SEC NEWS DIGEST Issue 2003-74 April 18, 2003 ENFORCEMENT PROCEEDINGS SEC FILES CHARGES AGAINST PHILIP GRATZ FOR VIOLATING AN ADMINISTRATIVE BAR AND FOR ACTING AS AN UNREGISTERED BROKER DEALER The Commission announced that on April 15 it filed a complaint with the U.S. District Court for the Southern District of Florida against Philip R. Gratz (Gratz), a New Jersey resident and former stock broker, charging with him violating an SEC administrative bar previously imposed against him by consent and for violating the broker dealer registration provisions of the federal securities laws. According to the SEC's complaint, from at least November 1998 until March 20, 2003, Gratz, doing business as Phoenix World Wide Enterprises, Inc. raised more than $8.9 million from investors by, among other things, falsely promising that he would invest their funds in the stock market. The SEC's complaint alleges that, contrary to Gratz's promises, $3.02 million in investor funds were misappropriated for his personal use. The complaint also alleges that in connection with his fraudulent misconduct, Gratz received transaction related compensation for providing investment advice and for inducing the purchase or sales of securities while not registered with the SEC as a broker or dealer. Accordingly, the SEC's complaint provides that Gratz violated a 1992 SEC Order prohibiting him from association with any broker, dealer or investment adviser as well as the broker-dealer registration provisions. The SEC's complaint seeks to restrain and permanently enjoin Gratz from violating Sections 15(a)(1) and 15(b)(6)(B) and of the Securities Exchange Act of 1934, Section 203(f) of the Investment Advisers Act of 1940, and the 1992 SEC Order. The complaint also requests, among other things, that Gratz be ordered to pay civil penalties for his violations of the federal securities laws. On March 20, 2003, as a result of the alleged fraudulent conduct described above, the SEC filed an emergency civil contempt action against Gratz for disobeying a prior final judgment of permanent injunction entered against him in SEC v. Delta Rental Systems, et. al., Case No. 91-2136-CIV-MARRA (S.D. Fla.). For further information see Litigation Release No. 18051, March 25, 2003. [SEC v. Philip R. Gratz, Case No. 03-20889-CIV-SEITZ/BANDSTRA, SD Fla.] (LR-18094) FORMER GEMSTAR-TV GUIDE INTERNATIONAL CEO NAMED IN CIVIL CONTEMPT PROCEEDING Today the Commission filed a civil contempt application in U.S. District Court in Los Angeles against Henry C. Yuen, the former CEO of Gemstar-TV Guide International. The SEC requests that the Court hold Yuen in contempt for violating a court order compelling his testimony in the SEC's investigation concerning Gemstar. The SEC alleged that Yuen failed to testify on April 16 and 17, 2003, as required by the Court's March 13, 2003, Stipulated Order. The SEC is requesting that the Court hold Yuen in contempt, and order him incarcerated and impose a daily civil fine of $50,000, doubling