SEC NEWS DIGEST Issue 2004-72 April 14, 2004 COMMISSION ANNOUNCEMENTS SEC ANNOUNCES FOURTEENTH ANNUAL INTERNATIONAL INSTITUTE The Commission is hosting its 14th annual International Institute for Securities Market Development beginning Monday, April 19, 2004. The two- week, senior-level program is the SEC's flagship global training program. It provides a wide-ranging group of participants from countries with emerging markets an opportunity to discuss the core principles of securities regulation and features lectures, panels and workshops that focus on the development, operation and regulation of securities markets. The Institute's faculty includes senior SEC officials as well as representatives of other U.S. governmental agencies, multilateral development institutions, securities exchanges and other key securities industry participants. This year, the Institute audience will include over 119 senior securities officials from 57 emerging market countries. Prior institutes have provided training for nearly 1,200 officials from five continents. The program will commence at 9:15 a.m. with welcoming remarks by Ethiopis Tafara, the Director of the SEC's Office of International Affairs. Marianne Smythe, a partner at Wilmer Cutler & Pickering, will deliver the keynote address at 9:30 a.m. Each of these presentations is open to the press and will be delivered at the SEC's Headquarters in the William O. Douglas Room, Room 1C30, 450 Fifth Street, N.W., Washington, D.C. (Press Rel. 2004-51) COMMISSION MEETINGS CLOSED MEETING - TUESDAY, APRIL 20, 2004 - 2:00 P.M. The subject matter of the closed meeting scheduled for Tuesday, April 20, will be: Formal orders of investigation; Institution and settlement of injunctive actions; Institution and settlement of administrative proceedings of an enforcement nature; and an Adjudicatory matter. At times, changes in Commission priorities require alterations in the scheduling of meeting items. For further information and to ascertain what, if any, matters have been added, deleted or postponed, please contact: The Office of the Secretary at (202) 942-7070. ENFORCEMENT PROCEEDINGS JOHN LUCZYCKI, FORMER CHIEF ACCOUNTING OFFICER AND CONTROLLER OF VIVENDI UNIVERSAL, S.A., SETTLES CEASE-AND-DESIST AND RULE 102(e) PROCEEDINGS On April 14, the Commission issued an order instituting and simultaneously settling public administrative and cease-and-desist proceedings (Order) against John Luczycki, a certified public accountant and the former Chief Accounting Officer (CAO) and controller of Vivendi Universal, S.A. (Vivendi). The Commission ordered that Luczycki cease- and-desist from violating the antifraud and books and records provisions of the federal