SEC NEWS DIGEST Issue 2003-77 April 23, 2003 COMMISSION ANNOUCEMENTS COMMISSION MEETINGS CHANGE IN THE MEETING: TIME CHANGE The time of the open meeting scheduled for Thursday, April 24, has been changed from 10:00 a.m. to 1:00 p.m. ADDITIONAL CLOSED MEETING - THURSDAY, APRIL 24, 2003 - 10:30 A.M. A closed meeting will be held on Thursday, April 24, at 10:30 a.m. to continue discussion of agenda items from the Tuesday, April 22, closed meeting. At times, changes in Commission priorities require alterations in the scheduling of meeting items. For further information and to ascertain what, if any, matters have been added, deleted or postponed, please contact the Office of the Secretary at (202) 942-7070. ENFORCEMENT PROCEEDINGS NEW HAMPSHIRE MAN PLEADS GUILTY TO CRIMINAL INSIDER TRADING CHARGES The Commission announced today that on April 18 George R. Potter of Bedford, New Hampshire, pleaded guilty to a criminal information charging him with conspiracy to commit insider trading. Potter acknowledged that in October 2000, his son, Timothy J. Potter, disclosed to him confidential information about an agreement between Eli Lilly & Co., Inc. and Sepracor, Inc. concerning their joint development of a new drug. At the time of the trade, Potter's son was employed as a manager in the accounting department of Sepracor, a Marlborough, Massachusetts- based pharmaceutical company. Potter admitted that he then used the information to trade in Sepracor securities and later transferred the resulting profit to his son. At the plea hearing, Potter admitted that, on Oct. 18, 2000, his son disclosed to him material, nonpublic information relating to Sepracor's relationship and agreement with Eli Lilly. Potter further admitted that, later that day, on the basis of the information he received from his son, he purchased Sepracor "put" options. When Sepracor publicly announced the termination of the agreement with Eli Lilly the following morning, Sepracor's stock price plummeted while the value of Sepracor put options soared. Shortly after the announcement, Potter sold the Sepracor put options, generating an overnight profit of more than $55,000. He admitted that he later transferred that profit to his son. Potter also admitted that he made false and misleading statements to the Commission staff during its investigation into his trading. Potter will be sentenced on July 22, 2003. His son, Timothy Potter, also of Bedford, New Hampshire, was charged in an indictment handed down on Jan. 30, 2003, and his case is pending. Earlier on Jan. 30, 2003, the Commission filed a civil fraud case charging George Potter and Timothy Potter with insider trading based on George Potter's Oct. 18, 2000 purchase of Sepracor options. According to the Commission's complaint, by their conduct, the defendants violated the antifraud provisions of the Securities Exchange Act of 1934. The Commission's complaint seeks injunctive relief, disgorgement of the profits from their insider trading, plus prejudgment interest, and civil monetary penalties against each of the defendants of up to three times the amount of their profits from their insider trading. For more information see LR-17958 and LR-17970. [SEC v. Timothy J. Potter and George R. Potter, USDC, District of New Hampshire, C.A. No. C-03-32-M)] (LR-18097) INVESTMENT COMPANY ACT RELEASES SEI INDEX FUNDS, ET AL. A notice has been issued giving