SEC NEWS DIGEST Issue 2004-56 March 23, 2004 ENFORCEMENT PROCEEDINGS DISTRIBUTION AGENT APPOINTED IN SEC ACTION AGAINST THE GENEVA GROUP INVOLVING FRAUDULENT OFFERING OF FORCETEK SECURITIES The Commission announced today that on March 8 the Honorable Alicemarie H. Stotler, U.S. District Judge for the Central District of California, Southern Division, granted the Commission's application for an order appointing distribution agent, transferring frozen funds and approving a plan of distribution of disgorged assets in the above-referenced matter. Pursuant to the Court's order, Richard Weissman, Esquire, of the Law Offices of Richard Weissman in Woodland Hills, California, will serve as Distribution Agent. On Sept. 15, 1997, the Commission filed a complaint against defendants Nicholas Garcia and The Geneva Group, an unregistered broker dealer, alleging that they violated the antifraud and broker dealer registration provisions of the federal securities laws through the offer and sale of shares of stock in Force Technologies, Inc. (Force Technologies), a British Columbia corporation, and ForceTek Holding, Inc. (ForceTek), a Florida corporation. The Commission alleged that the defendants had solicited investors to buy shares of ForceTek -- a company controlled by Garcia's associates that had no business operations -- with materials that described the business of Force Technologies, Inc., a different and unrelated Canadian company that traded in Canada under the symbol FRCE. The Commission alleged specifically that such conduct violated Section 17(a) of the Securities Act of 1933, Sections 10(b), 15(a) and 15(c) of the Securities Exchange Act of 1934 and Rules 10b-5 and 15c1-2 thereunder. On Sept. 16, 1997, the Court issued an order temporarily restraining defendants from engaging in further fraudulent activities and freezing their assets (Lit. Rel. No. 15496/Sept. 17, 1997). On Oct. 20, 1998, the Court entered a Final Judgment, permanently enjoining defendants from violating the antifraud and broker-dealer provisions of the federal securities laws. The Court also ordered Geneva and Garcia to pay civil penalties of $500,000 and $100,000, respectively, and to jointly and severally disgorge $1,949,653 of illicit proceeds and prejudgment interest of $129,489. Pursuant to the Court's March 8 Order, the Distribution Agent will be establishing a settlement fund consisting of the assets frozen by the Court's Sept. 16, 1997, Order. The Distribution Agent will attempt to notify potential claimants of the right to submit a claim against the settlement fund. The notice will include a copy of the Court's March 8 Order, a proof of claim form prepared by the Distribution Agent and will provide a deadline for the filing of claims. In the near