daily, until Yuen purges his contempt by appearing for testimony. On March 12, 2003, the SEC filed a subpoena enforcement action to compel the testimony of Yuen and Elsie Ma Leung, the former CFO of Gemstar. Yuen and Leung agreed to the entry of a court order enforcing the subpoenas and setting designated dates for their testimony. The Court entered an order requiring Yuen to testify before the SEC on April 1, 16- 18 and 21-22. Yuen appeared and provided testimony on April 1, 2003, but failed to provide testimony on April 16 or April 17. The SEC seeks Yuen's testimony in connection with an ongoing investigation to determine whether there have been violations of the antifraud and other provisions of the federal securities laws in relation to Gemstar's public reporting of its financial results for the years 1999 through 2002. [SEC v. Henry C. Yuen and Elsie Ma Leung, Case No. CV 03-1754 DT (SHSx) CD Cal.] (LR-18095) INVESTMENT COMPANY ACT RELEASES SAFECO COMMON STOCK TRUST AND SAFECO ASSET MANAGEMENT CO. An order has been issued on an application filed by SAFECO Common Stock Trust and SAFECO Asset Management Co. for an order granting an exemption from Section 15(a) of the Investment Company Act and Rule 18f-2 under the Act. The order permits applicants to enter into and materially amend subadvisory agreements without shareholder approval. (Rel. IC- 26007 - April 16) HOLDING COMPANY ACT RELEASES NORTHEAST GAS MARKETS LLC, ET AL. A supplemental order has been issued clarifying the contract services transactions that Northeast Gas Markets LLC (NEGM) may enter into and approving the consolidation of quarterly reporting requirements for NEGM. (Rel. 35-27667) SELF-REGULATORY ORGANIZATIONS PROPOSED RULE CHANGE The Chicago Board Options Exchange filed a proposed rule change (SR-CBOE- 2002-05) relating to the introduction of the CBOE Hybrid System. Publication of the proposal is expected in the Federal Register during the week of April 21. (Rel. 34-47676) IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE A proposed rule change filed by the Chicago Stock Exchange and Amendment No. 1 thereto to amend its membership dues and fees schedule to confirm the amount of Consolidated Tape Association credits available to its members (SR-CHX-2003-10) has become immediately effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of April 21. (Rel. 34-47680) DELISTINGS GRANTED An order has been issued granting the application of the Pacific Exchange to strike from listing and registration certain call and put options contracts issued by The Options Clearing Corporation respecting the underlying common stock of AMR Corporation and El Paso Corporation, effective at the opening of business on April 17. (Rel. 34-47687) An order has been issued granting the application of the Pacific Exchange to strike from listing and registration certain call and put options contracts issued by The Options Clearing Corporation, respecting certain underlying securities of Actrade Financial