SEC NEWS DIGEST Issue 2004-87 May 5, 2004 ENFORCEMENT PROCEEDINGS FORMER ADAPTEC, INC. SALES VICE PRESIDENT PENALIZED FOR INSIDER TRADING The Commission today announced that it has obtained a $100,000 insider- trading penalty against Michael A. Ofstedahl, a former vice president of Adaptec, Inc., a Milpitas, California developer of computer components and software. The Commission also obtained a permanent injunction prohibiting Ofstedahl's further violations of Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder. In January 1999, Ofstedahl engaged in illegal insider trading when he tipped insider information in advance of Adaptec's pre-announcement of positive earnings to his friend and dentist, Robert Rutner. The penalty was imposed on April 30, 2004, by Judge James Ware of the U.S. District Court for the Northern District of California following a one-day bench trial. Previously, Ofstedahl had stipulated to the entry of a judgment of liability on the Commission's insider trading claims. Ofstedahl had also entered a guilty plea, and been sentenced, for obstructing the Commission's investigation into Dr. Rutner's trading. The Commission's complaint filed on July 31, 2002, alleged that in January 1999, Ofstedahl learned that Adaptec planned to pre-announce its preliminary third-quarter earnings for the 1999 fiscal year, which exceeded analyst's estimates. On the morning of Jan. 6, 1999, Ofstedahl tipped information about the pre-announcement to Rutner pursuant to their earlier agreement to share profits that Rutner might make by trading on inside information. Rutner in turn tipped William Kuncz, Rutner's friend and business associate, who also traded in Adaptec securities. Following Adaptec's release of the pre-announcement on Jan. 6, 1999, Rutner realized profits of $648,936 on his Adaptec trading, while Kuncz gained $26,013. In settlement of the Commission's insider trading charges against them, Rutner and Kuncz have paid the Commission a total of $1,167,047.87 in disgorgement of unfair profits, penalties and interest. [SEC v. Michael A. Ofstedahl, et al., USDC, NDCA, Civil Action No. C 02-03685 JW] (LR-18693) SEC FREEZES ASSETS IN BAY AREA PONZI SCHEME The Commission today announced that it has obtained an order freezing the assets of Chicago D&P, Inc., a purported real estate company based in Emeryville, California (with offices in Reno, Nevada) that has raised millions of dollars from hundreds of investors nationwide since 2001 (including over $6 million in the last six months alone). According to the Commission, the company lured investors into a fraudulent Ponzi scheme by guaranteeing profits of over 36% per year, and at times promising to double investors' money within a year. The Commission's complaint, filed in federal district court in San Francisco, alleges that Chicago D&P fraudulently represented that it would use investor funds to acquire real estate that would generate "safe" and "phenomenal" returns. Instead, the