SEC NEWS DIGEST Issue 2003-100 May 27, 2003 RULES AND RELATED MATTERS INTERPRETATIONS TO THE BOOKS AND RECORDS RULES FOR BROKERS AND DEALERS On May 22, the Commission issued an interpretative release with respect to the Books and Records Rules for Brokers and Dealers (17 CFR 240.17a-3 and 240.17a-4) to clarify certain issues that have been raised by various industry participants. Generally, the Books and Records Rules specify minimum requirements with respect to the records that broker- dealers must make, and how long those records and other documents relating to a broker-dealer's business must be kept. Some of these issues have been raised as a result of the amendments to these rules that were adopted on Oct. 26, 2001 (and effective May 2, 2003). Those amendments were designed to assist securities regulators when conducting sales practice examinations of broker-dealers. (Rel. 34-47910) ENFORCEMENT PROCEEDINGS SEC CENSURES FORMER REGISTERED INVESTMENT ADVISER AND BARS ITS PRESIDENT FOR FALSE AND MISLEADING ADVERTISEMENTS On May 23, the Commission censured Benefit Concepts Group, Inc., a former registered investment adviser, and barred its president and owner, James D. Cannon, from associating with any broker or dealer or investment adviser, with the right to reapply for association after three years. In imposing these sanctions and a cease-and-desist order, the Commission found that: * From approximately May 1999 through at least January 2001, Benefit Concepts committed and willfully violated, and Cannon caused and willfully aided and abetted Benefit Concepts' violations of Sections 206(1), 206(2) and 206(4) of the Advisers Act and Rule 206(4)-1(a)(5) thereunder. More specifically, the Commission found that, among other things: * From approximately May 1999 through at least January 2001, Benefit Concepts, through Cannon, engaged in a course of conduct to attract clients by preparing and distributing false and misleading advertisements in which Benefit Concepts claimed performance for years in which it had no investment advisory clients. * Cannon and Benefit Concepts also failed to disclose that no basis existed for a substantial portion of its claimed performance record or the fact that its performance record was not derived using "proprietary" software or any market-timing model as the advertisements claimed. * From approximately June 1998 through at least September 2000, Benefit Concepts failed to maintain records necessary to substantiate its advertised performance claims. Respondents consented to the entry of the Order Making Findings, Imposing Remedial Sanctions, and Imposing a Cease-and-Desist Order without admitting or denying the findings contained therein. (Rels. 34- 47920; IA-2132; File No. 3-10608) SEC FILES FRAUD CHARGES AGAINST AMPLIDYNE, INC. AND ITS CHIEF EXECUTIVE OFFICER, DEVENDAR BAINS On May 22, the Commission filed a settled action in the U.S. District Court for the District of New Jersey against Amplidyne, Inc. (Amplidyne) and its President, Chairman and Chief Executive Officer, Devendar S. Bains (Bains). The Commission's complaint alleges that Amplidyne and Bains violated the antifraud provisions of the federal securities laws by making false and misleading statements concerning Amplidyne's purported entry into the high-speed Internet wireless access market. The Commission's complaint alleges that on Sept. 9, 1999, Amplidyne issued a press release, drafted and approved by Bains, announcing that it had developed, and was offering for sale, a new set of products to provide high-speed Internet access many times faster than certain existing dial-up services. The press release was materially false and misleading because Amplidyne did not have this new set of products available for sale. Specifically, Amplidyne had not even obtained two of the three essential components that comprised the new set of products. Amplidyne was weeks, if not months, away from being able to assemble, field-test, demonstrate and ship the new set of products to customers. In addition, Amplidyne could not legally offer to sell or even market the new set of products under Federal Communications Commission (FCC) regulations. The complaint alleges that after the press release was issued on Sept. 9, 1999, Amplidyne's stock price more than tripled, rising to $10.25 relative to the previous day's closing price of $3.125. Trading volume in Amplidyne stock also increased dramatically, rising from 211,500 shares traded the day before the press release, to more than 17 million shares traded on Sept. 10, 1999. The Commission's complaint also alleges that Bains, during CNBC's "Squawk Box" program on Sept. 14, 1999, falsely stated that the new set of products had been successfully field-tested over a 50-mile distance and that Amplidyne was ready to sell it. In reality, Amplidyne had never field-tested the products, there was no evidence that the products would work as Bains claimed, and Amplidyne did not have a finished set of products ready to sell. Simultaneously with the filing of the complaint, Amplidyne and Bains, without admitting or denying the allegations in the complaint, consented to the entry of a final judgment permanently enjoining both from violating Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder. In addition, Bains agreed to pay a civil penalty of $50,000. The Commission thanks the FCC for its cooperation and assistance in this matter. [SEC v. Amplidyne, Inc. and Devendar S. Bains, Civil Action No. 03 Civ 2425 (GEB) (D.N.J.)] (LR-18157) SELF-REGULATORY ORGANIZATIONS APPROVAL OF A PROPOSED RULE CHANGE The Commission granted approval of a proposed rule change (SR-OCC-2002- 14) filed by The Options Clearing Corporation, which relates to OCC's fees and procedures for processing late and supplementary exercise instructions. Publication of the proposal is expected in the Federal Register during the week of May 26. (Rel. 34-47902) DELISTING GRANTED An order has been issued granting the application of the American Stock Exchange to strike from listing and registration the Common Stock, $.001 par value, of ATSI Communications, Inc., effective