SEC NEWS DIGEST Issue 2005-97 May 20, 2005 ENFORCEMENT PROCEEDINGS SEC SETTLES PENDING ADMINISTRATIVE PROCEEDING AGAINST LARRY ADAMS On May 19, the Commission issued an Order Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Sections 203(f) And 203(k) of the Investment Advisers Act of 1940 and Sections 9(b) And 9(f) of the Investment Company Act of 1940 (Order) against Larry Adams. The Order finds that Adams, while employed by Fremont Investment Advisors (Fremont) as a vice president of institutional sales during 2001 and 2002, negotiated an improper market timing agreement on behalf of Fremont, and that he aided and abetted and caused Fremont’s violations of Sections 206(1) and 206(2) of the Investment Advisers Act and Section 34(b) of the Investment Company Act. Adams has agreed, without admitting or denying the Commission’s findings, to cease and desist from committing or causing violations of those provisions in the future. Adams has also has agreed to an order suspending him from associating with an investment adviser or investment company for 6 months. Also, Adams has agreed to pay a civil money penalty of $11,000, with the recognition that the Commission is not imposing a penalty greater than that amount based on sworn financials he submitted. Adams also agreed to pay $1 in disgorgement. (Rels. IA- 2388; IC-26874; File No. 3-11728) SEC v. DAVID BUTLER The Commission today announced that on April 18, 2005, the Honorable David Stewart Cercone entered judgment in favor of defendant David W. Butler (Butler). The Commission had charged Butler with violating the federal securities laws by trading on the basis of material and non- public information concerning anticipated quarterly financial results of ForeSystems, Inc. (ForeSystems). The Commission alleged that, approximately two weeks prior to the end of ForeSystems’ fiscal year 1997 fourth quarter, Butler placed option trades betting on a drop in the price of ForeSystems’ stock. He placed these trades immediately after participating in a management conference call during which the participants discussed ForeSystems’ quarterly financial condition. The Commission alleged that, during that conference call, Butler learned that ForeSystems likely would not meet analyst revenue predictions for the fourth quarter of 1997. In fact, ForeSystems ultimately announced financial results for that quarter that were substantially below results predicted by analysts. The Commission charged Butler with violations of Section 17(a) of the Securities Act of 1933, and Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder. After a four day trial, and upon a motion by the defendant pursuant to Federal Rule of Civil Procedure 52(c), Judge Cercone found by a preponderance of the evidence that the information possessed by Butler was speculative at best; and that the information did not significantly alter the total mix of information made available to the public. [SEC v. David Butler, Civil Action No. 00-cv-1827 (W.D. Pa.)] (LR-19232) SEC v. M&A WEST, INC., ET AL. On April 27, 2005, U.S. District Judge Vaughn R. Walker granted the Securities and Exchange Commission’s motion for summary judgment against F. Thomas Eck, III, and ordered Eck to pay $550,000 in civil monetary penalties for his role in a case involving a “pump and dump” scheme. According to the Court’s order, Eck and others devised a scheme to distribute to the public securities issued by companies controlled by M&A West. Through a series of transactions, Eck and others initially sold the companies’ securities to various nominees that Eck and others controlled. Then, after creating artificial investor demand by trading among the nominees, the nominees sold the securities to the public. Eck and the others thereby effected unregistered distributions of the securities to the public. As a further result of their scheme, M&A West’s financial statements were falsified. Based on the Commission’s unopposed motion, which relied upon Eck’s plea agreement in the related criminal securities fraud case, United States v. Eck, No. CR-01-325 VRW (N.D. Cal.), the Court found Eck liable for: aiding and abetting securities fraud in violation of Section 10(b) of the Securities Exchange Act of 1934 (Exchange Act), and Rule 10b-5; the unregistered sale and distribution of securities in violation of Section 5(a) and 5(c) of the Securities Act of 1933 (Securities Act); aiding and abetting the filing of false reports in violation of Section 13(a) of the Exchange Act and Rules 12b-20, 13a-1, 13a-11, and 13a-13; falsifying books and records in violation of Section 13(b)(5) of the Exchange Act and Rule 13b2-1; aiding and abetting the failure to keep accurate books, records and accounts, and internal accounting controls, in violation Section 13(b)(2) of the Exchange Act; and aiding and abetting the making of false representations to auditors, in violation of Rule 13b2-2 under the Exchange Act. The Court also enjoined Eck against future violations of each of these provisions. The Commission filed this action in 2001 against M&A West, Eck, and four other individuals, alleging fraud against the company, Eck, and three other defendants, and the