SEC NEWS DIGEST Issue 2004-51 March 16, 2004 COMMISSION ANNOUNCEMENTS SEC ORDERS A SUSPENSION OF TRADING IN THE SECURITIES OF WORLD INFORMATION TECHNOLOGY, INC. The Commission today announced the temporary suspension, pursuant to Section 12(k) of the Securities Exchange Act of 1934 (Exchange Act), of trading of the securities of World Information Technology, Inc. (the Company) (stock symbol WRLT) at 9:30 a.m. EST, March 16, 2004, through 11:59 p.m. EST, on March 29, 2004. The Commission temporarily suspended trading in the securities of the Company because questions have been raised regarding: (i) the accuracy and completeness of information about the Company in filings with the Commission and in press releases concerning, among other things, the Company's financial condition, the Company's funding arrangements, and the resignations of the Company's former auditor and Chairman; and (ii) transactions in the Company's securities by certain individuals associated with the Company. The Commission cautions brokers-dealers, shareholders, and prospective purchasers that they should carefully consider the foregoing information along with all other currently available information and any information subsequently issued by the Company. Further, brokers and dealers should be alert to the fact that, pursuant to Rule 15c2-11 under the Exchange Act, at the termination of the trading suspension, no quotation may be entered unless and until they have strictly complied with all of the provisions of the rule. If any broker or dealer has any questions as to whether or not it has complied with the rule, it should not enter any quotation but immediately contact the staff of the Securities and Exchange Commission in Washington, D.C. If any broker or dealer is uncertain as to what is required by Rule 15c2- 11, it should refrain from entering quotations relating to the Company's securities until such time as it has familiarized itself with the rule and is certain that all of its provisions have been met. If any broker or dealer enters any quotation that is in violation of the rule, the Commission will consider the need for prompt enforcement action. Any broker, dealer or other person with information relating to this matter is invited to call Caren N. Pennington, Assistant Regional Director, in the Northeast Regional Office of the Securities and Exchange Commission, at (646) 428-1845. (Rel. 34-49419) SEC REACHES AGREEMENT IN PRINCIPLE TO SETTLE CHARGES AGAINST BANK OF AMERICA FOR MARKET TIMING AND LATE TRADING BANK OF AMERICA TO PAY $375 MILLION, EXIT MUTUAL FUND CLEARING BUSINESS, AND MAKE OTHER REMEDIAL REFORMS On March 15, the Staff of the Securities and Exchange Commission announced a settlement agreement in principle with Bank of America of securities fraud charges arising from arrangements to permit timing in certain Nations Funds mutual funds and for facilitating market timing and late trading by certain customers. The agreement in principle is subject to the approval by the Commission. Bank of America has agreed to pay a total of $375 million, consisting of $250 million in disgorgement and $125 million in penalties. The money will be distributed to the mutual funds and their shareholders that were harmed as a result of market timing in Nations Funds and other mutual funds through Bank of America. Stephen M. Cutler, Director of the SEC Division of Enforcement, said: "The $375 million that Bank of America has agreed to pay and the significant reforms that it has agreed to implement reflect the seriousness of the misconduct in this matter. We will continue to investigate that misconduct in an effort to hold all responsible parties accountable." Mark K. Schonfeld, Associate Director of the Northeast Regional Office, said: "This settlement is a new benchmark in mutual fund market timing and late trading. Bank of America not only permitted timing in its own funds, it provided the instruments for timing and late trading of numerous other funds through its broker-dealer. This settlement will ensure compensation for all victims of the harm that resulted and prevent this misconduct from happening again." The misconduct occurred both at Bank of America's mutual fund advisory subsidiary, Banc of America Capital Management, LLC (BACAP), and its broker-dealer subsidiary, Banc of America Securities, LLC (BAS). BACAP permitted the Canary hedge fund to engage in market timing in its Nations Funds. BAS