future, the Commission may also publish additional claims information on its website at www.sec.gov, including the date by when injured investors must submit claims to participate in the distribution. For more information concerning this matter, investors should contact the Distribution Agent Richard Weissman (818) 226-5434. [SEC v. The Geneva Group and Nicholas Garcia, SACV97-740 (AHS)(C.D. Cal.)] (LR-18631) COURT OF APPEALS REINSTATES JURY VERDICT AGAINST SCOTT GINSBURG, FORMER CEO OF EVERGREEN MEDIA CORPORATION, FOR INSIDER TRADING, REINSTATES $1 MILLION CIVIL PENALTY AND ORDERS PERMANENT INJUNCTION On March 19, the U.S. Court of Appeals for the Eleventh Circuit reinstated a jury verdict against Dallas businessman Scott K. Ginsburg for insider trading in violation of the federal securities laws. The Court of Appeals also reinstated a $1 million civil penalty and ordered the district court to impose a permanent injunction from future violations. Ginsburg was originally found liable on April 16, 2002, when a federal jury in West Palm Beach, Florida found that he had engaged in illegal insider trading based on his tips to, and resulting trading by, his brother, Mark J. Ginsburg, and father, Jordan E. Ginsburg, in the common stock of EZ Communications, Inc., and Katz Media Group, Inc. The SEC alleged that Mark and Jordan Ginsburg realized illegal profits of $1.8 million from their trading based on tips from Scott Ginsburg. After a seven-day trial, a jury found that Scott Ginsburg violated Sections 10(b) and 14(e) of the Securities Exchange Act of 1934 and Exchange Act Rules 10b-5 and 14e-3, which are antifraud provisions of the federal securities laws. The district court imposed a $1 million civil penalty, but declined to impose an injunction. In December 2002, on Ginsburg's motion, the district court threw out the jury verdict and the penalty, stating that the SEC had not presented sufficient evidence to support the verdict. The SEC appealed that decision as well as the district court's denial of injunctive relief. In reversing the district court, the Eleventh Circuit Court of Appeals held that the SEC had presented sufficient evidence at trial to support the jury's verdict against Scott Ginsburg and that the district court had abused its discretion in denying the permanent injunction sought by the SEC. The court of appeals also reinstated the $1 million civil penalty that the district court initially had ordered against Ginsburg. Prior to the trial of Scott Ginsburg in this case, on March 30, 2002, Mark Ginsburg and Jordan Ginsburg had settled the SEC's insider trading charges against them, without admitting or denying the SEC's allegations, by consenting to the entry of final judgments that included permanent