interested persons until May 16, 2003, to request a hearing on an application filed by SEI Index Funds, et al. for an order under Section 12(d)(1)(J) of the Investment Company Act for an exemption from Sections 12(d)(1)(J)(A) and (B) of the Act, under Sections 6(c) and 17(b) of the Act for an exemption from Section 17(a) of the Act, and under Section 17(d) of the Act and Rule 17d-1 under the Act to permit certain joint transactions. The order would permit certain registered management investment companies to invest uninvested cash and cash collateral in affiliated money market funds in excess of the limits in Sections 12(d)(1)(A) and (B) of the Act. (Rel. IC-26008 - April 22) SELF-REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES A proposed rule change and Amendment Nos. 1 and 2 thereto filed by the Chicago Board Options Exchange to implement Autobook on a pilot program basis (SR-CBOE-2003-16) has become immediately effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of April 28. (Rel. 34-47701) The Depository Trust Company filed a proposed rule change (SR-DTC-2003- 04), which became effective on filing, revising DTC's fee schedule with respect to low volume tender offers and certain tax products. Publication of the proposal is expected in the Federal Register during the week of April 28. (Rel. 34-47710) The Depository Trust Company filed a proposed rule change (SR-DTC-2002- 11), which became effective upon filing, to allow DTC to amend Rules 2, 5, and 26 relating to participant and pledgee compliance with applicable laws, USA Patriot Act, and guidelines of the Office of Foreign Assets Control of the U.S. Department of the Treasury and to allow DTC to rely on signatures transmitted by electronic or other similar means. Publication of the proposal is expected in the Federal Register during the week of April 28. (Rel. 34-47711) The Depository Trust Company filed a proposed rule change (SR-DTC-2002- 18), which became effective on filing, revising DTC's fee schedule for 2003. Publication of the proposal is expected in the Federal Register during the week of April 28. (Rel. 34-47712) The Fixed Income Clearing Corporation filed a proposed rule change (SR- FICC-2003-02), which became effective on filing, clarifying FICC's rules with respect to its obligations under cross-guaranty agreements. Publication of the proposal is expected in the Federal Register during the week of April 28. (Rel. 34-47713) A proposed rule change filed by the Philadelphia Stock Exchange to amend its broker-dealer transaction fee for equity option transactions (SR- Phlx-2003-26) has become immediately effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of April 28. (Rel. 34- 47715) The Options Clearing Corporation filed a proposed rule change (SR-OCC- 2002-27), which became effective on filing pursuant to Section 19(b)(3)(A) of the Securities Exchange Act, relating to non-equity options exchanges. Publication of the proposal is expected in the Federal Register during the week of April 28. (Rel. 34-47718) APPROVAL OF PROPOSED RULE CHANGES The Commission approved a proposed rule change and Amendment No. 1 thereto submitted by the American Stock Exchange (SR-Amex-2002-105) to amend Amex Rule 17 to provide for "cash" in addition to "next day" settlement of transactions in rights and warrants during the trading days prior to expiration. (Rel. 34-47702) The Commission