unregistered sale of securities against the company, Eck, and three other defendants. The Commission continues to litigate its case against each of the other defendants. For more information see LR-17118. [SEC v. M&A West, Inc., et al., Civil Action No. 01-3376, VRW, NDCA] (LR-19233; AAE Rel. 2248) TRO ENTERED IN PENNY STOCK MANIPULATION SCHEME On May 18, the Commission obtained a Temporary Restraining Order (TRO) from the U.S. District Court for the Central District of California, temporarily restraining: (1) George A. Todt of Malibu, California; Sutra Management Corporation; Jeffrey H. Evans of Napa, California; Jetco, LLC; Ray Slaback of Dakota, Minnesota; Tempo Financial, Inc.; STB Chip Company; SutraTel Kiosk Corporation (f/k/a Urban Transfer Systems, Inc.); and Lonisson Communications Corporation from violating the registration and antifraud provisions of the federal securities laws; (2) Sutra Group, LLC from violating the antifraud provisions of the federal securities laws; and (3) PageOne Business Productions, LLC from violating the registration provisions of the federal securities laws. As part of the TRO, the Court also entered orders freezing the assets of Todt, Sutra Management, Sutra Group, PageOne, Evans, Jetco, Slaback and Tempo, temporarily prohibiting Todt, Sutra Management, Sutra Group, PageOne, Evans, Jetco and Slaback from participating in penny stock offerings and prohibiting all defendants from destroying documents. The Commission’s complaint alleged that Todt has orchestrated two fraudulent schemes, one of which was ongoing at the time the Complaint was filed. In the first scheme, as alleged in the complaint, Todt and others inflated the price for the stock of Quality of Life Health Corporation (QLHC) from March 2003 until at least October 2004 by issuing press releases falsely claiming that QLHC owned approximately $60 million worth of assisted living facilities and repeating those claims on its website. Todt and others profited from the inflated price for QLHC stock, with Todt making at least $800,000 in ill-gotten gains by trading through a nominee account and by splitting profits with traders that received their QLHC stock through Todt. Todt’s latest scheme, which lasted from at least November 2004 until the filing of the emergency action, involved a scheme to evade the registration requirements and issue unregistered securities of four penny stock companies quoted on the Pink Sheets website. These companies are: Tempo Financial, Inc., STB Chip Co., SutraTel Kiosk Corp. (f/k/a Urban Transfer Systems, Inc.) and Lonisson Communications Corp. (collectively, the “penny stock companies”). Todt’s latest scheme also involved the dissemination of false and misleading information about the penny stock companies and the manipulation of the market in the stock of three of those companies. On March 28, 2005, the Commission entered orders suspending trading in the four penny stock companies’ securities for a ten-day period. As part of the TRO, the Court directed that defendants Todt, Sutra Management, Sutra Group, PageOne, Evans, Jetco, Slaback, Tempo Financial, STB Chip, SutraTel Kiosk, and Lonisson Communications appear on May 31, 2005, at 1:30 p.m. PDT to show cause why an order for preliminary injunction and other relief should not be granted pending a trial. [SEC v. SEC v. George A. Todt, Sutra Management Corporation, Jeffrey H., Jetco, LLC, Ray Slaback, Tempo Financial, Inc., STB Chip Corporation, SutraTel Kiosk Corporation (f/k/a Urban Transfer Systems, Inc.), Lonisson Communications Corporation and PTFS, LLC, U.S. District Court for the Central District of California, Civil Action 05-3697 (Anderson, P.)] (LR-19234) COURT ENTERS DEFAULT JUDGMENT AGAINST SEC DEFENDANT SEAVIEW DEVELOPMENT AND HOLDINGS, LTD. AND ORDERS IT TO PAY OVER $2.8 MILLION The Commission announced that on April 12, 2005, a Rhode Island federal court entered a default judgment against Seaview Development and Holdings, Ltd., a defendant in an action filed by the Commission in April 2002. The Commission alleged in its complaint that Seaview and others participated in a fraudulent offering scheme that raised at least $52 million from investors. The Commission further alleged that Seaview and the other defendants misappropriated approximately $20.5 million of those investor funds. In the default judgment, the Court permanently enjoined Seaview from future violations of the antifraud provisions of the federal securities laws and ordered it to pay approximately $2.8 million in disgorgement and prejudgment interest. The Commission filed its action against Seaview and eight other defendants and a relief defendant on April 1, 2002, alleging that Seaview and others participated in a scheme that made fraudulent representations to investors about a purported high yield trading program. According to the Commission’s complaint, the scheme raised approximately $52.75 million from six investors, and was perpetrated through entities formerly known as Seaview, Brite Business S.A. and Brite Business Corporation. The Court found in its final judgment that the defendants made intentional and egregious misrepresentations to solicit investor