securities laws, and that he be denied the privilege of appearing or practicing before the Commission as an accountant, with a right to apply for reinstatement after three years from the date of the Order. According to the Order, Luczycki, a resident of New York and a licensed CPA, was Vivendi's CAO and controller from December 2000 to July 2002. The Commission's Order makes the following findings: ú Luczycki, along with other Vivendi senior executives, made improper adjustments that raised Vivendi's earnings before interest, taxes, depreciation and amortization by approximately _59 million during the second quarter of 2001 and by at least _7 million during the third quarter of 2001. These adjustments, in part, allowed Vivendi to meet earnings targets that it had communicated to the market. ú Luczycki knew or was reckless in not knowing that Vivendi failed to disclose a side agreement that Vivendi entered into in February 2001 to purchase an additional _1.1 billion stake in Maroc Telecom, a telecommunications operator based in Morocco. Among other things, Vivendi failed to disclose this commitment in a Form 6-K furnished to the Commission on Oct. 17, 2001 that contained an English translation of Vivendi's periodic filing with the French securities regulator for the six-month period ended June 30, 2001. ú Luczycki participated in Vivendi's failure to disclose in a timely manner all of the material facts about Vivendi's investment in a fund that purchased a 2% stake in Elektrim Telekomunikacja Sp. zo.o (Telco), a Polish telecommunications company in which Vivendi already held a 49% stake. Vivendi's Form 20-F for the year ended Dec. 31, 2001 omitted any mention of Vivendi's investment in the fund, and created the false and misleading impression that Vivendi maintained no more than a 49% interest in Telco, whether directly or indirectly. The Commission's Order finds that Luczycki willfully violated Section 17(a) of the Securities Act of 1933 and Sections 10(b) and 13(b)(5) of the Securities Exchange Act of 1934 (Exchange Act) and Rules 10b-5 and 13b2-1 thereunder, and willfully aided and abetted and caused Vivendi's violations of Sections 13(a), 13(b)(2)(A) and 13(b)(2)(B) of the Exchange Act and Rules 12b-20 and 13a-1 thereunder. The Commission ordered Luczycki, on his consent and without admitting or denying any of the findings contained in the Order, to cease-and-desist from committing or causing those violations. Further, the Commission's Order denies Luczycki the privilege of appearing or practicing before the Commission as an accountant, with a right to request reinstatement after three years. (Rels. 33-8406; 34-49561; AAE Rel. 1989; File No. 3-11457) INVESTMENT