SEC NEWS DIGEST Issue 2004-103 May 27, 2004 ENFORCEMENT PROCEEDING IN THE MATTER OF MICHAEL BOSTON An Administrative Law Judge has issued an Order Making Findings and Imposing Remedial Sanction By Default (Default Order) in Michael Boston. The Order Instituting Proceedings alleged that on Oct. 10, 2002, a judgment by default was entered against Michael Boston in the U.S. District Court for the Southern District of New York, permanently enjoining him from violating Sections 5(a), 5(c), and 17(a) of the Securities Act of 1933, Section 10(b) of the Securities Exchange Act of 1934, and Rule 10b-5 thereunder. The Default Order finds these allegations to be true and bars Michael Boston from association with any broker or dealer. (Rel. 34-49778; File No. 3-11459) SEC SETTLES FRAUD CASE AGAINST RITE AID'S FORMER CFO The Commission announced today that it has reached a settlement with former Rite Aid Corporation CFO Frank M. Bergonzi. On June 21, 2002, the Commission filed accounting fraud charges in federal district court in the Middle District of Pennsylvania against Bergonzi and two other former senior executives of Rite Aid, the nationwide drug store chain based in Harrisburg, Pennsylvania. The Commission submitted the judgment, to which Bergonzi consented without admitting or denying the allegations in the Commission's complaint, to the Hon. J. Rambo. The Commission's case has been stayed pending the outcome of the related criminal actions against Bergonzi and others. Bergonzi, who pled guilty to criminal charges involving his conduct while at Rite Aid in a case filed by the United States Attorney for the Middle District of Pennsylvania, was sentenced earlier today in connection to significant criminal sanctions. In its civil action, the Commission charged that Bergonzi, Martin L. Grass, Rite Aid's former CEO, and Franklin C. Brown, the former vice chairman and chief legal officer, were responsible for one of the most egregious accounting frauds in recent history. The Commission alleged that Bergonzi and the others conducted a wide-ranging accounting fraud scheme that resulted in the significant inflation of Rite Aid's net income in every quarter from May 1997 to May 1999. After the discovery of improper and unsubstantiated accounting transactions, in July and October 2000 Rite Aid restated cumulative pretax income by a massive $2.3 billion dollars and cumulative net income by $1.6 billion dollars. Rite Aid's restatement was, at the time, by far the largest financial restatement ever by a public company. The Commission's subsequent investigation into the reasons for the restatement culminated in its charges against Bergonzi and the others. The judgment would order Bergonzi to be barred from acting as an officer or director of a public company. In addition, Bergonzi would be permanently enjoined from future violations