SEC NEWS DIGEST Issue 2004-77 April 21, 2004 COMMISSION ANNOUNCEMENTS COMMISSION MEETINGS Following is a schedule of Commission meetings, which will be conducted under provisions of the Government in the Sunshine Act. Meetings will be scheduled according to the requirements of agenda items under consideration. Visitors are welcome at all open meetings, insofar as space is available. Persons wishing to photograph or videotape Commission meetings must obtain permission in advance from the Secretary of the Commission. Persons wishing to tape record a Commission meeting should notify the Secretary's office 48 hours in advance of the meeting. Any member of the public who requires auxiliary aids such as a sign language interpreter or material on tape to attend a public meeting should contact Rochelle Franks, Office of Administrative and Personnel Management, to make arrangements. Ms. Franks can be reached at TTY number (202) 942-9558. If you are calling from a non-TTY number, please call the Relay Service at 1-800-877-8339. OPEN MEETING - WEDNESDAY, APRIL 28, 2004 - 2:30 P.M. - ROOM 6600 The subject matter of the open meeting scheduled for Wednesday, April 28, in Room 6600, will be: 1. The Commission will consider whether to propose new rule 202(a)(11)- 2 under the Investment Advisers Act of 1940 (Advisers Act). The proposed rule would except thrift institutions from the Advisers Act when they provide investment advice (1) as trustee, executor, administrator, or guardian to trusts, estates, guardianships or other fiduciary accounts and (2) to their collective trust funds that are excepted from the Investment Company Act of 1940. The Commission will also consider whether to propose new rule 12g-6 under the Securities Exchange Act of 1934 to exempt thrift- sponsored collective trust funds from registration and reporting requirements under that Act. For further information, please contact Robert Tuleya, Attorney, Division of Investment Management, at (202) 942-0719. 2. The Commission will consider whether to propose new and amended rules and forms to address the registration, disclosure and reporting requirements for asset-backed securities under the Securities Act of 1933 (Securities Act) and the Securities Exchange Act of 1934 (Exchange Act). The proposals relate to four primary regulatory areas: Securities Act registration; disclosure requirements; communications during the offering process; and ongoing reporting under the Exchange Act. For further information, please contact Jeffrey J. Minton, Special Counsel, or Jennifer G. Williams, Attorney-Advisor, Office of Rulemaking, Division of Corporation Finance, at (202) 942-2910. 3. The Commission will consider whether to adopt rule amendments and new rules under the Securities Exchange Act of 1934 (Exchange Act) that would establish two separate voluntary regulatory programs for the Commission to supervise broker-dealers and their affiliates on a consolidated basis. One program would establish an alternative method to compute certain net capital charges for broker-dealers that are part of a holding company that manages risks on a group-wide basis and whose holding company consents to group-wide Commission supervision. The broker-dealer's holding company and its affiliates, if subject to Commission supervision, would be referred to as a "consolidated supervised