COMPANY ACT RELEASES GLENBROOK LIFE AND ANNUITY COMPANY, ET AL. An order has been issued on an application filed by Glenbrook Life and Annuity Company, et al. for an order of exemption pursuant to Section 17(b) of the Investment Company Act from Section 17(a) of the Act. (Rel. IC-26417 - April 13) SELF-REGULATORY ORGANIZATIONS DELISTING GRANTED An order has been issued granting the application of the Philadelphia Stock Exchange to strike from listing and registration certain call and put options contracts issued by The Options Clearing Corporation respecting underlying securities of the following companies, effective at the opening of business on April 14: Legato Systems, Inc. (EQN/LGTO) LendingTree, Inc. (QQP/TREE) Veridian Corporation (VNX) Waypoint Financial Corporation (UWV/WYPT) (Rel. 34-49559) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-3 INFOCROSSING INC, 2 CHRISTIE HEIGHTS STREET, LEONIA, NJ, 07605, 2018404700 - 3,979,500 ($54,598,740.00) Equity, (File 333-114417 - Apr. 13) (BR. 03) S-1 GSI TECHNOLOGY INC, 2360 OWEN STREET, SANTA CLARA, CA, 95054, 4089808388X102 - 0 ($103,500,000.00) Equity, (File 333-114419 - Apr. 13) (BR. 36) S-1 ALLIANCE LAUNDRY HOLDINGS INC, P O BOX 990, RIPON, WI, 54971, 9207483121 - 0 ($375,000,000.00) Other, (File 333-114420 - Apr. 13) (BR. 06) S-1 COINMACH SERVICE CORP, 0 ($400,000,000.00) Other, (File 333-114421 - Apr. 13) (BR. 08) S-8 ABCI HOLDINGS INC, 5897 OBERLIN DRIVE, SUITE 210, SAN DIEGO, CA, 92121, 7604348486 - 10,000,000 ($100,000.00) Equity, (File 333-114422 - Apr. 13) (BR. 08) S-8 JLG INDUSTRIES INC, 1 JLG DR, MCCONNELLSBURG, PA, 17233, 7174855161 - 0 ($125,334,859.68) Equity, (File 333-114424 - Apr. 13) (BR. 36) S-3 TELKONET INC, 902A COMMERCE ROAD, ., ANNAPOLIS, MD, 21401, 410-897-5900 - 15,527,997 ($79,348,065.00) Equity, (File 333-114425 - Apr. 13) (BR. 37) S-8 FIRST SENTINEL BANCORP INC, 1000 WOODBRIDGE CENTER DRIVE, WOODBRIDGE, NJ, 07095, 7327268700 - 11,350 ($236,648.00) Equity, (File 333-114426 - Apr. 13) (BR. 07) S-3 SCP POOL CORP, 109 NORTHPARK BLVD, 4TH FLOOR, COVINGTON, LA, 70433-5001, 9858925521 - 98,646 ($3,855,086.00) Equity, (File 333-114427 - Apr. 13) (BR. 02) F-3 NUR MACROPRINTERS LTD, 5 DAVID NAVON STREET, MOSHAV MAGSHIMIM, PETAH-TIKVA ISRAEL, L3, 00000, 01197239087676 - 4,659,415 ($7,035,717.00) Equity, (File 333-114428 - Apr. 13) (BR. 36) S-3 FREEPORT MCMORAN COPPER & GOLD INC, 1615 POYDRAS ST, NEW ORLEANS, LA, 70112, 5045824000 - 1,100,000 ($1,100,000,000.00) Equity, (File 333-114430 - Apr. 13) (BR. 04) S-8 IKON OFFICE SOLUTIONS INC, PO BOX 834, VALLEY FORGE, PA, 19482, 6102968000 - 10,000,000 ($123,900,000.00) Equity, (File 333-114431 - Apr. 13) (BR. 03) S-11 AMREIT, 8 GREENWAY PLAZA, STE 