of the antifraud, reporting, books and records, internal controls, and other provisions of the Securities Act of 1933 and the Securities Exchange Act of 1934, specifically Section 17(a) of the Securities Act, Sections 10(b) and 13(b)(5) of the Exchange Act, and Rules 10b-5, 13b2-1, and 13b2-2 thereunder, and, as a controlling person pursuant to Section 20(a) of the Exchange Act, Sections 13(a) and 13(b)(2) of the Exchange Act and Rules 12b-20, 13a-1 and 13a-13. Bergonzi would not be ordered to pay civil penalties, and disgorgement of $299,774.00 plus prejudgment interest of $199,066.70 would be waived, based on his financial condition. [SEC v. Frank M. Bergonzi, Martin L. Grass, and Franklin C. Brown, No. 1:CV02-1084, MDPA] (LR-18727; AAE Rel. 2023) SECURITIES INVESTOR PROTECTION ACT RELEASES ORDER AFFIRMING DETERMINATION BY THE SECURITIES INVESTOR PROTECTION CORPORATION (SIPC) THAT SWIFT TRADE SECURITIES USA INC. IS NOT A MEMBER OF SIPC The Commission has issued an order, pursuant to Section 3(a)(2)(B) of the Securities Investor Protection Act (SIPA), affirming SIPC's determination that Swift Trade Securities USA Inc. (Swift Trade USA) is not a member of SIPC. On May 4, 2004, SIPC filed a request that the Commission affirm SIPC's determination that Swift Trade USA is a person whose business is conducted outside the United States, its territories and possessions, and that therefore it is not a member of SIPC pursuant to Section 3(a)(2)(A)(i) of SIPA. The Commission, consistent with the public interest and the purposes of SIPA under Section 3(a)(2)(B) of SIPA, affirmed SIPC's determination that Swift Trade USA is a person whose business is conducted outside the United States, its territories and possessions, and that therefore it is not a member of SIPC. (Rel. SIPA Rel. 165) SELF-REGULATORY ORGANIZATIONS APPROVAL OF PROPOSED RULE CHANGES The Commission approved a proposed rule change (SR-CBOE-2004-13) and Amendment No. 1 thereto submitted by the Chicago Board Options Exchange relating to retroactive crediting of certain DPM principal acting as agent order transaction fees. (Rel. 34-49769) The Commission approved a proposed rule change (SR-CHX-2003-24) and Amendment Nos. 1 and 2 thereto submitted by the Chicago Stock Exchange relating to the definition of Primary Market. Publication is expected in the Federal Register during the week of May 31. (Rel. 34-49774) IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES A proposed rule change and Amendment No. 1 thereto filed by the Philadelphia Stock Exchange relating to a temporary waiver of equity option and index option specialist transaction fees and ROT comparison fees on new and recent option listings (SR-Phlx-2004-31) has become immediately effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of May 31. (Rel. 34-49770) PROPOSED RULE CHANGES The Chicago Stock