injunctions, disgorgement, prejudgment interest and civil money penalties totaling over $4.7 million. For further information, see Litigation Releases Nos. 17917 (Jan. 7, 2003), 17482 (April 23, 2002), 17455 (April 4, 2002), and 16275 (Sept. 9, 1999). [SEC v. Scott K. Ginsburg, No. 03-10848 (11th Cir.)] (LR- 18632) SELF-REGULATORY ORGANIZATIONS APPROVAL OF PROPOSED RULE CHANGE The Commission granted approval of a proposed rule change (SR-Amex-2003- 44) filed by the American Stock Exchange relating to percentages used to allocate executed options contracts between the specialist and registered options traders to the allocation of and participation in options trades. Publication of the order is expected to in the Federal Register during the week of March 22. (Rel. 34-49441) ACCELERATED APPROVAL OF PROPOSED RULE CHANGE The Commission granted accelerated approval to a proposed rule change (SR-Amex-2004-13) proposed rule change submitted by the American Stock Exchange relating to the Listing and Trading of Contingent Principal Protection Notes Linked to the Performance of the Dow Jones Industrial Average. Publication of the proposal is expected in the Federal Register during the week of March 22. (Rel. 34-49453) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-8 SAFENET INC, 8029 CORPORATE DRIVE, BALTIMORE, MD, 21236, 4109317500 - 0 ($40,128,056.00) Equity, (File 333-113784 - Mar. 22) (BR. 37) S-8 UNITED RENTALS INC /DE, FOUR GREENWICH OFFICE PARK, GREENWICH, CT, 06830, 2036223131 - 0 ($33,667,577.00) Equity, (File 333-113787 - Mar. 22) (BR. 06) F-3 ANGLOGOLD LTD, 11 DIAGONAL ST, PO BOX 62117 MARSHALLTOWN 2107, JOHANNESBURG 2001, T3, 00000, 27116376000 - 10,440,000 ($433,260,000.00) Equity, (File 333-113788 - Mar. 22) (BR. 04) S-8 ANGLOGOLD LTD, 11 DIAGONAL ST, PO BOX 62117 MARSHALLTOWN 2107, JOHANNESBURG 2001, T3, 00000, 27116376000 - 1,000,000 ($42,630,000.00) Equity, (File 333-113789 - Mar. 22) (BR. 04) S-4 VIROPHARMA INC, 405 EAGLEVIEW BLVD, PO BOX 5000, EXTON, PA, 19341, 6104587300 - 0 ($99,122,500.00) Debt Convertible into Equity, 0 ($154,098,723.30) Equity, (File 333-113790 - Mar. 22) (BR. 01) S-3 VIROPHARMA INC, 405 EAGLEVIEW BLVD, PO BOX 5000, EXTON, PA, 19341, 6104587300 - 0 ($25,000,000.00) Debt Convertible into Equity, 0 ($38,865,729.44) Equity, (File 333-113791 - Mar. 22) (BR. 01) S-1 SEVEN NETWORKS INC, 901 MARSHALL STREET, 4TH FLOOR, REDWOOD CITY, CA, 94063, 0 ($115,000,000.00) Equity, (File 333-113792 - Mar. 22) (BR. 03) S-1 AFFIRMATIVE INSURANCE HOLDINGS INC, 0 ($258,750,000.00) Equity, (File 333-113793 - Mar. 22) (BR. 01) S-8 SALEM COMMUNICATIONS CORP /DE/, 4880 SANTA ROSA RD, SUITE 300, CAMARILLO, CA, 93012, 8059870400X1017 - 600,000 ($15,015,000.00) Equity, (File 333-113794 - Mar. 22) (BR. 37) S-1 HEMISPHERX BIOPHARMA