facilitated market timing and late trading by Canary and others by trading through a BAS broker, Theodore C. Sihpol and by trading directly through BAS's clearing function through an electronic link. As part of the settlement, Bank of America will consent to a cease and desist order including securities fraud charges, without admitting or denying the Commission's findings. Bank of America has represented that it will also exit the securities clearing business by the end of the year. Bank of America has also agreed to implement certain election and retirement procedures for the Nations Funds trustees that will result in the replacement of the Nations Funds trustees within one year. Bank of America has also agreed to certain undertakings that will strengthen the mutual funds' and broker-dealers' oversight of compliance with the securities laws. A final settlement will be subject to final documentation and, as noted above, approval by the Commission. The Commission's investigation is continuing. Contact: Mark K. Schonfeld (646) 428-1650 (Press Rel. 2004-33) SEC'S DIVISION OF ENFORCEMENT ANNOUNCES AGREEMENT TO SETTLE CIVIL FRAUD CHARGES AGAINST FLEET'S COLUMBIA MUTUAL FUND ADVISER AND DISTRIBUTOR FOR UNDISCLOSED MARKET TIMING On March 15, the Securities and Exchange Commission's Division of Enforcement announced that it has reached an agreement in principle regarding its market timing lawsuit against two subsidiaries of FleetBoston Financial Corporation - Columbia Management Advisors, Inc. (Columbia Advisors) and Columbia Funds Distributor, Inc. (Columbia Distributor). The Commission alleged in a Feb. 24, 2004, civil complaint that these two entities allowed certain preferred mutual fund customers to engage in short-term and excessive trading, while at the same time representing publicly that such trading was prohibited. Columbia Advisors and Columbia Distributor have agreed, among other things, to pay $140 million in disgorgement and penalties, which will be used to reimburse injured fund shareholders, and to undertake several compliance and mutual fund governance reforms. Final settlement is contingent upon review and approval by the Commission. Columbia Advisors and Columbia Distributor have agreed to: ú Payment of $70 million in disgorgement. ú Payment of $70 million in civil penalties. ú An order requiring Columbia Advisors and Columbia Distributor to cease and desist from violations of the antifraud and other provisions of the federal securities laws. ú Governance changes designed to maintain the independence of the fund boards of trustees and ensure the Columbia defendants' compliance with securities laws and their fiduciary duties. ú Retention of an independent consultant to review compliance policies and procedures of Columbia Advisors and Columbia Distributor, and recommend changes or enhancements, which must be implemented by both entities. ú Continued cooperation with the SEC staff in its ongoing investigation. The Commission's complaint, filed in federal court in Boston alleged that, from at least 1998 through 2003, Columbia Distributor secretly entered into arrangements with at least nine companies and individuals allowing them to engage in frequent short-term trading in at least seven Columbia funds. The complaint alleged that, in connection with certain of the arrangements, Columbia Distributor and Columbia Advisors accepted so-called "sticky assets"-long-term investments that were to remain in place in return for allowing the investors to actively trade in the funds. The complaint further alleged that Columbia Advisors knew and approved of all but one of the arrangements and allowed them to continue despite knowing such short-term trading could be detrimental to long- term shareholders in the funds. The complaint alleged that both defendants acted improperly in entering and accepting the short-term trading arrangements, because they were contrary to disclosures made in the prospectuses used to sell the mutual funds. According to Stephen Cutler, Director of the SEC's Division of Enforcement, "This agreement accomplishes many important goals of the SEC's lawsuit. If finalized, it would (1) provide a mechanism to reimburse defrauded investors for the losses they sustained; (2) penalize the Columbia defendants for their misconduct; and (3) put in place a raft of compliance and corporate governance protections designed to ensure that the misconduct won't happen again." Peter