company's founder and president, 57-year-old Emeryville, California resident Patricia "Pat" Morgen, diverted hundreds of thousands of dollars to personal use. According to the Commission's complaint, the defendants fooled investors into thinking the investment was profitable by making regular payments of supposed investment returns; in actuality, the money came from new investors. An order issued by Judge Charles R. Breyer Tuesday morning freezes all funds and assets controlled by Chicago D&P and Morgen, as well as those of Morgen's 27-year-old son Shalom Gibson, of Berkeley, California, who is alleged to have controlled various bank accounts into which Morgen siphoned investor funds. The Commission reported to the court that, immediately after receiving subpoenas from the Commission over the weekend, Gibson and Morgen attempted to withdraw $300,000 of investors' funds in cash and cashier's checks, a move blocked by the court order. Based on the evidence presented by the Commission, the Court issued an order temporarily freezing all of Chicago D&P's, Morgen's, and Gibson's funds and providing other emergency relief. The Commission's complaint charges the defendants with violating the antifraud and registration provisions of the federal securities laws, specifically Sections 5(a), 5(c) and 17(a) of the Securities Act of 1933, Section 10(b) of the Securities Exchange Act of 1934, and Rule 10b- 5 thereunder. The Complaint seeks permanent injunctions prohibiting future violations of the securities laws, disgorgement, and civil penalties. Also named as a relief defendant is Realtopia, Inc., an entity controlled by Gibson into which he allegedly diverted investor funds. [SEC v. Chicago D&P, Inc., Patricia Morgen and Shalom Gibson, USDC, NDCA, Civil Action No. c 04 1742] (LR-18694) INVESTMENT COMPANY ACT RELEASES RSI RETIREMENT TRUST AND RETIREMENT SYSTEM INVESTORS INC. A notice has been issued giving interested persons until June 1, 2004, to request a hearing on an application filed by RSI Retirement Trust and Retirement System Investors Inc. for an order granting an exemption from Section 15(a) of the Investment Company Act and Rule 18f-2 under the Act. The order would permit applicants to enter into and materially amend subadvisory agreements without shareholder approval. (Rel. IC- 26442 - May 4) SELF-REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES A proposed rule change (SR-NASD-2004-067) filed by the National Association of Securities Dealers to amend NASD Rule 7010 to modify the charges paid by members receiving Nasdaq's service for trading exchange- listed securities has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of May 4. (Rel. 34- 49648) A proposed rule change (SR-NASD-2004-064) filed by the National Association of Securities Dealers, through its subsidiary, the Nasdaq Stock Market, Inc. regarding technical corrections to SuperMontage Rules, has become immediately effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of May 4. (Rel. 34- 49650) WITHDRAWALS SOUGHT A notice has been issued giving interested persons until May 21 to comment on the application of Shelbourne Properties III, Inc. to withdraw its common stock, $.01 par value, from listing and registration on the American Stock Exchange. (Rel. 34-49637) A notice has been issued giving interested persons until May 21 to comment on the application of Shelbourne Properties II, Inc. to withdraw its common stock, $.01 par value, from listing and registration on the American Stock Exchange. (Rel. 34-49638) A notice has been issued giving interested persons until May 21 to comment on the application of Shelbourne Properties I, Inc. to withdraw its common stock, $.01 par value, from listing and registration on the American Stock Exchange. (Rel. 34-49640) WITHDRAWAL GRANTED An order has been issued granting the application of Essex Corporation to withdraw its common stock, no par value, from listing and registration on the American Stock Exchange, effective at the opening of business on May 5. (Rel. 34-49654) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . SB-2 UNITED HERITAGE CORP, 2 CADDO STREET, CLEBURNE, TX, 76031, 8176413681 - 11,008,444 ($9,905,220.00) Equity, (File 333-115121 - May. 4) (BR. 04) S-8 PMC SIERRA INC, 3975 FREEDOM CIRCLE, MISSION TOWER ONE, SANTA CLARA, CA, 95054, 408-369-1176 - 20,460,298 ($253,912,310.59) Debt Convertible into Equity, (File 333-115123 - May. 4) (BR. 36) S-8 ENDEVCO INC, 2425 FOUNTAIN VIEW, SUITE 215, HOUSTON, TX, 77057, 7139774662 - 30,000,000 ($1,950,000.00) Equity, (File 333-115124 - May. 4) (BR. 04) S-2 MICRO COMPONENT TECHNOLOGY INC, 2340 W COUNTY RD C, ST PAUL, MN, 55113-2528, 6516974000 - 0 ($2,573,591.00) Equity, (File 333-115125 - May. 4) (BR. 36) SB-2 LAM PHARMACEUTICAL CORP, 800 SHEPPARD AVENUE WEST, TORONTO, A6, 00000, 4166333004 - 0 ($4,689,024.00) Equity, (File 333-115126 - May. 4) (BR. 01) S-8 TASTY FRIES INC, 650 SENTRY PKWY STE ONE, BLUE BELL, PA, 19422, 6109412109 - 850,000 ($153,000.00) Equity, (File 333-115127 - May. 4) (BR. 04) S-3 PRICELINE COM INC, 800 CONNECTICUT AVE, NORWALK, CT, 06854, 2037053000 - 0 ($341,800,000.00) Debt Convertible into Equity, (File 333-115128 - May. 4) (BR. 08) S-3 BANCTRUST FINANCIAL GROUP INC, 100 ST JOSEPH ST, P O BOX 3067, MOBILE, AL, 36602, 2514317800 - 500,000 ($8,620,000.00) Equity, (File 333-115129 - May. 4) (BR. 07) S-8 POGO PRODUCING CO, 5 GREENWAY PLAZA STE 2700, P O BOX 2504, HOUSTON, TX, 77252-0504, 7132975000 - 0 ($98,290,000.00) Equity, (File 333-115130 - May. 4) (BR. 04) S-3 TRIZEC PROPERTIES INC, 1114 AVENUE OF THE AMERICAS 31ST FLOOR, NEW YORK, NY, 10036, 2123829300 - 5,000,000 ($71,325,000.00) Equity, (File 333-115132 - May. 4) (BR. 08) S-8 MEIER WORLDWIDE INTERMEDIA INC, 1100 MELVILLE ST STE 320, VANCOUVER BRITISH COLUMBIA, V6E 4A6, A1, 00000, 6046897572 - 460,000 ($230,000.00) Equity, (File 333-115133 - May. 4) (BR. 08) S-4 CARMIKE