INC, 1617 JFK BLVD #660, ONE PENN CENTER, PHILADELPHIA, PA, 19104, 2159880080 - 5,568,117 ($18,653,191.00) Equity, (File 333-113796 - Mar. 22) (BR. 01) S-8 SEMICONDUCTOR MANUFACTURING INTERNATIONAL CORP, 18 ZHANG JIANG ROAD, PUDONG AREA, SHANGHAI, F4, 00000, 1,886,711,140 ($79,457.63) Equity, (File 333-113797 - Mar. 22) (BR. 36) S-4 AMERICAN AXLE & MANUFACTURING HOLDINGS INC, ONE DAUCH DRIVE, DETROIT, MI, 48211-1198, 3137583600 - 0 ($250,000,000.00) Non-Convertible Debt, (File 333-113798 - Mar. 22) (BR. 05) N-2 PIONEER INTERNATIONAL INCOME &GROWTH TRUST, 0 ($1,000,000.00) Equity, (File 333-113799 - Mar. 22) (BR. 16) S-8 EDGAR FILINGNET INC, 477 MADISON AVE, 14TH FL., NEW YORK, NY, 10222, 3127811414 - 5,000,000 ($250,000.00) Equity, (File 333-113801 - Mar. 22) (BR. 08) S-4 L 3 COMMUNICATIONS CORP, 600 THIRD AVENUE, 34TH FLOOR, NEW YORK, NY, 10016, 1216971111 - 0 ($400,000,000.00) Equity, (File 333-113802 - Mar. 22) (BR. 37) N-2 DREYFUS INTERMEDIATE MUNICIPAL INCOME FUND, C/O THE DREYFUS CORP, 200 PARK AVE, NEW YORK, NY, 10166, 2129226000 - 1,000 ($15,000.00) Equity, (File 333-113803 - Mar. 22) (BR. ) S-8 MANITOWOC CO INC, P O BOX 66, MANITOWOC, WI, 54221-0066, 9206844410 - 0 ($87,150,000.00) Equity, (File 333-113804 - Mar. 22) (BR. 36) S-4 QUINTILES TRANSNATIONAL CORP, 4709 CREEKSTONE DR, RIVERBIRCH BLDG STE 200, DURHAM, NC, 27703-8411, 9199982000 - 0 ($450,000,000.00) Non-Convertible Debt, (File 333-113805 - Mar. 22) (BR. 01) F-10 PAN AMERICAN SILVER CORP, 0 ($3,450,000.00) Equity, (File 333-113806 - Mar. 22) (BR. 04) S-4 FTD INC, FTD, INC., 3113 WOODCREEK DRIVE, DOWNERS GROVE, IL, 60515, 6307197800 - 0 ($175,000,000.00) Equity, (File 333-113807 - Mar. 22) (BR. 08) S-4 CHATTEM INC, 1715 W 38TH ST, CHATTANOOGA, TN, 37409, 4238214571 - 0 ($200,000,000.00) Non-Convertible Debt, (File 333-113808 - Mar. 22) (BR. 01) S-3 FEDDERS CORP /DE, 505 MARTINSVILLE RD, WESTGATE CORPORATE CTR, LIBERTY CORNER, NJ, 07938-0813, 9086048686 - 300,000 ($1,683,000.00) Equity, (File 333-113809 - Mar. 22) (BR. 06) S-3 GERON CORPORATION, 230 CONSTITUTION DRIVE, MENLO PARK, CA, 94025, 6504737700 - 5,000,000 ($42,200,000.00) Equity, (File 333-113810 - Mar. 22) (BR. 01) SB-2 LIFESTREAM TECHNOLOGIES INC, 510 CLEARWATER LOOP, STE 101, POST FALLS, ID, 83854, 2084579409 - 77,547,664 ($4,559,273.00) Equity, (File 333-113811 - Mar. 22) (BR. 36) S-3 RAINMAKER SYSTEMS INC, 1800 GREEN HILLS ROAD, SCOTTS VALLEY, CA, 95006, 8314617299 - 0 ($15,203,938.00) Equity, (File 333-113812 - Mar. 22) (BR. 08) S-3 XYBERNAUT CORP, 12701 FAIR LAKES CIRCLE, STE 550, FAIRFAX, VA, 22033, 7036316925 - 8,787,189 ($12,961,103.73) Equity, (File 333-113813 - Mar. 22) (BR. 03) S-3 LIGHTPATH TECHNOLOGIES INC, 2603 CHALLENGER TECH CT, SUITE 100, ORLANDO, FL, 32826, 4073824003 - 660,000 ($4,290,000.00) Equity, (File 333-113814 - Mar. 22) (BR. 36) F-10 PENGROWTH ENERGY TRUST, 2900 111 5TH AVE SW, CALGARY ALBERTA, A0, T2P 3Y6, 10,900,000 ($150,529,000.00) Equity, (File 333-113815 - Mar. 22) (BR. 04) S-3 CIBER INC, 5251 DTC PKYWAY, STE 1400, ENGLEWOOD, CO, 80111-2742, 3032200100 - 0 ($175,000,000.00) Debt Convertible into Equity, (File 333-113816 - Mar. 22) (BR. 03) S-8 AMERICAN CONSOLIDATED MANAGEMENT GROUP INC, 70 WEST CANYON CREST RD STE D, STE D, ALPINE, UT, 84004, 801-756-1414 - 2,500,000 ($2,525,000.00) Equity, (File 333-113819 - Mar. 22) (BR. 04) S-3 ALLEGHENY TECHNOLOGIES INC, 1000 SIX PPG PLACE, PITTSBURGH, PA, 15222, 4123942800 - 400,000,000 ($400,000,000.00) Unallocated (Universal) Shelf, (File 333-113820 - Mar. 22) (BR. 06) SB-2 APPLIED NEUROSOLUTIONS INC, 50 LAKEVIEW PARKWAY S, STE 111, VERNON HILLS, IL, 60061, 847 573 8000 - 91,025,509 ($30,213,503.00) Equity, (File 333-113821 - Mar. 22) (BR. 01) SB-2 PACIFIC BIOMETRICS INC, 220 WEST, HARRISON STREET, SEATTLE, WA, 98119, 2062980068 - 0 ($10,889,414.40) Equity, (File 333-113822 - Mar. 22) (BR. 01) S-3 PLATINUM UNDERWRITERS HOLDINGS LTD, 2 CHURCH STREET, BERMUDA, D0, HM 11, 4412951422 - 0 ($750,000,000.00) Equity, (File 333-113823 - Mar. 22) (BR. 01) S-8 KNOT INC, 462 BROADWAY 6TH FLOOR, NEW YORK, NY, 10013, 2122198555 - 1,295,227 ($5,310,431.00) Equity, (File 333-113824 - Mar. 22) (BR. 02) S-11 MORTGAGEIT HOLDINGS INC, 0 ($250,000,000.00) Equity, (File 333-113825 - Mar. 22) (BR. ) S-4 YOUNG BROADCASTING INC /DE/, 599 LEXINGTON AVENUE, NEW YORK, NY, 10022, 2127547070 - 0 ($90,000,000.00) Non-Convertible Debt, (File 333-113826 - Mar. 22) (BR. 37) S-3 SI INTERNATIONAL INC, 12012 SUNSET ROAD, SUITE 800, RESTON, VA, 20190-5869, 7032347000 - 0 ($128,500,000.00) Other, (File 333-113827 - Mar. 22) (BR. 03) S-4 YOUNG BROADCASTING INC /DE/, 599 LEXINGTON AVENUE, NEW YORK, NY, 10022, 2127547070 - 0 ($140,000,000.00) Non-Convertible Debt, (File 333-113828 - Mar. 22) (BR. 37) S-1 ACCENT OPTICAL TECHNOLOGIES INC, 131 NW HAWTHORNE AVE, SUITE 207, BEND, OR, 97701, 5413222500 - 0 ($60,000,000.00) Equity, (File 333-113829 - Mar. 22) (BR. ) S-1 BRIGHTMAIL INC, 301 HOWARD ST 18TH FL, SAN FRANCISCO, CA, 94105, 0 ($80,000,000.00) Equity, (File 333-113830 - Mar. 22) (BR. ) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: Item 1. Changes in Control of Registrant. Item 2. Acquisition or Disposition of Assets. Item 3. Bankruptcy or Receivership. Item 4. Changes in Registrant's Certifying Accountant. Item 5. Other Materially Important Events. Item 6. Resignations of Registrant's Directors. Item 7. Financial Statements and Exhibits. Item 8. Change in Fiscal Year. Item 9. Regulation FD Disclosure. Item 10. Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics. Item 11. Temporary Suspension of Trading Under Registrant's Employee Benefit Plans. Item 12. Results of Operations and Financial Condition. The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports previously filed, responding to the item(s) of the form specified. 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 10 11 12 13 DATE COMMENT ------------------------------------------------------------------------------------------------ ACADIA REALTY TRUST MD X X 03/22/04 ADAMS GOLF INC DE X X 03/15/04 ADVANTA BUSINESS RECEIVABLES CORP X 03/22/04 ADVOCAT INC DE X X 03/22/04 AEGIS ASSESSMENTS INC DE X 03/15/04 AIRTRAX INC NJ X X 03/10/04 ALEXION PHARMACEUTICALS INC DE X X 03/22/04 AMEND ALLEGIANT BANCORP INC/MO/ MO X 03/19/04 AMERICAN BANK NOTE HOLOGRAPHICS INC DE X X 03/18/04 AMERICAN HEALTHWAYS INC DE X X 03/22/04 AMERICAN UNITED GLOBAL INC DE X 03/08/04 ANGELO & MAXIES INC DE X 01/07/04 AMEND ANTS SOFTWARE INC DE X 02/23/04 ARGENT SECURITIES INC ASSET BACK PASS X X 03/22/04 ARGENT SECURITIES INC ASSET BACK PASS X X 03/22/04 ARMOR HOLDINGS INC DE X 03/22/04 ARTIFICIAL LIFE INC DE X X 03/18/04 ASHFORD HOSPITALITY TRUST INC MD X 03/19/04 ASHLAND INC KY X X 03/18/04 ASSET BACKED FUNDING CORP DE X X 03/22/04 ATLANTIC COAST AIRLINES HOLDINGS INC DE X 03/19/04 BANC ONE HELOC 1999-1 OH X X 03/22/04 BANC ONE HELOC TRUST 1998-1 OH X X 03/22/04 BANK OF AMERICA CORP /DE/ DE X X 03/22/04 BANK ONE AUTO SECURITIZATION TRUST 20 DE X X 03/22/04 BIOCORAL INC DE X X 03/19/04 BIRDS EYE FOODS INC DE X 03/22/04 BLOUNT INTERNATIONAL INC DE X X 03/22/04 BRUKER BIOSCIENCES CORP DE X X 03/19/04 CALPROP CORP CA X X 03/19/04 CAPITAL AUTOMOTIVE REIT MD X 03/18/04 CARCO AUTO LOAN MASTER TRUST DE X X 03/15/04 CARDIOTECH INTERNATIONAL INC MA X X 03/05/04 CARNIVAL CORP DE X 03/22/04 CARRAMERICA REALTY L P DE X X 03/18/04 CATERPILLAR INC DE X 03/22/04 CEDAR SHOPPING CENTERS INC MD X X 03/05/04 CELL THERAPEUTICS INC WA X 01/01/04 AMEND CELSION CORP MD X 03/22/04 CENTILLIUM COMMUNICATIONS INC DE X X 03/22/04 CENTRAL COAST BANCORP CA X 03/22/04 CENTURY BANCORP INC MA X X 03/22/04 CENTURY BANCORP INC MA X X 03/22/04 CHARDAN CHINA ACQUISITION CORP X X 03/22/04 CHROMAVISION MEDICAL SYSTEMS INC DE X 03/17/04 CINTAS CORP WA X 03/15/04 CIPRICO INC DE X 03/22/04 CITICORP MORTGAGE SECURITIES INC DE X X 03/22/04 CITIZENS INC CO X X X 03/15/04 COLONY BANKCORP INC GA X X 03/22/04 COMMERCIAL CAPITAL BANCORP INC NV X X 03/22/04 CONSOLIDATED WATER CO LTD E6 X X 01/05/04 AMEND CROMPTON CORP DE X X 03/22/04 CYTYC CORP DE X X 03/19/04 DAIMLERCHRYSLER MASTER OWNER TRUST X X 03/15/04 DELCATH SYSTEMS INC DE X X 03/19/04 DESERT HEALTH PRODUCTS INC AZ X 03/22/04 DISTRIBUTION FINANCIAL SERVICES MARIN NY X X 02/29/04 DISTRIBUTION FINANCIAL SERVICES RV MA NV X X 02/29/04 DISTRIBUTION