824, HOUSTON, TX, 77046, 7138501400 - 17,000,000 ($170,000,000.00) Equity, (File 333-114432 - Apr. 13) (BR. 08) S-4 TRUE TEMPER SPORTS INC, 8275 TOURNAMENT DRIVE SUITE 200, MEMPHIS, TN, 38125, 0 ($125,000,000.00) Other, (File 333-114433 - Apr. 13) (BR. 05) S-8 MARVELL TECHNOLOGY GROUP LTD, CANON'S COURT, 22 VICTORIA STREET, HAMILTON HM 12, D0, 4412966395 - 0 ($398,501,169.42) Equity, (File 333-114434 - Apr. 13) (BR. 36) S-8 LOWES COMPANIES INC, 1000 LOWE'S BLVD., MOORESVILLE, NC, 28117, 7047581000 - 20,000,000 ($20,000,000.00) Other, (File 333-114435 - Apr. 13) (BR. 06) S-4 SUN BANCORP INC /NJ/, 226 LANDIS AVENUE, VINELAND, NJ, 08360, 8566917700 - 3,429,624 ($73,736,916.00) Equity, (File 333-114436 - Apr. 13) (BR. 07) S-4 ESCHELON OPERATING CO, 730 2ND AVENUE SOUTH, SUITE 1200, MINNEAPOLIS, MN, 55402-2456, 6124366602 - 0 ($100,000,000.00) Other, (File 333-114437 - Apr. 13) (BR. ) S-3 WHITE ELECTRONIC DESIGNS CORP, 3601 E UNIVERSITY DRIVE, PHOENIX, AZ, 85034, 6024371520 - 746,445 ($6,008,882.25) Equity, (File 333-114438 - Apr. 13) (BR. 36) S-8 ONYX ACCEPTANCE CORP, 27051 TOWNE CENTRE DRIVE, FOOTHILL RANCH, CA, 92610, 9494653500 - 0 ($1,710,599.23) Equity, (File 333-114439 - Apr. 13) (BR. 07) S-3 CENTERPOINT ENERGY INC, 1111 LOUISIANT ST., HOUSTON, TX, 77002, 7132073000 - 255,000,000 ($255,000,000.00) Debt Convertible into Equity, (File 333-114440 - Apr. 13) (BR. 02) S-3 AXONYX INC, 500 7TH AVENUE, 10TH FLOOR, NEW YORK, NY, 10018, 2126457704 - 1,668,061 ($8,290,939.00) Equity, (File 333-114441 - Apr. 13) (BR. 01) S-1 TISM INC, 30 FRANK LLOYD DR, ANN ARBOR, MI, 48106, 7349303030 - 0 ($300,000,000.00) Equity, (File 333-114442 - Apr. 13) (BR. ) S-4 UNITED COMMUNITY BANKS INC, P O BOX 398, 59 HIGHWAY 515, BLAIRSVILLE, GA, 30512, 5818073041 - 0 ($14,108,763.00) Equity, (File 333-114443 - Apr. 13) (BR. 07) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: Item 1. Changes in Control of Registrant. Item 2. Acquisition or Disposition of Assets. Item 3. Bankruptcy or Receivership. Item 4. Changes in Registrant's Certifying Accountant. Item 5. Other Materially Important Events. Item 6. Resignations of Registrant's Directors. Item 7. Financial Statements and Exhibits. Item 8. Change in Fiscal Year. Item 9. Regulation FD Disclosure. Item 10. Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics. Item 11. Temporary Suspension of Trading Under Registrant's Employee Benefit Plans. Item 12. Results of Operations and Financial Condition. The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports previously filed, responding to the item(s) of the form specified. 