approved a proposed rule change submitted by the American Stock Exchange (SR-Amex-2002-104) relating to Amex Rules 26, 29, 171, and 950 to revise specialist capital requirements and the method for computing specialist capital requirements and to create an early warning level with respect to specialist capital. (Rel. 34-47703) ACCELERATED APPROVAL OF PROPOSED RULE CHANGES The Commission granted accelerated approval of a proposed rule change (SR-NASD-2003-32) and Amendment No. 1 thereto submitted by the National Association of Securities Dealers relating to listing and trading standards for Trust Issued Receipts. (Rel. 34-47705) The Commission granted accelerated approval of a proposed rule change (SR-NASD-2003-33) and Amendment No. 1 thereto submitted by the National Association of Securities Dealers relating to listing and trading of certain Holding Company Depositary Receipts (HOLDRs). (Rel. 34-47706) PROPOSED RULE CHANGES The Depository Trust Company filed a proposed rule change (SR-DTC-2003- 07) that would allow DTC to establish a transaction look-ahead process. The look-ahead process is designed to reduce blocked transactions by applying the net amount of offsetting receive and deliver transactions in the same security rather than the gross amount of the receive transaction to a participant's net debit cap. Publication of the proposal is expected in the Federal Register during the week of April 28. (Rel. 34-47709) A proposed rule change (SR-Phlx-2003-25) has been filed by the Philadelphia Stock Exchange relating to Automatic Price Improvement for buy orders in securities exempt from Rule 10a-1 under the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of April 28. (Rel. 34-47714) DELISTING GRANTED An order has been issued granting the application of the Philadelphia Stock Exchange to strike from listing and registration certain call and put options contracts issued by The Options Clearing Corporation respecting underlying securities of the following companies, effective at the opening of business on April 23: ALLTELL Corporation (AT) Andrew Corporation (AQN/ANDW) Axa - S.A. (AXA) Axcelis Technologies, Inc. (ULS/ACLS) Colgate-Palmolive Company (CL) CV Therapeutics, Inc. (UXC/CVTX) Dole Food Company, Inc. (DOL) A.G. Edwards, Inc. (AGE) Emerson Electric Co. (EMR) Hasbro, Inc. (HAS) Health Net, Inc. (HNT) Invitrogen Corporation (IUV/IVGN) Mattel, Inc. (MAT) Mentor Graphics Corporation (MGQ/MENT) MGM MIRAGE (MGG) Pixelworks, Inc. (PUO/PXLW) ResMed, Inc. (RMD) Safeway, Inc. (SWY) Stewart & Stevenson Services, Inc. (SVC) SureBeam Corporation (UGN/SURE) Take-Two Interactive Software, Inc. (TUO/TTWO) The News Corporation Limited (NWS) Tyson Foods, Inc. (TSN) (Rel. 34-47717) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-8 AEGIS ASSESSMENTS INC, 4100 NEWPORT PLACE, SUITE 660, NEWPORT BEACH, CA, 92660, 877.718.7599 - 10,234,000 ($7,858,550.00) Equity, (File 333-104658 - Apr. 22) (BR. 09) S-8 SHUFFLE MASTER INC, 1106 PALMS AIRPORT DRIVE, LAS VEGAS, NV, 89119, 7028977150 - 0 ($10,670,000.00) Equity, (File 333-104659 - Apr. 22) (BR. 06) S-8 OCCUPATIONAL HEALTH & REHABILITATION INC, 175 DERBY STREET, SUITE 36, HINGHAM, MA, 02043-5048, 7817415175 - 200,000 ($240,000.00) Equity, (File 333-104660 - Apr. 22) (BR. 01) S-8 PLANETLINK COMMUNICATIONS INC, 165 WEST WIEUCA ROAD, SUITE 205, ATLANTA, GA, 30342, 404-8430123 - 2,000,000 ($80,000.00) Equity, (File 