FINANCIAL SERVICES RV TR NY X X 02/29/04 DISTRIBUTION FINANCIAL SERVICES RV TR NY X X 02/29/04 DOBSON COMMUNICATIONS CORP OK X X 03/19/04 DOVER MOTORSPORTS INC DE X 03/19/04 DRUGMAX INC NV X X 03/22/04 ENTERPRISE PRODUCTS PARTNERS L P DE X X 12/31/03 EOP OPERATING LTD PARTNERSHIP DE X X 03/22/04 EQUITY OFFICE PROPERTIES TRUST MD X X 03/22/04 EQUITY ONE INC MD X 03/16/04 FACTORY 2 U STORES INC DE X 03/22/04 FIFTH THIRD BANCORP OH X X 03/22/04 FIRST CANADIAN AMERICAN HOLDING CORP DE X X X 03/19/04 FIRST CHESAPEAKE FINANCIAL CORP VA X 03/20/04 FIRST HEALTH GROUP CORP DE X X 03/22/04 FIRST HORIZON ASSET SECURITIES INC DE X 03/22/04 FIRST HORIZON PHARMACEUTICAL CORP DE X X 03/19/04 FIRST INTERSTATE BANCSYSTEM INC MT X X 03/15/04 FIRST NATIONAL FUNDING LLC NE X 03/15/04 FIRST TENNESSEE NATIONAL CORP TN X X 03/22/04 FLEET HOME EQUITY LOAN LLC DE X 02/20/04 FLEMING COMPANIES INC /OK/ OK X X 03/01/04 FLIR SYSTEMS INC OR X X 01/06/04 AMEND FOG CUTTER CAPITAL GROUP INC MD X X 03/19/04 FREEPORT MCMORAN COPPER & GOLD INC DE X 03/22/04 FREEPORT MCMORAN COPPER & GOLD INC DE X 03/22/04 GAMES INC DE X 03/22/04 GEF EQUIPMENT HOLDING GE COMMERCIAL E DE X X 03/22/04 GENEREX BIOTECHNOLOGY CORP DE X 03/16/04 GENIUS PRODUCTS INC NV X X 03/19/04 GIBRALTAR STEEL CORP DE X X 03/22/04 GLOBAL MEDICAL PRODUCTS HOLDINGS INC NV X X 03/11/04 GMAC EDUCATION LOAN FUNDING TRUST I DE X X 03/15/04 GOLDEN EAGLE INTERNATIONAL INC CO X X 03/11/04 GOTTSCHALKS INC DE X 03/22/04 GREAT LAKES CHEMICAL CORP DE X 03/17/04 GRISTEDES FOODS INC DE X 03/22/04 GS MORTGAGE SECURITIES CORP DE X 03/19/04 HALLIBURTON CO DE X 03/19/04 HAWAIIAN ELECTRIC INDUSTRIES INC HI X X 03/16/04 HEALTHCARE REALTY TRUST INC MD X 03/17/04 HERCULES INC DE X X 03/22/04 HOMESTAR MORTGAGE ACCEP CORP ASST BAC DE X 03/05/04 I FLOW CORP /DE/ DE X 03/22/04 ICT TECHNOLOGIES INC X 06/30/03 AMEND IDACORP INC ID X 03/22/04 IMPAX LABORATORIES INC DE X 03/22/04 INFINIUM LABS INC DE X 01/05/04 INSITUFORM TECHNOLOGIES INC DE X X 03/15/04 INSTAPAY SYSTEMS INC UT X 03/17/04 INTERNATIONAL RECTIFIER CORP /DE/ DE X 03/22/04 IRWIN FINANCIAL CORPORATION IN X X 03/22/04 ISRAMCO INC DE X 03/22/04 J2 GLOBAL COMMUNICATIONS INC DE X X 03/22/04 JASMINES GARDEN NV X X 03/17/04 JCG INC NV X X X X X 03/19/04 JOULE INC DE X X 03/19/04 KIRKLANDS INC X 03/17/04 KOSS CORP DE X X 03/15/04 LA JOLLA PHARMACEUTICAL CO DE X X 03/22/04 LEHMAN ABS CORP BACKED TRUST CERTS SE DE X X 03/15/04 LEHMAN ABS CORP BACKED TRUST CERTS SE DE X X 03/15/04 LEHMAN ABS CORP BCKD TR CERTS AT&T NT DE X X 03/15/04 LEHMAN ABS CORP BCKD TR CERTS ROY CAR DE X X 03/15/04 LEHMAN ABS CORP BCKD TR CRTS GDYR TR DE X X 03/15/04 LEUCADIA NATIONAL CORP NY X X 03/19/04 LIFE SCIENCES RESEARCH INC MD X X 03/19/04 LIGAND PHARMACEUTICALS INC DE X X 03/22/04 LTV CORP DE X X 