SEC NEWS DIGEST Issue 2006-53 March 20, 2006 ENFORCEMENT PROCEEDINGS IN THE MATTER OF MARTIN DRUFFNER An Administrative Law Judge has issued an Order Making Findings and Imposing Remedial Sanctions by Default (Default Order) in the matter of Martin J. Druffner. The Order Instituting Proceedings alleged that on Sept. 19, 2005, Respondent Martin J. Druffner (Druffner) pled guilty in the U. S. District Court for the District of Massachusetts to four counts of violating Section 10(b) of the Securities Exchange Act of 1934 and four counts of wire fraud. According to the criminal Information, Druffner engaged in fraudulent conduct after he was notified that mutual fund companies prohibited his customers' market timing activity, and, in some cases, that mutual fund companies had precluded him from further trading because of repeated violations of limitations in their prospectuses. The Default Order finds these allegations to be true and bars Druffner from associating with any broker, dealer, or investment adviser. (Rel. 34-53513; IA-2499; File No. 3-12128) FINAL JUDGMENT ENTERED AGAINST FORMER CONTROLLER OF CALIFORNIA AMPLIFIER, INC. FOR FRAUD AND INSIDER TRADING On Feb. 17, 2006, the U.S. District Court for the District of Columbia entered a settled final judgment against Barry Richard Kusatzky, former controller of California Amplifier, Inc., for falsifying the company's financial statements and books and records and insider trading. Kusatzky consented to the final judgment enjoining him from violating the antifraud provisions of the federal securities laws, imposing a permanent officer and director bar, and ordering payment of partial disgorgement of $25,000. The Commission filed a complaint on April 28, 2004, alleging that Kusatzky caused California Amplifier to materially overstate income and equity in its quarterly and annual financial statements for the period Nov. 27, 1999, through Nov. 25, 2000, by hiding $7.8 million in expenses. The complaint alleged that Kusatzky fabricated California Amplifier's financial statements, falsified its books and records, and presented false records to the company's auditors. Further, according to the complaint, in January 2000, Kusatzky sold 15,000 shares of California Amplifier stock while in possession of material, non-public information that the company's reported earnings were materially overstated. By selling his stock before the overstatement of California Amplifier's earnings was disclosed, Kusatzky avoided losses of over $350,000. In January 2005, Kusatzky pled guilty to two counts of securities fraud in a criminal proceeding filed by the United States Attorney's office for the Central District of California. On April 25, 2005, Kusatzky was sentenced to a prison term of eighteen months and three years of supervised release thereafter. Without admitting or denying the allegations in the complaint, Kusatzky consented to the entry of a final judgment permanently enjoining him from violations of Section 17(a) of the Securities Act of 1933 and Sections 10(b) and 13(b)(5) of the Securities Exchange Act of 1934 (Exchange Act), and Rules 10b-5, 13b2-1, and 13b2-2 promulgated thereunder, as well as, aiding and abetting violations of Sections 13(a), 13(b)(2)(A), and 13(b)(2)(B) of the Exchange Act and Rules 12b-20, 13a-1, and 13a-13 promulgated thereunder. Kusatzky agreed to pay disgorgement of $25,000 and the final judgment waives Kusatzky's remaining liability of $333,000 in disgorgement and prejudgment interest thereon based on sworn representations in his Statement of Financial Condition and other documents and information submitted to the Commission. In addition, Kusatzky consented to an order barring him from serving as an officer or director of a public company. Additional information regarding the factual allegations contained in the complaint may be found in Litigation Release No. 18688 (April 29, 2004). In a related action, the Commission previously instituted a settled administrative proceeding against California Amplifier (In the Matter of California Amplifier, Inc., Rel. 34-49630; File No. 3-11469). [SEC v. Barry Richard Kusatsky, 1:04CV00700, D.D.C] (LR-19614; AAE Rel. 2394) SELF-REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE A proposed rule change (SR-ISE-2006-13) filed by the International Stock Exchange relating to fee