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 10 11 12 13 DATE COMMENT ------------------------------------------------------------------------------------------------ 99 CENTS ONLY STORES CA X X 04/06/04 AAIPHARMA INC DE X X 04/12/04 ABC BANCORP GA X X 04/12/04 ACL SEMICONDUCTOR INC X 12/31/03 AMEND ADDVANTAGE TECHNOLOGIES GROUP INC OK X X 04/13/04 ADVANCED MARKETING SERVICES INC DE X X 04/12/04 ADVENTRX PHARMACEUTICALS INC DE X X 04/05/04 AMEND AGWAY INC DE X X 04/12/04 AIRGATE PCS INC /DE/ DE X X 04/13/04 AIRGATE PCS INC /DE/ DE X X 04/12/04 AIRPLANES LTD DE X 04/13/04 ALLIANCE LAUNDRY HOLDINGS LLC X X 04/13/04 ALPINE AIR EXPRESS INC/DE DE X X X 04/07/04 ALTUS EXPLORATIONS INC NV X X 03/31/04 AMAZON COM INC DE X 04/12/04 AMC ENTERTAINMENT INC DE X X 04/01/04 AMERICAN GENERAL MRT LN ASST BCKD PS DE X X 06/25/03 AMERICAN GENERAL MRT LN ASST BCKD PS DE X X 07/25/03 AMERICAN GENERAL MRT LN ASST BCKD PS DE X X 08/25/03 AMERICAN GENERAL MRT LN ASST BCKD PS DE X X 09/25/03 AMERICAN GENERAL MRT LN ASST BCKD PS DE X X 10/27/03 AMERICAN GENERAL MRT LN ASST BCKD PS DE X X 11/25/03 AMERICAN GENERAL MRT LN ASST BCKD PS DE X X 12/26/03 AMERICAN HONDA RECEIVABLES CORP HONDA CA X X 02/29/04 AMEND AMERICAN ITALIAN PASTA CO DE X X 04/12/04 AMERICAN MEDICAL ALERT CORP NY X 04/13/04 AMERICAN PHYSICIANS CAPITAL INC MI X X 04/07/04 AMERIQUEST MORTGAGE SEC INC ASSET BK DE X 04/08/04 AMSOUTH BANCORPORATION DE X 04/13/04 AMSURG CORP TN X 04/13/04 APPLIED MICRO CIRCUITS CORP DE X X 04/12/04 APPLIED MICRO CIRCUITS CORP DE X X 04/01/04 AQUATIC CELLULOSE INTERNATIONAL CORP X X 03/22/04 ARTHROCARE CORP DE X 01/28/04 AMEND ASBURY AUTOMOTIVE GROUP INC DE X 03/31/04 ASSET-BACKED PASS-THROUGH CERTIFICATE DE X 03/16/04 AT ROAD INC CA X X 04/13/04 AT ROAD INC CA X X 04/13/04 BANC OF AMERICA MORT SEC INC ALTERNAT DE X X 02/26/04 BANC OF AMERICA MORTGAGE SECURITIES P DE X X 07/24/03 BANC OF AMERICA MORTGAGE SECURITIES P DE X X 02/26/04 BANK OF SOUTH CAROLINA CORP SC X 04/13/04 BANK UNITED CORP LITIGATION CONTINGEN DE X X 04/11/04 BANYAN CORP /OR/ OR X X 03/31/04 BANYAN CORP /OR/ OR X X 04/07/04 BB&T CORP NC X 03/31/04 BEAR STEARNS ASSET BACKED CERT SERS DE X X 04/12/04 AMEND BED BATH & BEYOND INC NY X X 03/31/04 BGR CORP NV X X 04/13/04 BOWL AMERICA INC MD X X 03/31/04 AMEND BUDGETHOTELS NETWORK INC NV X 04/07/04 BULLDOG TECHNOLOGIES INC NV X X 04/13/04 BULLDOG TECHNOLOGIES INC NV X 04/13/04 CALIFORNIA AMPLIFIER INC DE X 04/12/04 CALIFORNIA STEEL INDUSTRIES INC X 04/13/04 CALTON INC NJ X X 04/13/04 CAPITAL ONE FUNDING LLC X X 04/08/04 CASTLE ENERGY CORP DE X X 03/31/04 CCC INFORMATION SERVICES GROUP INC DE X X 04/12/04 CENTRAL BANCORP INC /MA/ MA X X 04/08/04 CITIGROUP MORTGAGE LOAN TRUST INC X 04/08/04 CLARION TECHNOLOGIES INC/DE/ DE X X 04/12/04 COGNIGEN NETWORKS INC CO X 04/07/04 COGNIZANT TECHNOLOGY SOLUTIONS