entity" or "CSE." Under the alternative capital computation method, the broker-dealer would be allowed to compute certain market and credit risk capital charges using internal mathematical models. The CSE would be required to comply with rules regarding its group-wide internal risk management control system and would be required periodically to provide the Commission with consolidated computations of allowable capital and risk allowances (or other capital assessment) prepared in a form that is consistent with the Basel Standards. Commission supervision of the CSE would include recordkeeping, reporting, and examination requirements. The requirements would be modified for an entity with a principal regulator. The other program would implement Section 17(i) of the Exchange Act, which created a new structure for consolidated supervision of holding companies of broker-dealers, or "investment bank holding companies" (IBHCs) and their affiliates. Pursuant to the Exchange Act, an IBHC that meets certain, specified criteria may voluntarily register with the Commission as a supervised investment bank holding company (SIBHC) and be subject to supervision on a group- wide basis. Registration as an SIBHC is limited to IBHCs that are not affiliated with certain types of banks and that have a substantial presence in the securities markets. The rules would provide an IBHC with an application process to become supervised by the Commission as an SIBHC, and would establish regulatory requirements for those SIBHCs. Commission supervision of an SIBHC would include recordkeeping, reporting and examination requirements. Further, the SIBHC also would be required to comply with rules regarding its group-wide internal risk management control system and would be required periodically to provide the Commission with consolidated computations of allowable capital and risk allowances (or other capital assessment) consistent with the Basel Standards. Both programs would also include technical and conforming amendments to the risk assessment rules (Exchange Act Rules 17h-1T and 17h-2T). For further information, please contact Lourdes Gonzalez at (202) 942-0098, Linda Stamp Sundberg at (202) 942-0073, Bonnie Gauch at (202) 942-0765, Rose Wells at (202) 942-0143 or Matt Comstock at (202) 942-0156. CLOSED MEETING - THURSDAY, APRIL 29, 2004 - 3:00 P.M. The subject matter of the closed meeting scheduled for Thursday, April 29, will be: Formal orders of investigation; Institution and settlement of injunctive actions; Institution and settlement of administrative proceedings of an enforcement nature; Consideration of amicus participation; an adjudicatory matter; and an Opinion. CHANGE IN THE MEETING: DELETION OF ITEM/ADDITIONAL ITEM The following item was not considered during the closed meeting on April 20, 2004: an adjudicatory matter. The following item was added to the closed meeting of April 20, 2004: Litigation matter. At times, changes in Commission priorities require alterations in the scheduling of meeting items. For further information and to ascertain what, if any, matters have been added, deleted or postponed, please contact: The Office of the Secretary at (202) 942-7070. RULES AND RELATED MATTERS MANDATED ELECTRONIC FILING OF EDGAR ACCESS CODE APPLICATIONS Today, the Commission issued a release adopting rule and form amendments