H. Bresnan, Acting District Administrator of the SEC's Boston District Office, said: "Secretly preferring some customers over others has no place in the mutual fund business. The penalties imposed by the agreement should send a clear message to all market participants that such conduct will not be tolerated." Columbia Advisors is a registered investment advisor that manages Columbia mutual funds, and Columbia Distributor is a registered broker- dealer that is the principal underwriter responsible for selling the funds. Today's actions reflect the coordinated efforts of the Securities and Exchange Commission and the New York Attorney General's Office. The Commission's investigation is continuing. Contacts: Peter Bresnan (617) 424-5900 ext. 538 David Bergers (617) 424-5927 Celia Moore (617) 424-5900 ext. 650 (Press Rel. 2004-34) COMMISSION MEETINGS ADDITIONAL CLOSED MEETING - MONDAY, MARCH 15, 2004 - 2:00 P.M. An additional closed meeting was held on March 15, 2004, at 2:00 p.m. The subject matter of the closed meeting was: An investigation. At times, changes in Commission priorities require alterations in the scheduling of meeting items. For further information and to ascertain what, if any, matters have been added, deleted or postponed, please contact the Office of the Secretary at (202) 942-7070. RULES AND RELATED MATTERS MANDATED ELECTRONIC FILING OF EDGAR ACCESS CODE APPLICATIONS On March 15, the Commission published a proposed rule and form amendments mandating the electronic filing of applications on Form ID for access codes to file on the Commission's Electronic Data Gathering, Analysis and Retrieval System (EDGAR). We currently expect that the amendments will be effective in late April, possibly after little further notice. By that time, a related new on-line filing system accessed through an EDGAR Filer Management website is scheduled to be completed. The proposal will be available for public comment until April 5, 2004. The full text of the release has been posted to the SEC Web site (Rels. 33-8399; 34-49416; 35-27815; 39-2416; IC-26385; File No. S7-14-04; Press Rel. 2004-35) ENFORCEMENT PROCEEDINGS COMMISSION INITIATES ADMINISTRATIVE PROCEEDINGS AGAINST MICHAEL GARIAN On March 16, the Commission instituted administrative proceedings against Michael Garian, a/k/a Melkon Gharakhanian, a/k/a Bika Balian, based on the entry of a judgment of permanent injunction against him. A hearing will be held before an Administrative Law Judge to determine whether the Division's allegations are true, to provide respondents an opportunity to dispute the allegations, and to determine what sanctions, if any, are appropriate and in the public interest. The Commission directed that an administrative law judge issue an initial decision in this matter within 210 days from the date of service of the Order Instituting Proceedings. On Feb. 12, 2004, the District Court entered a judgment of permanent injunction against Garian enjoining him from violating the antifraud provisions of Section 17(a) of the Securities Act of 1933, Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder, and Sections 206(1) and (2) of the Investment Advisers Act and from committing violations of the registration provisions of Sections 5(a) and 5(c) of the Securities Act. The complaint alleged that Garian perpetrated an affinity fraud upon members of the Armenian-American community. Between 1997 and mid-2001, Garian sold interests in an investment pool, raising over $20 million from about 200 investors, by falsely representing to them that he had an "inside line" to upcoming "hot" IPOs, particularly for Internet and other technology-related companies, and could deliver large profits to investors quickly. In reality, Garian invested a little more than one quarter of the money he raised, and in fact ran a Ponzi-like scheme, in which investor returns were paid with other investors' funds. (Rel. IA-2223; File No. 3-11432) IN THE MATTER OF JOSEPH PETROLINO AND ERIC SIVERSEN On March 16, the Commission issued an Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 (Order) against Joseph Petrolino (Petrolino) and Eric Siversen (Siversen). The Order finds that Petrolino and Siversen were indicted and charged with one count of conspiracy to possess stolen trade secrets and one count of possession of stolen trade secrets while they were registered representative with a broker-dealer registered with the Commission. The