CINEMAS INC, 1301 FIRST AVE, COLUMBUS, GA, 31901, 7065763400 - 0 ($150,000,000.00) Non-Convertible Debt, (File 333-115134 - May. 4) (BR. 05) S-8 GANNETT CO INC /DE/, 7950 JONES BRANCH DRIVE, MCLEAN, VA, 22107-0910, 7038546000 - 0 ($1,002,800,000.00) Equity, (File 333-115135 - May. 4) (BR. 05) S-8 PARK NATIONAL CORP /OH/, 50 NORTH THIRD ST, NEWARK, OH, 43055, 6143498451 - 100,000 ($11,500,000.00) Equity, (File 333-115136 - May. 4) (BR. 07) S-8 FORMFACTOR INC, 2140 RESEARCH DRIVE, LIVERMORE, CA, 94550, 0 ($38,245,625.52) Equity, (File 333-115137 - May. 4) (BR. 36) S-8 BANK MUTUAL CORP, 4949 W. BROWN DEER RD, BROWN DEER, WI, 53223, 4143626113 - 0 ($60,939,881.00) Equity, (File 333-115138 - May. 4) (BR. 07) S-8 I2 TECHNOLOGIES INC, ONE 12 PLACE, 11701 LUNA RD, DALLAS, TX, 75234, 4643571000 - 0 ($5,142,290.72) Equity, (File 333-115143 - May. 4) (BR. 03) N-2 THL INVESTMENT CAPITAL CORP, C/O THOMAS H LEE PARTNERS LP, 100 FEDERAL STREET 35TH FLOOR, BOSTON, MA, 02110, 6172271050 - 0 ($500,000,000.00) Equity, (File 333-115144 - May. 4) (BR. ) S-3 AXS ONE INC, MEADOWS OFFICE COMPLEX, 301 RT 17 NORTH, RUTHERFORD, NJ, 07070, 2019353400 - 0 ($13,457,302.20) Equity, (File 333-115145 - May. 4) (BR. 03) S-8 CYTOKINETICS INC, 280 EAST GRAND AVENUE, ., SOUTH SAN FRANCISCO, CA, 94080, (650) 624-3000 - 0 ($33,708,763.00) Equity, (File 333-115146 - May. 4) (BR. 01) S-8 INTAC INTERNATIONAL INC, UNIT 3-5, 17/F., CLIFFORD CENTRE, 778-784 CHEUNG SHA WAN ROAD, KOWLOON, K3, 011 852 2385 8789 - 0 ($36,914,500.00) Equity, (File 333-115147 - May. 4) (BR. 37) S-3 DYNEGY INC /IL/, 1000 LOUISIANA, STE 5800, HOUSTON, TX, 77002, 7133677600 - 0 ($225,000,000.00) Debt Convertible into Equity, 8,000,000 ($400,000,000.00) Equity, 0 ($225,000,000.00) Non-Convertible Debt, (File 333-115148 - May. 4) (BR. 04) SB-2 AUTO DATA NETWORK, 1 ROCKEFELLER PLAZA - SUITE 1600, NEW YORK, NY, 10020, 2125214497 - 13,381,932 ($42,688,363.00) Equity, (File 333-115149 - May. 4) (BR. 08) N-2 GLOBAL CAPITAL & INCOME STRATEGIES FUND INC, C/O MERRILL LYNCH ASSET MANAGEMENT, 800 SCUDDERS MILL RD, PLAINSBORO, NJ, 08536, 6092822800 - 50,000 ($100,000.00) Other, (File 333-115150 - May. 4) (BR. ) SB-2 RUSH FINANCIAL TECHNOLOGIES INC, 13355 NOEL RD, STE 300, DALLAS, TX, 75240, 9724506000 - 0 ($6,413,000.00) Equity, (File 333-115151 - May. 4) (BR. 07) S-8 QUEBECOR WORLD INC, 612 ST JACQUES ST, MONTREAL QUEBEC CANA, E6, 00000, 5149540101 - 0 ($103,230,000.00) Other, (File 333-115152 - May. 4) (BR. 05) S-1 CITADEL BROADCASTING CORP, 7201 W LAKE MEAD BLVD, SUITE 400, LAS VEGAS, NV, 89128, 7028048204 - 0 ($330,000,000.00) Debt Convertible into Equity, (File 333-115153 - May. 4) (BR. 37) S-8 SHAW GROUP INC, 4171 ESSEN LANE, 1ST FLOOR, BATON ROUGE, LA, 70809, 2259322500 - 0 ($26,445,000.00) Equity, (File 333-115154 - May. 4) (BR. 06) S-8 SHAW GROUP INC, 4171 ESSEN LANE, 1ST FLOOR, BATON ROUGE, LA, 70809, 2259322500 - 0 ($14,760,000.00) Equity, (File 333-115155 - May. 4) (BR. 06) S-1 TRANSPORTATION