mandating the electronic filing of applications on Form ID for access codes to file on the Commission's Electronic Data Gathering, Analysis and Retrieval System (EDGAR). The amendments will become effective on April 26, 2004. By that time, a related new on-line filing system accessed through an EDGAR Filer Management website will be completed. (Rels. 33-8410; 34-49585; 35-27837; 39-2420; IC-26241; File No. S7-14- 04) ENFORCEMENT PROCEEDINGS CLEALON MANN AND WAYNE NOTWELL SENTENCED IN PONZI SCHEME CASE On April 15, Judge Ted Stewart of the District of Utah imposed a five- year prison sentence on Clealon B. Mann for his part in the Capital Acquisitions investment scheme. Mann previously pleaded guilty to conspiracy to commit mail and wire fraud and the sale of unregistered securities in connection with the scheme. Earlier in the same week, Judge Stewart imposed a one year plus one day sentence on Wayne C. Notwell, who pleaded guilty to a separate criminal information. Mann and Notwell were ordered jointly and severally to pay restitution to investors in the schemes in the amount of $8,162,743. Mann's sentence is identical to the sentence previously imposed on Pete J. Buffo, the third principal actor in the scheme. Mann, Notwell, and Buffo have consented to entry of injunctions in a civil case, SEC v. Capital Acquisitions, Inc., et al., No. 2:97-0977B (D. Utah), concerning Capital Acquisitions and a companion scheme known as Laser Leasing. The injunctions prohibit future violations of the registration and antifraud provisions of the federal securities laws. The Commission's case and the criminal cases alleged that Mann, Notwell, and Buffo raised approximately $33 million from nationwide offers and sales of securities in the schemes. Investors were told that the money would be used to finance acquisition of properties to produce oil and gas and to purchase and lease eye laser surgery machines, but instead the defendants used most of the investor proceeds to make interest payments to earlier investors and to finance other ventures that Mann or Buffo controlled. [SEC v. Capital Acquisitions, Inc, et al., Civil Action No. 2:97-0977B (D. Utah)]; [U.S. v. Clealon B. Mann, Criminal Action No. 2:02-0741 (D. Utah)]; [U.S. v. Wayne C. Notwell, Criminal Action No. 2:99-0063 (D. Utah)] (LR-18672) SELF-REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE A proposed rule change (SR-NASD-2004-048) filed by the National Association of Securities Dealers, through its subsidiary, The Nasdaq Stock Market, Inc., to create a pilot program modifying SuperMontage fees and credits for orders and quotes executed in the Nasdaq Closing Cross, has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of April 19. (Rel. 34-49576) APPROVAL OF PROPOSED RULE CHANGES The Commission approved a proposed rule change (SR-CBOE-2004-17) and Amendment No. 1 thereto submitted by the Chicago Board Options Exchange establishing a process for approving and appointing remote electronic Designated Primary Market-Makers. Publication of the proposal is expected in the Federal Register during the week of April 26. (Rel. 34- 49577) The Commission approved a proposed rule change (SR-NASD-2003-159) submitted by the National Association of Securities Dealers to permit Nasdaq to append a new modifier to trade reports of pre-open and after- hours trades not