03/22/04 MARATHON OIL CORP DE X X 03/18/04 MARKWEST ENERGY PARTNERS L P DE X X 02/23/04 AMEND MARTIN MIDSTREAM PARTNERS LP DE X X 03/22/04 MATRITECH INC/DE/ DE X X 03/19/04 MEDIA 100 INC DE X 03/22/04 MICRON ENVIRO SYSTEMS INC NV X 03/22/04 MID-STATE BANCSHARES CA X X 03/17/04 MIDWAY GAMES INC DE X X 03/22/04 MOLECULAR DEVICES CORP DE X X 03/21/04 MONY GROUP INC DE X 03/17/04 MORTGAGE ASSET SECURITIZATION TRANSAC DE X 03/22/04 MORTGAGE ASSET SECURITIZATION TRANSAC DE X X 03/22/04 MORTGAGE ASSET SECURITIZATION TRANSAC DE X 03/22/04 MSX INTERNATIONAL INC DE X X 03/19/04 MYMETICS CORP DE X 12/18/03 NATIONAL TECHNICAL SYSTEMS INC /CA/ CA X 01/23/04 AMEND NAVISTAR FINANCIAL RETAIL RECEIVABLES DE X 02/29/04 NCT GROUP INC DE X 03/22/04 NEUTRON ENTERPRISES INC X X 02/23/04 AMEND NORTH AMERICAN SCIENTIFIC INC DE X X 03/22/04 NORTHERN STATES FINANCIAL CORP /DE/ DE X 03/22/04 NUCOTEC INC NV X X X 03/19/04 OREGON STEEL MILLS INC DE X X 12/31/03 AMEND OWENS ILLINOIS INC /DE/ DE X 03/21/04 PACIFIC BIOMETRICS INC DE X 03/10/04 PAINCARE HOLDINGS INC CT X X 03/22/04 PALMONE INC DE X X 03/22/04 PANTRY INC DE X X 03/22/04 PEP BOYS MANNY MOE & JACK PA X X 03/19/04 PRIMECORE MORTGAGE TRUST INC MD X 03/19/04 PUBLIC STORAGE INC /CA CA X X 03/19/04 RAIT INVESTMENT TRUST MD X X 03/15/04 RALCORP HOLDINGS INC /MO MO X X 03/19/04 REDDING BANCORP CA X X 03/19/04 REDDY ICE HOLDINGS INC DE X X 02/20/04 AMEND RESIDENTIAL FUNDING MORTGAGE SECURITI DE X X 03/22/04 RESTORATION HARDWARE INC CA X X X 03/18/04 ROWE COMPANIES NV X X 03/16/04 RURAL CELLULAR CORP MN X X 03/18/04 SAFLINK CORP DE X X 03/22/04 SAMSONITE CORP/FL DE X 03/22/04 SAN JUAN BASIN ROYALTY TRUST TX X X 03/19/04 SAVOY CAPITAL INVESTMENTS INC CO X 01/23/04 AMEND SAVVIS COMMUNICATIONS CORP DE X X X 03/05/04 SBC COMMUNICATIONS INC DE X 03/22/04 SCOTIA PACIFIC CO LLC DE X 03/22/04 SEMCO ENERGY INC MI X X 03/19/04 SHIRE PHARMACEUTICALS GROUP PLC X X 03/22/04 SIERRA PACIFIC RESOURCES /NV/ NV X X 03/16/04 SIGA TECHNOLOGIES INC DE X 03/22/04 SIGMATEL INC DE X X 03/19/04 SILICON VALLEY BANCSHARES DE X X 03/22/04 SIMMONS FIRST NATIONAL CORP AR X 03/22/04 SMURFIT STONE CONTAINER CORP DE X X 03/19/04 SOUTHERN PERU COPPER CORP/ DE X 03/19/04 SPECIALTY LABORATORIES INC X X 03/22/04 SSI SURGICAL SERVICES INC NY X X 03/19/04 STEEL DYNAMICS INC IN X 03/22/04 STORAGE ENGINE INC NJ X X 03/05/04 STRUCTURED PRODUCTS CORP DE X 03/11/04 SUM TOTAL SYSTEMS INC DE X X 03/22/04 SUN BANCORP INC /NJ/ NJ X X 03/18/04 SUN HYDRAULICS CORP FL X X 03/14/04 SUPERCLICK INC WA X X 03/19/04 SUPERIOR ESSEX INC DE X X 03/18/04 SYNALLOY CORP DE X X 03/22/04 TARGET RECEIVABLES CORP MN X 03/22/04 TARRANT APPAREL GROUP CA X X 03/22/04 TELEPLUS ENTERPRISES INC X X 03/22/04 THERASENSE 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