at the opening of business on May 16. (Rel. 34-47918) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-8 INTERNET PICTURES CORP, 1009 COMMERCE PARK DR, OAK RIDGE, TN, 37830, 8654823000 - 15,540,003 ($5,185,330.00) Other, (File 333-105493 - May. 23) (BR. 08) S-3 IRON MOUNTAIN INC/PA, 745 ATLANTIC AVENUE, BOSTON, MA, 02111, 6175354766 - 0 ($412,000,000.00) Other, (File 333-105494 - May. 23) (BR. 05) N-2 FRANKLIN TEMPLETON STRATEGIC INCOME TRUST, 1,000 ($15,000.00) Equity, (File 333-105495 - May. 23) (BR. ) N-2 FRANKLIN TEMPLETON HOGH YIELD TRUST, 1,000 ($15,000.00) Equity, (File 333-105496 - May. 23) (BR. ) S-3 SILICON IMAGE INC, 1060 EAST ARQUES AVE, SUNNYVALE, CA, 94085, 4086164000 - 0 ($13,379,371.00) Equity, (File 333-105497 - May. 23) (BR. 36) S-8 SILICON IMAGE INC, 1060 EAST ARQUES AVE, SUNNYVALE, CA, 94085, 4086164000 - 0 ($3,533,281.00) Equity, (File 333-105498 - May. 23) (BR. 36) S-1 AMERICAN SEAFOODS CORP, MARKET PLACE TOWER, 2025 FIRST AVENUE STE 1200, SEATTLE, WA, 98121, 2063741515 - 0 ($450,000,000.00) Other, (File 333-105499 - May. 23) (BR. 04) N-2 GABELLI UTILITY TRUST, 1 CORPORATE CENTER, RYE, NY, 10580, 9149215083 - 40,100 ($3,500,000.00) Equity, (File 333-105500 - May. 23) (BR. 22) S-8 PROGRESS FINANCIAL CORP, 4 SENTRY PARKWAY SUITE 200, BLUE BELL, PA, 19422-0764, 6108258800 - 100,000 ($1,432,000.00) Equity, (File 333-105501 - May. 23) (BR. 07) S-4 LAKELAND BANCORP INC, 250 OAK RIDGE RD, OAK RIDGE, NJ, 07438, 9736972000 - 1,255,241 ($13,581,708.00) Equity, (File 333-105503 - May. 23) (BR. 07) S-8 REALTY INCOME CORP, 220 W CREST ST, ESCONDIDO, CA, 92025-1707, 7607412111 - 0 ($64,806,340.00) Equity, (File 333-105504 - May. 23) (BR. 08) S-1 DIRECT GENERAL CORP, 905 EAST TRNITY LANE, 615-226-2550, NASHVILLE, TN, 37207, 0 ($170,000,000.00) Equity, (File 333-105505 - May. 23) (BR. ) S-3 FEDDERS CORP /DE, 505 MARTINSVILLE RD, WESTGATE CORPORATE CTR, LIBERTY CORNER, NJ, 07938-0813, 9086048686 - 0 ($72,695,366.00) Equity, (File 333-105506 - May. 23) (BR. 06) S-8 ANTS SOFTWARE INC, 801 MAHLER RD, SUITE G, BURLINGAME, CA, 94010, 6506920240 - 1,500,000 ($1,650,000.00) Equity, (File 333-105507 - May. 23) (BR. 03) S-3 XOMA LTD /DE/, 2910 SEVENTH ST, BERKELEY, CA, 94710, 5106441170 - 6,000,000 ($33,180,000.00) Equity, (File 333-105508 - May. 23) (BR. 01) S-3 NEXMED INC, 350 CORPORATE BLVD, ROBBINSVILLE, NJ, 08691, 6092089688 - 0 ($18,994,207.68) Equity, (File 333-105509 - May. 23) (BR. 01) S-8 EPRESENCE INC, 120 FLANDERS ROAD, WESTBORO, MA, 01581, 5088361807 - 125,000 ($298,750.00) Equity, (File 333-105510 - May. 23) (BR. 03) S-8 VERIZON COMMUNICATIONS INC, 1095 AVE OF THE AMERICAS, NEW YORK, NY, 10036, 2123952121 - 5,000,000 ($178,625,000.00) Equity, (File 333-105511 - May. 23) (BR. 37) S-8 VERIZON COMMUNICATIONS INC, 1095 AVE OF THE AMERICAS, NEW YORK, NY, 10036, 2123952121 - 10,000,000 ($357,250,000.00) Equity, (File 333-105512 - May. 23) (BR. 37) S-8 EPRESENCE INC, 120 FLANDERS ROAD, WESTBORO, MA, 01581, 5088361807 - 550,000 ($1,314,500.00) Equity, (File 333-105514 - May. 23) (BR. 03) S-8 CENTRAL