SEC NEWS DIGEST Issue 2003-59 March 28, 2003 COMMISSION ANNOUNCEMENTS ANNETTE NAZARETH TO TESTIFY Annette L. Nazareth, Director of the Commission's Division of Market Regulation, will testify before the House Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises on Wednesday, April 2 concerning credit rating agencies. The hearing is scheduled to begin at 10:00 a.m. in Room 2128 of the Rayburn House Office Building. JACKSON DAY, ACTING CHIEF ACCOUNTANT, TO LEAVE SEC On March 27, the Securities and Exchange Commission announced today that Jackson M. Day, the Commission's Acting Chief Accountant, will be returning to the private sector. Day came to the Commission in September 2000 as Deputy Chief Accountant and was named the Acting Chief Accountant in November 2002. During his tenure, he has participated in running the day-to-day operations of the office, the resolution of accounting, auditing and independence issues, rulemaking projects, and domestic and international private sector standard setting efforts. Day will remain with the Commission for a short period to assist in the selection of and transition to a new Chief Accountant. The Commission also announced today that it will conduct a nationwide search for a Chief Accountant. In addition to his involvement in numerous policy and regulatory matters, Day has served since June 2002 as Chair of the International Organization of Securities Commissions' Standing Committee No. 1 and has been instrumental in the Commission's efforts to promote international convergence of accounting standards. "I have appreciated Jackson's advice and counsel during my transition to the Commission," said SEC Chairman William H. Donaldson. "Jackson's willingness to delay his return to the private sector for several months in order to assure continuity and leadership in the Office of the Chief Accountant reflects his dedication to the welfare of investors and to this Agency. His efforts have been critical to the implementation of the Sarbanes-Oxley Act. I will miss Jackson's expertise and the integrity of his views." "It has been a privilege to play a role in the Commission's important work," Day said. "And it has been a pleasure to work with Chairman Donaldson, Chairman Pitt, the Commissioners, and the talented and dedicated staff at the Commission, especially my colleagues in the Office of the Chief Accountant. I am truly grateful for their confidence and support." Prior to joining the Commission, Day was a partner in Ernst & Young's National Office of Professional Practice in New York. From 1997 to 1999, he served as a Practice Fellow at the Financial Accounting Standards Board, where he focused on complex and unique accounting issues, worked with senior executives of FASB's constituencies, and coordinated with regulators, including the SEC. Day, 39, graduated in 1986 from Kansas State University with a B.S. in Business Administration. (Press Rel. 2003-42) ENFORCEMENT PROCEEDINGS PENNY STOCK BAR ENTERED AGAINST TIMOTHY PINCHIN On March 27, the Commission instituted settled public administrative proceedings against Timothy J. Pinchin, based upon a federal district court injunction entered against him for his role in a "pump and dump" stock manipulation scheme. Without admitting or denying the allegations contained in the SEC's complaint