Technologies, Inc. (ACRT), CTS Corporation (CTS), Rainbow Media Group (RMG) and Susquehanna Bancshares, Inc. (SUSQ), effective at the opening of business on April 18. (Rel. 34-47694) WITHDRAWALS SOUGHT A notice has been issued giving interested person until May 9, 2003, to comment on the application of The Goodyear Tire & Rubber Company, to withdraw its common stock, no par value, and preferred stock purchase rights from listing and registration on the Chicago Stock Exchange. (Rel. 34-47694) A notice has been issued giving interested persons until May 9, 2003, to comment on the application of The Goodyear Tire & Rubber Company, to withdraw its common stock, no par value, and preferred stock purchase rights from listing and registration on the Pacific Exchange. (Rel. 34- 47695) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-1 GASCO ENERGY INC, 14 INVERNESS DRIVE EAST BLDG H, BLDG H SUITE 236, ENGLEWOOD, CO, 80112, 3037130047 - 21,546,969 ($11,204,423.00) Equity, (File 333-104592 - Apr. 17) (BR. 04) S-8 IMAGING TECHNOLOGIES CORP/CA, 15175 INNOVATION DRIVE, SAN DIEGO, CA, 92128, 6196131300 - 15,500,000 ($155,000.00) Equity, (File 333-104593 - Apr. 17) (BR. 03) S-8 AUSTRALIA & NEW ZEALAND BANKING GROUP LTD, LEVEL 6, 100 QUEEN STREET, MELBOURNE, AUSTRALIA, MELBOURNE, C3, 3000, 0 ($32,700,000.00) Equity, (File 333-104594 - Apr. 17) (BR. 07) S-3 PALL CORP, 2200 NORTHERN BLVD, EAST HILLS, NY, 11548, 5164845400 - 210,000 ($4,338,600.00) Equity, 210,000 ($0.00) Other, (File 333-104595 - Apr. 17) (BR. 06) S-3 ALARIS MEDICAL INC, 10221 WATERIDGE CIRCLE, SAN DIEGO, CA, 92121, 8584587000 - 0 ($550,000,000.00) Other, (File 333-104596 - Apr. 17) (BR. 36) S-8 WALGREEN CO, 200 WILMOT RD, DEERFIELD, IL, 60015, 8479402500 - 10,200,000 ($297,848,717.81) Equity, (File 333-104597 - Apr. 17) (BR. 01) S-3 INTELLI CHECK INC, 5164212011 - 0 ($3,720,449.00) Equity, (File 333-104598 - Apr. 17) (BR. 03) N-2 NUVEEN PREFERRED CONVERTIBLE INCOME FUND 2, 1,000 ($15,000.00) Equity, (File 333-104599 - Apr. 17) (BR. 18) S-3 KEYPORT LIFE INSURANCE CO, ONE SUN LIFE EXECUTIVE PARK, SC 4290, WELLESLEY HILLS, MA, 02481, 6175261400 - 0 ($300,000,000.00) Other, (File 333-104600 - Apr. 17) (BR. 20) S-8 AMKOR TECHNOLOGY INC, 1345 ENTERPRISE DR, WEST CHESTER, PA, 19380, 6104319600 - 1,500,000 ($7,390,000.00) Equity, (File 333-104601 - Apr. 17) (BR. 36) S-4 SALT HOLDINGS CORP, 8300 COLLEGE BOULEVARD, OVERLAND PARK, KS, 66210, 9133449200 - 0 ($69,436,370.00) Non-Convertible Debt, (File 333-104603 - Apr. 17) (BR. ) S-8 PS BUSINESS PARKS INC/CA, 701 WESTERN AVE, SUITE 200, GLENDALE, CA, 91201-2397, (818) 244-8080 - 1,500,000 ($45,300,000.00) Equity, (File 333-104604 - Apr. 17) (BR. 08) S-4 NTL INC, 110 E 59TH ST, 26TH FLOOR, NEW YORK, NY, 10022, 2129068440 - 0 ($666,072,343.00) Non-Convertible Debt, (File 333-104605 - Apr. 17) (BR. 37) S-4 FAIRPOINT COMMUNICATIONS INC, 521 EAST MOREHEAD ST, STE 250, CHARLOTTE, NC, 28202, 7043448150 - 0 ($225,000,000.00) Debt Convertible into Equity, (File 333-104608 - Apr. 17) (BR. 37) S-8 CARNIVAL PLC, 77 NEW OXFORD ST, LONDON WC1A 1PP ENGL, X0, 00000, 55,143,013 ($1,823,195,001.57) Equity, (File 333-104609 - Apr. 17) (BR. 05) S-8 SGL CARBON AKTIENGESELLSCHAFT, RHEINGAUSTRASSE 182, WEISBADEN GERMANY, I8, D-65203, 0 ($10,021,800.00) Other, (File 333-104610 - Apr. 17) (BR. 36) S-8 AMR CORP, 4333 AMON CARTER BLVD, FORT WORTH, TX, 76155, 8179631234 - 42,680,000 ($150,233,600.00) Equity, (File 333-104611 - Apr. 17) (BR. 05) S-4 INTERLAND INC /MN/, 303 PEACHTREE CENTER AVENUE, SUITE 500, ATLANTA, GA, 30303, 404-720-8301 - 0 ($9,019,618.00) Equity, (File 333-104612 - Apr. 17) (BR. 03) S-8 INDIGINET INC/FL, 5000 BIRCH STREET, SUITE 3000, NEWPORT BEACH, CA, 92614, (949) 476-3711 - 120,000,000 ($480,000.00) Equity, (File 333-104613 - Apr. 17) (BR. 09) N-2 NEUBERGER BERMAN INCOME OPPORTUNITY FUND INC, 605 THIRD AVENUE, NEW YORK, NY, 10158, 4,600,000 ($69,000,000.00) Equity, (File 333-104614 - Apr. 17) (BR. ) S-3 OKLAHOMA GAS & ELECTRIC CO, 321 NORTH HARVEY, PO BOX 321, OKLAHOMA CITY, OK, 73101-0321, 4055533000 - 0 ($200,000,000.00) Non-Convertible Debt, (File 333-104615 - Apr. 17) (BR. 02) SB-2 HORIZON BANCORPORATION INC, 900 53RD AVENUE EAST, BRADENTON, FL, 34203, 9417532265 - 688,446 ($4,474,899.00) Equity, (File 333-104616 - Apr. 17) (BR. 07) S-4 BROADWING INC, 201 E FOURTH ST 102 732, CINCINNATI, OH, 45201, 5133979900 - 0 ($45,950,000.00) Non-Convertible Debt, (File 333-104618 - Apr. 17) (BR. 37) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: Item 1. Changes in Control of Registrant. Item 2. Acquisition or Disposition of Assets. Item 3. Bankruptcy or Receivership. Item 4. Changes in Registrant's Certifying Accountant. Item 5. Other Materially Important Events. Item 6. Resignations of Registrant's Directors. Item 7. Financial Statements and Exhibits. Item 8. Change in Fiscal Year. Item 9. Regulation FD Disclosure. The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports previously filed, responding to the item(s) of the form specified. 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 DATE COMMENT ------------------------------------------------------------------------------------ A C MOORE ARTS & CRAFTS INC PA X X 04/17/03 ACCESS WORLDWIDE COMMUNICATIONS INC DE X X 04/16/03 ACCESSPOINT CORP /NV/ NV X 04/17/03 AEGIS ASSESSMENTS INC DE X X 03/28/03 AEROSONIC CORP /DE/ DE X 04/17/03 ALABAMA NATIONAL BANCORPORATION DE X X 04/16/03 ALLIANCE GAMING CORP NV X 04/14/03 ALLIED HEALTHCARE INTERNATIONAL INC NY X X 04/16/03 AMERICAN AIRLINES INC DE X 04/17/03 AMR CORP DE X 04/17/03 AMR CORP DE X 04/17/03 AMSOUTH BANCORPORATION DE X 04/17/03 ANADIGICS INC DE X X 04/16/03 ANDREA ELECTRONICS CORP NY X 04/14/03 ANTHEM INC IN X 04/17/03 APACHE CORP DE X X 03/18/03 APPLE HOSPITALITY FIVE INC VA X 01/03/03 AMEND APPLE HOSPITALITY FIVE INC VA X 02/26/03 AMEND APPLIED DNA SCIENCES INC NV X 04/17/03 APPLIED INNOVATION INC DE X X 04/17/03 ARBITRON INC DE X X 04/17/03 ARROW FINANCIAL CORP NY X X 03/16/03 ARTISAN COMPONENTS INC DE X X 