TECHNOLOGIES INDUSTRIES INC, 980 N MICHIGAN AVE STE 1000, CHICAGO, IL, 60611, 3122808844 - 0 ($150,000,000.00) Equity, (File 333-115156 - May. 4) (BR. 05) S-4 ASSURANT INC, 0 ($975,000,000.00) Non-Convertible Debt, (File 333-115157 - May. 4) (BR. 01) S-3 TXU CORP /TX/, ENERGY PLAZA, 1601 BRYAN ST, DALLAS, TX, 75201, 2148124600 - 0 ($2,000,000,000.00) Other, (File 333-115159 - May. 4) (BR. 02) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: Item 1. Changes in Control of Registrant. Item 2. Acquisition or Disposition of Assets. Item 3. Bankruptcy or Receivership. Item 4. Changes in Registrant's Certifying Accountant. Item 5. Other Materially Important Events. Item 6. Resignations of Registrant's Directors. Item 7. Financial Statements and Exhibits. Item 8. Change in Fiscal Year. Item 9. Regulation FD Disclosure. Item 10. Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics. Item 11. Temporary Suspension of Trading Under Registrant's Employee Benefit Plans. Item 12. Results of Operations and Financial Condition. The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports previously filed, responding to the item(s) of the form specified. 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 10 11 12 13 DATE COMMENT ------------------------------------------------------------------------------------------------ 21ST CENTURY TECHNOLOGIES INC NV X 04/28/04 ABN AMRO MORT CORP MULTI CLASS MORT P DE X X 05/01/04 ABN AMRO MORT CORP MULTI CLASS MORT P DE X X 05/01/04 ABN AMRO MORT SEC MULTI CLASS MORT PS DE X X 05/01/04 ABN AMRO MORTGAGE CORP SERIES 2002-9 DE X X 05/01/04 ABN AMRO MORTGAGE MULTI-CLASS MOR PAS DE X X 05/01/04 ABX AIR INC X X 05/04/04 ACE SECURITIES CORP HOME EQUITY LOAN DE X 05/04/04 ACNB CORP PA X X 05/03/04 ACTION PERFORMANCE COMPANIES INC AZ X X 05/03/04 ADOLOR CORP X X 05/04/04 AFFORDABLE RESIDENTIAL COMMUNITIES IN MD X 05/04/04 ALADDIN SYSTEMS HOLDINGS INC NV X X 04/19/04 ALAMOSA HOLDINGS INC DE X 05/04/04 ALBANY MOLECULAR RESEARCH INC DE X 05/03/04 ALBEMARLE CORP VA X X 05/04/04 ALDERWOODS GROUP INC DE X X 05/04/04 ALLIANCE BANKSHARES CORP X X 05/03/04 ALLIED HOLDINGS INC GA X X 05/03/04 ALLIED HOLDINGS INC GA X X 05/04/04 ALLOS THERAPEUTICS INC DE X X 05/03/04 AMERICAN DENTAL PARTNERS INC DE X X 05/03/04 AMERICAN LAND LEASE INC DE X X X 04/29/04 AMERICAN MORTGAGE ACCEPTANCE CO MA X X 05/04/04 AMERICAN RESTAURANT GROUP INC DE X 05/03/04 AMERICAN TECHNICAL CERAMICS CORP DE X X 05/03/04 AMERUS GROUP CO/IA IA X X X 05/03/04 AMETEK INC/ DE X X 05/03/04 AMSOUTH BANCORPORATION DE X X 05/04/04 ANNAPOLIS NATIONAL BANCORP INC MD X X 05/04/04 ANSYS INC DE X X 05/04/04 AON CORP DE X X 05/03/04 ARDENT HEALTH SERVICES LLC DE X 05/04/04 ARGENT SECURITIES INC X X 05/04/04 ARIAD PHARMACEUTICALS INC DE X X 05/04/04 ARLINGTON HOSPITALITY INC DE X X 05/04/04 ASIA PAYMENT SYSTEMS NV X X 04/28/04 AMEND AUDIBLE INC X X X 05/04/04 AVON PRODUCTS INC NY X X 05/03/04 AXSYS TECHNOLOGIES INC DE X 05/03/04 BANCTRUST