Exchange filed a proposed rule change (SR-CHX-2004-08) to amend the CHX Membership Dues and Fees Schedule to provide a tape credit of 50% to specialists trading Tape A and Tape B securities. Publication of the notice in the Federal Register is expected during the week of May 31. (Rel. 34-49772) The Depository Trust Company filed a proposed rule change (SR-DTC-2004- 04) that would allow DTC to establish a Valued Delivery Order interface with the National Securities Clearing Corporation. Publication of the proposal is expected in the Federal Register during the week of May 31. (Rel. 34-49777) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-8 FORSYTH BANCSHARES INC, 501 TRI COUNTY PLAZA, HIGHWAYS 9 AND 20, CUMMING, GA, 30040, 7708869500 - 0 ($1,600,000.00) Equity, (File 333-115866 - May. 26) (BR. 07) S-8 INTER PARFUMS INC, 551 FIFTH AVE, STE 1500, NEW YORK, NY, 10176, 2129832640 - 137,913 ($590,267.64) Equity, (File 333-115867 - May. 26) (BR. 06) S-1 Fidelity National Information Services, Inc., 601 RIVERSIDE AVENUE, JACKSONVILLE, FL, 32204, 904-854-8100 - 0 ($500,000,000.00) Equity, (File 333-115870 - May. 26) (BR. ) S-8 HUNGARIAN TELEPHONE & CABLE CORP, 1201 THIRD AVENUE, SUITE 3400, SEATTLE, WA, 98101, 206-654-0204 - 2,189,410 ($20,405,301.20) Equity, (File 333-115871 - May. 26) (BR. 37) S-8 APTARGROUP INC, 475 W TERRA COTTA AVE, STE E, CRYSTAL LAKE, IL, 60014, 8154770424 - 0 ($101,394,000.00) Equity, (File 333-115872 - May. 26) (BR. 06) S-8 HEALTHBRIDGE INC, 1177 WEST HASTINGS ST #1818, VANCOUVER BRITISH COLUMBIA, V6E 2K3, A1, V6E 2K3, 6046021717 - 1,000,000 ($180,000.00) Equity, (File 333-115873 - May. 26) (BR. 06) S-3 SONUS PHARMACEUTICALS INC, 22026 2OTH AVE SE, STE 102, BOTHELL, WA, 98021, 2064879500 - 0 ($13,485,000.00) Equity, (File 333-115876 - May. 26) (BR. 01) S-8 MAXXZONE COM INC, 1770 N GREEN VALLEY PARKWAY ST 3214, HENDERSON, NV, 89014, 702-616-7337 - 12,085,000 ($108,765.00) Equity, (File 333-115877 - May. 26) (BR. 08) S-3 DELMARVA POWER & LIGHT CO /DE/, 800 KING ST, PO BOX 231, WILMINGTON, DE, 19899, 3024293114 - 0 ($150,000,000.00) Non-Convertible Debt, (File 333-115879 - May. 26) (BR. 02) S-8 AVALON GOLD CORP, 6046640499 - 2,500,000 ($200,000.00) Equity, (File 333-115880 - May. 26) (BR. 04) S-8 NTL INC, 909 THIRD AVENUE, SUITE 2863, NEW YORK, NY, 10022, 212-906-8440 - 170,234 ($9,596,090.58) Equity, (File 333-115881 - May. 26) (BR. 37) S-3 GREATER BAY BANCORP, 2860 WEST BAYSHORE ROAD, PALO ALTO, CA, 94303, 4153751555 - 0 ($239,353,830.00) Debt Convertible into Equity, (File 333-115886 - May. 26) (BR. 07) S-8 AMERICHIP INTERNATIONAL INC, 12933 WEST EIGHT MILE ROAD, DETROIT, MI, 48235, 800,000 ($440,000.00) Equity, (File 333-115887 - May. 26) (BR. 36) S-3 GS MORTGAGE SECURITIES CORP II, 85 BROAD ST, NEW YORK, NY, 10004, 2129021000 - 0 ($10,000,000,000.00) Other, (File 333-115888 - May. 26) (BR. 