Indictment alleged, among other things, that Siversen and Petrolino gained access to a computer CD which had been stolen from First Union Securities Financial Network, Inc. (First Union Securities). The computer CD contained proprietary personal and financial information for a large number of First Union Securities' customers. The Indictment also alleged that Petrolino and Siversen sold the proprietary customer information to an undercover FBI agent for $3,800 in cash. In April 22, 2002, Siversen pled guilty to one count of conspiracy to possess stolen trade secrets in violation of 18 U.S.C. Section 1832(5). United States v. Siversen, Case No. 01-CR-6291-FERGUSON. On June 28, 2002, Siversen was sentenced to prison for twelve months and one day commencing August 16, 2002, and fined $100. In May 2003, a federal jury found Petrolino guilty of conspiracy to possess stolen trade secrets in violation of 18 U.S.C. Section 1832(5). United States v. Petrolino, Case No. 01-CR-6291-FERGUSON. On Sept. 26, 2003, Petrolino was sentenced to two years of probation, a fine of $100 and forfeiture of $3,800. Based on the above, the Order seeks to determine what, if any, remedial action is appropriate in the public interest against Petrolino and Siversen pursuant to Section 15(b) of the Exchange Act. (Rel. 34-49423; File No. 3-11433) SEC SUES FOUR INDIVIDUALS BEHIND MILLENNIUM FINANCIAL, LTD., A $20 MILLION FRAUDULENT BOILER ROOM OPERATION On March 15, the Commission filed an action in the U.S. District Court for the Southern District of New York against four individuals who managed all or part of Millennium Financial, Ltd. (Millennium), a sophisticated and fraudulent international boiler room operation. The Commission's complaint alleges that Millennium conducted fraudulent operations from Spain, Mexico and the United States, and operated from approximately March 2000 until June 2002. The complaint alleges that, during that time, Millennium defrauded more than 700 investors in over 20 countries, and raised more than $20 million. The complaint alleges that Rodney Shehyn headed Millennium's operations, and that Rodney Marr, Donald Marr and Karen Leigh each acted, at various times, as Millennium salespersons and managers of other salespersons. The complaint alleges that each of the defendants knew of the fraudulent nature of Millennium's operations and took numerous steps to conceal their respective roles. Among other things, the complaint alleges that each of them used a variety of aliases when working for Millennium. The complaint alleges that Millennium made a number of fraudulent claims about itself and the securities that it was selling. Millennium first identified potential investors by renting the subscription lists of English language financial publications, including certain well-known U.S. publications. Millennium then contacted those subscribers and lured them in with false claims that it was a prestigious offshore banking firm with a "phenomenal 21-year track record." In reality, Millennium began its operations in approximately March 2000. The complaint alleges that Millennium then engaged in a two-step "bait and switch" sales scheme. First, Millennium's salespersons fraudulently induced investors to purchase U.S. securities trading on the New York Stock Exchange (NYSE). Those investors who purchased NYSE-traded securities were then contacted by another Millennium salesperson. In the second stage of the sales process, Millennium fraudulently induced investors to sell their NYSE-traded securities and invest the proceeds, plus additional money, in the so-called "pre-initial public offering" securities of small U.S. companies, including Key Card Communications, Inc., kNutek Holdings, Inc. and Sonic Garden, Inc. Millennium's salespersons used high pressure sales tactics and made a number of fraudulent statements concerning the value of these securities. None of the companies which issued these securities have had an IPO, and Millennium's investors have typically lost most, if not all, of their investment. The Commission's complaint alleges that each of the defendants violated the antifraud provisions of the federal securities contained within Section 17(a) of the Securities Act of 1933, and Section 10(b) of the Securities Exchange Act of 1934 (Exchange Act) and Rule 10b-5 promulgated thereunder. It alleges that Shehyn, Rodney Marr and Donald Marr are liable for Millennium's violations of