FINANCIAL GROUP INC AL X 04/29/04 BANK HOLDINGS NV X X 05/03/04 BANK OF AMERICA MORT SEC INC MORT PAS DE X X 04/25/04 BEAR STEARNS ALT A TRUST 2003-2 DE X X 04/27/04 BEAR STEARNS ALT A TR MORTGAGE PASS T NY X X 04/26/04 BEAR STEARNS ALT A TRUST MORT PASS TH DE X X 04/25/04 BENTHOS INC MA X X 05/04/04 BEVSYSTEMS INTERNATIONAL INC CO X X 05/04/04 BGR CORP NV X 05/03/04 BIO AMERICAN CAPITAL CORP NV X X 03/05/04 AMEND BLAIR CORP DE X X 05/04/04 BNC BANCORP NC X X 05/03/04 BOEING CO DE X X 05/03/04 BREMER FINANCIAL CORP MN X X 03/31/04 BROOKS AUTOMATION INC DE X X 05/03/04 BRUKER BIOSCIENCES CORP DE X 05/04/04 BUCKEYE PARTNERS L P DE X X X X 05/04/04 CAL DIVE INTERNATIONAL INC MN X X 05/03/04 CANDELA CORP /DE/ DE X 04/27/04 CAPITAL TITLE GROUP INC DE X X 04/30/04 CASTLE A M & CO MD X 03/31/04 CATALYST INTERNATIONAL INC DE X 05/04/04 CECIL BANCORP INC MD X X 05/04/04 Cell Power Technologies, Inc. X X 04/29/04 CENDANT MORTGAGE CAPITAL LLC CDMC MO DE X 04/26/04 CENTRAL BANCORP INC /MA/ MA X X 04/30/04 CEPHEID CA X 04/29/04 CERUS CORP DE X X 05/03/04 CHESAPEAKE UTILITIES CORP DE X X 05/03/04 CHROMAVISION MEDICAL SYSTEMS INC DE X 04/27/04 CHUBB CORP NJ X 04/27/04 CIMAREX ENERGY CO DE X 05/04/04 CIMETRIX INC NV X X 05/04/04 CINCINNATI BELL INC OH X X 05/04/04 CLEAR CHANNEL COMMUNICATIONS INC TX X X 05/04/04 COFFEE EXCHANGE INC X 04/08/04 AMEND COLLECTORS UNIVERSE INC DE X 06/30/03 AMEND COLLINS & AIKMAN FLOOR COVERINGS INC DE X X 04/30/04 COLONY RIH HOLDINGS INC DE X X 04/04/04 COLUMBIA BANKING SYSTEM INC WA X 04/28/04 COMMSCOPE INC DE X X 05/04/04 COMMUNITY CENTRAL BANK CORP MI X 05/03/04 COMPASS MINERALS INTERNATIONAL INC DE X 05/04/04 COMPUCREDIT CORP GA X X 05/04/04 COMSTOCK RESOURCES INC NV X X 05/04/04 COMSTOCK RESOURCES INC NV X X 05/03/04 CONCENTRA OPERATING CORP NV X X 05/03/04 CONCORD COMMUNICATIONS INC MA X 05/04/04 CONNETICS CORP DE X X 05/04/04 CONTINENTAL AIRLINES INC /DE/ DE X X 05/03/04 COPPER MOUNTAIN NETWORKS INC DE X X 05/04/04 CORPORATE EXECUTIVE BOARD CO DE X 04/28/04 CORRECTIONAL PROPERTIES TRUST MD X X 05/04/04 COTTON STATES LIFE INSURANCE CO / GA X X 04/29/04 COVE APPAREL INC NV X 02/03/04 AMEND CREDIT SUISSE FIRST BOSTON MORTGAGE S DE X 05/04/04 CSFB MORTGAGE BACKED PASS THR CERTS S DE X X 04/25/04 CURATIVE HEALTH SERVICES INC X X 05/04/04 CURATIVE HEALTH SERVICES INC X X 04/23/04 CVB FINANCIAL CORP CA X 03/31/04 CWMBS INC DE X X 02/27/03 CWMBS INC DE X X 05/04/04 CYTOGEN CORP DE X 05/04/04 DEAN FOODS CO/ DE X X 05/04/04 DENTSPLY INTERNATIONAL INC /DE/ DE X X 04/28/04 DEPOMED INC CA X X 04/27/04 DESERT HEALTH PRODUCTS INC AZ X X 03/16/04 AMEND DIGITAL RIVER INC /DE DE X X 04/19/04 DIRECTV GROUP INC DE X 05/04/04 DIRECTV HOLDINGS LLC DE X 05/04/04 DIVINE INC DE X X 04/27/04 DOMINION HOMES INC OH X X X 05/03/04 DOMINOS INC DE X X 05/04/04 DONLAR CORP IL X 04/13/04 DSE FISHMAN INC NV X 04/27/04 DUKE ENERGY CORP NC X X 05/04/04 DUSA PHARMACEUTICALS INC NJ X X 05/04/04 E COM TECHNOLOGIES CORP NV X X 04/26/04 EAGLE