filed against him on Aug. 2, 1999, Pinchin consented to the entry of the injunction and other relief. The Commission alleged that during 1998, Pinchin, along with two limited liability companies he controlled (Pacific Corporate Equities LLC and Shareholder Communication Group LLC) participated in the unregistered distribution of the common stock of Los Angeles-based PSA, Inc., a penny stock. The complaint also alleged that Pinchin touted the stock of PSA, Inc. on a website he ran without disclosing adequately that a group of promoters led by Edward A. Durante had paid him PSA stock in exchange for the publicity. As a result of the administrative proceedings, Pinchin is barred from participating in any offering of a penny stock. (Rel. 34-47580; File No. 3-11076) COMMISSION ANNOUNCES DISTRIBUTION OF DISGORGEMENT IN MUNICIPAL SECURITIES CASE On March 27, the Commission ordered the distribution of funds First Fidelity Securities Group (First Fidelity) disgorged in an administrative proceeding entitled In the Matter of First Fidelity Securities Group. First Fidelity disgorged $1,793,309.43 to settle securities fraud charges brought by the Commission. The funds are now being distributed to the victims of that fraud. The funds will be distributed in accordance with the plan of disgorgement distribution (Plan), which was published for public comment on Feb. 13, 2003. No comments from the public were received. Pursuant to the Plan, the disgorged funds will be paid to three New Jersey municipal securities issuers that were defrauded when First Fidelity paid undisclosed kickbacks to secure underwriting business: $735,846.35 will be paid to Essex County, New Jersey; $935,907.61 will be paid to the Camden County Municipal Utilities Authority; and $121,555.47 will be paid to the municipality of Irvington, New Jersey. (Rel. 34-47585; File No. 3-8917) COURT SENTENCES FORMER OFFICER OF U. S. LIME & MINERALS, INC. On March 24, Judge Sam A. Lindsay, U.S. District Judge for the Northern District of Texas, sentenced Larry T. Ohms to a term of 32 months in federal prison, plus three years supervised release and ordered him to pay $2,179,195 in restitution to U.S. Lime & Minerals, Inc. in connection with his scheme to embezzle funds from the company. Ohms had previously plead guilty to one count of wire fraud and one count of making a false statement to a government agency, in this case, the Commission, in furtherance of his scheme. In a complaint filed on Oct. 29, 2002, the Commission charged Ohms with financial fraud and other securities law violations related to his embezzlement from the company over a four-year period. According to the Commission's complaint, Ohms held a number of positions at U.S. Lime between January 1998 and December 2001, including corporate controller, secretary, treasurer, and vice president of finance. The Commission's complaint further alleged that Ohms forged the signatures of other company officers on dozens of checks, and falsified the company's check register to create the appearance that the amounts that he personally received or gave to his creditors went to vendors for U.S. Lime's legitimate business expenses. Additionally, the complaint alleged that while Ohms initially embezzled relatively small amounts, his thefts escalated to the point that they were too