submitted to Nasdaq's Automated Confirmation Transaction Service, and other changes regarding trade reporting. Publication of the proposal is expected in the Federal Register during the week of April 26. (Rel. 34-49581) DELISTING GRANTED An order has been issued granting the application of the American Stock Exchange to strike from listing and registration the Common Stock, $.05 par value, of Calton, Inc., effective at the opening of business on April 21. (Rel. 34-49583) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-4 RENAL CARE GROUP INC, 2100 WEST END AVENUE, SUITE 800, NASHVILLE, TN, 37203, 6153455500 - 160,000,000 ($160,000,000.00) Equity, (File 333-114607 - Apr. 20) (BR. 01) S-4 PLIANT CORP, 1475 WOODFIELD ROAD, SCHAUMBURG, IL, 60173, 8479693300 - 0 ($306,000,000.00) Other, (File 333-114608 - Apr. 20) (BR. 06) S-3 LIBERTY PROPERTY TRUST, 65 VALLEY STREAM PKWY, STE 100, MALVERN, PA, 19355, 6106481700 - 9,044 ($348,736.64) Equity, (File 333-114609 - Apr. 20) (BR. 08) S-8 DIRECT RESPONSE FINANCIAL SERVICES INC, 7080 N. WHITNEY, SUITE 101, FRESNO, CA, 93720, 559-434-1565 - 500,000 ($100,000.00) Equity, (File 333-114611 - Apr. 20) (BR. 08) S-4 IMC GLOBAL INC, 100 S. SAUNDERS ROAD, SUITE 300, LAKE FOREST, IL, 60045, 847-739-1200 - 0 ($136,519,838.00) Equity, (File 333-114612 - Apr. 20) (BR. 04) S-3 IMAGEWARE SYSTEMS INC, 10883 THORNMINT RD, 619-673-8600, SAN DIEGO, CA, 92127, 6196738600 - 0 ($10,648,696.60) Equity, (File 333-114613 - Apr. 20) (BR. 03) S-1 LINDOWS INC, 0 ($57,500,000.00) Equity, (File 333-114614 - Apr. 20) (BR. 03) S-3 AMERICAN SKANDIA LIFE ASSURANCE CORP/CT, ONE CORPORATE DRIVE, SHELTON, CT, 06484, 2039261888 - 0 ($40,000,000.00) Other, (File 333-114615 - Apr. 20) (BR. 20) S-3 AMERICAN SKANDIA LIFE ASSURANCE CORP/CT, ONE CORPORATE DRIVE, SHELTON, CT, 06484, 2039261888 - 0 ($528,000,000.00) Other, (File 333-114617 - Apr. 20) (BR. 20) S-8 NAPTAU GOLD CORP, 5391 BLUNDELL ROAD, RICHMOND, BRITISH COLUMBIA, A1, V7C 1H3, 6042739992 - 14,000,000 ($3,640,000.00) Equity, (File 333-114618 - Apr. 20) (BR. 09) S-8 GRANITE CITY FOOD & BREWERY LTD, 5831 CEDAR LAKE ROAD, ST LOUIS PARK, MN, 55416, 6125252070 - 0 ($572,183.10) Equity, (File 333-114619 - Apr. 20) (BR. 05) S-8 KNW NETWORKS INC, 24843 DEL PRADO, SUITE 318, DANA POINT, CA, 92629, 9492489561 - 0 ($75,000.00) Debt Convertible into Equity, (File 333-114620 - Apr. 20) (BR. 03) S-8 KNW NETWORKS INC, 24843 DEL PRADO, SUITE 318, DANA POINT, CA, 92629, 9492489561 - 0 ($75,000.00) Debt Convertible into Equity, (File 333-114621 - Apr. 20) (BR. 03) SB-2 SRKP 1 INC, 300,000 ($51,000.00) Equity, (File 333-114622 - Apr. 20) (BR. 09) S-8 SIONIX CORP, 9272 JERONIMO RD, SUITE 108, IRVINE, CA, 92618, 9494549283 - 3,000,000 ($60,000.00) Equity, (File 333-114623 - Apr. 20) (BR. 36) S-8 SUNTRUST BANKS INC, 919 E MAIN ST, RICHMOND, VA, 23219, 8047827107 - 14,536,681 ($999,106,085.13) Equity, (File 333-114625 - Apr. 20) (BR. 07) S-3 K2 INC, 2051 PALOMAR AIRPORT ROAD, CARLSBAD, CA, 92009, 7604941044 - 0 ($175,000,000.00) Unallocated (Universal) Shelf, (File 333-114628 - Apr. 20) (BR. 05) S-3 ARCHSTONE SMITH TRUST, 9200 E PANORAMA CIRCLE, STE 400, ENGLEWOOD, CO, 80112, 3037085959 - 0 ($269,750,000.00) Equity, (File 333-114632 - Apr. 20) (BR. 08) S-8 ILLUMINA INC, 9885 TOWNE CENTRE DRIVE, ., SAN DIEGO, CA, 92121, 8582024500 - 2,486,601 ($16,946,185.82) Equity, (File 