BANCORP INC MD X X X 05/03/04 ECHELON CORP DE X X 05/04/04 ECOLLEGE COM DE X X 05/04/04 EDELBROCK CORP DE X X 05/04/04 EL PASO CORP/DE DE X 05/04/04 ELITE PHARMACEUTICALS INC /DE/ DE X X 05/03/04 EMBREX INC /NC/ NC X 05/04/04 EMERSON ELECTRIC CO MO X X X 05/04/04 EMPIRE RESORTS INC DE X X 05/04/04 ENCORE CAPITAL GROUP INC DE X 05/04/04 ENCORE CAPITAL GROUP INC DE X 05/04/04 ENCORE MEDICAL CORP DE X X X 04/03/04 ENDEAVOUR INTERNATIONAL CORP NV X X 04/29/04 ENERGYSOUTH INC AL X X 04/30/04 EPOCH BIOSCIENCES INC DE X X 05/04/04 EQUITY OFFICE PROPERTIES TRUST MD X 05/03/04 ESPEED INC DE X X 04/26/04 ESSEX CORPORATION VA X X 05/04/04 ET CORP CO X X 02/13/04 AMEND EVERGREEN SOLAR INC DE X 05/04/04 EVERLAST WORLDWIDE INC DE X X 05/03/04 EVOLVE ONCOLOGY INC DE X 04/19/04 AMEND EXABYTE CORP /DE/ DE X X 05/03/04 EXEGENICS INC DE X 05/04/04 EXPRESSJET HOLDINGS INC DE X X 05/01/04 EYETECH PHARMACEUTICALS INC DE X X 05/03/04 FALMOUTH BANCORP INC DE X X 04/30/04 FARNSWORTH BANCORP INC NJ X X 05/04/04 FINANCIAL INDUSTRIES CORP TX X 04/26/04 FIRST BUSEY CORP /NV/ NV X X 05/04/04 FIRST FEDERAL BANCSHARES OF ARKANSAS TX X X 05/03/04 FIRST INTERSTATE BANCSYSTEM INC MT X X X 05/03/04 FIRST UNION COMMERCIAL MORTGAGE PASS NC X 03/15/04 AMEND FISHER SCIENTIFIC INTERNATIONAL INC DE X X 05/04/04 FLEETWOOD ENTERPRISES INC/DE/ DE X 04/30/04 FOOTSTAR INC DE X X 05/04/04 FREEPORT MCMORAN COPPER & GOLD INC DE X 05/04/04 FRIEDMAN BILLINGS RAMSEY GROUP INC VA X 04/28/04 FRIEDMAN BILLINGS RAMSEY GROUP INC VA X 05/04/04 FRIEDMANS INC DE X X 04/29/04 GAYLORD ENTERTAINMENT CO /DE DE X X 05/04/04 GENERAL MOTORS CORP DE X 05/04/04 GENESIS ENERGY LP DE X X 05/03/04 GENESIS HEALTHCARE CORP PA X X X 05/03/04 GLENAYRE TECHNOLOGIES INC DE X X 05/03/04 GLENAYRE TECHNOLOGIES INC DE X X 05/03/04 AMEND GLOBAL CROSSING LTD X X 04/29/04 GOLDEN STAR RESOURCES LTD X X 05/03/04 GREAT SOUTHERN BANCORP INC DE X X 05/04/04 GREG MANNING AUCTIONS INC NY X 03/05/04 AMEND GSI COMMERCE INC DE X 05/04/04 GULFTERRA ENERGY PARTNERS L P DE X 05/04/04 HAEMONETICS CORP MA X 05/03/04 HANCOCK JOHN LIFE INSURANCE CO MA X X 05/03/04 HAWAIIAN ELECTRIC INDUSTRIES INC HI X 05/03/04 HAWAIIAN HOLDINGS INC DE X X 04/20/04 HCC INSURANCE HOLDINGS INC/DE/ DE X 05/04/04 HECLA MINING CO/DE/ DE X X 05/04/04 HERITAGE PROPERTY INVESTMENT TRUST IN MD X X 05/04/04 HOLOGIC INC DE X X 04/27/04 HOME PROPERTIES INC MD X X 04/30/04 AMEND HON INDUSTRIES INC IA X X 05/04/04 HUMBOLDT BANCORP CA X X 05/03/04 I2 TECHNOLOGIES INC DE X X 04/27/04 IMAGISTICS INTERNATIONAL INC DE X X 05/04/04 IMPAC MORTGAGE HOLDINGS INC MD X 05/04/04 INCYTE CORP DE X 05/04/04 INTEGRATED BRAND SOLUTIONS INC NV X X 05/04/04 INTEGRATED BRAND SOLUTIONS INC NV X X 05/04/04 AMEND INTELLIGROUP INC NJ X X 05/04/04 INTERNATIONAL SPECIALTY HOLDINGS INC X 04/04/04 INTUITIVE SURGICAL INC DE X 04/30/04 INVVISION CAPITAL INC NV X X 04/27/04 IRIDEX CORP DE X X 05/04/04 J JILL GROUP INC DE X X 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