04/17/03 ASCENTIAL SOFTWARE CORP DE X 04/16/03 ASPECT COMMUNICATIONS CORP CA X X 04/17/03 ASTORIA FINANCIAL CORP DE X X 04/17/03 ATLAS MINERALS INC CO X 04/16/03 ATMEL CORP DE X X 04/17/03 AUGUST TECHNOLOGY CORP MN X X 04/16/03 AUTOMATIC DATA PROCESSING INC DE X 04/17/03 AVIATION GENERAL INC DE X 02/14/03 AMEND AXTION FOODS INC X 04/16/03 BANC OF AMERICA FUNDING CORP DE X X 04/17/03 BANC OF AMERICA MORTGAGE SECURITIES I DE X X 04/17/03 BANC OF AMERICA MORTGAGE SECURITIES I DE X X 04/17/03 BANCORPSOUTH INC MS X X 04/16/03 BANCWEST CORP/HI DE X X 04/16/03 BANKNORTH GROUP INC/ME ME X X 04/17/03 BARNES GROUP INC DE X X 04/17/03 BIOGEN INC MA X X 04/17/03 BIOPURE CORP DE X 04/16/03 BLACKSTOCKS DEVELOPMENT CORP DE X 04/17/03 BLUE RIVER BANCSHARES INC IN X 04/16/03 BLYTH INC DE X X 04/01/03 AMEND BRANDPARTNERS GROUP INC DE X X 04/16/03 BRE PROPERTIES INC /MD/ MD X X 04/15/03 BRIGGS & STRATTON CORP WI X 04/17/03 CALIFORNIA INDEPENDENT BANCORP CA X X 04/16/03 CALPINE CORP DE X X 04/17/03 CAP ROCK ENERGY CORP X 04/17/03 CARCO AUTO LOAN MASTER TRUST DE X X 04/15/03 CARNIVAL CORP DE X X X X 04/17/03 CATAPULT COMMUNICATIONS CORP CA X X 04/17/03 CATHAY BANCORP INC DE X X 04/17/03 CENTRA FINANCIAL HOLDINGS INC WV X X 04/17/03 CERIDIAN CORP /DE/ DE X X 04/17/03 CERNER CORP /MO/ DE X X 04/17/03 CHASE MANHATTAN BANK USA DE X X 04/15/03 CHICAGO MERCANTILE EXCHANGE HOLDINGS DE X 04/17/03 CHITTENDEN CORP /VT/ VT X 04/16/03 CISCO SYSTEMS INC CA X X 04/11/03 CITICORP DE X 04/17/03 CITIZENS FIRST CORP KY X 04/17/03 CITY HOLDING CO WV X X 04/15/03 CLAYTON HOMES INC DE X X 04/17/03 COASTAL BANCORP INC TX X X 04/15/03 COBIZ INC CO X X 04/14/03 COLGATE PALMOLIVE CO DE X X 04/17/03 COMMUNITY BANKS INC /PA/ PA X 03/31/03 COMMUNITY FIRST BANKSHARES INC DE X X 04/17/03 CONCORD COMMUNICATIONS INC MA X X 04/17/03 CONEXANT SYSTEMS INC DE X X 04/17/03 CONSOLIDATED EDISON INC NY X X 04/17/03 CONSOLIDATED TOMOKA LAND CO FL X 03/31/03 COOPER TIRE & RUBBER CO DE X X 04/17/03 COURIER CORP MA X X 04/17/03 COX COMMUNICATIONS INC /DE/ DE X X 04/11/03 CRESCENT BANKING CO GA X X 04/16/03 CRESCENT FINANCIAL CORP NC X 04/16/03 CROWN HOLDINGS INC PA X 04/16/03 CSFB MORTGAGE BACK PASS THR CER SER 2 DE X 04/17/03 CUMMINS INC IN X 04/16/03 CUMMINS INC IN X X 04/17/03 CURON MEDICAL INC DE X X 04/17/03 CVB FINANCIAL CORP CA X X 04/17/03 CWABS INC MORTGAGE PASS THROUGH TRUST NY X X 06/29/01 CWABS INC REVOLVING HM EQU LN ASST BA DE X X 02/28/03 CWABS INC REVOLVING HOME EQ LOAN ASSE DE X X 03/28/03 CYPRESS SEMICONDUCTOR CORP /DE/ DE X X 04/17/03 DAIMLERCHRYSLER MASTER OWNER TRUST X X 04/15/03 DANAHER CORP /DE/ DE X X 04/17/03 DEARBORN BANCORP INC /MI/ MI X X 04/16/03 DEL TACO INCOME PROPERTIES IV CA X X 04/11/03 DEL TACO RESTAURANT PROPERTIES I CA X X 04/11/03 DEL TACO RESTAURANT PROPERTIES II CA X X 04/11/03 DEL TACO RESTAURANT PROPERTIES III CA X X 04/11/03 DELTA AIR LINES INC /DE/ DE X X 04/17/03 DELUXE CORP MN X X 04/17/03 DENISON INTERNATIONAL PLC X X 04/16/03 DENNYS CORP DE X 03/26/03 DIAMOND OFFSHORE