large to conceal, at which point he abruptly resigned. As a part of his scheme, Ohms caused U.S. Lime to file false and misleading Forms 10-K and 10-Q with the Commission as well as a December 2000 registration statement for an offering of subscription rights for U.S. Lime common stock. On Nov. 12, 2002, Judge Sidney A. Fitzwater, U.S. District Judge for the Northern District of Texas (Dallas Division), permanently enjoined Ohms from future violations of the federal securities laws and from serving as an officer or director of a public reporting company. Ohms consented to the order. [U.S. v. Larry T. Ohms, USDC, ND/TX, Dallas Division, Criminal Action No. 3:02-CR-0321-L]; [SEC v. Larry T. Ohms, USDC ND/TX, Dallas Division, Civil Action No. 3:02-CV-2361-D] (LR-18053) INVESTMENT COMPANY ACT RELEASES ORDERS OF DEREGISTRATION UNDER THE INVESTMENT COMPANY ACT Orders have been issued under Section 8(f) of the Investment Company Act declaring that each of the following has ceased to be an investment company: Cathay Securities Fund, Inc. [File No. 811-10013] (Rel. IC- 25971 - March 26) The Cornerstone Strategic Return Fund, Inc. [File No. 811-8878] (Rel. IC- 25972 - March 26) The Lipper Funds, Inc. [File No. 811-9108] (Rel. IC- 25973 - March 26) Morgan Stanley Dean Witter Mid-Cap Dividend Growth Securities [File No. 811-8577] (Rel. IC- 25974 - March 26) Morgan Stanley Dean Witter Municipal Income Trust [File No. 811-5214] (Rel. IC- 25975 - March 26) Morgan Stanley Dean Witter Municipal Income Trust II [File No. 811-5509] (Rel. IC- 25976 - March 26) Morgan Stanley Dean Witter Municipal Income Trust III [File No. 811-5842] (Rel. IC- 25977 - March 26) TCW/DW Term Trust 2000 [File No. 811-7808] (Rel. IC- 25978 - March 26) Federated Fund for U.S. Government Securities, Inc. [File No. 811-1890] (Rel. IC- 25979 - March 26) Pauze Funds [File No. 811-8148] (Rel. IC- 25980 - March 26) PW Technology Partners, L.P. [File No. 811-9181] (Rel. IC- 25981 - March 26) SELF-REGULATORY ORGANIZATIONS PROPOSED RULE CHANGE The Philadelphia Stock Exchange filed a proposed rule change (SR-Phlx- 2003-16) and Amendment No. 1 thereto relating to charges to members for orders entered through the intermarket options linkage. Publication of the proposal is expected in the Federal Register during the week of March 31. (Rel. 34-47561) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-8 V I TECHNOLOGIES INC, 134 COOLIDGE AVE, WATERTOWN, MA, 02472, 5167527314 - 110,555 ($91,760.65) Equity, (File 333-104050 - Mar. 27) (BR. 01) S-8 COMMUNICATIONS RESEARCH INC, 67 RAMAPO VALLEY ROAD, SUITE 103, MAHWAH, NJ, 07430, 201-684-0880 - 1,000,000 ($350,000.00) Equity, (File 333-104051 - Mar. 27) (BR. 37) S-2 METROPOLITAN MORTGAGE & SECURITIES CO INC, 601 W. 1ST AVENUE, DEPT 115000, SPOKANE, WA, 99201-5015, 5098383111 - 0 ($100,000,000.00) Non-Convertible Debt, (File 333-104053 - Mar. 27) (BR. 07) S-3 LASALLE HOTEL PROPERTIES, 4800 MONTGOMERY LANE, SUITE M25, BETHESDA, MD, 20814, 301 941 1500 - 0 ($199,797,500.00) Equity, (File 333-104054 - Mar. 27) (BR. 08) S-3 CHAMPION ENTERPRISES INC, 2701 CAMBRIDGE COURT, STE 300, AUBURN HILLS, MI, 48326, 2483409090 - 0 ($4,557,089.79) Equity, (File 333-104055 - Mar. 27) (BR. 06) S-8 LASALLE HOTEL PROPERTIES, 4800 MONTGOMERY LANE, SUITE M25, BETHESDA, MD, 20814, 301 941 1500 - 400,000 ($5,202,000.00) Equity, (File 333-104056 - Mar. 27) (BR. 08) S-8 LILLY ELI & CO, LILLY CORPORATE CTR, DROP CODE 1112, INDIANAPOLIS, IN, 46285, 3172762000 - 0 ($4,590,800,000.00) Equity, (File 333-104057 - Mar. 27) (BR. 01) S-8 TRACK DATA CORP, 56 PINE STREET, NEW YORK, NY, 10005, 2124224300 - 2,500,000 ($1,300,000.00) Equity, (File 333-104059 - Mar. 27) (BR. 07) S-8 DCAP GROUP INC/, 90 MERRICK AVE, 9TH FLOOR, EAST MEADOW, NY, 11554, 5167946300 - 3,750,000 ($2,278,000.00) Equity, (File 333-104060 - Mar. 27) (BR. 08) S-11 BOSTON CAPITAL TAX CREDIT FUND IV LP, ONE BOSTON PLACE, STE 2100, BOSTON, MA, 02108, 6176248900 - 0 ($70,000,000.00) Other, (File 333-104061 - Mar. 27) (BR. 08) S-8 TSAKOS ENERGY NAVIGATION LTD, 367 SYNGROU AVENUE, ATHENS, J3, 00000, 360,000 ($4,716,000.00) Equity, (File 333-104062 - Mar. 27) (BR. ) S-8 FORD MOTOR CO, ONE AMERICAN ROAD, DEARBORN, MI, 48126, 3133223000 - 0 ($10,000,000.00) Equity, (File 333-104063 - Mar. 27) (BR. 05) S-8 FORD MOTOR CO, ONE AMERICAN ROAD, DEARBORN, MI, 48126, 3133223000 - 0 ($284,262,069.20) Equity, (File 333-104064 - Mar. 27) (BR. 05) S-8 REUTERS GROUP PLC /ADR/, 85 FLEET STREET, 7TH FLOOR, LONDON, X0, EC4P 4AJ, 44 (0) 207 250 1122 - 5,000,000 ($8,750,000.00) Equity, (File 333-104065 - Mar. 27) (BR. 05) S-8 KEANE INC, TEN CITY SQ, BOSTON, MA, 02129, 6172419200 - 0 ($3,940,000.00) Equity, (File 333-104066 - Mar. 27) (BR. 03) S-8 KEANE INC, TEN CITY SQ, BOSTON, MA, 02129, 6172419200 - 0 ($788,000.00) Equity, (File 333-104067 - Mar. 27) (BR. 03) S-2 SAUL B F REAL ESTATE INVESTMENT TRUST, 7501 WISCONSIN AVENUE, SUITE 1500, BETHESDA, MD, 20814, (301)986-6000 - 0 ($50,000,000.00) Non-Convertible Debt, (File 333-104068 - Mar. 27) (BR. 07) S-8 ALVARION LTD, 21A HABAMEL ST, TEL AVIV ISRAEL, L3, 69710, 01197236454803 - 8,500,000 ($16,830,000.00) Equity, (File 333-104070 - Mar. 27) (BR. 37) S-8 MONOLITHIC SYSTEM TECHNOLOGY INC, 1020 STEWART DRIVE, SUNNYVALE, CA, 94086, 4087311800 - 0 ($4,716,000.00) Equity, (File 333-104071 - Mar. 27) (BR. 36) S-8 VALASSIS COMMUNICATIONS INC, 19975 VICTOR PARKWAY, LIVONIA, MI, 48152, 3135913000 - 3,500,000 ($90,002,500.00) Equity, (File 333-104072 - Mar. 27) (BR. 02) S-3 LONG ISLAND FINANCIAL CORP, ONE SUFFOLK SQUARE, ISLANDIA, NY, 11749, 6313480888 - 250,000 ($6,437,500.00) Equity, (File 333-104073 - Mar. 27) (BR. 07) S-3 HUTCHINSON TECHNOLOGY INC, 40 W HIGHLAND PARK, HUTCHINSON, MN, 55350, 3205873797 - 0 ($150,000,000.00) Debt Convertible into Equity, (File 333-104074 - Mar. 27) (BR. 36) S-8 WESTERN WIRELESS CORP, 3650 131 ST AVENUE SE, SUITE 400, BELLEVUE, WA, 98006, 4255868700 - 2,500,000 ($14,025,000.00) Equity, (File 333-104075 - Mar. 27) (BR. 37) S-3 NEXTEL COMMUNICATIONS INC, 2001 EDMUND HALLEY DRIVE, RESTON, VA, 20191, 7034334000 - 0 ($5,000,000,000.00) Other, (File 333-104076 - Mar. 27) (BR. 37) S-3 EQUINIX INC, 2450 BAYSHORE PARKWAY, MOUNTAIN VIEW, CA, 94043, 650-316-6000 - 0 ($19,653,219.00) Equity, (File 333-104077 - Mar. 27) (BR. 37) S-8 EQUINIX INC, 2450 BAYSHORE PARKWAY, MOUNTAIN VIEW, CA, 94043, 650-316-6000 - 0 ($2,812,843.13) Equity, (File 333-104078 - Mar. 27) (BR. 37) S-3 VIASYS HEALTHCARE INC, MILLENIUM III, SUITE 200, 227 WASHINGTON STREET, CONSHOHOCKEN, PA, 19428, 610-862-0800 - 0 ($100,000,000.00) Equity, (File 333-104079 - Mar. 27) (BR. 36) S-3 NATIONAL CITY CORP, 1900 E