Section 10(b) of the Exchange Act and Rule 10b-5 as controlling persons under Section 20(a) of the Exchange Act. The complaint further alleges that Shehyn violated Section 15(a) of the Exchange Act. The Commission's complaint seeks, against all the defendants, a permanent injunction against future violations of the federal securities laws, disgorgement and prejudgment interest thereon, an accounting and repatriation of investor funds, civil monetary penalties, and a penny stock bar. On May 22, 2002, the Commission filed an action against Millennium itself. SEC v. Millennium Financial, Ltd., and Newpont Fiduciaries & Nominees, S.A., Civil Action No. 02 CV 3901 (MBM) (SDNY); Litigation Release Nos. 17528 (May 22, 2002) and 17576 (June 20, 2002). In that action, the court issued a preliminary injunction and asset freeze, and also appointed a receiver. For additional information concerning the receiver, investors may access the website at www.millfinreceiver.com. On May 21, 2001, Shehyn was arrested in connection with an indictment in another boiler room operation. On or about June 28, 2001, Shehyn was released pending trial in the Southern District of California. He was re-arrested on June 11, 2002, for violating the conditions of his pre- trial release. Since then, he has been in custody in the Metropolitan Correctional Center in San Diego. The Commission wishes to acknowledge the cooperation and assistance of the regulatory and law enforcement officials of more than a dozen foreign jurisdictions in connection with this matter, including the Federation of St. Kitts and Nevis, which has restrained over $1.3 million of defrauded investor funds. The Commission also wishes to acknowledge the cooperation and assistance of the U.S. Immigration and Customs Enforcement. In order to assist investors, the Commission has released an online brochure on pre-IPO fraud. Entitled "Risky Business: Pre-IPO Investing," the brochure advises investors about the consequences of investing at the pre-IPO stage and provides key questions investors should ask. The brochure is available at www.sec.gov/investor/pubs/preipo.htm. The Commission has also posted a warning to foreign investors who may be additionally victimized by those who promise to help recover losses in U.S. microcap stocks. In some cases, individuals have fraudulently promised to help investors recover losses for a substantial fee disguised as some type of tax, deposit, or refundable insurance. The notice concerning these activities is located at www.sec.gov/investor/pubs/fleecing.htm The Commission is continuing its investigation in this matter. [SEC v. Rodney S. Shehyn, a.k.a. Robert Schmidt, a.k.a. Zach Adams, a.k.a. Jack Bishop, a.k.a. Geoffrey Williams, a.k.a. Alex Gray, a.k.a. Jason Henley, Rodney D. Marr, a.k.a. Robert Moran, a.k.a. Ronald Carlson, Donald L. Marr, a.k.a. Robert Moran, a.k.a. Ronald Carlson, and Karen S. Leigh, a.k.a. Elizabeth Blaine, a.k.a. Victoria Young, Civil Action No. 04 CV 02003 (MBM) (SDNY)] (LR-18624) PRELIMINARY INJUNCTION ENTERED AGAINST CARLOS SOTO, BASLE ADVISERS AND ICR CORPORATION / DEFENDANT SOTO ARRESTED The Commission announced that on Feb. 20, 2004, after a two-day hearing, the Honorable Jaime Pieras, Jr., of the U.S. District Court for the District of Puerto Rico, orally entered a preliminary injunction against defendant Carlos H. Soto and relief defendants Basle Advisers and ICR Corporation. A written order will follow. The preliminary injunction order continues the relief originally obtained on Feb. 11, 2004, in response to the SEC's emergency civil injunctive action that sought a temporary restraining order, disgorgement and civil penalties against Soto and other relief against the defendants. The SEC's complaint alleges that defendant Soto, while employed at Morgan Stanley DW, Inc., raised at least $50 million by telling investors that he would invest their funds in low risk mortgage-backed securities issued by the Government National Mortgage Association (commonly-called "Ginnie Maes"), but instead diverted the investors' money to accounts in the names of relief defendants Basle Advisers and ICR Corporation. The complaint further alleges that Soto used the funds for personal use and to engage in speculative and risky trading, including short sales. The SEC continues to seek additional relief, including a permanent injunction and civil money penalties against Soto and disgorgement of