FEDERAL CORP, C/O CENTRAL FEDERAL BANK, 601 MAIN ST, WELLSVILLE, OH, 43968, 3305321517 - 1,000,000 ($1,267,000.00) Equity, (File 333-105515 - May. 23) (BR. 07) S-8 MASTEC INC, 3155 N W 77TH AVE, MIAMI, FL, 33122, 3055991800 - 300,000 ($1,099,500.00) Equity, (File 333-105516 - May. 23) (BR. 06) S-8 AGE RESEARCH INC, 31103 RANCHO VIEJO ROAD 2102, SAN JUAN CAPISTRANO, CA, 92675, 9496610593 - 13,000,000 ($110,500.00) Equity, (File 333-105517 - May. 23) (BR. 06) S-8 PREMIUM ENTERPRISES INC, 3034228127 - 2,030,000 ($1,055,600.00) Equity, (File 333-105518 - May. 23) (BR. 02) S-8 COLE NATIONAL CORP /DE/, 5915 LANDERBROOK DR, MAYFIELD HEIGHTS, OH, 44124, 4404494100 - 500,000 ($3,910,000.00) Equity, (File 333-105519 - May. 23) (BR. 02) S-8 SHAW GROUP INC, 4171 ESSEN LANE, 1ST FLOOR, BATON ROUGE, LA, 70809, 2259322500 - 0 ($17,280,000.00) Equity, (File 333-105520 - May. 23) (BR. 06) S-11 SARDY HOUSE LLC, 0 ($21,250,000.00) Equity, (File 333-105521 - May. 23) (BR. ) S-8 INTRADO INC, 1601 DRY CREEK DRIVE, BOULDER, CO, 80503, 0 ($5,746,344.75) Equity, (File 333-105522 - May. 23) (BR. 08) S-3 AFFILIATED MANAGERS GROUP INC, 600 HALE STREET, /, PRIDES CROSSING, MA, 01965, 6177473300 - 0 ($309,187,500.00) Debt Convertible into Equity, (File 333-105523 - May. 23) (BR. 07) S-8 TORVEC INC, 11 POND VIEW DRIVE, PITTSFORD, NY, 14534, 7162488549 - 350,000 ($420,000.00) Equity, (File 333-105524 - May. 23) (BR. 05) S-8 FIRST NIAGARA FINANCIAL GROUP INC, 6950 SOUTH TRANSIT ROAD, PO BOX 514, LOCKPORT, NY, 14095, 7166257500 - 1 ($1.00) Equity, (File 333-105525 - May. 23) (BR. 07) S-8 FIRST NIAGARA FINANCIAL GROUP INC, 6950 SOUTH TRANSIT ROAD, PO BOX 514, LOCKPORT, NY, 14095, 7166257500 - 6,092,216 ($53,087,744.00) Equity, (File 333-105526 - May. 23) (BR. 07) S-8 CLAIBORNE LIZ INC, 1441 BROADWAY, NEW YORK, NY, 10018, 2123544900 - 9,000,000 ($292,680,000.00) Equity, (File 333-105527 - May. 23) (BR. 02) S-4 MTR GAMING GROUP INC, ROUTE 2, PO BOX 356, CHESTER, WV, 26034, 3043875712 - 0 ($130,000,000.00) Non-Convertible Debt, (File 333-105528 - May. 23) (BR. 05) S-4 PSEG ENERGY HOLDINGS LLC, 80 PARK PLAZA, 22ND FLOOR, NEWARK, NJ, 07102-4194, 973-456-3581 - 350,000,000 ($350,000,000.00) Non-Convertible Debt, (File 333-105530 - May. 23) (BR. 02) S-8 GEMSTAR TV GUIDE INTERNATIONAL INC, 135 NORTH LOS ROBLES AVE, STE 800, PASADENA, CA, 91101, 8187925700 - 0 ($118,950,000.00) Equity, (File 333-105531 - May. 23) (BR. 02) S-3 AMERICAN ELECTRIC POWER CO INC, 1 RIVERSIDE PLZ, COLUMBUS, OH, 43215, 6142231000 - 3,000,000,000 ($3,000,000,000.00) Other, (File 333-105532 - May. 23) (BR. 02) S-8 MCMORAN EXPLORATION CO /DE/, 1615 POYDRAS ST, NEW ORLEANS, LA, 70112, 5045824000 - 4,000,000 ($20,557,670.00) Equity, (File 333-105533 - May. 23) (BR. 04) S-8 PRIME HOSPITALITY CORP, 700 RTE 46 E, FAIRFIELD, NJ, 07004, 9738821010 - 250,000 ($1,617,500.00) Equity, (File 333-105534 - May. 23) (BR. 08) S-8 FREEPORT MCMORAN COPPER & GOLD INC, 1615 POYDRAS ST, NEW ORLEANS, LA, 70112, 5045824000 - 8,000,000 ($156,880,000.00) Equity, (File 333-105535 - May. 23) (BR. 04) S-3 APACHE