changes has become effective immediately under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the notice is expected in the Federal Register during the week of March 20. (Rel. 34-53491) PROPOSED RULE CHANGES The Philadelphia Stock Exchange filed a proposed rule change (SR-Phlx- 2005-62) and Amendment No. 1 thereto relating to amending Exchange delisting rules to conform to recent amendments to Commission rules regarding removal from listing and withdrawal from registration. Publication of the notice is expected in the Federal Register during the week of March 20. (Rel. 34-53496) The Pacific Exchange filed a proposed rule change (SR-PCX-2005-122) and Amendment No. 1 thereto relating to amending Exchange delisting rules to conform to recent amendments to Commission rules regarding removal from listing and withdrawal from registration. Publication of the notice is expected in the Federal Register during the week of March 20. (Rel. 34-53497) The National Stock Exchange filed a proposed rule change (SR-NSX-2005- 09) to amend Exchange delisting rules to conform to recent amendments to Commission rules regarding removal from listing and withdrawal from registration. Publication of the notice is expected in the Federal Register during the week of March 20. (Rel. 34-53508) ACCELERATED APPROVAL OF PROPOSED RULE CHANGE The Commission granted accelerated approval to a proposed rule change and Amendment No. 1 thereto (SR-NASD-2006-032) filed by the National Association of Securities Dealers, through its subsidiary, The Nasdaq Stock Market, Inc., to reduce routing charges for non-NASD members. Publication of the notice is expected in the Federal Register during the week of March 20. (Rel. 34-53505) WITHDRAWAL SOUGHT A notice has been issued giving interested persons until April 12, 2006, to comment on the application of TDC A/S (formerly Tele Danmark A/S) to withdraw its American Depositary Shares (evidenced by American Depositary Share Receipts, each representing one half of one ordinary Share, par value DKK 5 each) and Ordinary Shares, par value DKK 5 each, from listing and registration on the New York Stock Exchange. (Rel. 34-53512) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . SB-2 CYOP SYSTEMS INTERNATIONAL INC, UNIT A 149 SOUTH REEVES DRIVE, BEVERLY HILLS, CALIFORNIA, CA, 90212, 310-248-4860 - 526,810,645 ($7,164,624.77) Equity, (File 333-132500 - Mar. 17) (BR. 03C) S-8 INFINIUM LABS INC, 2033 MAIN STREET, SUITE 309, SARASOTA, FL, 34237, 941.917.0788 - 60,000,000 ($1,800,000.00) Equity, (File 333-132501 - Mar. 17) (BR. 09A) S-8 LUNA TECHNOLOGIES INTERNATIONAL INC, 61-B FAWCETT RD, COQUITLAM B C CANADA, A1, 6045265890 - 5,000,000 ($1,825,000.00) Equity, (File 333-132502 - Mar. 17) (BR. 06B) F-1 Omega Navigation Enterprises, Inc., 24 KANIGOS STREET, PIRAEUS 185 34, J3, 00000, 011-30-210-413-2305 - 0 ($289,800,000.00) Equity, (File 333-132503 - Mar. 17) (BR. 05) S-3ASR TIME WARNER TELECOM INC, 10475 PARK MEADOWS DRIVE, LITTLETON, CO, 80124, 3035661000 - 0 ($0.00) Other, (File 333-132504 - Mar. 17) (BR. 11B) S-1 Global Technology Industries, Inc., 375 PARK AVENUE, NEW YORK, NY, 10152, 212-755-9100 - 24,000,001 ($169,750,100.00) Equity, (File 333-132505 - Mar. 17) (BR. 09) S-4 NBTY INC, 90 ORVILLE DR, BOHEMIA, NY, 11716, 5165679500 - 0 ($200,000,000.00) Non-Convertible Debt, (File 333-132506 - Mar. 17) (BR. 01B) S-1 ALLIED WORLD ASSURANCE HOLDINGS LTD, 29 RICHMOND ROAD, HAMILTON HM 11 BERMUDA, D0, 00000, 0 ($400,000,000.00) Equity, (File 333-132507 - Mar. 17) (BR. 01) S-8 PRIVATEBANCORP INC, TEN NORTH DEARBORN SUITE 900, CHICAGO, IL, 60602, 3126837100 - 100,000 ($3,960,000.00) Equity, (File 333-132509 - Mar. 17) (BR. 07C) S-8 CENTURY CASINOS INC /CO/, 1263 A LAKE PLAZA DR., COLORADO SPRINGS, CO, 80906, 719-527-8300 - 2,000,000 ($17,700,000.00) Equity, (File 333-132510 - Mar. 17) (BR. 05A) S-1 CHICOPEE BANCORP, INC., 70 CENTER STREET, CHICOPEE, MA, 01013, 413-594-6692 - 9,257,500 ($92,575,000.00) Equity, (File 333-132512 - Mar. 17) (BR. 07) S-3ASR SIMON PROPERTY GROUP INC /DE/, 115 WEST WASHINGTON STREET, SUITE 1200 E, INDIANAPOLIS, IN, 46204, 3176361600 - 0 ($0.00) Unallocated (Universal) Shelf, (File 333-132513 - Mar. 17) (BR. 08C) S-8 OUTBACK STEAKHOUSE INC, 2202 NORTH WEST SHORE BLVD., SUITE 500, TAMPA, FL, 33607, 813-282-1225 - 5,000,000 ($212,850.00) Equity, (File 333-132514 - Mar. 17) (BR. 05C) N-2 ALLIED CAPITAL CORP, 1919 PENNSYLVANIA AVENUE NW, WASHINGTON, DC, 20006, 2023311112 - 0 ($688,390,000.00) Equity, (File 333-132515 - Mar. 17) (BR. 16) S-3 ORAGENICS INC, 12085 RESEARCH DRIVE, ALACHUA, FL, 32615, 3864184018 - 3,000,000 ($1,530,000.00) Equity, (File 333-132516 - Mar. 17) (BR. 01B) S-8 OPEN SOLUTIONS INC, 455 WINDING BROOK DRIVE, GLASTONBURY, CT, 06033, 8606523155 - 998,348 ($25,657,543.60) Equity, (File 333-132517 - Mar. 17) (BR. 03C) S-8 FIRST FRANKLIN CORP, 5134695325 - 157,200 ($2,548,465.84) Equity, (File 333-132518 - Mar. 17) (BR. 07C) S-8 CapitalSouth Bancorp, 2340 WOODCREST PLACE, SUITE 200, BIRMINGHAM, AL, 35209, 205-870-1939 - 0 ($5,149,548.00) Equity, (File 333-132519 - Mar. 17) (BR. 07) S-8 AMARIN CORP PLC\UK, GEMINI HOUSE BARTHOLOMEWS WALK, CAMBRIDGESHIRE BUSINESS PARK, ELY CAMBRIDGESHIRE C, X0, 00000, 4,000,000 ($13,000,000.00) Equity, (File 333-132520 - Mar. 17) (BR. 01A) S-8 GSI COMMERCE INC, 935 FIRST AVE, KING OF PRUSSIA, PA, 19406, 6102653229 - 0 ($29,545,000.00) Equity, (File 333-132523 - Mar. 17) (BR. 02C) F-6 BANK HAPOALIM BM, 50 ROTHCHILD BOULEVARD, TEL AVIV, L3, 00000, 9723567494 - 50,000,000 ($2,500,000.00) ADRs/ADSs, (File 333-132524 - Mar. 17) (BR. ) N-2 THAI FUND INC, 1221 AVENUE OF THE AMERICAS, P O BOX 2798, NEW YORK, NY, 10020, 6175578742 - 0 ($33,538,565.00) Equity, (File 333-132525 - Mar. 17) (BR. 16) S-8 GSI COMMERCE INC, 935 FIRST AVE, KING OF PRUSSIA, PA, 19406, 6102653229 - 0 ($1,555,000.00) Equity, (File 333-132526 - Mar. 17) (BR. 02C) N-2 MORGAN STANLEY DEAN WITTER EASTERN EUROPE FUND INC, 1221 AVE OF THE AMERICAS, NEW YORK, NY, 10020, 2122967100 - 0 ($41,846,200.00) Equity, (File 333-132527 - Mar. 17) (BR. 16) S-3 American Reprographics CO, 700 NORTH CENTRAL AVENUE, SUITE 550, GLENDALE, CA, 91203, 818-500-0225 - 7,000,000 ($227,080,000.00) Equity, (File 333-132530 - Mar. 17) (BR. 11B) S-8 RESTORATION HARDWARE INC, 15 KOCH ROAD, SUITE J, CORTE MADERA, CA, 94925, 415-924-1005 - 0 ($10,705,518.00) Equity, (File 333-132532 - Mar. 17) (BR. 02C) S-8 BROADCOM CORP, 16215 ALTON PARKWAY, IRVINE, CA, 92618, 9494508700 - 0 ($1,251,866,664.00) Equity, (File 333-132533 - Mar. 17) (BR. 10A) S-8 TERCICA INC, 2000 SIERRA POINT PARKWAY, SUITE 400, BRISBANE, CA, 94005, 6506244900 - 1,375,000 ($10,051,250.00) Equity, (File 333-132534 - Mar. 17) (BR. 01B) S-8 LISKA BIOMETRY INC, 6066 VINEYARD DRIVE, OTTAWA, A6, K1C 2M5, 613-837-1909 - 0 ($600,000.00) Equity, (File 333-132535 - Mar. 17) (BR. 05C) S-8 AMAZON BIOTECH INC, 43 WEST 33RD STREET, SUITE 405, NEW YORK, NY, 84107, (212) 695-3003 - 4,000,000 ($600,000.00) Equity, (File 333-132536 - Mar. 17) (BR. 01A) N-2 Cohen & Steers Asia Realty Fund, Inc., 280 PARK AVENUE, 10TH FLOOR, NEW YORK, NY, 10017, 212-832-3232 - 0 ($1,000,000.00) Equity, (File 333-132537 - Mar. 17) (BR. 22) S-3 AMKOR TECHNOLOGY INC, 1900 SOUTH PRICE ROAD, CHANDLER, AZ, 85248, 480-821-5000 - 13,351,134 ($100,000,000.00) Debt Convertible into Equity, (File 333-132538 - Mar. 17) (BR. 10A) S-1 Progress Rail Services, Inc., 1600 PROGRESS DRIVE, ALBERTVILLE, AL, 35950, 256-593-1260 - 0 ($345,000,000.00) Equity, (File 333-132539 - Mar. 17) (BR. ) S-3 FREMONT MORTGAGE SECURITIES CORP, 175 NORTH RIVERVIEW DRIVE, ANAHEIM, CA, 92808, 7142836500 - 0 ($1,000,000.00) Asset-Backed Securities, (File 333-132540 - Mar. 17) (BR. 05) N-2 TURKISH INVESTMENT FUND INC, 73 TREMONT STREET, 8TH FLOOR, BOSTON, MA, 02108-3913, 6175578732 - 0 ($38,622,812.00) Equity, (File 333-132542 - Mar. 17) (BR. 16) S-1 NORTHEAST COMMUNITY BANCORP INC, 325 HAMILTON AVENUE, WHITE PLAINS, NY, 10601, 914-684-2500 - 0 ($59,512,500.00) Equity, (File 333-132543 - Mar. 17) (BR. ) S-8 COPYTELE INC, 900 WALT WHITMAN RD, HUNTINGTON STATION, NY, 11746, 5165495900 - 15,000,000 ($14,625,000.00) Other, (File 333-132544 - Mar. 17) (BR. 03B) S-1 Bidz.com, Inc., 3562 EASTHAM DR, CULVER CITY, CA, 90232, 310-280-7373 - 0 ($57,500,000.00) Equity, (File 333-132545 - Mar. 17) (BR. 08C) SB-2 Big Bear Mining Corp., 1728 YEW STREET SUITE 8, VANCOUVER, A1, V6K 3E9, 604-376-7468 - 779,000 ($77,900.00) Equity, (File 333-132547 - Mar. 17) (BR. ) SB-2 MONADNOCK COMMUNITY BANCORP INC, JAFFREY ROAD, PETERBOROUGH, NH, 03458, 6039249654 - 0 ($11,902,504.00) Equity, (File 333-132548 - Mar. 17) (BR. 07C) SB-2 JACKSON VENTURES, INC., SUITE 310, 2174 YORK AVENUE, VANCOUVER, A1, V6K 