ill-gotten gains against all defendants. On Feb. 19, 2004, Soto was arrested in San Juan, Puerto Rico. The U.S. Attorney's Office in Puerto Rico has charged Soto with one count of securities fraud and one count of mail fraud based on the same conduct (U.S. v. Soto, Case No. 3:04-mj-00060-JA). For more information on earlier actions in this case see LR-18574 (Feb. 12, 2004). [SEC v. Carlos H. Soto, Basle Advisers and ICR Corporation, Case No. 04-1105-JP] (LR-18625) SELF-REGULATORY ORGANIZATIONS APPROVAL OF PROPOSED RULE CHANGE The Commission approved a proposed rule change (SR-NYSE-2003-33) and Amendments No. 1 and 2 thereto submitted by the New York Stock Exchange amending its rules governing exchange fees applicable to closed-end funds. Publication in the Federal Register is expected during the week of March 15. (Rel. 34-49414) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-8 FORD MOTOR CO, ONE AMERICAN ROAD, DEARBORN, MI, 48126, 3133223000 - 0 ($10,000,000.00) Equity, (File 333-113584 - Mar. 15) (BR. 05) S-4 ALLIED MOTION TECHNOLOGIES INC, 23 INVERNESS WAY EAST, STE 150, ENGLEWOOD, CO, 80112, 3037998520 - 0 ($1,983,262.00) Other, (File 333-113585 - Mar. 15) (BR. 36) S-8 SPECIALTY LABORATORIES INC, 2211 MICHIGAN AVENUE, SANTA MONICA, CA, 90404-3900, 3108286543 - 0 ($10,035,196.00) Equity, (File 333-113587 - Mar. 15) (BR. 01) S-1 HOLLY ENERGY PARTNERS LP, 0 ($162,150,000.00) Limited Partnership Interests, (File 333-113588 - Mar. 15) (BR. 04) F-1 INTELSAT LTD, DUNDONALD HOUSE 14 DUNDONALD STREET WEST, HAMILTON HM 09, D0, 00000, 441-294-1650 - 0 ($500,000,000.00) Equity, (File 333-113589 - Mar. 15) (BR. 37) S-3 GIANT INDUSTRIES INC, 23733 N SCOTTSDALE RD, SCOTTSDALE, AZ, 85255, 4805858888 - 0 ($300,000,000.00) Other, (File 333-113590 - Mar. 15) (BR. 04) S-8 CELESTICA INC, 12 CONCORD PL, 7TH FL, ONTARIO CANADA, A6, M3C 1V7, 416442211 - 0 ($33,874,311.00) Equity, (File 333-113591 - Mar. 15) (BR. 36) S-8 U S PHYSICAL THERAPY INC /NV, 1300 WEST SAM HOUSTON PARKWAY, SUITE 300, HOUSTON, TX, 77043, 7132977000 - 145,000 ($1,902,400.00) Equity, (File 333-113592 - Mar. 15) (BR. 01) S-1 JACKSON HEWITT TAX SERVICE INC, 7 SYLVAN WAY, PARSIPPANY, NJ, 07054, 9734961040 - 0 ($100,000,000.00) Equity, (File 333-113593 - Mar. 15) (BR. 08) S-1 PHASE FORWARD INC, 880 WINTER STREET, WALTHAM, MA, 02451, 0 ($86,250,000.00) Equity, (File 333-113594 - Mar. 15) (BR. 08) S-8 CONEXANT SYSTEMS INC, 4000 MACARTHUR BLVD. K10-171, NEWPORT BEACH, CA, 92660-3095, 9494839920 - 18,700,000 ($122,111,000.00) Equity, (File 333-113595 - Mar. 15) (BR. 36) S-8 CONEXANT SYSTEMS INC, 4000 MACARTHUR BLVD. K10-171, NEWPORT BEACH, CA, 92660-3095, 9494839920 - 3,568,843 ($23,304,545.00) Equity, (File 333-113596 - Mar. 15) (BR. 36) F-6 COMMERCIAL INTERNATIONAL BANK EGYPT S A E, 21-23 CHARLES DE GAULLLE ST, PO BOX 2430, GIZA CAIRO EGYPT, H2, 00000, 0112025703043 - 50,000,000 ($2,500,000.00) ADRs/ADSs, (File 333-113597 - Mar. 15) (BR. ) S-8 TELECOM COMMUNICATIONS INC, 827 BROADWAY, LOS ANGELES, CA, 90014, 3,000,000 ($2,100,000.00) Equity, (File 333-113598 - Mar. 15) (BR. 37) S-8 INTER TEL INC, 1615 S. 52ND STREET, ., TEMPE, AZ, 85281, 480-449-8900 - 635,741 ($18,798,861.37) Equity, (File 333-113600 - Mar. 15) (BR. 37) S-8 ZKID NETWORK CO, 445 WEST ERIE STREET, SUITE 106B, CHICAGO, IL, 60610, 3126540733 - 3,000,000 ($690,000.00) Equity, (File 333-113601 - Mar. 15) (BR. 09) S-1 TIAA REAL ESTATE ACCOUNT, 730 THIRD AVE, NEW YORK, NY, 10017, 2124909000 - 0 ($1,275,000,000.00) Other, (File 333-113602 - Mar. 15) (BR. 20) S-3D ATMOS ENERGY CORP, 1800 THREE LINCOLN CTR, 5430 LBJ FREEWAY, DALLAS, TX, 75240, 9729349227 - 0 ($52,420,000.00) Equity, (File 333-113603 - Mar. 15) (BR. 02) S-3 WITNESS SYSTEMS INC, 1105 SANCTUARY PKWY, STE 210, ALPHARETTA, GA, 30004, 7707541900 - 0 ($80,000,000.00) Equity, (File 333-113604 - Mar. 15) (BR. 03) S-8 TISSERA INC, UNIT 130 2188 NO 5 ROAD, RICHMOND BC CANADA, A1, 00000, 6042768324 - 1,010,000 ($4,575,300.00) Equity, (File 333-113605 - Mar. 15) (BR. 01) SB-2 SPHERE OF LANGUAGE, 106-1005 COLUMBIA STREET, NEW WESTMINSTER, XX, V3M 6H5, 6045923560 - 850,000 ($85,000.00) Equity, (File 333-113606 - Mar. 15) (BR. ) S-8 NOVA COMMUNICATIONS LTD, 370 AMAPOLA AVE, SUITE 202, TORRANCE, CA, 90501, 3106420200 - 5,000,000 ($150,000.00) Equity, (File 333-113607 - Mar. 15) (BR. 08) S-8 FORD MOTOR CO, ONE AMERICAN ROAD, DEARBORN, MI, 48126, 3133223000 - 0 ($373,423,019.24) Equity, (File 333-113608 - Mar. 15) (BR. 05) F-3 