CORP, 2000 POST OAK BLVD, ONE POST OAK CENTER STE 100, HOUSTON, TX, 77056-4400, 7132966000 - 0 ($1,500,000,000.00) Other, (File 333-105536 - May. 23) (BR. 04) S-8 WESTAMERICA BANCORPORATION, 1108 FIFTH AVE, SAN RAFAEL, CA, 94901, (707) 863-8000 - 6,750,000 ($281,812,500.00) Equity, (File 333-105537 - May. 23) (BR. 07) S-8 CIPHERGEN BIOSYSTEMS INC, 5105052100 - 0 ($7,441,875.00) Equity, (File 333-105538 - May. 23) (BR. 01) N-2 MBIA CAPITAL CLAYMORE MANAGED DURATION NATIONAL MUNICIPAL TR, 113 KING STREET, ARMONK, NY, 10504, 66,667 ($1,000,005.00) Equity, (File 333-105539 - May. 23) (BR. ) N-2 MBIA CAPITAL CLAYMORE MANAGED DURATION NEW YORK MUN TRU, 113 KING STREET, ARMONK, NY, 10504, 66,667 ($1,000,005.00) Equity, (File 333-105540 - May. 23) (BR. ) N-2 MBIA CAPITAL CLAYMORE MANAGED DURATION NEW JERSEY MUN TRU, 113 KING STREET, ARMONK, NY, 10504, 66,667 ($1,000,005.00) Equity, (File 333-105541 - May. 23) (BR. ) S-8 VIRAGE LOGIC CORP, 47100 BAYSIDE PARKWAY, FREMONT, CA, 94538, 5103608000 - 0 ($5,315,250.00) Equity, (File 333-105542 - May. 23) (BR. 36) N-2 MBIA CAPITAL CLAYMORE MANAGED DURATION CALIFORNIA MUN TRU, 113 KING STREET, ARMONK, NY, 10504, 66,667 ($1,000,005.00) Equity, (File 333-105544 - May. 23) (BR. ) S-8 VIRAGE LOGIC CORP, 47100 BAYSIDE PARKWAY, FREMONT, CA, 94538, 5103608000 - 0 ($844,795.00) Equity, (File 333-105545 - May. 23) (BR. 36) S-8 MONARCH COMMUNITY BANCORP INC, 375 N WILLOWBROOK RD, COLDWATER, MI, 49036, 5172784566 - 92,575 ($1,221,990.00) Equity, (File 333-105546 - May. 23) (BR. 07) S-8 COMCAM INC, 1140 MCDERMOTT DRIVE, SUITE 200, WEST CHESTER, PA, 19380, 6104368089 - 2,000,000 ($260,000.00) Equity, (File 333-105547 - May. 23) (BR. 37) S-8 MONARCH COMMUNITY BANCORP INC, 375 N WILLOWBROOK RD, COLDWATER, MI, 49036, 5172784566 - 231,438 ($3,054,981.60) Equity, (File 333-105548 - May. 23) (BR. 07) N-2 NEW AMERICA HIGH INCOME FUND INC, 6172636400 - 0 ($52,841,275.00) Equity, (File 333-105549 - May. 23) (BR. 22) S-3 UNITED DEFENSE INDUSTRIES INC, 1525 WILSON BLVD, SUITE 700, ARLINGTON, VA, 22209-2411, 7033126100 - 0 ($500,000,000.00) Other, (File 333-105550 - May. 23) (BR. 05) N-2 PIMCO DIVERSIFIED INCOME FUND, 1345 AVENUE OF THE AMERICAS, 47TH FLOOR, NEW YORK, NY, 10105, 2127393502 - 1,000 ($15,000.00) Equity, (File 333-105551 - May. 23) (BR. ) S-4 CROWN HOLDINGS INC, ONE CROWN WAY, PHILADELPHIA, PA, 19103, 2156985100 - 0 ($2,143,051,000.00) Non-Convertible Debt, (File 333-105552 - May. 23) (BR. 06) S-8 CONCEPTUS INC, 1021 HOWARD AVE, SAN CARLOS, CA, 94070, 4158027240 - 0 ($17,143,109.31) Equity, (File 333-105553 - May. 23) (BR. 36) S-8 INKINE PHARMACEUTICAL CO INC, 1787 SENTRY PARKWAY WEST, BUILDING 18 SUITE 440, BLUE BELL, PA, 19422, 2152836850 - 1,500,000 ($2,966,625.00) Equity, (File 333-105554 - May. 23) (BR. 01) S-8 MARTEK BIOSCIENCES CORP, 6480 DOBBIN RD, COLUMBIA, MD, 21045, 4107400081 - 0 ($10,305,000.00) Equity, (File 333-105555 - May. 23) (BR. 01) SB-2 CAPITAL MINERAL INVESTORS INC, 2035 BLANTYRE AVE., COQUITLAN, A1, V3K 1X9, 6049375585 - 2,000,000 ($200,000.00) Equity, (File 333-105556 - May. 23) (BR. ) S-8 MEDIS TECHNOLOGIES LTD, 805 THIRD AVENUE, NEW YORK, NY, 10022, 2129358484 - 2,778,800 ($21,452,336.00) Equity, 113,900 ($7.36) Other, (File 333-105557 - May. 23) (BR. 36) S-4 ACTIVCARD CORP, 6623 DUMBARTON CIRCLE, FREMONT, CA, 94555, 5105710100 - 2,057,255 ($22,526,942.25) Equity, (File 333-105558 - May. 23) (BR. 03) S-1 CRYSTAL DECISIONS INC, CRYSTAL DECISIONS, INC., 895 EMERSON AVENUE, PALO ALTO, CA, 94301, 6508387410 - 0 ($172,500,000.00) Equity, (File 333-105559 - May. 23) (BR. 03) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: Item 1. Changes in Control of Registrant. Item 2. Acquisition or Disposition of Assets. Item 3. Bankruptcy or Receivership. Item 4. Changes in Registrant's Certifying Accountant. Item 5. Other Materially Important Events. Item 6. Resignations of Registrant's Directors. Item 7. Financial Statements and Exhibits. Item 8. Change in Fiscal Year. Item 9. Regulation FD Disclosure. The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports previously filed, responding to the item(s) of the form specified. 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 DATE COMMENT --------------------------------------------------------------------------------- 3M CO DE X X 05/23/03 ACE SECURITIES CORP DE X X 05/21/03 AGILENT TECHNOLOGIES INC DE X 05/22/03 AGILENT TECHNOLOGIES INC DE X 05/21/03 ALARIS MEDICAL INC DE X 05/23/03 ALASKA AIR GROUP INC DE X X 05/22/03 ALDILA INC DE X X 05/20/03 ALION SCIENCE & TECHNOLOGY CORP DE X X 05/22/03 ALLEGHENY ENERGY INC MD X X 05/22/03 AMEREN CORP MO X X 05/23/03 AMERICAN GREETINGS CORP OH X 05/19/03 AMERICAN LEISURE HOLDINGS INC NV X 05/23/03 AMERICAN PHYSICIANS CAPITAL INC MI X X 05/23/03 AMERICAN REALTY INVESTORS INC NV X 05/21/03 AMERON INTERNATIONAL CORP DE X X 05/21/03 ANTHRACITE CAPITAL INC MD X X 05/23/03 APA OPTICS INC /MN/ MN X 05/23/03 AMEND AQUA VIE BEVERAGE CORP WA X 05/16/03 ARMSTRONG WORLD INDUSTRIES INC PA X X 05/23/03 ASHLAND INC KY X X 05/23/03 ATA HOLDINGS CORP IN X X 05/22/03 ATLANTIC COAST AIRLINES HOLDINGS INC DE X 05/23/03 ATRIUM COMPANIES INC DE X X 05/01/03 AUTHENTIDATE HOLDING CORP DE X X 05/21/03 BANC CORP DE X X 05/22/03 BAY VIEW SECURITIZATION CORP DE X 05/15/03 BAY VIEW SECURITIZATION CORP DE X 05/15/03 BAY VIEW SECURITIZATION CORP DE X 09/30/02 AMEND BAY VIEW SECURITIZATION CORP DE X 11/15/02 AMEND BAY VIEW SECURITIZATION CORP DE X 12/16/02 AMEND BAY VIEW SECURITIZATION CORP DE X 01/15/03 AMEND BAY VIEW SECURITIZATION CORP DE X 02/18/03 AMEND BAY VIEW SECURITIZATION CORP DE X 03/17/03 AMEND BAY VIEW SECURITIZATION CORP DE X 04/15/03 AMEND BEAR STEARNS ASSET BACKED SEC INC ASS DE X 04/30/03 AMEND BEAR STEARNS DEPOSITOR INC TRUST CERT X 05/15/03 BFC FINANCIAL CORP FL X 05/22/03 BIO LOK INTERNATIONAL INC DE X X 05/20/03 BNC BANCORP NC X X 05/23/03 BRUSH ENGINEERED MATERIALS INC X X 05/23/03 BSD SOFTWARE INC FL X X 05/09/03 BUDGETHOTELS NETWORK INC NV X 05/08/03 C & F FINANCIAL CORP VA X X 05/22/03 CAPITAL AUTO RECEIVABLES INC DE X X 05/15/03 CARECENTRIC INC DE X X 05/23/03 CARNIVAL CORP DE X 05/21/03 CD&L INC