funds, $2,225,410 of which was funneled through financial institution accounts controlled by Seaview. The Court’s final judgment enjoins Seaview from future violations of Section 17(a) of the Securities Act of 1933 and Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder, and orders it to pay disgorgement in the amount of $2,225,410, plus prejudgment interest in the amount of $651,913.12, for a total amount of $2,877,323.12. See Litigation Release Number 19235. For further information, please see Litigation Release Numbers 18917 (Oct. 4, 2004) [default judgment entered against Defendant Robert M. Wachtel]; 18212 (July 3, 2003) [default judgment entered against Defendant Johan C. Hertzog]; 18196 (June 20, 2003) [default judgment entered against Defendant Michael Clarke]; 17800 (Oct. 23, 2002) [default judgment entered against Defendant Dennis Herula]; 17957 (Jan. 29, 2003) [default judgment entered against Defendant Mary Lee Capalbo]; 17514 (May 13, 2002) [preliminary injunction and asset freeze against Seaview and others]; 17461 (April 5, 2002) [asset freeze against Seaview and others]. [SEC v. Dennis Herula et al. (USDC for the District of Rhode Island, C.A. No. 02 154 ML] (LR-19235) INVESTMENT COMPANY ACT RELEASES NEW ENGLAND LIFE INSURANCE COMPANY, ET AL. An order has been issued on an application filed by New England Life Insurance Company (NELICO), New England Variable Life Separate Account (Variable Account), and New England Securities Corporation pursuant to Section 11(a) of the Investment Company Act approving the terms of a proposed offer of exchange of certain variable scheduled premium life insurance contracts offered by NELICO and made available through the Variable Account for certain variable flexible premium life insurance contracts. (Rel. IC-26869 - May 13) UBS SUPPLEMENTARY TRUST, ET AL. An order has been issued on an application filed by UBS Supplementary Trust, et al., under Section 12(d)(1)(J) of the Investment Company Act for an exemption from Sections 12(d)(1)(A) and (B) of the Act, under Sections 6(c) and 17(b) of the Act for an exemption from Section 17(a) of the Act, and under Section 17(d) of the Act and Rule 17d-1 under the Act to permit certain joint transactions. The order permits (a) certain registered open-end management investment companies and certain entities that are excluded from the definition of investment company by Section 3(c)(1), 3(c)(7) and 3(c)(11) of the Act to invest uninvested cash and cash collateral in (i) affiliated money market funds and/or short-term bond funds or (ii) affiliated entities that operate as cash management investment vehicles and that are excluded from the definition of investment company by Section 3(c)(1) or 3(c)(7) of the Act, and (b) the registered investment companies and the affiliated entities to continue to engage in purchase and sale transactions involving portfolio securities in reliance on Rule 17a-7 under the Act. The order supersedes two prior orders. (Rel. IC-26870 - May 17) TOUCHSTONE INVESTMENT TRUST, ET AL. A notice has been issued giving interested persons until June 13, 2005, to request a hearing on an application filed by Touchstone Investment Trust, et al. for an order under Section 12(d)(1)(J) of the Investment Company Act for an exemption from Sections 12(d)(1)(A) and (B) of the Act, under Sections 6(c) and 17(b) of the Act for an exemption from Section 17(a) of the Act, and under Section 17(d) of the Act and Rule 17d-1 under the Act to permit certain joint transactions. The order would permit certain registered management investment companies to invest uninvested cash and cash collateral in one or more affiliated money market funds in excess of the limits in Sections 12(d)(1)(A) and (B) of the Act. (Rel. IC-26871 - May 18) HOLDING COMPANY ACT RELEASES SCOTTISH POWER PLC AND DORNOCH INTERNATIONAL INSURANCE LIMITED An order has been issued authorizing proposals by Scottish Power plc (ScottishPower), a foreign registered holding company, and Dornoch International Insurance Limited (DIIL), a new indirect captive insurance subsidiary of ScottishPower (together, Applicants). Authority has been granted for DIIL to assume the insurance duties currently performed by ScottishPower Insurance Limited, an indirect insurance company subsidiary of ScottishPower, on behalf of ScottishPower and to provide additional insurance coverage to PacifiCorp. The Commission has reserves jurisdiction over DIIL providing additional insurance coverage beyond property damage and general liability. (Rel. 35-27969; International Series Release No. 1288) SELF-REGULATORY ORGANIZATIONS APPROVAL OF PROPOSED RULE CHANGES The Commission approved a proposed rule change and Amendment Nos. 1, 2, and 3 thereto (SR-NASD-2004-033) submitted by the National Association of Securities Dealers, through its subsidiary, The Nasdaq Stock Market, Inc., seeking to modify the Nasdaq Market Center execution service to add an optional routing feature. Publication of the proposal is expected in the Federal Register during the week of May 23. (Rel. 34- 51703) The Commission approved a proposed rule change (SR-Phlx-2004-83) and Amendment No. 1 thereto filed by the Philadelphia