05) S-3 GENESIS BIOVENTURES INC, 1A - 3033 KING GEORGE HIGHWAY, SURREY, BRITISH COLUMBIA CAN, A1, V4P 1B8, 6045420820 - 0 ($5,156,391.00) Equity, (File 333-115889 - May. 26) (BR. 01) S-3 CELSION CORP, 10220-I OLD COLUMBIA PIKE, STE I, COLUMBIA, MD, 21046-1705, 4102905390 - 13,376,139 ($10,700,911.00) Equity, (File 333-115890 - May. 26) (BR. 36) S-8 YARDVILLE NATIONAL BANCORP, 2465 KUSER RD, HAMILTON, NJ, 08690, 6096316218 - 250,000 ($6,096,000.00) Equity, (File 333-115891 - May. 26) (BR. 07) S-8 OMNICOM GROUP INC, 437 MADISON AVE, NEW YORK, NY, 10022, 2124153700 - 50,000 ($3,947,500.00) Equity, (File 333-115892 - May. 26) (BR. 37) S-8 ASSURED GUARANTY LTD, 0 ($130,905,519.00) Equity, (File 333-115893 - May. 26) (BR. 01) S-3 ULTIMATE SOFTWARE GROUP INC, ULTIMATE SOFTWARE GROUP INC, 2000 ULTIMATE WAY, WESTON, FL, 33326, 9542661000 - 1,398,182 ($16,729,247.63) Equity, (File 333-115894 - May. 26) (BR. 03) S-3 PROGENICS PHARMACEUTICALS INC, 777 OLD SAW MILL RIVER ROAD, TARRYTOWN, NY, 10591, 9147892800 - 0 ($60,000,000.00) Equity, (File 333-115895 - May. 26) (BR. 01) S-3D CITIZENS FIRST BANCORP INC, 525 WATER ST, PORT HURON, MI, 48060, 8109878300 - 0 ($11,355,000.00) Equity, (File 333-115896 - May. 26) (BR. 07) S-3 DIGITAL RECORDERS INC, 4018 PATRIOT DRIVE, SUITE 100, DURHAM, NC, 27703, 9193612155 - 0 ($4,119,375.00) Equity, (File 333-115897 - May. 26) (BR. 37) S-3 WINTRUST FINANCIAL CORP, 727 N BANK LANE, LAKE FOREST, IL, 60045, 8476154096 - 275,000 ($12,611,500.00) Equity, (File 333-115898 - May. 26) (BR. 07) SB-2 AXCESS INTERNATIONAL INC/TX, 3208 COMMANDER DR, DALLAS, TX, 75006, 9724076080 - 0 ($29,583,824.00) Equity, (File 333-115899 - May. 26) (BR. 03) SB-2 DAYSTAR TECHNOLOGIES INC, 900 GOLDEN GATE TERRACE, SUITE A, GRASS VALLEY, CA, 95945, 530-271-5557 - 0 ($7,534,080.00) Equity, (File 333-115900 - May. 26) (BR. 09) S-3 CONTANGO OIL & GAS CO, 3700 BUFFALO SPEEDWAY SUITE 960, HOUSTON, TX, 77098, 7139601901 - 0 ($5,229,350.46) Equity, (File 333-115901 - May. 26) (BR. 04) S-8 ZENITH NATIONAL INSURANCE CORP, 21255 CALIFA ST, WOODLAND HILLS, CA, 91367, 8187131000 - 0 ($10,950,000.00) Equity, (File 333-115902 - May. 26) (BR. 01) S-8 REWARDS NETWORK INC, 11900 BISCAYNE BLVD, STE 460, MIAMI, FL, 33181, 3058923300 - 0 ($43,584,000.00) Equity, (File 333-115903 - May. 26) (BR. 08) S-8 DICKIE WALKER MARINE INC, 1405 S COAST HGWY, OCEANSIDE, CA, 92054, 7604500360 - 0 ($1,132,500.00) Equity, (File 333-115904 - May. 26) (BR. 02) S-8 LABORATORY CORP OF AMERICA HOLDINGS, 358 S MAIN ST, BURLINGTON, NC, 27215, 3362291127 - 1,500,000 ($59,145,000.00) Equity, (File 333-115905 - May. 26) (BR. 01) SB-2 PROCERA NETWORKS INC, 3175 S WINCESTER BLVD, CAMPBELL, CA, 95008, 1,696,438 ($2,883,944.60) Equity, (File 333-115906 - May. 26) (BR. 03) SB-2 INVICTA GROUP INC, 9553 HARDING AVE, SUITE 301, MIAMI BEACH, FL, 33154, 3058666525 - 101,925,000 ($8,935,500.00) Equity, (File 333-115907 - May. 26) (BR. 05) S-8 AT&T CORP, ONE AT&T WAY, BEDMINSTER, NJ, 07921, 9082212000 - 3,000,000 ($49,560,000.00) Equity, (File 333-115908 - May. 26) (BR. 37) S-8 AT&T CORP, ONE AT&T WAY, BEDMINSTER, NJ, 07921, 9082212000 - 36,000,000 ($594,720,000.00) Equity, (File 333-115909 - May. 26) (BR. 37) S-8 TLC VISION CORP, 5600 EXPLORER DRIVE, SUITE 301, MISSISSAUGA ONTARIO, A6, 00000, 3144346900 - 0 ($4,990,000.00) Equity, (File 333-115910 - May. 26) (BR. 01) S-8 AMERICAN INTERNATIONAL GROUP INC, 70 PINE ST, NEW YORK, NY, 10270, 2127707000 - 0 ($6,993,000.00) Equity, (File 333-115911 - May. 26) (BR. 01) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: Item 1. Changes in Control of Registrant. Item 2. Acquisition or Disposition of Assets. Item 3. Bankruptcy or Receivership. Item 4. Changes in Registrant's Certifying Accountant. Item 5. Other Materially Important Events. Item 6. Resignations of Registrant's Directors. Item 7. Financial Statements and Exhibits. Item 8. Change in Fiscal Year. Item 9. Regulation FD Disclosure. Item 10. Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics. Item 11. Temporary Suspension of Trading Under Registrant's Employee Benefit Plans. Item 12. Results of Operations and Financial Condition. The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports previously filed, responding to the item(s) of the form specified. 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 10 11 12 13 DATE COMMENT ------------------------------------------------------------------------------------------------ ABERDEEN IDAHO MINING CO X X X 05/05/04 AMEND ADVANCED TECHNOLOGY INDUSTRIES INC DE X 05/25/04 AEGIS COMMUNICATIONS GROUP INC DE X X 05/24/04 AMCON DISTRIBUTING CO DE X X 05/26/04 AMERICA SERVICE GROUP INC /DE DE X X 05/25/04 AML COMMUNICATIONS INC DE X X 05/26/04 AMPEX CORP /DE/ DE X X 05/24/04 AMSOUTH AUTO RECEIVABLES LLC X X 05/17/04 ANTHRACITE CAPITAL INC MD X X 05/25/04 APPLETON PAPERS INC/WI X X 05/26/04 ARROW ELECTRONICS INC NY X X 05/24/04 ASSET BACKED FUNDING CORP ABFC ASSET DE X X 05/25/04 ATWOOD OCEANICS INC TX X X 05/26/04 AUTOIMMUNE INC DE X 05/24/04 AUTOZONE INC NV X X 05/26/04 AVANIR PHARMACEUTICALS CA X 05/25/04 AVERY DENNISON CORPORATION DE X X 05/25/04 BALDOR ELECTRIC CO MO X 05/25/04 BANC OF AMERICA MORTGAGE SECURITIES I DE X X 05/24/04 BANC OF AMERICA MORTGAGE SECURITIES I DE X X 05/24/04 BANC OF AMERICA MORTGAGE SECURITIES I DE X X 05/26/04 BANK OF AMERICA CORP /DE/ DE X 05/26/04 Bank of Commerce Holdings CA X 05/26/04 BARRA INC /CA DE X X 05/24/04 BEHRINGER HARVARD MID TERM VALUE ENHA TX X 05/26/04 AMEND BELDEN INC DE X X 05/25/04 BELK INC X X X 05/26/04 BIOPURE CORP DE X X 05/20/04 BIOTRANSPLANT INC DE X X 04/26/04 BONUSAMERICA WORLDWIDE CORP. NV X X X 05/26/04 AMEND BOSTON ACOUSTICS INC MA X X X 05/19/04 BRISTOL MYERS SQUIBB CO DE X 