CORP X 04/12/04 COINMACH CORP DE X X 04/13/04 COLE NATIONAL CORP /DE/ DE X X 04/13/04 COLE NATIONAL GROUP INC DE X X 04/13/04 COMDISCO HOLDING CO INC DE X X 04/13/04 COMMERCE BANCORP INC /NJ/ NJ X X 04/13/04 COMMERCE BANCSHARES INC /MO/ MO X 04/13/04 COMPUTER ASSOCIATES INTERNATIONAL INC DE X X 04/13/04 CONCORD COMMUNICATIONS INC MA X 04/13/04 CONSOLIDATED CAPITAL PROPERTIES IV CA X X 03/31/04 CORPORATE OFFICE PROPERTIES TRUST MD X 03/05/04 CREDIT SUISSE FIRST BOSTON MORTGAGE S DE X 04/13/04 CROWN ANDERSEN INC DE X X 04/13/04 CROWN FINANCIAL GROUP INC NJ X X 03/22/04 CROWN MEDIA HOLDINGS INC DE X X 04/13/04 DELTA PETROLEUM CORP/CO CO X 04/12/04 DEUTSCHE COMMERCIAL MORTGAGE PASS THR DE X 04/12/04 DICKIE WALKER MARINE INC X 04/13/04 DOTRONIX INC MN X 04/07/04 DOW JONES & CO INC DE X X 03/31/04 DUQUESNE LIGHT CO PA X X 04/13/04 DYNACORE PATENT LITIGATION TRUST X 04/13/04 EASTERN VIRGINIA BANKSHARES INC VA X 04/12/04 EL PASO CORP/DE DE X X 04/13/04 ELECTRA CAPITAL INC /NV NV X X 11/10/03 ENCISION INC CO X 04/08/04 ENTERGY CORP /DE/ DE X 03/11/04 ENVIRONMENTAL ELEMENTS CORP DE X 04/13/04 EPIMMUNE INC DE X X 04/07/04 EPIQ SYSTEMS INC MO X X 01/30/04 AMEND EQUITY INNS INC TN X X 04/07/04 EVOLVING SYSTEMS INC DE X 04/12/04 EXULT INC DE X X 04/12/04 FAB INDUSTRIES INC DE X 04/13/04 FASTENAL CO MN X X 04/13/04 FIBERMARK INC DE X 03/31/04 FINANCIAL ASSET SEC CORP FIRST FRANK DE X X 03/30/04 FIRST CHARTER CORP /NC/ NC X X 04/13/04 FIRST COMMUNITY CORP /SC/ SC X X 04/12/04 FIRST HORIZON ASSET SECURITIES INC DE X X 03/30/04 FIRST HORIZON PHARMACEUTICAL CORP DE X X 04/12/04 FIRST MARBLEHEAD CORP X 04/07/04 FIRST OTTAWA BANCSHARES INC DE X X 04/13/04 AMEND FIRST PACTRUST BANCORP INC MD X X 04/13/04 FIRST SOUTH BANCORP INC SC X X 04/06/04 FOOTSTAR INC DE X X 04/13/04 FRANKLIN COVEY CO UT X 04/13/04 FREDERICK COUNTY BANCORP INC MD X X 04/13/04 FUTURE CARZ INC NV X 04/13/04 FX ENERGY INC NV X X 04/13/04 GALAXY ENERGY CORP CO X 04/13/04 GEOGLOBAL RESOURCES INC DE X 01/08/04 AMEND GLOBAL EPOINT INC NV X X 04/05/04 GLOBAL MEDICAL PRODUCTS HOLDINGS INC NV X X 03/11/04 AMEND GRAYSON BANKSHARES INC VA X 04/13/04 GREAT AMERICAN BANCORP INC DE X X 04/13/04 GROUP 1 SOFTWARE INC DE X 04/12/04 GROUP 1 SOFTWARE INC DE X X 04/13/04 GROUP 1 SOFTWARE INC DE X X 04/12/04 GS MORTGAGE SECURITIES CORP II DE X X 03/30/04 GSI LUMONICS INC A3 X X 04/12/04 GULF POWER CO ME X X 04/06/04 HANCOCK JOHN LIFE INSURANCE CO MA X X 04/12/04 HANOVER DIRECT INC DE X 04/13/04 HAVERTY FURNITURE COMPANIES INC MD X X 04/13/04 HEARTLAND PARTNERS L P DE X X 04/07/04 HEI INC MN X X 04/13/04 HIENERGY TECHNOLOGIES INC DE X 04/09/04 AMEND HOLLINGER INTERNATIONAL INC DE X X 04/12/04 HOME EQ LOAN TRUST SER 2002 CIT1 ASST DE X X 