Stock Exchange and granted accelerated approval of Amendment No. 2 to the proposed rule change relating to the matching of certain incoming orders with certain Phlx existing orders through the PACE System. Publication of the proposal is expected in the Federal Register during the week of May 23. (Rel. 34-51715) PROPOSED RULE CHANGES The Chicago Board Options Exchange filed a proposed rule change (SR-CBOE- 2005-29) relating to the composition of the Exchange’s Modified Trading System Appointments Committee. Publication of the proposal is expected in the Federal Register during the week of May 23. (Rel. 34-51704) The Philadelphia Stock Exchange filed a proposed rule change (SR-Phlx- 2004-65) and Amendment Nos. 1, 2, and 3 thereto relating to back-up trading arrangements in the event of an emergency or extraordinary circumstance. Publication of the proposal is expected in the Federal Register during the week of May 23. (Rel. 34-51718) IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES A proposed rule change (SR-CBOE-2005-35) and Amendment Nos. 1 and 2 thereto filed by the Chicago Board Options Exchange eliminating the Remote Market-Maker inactivity fee has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of May 23. (Rel. 34-51705) A proposed rule change (SR-CBOE-2005-33) filed by the Chicago Board Options Exchange related to increased Class Quoting Limits in AAPL, GOOG, MNX, QQQQ has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of May 23. (Rel. 34- 51720) ACCELERATED APPROVAL OF PROPOSED RULE CHANGES The Commission granted accelerated approval to a proposed rule change (SR-NYSE-2005-27) and Amendment No. 2 thereto filed by the New York Stock Exchange relating to the listing and trading of Premium Income Equity Securities (PIESsm ) issued by Sierra Pacific Resources under Section 703.19 of the NYSE Listed Company Manual. Publication of the proposal is expected in the Federal Register during the week of May 23. (Rel. 34-51706) The Commission approved a proposed rule change (SR-CBOE-2004-59) and Amendment Nos. 1, 2 and 3 thereto, and granted accelerated approval of Amendment Nos. 4 and 5 thereto, submitted by the Chicago Board Options Exchange relating to back-up trading arrangements and exchange procedures in the event of an emergency or extraordinary circumstance. Publication of the proposal is expected in the Federal Register during the week of May 23. (Rel. 34-51717) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . SB-2 LIBERTY STAR GOLD CORP, 2766 N. COUNTRY CLUB RD., TUCSON, AZ, 85716, 520-721-1375 - 9,233,029 ($11,633,616.54) Equity, (File 333-125041 - May. 19) (BR. 08) S-4 HOST MARRIOTT L P, 6903 ROCKLEDGE DR, SUITE 1500, BETHESDA, MD, 20817-1109, 240-744-1000 - 0 ($650,000,000.00) Other, (File 333-125042 - May. 19) (BR. 08) S-8 CERUS CORP, 2411 STANWELL DR, CONCORD, CA, 94520, 9252886000 - 0 ($1,020,000.00) Equity, (File 333-125043 - May. 19) (BR. 01) S-8 HALF ROBERT INTERNATIONAL INC /DE/, 2884 SAND HILL RD, STE 200, MENLO PARK, CA, 94025, 6502346000 - 10,000,000 ($253,300,000.00) Equity, (File 333-125044 - May. 19) (BR. 37) S-1 CURON MEDICAL INC, 46117 LANDING PARKWAY, FREMONT, CA, 94538, 5106611800 - 28,220,969 ($20,750,713.00) Equity, (File 333-125045 - May. 19) (BR. 36) S-8 ADESA INC, 13085 HAMILTON CROSSING BLVD, CARMEL, IN, 46032, 8009233725 - 0 ($15,000,000.00) Other, (File 333-125047 - May. 19) (BR. 05) S-8 ENSCO INTERNATIONAL INC, 500 NORTH AKARD STREET, SUITE 4300, DALLAS, TX, 75201-3331, 2143973000 - 10,000,000 ($29,790,000.00) Equity, (File 333-125048 - May. 19) (BR. 04) S-8 TOREADOR RESOURCES CORP, 4809 COLE AVENUE SUITE 108, DALLAS, TX, 75205, 2145593933 - 250,000 ($3,945,000.00) Other, (File 333-125050 - May. 19) (BR. 04) S-3 CALYPTE BIOMEDICAL CORP, 5000 HOPYARD ROAD, SUITE 480, PLEASANTON, CA, 94588, 9257307200 - 73,198,583 ($16,835,674.00) Equity, (File 333-125051 - May. 19) (BR. 36) S-8 VERISIGN INC/CA, 487 EAST MIDDLEFIELD ROAD, ATTN: GENERAL COUNSEL, MOUNTAIN VIEW, CA, 94043, 6509617500 - 33,314 ($48,971.58) Equity, (File 333-125052 - May. 19) (BR. 03) S-3 NGAS Resources Inc, 120 PROSPEROUS PLACE, SUITE 201, LEXINGTON, KY, 40509, 6062633948 - 1,333,333 ($5,773,331.89) Equity, (File 333-125053 - May. 19) (BR. 04) S-8 SUSQUEHANNA BANCSHARES INC, 26 N CEDAR ST, LITITZ, PA, 17543, 7176264721 - 0 ($44,220,000.00) Equity, (File 333-125055 - May. 19) (BR. 07) S-8 SALEM COMMUNICATIONS CORP /DE/, 4880 SANTA ROSA RD, SUITE 300, CAMARILLO, CA, 93012, 8059870400X1017 - 0 ($25,282,500.00) Equity, (File 333-125056 - May. 19) (BR. 37) S-3 LASALLE HOTEL PROPERTIES, 4800 MONTGOMERY LANE, SUITE M25, BETHESDA, MD, 20814, 301 941 1500 - 0 ($300,000,000.00) Other, (File 333-125057 - May. 19) (BR. 08) S-8 LASALLE HOTEL PROPERTIES, 4800 MONTGOMERY LANE, SUITE M25, BETHESDA, MD, 20814, 301 941 1500 - 900,000 ($27,765,000.00) Other, (File 333-125058 - May. 19) (BR. 08) S-8 MATTEL INC /DE/, 333 CONTINENTAL BLVD, EL SEGUNDO, CA, 90245, 3102522000 - 0 ($538,200,000.00) Equity, (File 333-125059 - May. 19) (BR. 05) S-1 OCCAM NETWORKS INC/DE, 77 ROBIN HILL ROAD, SANTA BARBARA, CA, 93117, (805) 692-2900 - 0 ($99,056,323.00) Equity, (File 333-125060 - May. 19) (BR. 03) S-1 OCCAM NETWORKS