05/25/04 BROADVIEW MEDIA INC MN X X 05/24/04 BRUNSWICK CORP DE X X 05/21/04 BSD MEDICAL CORP DE X X 05/25/04 BULLDOG TECHNOLOGIES INC NV X 05/25/04 C-CHIP TECHNOLOGIES CORP NV X X 05/26/04 CACI INTERNATIONAL INC /DE/ DE X 05/26/04 CACI INTERNATIONAL INC /DE/ DE X 05/26/04 CACI INTERNATIONAL INC /DE/ DE X 05/26/04 CANADA SOUTHERN PETROLEUM LTD A5 X X 05/25/04 CARCO AUTO LOAN MASTER TRUST DE X X 05/17/04 CENTEX HOME EQUITY LOAN TRUST 2004-A DE X X 05/25/04 CENTIV INC DE X X 02/05/04 AMEND CFS BANCORP INC DE X X 05/24/04 CHEC FUNDING LLC CENTEX HOME EQUITY L DE X X 05/25/04 CINGULAR WIRELESS LLC DE X 05/25/04 CITIGROUP COMMERCIAL MORTGAGE SECURIT DE X X 05/24/04 COMMERCIAL CAPITAL BANCORP INC NV X X 05/26/04 CONCENTRA OPERATING CORP NV X X 05/26/04 CONEXANT SYSTEMS INC DE X 02/27/04 AMEND CONSTAR INTERNATIONAL INC DE X X 05/26/04 CONTINUUM GROUP A INC NV X 05/19/04 CONVERA CORP DE X 05/26/04 COPART INC CA X X 05/25/04 COVISTA COMMUNICATIONS INC NJ X X 05/26/04 CPI AEROSTRUCTURES INC NY X X 05/24/04 CREDIT ACCEPTANCE CORPORATION MI X X 05/25/04 CREDIT SUISSE FIRST BOSTON MORTGAGE S DE X X 05/25/04 CROWN ANDERSEN INC DE X X 05/26/04 CT HOLDINGS INC DE X X 05/24/04 CWALT INC X X 05/26/04 CWALT INC X X 05/26/04 CWALT INC X 05/26/04 CWALT INC X X 05/26/04 CWMBS INC DE X X 05/26/04 CWMBS INC DE X X 05/26/04 CWMBS INC DE X X 05/25/04 DAIMLERCHRYSLER AUTO TRUST 2004-A MI X X 05/10/04 DAIMLERCHRYSLER MASTER OWNER TRUST X X 05/17/04 DAKTRONICS INC /SD/ SD X X 05/26/04 DECKERS OUTDOOR CORP DE X X 05/26/04 DESERT HEALTH PRODUCTS INC AZ X X 03/16/04 AMEND DIGITAL RECORDERS INC NC X 05/26/04 DIGITAL RECORDERS INC NC X 05/26/04 DIGITAL RIVER INC /DE DE X X 05/25/04 DIGITAL RIVER INC /DE DE X X 05/26/04 DIMON INC VA X X 05/26/04 DIOMED HOLDINGS INC NV X 05/26/04 DIRECT INSITE CORP DE X X 05/11/04 DNB FINANCIAL CORP /PA/ PA X X 05/26/04 DOLLAR TREE STORES INC VA X X 05/26/04 DONALDSON CO INC DE X X X 05/26/04 EDUCATION FUNDING CAPITAL TRUST-IV DE X X 05/12/04 EDUCATION LOANS INC /DE DE X X 05/25/04 EDUCATION LOANS INC /DE DE X X 05/25/04 ENDO PHARMACEUTICALS HOLDINGS INC DE X X 05/26/04 ENERGY EAST CORP NY X X 05/26/04 ENTRADA NETWORKS INC DE X X 05/26/04 ENXNET INC OK X X 05/25/04 AMEND EOP OPERATING LTD PARTNERSHIP DE X X 05/21/04 EQUITY OFFICE PROPERTIES TRUST MD X X 05/21/04 EUNIVERSE INC DE X 05/24/04 EVANS BOB FARMS INC DE X X 05/25/04 EYETECH PHARMACEUTICALS INC DE X 05/26/04 FIDELITY NATIONAL FINANCIAL INC /DE/ DE X X 05/26/04 FIELDPOINT PETROLEUM CORP CO X X 03/11/04 AMEND FIND SVP INC NY X X 05/21/04 FIRST FEDERAL BANCSHARES OF ARKANSAS TX X X 05/26/04 FIRST HARTFORD CORP ME X 05/25/04 FIRST HORIZON ASSET SECURITIES INC DE X X 05/24/04 FIRST HORIZON ASSET SECURITIES INC DE X X 05/24/04 FIRST NATIONAL COMMUNITY BANCORP INC PA X X 05/26/04 FIRST UNION LEH BRO BANK OF AMER COM NY X X 05/21/04 AMEND FIRST VIRTUAL COMMUNICATIONS