1C3, 604-734-7026 - 1,660,000 ($83,000.00) Equity, (File 333-132549 - Mar. 17) (BR. ) S-1 COMMVAULT SYSTEMS INC, 2 CRESCENT PLACE, OCEANPORT, NJ, 07757-0900, 7328704000 - 0 ($150,000,000.00) Equity, (File 333-132550 - Mar. 17) (BR. ) S-8 EXCO RESOURCES INC, 12377 MERIT DR, SUITE 1700, DALLAS, TX, 75251, 2143682084 - 0 ($122,600,000.00) Equity, (File 333-132551 - Mar. 17) (BR. 04C) S-4 TRANSMERIDIAN EXPLORATION INC, 2819999091 - 0 ($250,000,000.00) Non-Convertible Debt, (File 333-132552 - Mar. 17) (BR. 04A) S-8 FOUNDRY NETWORKS INC, 2100 GOLD STREET, ALVISO, CA, 95002, 4085861700 - 0 ($42,036,750.00) Equity, (File 333-132553 - Mar. 17) (BR. 03C) S-3ASR CHICAGO MERCANTILE EXCHANGE HOLDINGS INC, 20 S. WACKER DR., CHICAGO, IL, 60606, 3129303011 - 0 ($0.00) Unallocated (Universal) Shelf, (File 333-132554 - Mar. 17) (BR. 07B) SB-2 ZION OIL & GAS INC, 6510 ABRAMS RD, SUITE 300, DALLAS, TX, 75231, 2142214610 - 563,200 ($3,942,400.00) Equity, (File 333-132555 - Mar. 17) (BR. 04C) S-8 OMNICELL INC /CA/, 1101 EAST MEADOW DR, PALO ALTO, CA, 94303, 6502516100 - 0 ($20,016,996.95) Equity, (File 333-132556 - Mar. 17) (BR. 03C) S-3ASR FORD MOTOR CREDIT CO, ONE AMERICAN ROAD, DEARBORN, MI, 48126, 3135949876 - 0 ($20,000,000,000.00) Other, (File 333-132557 - Mar. 17) (BR. 07A) S-8 LASERCARD CORP, 1875 NORTH SHORELINE BOULEVARD, MOUNTAIN VIEW, CA, 94043, 6509697277 - 0 ($6,381,900.00) Equity, (File 333-132558 - Mar. 17) (BR. 03C) S-8 LASERCARD CORP, 1875 NORTH SHORELINE BOULEVARD, MOUNTAIN VIEW, CA, 94043, 6509697277 - 120,000 ($2,431,200.00) Equity, (File 333-132559 - Mar. 17) (BR. 03C) S-3 FORD CREDIT FLOORPLAN CORP, ONE AMERICAN ROAD, ROOM 1034, DEARBORN, MI, 48121, 3135947766 - 0 ($1,000,000.00) Asset-Backed Securities, (File 333-132560 - Mar. 17) (BR. 05) S-1 AMERICAN INTERNATIONAL GROUP INC, 70 PINE ST, NEW YORK, NY, 10270, 2127707000 - 0 ($1,296,897,258.00) Equity, (File 333-132561 - Mar. 17) (BR. 01A) S-3 NANOGEN INC, 10398 PACIFIC CENTER COURT, SAN DIEGO, CA, 92121, 858 410 4600 - 0 ($2,301,455.00) Equity, (File 333-132562 - Mar. 17) (BR. 10B) S-4 KLA TENCOR CORP, 160 RIO ROBLES, SAN JOSE, CA, 95134, 4084344200 - 0 ($480,760,394.00) Equity, (File 333-132563 - Mar. 17) (BR. 10B) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT ------------------------------------------------------------------------------------------------------- ABRAXAS PETROLEUM CORP NV 2.02,9.01 03/16/06 ACCESS INTEGRATED TECHNOLOGIES INC 8.01,9.01 03/16/06 ACCESS INTEGRATED TECHNOLOGIES INC 7.01,9.01 03/17/06 ADAM INC GA 2.02,9.01 03/14/06 ADELPHIA COMMUNICATIONS CORP DE 7.01 03/17/06 AETHLON MEDICAL INC NV 7.01,9.01 03/15/06 Aftersoft Group DE 1.01,2.01,2.02,3.02, 01/17/06 AMEND 4.02,5.01,5.02,5.03,9.01 ALASKA AIR GROUP INC DE 7.01 03/17/06 ALLEGHENY TECHNOLOGIES INC DE 8.01,9.01 03/17/06 ALLIANT TECHSYSTEMS INC DE 1.01,9.01 03/13/06 ALNYLAM PHARMACEUTICALS, INC. 1.01,9.01 03/16/06 AMCOMP INC /FL DE 8.01 03/15/06 AMERICA FIRST APARTMENT INVESTORS INC MD 2.02,9.01 03/15/06 AMERICAN OIL & GAS INC NV 7.01,9.01 03/17/06 AMERICAN REAL ESTATE PARTNERS L P DE 8.01 03/16/06 AMERICAN RIVER BANKSHARES CA 1.01,9.01 03/16/06 AMERICAN SOIL TECHNOLOGIES INC NV 1.01 03/16/06 AMEND AMERICAN STELLAR ENERGY INC. NV 5.03,8.01,9.01 02/09/06 AMERICAN TONERSERV CORP. DE 5.03,9.01 03/16/06 AMPEX CORP /DE/ DE 2.02,9.01 03/15/06 AMYLIN PHARMACEUTICALS INC DE 1.01 03/13/06 ANALOG DEVICES INC MA 1.01,8.01,9.01 03/14/06 ANDRX CORP /DE/ DE 2.02,8.01,9.01 03/16/06 Apple REIT Seven, Inc. VA 5.02 03/14/06 APPLIED IMAGING CORP DE 1.01,3.02 03/10/06 AMEND ARTIFICIAL LIFE INC DE 1.01,3.02,9.01 03/06/06 ARVINMERITOR INC IN 2.03,3.02,8.01,9.01 03/13/06 ASSURANCEAMERICA CORP NV 2.02,9.01 03/13/06 ATLANTIC CITY ELECTRIC CO NJ 1.01,2.03,9.01 03/17/06 AURORA GOLD CORP DE 8.01,9.01 03/08/06 AURORA GOLD CORP DE 8.01,9.01 03/13/06 AURORA GOLD CORP DE 8.01,9.01 03/16/06 AVALON HOLDINGS CORP OH 5.02 03/15/06 Aviza Technology, Inc. DE 1.01,7.01,9.01 03/16/06 BALLISTIC RECOVERY SYSTEMS INC MN 8.01,9.01 03/16/06 BANK OF NEW YORK CO INC NY 1.01 03/17/06 BAY VIEW CAPITAL CORP DE 2.02,9.01 03/17/06 Bear Stearns ARM Trust 2006-1 DE 9.01 02/28/06 Bear Stearns ARM Trust 2006-1 DE 9.01 02/28/06 Bear Stearns Asset Backed Securities DE 9.01 01/30/06 AMEND Bear Stearns Asset Backed Securities DE 9.01 01/30/06 AMEND Bear Stearns Asset Backed Securities DE 9.01 02/28/06 BIG 5 