INC/DE, 77 ROBIN HILL ROAD, SANTA BARBARA, CA, 93117, (805) 692-2900 - 0 ($9,000,000.00) Equity, (File 333-125061 - May. 19) (BR. 03) S-8 ESB FINANCIAL CORP, 600 LAWRENCE AVE, ELLWOOD CITY, PA, 16117, 7247585584 - 650,000 ($8,762,000.00) Equity, (File 333-125062 - May. 19) (BR. 07) S-8 DUSKA THERAPEUTICS, INC., TWO BALA PLAZA, SUITE 300, BALA CYNWYD, PA, 19004, 610- 660-6690 - 0 ($7,098,650.00) Equity, (File 333-125063 - May. 19) (BR. 01) S-8 TOP IMAGE SYSTEMS LTD, 2 HABARZEL ST, TEL AVIV 69710 ISRA, L3, 00000, 01197236487722 - 936,417 ($2,703,324.00) Other, (File 333-125064 - May. 19) (BR. 03) S-3 TAUBMAN CENTERS INC, 200 E LONG LAKE RD, SUITE 300 P O BOX 200, BLOOMFIELD HILLS, MI, 48303-0200, 2482586800 - 3,212,948 ($96,388,440.00) Equity, (File 333-125065 - May. 19) (BR. 08) S-8 TAUBMAN CENTERS INC, 200 E LONG LAKE RD, SUITE 300 P O BOX 200, BLOOMFIELD HILLS, MI, 48303-0200, 2482586800 - 1,725,000 ($51,750,000.00) Equity, (File 333-125066 - May. 19) (BR. 08) S-8 UMB FINANCIAL CORP, 1010 GRAND AVE, KANSAS CITY, MO, 64106, 8168607000 - 600,000 ($32,448,000.00) Other, (File 333-125067 - May. 19) (BR. 07) SB-2 Northern Explorations Ltd., 470 GRANVILLE STREET, SUITE 1120, VANCOUVER, A1, V6C 1V5, 604-713-8010 - 2,540,000 ($254,000.00) Equity, (File 333-125068 - May. 19) (BR. ) S-3 OMNIVISION TECHNOLOGIES INC, 930 THOMPSON PL, SUNNYVALE, CA, 94085, 4087333030 - 0 ($7,219,837.34) Equity, (File 333-125069 - May. 19) (BR. 36) S-3 CENTERSTATE BANKS OF FLORIDA INC, 1101 FIRST ST. S., SUITE 202, WINTER HAVEN, FL, 33880, 8632932600 - 0 ($43,297,500.00) Equity, (File 333-125070 - May. 19) (BR. 07) S-8 LANDAMERICA FINANCIAL GROUP INC, 101 GATEWAY CTR PKWAY, GATEWAY ONE, RICHMOND, VA, 23235, 8042678000 - 1,500,000 ($78,630,000.00) Equity, (File 333-125071 - May. 19) (BR. 01) S-8 DOVER CORP, 280 PARK AVE, 38-W, NEW YORK, NY, 10017, 2129221640 - 0 ($731,000,000.00) Equity, (File 333-125072 - May. 19) (BR. 36) S-8 SONICWALL INC, 1160 BORDEAUX DRIVE, SUNNYVALE, CA, 94089, 4087459600 - 2,744,922 ($13,834,406.88) Equity, (File 333-125074 - May. 19) (BR. 08) S-8 ING GROEP NV, AMSTELVEENSEWEG 500, 1081 KL AMSTERDAM, PO BOX 810, 1000 AV, AMSTERDAM, P7, 0000, 01131205418534 - 0 ($826,200,000.00) Equity, (File 333-125075 - May. 19) (BR. 01) S-8 ULTIMATE SOFTWARE GROUP INC, ULTIMATE SOFTWARE GROUP INC, 2000 ULTIMATE WAY, WESTON, FL, 33326, 9542661000 - 0 ($32,012,786.00) Equity, (File 333-125076 - May. 19) (BR. 03) S-3 VECTOR GROUP LTD, 100 S E SECOND ST, MIAMI, FL, 33131, 3055798000 - 0 ($30,000,000.00) Debt Convertible into Equity, (File 333-125077 - May. 19) (BR. 04) S-8 BIOANALYTICAL SYSTEMS INC, 2701 KENT AVE, WEST LAFAYETT, IN, 47906-1382, 3174634527 - 25,000 ($155,250.00) Equity, (File 333-125078 - May. 19) (BR. 01) S-8 BIOANALYTICAL SYSTEMS INC, 2701 KENT AVE, WEST LAFAYETT, IN, 47906-1382, 3174634527 - 250,000 ($1,552,500.00) Equity, (File 333-125079 - May. 19) (BR. 01) S-8 OMNICELL INC /CA/, 1101 EAST MEADOW DR, PALO ALTO, CA, 94303, 6502516100 - 0 ($14,933,605.00) Equity, (File 333-125080 - May. 19) (BR. 03) S-8 ELECTRONICS FOR IMAGING INC, 303 VELOCITY WAY, FOSTER CITY, CA, 94404, 6503573500 - 0 ($4,074,764.00) Equity, (File 333-125081 - May. 19) (BR. 03) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off- Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant’s Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT ------------------------------------------------------------------------------------------------ ABERCROMBIE & FITCH CO /DE/ DE 2.02,7.01,9.01 05/17/05 ABLE ENERGY INC DE 1.01 05/13/05 ACCREDITED HOME LENDERS INC DE 8.01,9.01 05/18/05 ACE LTD D0 8.01 05/18/05 ACE SECURITIES CORP DE 8.01,9.01 05/19/05 ACIES CORP NV 5.02,9.01 05/17/05 ADSTAR INC DE 2.02,9.01 05/16/05 ADVANCED DIGITAL INFORMATION CORP WA 2.02,7.01,9.01 05/19/05 AEROPOSTALE INC 7.01,9.01 05/19/05 AFFIRMATIVE INSURANCE HOLDINGS INC DE 7.01,9.01 05/18/05 AFG INVESTMENT TRUST C DE 2.01 05/13/05 AFG INVESTMENT TRUST D DE 2.01 05/13/05 AGILYSYS INC OH 2.04,7.01,9.01 05/16/05 AIRTRAN HOLDINGS INC NV 1.01,8.01,9.01 05/17/05 AKORN INC LA 1.01,1.02,9.01 05/13/05 ALBANY MOLECULAR RESEARCH INC DE 7.01 05/18/05 ALCOA INC PA 2.05,2.06,9.01 05/17/05 ALDILA INC DE 7.01,9.01 05/18/05 ALDILA INC DE 7.01,9.01 05/18/05 AMEND ALKERMES INC PA 2.02 05/19/05 ALLERGAN INC DE 5.02,9.01 05/19/05 ALLIANCE DATA SYSTEMS CORP DE 8.01 05/19/05 ALLIANCE FIBER OPTIC PRODUCTS INC CA 3.01 05/12/05 ALLIANCE ONE INTERNATIONAL, INC. VA 1.01,2.01,3.03,5.02,5.03,9.01 05/13/05 AMERIANA BANCORP IN 8.01,9.01 05/19/05 AMERICAN EQUITY INVESTMENT LIFE HOLDI IA 4.01,9.01 05/19/05 AMERICAN POWER CONVERSION CORPORATION MA 1.01,5.02,9.01 05/13/05 AMERITRANS CAPITAL CORP DE 2.02 05/19/05 AMPEX CORP /DE/ DE 2.02,9.01 05/16/05 AMR CORP DE 7.01 05/19/05 ANNTAYLOR STORES CORP DE 2.02,9.01 05/19/05 ARBIOS SYSTEMS INC NV 1.01,9.01 05/16/05 ARI NETWORK SERVICES INC /WI WI 2.02,9.01 05/19/05 ASTEC INDUSTRIES INC TN 1.02,8.01 05/13/05 ATARI INC DE 1.01,2.03,9.01 05/13/05 AUDIOVOX CORP DE 8.01 05/19/05 AUTODESK INC DE 2.02,9.01 05/19/05 AVNET INC NY 1.01,9.01 05/18/05 BALDWIN TECHNOLOGY CO INC DE 8.01,9.01 05/18/05 BANK JOS A CLOTHIERS INC /DE/ DE 8.01,9.01 05/19/05 BANK OF AMERICA CORP /DE/ DE 2.03 