DE X X 05/22/03 CEDRIC KUSHNER PROMOTIONS INC DE X X 05/20/03 CENTRAL BANCORP INC /MA/ MA X X 05/23/03 CENTRAL VALLEY COMMUNITY BANCORP CA X X 05/21/03 CHAD THERAPEUTICS INC CA X 05/22/03 CHAMPION INDUSTRIES INC WV X X 05/23/03 CHASE MORTGAGE FINANCE CORP DE X X 05/20/03 CHECKERS DRIVE IN RESTAURANTS INC /DE DE X 05/23/03 CITIBANK SOUTH DAKOTA N A DE X 04/30/03 CITIZENS FINANCIAL CORP /KY/ KY X X 05/22/03 COLORADO MEDTECH INC CO X X 05/20/03 COOPER INDUSTRIES LTD X X 05/23/03 CORPORATE OFFICE PROPERTIES TRUST MD X X 05/20/03 CROSS TIMBERS ROYALTY TRUST TX X X 05/19/03 DEARBORN BANCORP INC /MI/ MI X X 05/21/03 DECRANE AIRCRAFT HOLDINGS INC DE X 05/23/03 DECRANE HOLDINGS CO DE X 05/23/03 DELPHI CORP DE X 05/22/03 DENISON INTERNATIONAL PLC X X 05/23/03 DEVRY INC DE X X 05/16/03 DIVERSIFIED FINANCIAL RESOURCES CORP DE X X 05/22/03 DVI INC DE X X 05/13/03 ELECTRONICS BOUTIQUE HOLDINGS CORP DE X 05/22/03 EROOMSYSTEM TECHNOLOGIES INC NV X 05/23/03 ESCALADE INC IN X 05/12/03 ESTERLINE TECHNOLOGIES CORP DE X X 05/22/03 ESTERLINE TECHNOLOGIES CORP DE X X 05/22/03 EXCELLIGENCE LEARNING CORP DE X X 05/22/03 FACTORY CARD OUTLET CORP DE X 05/23/03 FAIRCHILD INTERNATIONAL CORP NV X X 05/22/03 FAMOUS FIXINS INC NY X X 05/23/03 FEDERAL NATIONAL MORTGAGE ASSOCIATION X X 05/23/03 FENWAY INTERNATIONAL INC NV X X 12/26/02 FINANCIAL ASSET SECURITIES CORP FREMO DE X X 05/24/03 FIRST CYPRESS TECHNOLOGIES INC NV X 05/22/03 FIRST FINANCIAL CORP /IN/ IN X X 05/22/03 FIRST LITCHFIELD FINANCIAL CORP DE X 05/23/03 FIRST MUTUAL BANCSHARES INC WA X 05/22/03 FIRSTFED FINANCIAL CORP DE X 04/30/03 FLEET HOME EQUITY LOAN LLC DE X 05/23/03 FNANB CREDIT CARD MASTER TRUST X X 05/23/03 FOOT LOCKER INC NY X 05/23/03 FORD MOTOR CO DE X X 05/23/03 FRONTIER AIRLINES INC /CO/ CO X 03/31/03 FRONTIER AIRLINES INC /CO/ CO X 03/31/03 AMEND FTI CONSULTING INC MD X X 05/21/03 GALYANS TRADING CO INC IN X 05/22/03 GEOCOM RESOURCES INC NV X 05/23/03 GLOBALSTAR LP DE X X 05/19/03 GMX RESOURCES INC OK X X 05/22/03 GOLD BANC CORP INC KS X X 05/20/03 GREKA ENERGY CORP CO X X 05/19/03 GSI LUMONICS INC A3 X X 05/22/03 HALLIBURTON CO DE X 05/21/03 HALLIBURTON CO DE X 05/21/03 AMEND HARVEY ELECTRONICS INC NY X 05/23/03 HAYES LEMMERZ INTERNATIONAL INC DE X X 05/22/03 HAYNES INTERNATIONAL INC DE X X 05/20/03 HCA INC/TN DE X 05/22/03 HOLLINGER INC A6 X X 05/20/03 HOUSEHOLD AUTO RECEIVABLES CORP NV X X 05/23/03 HOUSTON EXPLORATION CO DE X X 05/21/03 HUGOTON ROYALTY TRUST TX X X 05/19/03 HUMPHREY HOSPITALITY TRUST INC VA X 05/22/03 IMAGEWARE SYSTEMS INC CA X X 05/16/03 IMH ASSETS CORP DE X X X 05/23/03 IMH ASSETS CORP DE X X 05/23/03 INFORMATION RESOURCES INC DE X 05/21/03 INSIGHT HEALTH SERVICES HOLDINGS CORP X X 05/19/03 INTERNATIONAL LEASE FINANCE CORP CA X 05/20/03 INTERNATIONAL WIRELESS INC MD X 05/19/03 IOS CAPITAL LLC DE X X 05/23/03 JOHNSONDIVERSEY INC DE X X 05/21/03 KAIRE HOLDINGS INC DE X 05/23/03 AMEND KERR MCGEE CORP /DE DE X X 05/23/03 KEYSTONE PROPERTY TRUST MD X 03/12/03 AMEND KINDER MORGAN ENERGY PARTNERS L P DE 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