DRILLING INC DE X X 04/17/03 DICE INC DE X X 04/15/03 DIGITALTHINK INC DE X X 03/31/04 DONEGAL GROUP INC DE X 04/16/03 DONNKENNY INC DE X X 04/17/03 DORCHESTER MINERALS LP DE X 04/17/03 DYNACQ INTERNATIONAL INC NV X X 04/14/03 E CHANNELS CORP NV X 04/17/02 EAGLE BANCORP/MT X 04/15/03 EAST WEST BANCORP INC X X 04/17/03 EATERIES INC OK X 04/17/03 EATON CORP OH X 04/15/03 ECOLLEGE COM DE X X 04/17/03 EGL INC TX X X 04/16/03 ELECTROGLAS INC DE X X 04/17/03 ENCORE CAPITAL GROUP INC DE X X 04/17/03 ENDOCARDIAL SOLUTIONS INC DE X 04/17/03 ENRON CORP/OR/ OR X X 04/17/03 EQUISTAR CHEMICALS LP X X 04/16/03 ESPERION THERAPEUTICS INC/MI DE X X 04/17/03 ESSEX CORPORATION VA X X 04/17/03 EVANS & SUTHERLAND COMPUTER CORP UT X X 04/17/03 EXCEL TECHNOLOGY INC DE X 03/31/03 EZ EM INC DE X X 04/15/03 FAIRCHILD SEMICONDUCTOR INTERNATIONAL DE X X 04/17/03 FARMER MAC MORTGAGE SECURITIES CORP DE X 04/25/03 FARMER MAC MORTGAGE SECURITIES CORP DE X 04/15/03 FARMER MAC MORTGAGE SECURITIES CORP DE X 04/25/03 FARMER MAC MORTGAGE SECURITIES CORP DE X 04/25/03 FARO TECHNOLOGIES INC FL X 04/17/03 FASTENAL CO MN X X 04/15/03 FGIC SECURITIES PURCHASE INC DE X 03/31/03 FIDELITY BANCORP INC PA X X 04/16/03 FIDELITY BANKSHARES INC DE X X 03/31/03 FINANCIAL ASSET SECURITIES CORP ASSET DE X X 03/27/03 FINANCIAL INSTITUTIONS INC NY X X 04/17/03 FIRST BANCORP /PR/ PR X X 04/15/03 FIRST BUSEY CORP /NV/ NV X X 04/16/03 FIRST CHESAPEAKE FINANCIAL CORP VA X X 04/09/03 AMEND FIRST COLONIAL GROUP INC PA X 04/17/03 FIRST COMMONWEALTH FINANCIAL CORP /PA PA X X 04/17/03 FIRST ESSEX BANCORP INC DE X X 04/16/03 FIRST FEDERAL CAPITAL CORP WI X X 04/17/03 FIRST FEDERAL FINANCIAL CORPORATION O KY X X 04/15/03 FIRST FINANCIAL BANCORP /OH/ OH X X 04/17/03 FIRST FINANCIAL BANKSHARES INC TX X 04/16/03 FIRST FINANCIAL HOLDINGS INC /DE/ DE X 04/17/03 FIRST NATIONAL BANCSHARES INC /SC/ SC X 04/16/03 FIRST SOUTH BANCORP INC /VA/ VA X X 03/31/03 FIRSTBANK CORP MI X X 04/17/03 FIRSTMERIT CORP /OH/ OH X X 04/17/03 FLAG FINANCIAL CORP GA X X 04/14/03 FLEMING COMPANIES INC /OK/ OK X X 04/17/03 FLUSHING FINANCIAL CORP DE X X 03/31/03 FNBH BANCORP INC MI X X 04/16/03 FORTUNE BRANDS INC DE X X 04/17/03 FREEPORT MCMORAN COPPER & GOLD INC DE X 04/17/03 FRESH CHOICE INC DE X X 04/17/03 FRONTIER FINANCIAL CORP /WA/ WA X X 04/16/03 GATEWAY INC DE X X 04/17/03 GENUINE PARTS CO GA X 04/17/03 GENVEC INC DE X X 04/15/03 GEORGIA CAROLINA BANCSHARES INC GA X X 04/17/03 GEORGIA PACIFIC CORP GA X X 04/17/03 GLOBAL FREIGHT INTEGRATORS INC NV X X 04/16/03 AMEND GLOBAL FREIGHT INTEGRATORS INC NV X X 04/16/03 AMEND GLOBAL MEDICAL PRODUCTS HOLDINGS INC NV X X 04/17/03 GRACO INC MN X X 04/16/03 GRAND CENTRAL FINANCIAL CORP DE X X 04/11/03 GREATER COMMUNITY BANCORP NJ X X 04/16/03 GREENE COUNTY BANCSHARES INC TN X 04/16/03 GROUP 1 SOFTWARE INC DE X X 05/15/03 GRUBB & ELLIS CO DE X X 04/01/03 H&R BLOCK INC MO X 04/16/03 HEARTLAND EXPRESS INC NV X X 04/17/03 HEARTLAND FINANCIAL USA INC DE X 03/31/03 HELIX TECHNOLOGY CORP DE X X 03/28/03 HERSHEY FOODS