05/18/05 BEASLEY BROADCAST GROUP INC DE 1.01,9.01 05/13/05 BEESTON ENTERPRISES LTD NV 5.02 05/16/05 BELDEN CDT INC. DE 1.01,5.02,9.01 05/17/05 BellaVista Funding CORP DE 8.01,9.01 05/17/05 BIG SKY ENERGY CORP NV 1.01,2.03,9.01 05/09/05 BIG SKY ENERGY CORP NV 4.01,9.01 05/17/05 BIG SKY ENERGY CORP NV 5.02 05/10/05 BILL BARRETT CORP 7.01,9.01 05/13/05 AMEND BIOPURE CORP DE 2.02,7.01,9.01 05/19/05 BOMBAY COMPANY INC DE 2.02,9.01 05/18/05 BON TON STORES INC PA 2.02,9.01 05/19/05 BRANTLEY CAPITAL CORP MD 8.01,9.01 05/04/05 BROCADE COMMUNICATIONS SYSTEMS INC DE 2.02,9.01 05/19/05 BSD MEDICAL CORP DE 7.01,9.01 05/19/05 BULLDOG TECHNOLOGIES INC NV 7.01,9.01 05/19/05 C & F FINANCIAL CORP VA 8.01,9.01 05/18/05 CAP ROCK ENERGY CORP 2.02,9.01 05/18/05 CARLISLE COMPANIES INC DE 4.01 05/17/05 CARRINGTON LABORATORIES INC /TX/ TX 7.01,9.01 05/19/05 Carrington Mortgage Loan Trust 2005-N DE 9.01 05/04/05 CARRINGTON MORTGAGE LOAN TRUST INC SE 2.01,9.01 04/29/05 CARROLS CORP DE 8.01,9.01 05/19/05 CASEYS GENERAL STORES INC IA 7.01,9.01 05/19/05 CASUAL MALE RETAIL GROUP INC DE 2.02,9.01 05/19/05 CATO CORP DE 2.02,9.01 05/17/05 CBRL GROUP INC TN 2.02,7.01,9.01 05/19/05 CDKNET COM INC FL 1.01,3.02,9.01 05/13/05 CELLSTAR CORP DE 1.01 05/13/05 CELSION CORP MD 1.01,5.02,9.01 05/19/05 CENTERPOINT PROPERTIES TRUST MD 1.01,8.01,9.01 05/18/05 CENTURY PROPERTIES FUND XIX CA 2.03,9.01 05/17/05 CHASE BANK USA, NATIONAL ASSOCIATION DE 8.01,9.01 05/16/05 CHASE BANK USA, NATIONAL ASSOCIATION 8.01,9.01 05/16/05 CHECKERS DRIVE IN RESTAURANTS INC /DE DE 8.01,9.01 05/16/05 CHEMBIO DIAGNOSTICS, INC. NV 3.02,8.01,9.01 05/19/05 CHILDRENS PLACE RETAIL STORES INC 2.02,9.01 05/19/05 CHINA DIRECT TRADING CORP FL 7.01,9.01 05/19/05 CHIQUITA BRANDS INTERNATIONAL INC NJ 1.01,2.03,9.01 05/18/05 CIMAREX ENERGY CO DE 8.01,9.01 05/19/05 CIPRICO INC DE 1.01,5.02,9.01 05/16/05 CITIBANK SOUTH DAKOTA N A DE 8.01 03/28/05 CLAIRES STORES INC DE 2.02,9.01 05/19/05 CLEAN HARBORS INC MA 5.03,9.01 05/18/05 COBIZ INC CO 7.01,9.01 05/19/05 COGNIGEN NETWORKS INC CO 2.02,5.03,9.01 05/17/05 COMMODORE APPLIED TECHNOLOGIES INC DE 7.01,9.01 05/18/05 CONNETICS CORP DE 8.01 05/18/05 COOPER CAMERON CORP DE 7.01,9.01 05/18/05 CORAUTUS GENETICS INC DE 1.01,9.01 05/19/05 CORN PRODUCTS INTERNATIONAL INC DE 1.01 05/18/05 CORNELL COMPANIES INC DE 1.01,5.02,9.01 05/17/05 CORPORATE BOND BACKED CERT TR SER 199 DE 8.01,9.01 05/16/05 CORTLAND BANCORP INC OH 5.02 05/19/05 COST PLUS INC/CA/ CA 2.02,9.01 05/19/05 COVENTRY HEALTH CARE INC DE 7.01,9.01 05/19/05 CRAFTMADE INTERNATIONAL INC DE 4.01,9.01 05/13/05 CREDIT SUISSE FIRST BOSTON MORTGAGE S DE 8.01,9.01 05/19/05 CWALT INC 8.01,9.01 05/18/05 CYBER MERCHANTS EXCHANGE INC CA 5.03 05/17/05 DATASCOPE CORP DE 5.02 05/17/05 DATIGEN COM INC UT 4.01,9.01 05/18/05 DAYBREAK MINES INC WA 4.01 04/20/05 DEARBORN BANCORP INC /MI/ MI 8.01,9.01 05/17/05 DEB SHOPS INC PA 2.02,9.01 05/19/05 DRAGON PHARMACEUTICAL INC FL 2.02,9.01 05/16/05 DREAMS INC UT 8.01,9.01 05/11/05 DUQUESNE LIGHT HOLDINGS INC PA 7.01 05/19/05 EL PASO CORP/DE DE 7.01,9.01 05/19/05 EL PASO ELECTRIC CO /TX/ TX 8.01,9.01 05/17/05 ELECTRONIC SYSTEMS TECHNOLOGY INC WA 8.01,9.01 05/13/05 EMAK Worldwide, Inc. DE 1.01,5.02,9.01 05/13/05 Emrise CORP DE 8.01,9.01 05/06/05 ENDO PHARMACEUTICALS HOLDINGS INC DE 7.01,9.01 05/19/05 ENERGY CONVERSION DEVICES INC DE 7.01,9.01 05/19/05 ENERGY CORP OF AMERICA WV 8.01,9.01 05/19/05 ENHERENT CORP DE 5.02 05/13/05 ENNIS, INC. TX 2.02,7.01,9.01 05/19/05 ENSCO INTERNATIONAL INC DE 8.01,9.01 05/19/05 ENTERGY CORP /DE/ DE 2.02,7.01,8.01,9.01 05/19/05 ENTERGY CORP /DE/ DE 5.02 05/13/05 ENTROPIN INC CO 5.02 05/13/05 EQUIFAX INC GA 5.02,9.01 05/17/05 EQUITY LIFESTYLE PROPERTIES INC MD 8.01 05/16/05 EXIDE TECHNOLOGIES DE 2.02,9.01 05/16/05 FAIRCHILD CORP DE 8.01 05/18/05 FINLAY ENTERPRISES INC /DE DE 2.02,9.01 05/19/05 FINLAY FINE JEWELRY CORP DE 2.02,9.01 05/19/05 FINLAY FINE JEWELRY CORP DE 2.02,9.01 05/19/05 FIRST COMMUNITY BANCSHARES INC /NV/ NV 8.01,9.01 05/19/05 FIRST FEDERAL BANC OF THE SOUTHWEST I 5.02 05/11/05 FIRST LITCHFIELD FINANCIAL CORP DE 8.01 05/19/05 FIRST NATIONAL COMMUNITY BANCORP INC PA 8.01,9.01 05/19/05 FIRST NILES FINANCIAL INC DE 8.01 05/18/05 FIRST POTOMAC REALTY TRUST MD 7.01 05/18/05 FIRSTENERGY CORP OH 8.01,9.01 05/18/05 FIRSTENERGY CORP OH 1.01 05/19/05 FLEETWOOD ENTERPRISES INC/DE/ DE 8.01,9.01 05/18/05 FLUSHING FINANCIAL CORP DE 8.01,9.01 05/17/05 FLUSHING FINANCIAL CORP DE 7.01,9.01 05/18/05 FOOT LOCKER INC NY 2.02,9.01 05/18/05 Franklin Auto Trust 2004-2 8.01,9.01 05/15/05 FRANKLIN BANK CORP 7.01,9.01 05/19/05 FRIEDMANS INC DE 7.01,8.01,9.01 05/17/05 GALLAGHER ARTHUR J & CO DE 1.01,9.01 05/18/05 GAP INC DE 2.02,9.01 05/19/05 GATEWAY INC DE 5.02,9.01 05/16/05 GENESIS BIOVENTURES INC NY 8.01 05/19/05 GEO GROUP INC FL 2.02,9.01 05/13/05 GEORESOURCES INC CO 7.01 05/17/05 Georgetown Bancorp, Inc. X1 5.02,9.01 05/12/05 GFSB BANCORP INC DE 8.01,9.01 05/18/05 GFY FOODS INC NV 3.02 05/17/05 GILMAN & CIOCIA INC DE 1.01,9.01 05/13/05 GLOBAL MATRECHS, INC. DE 5.02 05/16/05 GLOBAL SIGNAL INC DE 5.02 05/19/05 GLOBALNET CORP NV 1.01,2.03,3.02,4.02,9.01 05/16/05 GMACM MORTGAGE LOAN TRUST 2005-AR1 DE 8.01,9.01 05/18/05 GRANDSOUTH BANCORPORATION SC 1.01 