SPORTING GOODS CORP DE 1.01,9.01 03/13/06 BILL BARRETT CORP 7.01,9.01 03/13/06 BNS HOLDING, INC. 8.01,9.01 03/17/06 BOSTON EDISON CO MA 1.01,2.03,9.01 03/16/06 BOSTON SCIENTIFIC CORP DE 8.01,9.01 03/17/06 BRANDYWINE OPERATING PARTNERSHIP LP / DE 1.01,9.01 03/15/06 BRANDYWINE REALTY TRUST MD 1.01,9.01 03/15/06 BREDA TELEPHONE CORP IA 5.02 03/14/06 BREK ENERGY CORP NV 4.01,9.01 11/30/04 AMEND BRINX RESOURCES LTD 1.01,9.01 02/28/06 BRISTOL MYERS SQUIBB CO DE 4.01,9.01 03/14/06 BRISTOL MYERS SQUIBB CO DE 4.01,9.01 03/14/06 BRISTOL MYERS SQUIBB CO DE 4.01,9.01 03/14/06 BRISTOL MYERS SQUIBB CO DE 4.01,9.01 03/14/06 BRITESMILE INC UT 2.01,9.01 03/13/06 BROADWAY FINANCIAL CORP \DE\ DE 5.02 03/17/06 BROOKE CORP KS 8.01,9.01 03/16/06 CALIFORNIA NEWS TECH NV 5.02 03/11/06 CAMINOSOFT CORP CA 5.02 03/13/06 CANEUM INC NV 8.01 03/17/06 CAPITAL TRUST INC MD 7.01,9.01 03/16/06 CARDIFF INTERNATIONAL INC CO 4.01,9.01 03/14/06 CAVALIER HOMES INC DE 1.01 03/17/06 CBRL GROUP INC TN 1.01,1.02,7.01,9.01 03/16/06 CBS CORP DE 1.01,8.01 03/16/06 CCH II LLC 7.01 03/17/06 CCO HOLDINGS LLC 7.01 03/17/06 CENTRA FINANCIAL HOLDINGS INC WV 7.01 03/17/06 CENTURY PROPERTIES GROWTH FUND XXII CA 1.01,9.01 03/13/06 CERUS CORP DE 1.01,8.01,9.01 03/16/06 CHARTER COMMUNICATIONS HOLDINGS LLC DE 7.01 03/17/06 CHARTER COMMUNICATIONS INC /MO/ DE 7.01 03/17/06 CHARTERMAC DE 5.02,9.01 12/31/05 Chartwell International, Inc. NV 1.01,1.02,5.02,9.01 03/15/06 Chase Auto Owner Trust 2005-A DE 8.01,9.01 03/15/06 Chase Auto Owner Trust 2005-B DE 8.01,9.01 03/15/06 CHASE MANHATTAN AUTO OWNER TRUST 2003 DE 8.01,9.01 03/15/06 CHASE MANHATTAN AUTO OWNER TRUST 2003 DE 8.01,9.01 03/15/06 CHASE MANHATTAN AUTO TRUST 2004-A DE 8.01,9.01 03/15/06 CHASE MANHATTAN BANK USA CHASE MANHAT DE 8.01,9.01 03/15/06 CHEESECAKE FACTORY INCORPORATED DE 1.01 03/16/06 CHEETAH OIL & GAS LTD. NV 3.02,9.01 03/14/06 CHINA PROPERTIES DEVELOPMENTS INC 1.01,5.01,8.01,9.01 08/29/05 AMEND CHINDEX INTERNATIONAL INC DE 5.02 03/14/06 CHIRON CORP DE 2.02,9.01 03/16/06 CHURCHILL DOWNS INC KY 7.01,9.01 03/15/06 CINEMARK USA INC /TX TX 2.02,7.01,9.01 03/13/06 CIRCLE GROUP HOLDINGS INC IL 1.01,9.01 03/16/06 Citigroup Mortgage Loan Trust Inc. As 8.01 03/25/05 CITIZENS INC CO 2.02,9.01 03/16/06 CLEVELAND CLIFFS INC OH 1.01,9.01 03/14/06 COEUR D ALENE MINES CORP ID 8.01,9.01 03/14/06 COFFEE HOLDING CO INC NV 2.02,8.01,9.01 03/10/06 COMMUNITY BANCORP INC DE 5.02,9.01 03/16/06 COMPASS BANCSHARES INC DE 4.01 03/17/06 COMPX INTERNATIONAL INC DE 2.02,7.01,9.01 03/16/06 CONAGRA FOODS INC /DE/ DE 2.05,2.06 02/02/06 AMEND CONSECO INC DE 7.01,9.01 03/17/06 CONTANGO OIL & GAS CO DE 8.01,9.01 03/17/06 CONTINENTAL GLOBAL GROUP INC DE 1.01,5.02 03/17/06 CORDIA CORP NV 8.01 03/17/06 AMEND COVAD COMMUNICATIONS GROUP INC DE 1.01,2.03,3.02,9.01 03/15/06 CRAY INC WA 1.01,2.02,7.01,9.01 03/14/06 CREATIVE VISTAS INC AZ 2.01,9.01 12/31/05 AMEND CREDIT ACCEPTANCE CORPORATION MI 8.01,9.01 03/17/06 CRITICARE SYSTEMS INC /DE/ DE 1.01,5.03,9.01 03/13/06 CROSSTEX ENERGY INC DE 7.01,9.01 03/17/06 CROSSTEX ENERGY LP DE 7.01,9.01 03/17/06 CSI Business Finance, Inc. FL 1.01,9.01 03/10/06 CWABS Asset-Backed Certificates Trust 9.01 03/17/06 CWMBS INC DE 9.01 03/17/06 CYCLE COUNTRY ACCESSORIES CORP NV 8.01,9.01 03/14/06 DARLING INTERNATIONAL INC DE 2.02,9.01 03/16/06 DATA SYSTEMS & SOFTWARE INC DE 1.01,1.02,2.01,5.02,9.01 03/10/06 DATALINK CORP MN 1.01,3.01,3.02,9.01 03/13/06 DEL GLOBAL TECHNOLOGIES CORP NY 8.01,9.01 03/17/06 DENDRITE INTERNATIONAL INC NJ 8.01,9.01 03/17/06 Dermisonics, Inc NV 1.01,3.02,7.01,9.01 03/16/06 DIGITAL GENERATION SYSTEMS INC DE 3.01,9.01 03/15/06 DIGITAL RECORDERS INC NC 7.01,9.01 03/17/06 DNAPRINT GENOMICS INC UT 1.01,2.03 03/13/06 DOLLAR GENERAL CORP TN 7.01,9.01 03/17/06 DONEGAL GROUP INC DE 2.02,9.01 02/23/06 DORAL FINANCIAL CORP PR 8.01,9.01 03/17/06 DYNEGY INC /IL/ IL 1.01,9.01 03/16/06 ECC Capital CORP 1.01,9.01 03/13/06 EDEN ENERGY CORP NV 1.01,7.01,9.01 03/13/06 EDEN ENERGY CORP NV 8.01,9.01 03/14/06 EGPI FIRECREEK, INC. NV 5.02,8.01,9.01 03/16/06 EGPI FIRECREEK, INC. NV 5.02,8.01,9.01 03/10/06 AMEND EL PASO EXPLORATION & PRODUCTION CO DE 9.01 03/17/06 AMEND Electronic Sensor Technology, Inc 4.02 03/16/06 EMPIRE FINANCIAL HOLDING CO FL 1.01,3.02,5.03,9.01 03/13/06 Enterprise GP Holdings L.P. DE 8.01,9.01 12/31/05 ENTHEOS TECHNOLOGIES INC NV 4.01 03/13/06 ENVIRONMENTAL POWER