CORP DE X 04/17/03 HIBERNIA CORP LA X X 03/31/03 HICKORY LENDERS LTD TN X 04/10/03 HONEYWELL INTERNATIONAL INC DE X X 04/17/03 HORTON D R INC /DE/ DE X X X 04/11/03 HUDSON CITY BANCORP INC DE X X 04/15/03 HUFFY CORP OH X X 04/16/03 IBT BANCORP INC PA X X 04/16/03 ICU MEDICAL INC/DE DE X X 04/17/03 IMH ASSETS CORP IMPAC CMB TRUST SERIE DE X X X 03/31/03 INGERSOLL RAND CO LTD X 03/31/03 INPUT OUTPUT INC DE X 04/03/03 INSIGNIA SYSTEMS INC/MN MN X X 04/17/03 INTELLIGROUP INC NJ X 04/02/03 AMEND INTERPORE INTERNATIONAL INC /DE/ DE X X 04/17/03 INVACARE CORP OH X X 04/17/03 INVIVO CORP DE X X 04/03/03 IOMEGA CORP DE X 04/17/03 ITRON INC /WA/ WA X X 04/17/03 ITT EDUCATIONAL SERVICES INC DE X 04/17/03 IXIA CA X X 04/17/03 JACO ELECTRONICS INC NY X 03/31/03 JACOBS ENGINEERING GROUP INC /DE/ DE X X 04/16/03 JANUS CAPITAL GROUP INC DE X X 04/17/03 JLM INDUSTRIES INC DE X X 04/17/03 KATY INDUSTRIES INC DE X X 04/17/03 KEITHLEY INSTRUMENTS INC OH X 04/17/03 KEYCORP /NEW/ OH X X 04/17/03 KFX INC DE X X 04/02/03 KMART CORP MI X X X 04/10/03 KVH INDUSTRIES INC \DE\ DE X 04/30/03 LANDSTAR SYSTEM INC DE X 04/17/03 LATITUDE COMMUNICATIONS INC CA X X 04/17/03 LAWSON PRODUCTS INC/NEW/DE/ DE X X 04/17/03 LEGGETT & PLATT INC MO X 04/16/03 LEVEL 3 COMMUNICATIONS INC DE X 04/16/03 LEXAR MEDIA INC CA X X 04/17/03 LIFE SCIENCES RESEARCH INC MD X X 04/17/03 AMEND LIFECORE BIOMEDICAL INC MN X X 04/15/03 LILLIAN VERNON CORP DE X 04/17/03 LMI AEROSPACE INC MO X 04/16/03 LMR LAND CO LTD /TN/ TN X 04/10/03 LOCAL FINANCIAL CORP /NV DE X X 04/17/03 LONG BEACH ACCEPTANCE CORP X X 04/15/03 MAVERICK TUBE CORPORATION DE X 04/16/03 MAXXIS GROUP INC GA X X 04/16/03 MAYTAG CORP DE X X 04/16/03 MERCURY COMPUTER SYSTEMS INC MA X X 04/17/03 MERRILL LYNCH DEP INC PUBLIC STEERS T DE X X 02/03/03 MERRILL LYNCH DEPOSITOR INC PREFERRED DE X X 04/01/03 MERRILL LYNCH DEPOSITOR INC PREFERRED DE X X 02/18/03 MERRILL LYNCH DEPOSITOR INC PREFERRED DE X X 02/18/03 MERRILL LYNCH DEPOSITOR INC PREFERRED DE X X 03/17/03 MERRILL LYNCH DEPOSITOR INC PREFERRED DE X X 03/17/03 MERRILL LYNCH DEPOSITOR INC PREFERRED DE X X 01/15/03 MERRILL LYNCH DEPOSITOR INC PREFERRED DE X X 03/17/03 MERRILL LYNCH DEPOSITOR INC PREFERRED DE X X 02/03/03 MERRILL LYNCH DEPOSITOR INC PREFERRED DE X X 01/15/03 MERRILL LYNCH DEPOSITOR INC PREFERRED DE X X 02/18/03 MERRILL LYNCH DEPOSITOR INC PUBLIC ST DE X X 03/03/03 MGP INGREDIENTS INC KS X X 04/16/03 MICROTEK MEDICAL HOLDINGS INC GA X X 04/10/03 MIDWEST BANC HOLDINGS INC DE X 04/16/03 MIDWEST EXPRESS HOLDINGS INC WI X X 04/17/03 MILESTONE SCIENTIFIC INC/NJ DE X X 04/16/03 MINORPLANET SYSTEMS USA INC DE X X 04/14/03 MKS INSTRUMENTS INC MA X 04/17/03 MONTGOMERY REALTY GROUP INC NV X X 04/02/03 MOORES LANE PROPERTIES LTD TN X 04/10/03 MSB FINANCIAL INC MD X X 04/17/03 NAPOLI ENTERPRISES INC CO X 04/17/03 NATIONAL COMMERCE FINANCIAL CORP TN X X 04/17/03 NATIONAL INSTRUMENTS CORP /DE/ DE X X 04/17/03 NAVISITE INC DE X X 04/02/03 NEOGENOMICS INC NV X X 04/16/03 NETFLIX INC DE X X 04/17/03 