ENTERRA ENERGY TRUST, 2600 500 4TH AVENUE S W, CALGARY ALBERTA, CANADA T2P 2V6, A0, 00000, 4032612686 - 1,049,400 ($14,382,027.00) Equity, (File 333-113609 - Mar. 15) (BR. 04) S-3 CORNERSTONE REALTY INCOME TRUST INC, 306 E MAIN ST, RICHMOND, VA, 23219, 8046431761 - 223,000 ($2,078,360.00) Equity, (File 333-113610 - Mar. 15) (BR. 08) S-3 CONCEPTUS INC, 1021 HOWARD AVE, SAN CARLOS, CA, 94070, 4158027240 - 0 ($39,384,250.00) Equity, (File 333-113611 - Mar. 15) (BR. 36) S-8 CAMBREX CORP, ONE MEADOWLANDS PLZ, E RUTHERFORD, NJ, 07073, 2018043000 - 0 ($34,100,000.00) Equity, (File 333-113612 - Mar. 15) (BR. 01) S-8 CAMBREX CORP, ONE MEADOWLANDS PLZ, E RUTHERFORD, NJ, 07073, 2018043000 - 0 ($4,897,714.80) Equity, (File 333-113613 - Mar. 15) (BR. 01) S-8 KOPIN CORP, 695 MYLES STANDISH BLVD, TAUNTON, MA, 02780, 5088246696 - 1,100,000 ($6,237,000.00) Equity, (File 333-113614 - Mar. 15) (BR. 36) SB-2 FIRST FEDERAL FINANCIAL SERVICES INC, 300 ST LOUIS ST, EDWARDSVILLE, IL, 62025, 6186566200 - 2,201,963 ($22,019,630.00) Equity, (File 333-113615 - Mar. 15) (BR. ) S-8 QUICKSILVER RESOURCES INC, 777 WEST ROSEDALE ST, SUITE 300, FORT WORTH, TX, 76104, 8176655000 - 59,797 ($2,271,688.03) Equity, (File 333-113617 - Mar. 15) (BR. 04) S-4 STAR GAS PARTNERS LP, 2187 ATLANTIC ST, STAMFORD, CT, 06902, 2033287300 - 0 ($35,000,000.00) Non-Convertible Debt, (File 333-113618 - Mar. 15) (BR. 02) S-8 EDGE PETROLEUM CORP, 1111 BAGBY, SUITE 2100, HOUSTON, TX, 77002, 7136548960 - 500,000 ($6,280,000.00) Equity, (File 333-113619 - Mar. 15) (BR. 04) S-3 KRAFT FOODS INC, THREE LAKES DRIVE, NORTHFIELD, IL, 60093, 8476462000 - 0 ($4,000,000,000.00) Equity, (File 333-113620 - Mar. 15) (BR. 04) N-2 GABELLI GLOBAL UTILITY & INCOME TRUST, 100,000 ($2,000,000.00) Equity, (File 333-113621 - Mar. 15) (BR. ) S-8 STREICHER MOBILE FUELING INC, 800 WEST CYPRESS CREEK ROAD, SUITE 580, FT LAUDERDALE, FL, 33309, 1,357,948 ($2,471,465.36) Equity, (File 333-113622 - Mar. 15) (BR. 04) S-3 NORTHWEST AIRLINES CORP, 2700 LONE OAK PKWY, EAGAN, MN, 55121, 6127262111 - 0 ($225,000,000.00) Other, (File 333-113623 - Mar. 15) (BR. 05) S-3 FIDELITY FEDERAL BANCORP, 8124692100 - 1,550,000 ($3,177,500.00) Equity, (File 333-113624 - Mar. 15) (BR. 07) S-3 NAVIGANT INTERNATIONAL INC, 84 INVERNESS CIRCLE EAST, ENGLEWOOD, CO, 80112-5314, 3037060800 - 158,997 ($2,504,202.75) Equity, (File 333-113625 - Mar. 15) (BR. 05) S-3 ENTERTAINMENT PROPERTIES TRUST, 8164721700 - 0 ($400,000,000.00) Equity, (File 333-113626 - Mar. 15) (BR. 08) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: Item 1. Changes in Control of Registrant. Item 2. Acquisition or Disposition of Assets. Item 3. Bankruptcy or Receivership. Item 4. Changes in Registrant's Certifying Accountant. Item 5. Other Materially Important Events. Item 6. Resignations of Registrant's Directors. Item 7. Financial Statements and Exhibits. Item 8. Change in Fiscal Year. Item 9. Regulation FD Disclosure. Item 10. Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics. Item 11. Temporary Suspension of Trading Under Registrant's Employee Benefit Plans. Item 12. Results of Operations and Financial Condition. The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports previously filed, responding to the item(s) of the form specified. 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 10 11 12 13 DATE COMMENT ------------------------------------------------------------------------------------------------ 4 KIDS ENTERTAINMENT INC NY X X 03/15/04 A R T INTERNATIONAL INC X X 03/11/04 A21 INC TX X X 02/29/04 ABERDEEN IDAHO MINING CO ID X X X 03/08/04 ACADIA REALTY TRUST MD X X 03/15/04 ACETO CORP NY X X 12/31/03 AMEND AGWAY INC DE X 03/12/04 ALLOS THERAPEUTICS INC DE X X 03/12/04 ALTEON INC /DE DE X X 03/12/04 AMERICAN EXPRESS CREDIT ACCOUNT MASTE DE X X 03/15/04 AMERICAN EXPRESS MASTER TRUST DE X X 03/15/04 AMERICAN HEALTHWAYS INC DE X X 03/15/04 AMERICAN MEDICAL TECHNOLOGIES INC/DE DE X 03/03/04 AMERICAN PACIFIC CORP DE X X 03/12/04 AMERICAN VANGUARD CORP DE X X 03/11/04 AMERICAN VANTAGE COMPANIES NV X X 12/31/03 AMEND AMERICAN VANTAGE COMPANIES NV X X 02/03/04 AMEND AMERICREDIT AUTOMOBILE RECEIVABLES TR DE X X 03/15/04 AMERICREDIT AUTOMOBILE RECEIVABLES TR DE X X 03/15/04 AMERICREDIT AUTOMOBILE RECEIVABLES TR DE X X 03/15/04 AMERICREDIT AUTOMOBILE RECEIVABLES TR DE X X 03/15/04 AMERICREDIT AUTOMOBILE RECEIVABLES TR DE X X 03/15/04 AMERICREDIT CORP TX X X 03/15/04 AMN HEALTHCARE SERVICES INC DE