CORP DE 8.01,9.01 03/17/06 EPICOR SOFTWARE CORP DE 4.02 03/16/06 FAR EAST ENERGY CORP 1.01,9.01 03/16/06 FASHION HOUSE HOLDINGS INC 8.01,9.01 03/17/06 FEDERAL AGRICULTURAL MORTGAGE CORP 2.02,9.01 03/16/06 Federal Home Loan Bank of San Francis X1 7.01,9.01 03/17/06 Fidelity National Information Service 4.01,9.01 03/13/06 First Business Financial Services, In 7.01,9.01 03/17/06 FIRST CAPITAL INSTITUTIONAL REAL ESTA FL 5.02 03/15/06 FIRST CAPITAL INSTITUTIONAL REAL ESTA FL 5.02 03/15/06 FIRST FRANKLIN FINANCIAL CORP GA 1.01 03/17/06 First Franklin Mortgage Loan Trust 20 DE 8.01,9.01 02/28/06 FIRST HORIZON PHARMACEUTICAL CORP DE 8.01,9.01 03/16/06 FIRST NATIONAL LINCOLN CORP /ME/ ME 8.01 03/17/06 FIRSTPLUS FINANCIAL GROUP INC NV 7.01,9.01 02/15/06 FIRSTPLUS FINANCIAL GROUP INC NV 7.01 03/10/06 FLEETWOOD ENTERPRISES INC/DE/ DE 2.02,9.01 03/09/06 FLORIDA POWER CORP / FL 1.01,1.02 03/14/06 FLORIDA PUBLIC UTILITIES CO FL 2.02 12/31/05 FLOW INTERNATIONAL CORP WA 2.02,9.01 03/15/06 FOOTHILLS RESOURCES INC 1.01,2.03,9.01 03/17/06 FOREST OIL CORP NY 7.01,9.01 03/16/06 Foundation Coal Holdings, Inc. DE 7.01,9.01 03/17/06 FRIENDLY ICE CREAM CORP MA 2.02,9.01 03/17/06 FUELCELL ENERGY INC DE 8.01 03/16/06 FUSION TELECOMMUNICATIONS INTERNATION 5.02,9.01 03/16/06 GAP INC DE 1.01,9.01 03/13/06 GENERAL MOTORS CORP DE 2.05,2.06,8.01,9.01 03/16/06 GENERAL MOTORS CORP DE 4.02 03/14/06 GENESEE & WYOMING INC DE 8.01 03/15/06 GENITOPE CORP DE 2.02,9.01 03/16/06 GEO GROUP INC FL 2.02,9.01 03/13/06 GEOCOM RESOURCES INC NV 7.01 03/17/06 George Foreman Enterprises Inc DE 1.01,9.01 03/16/06 GIGA TRONICS INC CA 5.02 03/14/06 Global Cash Access Holdings, Inc. DE 1.01,9.01 03/16/06 GLOBAL PAYMENT TECHNOLOGIES INC DE 5.02 03/17/06 GLOWPOINT INC DE 2.02,9.01 03/17/06 GOODRICH CORP NY 1.01 03/15/06 GREAT AMERICAN FAMILY PARKS INC 5.02 03/17/06 GREATER BAY BANCORP CA 1.01,9.01 03/13/06 GREATER BAY BANCORP CA 2.02,9.01 02/01/06 AMEND GREENS WORLDWIDE INC AZ 1.01,9.01 03/17/06 GSAA Home Equity Trust 2006-4 DE 8.01,9.01 03/02/06 GTSI CORP DE 9.01 03/10/06 AMEND GULFMARK OFFSHORE INC DE 1.01 03/17/06 HALLADOR PETROLEUM CO CO 9.01 12/31/05 AMEND HAWAIIAN HOLDINGS INC DE 1.01,3.02,9.01 03/13/06 HAYES LEMMERZ INTERNATIONAL INC DE 2.05,9.01 03/16/06 HEALTHEXTRAS INC DE 7.01,9.01 03/15/06 HealthSpring, Inc. DE 1.01 03/13/06 HELIX ENERGY SOLUTIONS GROUP INC MN 7.01,9.01 03/14/06 HELIX ENERGY SOLUTIONS GROUP INC MN 7.01,9.01 03/06/06 HEPALIFE TECHNOLOGIES INC FL 4.01 03/13/06 HERBALIFE LTD. E9 5.02 03/17/06 HERCULES OFFSHORE, INC. DE 7.01,9.01 03/17/06 HEWLETT PACKARD CO DE 5.03,9.01 03/15/06 HILLENBRAND INDUSTRIES INC IN 1.01,9.01 03/13/06 HOMETOWN AUTO RETAILERS INC DE 5.02,9.01 03/13/06 HONEYWELL INTERNATIONAL INC DE 7.01,9.01 03/17/06 HRPT PROPERTIES TRUST MD 5.01,8.01 03/16/06 HS3 TECHNOLOGIES INC. 5.02,9.01 03/08/06 HuntMountain Resources WA 1.01,9.01 03/13/06 ICON INCOME FUND EIGHT B LP 9.01 10/31/05 AMEND ICON INCOME FUND NINE LLC DE 8.01 03/14/06 ICT GROUP INC PA 1.01,1.02,9.01 03/17/06 IDACORP INC ID 1.01,5.02,9.01 03/17/06 IDEXX LABORATORIES INC /DE DE 5.02,9.01 03/16/06 IMAGE INNOVATIONS HOLDINGS INC NV 4.02,9.01 03/16/06 IMPAC MORTGAGE HOLDINGS INC MD 8.01 03/14/06 Independence Bancshares, Inc. SC 1.02 03/13/06 India Globalization Capital, Inc. MD 8.01,9.01 03/08/06 IndyMac Home Equity Mortgage Loan Ass DE 8.01,9.01 03/07/06 INFINITY ENERGY RESOURCES, INC 1.01,2.03,3.02 03/17/06 INLAND WESTERN RETAIL REAL ESTATE TRU MD 5.02 03/14/06 INTERACTIVE DATA CORP/MA/ DE 5.02,9.01 03/13/06 INTERACTIVE INTELLIGENCE INC IN 1.01,9.01 03/13/06 INTERLINE BRANDS INC 1.01,9.01 03/13/06 INTERLINE BRANDS, INC./DE DE 1.01,9.01 03/13/06 INTERMUNE INC DE 9.01 12/30/05 AMEND INTERNATIONAL ALUMINUM CORP CA 8.01 03/16/06 INTERNATIONAL ENERGY, INC. NV 4.01 03/13/06 INTERNET COMMERCE CORP DE 2.02,9.01 03/17/06 INTRAOP MEDICAL CORP 1.01,3.02,9.01 03/16/06 IOWA TELECOMMUNICATIONS SERVICES INC IA 7.01,9.01 03/17/06 ITA Holdings, Inc. DE 8.01,9.01 03/17/06 IWT TESORO CORP NV 1.01,9.01 03/15/06 JACOBS FINANCIAL GROUP, INC. DE 4.01 03/17/06 JAG MEDIA HOLDINGS INC NV 9.01 03/17/06 JANEL WORLD TRADE LTD NV 1.01,3.02,9.01 03/10/06 JDA SOFTWARE GROUP INC DE 1.01,9.01 03/13/06 Jupiter Global Holdings Corp NV 4.01,9.01 03/17/06 Jupiter Global Holdings Corp NV 3.02 03/14/06 KANSAS CITY SOUTHERN DE 4.02,8.01,9.01 03/17/06 KIWA BIO-TECH PRODUCTS GROUP CORP