05/18/05 GREENE COUNTY BANCORP INC DE 8.01,9.01 05/17/05 GREENSHIFT CORP DE 5.03,9.01 05/16/05 GS MORTGAGE SECURITIES CORP DE 8.01 05/17/05 GS MORTGAGE SECURITIES CORP DE 8.01 05/19/05 GVI SECURITY SOLUTIONS INC DE 8.01 05/18/05 GYMBOREE CORP DE 7.01,9.01 05/18/05 HAGGAR CORP NV 2.02,9.01 05/19/05 HANCOCK FABRICS INC DE 2.02,9.01 05/17/05 HANDY HARDWARE WHOLESALE INC TX 4.01,9.01 04/22/05 AMEND HANMI FINANCIAL CORP DE 5.02,9.01 05/17/05 Harley-Davidson Motorcycle Trust 2005 NV 8.01,9.01 05/16/05 HARTE HANKS INC DE 5.02,7.01,9.01 05/17/05 HASBRO INC RI 1.01,7.01,9.01 05/19/05 HAWAIIAN ELECTRIC INDUSTRIES INC HI 8.01 05/13/05 HCC INSURANCE HOLDINGS INC/DE/ DE 8.01 05/19/05 HEALTH SCIENCES GROUP INC CO 5.02,8.01,9.01 05/16/05 HEARTLAND FINANCIAL USA INC DE 1.01,9.01 05/19/05 HERSHA HOSPITALITY TRUST MD 1.01,2.01,9.01 05/13/05 HIBBETT SPORTING GOODS INC DE 2.02,7.01,9.01 05/19/05 HOLLINGER INTERNATIONAL INC DE 1.01,5.01 05/10/05 HOTEL OUTSOURCE MANAGEMENT INTERNATIO DE 3.02 05/16/05 HyperSpace Communications, Inc. CO 8.01,9.01 05/19/05 IDEXX LABORATORIES INC /DE DE 5.02 05/18/05 IDEXX LABORATORIES INC /DE DE 5.02 05/18/05 AMEND II-VI INC PA 8.01,9.01 05/18/05 ILLINOIS POWER CO IL 8.01,9.01 05/19/05 IMPAX LABORATORIES INC DE 5.02 05/17/05 IMPCO TECHNOLOGIES INC DE 1.01,5.02,9.01 05/16/05 IMPCO TECHNOLOGIES INC DE 2.02,9.01 05/18/05 IMPCO TECHNOLOGIES INC DE 3.01,9.01 05/16/05 INDEPENDENCE COMMUNITY BANK CORP DE 8.01 05/18/05 INDYMAC ABS INC DE 8.01,9.01 05/19/05 INFOTECH USA INC DE 1.01,2.03,9.01 05/19/05 INLAND WESTERN RETAIL REAL ESTATE TRU MD 7.01,9.01 05/19/05 INSIGHT ENTERPRISES INC DE 1.01 05/15/05 INTAC INTERNATIONAL INC NV 7.01,9.01 05/18/05 INTEGRITY BANCSHARES INC GA 3.02 05/18/05 INTELLI CHECK INC DE 2.02,9.01 05/13/05 INTELLISYNC CORP DE 2.02,9.01 05/19/05 INTERMAGNETICS GENERAL CORP NY 2.03,9.01 05/16/05 INTERSTATE BAKERIES CORP/DE/ DE 2.05,2.06,9.01 05/19/05 INVESTNET INC NV 1.01,2.03,3.02 05/13/05 Irwin Whole Loan Home Equity Trust 20 DE 8.01,9.01 02/25/05 AMEND Irwin Whole Loan Home Equity Trust 20 DE 8.01,9.01 03/25/05 AMEND ITEC ENVIRONMENTAL GROUP INC DE 1.01,9.01 05/17/05 ITRON INC /WA/ WA 8.01 05/19/05 IXIA CA 1.01,9.01 05/13/05 JB OXFORD HOLDINGS INC DE 2.02,8.01,9.01 05/16/05 JEFFERIES GROUP INC /DE/ DE 3.02 05/17/05 JPMCC Commercial Mortgage Pass-Throug DE 8.01,9.01 05/16/05 K SWISS INC DE 8.01,9.01 05/19/05 KANSAS CITY LIFE INSURANCE CO MO 2.02 03/31/05 KCS ENERGY INC DE 8.01,9.01 05/18/05 KERR MCGEE CORP /DE DE 1.01,2.03,9.01 05/18/05 KEWAUNEE SCIENTIFIC CORP /DE/ DE 8.01,9.01 05/13/05 KIRBY CORP NV 7.01,9.01 05/19/05 KITE REALTY GROUP TRUST MD 1.01,2.03 05/13/05 LAKELAND BANCORP INC NJ 1.01 05/13/05 LBI MEDIA HOLDINGS INC 2.02,9.01 05/16/05 LEHMAN BROTHERS HOLDINGS INC DE 9.01 05/18/05 LEXINGTON PRECISION CORP DE 2.02,9.01 05/18/05 LEXINGTON PRECISION CORP DE 1.01,9.01 05/17/05 LIFELINE THERAPEUTICS, INC. CO 5.02 05/15/05 LSB INDUSTRIES INC DE 5.03,9.01 05/18/05 LUXEMBURG BANCSHARES INC WI 7.01,8.01,9.01 05/19/05 M B A HOLDINGS INC NV 8.01,9.01 05/16/05 M POWER ENTERTAINMENT INC. DE 5.03,8.01,9.01 05/18/05 MAGIC MEDIA NETWORKS INC DE 8.01 05/13/05 MAGUIRE PROPERTIES INC MD 1.01,7.01,9.01 05/18/05 MAINSOURCE FINANCIAL GROUP IN 8.01 05/19/05 MARRIOTT INTERNATIONAL INC /MD/ DE 8.01,9.01 05/06/05 MARSH SUPERMARKETS INC IN 1.01 04/13/05 MARVELL TECHNOLOGY GROUP LTD D0 2.02,9.01 05/19/05 MATTEL INC /DE/ DE 1.01,5.02,9.01 05/19/05 MAUI LAND & PINEAPPLE CO INC HI 1.01 05/18/05 MAXTOR CORP DE 1.01,9.01 05/13/05 MBNA AMERICA BANK NATIONAL ASSOCIATIO DE 8.01,9.01 05/19/05 MBNA CORP MD 8.01 05/19/05 MCLEODUSA INC DE 3.01 05/13/05 MDU RESOURCES GROUP INC DE 8.01 05/19/05 MEDIA SCIENCES INTERNATIONAL INC DE 4.02,9.01 05/05/05 AMEND MEDICINES CO /DE DE 1.01 05/13/05 MERCANTILE BANKSHARES CORP MD 8.01,9.01 05/18/05 MERITAGE HOSPITALITY GROUP INC MI 1.01,5.02,9.01 05/17/05 MERRILL LYNCH MORTGAGE INVESTORS INC DE 8.01,9.01 05/19/05 MERRILL LYNCH MORTGAGE INVESTORS INC DE 8.01,9.01 05/17/05 MET PRO CORP DE 2.02,9.01 04/30/05 METALS USA INC DE 1.01,8.01,9.01 05/18/05 MICROTEK MEDICAL HOLDINGS, INC GA 1.01,9.01 05/18/05 MIDWEST BANC HOLDINGS INC DE 1.01,5.03,7.01,8.01,9.01 05/18/05 MOLINA HEALTHCARE INC DE 5.02 05/16/05 Monterey Bay Tech, Inc. NV 2.01,3.02,5.01,5.02,5.03,7.01 05/12/05 MORGAN STANLEY DE 8.01 05/18/05 MORGAN STANLEY DE 1.01,9.01 05/13/05 Morgan Stanley ABS Capital I Inc. Tru DE 8.01,9.01 05/06/05 Morgan Stanley Capital I Trust 2005 H DE 8.01,9.01 05/16/05 Morgan Stanley Capital I Trust 2005 I DE 8.01,9.01 05/16/05 MOTIENT CORP DE 1.01,9.01 05/13/05 MOTOROLA INC DE 8.01,9.01 05/18/05 MOVIE GALLERY INC DE 8.01,9.01 05/17/05 MS STRUCTURED SATURNS SERIES 2003-14 DE 8.01,9.01 05/16/05 MS STRUCTURED SATURNS SERIES 2003-17 DE 8.01,9.01 05/16/05 MS STRUCTURED SATURNS SERIES 2004-3 DE 8.01,9.01 05/16/05 MS STRUCTURED SATURNS SERIES 2004-7 DE 8.01,9.01 05/16/05 MSC SOFTWARE CORP DE 4.01 05/18/05 Multicell Technologies Inc. DE 3.03,5.03,9.01 05/18/05 N-VIRO INTERNATIONAL CORP DE 5.02,5.03,8.01,9.01 05/13/05 NANTUCKET ISLAND ASSOCIATES LIMITED P DE 1.01,9.01 05/17/05 NATIONWIDE FINANCIAL SERVICES INC/ DE 1.01,1.02,9.01 05/13/05 NATIONWIDE LIFE INSURANCE CO OH 1.01,1.02,9.01 05/13/05 NATUREWELL INC CA 