INC DE X 05/18/04 FLAGSTICK VENTURES INC DE X X 04/29/04 FRESH BRANDS INC X 05/26/04 FRIEDMANS INC DE X X 05/26/04 FRONT RANGE CAPITAL CORP DE X X 05/25/04 GAP INC DE X X 05/25/04 GENESCO INC TN X X 05/26/04 GREENPOINT MORTGAGE SECURITIES LLC DE X X 04/29/04 GS MORTGAGE SEC CORP MORTGAGE PASS TH DE X X 05/25/04 GS MORTGAGE SECURITIES CORP GSAMP TRU DE X X 05/25/04 GSI COMMERCE INC DE X 05/26/04 GUARDIAN TECHNOLOGIES INTERNATIONAL I DE X X 05/19/04 GYRODYNE CO OF AMERICA INC NY X X 05/25/04 HALSEY DRUG CO INC/NEW NY X X 05/26/04 HANOVER CAPITAL MORTGAGE HOLDINGS INC MD X X 05/25/04 HASTINGS ENTERTAINMENT INC TX X X 05/26/04 HAWTHORNE FINANCIAL CORP CA X X 05/25/04 HEADWATERS INC DE X X 05/26/04 HEINZ H J CO PA X 05/25/04 HEPALIFE TECHNOLOGIES INC FL X X 05/24/04 HFC REVOLVING CORP HOUSEHOLD HOME EQ DE X 05/20/04 HFC REVOLVING CORP HOUSEHOLD HOME EQU DE X 05/20/04 HFC REVOLVING CORP HOUSEHOLD HOME EQU DE X 05/20/04 HFC REVOLVING CORP HOUSEHOLD HOME EQU DE X 05/20/04 HORMEL FOODS CORP /DE/ DE X 05/24/04 HORNBECK OFFSHORE SERVICES INC /LA DE X X 05/25/04 HOUSEHOLD AFFINITY CREDIT CARD MASTER DE X 05/17/04 HOUSEHOLD AUTOMOTIVE TRUST 2001-3 X 05/17/04 HOUSEHOLD AUTOMOTIVE TRUST IV SERIES DE X 05/17/04 HOUSEHOLD AUTOMOTIVE TRUST SERIES 200 DE X 05/17/04 HOUSEHOLD HOME EQUITY LOAN TRUST 2002 X 05/20/04 HOUSEHOLD HOME EQUITY LOAN TRUST 2002 DE X 05/20/04 HOUSEHOLD REVOLVING HOME EQUITY LOAN DE X 05/20/04 HOUSEHOLD REVOLVING HOME EQUITY LOAN DE X 05/20/04 HUDSON VALLEY HOLDING CORP NY X X 05/25/04 IBERIABANK CORP LA X X X 05/25/04 IDACORP INC ID X 05/26/04 IMH ASSETS CORP DE X X X 05/26/04 INDEPENDENT BANK CORP /MI/ MI X 05/20/04 INDUSTRIAL DISTRIBUTION GROUP INC DE X X 05/26/04 INTAC INTERNATIONAL INC NV X X 05/26/04 INTERNET COMMERCE CORP DE X X 05/25/04 INTERPUBLIC GROUP OF COMPANIES, INC. DE X 05/10/04 ISTA PHARMACEUTICALS INC CA X X 05/25/04 JAG MEDIA HOLDINGS INC NV X X 05/21/04 JAMESON INNS INC GA X X 05/26/04 JEFFERIES GROUP INC /DE/ DE X X 05/25/04 JOHNSON OUTDOORS INC WI X 05/22/04 JONES APPAREL GROUP INC PA X X 05/26/04 JP MORGAN CHASE COMMERCIAL MORTGAGE S DE X X 05/25/04 KERR MCGEE CORP /DE DE X X 05/26/04 KEYCORP STUDENT LOAN TRUST 1999 B DE X X 05/25/04 KEYCORP STUDENT LOAN TRUST 2000-A OH X X 05/25/04 KFX INC DE X X 05/24/04 LACLEDE GROUP INC MO X X 05/25/04 LENNAR CORP /NEW/ DE X 05/26/04 LIBERTY STAR GOLD CORP NV X 05/26/04 LIFE SCIENCES RESEARCH INC MD X X 05/26/04 LINK ENERGY LLC DE X 05/14/04 MANU FORTI GROUP INC X 05/24/04 MARCONI CORP PLC X0 X 05/26/04 MEDIABAY INC FL X X 05/25/04 MERRILL LYNCH MORT INV INC MORT LN AS DE X X 05/25/04 MERRILL LYNCH MORT INVEST INC C-BA MO DE X X 05/25/04 MERRILL LYNCH MORTGAGE INVESTORS INC DE X X 05/25/04 MESTEK INC PA X X 05/25/04 METALLURG HOLDINGS INC DE X X 05/26/04 METALLURG INC DE X X 05/26/04 MICHAELS STORES 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