DE 4.01,9.01 03/13/06 LAFARGE NORTH AMERICA INC MD 1.01,9.01 03/16/06 LAS VEGAS SANDS CORP NV 1.01,8.01,9.01 03/13/06 LCA VISION INC DE 7.01,9.01 03/17/06 LEE ENTERPRISES, INC DE 5.02,9.01 03/14/06 LEVI STRAUSS & CO DE 1.01,1.02,2.03,9.01 03/17/06 LEXMARK INTERNATIONAL INC /KY/ DE 1.01 03/13/06 LIFELINE THERAPEUTICS, INC. CO 7.01,9.01 03/14/06 Live Nation, Inc. DE 1.01,9.01 03/13/06 M GAB DEVELOPMENT CORP FL 1.01 03/15/06 MAGNA ENTERTAINMENT CORP DE 7.01,9.01 03/16/06 MANCHESTER INC 1.01,5.02 03/13/06 MARKLAND TECHNOLOGIES INC FL 1.01,5.02,9.01 03/13/06 MARLIN BUSINESS SERVICES CORP 1.01,9.01 03/15/06 MARSHALL & ILSLEY CORP/WI/ WI 1.01,9.01 03/13/06 MASS MEGAWATTS WIND POWER INC 2.02,9.01 03/17/06 MATTEL INC /DE/ DE 1.01,9.01 03/17/06 MAUI LAND & PINEAPPLE CO INC HI 1.01,5.02 03/13/06 MBNA AMERICA BANK NATIONAL ASSOCIATIO DE 8.01,9.01 03/17/06 MEDALLION FINANCIAL CORP DE 8.01 03/16/06 Medallion Trust Series 2006-1G 8.01,9.01 03/16/06 MEDICAL NUTRITION USA INC NJ 8.01,9.01 03/17/06 MEDICAL PROPERTIES TRUST INC 9.01 01/06/06 AMEND MEDICAL STAFFING SOLUTIONS INC NV 1.01,1.02,3.02,9.01 03/13/06 MEDICOR LTD DE 5.02,9.01 03/16/06 MERCANTILE BANKSHARES CORP MD 4.01,9.01 02/14/06 AMEND MERGE TECHNOLOGIES INC WI 2.02,4.02,5.04,8.01,9.01 12/31/05 MERIDIAN RESOURCE CORP TX 5.02 03/13/06 METROMEDIA INTERNATIONAL GROUP INC DE 8.01,9.01 03/17/06 METROPOLITAN HEALTH NETWORKS INC FL 2.02,9.01 03/14/06 MICROMED CARDIOVASCULAR INC DE 2.02,7.01 03/17/06 MICRONETICS INC DE 5.03,9.01 03/13/06 MIDAMERICAN ENERGY HOLDINGS CO /NEW/ IA 7.01,9.01 03/17/06 MILLS CORP DE 2.02,3.01,9.01 03/17/06 MODTECH HOLDINGS INC CA 8.01 03/16/06 MONADNOCK COMMUNITY BANCORP INC 8.01,9.01 03/17/06 MONOLITHIC POWER SYSTEMS INC CA 2.02,9.01 03/13/06 Morningstar, Inc. IL 4.01,9.01 03/16/06 MortgageIT Holdings, Inc. MD 8.01,9.01 03/17/06 MOVIE GALLERY INC DE 1.01,2.02,8.01,9.01 03/15/06 MSC INDUSTRIAL DIRECT CO INC NY 1.01,5.02 03/16/06 NATIONAL CITY CORP DE 1.01,9.01 03/15/06 NATIONAL HOME HEALTH CARE CORP DE 2.02,9.01 03/17/06 National Investment Managers Inc. FL 1.01,9.01 03/14/06 NATIONAL RESEARCH CORP WI 5.03,9.01 03/15/06 Navstar Media Holdings, Inc. NV 1.01,3.02,5.02,8.01,9.01 03/16/06 NBC CAPITAL CORP MS 1.01,9.01 03/16/06 NCI, Inc. DE 1.01,1.02,2.03,7.01,9.01 03/14/06 NETSOL TECHNOLOGIES INC NV 4.01 03/17/06 New York & Company, Inc. 5.02,9.01 03/15/06 New York & Company, Inc. 1.01 03/13/06 NEW YORK MORTGAGE TRUST INC MD 7.01 03/17/06 NEWELL RUBBERMAID INC DE 1.01,9.01 03/14/06 NEWS CORP 8.01,9.01 03/17/06 NEXMED INC NV 2.02,9.01 03/17/06 NICOR INC IL 1.01,9.01 03/17/06 NOBLE CORP 7.01,9.01 03/17/06 NOBLE CORP 5.02 03/17/06 NORTEL NETWORKS CORP 8.01,9.01 03/17/06 NORTEL NETWORKS LTD 8.01,9.01 03/17/06 NORTH AMERICAN SCIENTIFIC INC 1.01 03/16/06 NORTH AMERICAN SCIENTIFIC INC 3.01,9.01 03/14/06 NORTHROP GRUMMAN CORP /DE/ DE 5.02 03/14/06 NORTHSTAR REALTY 1.01,9.01 03/14/06 NORTHSTAR REALTY 8.01 03/17/06 NOVAMED INC DE 2.02,9.01 03/16/06 NTN BUZZTIME INC DE 2.02,9.01 03/16/06 NYMEX HOLDINGS INC DE 1.01,3.02,3.03,5.02,8.01,9.01 03/13/06 OCTILLION CORP 4.01 03/13/06 OLIN CORP VA 5.02 03/17/06 OLYMPUS COMMUNICATIONS LP DE 7.01 03/17/06 ON SEMICONDUCTOR CORP DE 8.01,9.01 03/16/06 ONSPAN NETWORKING INC NV 7.01,8.01 03/16/06 ONYX SOFTWARE CORP/WA WA 1.01,9.01 03/15/06 OPUS COMMUNITIES, INC. TX 5.02 03/17/06 OSTEOTECH INC DE 2.02,9.01 03/16/06 PAC-WEST TELECOMM INC 7.01,9.01 03/15/06 PanAmSat Holding CORP DE 8.01 03/17/06 PARALLEL PETROLEUM CORP DE 2.02,9.01 03/16/06 PARK NATIONAL CORP /OH/ OH 4.01,9.01 03/15/06 PARK NATIONAL CORP /OH/ OH 4.01,9.01 03/15/06 Patient Safety Technologies, Inc DE 1.01,3.02,9.01 03/15/06 PATRIOT SCIENTIFIC CORP DE 3.02 02/23/06 PC CONNECTION INC DE 1.01 03/13/06 PDL BIOPHARMA, INC. DE 1.01 03/16/06 PEDIATRIX MEDICAL GROUP INC FL 1.01 03/13/06 PEPCO HOLDINGS INC DE 7.01,9.01 03/17/06 PEREGRINE PHARMACEUTICALS INC DE 1.01,3.03,5.03,8.01,9.01 03/16/06 PETROHAWK ENERGY CORP DE 9.01 01/27/06 AMEND PHELPS DODGE CORP NY 2.06,8.01,9.01 03/16/06 PHH CORP MD 2.06,8.01 03/17/06 PHYTOMEDICAL TECHNOLOGIES INC NV 4.01 03/13/06 PINNACLE FINANCIAL PARTNERS INC TN 2.01,5.02,7.01,9.01 03/15/06 POLYMER GROUP INC DE 2.02,9.01 03/15/06 PORTAL SOFTWARE INC DE 1.01 03/15/06 PORTLAND GENERAL ELECTRIC CO /OR/ OR 1.01,5.02,5.03,9.01 03/14/06 POSITRON CORP TX 1.01 03/10/06 POWER ONE INC DE 7.01,9.01 03/17/06 PRACTICEXPERT INC