NINTH ST, CLEVELAND, OH, 44114, 2165752000 - 1,500,000,000 ($1,500,000,000.00) Unallocated (Universal) Shelf, (File 333-104080 - Mar. 27) (BR. 07) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: Item 1. Changes in Control of Registrant. Item 2. Acquisition or Disposition of Assets. Item 3. Bankruptcy or Receivership. Item 4. Changes in Registrant's Certifying Accountant. Item 5. Other Materially Important Events. Item 6. Resignations of Registrant's Directors. Item 7. Financial Statements and Exhibits. Item 8. Change in Fiscal Year. Item 9. Regulation FD Disclosure. The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports previously filed, responding to the item(s) of the form specified. 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 DATE COMMENT ------------------------------------------------------------------------------------ 2KSOUNDS CORP NV X X 03/20/03 ABN AMRO MORT CORP MULTI-CLASS MORT P DE X X 03/27/03 ABN AMRO MORTGAGE CORP DE X X 03/27/03 ABN AMRO MORTGAGE CORP MUL CL MORT PA DE X 03/01/03 ABN AMRO MORTGAGE CORP MUL CLASS MOR DE X 03/01/03 ADVANCED NUTRACEUTICALS INC/TX TX X X 03/26/03 AIRNET COMMUNICATIONS CORP DE X X 03/26/03 ALEC BRADLEY CIGAR CORP/FL FL X X 03/17/03 ALLIANCE FINANCIAL CORP /NY/ NY X X 03/25/03 ALLIED WASTE INDUSTRIES INC DE X 03/27/03 ALPHANET SOLUTIONS INC NJ X X 03/26/03 ALPHASTAR INSURANCE GROUP LTD X 03/25/03 ALTEON INC /DE DE X 03/26/03 AMERICAN EXPRESS CREDIT ACCOUNT MASTE DE X X 03/24/03 AMERICAN HOMEPATIENT INC DE X X 03/27/03 AMERIPATH INC DE X X 03/27/03 AMERON INTERNATIONAL CORP DE X 03/27/03 AMKOR TECHNOLOGY INC DE X 03/27/03 AMSOUTH AUTO RECEIVABLES LLC X X 03/17/03 ANNAPOLIS NATIONAL BANCORP INC MD X X 03/27/03 APPLIED DIGITAL SOLUTIONS INC MO X X 03/21/03 ASSET BACKED SEC CORP HOME EQU LOAN T DE X X 03/17/03 AUDIOVOX CORP DE X X 03/21/03 AXIA GROUP INC/UT NV X X 03/21/03 BALL CORP IN X 03/27/03 BAXTER CAPITAL CO FL X X X 03/12/03 BEARD CO /OK OK X X 03/24/03 BLUE DOLPHIN ENERGY CO DE X X 03/25/03 BROADVIEW MEDIA INC MN X X 03/25/03 BROADWING INC OH X X 03/27/03 BROOKE CORP KS X X 03/26/03 BUCKEYE TECHNOLOGIES INC DE X 03/26/03 CAPITAL ONE AUTO RECEIVABLES TRUST 20 DE X X 03/27/03 CAREER EDUCATION CORP DE X X 03/26/03 CENTERPOINT ENERGY INC X X 03/13/03 CENTERPOINT ENERGY INC X X 03/18/03 CHENIERE ENERGY INC DE X X 03/26/03 CHEVY CHASE AUTO RECEIVABLES TRUST 20 MD X 02/28/03 CHEVY CHASE AUTO RECEIVABLES TRUST 20 MD X 02/28/03 CHEVY CHASE AUTO RECEIVABLES TRUST 20 X 02/28/03 CHEVY CHASE AUTO RECEIVABLES TRUST 20 MD X 02/28/03 CHEVY CHASE AUTO RECEIVABLES TRUST 20 MD X 02/28/03 CHEVY CHASE HOME LOAN TRUST 1996-1 MD X 02/28/03 CHEVY CHASE HOME LOAN TRUST 1997-1 MD X 02/28/03 CIT EQUIPMENT COLLATERAL 2002-VT1 DE X 03/18/03 CITICORP MORTGAGE SECURITIES INC DE X X 03/25/03 CITICORP MORTGAGE SECURITIES INC DE X X 03/25/03 CITICORP MORTGAGE SECURITIES INC DE X 03/27/03 COAST FEDERAL LITIGATION CONTINGENT P DE X X 03/25/03 COCA COLA BOTTLING CO CONSOLIDATED /D DE X X 03/27/03 COCA COLA ENTERPRISES INC DE X 03/27/03 COMMERCIAL CAPITAL BANCORP INC NV X 03/27/03 CONSTELLATION BRANDS INC DE X 03/27/03 CORPORATE BOND BACKED CERT TRUST SERI X X 01/15/02 COSINE COMMUNICATIONS INC DE X X 03/25/03 CREDIT SUISSE FIRST BOSTON MORT SEC C DE X X 03/25/03 CREDIT SUISSE FIRST BOSTON MORTGAGE A DE X X 02/28/03 CREDIT SUISSE FIRST