333-114633 - Apr. 20) (BR. 36) S-1 NAVTEQ CORP, 222 MERCHANDISE MART PLAZA, THE MERCHANDISE MART STE. 900, CHICAGO, IL, 60654, 312-894-7000 - 0 ($500,000,000.00) Equity, (File 333-114637 - Apr. 20) (BR. 03) S-3 CAL MAINE FOODS INC, 3320 WOODROW WILSON DRIVE, JACKSON, MS, 39207, 6019486813 - 0 ($88,550,000.00) Equity, (File 333-114638 - Apr. 20) (BR. 04) S-3 INTRUSION INC, 1101 ARAPAHO ROAD, RICHARDSON, TX, 75081, 9722346400 - 0 ($9,023,727.38) Equity, (File 333-114639 - Apr. 20) (BR. 03) F-6 HOPEWELL HIGHWAY INFRASTRUCTURE LTD, PO BOX 309 GT, UGLAND HOUSE SOUTH CHURCH STREET, GEORGETOWN GRAND CAYMAN, E9, 00000, 100,000,000 ($5,000,000.00) ADRs/ADSs, (File 333-114641 - Apr. 20) (BR. ) S-8 AMERICAN ACCESS TECHNOLOGIES INC, 6670 SPRING LAKE ROAD, -, KEYSTONE HEIGHTS, FL, 32656, 3524736673 - 18,000 ($33,300.00) Equity, (File 333-114642 - Apr. 20) (BR. 06) S-8 PATTERSON DENTAL CO, 1031 MENDOTA HEIGHTS RD, ST PAUL, MN, 55120-1401, 6126861600 - 0 ($74,928,549.67) Equity, (File 333-114643 - Apr. 20) (BR. 01) S-8 TEDA TRAVEL GROUP INC, CHINACHEM CENTURY TOWER, SUITE 406, 178 GLOUCESTER ROAD, WANCHAI, HONG KONG, F4, 00000, 852 2833 2186 - 2,000,000 ($3,500,000.00) Equity, (File 333-114644 - Apr. 20) (BR. 09) S-3 DUKE CAPITAL LLC, 526 SOUTH CHURCH STREET, STE 1300, CHARLOTTE, NC, 28201, 7045946200 - 0 ($988,250,000.00) Non-Convertible Debt, (File 333-114645 - Apr. 20) (BR. 02) S-8 PROCENTURY CORP, 465 CLEVELAND AVENUE, WESTERVILLE, OH, 43082, 6148952000 - 1,299,258 ($9,458,598.24) Equity, (File 333-114646 - Apr. 20) (BR. 01) S-8 TIMKEN CO, 1835 DUEBER AVE SW, CANTON, OH, 44706-2798, 3304713078 - 4,500,000 ($107,100,000.00) Equity, (File 333-114647 - Apr. 20) (BR. 06) F-10 FAIRFAX FINANCIAL HOLDINGS LTD/ CAN, 95 WELLINGTON ST WEST, STE 800, TORONTO ONTARIO CANA, A6, 4163674941 - 0 ($750,000,000.00) Unallocated (Universal) Shelf, (File 333-114648 - Apr. 20) (BR. 01) S-8 AMERIRESOURCE TECHNOLOGIES INC, 9138599292 - 75,000,000 ($311,250.00) Equity, (File 333-114649 - Apr. 20) (BR. 06) S-8 TORVEC INC, 11 POND VIEW DRIVE, PITTSFORD, NY, 14534, 7162488549 - 2,500,000 ($21,200,000.00) Equity, (File 333-114650 - Apr. 20) (BR. 05) S-8 TMSF HOLDINGS INC, 727 SEVENTH STREET, SUITE 850, LOS ANGELES, CA, 90017, 2132342401 - 2,000,000 ($1,620,000.00) Equity, (File 333-114651 - Apr. 20) (BR. 07) S-3 GRAFTECH INTERNATIONAL LTD, 1521 CONCORD PIKE, SUITE 301, WILMINGTON, DE, 19803, 3027788227 - 225,000,000 ($251,437,500.00) Debt Convertible into Equity, (File 333-114652 - Apr. 20) (BR. 36) S-3 GRAFTECH INTERNATIONAL LTD, 1521 CONCORD PIKE, SUITE 301, WILMINGTON, DE, 19803, 3027788227 - 1,681,584 ($24,273,665.00) Equity, (File 333-114653 - Apr. 20) (BR. 36) S-4 JEFFERSON PILOT CORP, 100 N GREENE ST, GREENSBORO, NC, 27401, 336-691-3000 - 0 ($300,000,000.00) Non-Convertible Debt, (File 333-114654 - Apr. 20) (BR. 01) S-4 COEUR D ALENE MINES CORP, 400 COEUR D ALENE MINES BLDG, 505 FRONT AVE, COEUR D ALENE, ID, 83814, 2086673511 - 50,000,000 ($287,750,000.00) Equity, (File 333-114655 - Apr. 20) (BR. 04) N-2 ORCHARD FIRST SOURCE INC, 0 ($460,000,000.00) Equity, (File 333-114657 - Apr. 20) (BR. ) SB-2 SEW CAL LOGO INC, 207 W 138TH ST, LOS ANGELES, CA, 90061, 3103523300 - 520,000 ($130,000.00) Other, (File 333-114659 - Apr. 20) (BR. 02) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: Item 1. Changes in Control of Registrant. Item 2. Acquisition or Disposition of Assets. Item 3. Bankruptcy or Receivership. Item 4. Changes in Registrant's Certifying Accountant. Item 5. Other Materially Important Events. Item 6. Resignations of Registrant's Directors. Item 7. Financial Statements and Exhibits. Item 8. Change in Fiscal Year. Item 9. Regulation FD Disclosure. Item 10. Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics. Item 11. Temporary Suspension of Trading Under Registrant's Employee Benefit Plans. Item 12. Results of Operations and Financial Condition. The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports previously filed, responding to the item(s) of the form specified. 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 10 11 12 13 DATE COMMENT ------------------------------------------------------------------------------------------------ 24/7 REAL MEDIA INC DE X 04/19/04 99 CENTS ONLY STORES CA X X 04/20/04 99 CENTS ONLY STORES CA X X 04/19/04 ABATIX CORP DE X 04/19/04 ABRAXAS PETROLEUM CORP NV X 04/20/04 ACT TELECONFERENCING INC CO X X 04/16/04 ACTION PRODUCTS INTERNATIONAL INC FL X X 04/05/04 ADVANCED MAGNETICS INC DE X 04/16/04 ADVANTA BUSINESS RECEIVABLES CORP X 04/20/04 AFFILIATED COMPUTER SERVICES INC DE X X 04/20/04 AIRNET COMMUNICATIONS CORP DE X X 04/20/04 AK STEEL HOLDING CORP DE X X 04/20/04 ALLEGIANCE TELECOM INC DE X X 04/15/04 ALLSTATE CORP DE X X 04/20/04 ALTRIA GROUP INC VA X X 04/20/04 AMERICA WEST HOLDINGS CORP DE X 04/20/04 AMERICAN BANKNOTE CORP DE X X 04/20/04 AMERICAN FINANCIAL REALTY TRUST X 04/20/04 AMERICAN INDEPENDENCE CORP DE X 04/20/04 AMERISERV FINANCIAL INC /PA/ PA X 04/20/04 AMERITRADE HOLDING CORP DE X X 04/20/04 ANGELCITI ENTERTAINMENT INC /FL/ NV X 04/15/04 ANTIGENICS INC /DE/ DE X X 04/20/04 APPLIED MICRO CIRCUITS CORP DE X X 04/20/04 AQUA DYNE INC X 04/05/04 ARBITRON INC DE X X 04/20/04 ARROW FINANCIAL CORP NY X X 04/20/04 ARTESYN TECHNOLOGIES INC FL X X 04/20/04 ASIA PAYMENT SYSTEMS NV X X 04/14/04 AMEND ASK JEEVES INC DE X X 04/20/04 ASSET-BACKED PASS-THROUGH CERTIFICATE DE X X 04/20/04 ASSET-BACKED PASS-THROUGH CERTIFICATE DE X X 04/16/04 AT&T WIRELESS SERVICES INC DE X X 04/20/04 AUTOBYTEL INC DE X X 04/09/04 AVERY DENNISON CORPORATION DE X X 04/20/04 AVIALL INC DE X 04/19/04 AVISTA CORP WA X X 04/14/04 BADGER METER INC WI X 04/19/04 BALDOR ELECTRIC CO MO X 04/15/04 BANC OF AMERICA MORTGAGE SECURITIES I DE X X 04/13/04 BANC ONE HELOC 1999-1 OH X X 04/20/04 BANC ONE HELOC TRUST 1998-1 OH X X 04/20/04 BANCORP RHODE ISLAND INC X X 04/20/04 BANK ONE AUTO SECURITIZATION TRUST 20 DE X X 04/20/04 BANK ONE CORP DE X X X 03/31/04 BANKATLANTIC BANCORP INC FL X X 04/19/04 BARD C R INC /NJ/ NJ X 04/20/04 BAXTER INTERNATIONAL INC DE X X 04/19/04 BAYVIEW FINANCIAL SEC CO LLC MORT PAS DE X 04/08/04 BEACH FIRST NATIONAL BANCSHARES INC SC X X 04/13/04 BEDFORD PROPERTY INVESTORS INC/MD MD X X X 04/19/04 BEDFORD PROPERTY INVESTORS INC/MD MD X X X 04/20/04 AMEND BGR CORP NV X X 04/19/04 BLACK & DECKER CORP MD X X X 04/20/04 BLACKROCK INC /NY DE X X 04/20/04 BLUE MARTINI SOFTWARE INC X X 04/20/04 BLYTH INC DE X 04/14/04 BOE FINANCIAL SERVICES OF VIRGINIA IN VA X 04/16/04 BOISE CASCADE CORP DE X X 04/20/04 BOSTON COMMUNICATIONS GROUP INC MA X 04/20/04 BOSTON SCIENTIFIC CORP DE X X 04/20/04 BOYKIN LODGING CO OH X X 04/14/04 BRALORNE MINING CO NV X X 04/19/04 AMEND BRAVO FOODS INTERNATIONAL