NV 5.02,9.01 03/13/06 PRICE COMMUNICATIONS CORP NY 2.02,9.01 03/17/06 PRIDE INTERNATIONAL INC DE 2.02,8.01,9.01 03/17/06 PROGRESS ENERGY INC NC 1.01,5.02 03/14/06 PROLOGIS MD 5.03,9.01 03/15/06 PROTALEX INC DE 1.01 03/14/06 PTS INC/NV/ NV 8.01 03/10/06 QORUS COM INC FL 1.02 03/15/06 Quincy Energy Corp NV 1.01,9.01 03/09/06 R&G FINANCIAL CORP PR 8.01,9.01 03/16/06 R&G FINANCIAL CORP PR 7.01,9.01 03/17/06 REMINGTON OIL & GAS CORP DE 1.01 03/12/06 Republic Property Trust MD 1.01,9.01 03/13/06 RESMED INC DE 1.01,2.03 03/13/06 ROCKELLE CORP. DE 1.01 03/16/06 ROCKELLE CORP. DE 4.01 03/15/06 ROFIN SINAR TECHNOLOGIES INC DE 5.02,9.01 12/31/05 RUSS BERRIE & CO INC NJ 1.01,1.02,2.03,8.01,9.01 03/14/06 RYERSON INC. DE 2.02,4.02,9.01 03/13/06 SALEM COMMUNICATIONS CORP /DE/ DE 1.01 03/17/06 SALESFORCE COM INC DE 1.01 03/15/06 SALIX PHARMACEUTICALS LTD 8.01,9.01 03/17/06 SAND HILL IT SECURITY ACQUISITION COR CA 8.01,9.01 03/17/06 SCM MICROSYSTEMS INC DE 2.02,9.01 03/17/06 SCPIE HOLDINGS INC DE 7.01,9.01 03/16/06 SECURITISATION ADVISORY SERVICES PTY 9.01 03/17/06 SEITEL INC DE 2.04,8.01,9.01 03/16/06 SHENANDOAH TELECOMMUNICATIONS CO/VA/ VA 2.02,9.01 03/14/06 SHOE CARNIVAL INC IN 1.01 03/13/06 Siouxland Ethanol, LLC NE 1.01 03/14/06 SIRVA INC DE 7.01,8.01,9.01 03/17/06 SL INDUSTRIES INC NJ 1.01 03/13/06 SMITH & WESSON HOLDING CORP NV 2.02,9.01 03/15/06 SMITH & WESSON HOLDING CORP NV 7.01,9.01 03/09/06 AMEND Solo Cup CO DE 2.02,9.01 03/17/06 SOLUTIA INC DE 1.01,9.01 03/17/06 SONOMA VALLEY BANCORP CA 5.03,9.01 03/15/06 SOUTH CAROLINA ELECTRIC & GAS CO SC 5.03,9.01 03/14/06 SOUTHERN CO DE 8.01 03/17/06 SOUTHERN UNION CO DE 8.01,9.01 03/17/06 SOUTHWEST COMMUNITY BANCORP CA 8.01 03/15/06 SOUTHWEST WATER CO DE 1.01,9.01 03/17/06 SOVEREIGN BANCORP INC PA 8.01,9.01 03/15/06 SPECTRALINK CORP CO 2.01,9.01 01/03/06 AMEND SPSS INC DE 8.01 03/14/06 STEAKHOUSE PARTNERS INC DE 1.02,7.01,9.01 03/14/06 STEEL DYNAMICS INC IN 8.01,9.01 03/15/06 STEINER LEISURE LTD C5 2.02 12/31/05 STEINER LEISURE LTD C5 5.03 03/17/06 STONE ENERGY CORP DE 7.01,9.01 03/17/06 Structured Asset Mortgage Investments DE 9.01 02/28/06 SUNCOAST BANCORP INC FL 1.01,8.01,9.01 03/16/06 SUNOCO LOGISTICS PARTNERS LP DE 8.01 03/14/06 SUNTRON CORP DE 2.02 03/16/06 SUSQUEHANNA BANCSHARES INC PA 4.02 03/16/06 SUSQUEHANNA BANCSHARES INC PA 1.01,9.01 03/14/06 Synova Healthcare Group Inc 4.02 03/14/06 SYNTEL INC MI 5.02,9.01 03/13/06 TABATHA IV INC CO 4.01,9.01 09/17/05 AMEND TAKE TWO INTERACTIVE SOFTWARE INC DE 5.02 03/14/06 TAYLOR CAPITAL GROUP INC DE 8.01,9.01 03/17/06 TD BANKNORTH INC. DE 8.01,9.01 03/14/06 TEAM FINANCIAL INC /KS KS 1.01 03/14/06 TECHNEST HOLDINGS INC NV 1.01,5.02,9.01 03/13/06 TEKELEC CA 2.02,8.01,9.01 03/17/06 TELEFLEX INC DE 2.02,9.01 03/13/06 TERRACE VENTURES INC NV 2.01,3.02 03/13/06 TEXOLA ENERGY CORP NV 7.01,9.01 03/15/06 THAXTON GROUP INC SC 8.01 03/16/06 THRESHOLD PHARMACEUTICALS INC DE 1.01,9.01 03/14/06 TITANIUM METALS CORP DE 2.02,7.01,9.01 03/16/06 TNS INC 8.01,9.01 03/17/06 TRESTLE HOLDINGS INC DE 1.01 03/17/06 TRIMAX CORP NV 8.01 03/10/06 TVIA INC DE 1.01,9.01 03/16/06 UNIFI INC NY 2.06 03/13/06 UNITED AMERICAN CORP FL 4.02 03/17/06 UNIVERSAL CORP /VA/ VA 1.01,8.01 03/16/06 US BANCORP \DE\ DE 5.03,8.01,9.01 03/16/06 USA TRUCK INC DE 4.01,9.01 03/17/06 USA VIDEO INTERACTIVE CORP WY 8.01,9.01 03/15/06 VALEANT PHARMACEUTICALS INTERNATIONAL DE 9.01 12/30/05 AMEND VARIAN SEMICONDUCTOR EQUIPMENT ASSOCI DE 1.01,9.01 03/17/06 VECTOR GROUP LTD DE 2.02,9.01 03/17/06 VERMONT PURE HOLDINGS LTD/DE DE 2.02,9.01 03/17/06 VERTIS INC DE 1.01 03/13/06 VIASPACE Inc. NV 8.01,9.01 03/16/06 WARRANTECH CORP DE 1.01,9.01 03/14/06 WARWICK VALLEY TELEPHONE CO NY 2.02,9.01 03/17/06 WAVE SYSTEMS CORP DE 2.01,9.01 03/14/06 WELLCO ENTERPRISES INC NC 1.01,5.02 03/17/06 WERNER ENTERPRISES INC NE 8.01 03/16/06 WESBANCO INC WV 8.01,9.01 03/17/06 WESTINGHOUSE AIR BRAKE TECHNOLOGIES C DE 8.01,9.01 03/17/06 WESTWOOD ONE INC /DE/ DE 1.01,5.02,9.01 03/13/06 WET SEAL INC DE 5.02,8.01,9.01 03/13/06 Whos Your Daddy Inc NV 1.01,4.02,9.01 03/13/06 Whos Your Daddy Inc NV 2.01,4.02 06/12/05 AMEND WINDSWEPT ENVIRONMENTAL GROUP INC DE 1.01,9.01 03/13/06 WORLD FUEL SERVICES CORP FL 7.01,9.01 03/16/06 WPCS INTERNATIONAL INC DE 7.01,9.01 03/17/06 XL CAPITAL LTD 1.01,2.03,9.01 03/14/06 YOUNG BROADCASTING INC /DE/ DE 8.01,9.01 03/16/06 ZAPATA CORP NV 2.02,9.01 03/17/06