333-104661 - Apr. 22) (BR. 02) S-3 RESIDENTIAL ASSET MORTGAGE PRODUCTS INC, 8400 NORMANDALE LAKE BLVD, SUITE 600, BLOOMINGTON, MN, 55437, 952 857-7000 - 1,000,000 ($1,000,000.00) Asset-Backed Securities, (File 333-104662 - Apr. 22) (BR. 05) S-8 CHEMUNG FINANCIAL CORP, ONE CHEMUNG CANAL PLZ, P O BOX 1522, ELMIRA, NY, 14902, 6077373711 - 0 ($8,638,500.00) Equity, (File 333-104663 - Apr. 22) (BR. 07) F-6 KELKA EXPRESS CO LTD, 20,000,000 ($1,000,000.00) ADRs/ADSs, (File 333-104664 - Apr. 22) (BR. ) S-3 CAPITOL BANCORP LTD, ONE BUSINESS & TRADE CNTR, 200 WASHINGTON SQ N, LANSING, MI, 48933, 5174876555 - 549,000 ($11,314,890.00) Equity, (File 333-104665 - Apr. 22) (BR. 07) S-8 C CHIP TECHNOLOGIES CORP, 4710 ST-AMROISE, SUITE 224A, MONTREAL, A8, H4C 2C7, (514) 337-2447 - 5,000,000 ($2,200,000.00) Equity, (File 333-104666 - Apr. 22) (BR. 37) S-8 IMX PHARMACEUTICALS INC, 2295 CORPARATE BLVD, STE 131, BOCA RATON, FL, 33431, 5619986566 - 30,000,000 ($7,500,000.00) Equity, (File 333-104667 - Apr. 22) (BR. 02) SB-2 CIRTRAN CORP, 4125 SOUTH 6000 WEST, WEST VALLEY CITY, UT, 84128, 8019635112 - 252,562,500 ($5,051,250.00) Equity, (File 333-104668 - Apr. 22) (BR. 36) N-2 TRI CONTINENTAL CORP, 100 PARK AVE, 7TH FLOOR, NEW YORK, NY, 10017, 2128501864 - 2,000,000 ($27,080,000.00) Equity, (File 333-104669 - Apr. 22) (BR. 22) S-4 STRATABASE INC, 8,233,372 ($12,514,725.44) Equity, (File 333-104670 - Apr. 22) (BR. ) S-3 THERMOGENESIS CORP, 3146 GOLD CAMP DRIVE, RANCHO CORDOVA, CA, 95670, 9168585100 - 3,819,570 ($7,472,468.91) Equity, (File 333-104671 - Apr. 22) (BR. 36) S-8 CYPRESS SEMICONDUCTOR CORP /DE/, 3901 N FIRST ST, SAN JOSE, CA, 95134-1599, 4089432600 - 7,424,580 ($61,252,785.00) Equity, (File 333-104672 - Apr. 22) (BR. 36) S-8 HEALTH EXPRESS USA INC, 275 COMMERCIAL BLVD, SUITE 260, FT LAUDERDALE, FL, 33308, 9547765401 - 400,000 ($364,000.00) Other, (File 333-104673 - Apr. 22) (BR. 05) S-8 DIGITAL INSIGHT CORP, 26025 MUREAU RD, CALABASAS, CA, 93012, 8188710000 - 1,082,000 ($13,827,960.00) Equity, (File 333-104674 - Apr. 22) (BR. 08) S-8 RSI HOLDINGS INC, 28 EAST COURT STREET, P O BOX 6847, GREENVILLE, SC, 29606, 8032717171 - 2,500,000 ($340,566.64) Equity, (File 333-104675 - Apr. 22) (BR. 07) S-8 US WEST HOMES INC, 410 BROADWAY, 2ND FLOOR, LAGUNA BEACH, CA, 92651, 9493768575 - 573,825,733 ($1,721,477.00) Equity, (File 333-104676 - Apr. 22) (BR. 08) S-3 KFX INC, 3300 EAST 1ST AVENUE, SUITE 290, DENVER, CO, 80206, 3032932992 - 15,842,334 ($40,397,951.00) Equity, (File 333-104677 - Apr. 22) (BR. 02) S-3 VCAMPUS CORP, 1850 CENTENNIAL PARK DR, SUITE 200, RESTON, VA, 20191, 7038937800 - 0 ($3,812,974.00) Equity, (File 333-104678 - Apr. 22) (BR. 08) S-3 VCAMPUS CORP, 1850 CENTENNIAL PARK DR, SUITE 200, RESTON, VA, 20191, 7038937800 - 0 ($2,240,660.00) Equity, (File 333-104679 - Apr. 22) (BR. 08) N-2 FIRST TRUST VALUE LINE R 100 FUND, FIRST TRUST PORTFOLIOS LP, 1001 WARRENVILLE RD SUITE 300, LISLE, IL, 60532, 6302414141 - 1,000 ($15,000.00) Equity, (File 333-104680 - Apr. 22) (BR. ) S-8 C2 INC, 700 NORTH WATER, STE 1200, MILWAUKEE, WI, 53202, 4142919000 - 620,000 ($4,318,325.00) Equity, (File 333-104681 - Apr. 22) (BR. 05) S-4 PREMCOR REFINING GROUP INC, 8182 MARYLAND AVE, C/O MILTON BURMASTER, ST LOUIS, MO, 63105-3721, 3148549696 - 0 ($525,000,000.00) Non-Convertible Debt, (File 333-104682 - Apr. 22) (BR. 04) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: Item 1. Changes in Control of Registrant. Item 2. Acquisition or Disposition of Assets. Item 3. Bankruptcy or Receivership. Item 4. Changes in Registrant's Certifying Accountant. Item 5. Other Materially Important Events. Item 6. Resignations of Registrant's Directors. Item 7. Financial Statements and Exhibits. Item 8. Change in Fiscal Year. Item 9. Regulation FD Disclosure. The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports previously filed, responding to the item(s) of the form specified. 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 DATE COMMENT ------------------------------------------------------------------------------------ 3M CO DE X 04/21/03 7 ELEVEN INC TX X 03/31/03 AAMES CAPITAL CORP CA X X 03/25/03 ACCUFACTS PRE EMPLOYMENT SCREENING IN DE X X 04/16/03 ACCUIMAGE DIAGNOSTICS CORP NV X X 04/21/03 ACTIVISION INC /NY DE X X 04/22/03 ADATOM COM INC DE X X X 04/14/03 ADVANCED FIBRE COMMUNICATIONS INC DE X 04/22/03 ADVANCED MATERIALS GROUP INC NV X X 04/15/03 AEROCENTURY CORP DE X 04/21/03 AFFILIATED COMPUTER SERVICES INC DE X X 04/22/03 AGL RESOURCES INC GA X 04/22/03 AGREE REALTY CORP DE X X 04/22/03 AIRGATE PCS INC /DE/ DE X 04/22/03 ALLEGHENY TECHNOLOGIES INC DE X 04/22/03 ALLERGY IMMUNO TECHNOLOGIES INC DE X X X 04/21/03 ALLIED CAPITAL CORP MD X X 04/22/03 ALLIED DEFENSE GROUP INC DE X 04/22/03 AMERICAN ACCESS TECHNOLOGIES INC FL X 04/15/03 AMERICAN MANAGEMENT SYSTEMS INC DE X X 04/22/03 AMERIGROUP CORP X X 04/22/03 AMERISERV FINANCIAL INC /PA/ PA X 04/22/03 AMERITRADE HOLDING CORP DE X X 04/22/03 AMERIVEST PROPERTIES INC MD X X 02/06/03 AMEND AMPHENOL CORP /DE/ DE X X 04/16/03 AMSURG CORP TN X X 04/22/03 ANZA CAPITAL INC NV X 04/11/03 ANZA CAPITAL INC NV X 04/11/03 ARCH COAL INC DE X 03/31/03 ARROW ELECTRONICS INC NY X 04/22/03 ART TECHNOLOGY GROUP INC DE X 04/22/03 ARTISOFT INC DE X X 04/22/03 ASHLAND INC KY X X 04/22/03 ASIAINFO HOLDINGS INC DE X 04/22/03 ASK JEEVES INC DE X X 04/22/03 AT&T LATIN AMERICA CORP DE X X 04/22/03 AVERY DENNISON CORPORATION DE X X 04/22/03 BACK YARD BURGERS INC DE X 04/22/03 BADGER PAPER MILLS INC WI X X 04/21/03 BANC OF AMERICA MORTGAGE SECURITIES I DE X X 04/22/03 BANC OF AMERICA MORTGAGE SECURITIES I DE X X 04/22/03 BANC ONE HELOC 1999-1 OH X X 04/20/03 BANC ONE HELOC TRUST 1998-1 OH X X 04/21/03 BANK MUTUAL CORP X X 04/21/03 BANK MUTUAL CORP X X 04/21/03 BANK OF KENTUCKY FINANCIAL CORP KY X X 04/21/03 BANKNORTH GROUP INC/ME ME X X 04/22/03 BARD C R INC /NJ/ NJ X 04/15/03 BE AEROSPACE INC DE X X X 04/21/03 BEACH FIRST NATIONAL BANCSHARES INC SC X X 04/15/03 BEAR STEARNS ASSET BACKED SECURITIES DE X 03/31/03 BECTON DICKINSON & CO NJ X X 04/22/03 BEDFORD PROPERTY INVESTORS INC/MD MD X 03/31/03 BELK INC X X 04/21/03 BENCHMARK ELECTRONICS INC TX X X 04/22/03 BEVERLY NATIONAL CORP MA X X 04/22/03 BEVERLY NATIONAL CORP MA X X 04/22/03 BIOSANTE PHARMACEUTICALS INC WY X X 04/22/03 BISYS GROUP INC DE X X 04/22/03 BLOCKBUSTER INC DE X 04/22/03 BLUE MARTINI SOFTWARE INC X X 04/22/03 BOISE CASCADE CORP DE X X 04/22/03 BOLT TECHNOLOGY CORP CT X X 04/22/03 BORGWARNER INC DE X 04/22/03 BOURBON BANCSHARES INC /KY/ KY X X 03/31/03 BOWLIN TRAVEL CENTERS INC NV X 04/22/03 BRASS EAGLE INC DE X X 04/15/03 BREMER FINANCIAL CORP MN X 03/31/03 BRITTON & KOONTZ CAPITAL CORP MS X X 04/22/03 BUCKEYE TECHNOLOGIES INC DE X 03/31/03 BURLINGTON NORTHERN SANTA FE CORP DE X X 04/22/03 C H ROBINSON WORLDWIDE