 06/10/03 RAMCO GERSHENSON PROPERTIES TRUST MA X X 06/09/03 RAMCO GERSHENSON PROPERTIES TRUST MA X X 06/10/03 RCN CORP /DE/ DE X X 06/06/03 REGISTER COM INC DE X X 06/10/03 RELIANT RESOURCES INC DE X X 06/09/03 RESIDENTIAL ASSET SECURITIES CORP DE X X 06/10/03 RESIDENTIAL FUNDING MORTGAGE SECURITI DE X X 06/10/03 SALON MEDIA GROUP INC DE X X 04/29/03 SAMSONITE CORP/FL DE X 06/10/03 SCHICK TECHNOLOGIES INC DE X X 06/10/03 SCHICK TECHNOLOGIES INC DE X X 06/04/03 AMEND SCHLUMBERGER LTD /NV/ P8 X X 06/04/03 SENECA FOODS CORP /NY/ NY X X 06/10/03 SHIRE PHARMACEUTICALS GROUP PLC X X 06/10/03 SHIRE PHARMACEUTICALS GROUP PLC X X 06/10/03 SILICON GRAPHICS INC DE X 06/10/03 SKYWEST INC UT X X 05/30/03 AMEND SOCKET COMMUNICATIONS INC DE X X 06/09/03 SOUTHERN COMMUNITY FINANCIAL CORP NC X X 06/10/03 SOUTHERN PERU COPPER CORP/ DE X 06/30/03 SOUTHERN UNION CO DE X X 06/10/03 SPANISH BROADCASTING SYSTEM INC DE X 06/09/03 SPX CORP DE X X 06/05/03 STEWART ENTERPRISES INC LA X 06/10/03 STEWART ENTERPRISES INC LA X X 06/10/03 STRUCTURED PRODUCTS CORP DE X 06/01/03 STRUCTURED PRODUCTS CORP CAST STEP UP DE X 06/02/03 STRUCTURED PRODUCTS CORP CAST STEP UP DE X 06/01/03 SUREBEAM CORP DE X X 06/03/03 TARGETED GENETICS CORP /WA/ WA X X 06/05/03 TECHTEAM GLOBAL INC DE X X 06/10/03 TEXAS INSTRUMENTS INC DE X X 06/10/03 TEXAS REGIONAL BANCSHARES INC TX X X 06/10/03 TIB FINANCIAL CORP FL X 06/10/03 TRIAD INDUSTRIES INC NV X 06/30/00 AMEND TTR TECHNOLOGIES INC DE X X 06/10/03 AMEND UAL CORP /DE/ DE X 06/10/03 UNIFIED FINANCIAL SERVICES INC DE X 06/09/03 UNITED STATES EXPLORATION INC CO X X 06/10/03 US HOME SYSTEMS INC /TX DE X X 06/05/03 VERTIS INC DE X X 06/09/03 VITAL IMAGES INC MN X X 06/09/03 WAMU MOR PASS THRU CERT SER 2001-AR1 DE X X 06/01/03 WAMU MORTAGE PASS THRU CERT SERIES 20 DE X X 06/01/03 WAMU MORTGAGE PASS THROUGH CERT 2002- DE X X 06/01/03 WAMU MORTGAGE PASS THROUGH CERT SER 2 DE X X 06/01/03 WAMU MORTGAGE PASS THROUGH CERT SER 2 DE X X 06/01/03 WAMU MORTGAGE PASS THROUGH CERT SERIE DE X X 06/01/03 WAMU MORTGAGE PASS THROUGH CERT SERIE DE X X 06/01/03 WAMU MORTGAGE PASS THROUGH CERT SERIE DE X X 06/01/03 WAMU MORTGAGE PASS THROUGH CERTIFICAT DE X X 06/01/03 WAMU MORTGAGE PASS THROUGH CERTIFICAT DE X X 06/01/03 WAMU MORTGAGE PASS THROUGH CERTIFICAT DE X X 06/01/03 WAMU MORTGAGE PASS THROUGH CERTIFICAT DE X X 06/01/03 WAMU MORTGAGE PASS THROUGH CERTIFICAT DE X X 06/01/03 WAMU MORTGAGE PASS THROUGH CERTIFICAT DE X X 06/01/03 WAMU MORTGAGE PASS THROUGH CERTIFICAT DE X X 06/01/03 WAMU MORTGAGE PASS THROUGH CERTIFICAT DE X X 06/01/03 WAMU MORTGAGE PASS THROUGH CERTIFICAT DE X X 06/01/03 WAMU MORTGAGE PASS THROUGH CERTIFICAT DE X X 06/01/03 WAMU MORTGAGE PASS THROUGH CERTIFICAT DE X X 06/01/03 WAMU MORTGAGE PASS THROUGH CERTIFICAT DE X X 06/01/03 WAMU MORTGAGE PASS THROUGH CERTIFICAT DE X X 06/01/03 WAMU MORTGAGE PASS THROUGH CERTIFICAT DE X X 06/01/03 WAMU MORTGAGE PASS THROUGH CERTIFICAT DE X X 06/01/03 WAMU MORTGAGE PASS THROUGH CERTIFICAT DE X X 06/01/03 WAMU MORTGAGE PASS THROUGH CERTIFICAT DE X X 06/01/03 WAMU MORTGAGE PASS THROUGH CERTIFICAT DE X X 06/01/03 WAMU MORTGAGE PASS THROUGH CERTIFICAT DE X X 06/01/03 WAMU MORTGAGE PASS THROUGH CERTIFICAT DE X X 06/01/03 WAMU MORTGAGE PASS THRU CERTIFICATE S DE X X 06/01/03 WAMU MORTGAGE PASS 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