04/12/04 AMEND HONDA AUTO RECEIVABLES 2001-1 OWNER T DE X X 02/29/04 AMEND HYBRID FUEL SYSTEMS INC GA X X X X 03/16/04 AMEND ICON HEALTH & FITNESS INC DE X X 02/28/04 ICU MEDICAL INC/DE DE X X 04/13/04 IDACORP INC ID X 04/13/04 IMH ASSETS CORP COLLATERALIZED ASSET DE X 03/30/04 INLAND REAL ESTATE CORP MD X 04/13/04 INLAND REAL ESTATE CORP MD X 04/13/04 INTEL CORP DE X 04/13/04 INTERNATIONAL STAR INC NV X X 04/09/04 INTERNATIONAL STEEL GROUP INC DE X X 04/08/04 INTERSTAR SECURITISATION MANAGEMENT P X X 04/13/04 INTERVEST BANCSHARES CORP DE X 04/13/04 ITRONICS INC TX X 04/07/04 JACKSONVILLE BANCORP INC IL X X 04/13/04 JAMESON INNS INC GA X X 04/13/04 JANUS CAPITAL GROUP INC DE X X 04/12/04 JEFFERIES GROUP INC /DE/ DE X 04/12/04 JOHNSON & JOHNSON NJ X 04/13/04 KANSAS CITY SOUTHERN DE X X 04/13/04 KFORCE INC FL X 04/12/04 KIMBERLY CLARK CORP DE X 04/13/04 LAIDLAW INTERNATIONAL INC DE X 04/13/04 LCNB CORP OH X X 04/13/04 LEHMAN ABS CORP MOTOROLA DEBENTURE B DE X X 04/01/04 LEHMAN ABS CORP BACKED TRUST CERTS SE DE X X 04/01/04 LEHMAN ABS CORP MORTGAGE PASS-THROUGH DE X 03/30/04 LEHMAN ABS CORP VERIZON NEW YORK DEBE DE X X 04/01/04 LEHMAN ABS CORP VERIZON NY DEBENTURE DE X X 04/01/04 LEVI STRAUSS & CO DE X X X 04/13/04 LIBERTY STAR GOLD CORP NV X 03/29/04 AMEND LIBERTY STAR GOLD CORP NV X X 04/06/04 AMEND LIFECORE BIOMEDICAL INC MN X X 04/13/04 LOEHMANNS HOLDINGS INC MD X X 04/08/04 MARSHALL & ILSLEY CORP/WI/ WI X X X 04/13/04 MARTEK BIOSCIENCES CORP DE X 04/09/04 MASTEC INC FL X 04/13/04 MASTEC INC FL X 04/13/04 AMEND MDC HOLDINGS INC DE X X X 04/12/04 MDC HOLDINGS INC DE X X X 04/12/04 MDSI MOBILE DATA SOLUTIONS INC /CAN/ A1 X X 04/13/04 MERCURY COMPUTER SYSTEMS INC MA X 04/12/04 MERRILL LYNCH & CO INC DE X X 04/13/04 MERRILL LYNCH MORTGAGE INVESTORS INC DE X X 04/09/04 MICRON ENVIRO SYSTEMS INC NV X 04/07/04 MIDWAY GAMES INC DE X X 04/12/04 MIDWAY GAMES INC DE X X 04/13/04 MINGHUA GROUP INTERNATIONAL HOLDINGS NY X 04/12/04 AMEND MOCON INC MN X 04/13/04 AMEND MOSCOW CABLECOM CORP DE X X 04/13/04 MUELLER INDUSTRIES INC DE X X 04/13/04 NATIONAL BEEF PACKING CO LLC DE X 04/13/04 NATIONAL PENN BANCSHARES INC PA X X X 04/07/04 NEIMAN MARCUS GROUP INC DE X 04/13/04 NEKTAR THERAPEUTICS DE X X 04/13/04 NORTH STATE BANCORP NC X X 04/13/04 NOVATEL WIRELESS INC DE X X X 04/12/04 NOVEON INC DE X X 04/13/04 OPTION ONE MORTGAGE ACCEPT CORP ASSET DE X X 04/12/04 AMEND PACIFIC CONTINENTAL CORP OR X 04/13/04 PACIFIC FINANCIAL CORP WA X 04/09/04 PARK CITY GROUP INC DE X 04/12/04 PENNS WOODS BANCORP INC PA X X 04/08/04 PEOPLES BANCORP INC OH X 04/13/04 PEPSI BOTTLING GROUP INC DE X X 03/20/04 PHARMACEUTICAL RESOURCES INC NJ X X 04/02/04 PITNEY BOWES INC /DE/ DE X X 04/13/04 PIVOTAL SELF SERVICE