INC DE X X 04/22/03 CAPITAL AUTOMOTIVE REIT MD X X 04/22/03 CARBO CERAMICS INC DE X X 04/21/03 CARDIOTECH INTERNATIONAL INC MA X X 04/07/03 CARPENTER TECHNOLOGY CORP DE X X 04/22/03 CARRIER ACCESS CORP DE X X 04/22/03 CASCADE FINANCIAL CORP DE X X 03/31/03 CBRL GROUP INC TN X X 04/17/03 CDF FINANCING LLC DE X X 04/15/03 CEDRIC KUSHNER PROMOTIONS INC DE X X 04/21/03 AMEND CELL THERAPEUTICS INC WA X X 04/22/03 CELLCO PARTNERSHIP X X 04/22/03 CENDANT CORP DE X X 04/21/03 CENTRAL EUROPEAN DISTRIBUTION CORP DE X 03/18/03 AMEND CERNER CORP /MO/ DE X 04/21/03 CHAD THERAPEUTICS INC CA X 04/17/03 CHECKFREE CORP \GA\ DE X X 04/22/03 CHICAGO MERCANTILE EXCHANGE HOLDINGS DE X 04/22/03 CHINA WIRELESS COMMUNICATIONS INC NV X X 04/15/03 CHOICEONE FINANCIAL SERVICES INC MI X 04/21/03 CHORDIANT SOFTWARE INC DE X 04/22/03 CILCORP INC IL X X 04/22/03 AMEND CIPRICO INC DE X X 04/22/03 CIT GROUP INC DE X 04/10/03 CITIZENS INC CO X 04/18/03 CKF BANCORP INC DE X X 04/15/03 CLOSURE MEDICAL CORP DE X X 04/16/03 CNF INC DE X 03/31/03 COACH INC MD X X 04/22/03 COASTAL BANKING CO INC SC X 04/21/03 COCA COLA ENTERPRISES INC DE X X 04/17/03 COHERENT INC DE X X 04/22/03 COLLAGENEX PHARMACEUTICALS INC DE X 04/22/03 COLOR IMAGING INC DE X 04/18/03 COMMODORE APPLIED TECHNOLOGIES INC DE X X 04/16/03 COMMONWEALTH INDUSTRIES INC/DE/ DE X 04/22/03 COMPUTER PROGRAMS & SYSTEMS INC DE X X 04/22/03 COMPUTER TASK GROUP INC NY X 04/22/03 CONVERGYS CORP OH X 04/22/03 CORIO INC DE X X 04/22/03 CORN PRODUCTS INTERNATIONAL INC DE X X 04/22/03 CORNING INC /NY NY X 03/31/03 CORPORATE ASSET BACKED CORP DE X 04/15/03 CORVAS INTERNATIONAL INC DE X X 04/22/03 COSINE COMMUNICATIONS INC DE X X 04/22/02 CROSS A T CO RI X 04/22/03 CSFB MORTGAGE SEC CORP COMM MORT PASS DE X X 04/17/03 CYMER INC NV X X 04/22/03 DELTA APPAREL INC GA X X 04/22/03 DIEBOLD INC OH X X 04/22/03 DIGIMARC CORP DE X X 04/22/03 DIGITAL RECORDERS INC NC X 04/21/03 DIME COMMUNITY BANCSHARES INC DE X 04/22/03 DISCOVERY PARTNERS INTERNATIONAL INC DE X X 04/22/03 DOBSON COMMUNICATIONS CORP OK X X X 04/22/03 DUN & BRADSTREET CORP/NW DE X X 04/21/03 EBAY INC DE X X 04/22/03 ECOLAB INC DE X X 04/22/03 EDWARDS LIFESCIENCES CORP DE X X 04/22/03 ELKCORP DE X X 04/16/03 EMBARCADERO TECHNOLOGIES INC X X 04/22/03 ENCOMPASS SERVICES CORP TX X X 04/05/03 ENDOCARE INC DE X X 04/07/03 ENTERGY CORP /DE/ DE X 04/22/03 ENTRUST INC MD X 04/22/03 EQUITABLE RESOURCES INC /PA/ PA X 04/22/03 ETHAN ALLEN INTERIORS INC DE X X 04/22/03 EVCI CAREER COLLEGES INC DE X X 04/07/03 EXTENDED STAY AMERICA INC DE X X 04/21/03 FAIRPOINT COMMUNICATIONS INC DE X X 04/18/03 FARGO ELECTRONICS INC X X 04/22/03 FEDERAL MOGUL CORP MI X 04/22/03 FEDERAL MOGUL CORP MI X 04/22/03 FERRO CORP OH X 04/22/03 FIDELITY BANCORP INC /DE/ DE X 04/22/03 FIDELITY NATIONAL CORP /GA/ GA X 04/21/03 FIRST COMMUNITY BANCSHARES INC /NV/ NV X X 04/22/03 FIRST COMMUNITY BANCSHARES INC /NV/ NV X 04/22/03 FIRST CONSULTING GROUP INC DE X X 04/22/03 FIRST CYPRESS TECHNOLOGIES INC X 04/21/03 FIRST NATIONAL BANCSHARES INC /SC/ SC X X 04/16/03 AMEND FIRST SECURITY BANCORP INC /KY/ KY X 04/22/03 FIRSTBANK CORP/ID WA X 04/22/03 FSF FINANCIAL CORP MN X X 04/21/03 FX ENERGY INC NV X 04/22/03 GBC BANCORP CA X 04/22/03 GENERAL BINDING CORP DE X 03/31/03 GLATFELTER P H CO PA X X 04/22/03 GLOBAL PAYMENT TECHNOLOGIES INC DE X X 04/17/03 GREAT LAKES DREDGE & DOCK CORP DE X X 04/22/03 GREENWICH CAPITAL ACCEPTANCE