BOSTON MORTGAGE A DE X X 02/28/03 CREDIT SUISSE FIRST BOSTON USA INC DE X X 03/27/03 CSFB MORT SEC CORP MORT BACKED PASS T DE X X 03/25/03 CSFB MORTGAGE ACCEPTANCE CORP MORT BA DE X X 03/25/03 CSFB MORTGAGE BACK PASS THR CER SER 2 DE X X 03/25/03 CSFB MORTGAGE SEC CORP COMM MORT PASS DE X X 03/25/03 CSFB MORTGAGE SEC CORP HOME EQ MORT P DE X X 03/25/03 CWMBS INC DE X X 03/26/03 CWMBS INC DE X X 03/26/03 CWMBS INC DE X X 03/26/03 CWMBS INC DE X X 03/27/03 CWMBS INC DE X X 03/26/03 CWMBS INC DE X X 03/27/03 DARLING INTERNATIONAL INC DE X 12/28/02 DECODE GENETICS INC DE X 03/25/03 DEUTSCHE MORTGAGE SECURITIES INC X X 03/31/03 DISCOVER CARD MASTER TRUST I DE X X 03/25/03 EAGLE FOOD CENTERS INC DE X 03/25/03 EMERSON ELECTRIC CO MO X 03/27/03 EMPORIA SYSTEMS NV X X 03/20/03 ENCORE ACQUISITION CO DE X X 03/26/03 ENDOCARE INC DE X X 03/03/03 ENHANCE BIOTECH INC DE X 03/25/03 EQUITY INNS INC TN X 03/27/03 EQUITY ONE ABS INC EQUITY ONE MORT P DE X 03/25/03 ERIE FAMILY LIFE INSURANCE CO PA X 03/27/03 AMEND ERIE INDEMNITY CO PA X 03/27/03 AMEND FARMERS NATIONAL BANC CORP /OH/ OH X X 03/27/03 FEDERAL AGRICULTURAL MORTGAGE CORP X X 12/31/02 FIFTH THIRD BANCORP OH X X 03/27/03 FINISH LINE INC /DE/ DE X 03/27/03 FIRST COMMUNITY BANCORP /CA/ CA X X 03/27/03 FIRST COMMUNITY BANCSHARES INC /IN IN X 03/27/03 FIRST HORIZON MORTGAGE PASS THROUGH T DE X 12/25/02 FLEETWOOD ENTERPRISES INC/DE/ DE X X 03/25/03 FORTEL INC /CA/ CA X X X 03/17/03 FRANKLIN FINANCIAL CORP /TN/ TN X X 03/27/03 FRANKLIN RECEIVABLES LLC DE X X 02/28/03 GE COMMERCIAL MORTGAGE CORP DE X X 03/27/03 GENCORP INC OH X X X 03/26/03 GS MORTGAGE SEC CORP MORT PASS THR CE DE X X 03/25/03 GULF ISLAND FABRICATION INC LA X X 03/27/03 HANCOCK JOHN LIFE INSURANCE CO MA X 03/27/03 HARRODSBURG FIRST FINANCIAL BANCORP I DE X X 03/26/03 HAWAIIAN HOLDINGS INC DE X X 03/26/03 HCSB FINANCIAL CORP SC X 03/21/03 HERITAGE FINANCIAL HOLDING X 03/26/03 HOLIDAY RV SUPERSTORES INC DE X X 02/28/03 HOME CITY FINANCIAL CORP OH X 03/25/03 HOMETOWN AUTO RETAILERS INC DE X X 03/27/03 IBT BANCORP INC PA X X 03/26/03 IDACORP INC ID X 03/27/03 INDYMAC MBS INC X X 12/27/03 INDYMAC MBS INC X X 03/27/03 INTERLAND INC /MN/ MN X X 03/26/03 ITC DELTACOM INC DE X X 11/05/02 JACOBS ENTERTAINMENT INC DE X 03/26/03 KEYSTONE PROPERTY TRUST MD X X 03/12/03 KIMCO REALTY CORP MD X 03/26/03 LACLEDE STEEL CO /DE/ DE X X 03/19/03 LEHMAN ABS CORP DE X X 03/27/03 LEHMAN ABS CORP BOEING NOTE BACKED SE DE X X 03/21/03 LODGENET ENTERTAINMENT CORP DE X 03/20/03 LYNCH CORP IN X X 03/26/03 MAGELLAN HEALTH SERVICES INC DE X X 03/26/03 MAGELLAN HEALTH SERVICES INC DE X 03/27/03 MANUGISTICS GROUP INC DE X X 03/27/03 MARTIN INDUSTRIES INC /DE/ DE X X 03/13/03 MATEC CORP/DE/ MD X X 03/27/03 MCDATA CORP DE X X 03/27/03 MERIDIAN HOLDINGS INC CO X X X 03/27/03 MERRILL LYNCH & CO INC DE X X 03/27/03 MERRILL LYNCH MORT LN ASS BKD CERTS S DE X 03/01/03 MERRILL LYNCH MORT LN ASS BKD CERTS S DE X 03/01/03 AMEND MILLENNIUM CHEMICALS INC DE X X 03/27/03 MOHEGAN TRIBAL GAMING AUTHORITY X X 03/25/03 MONDAVI ROBERT CORP CA X 03/26/03 MORGAN STANLEY DE X X 03/24/03 NACCO INDUSTRIES INC DE X 03/27/03 NAPRO BIOTHERAPEUTICS INC DE X 03/26/03 NATCO GROUP INC DE X X 03/25/03 NATHANIEL ENERGY NV X X 03/11/03 NETRO CORP CA X X 03/27/03 NEUROTECH DEVELOPMENT CORP DE X X 11/13/02 AMEND NMHG HOLDING CO DE X 03/27/03 