TECHNOLOGIES INC DE X X 12/31/02 AMEND PLAINS EXPLORATION & PRODUCTION CO DE X 04/13/04 POWERCOLD CORP NV X 04/09/04 PRAXAIR INC DE X 04/12/04 PREMIERWEST BANCORP OR X X 04/13/04 PRIDE INTERNATIONAL INC DE X X 04/12/04 PSF GROUP HOLDINGS INC NC X 04/09/04 PW EAGLE INC MN X X 03/31/04 REPUBLIC BANCORP INC MI X 04/13/04 ROLFE ENTERPRISES INC FL X X 04/12/04 ROTONICS MANUFACTURING INC/DE DE X X 04/13/04 SCHLUMBERGER LTD /NV/ P8 X X X 04/12/04 SCIENCE APPLICATIONS INTERNATIONAL CO DE X X 04/13/04 SECOND STAGE VENTURES INC NV X 04/13/04 SECURITY BANK CORP GA X X 04/12/04 SEQUOIA RESIDENTIAL FUNDING INC X X 03/30/04 SHERWIN WILLIAMS CO OH X X 04/12/04 SHOLODGE INC TN X X 04/12/04 SITI-SITES COM INC DE X 04/02/04 SMART & FINAL INC/DE DE X 04/12/04 SOVEREIGN BANCORP INC PA X X 04/12/04 STARTEK INC DE X 04/12/04 STATE STREET CORP MA X 04/13/04 STERLING BANCORP NY X X 04/12/04 STOCKERYALE INC MA X X 04/13/04 STRUCTURED ASSET MORTGAGE INVESTMENTS DE X 03/31/04 STRUCTURED ASSET SEC CORP MORT PASS T DE X X 04/12/04 STRUCTURED ASSET SEC CORP MORT PASS T DE X X 04/12/04 AMEND STRUCTURED ASSET SEC CORP MORT PASS T DE X X 04/12/04 AMEND STRUCTURED ASSET SEC CORP MORT PASS T X X 04/12/04 AMEND STRUCTURED ASSET SECURITIES CORP MOR DE X X 04/12/04 STRUCTURED ASSET SECURITIES CORP MOR DE X X 04/12/04 AMEND STRUCTURED ASSET SECURITIES CORP MORT DE X 03/25/04 STRUCTURED ASSET SECURITIES CORP MORT DE X 02/25/04 AMEND STRUCTURED PROD CORP TIERS CORP BND-B DE X X 04/01/04 STRUCTURED PRODUCTS CORP CAST STEP UP DE X X 04/02/04 STRUCTURED PRODUCTS CORP CAST STEP UP DE X X 04/01/04 STRUCTURED PRODUCTS CORP CASTSM STEP DE X X 04/01/04 STRUCTURED PRODUCTS CORP CORTS TR III DE X X 04/01/04 SUFFOLK BANCORP NY X 04/13/04 SUNTRUST BANKS INC GA X X 04/13/04 TAMBORIL CIGAR CO DE X 03/26/04 TETRA TECH INC DE X X 04/08/04 TETRA TECHNOLOGIES INC DE X 04/13/04 TEXEN OIL & GAS INC NV X X 04/13/04 TOYS R US INC DE X X 04/13/04 TRACTOR SUPPLY CO /DE/ DE X X 04/12/04 TRIAD AUTOMOBILE RECEIVABLES TRUST 2 CA X X 04/12/04 TRIAD AUTOMOBILE RECEIVABLES TRUST 20 DE X X 04/12/04 TRIAD AUTOMOBILE RECEIVABLES TRUST 20 CA X X 04/12/04 TRIAD AUTOMOBILE RECEIVABLES TRUST 20 CA X X 04/12/04 TWIN VENTURES LTD DE X 04/08/04 UNIVERSAL FOREST PRODUCTS INC MI X X 04/13/04 VENTURE HOLDINGS CO LLC MI X X 04/13/04 VERTICA SOFTWARE INC/CA CO X X 04/13/04 VERTICALNET INC PA X X 01/30/04 AMEND VISTEON CORP DE X X 04/13/04 WALTER INDUSTRIES INC /NEW/ DE X X 04/13/04 WEGENER CORP DE X 04/07/04 WELLS FARGO & CO/MN DE X 04/08/04 WELLS FARGO HOME EQUITY TRUST MORT PA DE X 03/30/04 WELLSFORD REAL PROPERTIES INC MD X 04/13/04 WESCORP ENERGY INC DE X 04/13/04 WHX CORP DE X X 04/13/04 WTC INDUSTRIES INC DE X X 04/13/04 WD 40 CO DE X 04/13/04