INC DE X 04/18/03 GREY WOLF INC TX X X 04/21/03 GSI LUMONICS INC A3 X X 04/21/03 GULFMARK OFFSHORE INC DE X 04/22/03 GUSANA EXPLORATIONS INC X 04/22/03 AMEND HABERSHAM BANCORP GA X X 04/21/03 HAMPTON ROADS BANKSHARES INC VA X 04/22/03 HARLEY DAVIDSON INC WI X X 04/16/03 HARRAHS ENTERTAINMENT INC DE X X 04/22/03 HAWAIIAN ELECTRIC INDUSTRIES INC HI X X 04/21/03 HCA INC/TN DE X 04/22/03 HCB BANCSHARES INC OK X X 04/22/03 HEALTH CARE PROPERTY INVESTORS INC MD X X 04/22/03 HEALTH MANAGEMENT ASSOCIATES INC DE X X 04/22/03 HEI INC MN X X X 04/18/03 HENNESSY ADVISORS INC X X 04/21/03 HERSHEY FOODS CORP DE X 04/22/03 HON INDUSTRIES INC IA X 03/29/03 HONDA AUTO RECEIVABLES 2000-1 OWNER T DE X X 03/31/03 HONDA AUTO RECEIVABLES 2001-1 OWNER T DE X X 03/31/03 HONDA AUTO RECEIVABLES 2001-2 OWNER T DE X X 03/31/03 HONDA AUTO RECEIVABLES 2001-3 OWNER T CA X X 03/31/03 HONDA AUTO RECEIVABLES 2002-1 OWNER T CA X X 03/31/03 HONDA AUTO RECEIVABLES 2002-2 OWNER T CA X X 03/31/03 HONDA AUTO RECEIVABLES 2002-3 OWNER T CA X X 03/31/03 HONDA AUTO RECEIVABLES 2002-4 OWNER T CA X X 03/31/03 HONDA AUTO RECEIVABLES 2003-1 OWNER T CA X X 03/31/03 HUBBELL INC CT X 04/22/03 HUNTINGTON BANCSHARES INC/MD MD X X X 04/16/03 HUTCHINSON TECHNOLOGY INC MN X X 04/22/03 HYCOR BIOMEDICAL INC /DE/ DE X X 04/22/03 HYPERION SOLUTIONS CORP DE X X 04/22/03 I MANY INC DE X 04/22/03 I TRAX INC DE X 04/22/03 ILLINI CORP IL X X 04/08/03 AMEND IMATION CORP DE X 04/22/03 INDEPENDENCE COMMUNITY BANK CORP DE X X 04/21/03 INDUSTRIES INTERNATIONAL INC NV X X 02/10/03 AMEND INDYMAC MBS INC X X 04/22/03 INET TECHNOLOGIES INC DE X X 04/22/03 INFORMATION ARCHITECTS CORP NC X X 12/27/02 INFORMATION HOLDINGS INC DE X X 04/08/03 INTER TEL INC AZ X X 04/21/03 INTERACTIVE INTELLIGENCE INC IN X 04/22/03 INTERCEPT INC GA X X 04/17/03 INTERNATIONAL GAME TECHNOLOGY NV X 03/29/03 INTEVAC INC CA X X 04/22/03 INTUIT INC DE X X 02/07/03 INVERNESS MEDICAL INNOVATIONS INC DE X X 04/21/03 INVISION TECHNOLOGIES INC DE X X 04/22/03 IT GROUP INC DE X X 04/18/03 J2 GLOBAL COMMUNICATIONS INC DE X X 04/22/03 J2 GLOBAL COMMUNICATIONS INC DE X X 04/21/03 JAKKS PACIFIC INC DE X X 04/22/03 JAMESON INNS INC GA X X 04/22/03 KANA SOFTWARE INC DE X X 04/22/03 KANSAS CITY SOUTHERN DE X X 04/21/03 KEYNOTE SYSTEMS INC DE X X 04/22/02 KIMBERLY CLARK CORP DE X 04/22/03 KINDERCARE LEARNING CENTERS INC /DE DE X X 04/21/03 L 3 COMMUNICATIONS HOLDINGS INC DE X X 04/22/03 LASALLE HOTEL PROPERTIES MD X X 04/21/03 LASALLE RE HOLDINGS LTD X X 04/18/03 LATTICE SEMICONDUCTOR CORP DE X X 04/22/03 LAWRENCE FINANCIAL HOLDINGS INC MD X X 04/21/03 LEGATO SYSTEMS INC DE X X 04/22/03 LEGATO SYSTEMS INC DE X X 04/22/03 AMEND LIBERATE TECHNOLOGIES DE X X 04/21/03 LIBERTY PROPERTY TRUST MD X X 04/22/03 LILLY ELI & CO IN X 04/22/03 LIMITED BRANDS INC DE X X 02/26/03 AMEND LINCARE HOLDINGS INC DE X X 04/21/03 LINCOLN ELECTRIC HOLDINGS INC OH X X 04/16/03 LMI AEROSPACE INC MO X 04/16/03 AMEND LOCKHEED MARTIN CORP MD X 04/22/03 LOGANSPORT FINANCIAL CORP IN X X 04/22/03 MACATAWA BANK CORP MI X X 04/21/03 MAF BANCORP INC DE X X X 04/22/03 MANPOWER INC /WI/ WI X X 04/15/03 MB FINANCIAL INC /MD MD X X 04/22/03 MCK COMMUNICATIONS INC DE X X 04/21/03 MDU RESOURCES GROUP INC DE X X 03/31/03 MEADE INSTRUMENTS CORP DE X 04/22/03 MEADE INSTRUMENTS CORP DE X X 04/18/03 MEDIA GENERAL INC VA X X 04/16/03 MEDICINES CO /DE DE X X 04/22/03 MERGE TECHNOLOGIES INC WI X 