NORTH AMERICAN NATURAL GAS INC WA X X X 03/26/03 NORTHEAST INDIANA BANCORP INC DE X X 03/27/03 O CHARLEYS INC TN X 01/27/03 AMEND OMNICARE INC DE X 01/15/03 AMEND OPTELECOM INC DE X 03/25/03 ORALABS HOLDING CORP CO X X 03/18/03 PACIFIC BIOMETRICS INC DE X X 03/27/03 PACIFIC NORTHWEST BANCORP WA X 03/27/03 PANAMERICAN BANCORP DE X 03/06/03 AMEND PARALLEL PETROLEUM CORP /DE/ DE X 03/26/03 PAREXEL INTERNATIONAL CORP MA X X 03/27/03 PATRON SYSTEMS INC NV X X 03/27/03 PEERLESS SYSTEMS CORP DE X X 03/20/03 PLUG POWER INC DE X X 03/25/03 PRIME GROUP REALTY TRUST MD X 03/26/03 PROCTER & GAMBLE CO OH X 03/27/03 PROLOGIS TRUST MD X 03/27/03 PROTECTION ONE INC DE X X 03/12/03 PROTECTIVE LIFE CORP DE X 03/26/03 PROXIM CORP DE X 03/25/03 PW EAGLE INC MN X X 03/14/03 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X 03/25/03 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X 03/25/03 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X 03/25/03 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X 03/25/03 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X 03/25/03 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X 03/18/03 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X 03/18/03 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X 03/25/03 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X 03/25/03 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X 03/25/03 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X 03/25/03 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X 03/25/03 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X 03/25/03 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X 03/25/03 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X 03/25/03 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X 03/25/03 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X 03/25/03 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X 03/25/03 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X 03/25/03 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X X 03/27/03 RESIDENTIAL ASSET SECURITIES CORP DE X X 03/27/03 RESIDENTIAL FUNDING MORTGAGE SECURITI DE X X 03/27/03 RESONATE INC DE X 03/26/03 RICHARDSON ELECTRONICS LTD/DE DE X 05/31/03 RIVERWOOD HOLDING INC DE X X 03/25/03 ROADWAY CORP DE X 03/25/03 ROBBINS & MYERS INC OH X 03/27/03 ROYALE ENERGY INC CA X 03/27/03 SANDY SPRING BANCORP INC MD X X 03/26/03 SCANVEC AMIABLE LTD X 03/27/03 SELECT MEDICAL CORP DE X X 03/27/03 SERVICE MERCHANDISE CO INC TN X X 01/27/03 SIBONEY CORP MD X X 03/27/03 SIMTEK CORP CO X 03/27/03 SINGING MACHINE CO INC DE X X 03/24/03 SONEX RESEARCH INC MD X 03/27/03 STEWART & STEVENSON SERVICES INC TX X X 03/27/03 STRUCTURED ASSET SEC CORP MORT PASS T DE X X 03/25/03 STRUCTURED ASSET SEC CORP MORT PASS T DE X X 03/25/03 STRUCTURED ASSET SEC CORP MORT PASS T DE X 03/01/03 STRUCTURED ASSET SEC CORP MORT PASS T DE X 03/01/03 STRUCTURED ASSET SEC CORP MORTGAGE PA DE X X 03/25/03 STRUCTURED ASSET SECURITIES CORP DE X X 03/24/03 STRUCTURED ASSET SECURITIES CORP MORT DE X X 03/25/03 STRUCTURED PRODUCTS CORP DE X 01/01/02 STRUCTURED PRODUCTS CORP DE X 01/15/02 STRUCTURED PRODUCTS CORP DE X 03/01/02 STRUCTURED PRODUCTS CORP DE X 03/15/02 STRUCTURED PRODUCTS CORP DE X 04/01/02 STRUCTURED PRODUCTS CORP DE X 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