3.03,5.03,9.01 05/18/05 NAVISITE INC DE 8.01 05/16/05 NELNET INC NE 8.01,9.01 05/18/05 NEOWARE SYSTEMS INC DE 1.01,9.01 05/13/05 NEW BRIDGE CAPITAL INC MN 1.01,3.03,5.02,5.03 05/13/05 NEW HORIZONS WORLDWIDE INC DE 3.01,9.01 05/18/05 New York & Company, Inc. 2.02,7.01,9.01 05/19/05 NEWELL RUBBERMAID INC DE 1.01,9.01 05/17/05 NEXMED INC NV 1.01,2.03,3.02,3.03,5.03,8.01 05/16/05 NGP Capital Resources CO MD 1.01,7.01,9.01 05/17/05 NOMURA ASSET ACCEPTANCE CORP DE 8.01,9.01 05/19/05 AMEND NORTHERN EMPIRE BANCSHARES CA 8.01 05/18/05 NORTHFIELD LABORATORIES INC /DE/ DE 1.01,9.01 05/16/05 NORTHROP GRUMMAN CORP /DE/ DE 1.01,5.03,9.01 05/17/05 NOVOSTE CORP /FL/ FL 1.01,9.01 05/18/05 NTS MORTGAGE INCOME FUND DE 7.01,9.01 05/19/05 NUCO2 INC /FL FL 5.02,9.01 05/18/05 OCWEN FINANCIAL CORP FL 5.02 05/17/05 OHIO CASUALTY CORP OH 8.01,9.01 05/18/05 OLIN CORP VA 7.01,9.01 05/18/05 OPSWARE INC DE 2.02,9.01 05/19/05 Orsus Xelent Technologies Inc DE 9.01 03/31/05 AMEND OSHKOSH TRUCK CORP WI 5.02 05/17/05 OXFORD TECHNOLOGIES INC DE 4.01,9.01 02/12/03 PALM HARBOR HOMES INC /FL/ FL 2.02,9.01 05/17/05 PALMONE INC DE 5.02,9.01 05/13/05 PAYLESS SHOESOURCE INC /DE/ DE 2.02,7.01,9.01 05/19/05 PETROLEUM DEVELOPMENT CORP NV 8.01,9.01 05/18/05 PHAGE GENOMICS, INC NV 4.01,9.01 05/18/05 Philadelphia Mortgage Corp. 1.01,2.01,3.02,4.01,5.01,5.02 05/13/05 PHOENIX COLOR CORP DE 8.01 05/17/05 PINNACLE WEST CAPITAL CORP AZ 8.01 05/13/05 PLACER SIERRA BANCSHARES CA 7.01,9.01 05/19/05 POINDEXTER J B & CO INC DE 2.02,7.01,8.01,9.01 05/19/05 PROGRESSIVE CORP/OH/ OH 7.01,9.01 05/19/05 PS BUSINESS PARKS INC/CA CA 5.02,5.03,9.01 05/18/05 PUBLIC CO MANAGEMENT CORP NV 2.01,9.01 05/18/05 PUBLIC CO MANAGEMENT CORP NV 1.01,9.01 05/19/05 PUGET ENERGY INC /WA WA 8.01,9.01 05/19/05 PVC CONTAINER CORP DE 1.01 05/13/05 RALI Series 2005-QA5 Trust DE 8.01,9.01 05/19/05 RAMP CORP DE 5.02 05/13/05 RAMP CORP DE 3.02,9.01 05/13/05 RAMP Series 2005-RS4 Trust DE 8.01,9.01 05/19/05 RBS GLOBAL INC DE 1.01,2.01,9.01 05/16/05 READING INTERNATIONAL INC NV 2.01,9.01 05/17/05 RED ROBIN GOURMET BURGERS INC DE 2.02,9.01 05/19/05 RESIDENTIAL ASSET SECURITIES CORP DE 8.01,9.01 05/19/05 RIVIERA TOOL CO MI 1.01,1.02,2.03,2.04,3.02 05/17/05 ROCKY MOUNTAIN CHOCOLATE FACTORY INC CO 8.01,9.01 05/19/05 ROWAN COMPANIES INC DE 8.01,9.01 05/19/05 SALESFORCE COM INC DE 1.01,9.01 05/17/05 SAMSONITE CORP/FL DE 5.05,9.01 05/16/05 SAN DIEGO GAS & ELECTRIC CO CA 8.01,9.01 05/16/05 SAXON ASSET SECURITIES CO VA 8.01 05/17/05 SE FINANCIAL CORP 8.01,9.01 05/18/05 SECURITY BANK CORP GA 1.01,9.01 05/13/05 SEQUA CORP /DE/ DE 1.01,9.01 05/19/05 Sheer Ventures Inc. NV 1.01,3.02,5.01 03/31/05 SHOE CARNIVAL INC IN 2.02,9.01 05/19/05 SHOPKO STORES INC WI 2.02,8.01,9.01 05/19/05 SIERRA PACIFIC RESOURCES /NV/ NV 8.01,9.01 05/17/05 SILICON IMAGE INC DE 5.02 05/15/05 SILICON LABORATORIES INC DE 3.02 05/18/05 SLADES FERRY BANCORP MA 7.01,9.01 05/19/05 SMITH INTERNATIONAL INC DE 1.01,9.01 05/15/05 SOUTHERN PERU COPPER CORP/ DE 9.01 04/01/05 AMEND SPACEHAB INC \WA\ WA 1.01,5.02 05/12/05 STERIS CORP OH 1.01,5.02,8.01 05/14/05 STERLING FINANCIAL CORP /PA/ PA 1.01,5.02,9.01 04/25/05 AMEND STONERIDGE INC OH 1.02 05/13/05 STREICHER MOBILE FUELING INC FL 2.02,9.01 05/19/05 STRUCTURED ASSET SECURITIES CORP DE 8.01,9.01 05/18/05 SUMTOTAL SYSTEMS INC DE 1.01 05/17/05 SUN HEALTHCARE GROUP INC DE 1.01,9.01 05/16/05 SUNOCO LOGISTICS PARTNERS LP DE 8.01,9.01 05/17/05 SUPERIOR GALLERIES INC DE 1.01,9.01 05/18/05 SUPERIOR INDUSTRIES INTERNATIONAL INC CA 5.02,9.01 05/13/05 SUTRON CORP VA 2.02 05/13/05 TAUBMAN CENTERS INC MI 1.01,5.03,9.01 05/18/05 TECHNOLOGY SOLUTIONS COMPANY DE 3.01 05/13/05 TECHTEAM GLOBAL INC DE 8.01 05/16/05 TEKNI PLEX INC DE 1.01,9.01 05/13/05 TEKNOWLEDGE CORP DE 3.01 05/13/05 TERCICA INC DE 8.01 05/18/05 TEXEN OIL & GAS INC NV 5.01,5.02 05/17/05 THQ INC DE 8.01 05/17/05 TIFFANY & CO DE 8.01,9.01 05/19/05 TII NETWORK TECHNOLOGIES INC DE 1.01,9.01 05/17/05 TIME WARNER TELECOM INC DE 1.01 05/18/05 TORVEC INC NY 3.02 05/19/05 TRANSCAT INC OH 2.02,9.01 05/17/05 TRINITY INDUSTRIES INC DE 1.01,3.03,9.01 05/19/05 UNION BANKSHARES CORP VA 1.02,5.02 05/16/05 UNION FINANCIAL BANCSHARES INC DE 8.01 05/17/05 UNITED DOMINION REALTY TRUST INC MD 8.01,9.01 05/19/05 UNITED MEDICORP INC DE 2.02,7.01,9.01 05/19/05 UNITED REFINING CO PA 8.01,9.01 05/19/05 UNIVERSAL ACCESS GLOBAL HOLDINGS INC DE 8.01,9.01 05/16/05 UNIVERSAL CITY DEVELOPMENT PARTNERS L 7.01 05/18/05 Universal City Florida Holding Co. I FL 7.01 05/18/05 UTAH MEDICAL PRODUCTS INC UT 8.01 05/19/05 V F CORP PA 1.01 05/13/05 VITAL IMAGES INC MN 1.01,5.02,9.01 05/15/05 VITAL IMAGES INC MN 8.01,9.01 05/19/05 VOIP INC 7.01,9.01 05/16/05 VORNADO REALTY TRUST MD 7.01 05/12/05 Wachovia Bank Commercial Mortgage Tru NC 8.01,9.01 05/17/05 Warner Music Group Corp. DE 1.01,1.02,9.01 05/10/05 WATSON PHARMACEUTICALS INC NV 1.01 05/13/05 WATTS WATER TECHNOLOGIES INC DE 7.01,9.01 05/19/05 WELLCHOICE INC DE 1.01,7.01 05/18/05 WELLSFORD REAL PROPERTIES INC MD 2.05,5.03,8.01,9.01 05/19/05 WESTSIDE ENERGY CORP NV 5.02 05/14/05 WORLD WRESTLING ENTERTAINMENTINC DE 1.01,5.02,9.01 05/19/05 XPONENTIAL INC DE 3.02,9.01 05/17/05 ZOLTEK COMPANIES INC DE 1.01,9.01 05/14/05 Zumiez Inc 2.02,9.01 05/19/05