04/22/03 MERRILL LYNCH MORTGAGE INVESTORS INC DE X X 04/03/03 METAWAVE COMMUNICATIONS CORP DE X 03/31/03 MICHAEL ANTHONY JEWELERS INC DE X X 04/17/03 MICREL INC CA X 04/21/03 MICREL INC CA X 04/22/03 MID-STATE BANCSHARES CA X X 04/21/03 MILLENNIUM CAPITAL VENTURE HOLDINGS I DE X X X 03/24/03 AMEND MILLENNIUM CHEMICALS INC DE X 04/22/03 MILLENNIUM CHEMICALS INC DE X 04/21/03 MILLENNIUM PHARMACEUTICALS INC DE X 04/22/03 MONTPELIER RE HOLDINGS LTD D0 X 04/21/03 MORGAN STANLEY MORTGAGE PASS THR CERT DE X X 03/28/03 MOUNTAIN OIL INC UT X 04/08/03 MPOWER HOLDING CORP DE X 04/21/03 MPOWER HOLDING CORP DE X X 04/08/03 MYKROLIS CORP DE X 04/22/03 NATIONAL MANAGEMENT CONSULTANTS INC DE X X 04/15/03 NATIONAL STEEL CORP DE X X 04/22/03 NATIONSLINK FUNDING CORP 1999-LTL-1 C DE X 04/01/03 NATURES SUNSHINE PRODUCTS INC UT X X 04/21/03 NAVIGANT CONSULTING INC DE X X 04/22/03 NB&T FINANCIAL GROUP INC OH X 04/22/03 NEKTAR THERAPEUTICS DE X X 04/22/03 NEW CENTURY FINANCIAL CORP DE X X 04/17/03 NEW ENVIRONMENTAL TECHNOLOGIES CORP NV X X X 04/14/03 NEW YORK COMMUNITY BANCORP INC DE X X 04/22/03 NEWMONT MINING CORP /DE/ DE X 02/15/02 NOMURA ASSET ACCEPTANCE CORP DE X X 04/16/03 NORTH COAST ENERGY INC / DE/ DE X X 04/21/03 NORTHEAST BANCORP /ME/ ME X 03/31/03 NORTHEAST UTILITIES SYSTEM MA X X 04/22/03 NORTHERN BORDER PARTNERS LP DE X X 04/22/03 NORTHERN BORDER PARTNERS LP DE X 04/22/03 NORTHWEST BANCORP INC PA X X 04/21/03 NS GROUP INC KY X X 04/21/03 NSD BANCORP INC PA X X 04/22/03 NU SKIN ENTERPRISES INC DE X X 04/22/03 OAK TECHNOLOGY INC DE X X 04/22/03 OAKLEY INC WA X 03/31/03 AMEND OCCIDENTAL PETROLEUM CORP /DE/ DE X 04/22/03 ONCURE TECHNOLGIES CORP FL X X 04/21/03 OSTEX INTERNATIONAL INC /WA/ WA X X 04/22/03 OWENS ILLINOIS INC /DE/ DE X 04/22/03 PACCAR INC DE X X 04/22/03 PACEL CORP VA X X 04/07/03 PARADYNE NETWORKS INC DE X X 04/22/03 PEAPACK GLADSTONE FINANCIAL CORP NJ X X X 04/21/03 PENN VIRGINIA RESOURCE PARTNERS L P DE X 04/22/03 AMEND PENN VIRGINIA RESOURCE PARTNERS L P DE X 04/22/03 AMEND PEOPLES ENERGY CORP IL X X 04/22/03 PEPSI BOTTLING GROUP INC DE X 04/22/03 PEPSIAMERICAS INC/IL/ DE X X 04/22/03 PEREGRINE SYSTEMS INC DE X 03/28/03 PERICOM SEMICONDUCTOR CORP CA X X 04/22/03 PFIZER INC DE X 04/22/03 PHILLIPS VAN HEUSEN CORP /DE/ DE X 02/12/03 AMEND PHOTRONICS INC CT X X 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04/22/03 RIVIERA HOLDINGS CORP NV X X 04/22/03 ROCK TENN CO GA X X 04/14/03 ROCKWELL AUTOMATION INC DE X X 04/22/03 ROSS SYSTEMS INC/CA DE X 04/21/03 SALON MEDIA GROUP INC DE X X 04/10/03 SCHAWK INC DE X 04/22/03 SCHWAB CHARLES CORP DE X 04/22/03 SCIENTIFIC ATLANTA INC GA X 04/17/03 SCORE ONE INC NV X X X X 03/25/03 SCOTIA PACIFIC CO LLC DE X 04/21/03 SEEBEYOND TECHNOLOGY CORP CA X X 04/22/03 SEVEN SEAS PETROLEUM INC B0 X X 01/13/03 SHERWIN WILLIAMS CO OH X X 04/22/03 SIERRA PACIFIC RESOURCES /NV/ NV X X 04/21/03 SNAP ON INC DE X X 04/22/03 SONORAN ENERGY INC X 04/16/03 SONUS NETWORKS INC DE X X 04/21/03 SONUS PHARMACEUTICALS INC DE X X 04/22/03 SOUTHEASTERN BANKING CORP GA X X 04/18/03 SPX CORP DE X X X 04/22/03 ST MARY LAND & EXPLORATION CO DE X X 04/30/03 STRYKER CORP MI X 04/22/03 STUDENT LOAN CORP DE X X 04/17/03 SUFFOLK BANCORP NY X 04/08/03 SUSQUEHANNA BANCSHARES INC PA X X 04/22/03 SYNERGY TECHNOLOGIES CORP CO X X 04/21/03 AMEND SYNPLICITY INC CA X X 04/22/03 TAMBORIL CIGAR CO 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