CORP DE X 04/19/04 BRICKMAN GROUP LTD X X 04/16/04 AMEND BSD MEDICAL CORP DE X X 04/20/04 BUTLER MANUFACTURING CO DE X X 04/20/04 C2 INC WI X X 04/20/04 CAPITAL ONE FUNDING LLC X X 04/14/04 CARCO AUTO LOAN MASTER TRUST DE X X 04/15/04 CAREDECISION CORP NV X 04/19/04 CAREMARK RX INC DE X 04/19/04 AMEND CARRIER ACCESS CORP DE X X 04/20/04 CASCADE FINANCIAL CORP DE X X 03/31/04 CASTLEGUARD ENERGY INC FL X X 04/19/04 CCF HOLDING CO GA X X 04/16/04 CELADON GROUP INC DE X X 04/19/04 CENDANT CORP DE X X 04/19/04 CENTEX CORP NV X X X 04/20/04 CENTURY PACIFIC FINANCIAL CORP AZ X 04/16/04 CEVA INC DE X 04/20/04 CHASE CORP MA X X 04/19/04 CHECKFREE CORP \GA\ DE X X 04/20/04 CHEESECAKE FACTORY INCORPORATED DE X X 04/20/04 CHENIERE ENERGY INC DE X X 04/16/04 CHINA FUND INC MD X 03/01/04 CHINA GRANITE CORP NV X 04/19/04 AMEND CIB MARINE BANCSHARES INC WI X 04/15/04 CIENA CORP DE X X 04/20/04 CINGULAR WIRELESS LLC DE X X 04/20/04 CITIZENS FINANCIAL CORP/DE/ DE X 04/17/04 AMEND CITIZENS FINANCIAL SERVICES INC PA X X 04/15/04 CITIZENS FIRST CORP KY X X 04/19/04 CLARENT CORP/DE DE X X 04/01/04 CLOSURE MEDICAL CORP DE X 04/15/04 CNB BANCORP INC /NY/ NY X X 04/20/04 CNF INC DE X 03/31/04 COCA COLA ENTERPRISES INC DE X 04/20/04 COGNEX CORP MA X X 04/20/04 COGNIZANT TECHNOLOGY SOLUTIONS CORP X X 04/19/04 COLE NATIONAL CORP /DE/ DE X X 04/20/04 COLE NATIONAL GROUP INC DE X X 04/20/04 COLONIAL COMMERCIAL CORP NY X 09/30/03 AMEND COMMUNITY SHORES BANK CORP MI X X 04/19/04 COMPETITIVE TECHNOLOGIES INC DE X X 04/19/04 COMPUWARE CORPORATION MI X X X 04/14/04 COOLSAVINGS INC DE X 04/20/04 AMEND COPPER MOUNTAIN NETWORKS INC DE X 04/20/04 CORINTHIAN COLLEGES INC X 04/20/04 CORN PRODUCTS INTERNATIONAL INC DE X 04/20/04 CORPORATE OFFICE PROPERTIES TRUST MD X X X 04/20/04 CORVIS CORP DE X 06/13/03 AMEND COTT CORP /CN/ X 04/20/04 CRAFTMADE INTERNATIONAL INC DE X X 04/20/04 CRESCENT FINANCIAL CORP NC X X X 04/19/04 CROSS TIMBERS ROYALTY TRUST TX X 04/20/04 CTS CORP IN X 04/08/04 CURATIVE HEALTH SERVICES INC X X 04/20/04 CYMER INC NV X X 04/20/04 CYTOMEDIX INC DE X X 04/20/04 DAIMLERCHRYSLER AUTO TRUST 2004-A MI X X 04/08/04 DAIMLERCHRYSLER MASTER OWNER TRUST X X 04/15/04 DANA CORP VA X 04/20/04 DATALINK CORP MN X X 04/14/04 DELTIC TIMBER CORP DE X X 04/19/04 DEXTERITY SURGICAL INC DE X X 04/19/04 DIAMOND OFFSHORE DRILLING INC DE X X 04/20/04 DIATECT INTERNATIONAL CORP CA X 04/19/04 DIEBOLD INC OH X 04/20/04 DIGIMARC CORP DE X X 04/16/04 DIONEX CORP /DE CA X 04/20/04 DIRECTV GROUP INC DE X X 04/20/04 DISCOVERY PARTNERS INTERNATIONAL INC DE X 04/20/04 DOMINION RESOURCES INC /VA/ VA X 04/20/04 DORCHESTER MINERALS LP DE X X 03/31/04 DRILLING INC NV X 04/16/04 DSL NET INC DE X X 04/14/04 DUNE ENERGY INC DE X X 04/07/04 EARTHLINK INC DE X X 04/20/04 EASTERN VIRGINIA BANKSHARES INC VA X X 04/19/04 EASTGROUP PROPERTIES INC MD X X 03/31/04 ECB BANCORP INC NC X X X 04/20/04 ECOURIERCORPS INC WA X 04/16/04 EMBARCADERO TECHNOLOGIES INC X X 04/20/04 EMPIRE FINANCIAL HOLDING CO FL X X 04/19/04 ENCORE ACQUISITION CO DE X X 04/14/04 ENPATH MEDICAL INC MN X X 04/20/04 ENSCO INTERNATIONAL INC DE X 04/20/04 ENTERPRISE PRODUCTS PARTNERS L P DE X 12/15/03 ENVIRONMENTAL REMEDIATION HOLDING COR CO X X X 04/16/04 ENXNET INC OK X X 04/20/04 ESB FINANCIAL CORP PA X X 04/19/04 ETHAN ALLEN INTERIORS INC DE X X 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