NETSOLVE INC DE X X 04/16/03 NEVADA CHEMICALS INC UT X X 04/17/03 NEW CENTURY FINANCIAL CORP DE X X 04/16/03 NEW HAMPSHIRE THRIFT BANCSHARES INC DE X X 04/16/03 NEW MEDIA INC DE X 04/17/03 NEW PLAN EXCEL REALTY TRUST INC MD X X 04/04/03 NEW YORK COMMUNITY BANCORP INC DE X X 04/15/03 NEWHALL LAND & FARMING CO /CA/ CA X X X 04/15/03 NEWNAN COWETA BANCSHARES INC X X 04/14/03 AMEND NITCHES INC CA X X 04/15/03 NOBLE CORP X X 04/17/03 NORTHERN BORDER PARTNERS LP DE X 04/17/03 NORTHERN BORDER PIPELINE CO TX X 04/17/03 OFFICE DEPOT INC DE X X 04/17/03 ONESOURCE INFORMATION SERVICES INC DE X X 04/16/03 ONLINE POWER SUPPLY INC NV X 04/17/03 OWENS & MINOR INC/VA/ VA X X 04/16/03 PACIFICARE HEALTH SYSTEMS INC /DE/ DE X X 04/16/03 PACKETEER INC DE X X 04/17/03 PALMETTO BANCSHARES INC SC X X 04/17/03 PATIENT INFOSYSTEMS INC DE X 04/14/03 PAVILION BANCORP INC X X 04/17/03 PENNROCK FINANCIAL SERVICES CORP PA X 04/16/03 PENNSYLVANIA COMMERCE BANCORP INC X X 04/17/03 PENTAIR INC MN X X 04/17/03 PEOPLES BANCORP INC OH X 04/17/03 PEOPLES BANCORPORATION INC /SC/ SC X 04/17/03 PEOPLES BANK CREDIT CARD MASTER TRUST CT X X 03/31/03 PEOPLES HOLDING CO MS X X 04/16/03 PEPSICO INC NC X X 04/17/03 PERFECTDATA CORP CA X 04/15/03 PERVASIVE SOFTWARE INC DE X X 04/15/03 PHARMACEUTICAL PRODUCT DEVELOPMENT IN NC X X 04/16/03 PHOENIX TECHNOLOGIES LTD DE X X 04/17/03 PHOTO CONTROL CORP MN X X 04/16/03 PITNEY BOWES INC /DE/ DE X X 03/31/03 PLANAR SYSTEMS INC OR X X 04/16/03 PLUMTREE SOFTWARE INC DE X 04/16/03 PMC SIERRA INC DE X X 04/17/03 PNC FINANCIAL SERVICES GROUP INC PA X X 04/17/03 PNC FINANCIAL SERVICES GROUP INC PA X X 04/17/03 POLYONE CORP X X 04/16/03 POLYONE CORP X X 04/16/03 POLYONE CORP X X 04/16/03 POPULAR INC PR X X 04/17/03 AMEND PPG INDUSTRIES INC PA X X 04/17/03 PREFERREDPLUS TRUST SERIES BLC-2 DE X X 03/17/03 PREFERREDPLUS TRUST SERIES MSD-1 DE X X 04/01/03 PRESIDENTIAL AIR CORP X 03/28/03 PRIMEDIA INC DE X X 04/17/03 PRIORITY HEALTHCARE CORP IN X 04/17/03 PROGINET CORP DE X X 04/15/03 PROVIDENT BANKSHARES CORP MD X X 04/17/03 AMEND PRUDENTIAL FINANCIAL INC NJ X 04/17/03 PSC INC NY X X 02/21/03 PVF CAPITAL CORP OH X X 04/16/03 QUADRAMED CORP DE X X 04/16/03 RAINES LENDERS L P DE X 04/10/03 RANGE RESOURCES CORP DE X X 04/17/03 REDWOOD EMPIRE BANCORP CA X X 04/17/03 REGIONS FINANCIAL CORP DE X X 04/16/03 RELIABILITY INC TX X 03/31/03 RELIANCE STEEL & ALUMINUM CO CA X X 04/17/03 RIVER VALLEY BANCORP IN X X 03/31/03 RLI CORP IL X X 04/17/03 ROGERS CORP MA X 04/17/03 ROWAN COMPANIES INC DE X X 04/17/03 ROWE COMPANIES NV X X 04/02/03 RP ENTERTAINMENT INC NV X 04/02/03 SABRE HOLDINGS CORP DE X X 04/16/03 SAGENT TECHNOLOGY INC DE X X 04/15/03 SANTANDER BANCORP X X 04/16/03 SCHLUMBERGER LTD /NV/ P8 X X 04/17/03 SEACOAST BANKING CORP OF FLORIDA FL X 03/31/03 SEALY CORP DE X X 04/16/03 SEARS ROEBUCK & CO NY X X 04/17/03 SECURE COMPUTING CORP DE X X 04/17/03 SENSIENT TECHNOLOGIES CORP WI X X 04/17/03 SEQUIAM CORP CA X X 04/16/03 SEQUOIA 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