X X 03/15/04 ANTHEM INC IN X 03/15/04 ARGAN INC DE X X 07/17/03 AMEND ARGAN INC DE X X 10/31/03 AMEND ARIAD PHARMACEUTICALS INC DE X X 03/15/04 ASHCROFT HOMES CORP CO X X 02/23/04 AMEND ASHFORD HOSPITALITY TRUST INC MD X 03/15/04 ASSET BACKED FUNDING CORP DE X X 03/15/04 ASSET BACKED FUNDING CORP C BASS MOR DE X X 02/25/04 AMEND ASTROPOWER INC DE X X 03/12/04 ATLANTIC TELE NETWORK INC /DE DE X X 03/12/04 ATRIUM COMPANIES INC DE X X 12/31/03 AMEND AVISTA CORP WA X 03/12/04 BANK OF AMERICA CORP /DE/ DE X X 03/15/04 BANK ONE DELAWARE NATIONAL ASSOCIAT X X 03/15/04 BANK ONE DELAWARE NATIONAL ASSOCIAT X 03/15/04 BANK ONE DELAWARE NATIONAL ASSOCIAT X X 03/10/04 BANKNORTH GROUP INC/ME ME X X 03/15/04 BANYAN CORP /OR/ OR X X 03/10/04 BCB BANCORP INC X X 03/15/04 AMEND BLUE MARTINI SOFTWARE INC X 03/05/04 BOSTON ACOUSTICS INC MA X X 03/12/04 BRAVO FOODS INTERNATIONAL CORP DE X X 03/11/04 BRISTOL MYERS SQUIBB CO DE X X 03/15/04 BRYN MAWR BANK CORP PA X X 12/19/03 AMEND C-BASS MORTGAGE LOAN ASSET-BACKED CER DE X X 12/25/03 AMEND CABLE DESIGN TECHNOLOGIES CORP DE X 03/15/04 CANCERVAX CORP DE X X 03/15/04 CAREDECISION CORP NV X 03/15/04 CARMAX AUTO OWNER TRUST 2003-1 DE X X 03/15/04 CARMAX AUTO OWNER TRUST 2003-2 DE X X 03/15/04 CATALINA MARKETING CORP/DE DE X X 03/12/04 CC MASTER CREDIT CARD TRUST II MD X 03/15/04 CERIDIAN CORP /DE/ DE X X 03/15/04 CHICAGO PIZZA & BREWERY INC CA X X 03/12/04 CIGNA CORP DE X 03/15/04 CINCINNATI BELL INC OH X X X 03/15/04 CIRCUIT CITY CREDIT CARD MASTER TRUST DE X X 02/29/04 CITIBANK OMNI-S MASTER TRUST NY X X 03/15/04 CITIBANK SOUTH DAKOTA N A DE X 02/24/04 CITIBANK SOUTH DAKOTA N A DE X 02/24/04 CITY NATIONAL CORP DE X 03/15/04 CLEAN HARBORS INC MA X 03/15/04 COLLEGE LOAN CORP TRUST I DE X X 02/29/04 COLLEGIATE FUNDING SERVICES EDUCATION DE X X 02/29/04 COLLEGIATE FUNDING SERVICES EDUCATION DE X X 02/29/04 COLONY BANKCORP INC GA X X 03/15/04 COMMSCOPE INC DE X X 03/15/04 COMPUCREDIT CORP GA X X 03/15/04 CONNETICS CORP DE X 03/11/04 CROMPTON CORP DE X 03/15/04 CYTYC CORP DE X 03/15/04 DEERE JOHN RECEIVABLES INC DE X X 03/15/04 DEL GLOBAL TECHNOLOGIES CORP NY X X X 03/15/04 DIAL CORP /NEW/ DE X X 03/15/04 DIGITAL ANGEL CORP DE X X 03/15/04 DIGITAL LIGHTWAVE INC DE X 02/26/04 DISCOVER CARD MASTER TRUST I DE X 03/15/04 DIVERSA CORP DE X X 12/29/03 DIXON TICONDEROGA CO DE X X 03/11/04 DOLLAR GENERAL CORP TN X X 03/12/04 DOLLAR GENERAL CORP TN X X X 03/15/04 DONALDSON CO INC DE X X 03/11/04 DONNELLEY R R & SONS CO DE X X 02/27/04 DONNELLEY R R & SONS CO DE X X 03/03/04 DOR BIOPHARMA INC DE X 03/12/04 DOV PHARMACEUTICAL INC DE X X 03/12/04 DREYERS GRAND ICE CREAM HOLDINGS INC DE X X 03/12/04 E MED FUTURE INC NV X X 12/30/03 AMEND EAUTOCLAIMS COM INC NV X X 03/10/04 ECHOSTAR COMMUNICATIONS CORP NV X 03/15/04 EDGE PETROLEUM CORP DE X X 03/15/04 EDWARDS A G INC DE X 03/12/04 EL PASO CORP/DE DE X 03/15/04 EL PASO ELECTRIC CO /TX/ TX X 03/15/04 ELECTRONIC IDENTIFICATION INC NV X X X X 03/10/04 EMBREX INC /NC/ NC X 03/15/04 EMERITUS CORP\WA\ WA X X 12/31/03 AMEND ENTERTAINMENT PROPERTIES TRUST MD X X 03/01/04 EP MEDSYSTEMS INC NJ X 03/11/04 FARO TECHNOLOGIES INC FL X X 02/12/04 FIRST CASH FINANCIAL SERVICES INC DE X 03/09/04 FIRST DELTAVISION INC NV X X 03/01/04 AMEND FIRST KANSAS FINANCIAL CORP KS X X 03/12/04 FIRST NATIONAL BANCSHARES INC /SC/ SC X X 03/15/04 FIRST NATIONAL LINCOLN CORP /ME/ ME X 03/15/04 FIRST NATIONAL LINCOLN CORP /ME/ ME X 03/15/04 FIRST SHARES BANCORP INC IN X X 03/10/04 FIRST SHARES BANCORP INC IN X X 03/11/04 FLEET CREDIT CARD MASTER TRUST II NY X 03/15/04 FLOWSERVE CORP NY X 03/15/04 FLOWSERVE CORP NY X 03/12/04 FNANB CREDIT CARD MASTER NOTE TRUST X 03/15/04 FNANB CREDIT CARD MASTER TRUST X 03/15/04 FOODARAMA SUPERMARKETS INC NJ X 01/31/04 FOSTER WHEELER LTD D0 X X X 03/15/04 G REIT INC VA X 12/30/03 AMEND GENELABS TECHNOLOGIES INC /CA CA X X 03/15/04 GENERAL GOLD CORP NV X X 03/11/04 GIANT INDUSTRIES INC DE X 03/15/04 GOLDEN PATRIOT CORP NV X 03/15/04 GOLDEN PATRIOT CORP NV X 03/14/04 GOLDEN TELECOM INC DE X X 03/11/04 GRAFTECH INTERNATIONAL LTD DE X 03/15/04 GREAT AMERICAN BANCORP INC DE X X 03/08/04 GREAT LAKES REIT MD X X 03/01/04 GREEN MACHINE DEVELOPMENT CORP FL X 12/31/03 GREENE COUNTY BANCSHARES INC TN X X 03/11/04 AMEND HANCOCK HOLDING CO MS X 03/15/04 HANOVER CAPITAL MORTGAGE HOLDINGS INC MD X 03/15/04 HEILIG MEYERS CO VA X 01/31/04 HEMISPHERX BIOPHARMA INC DE X 03/15/04 HEMISPHERX BIOPHARMA INC DE X 03/15/04 HORIZON OFFSHORE INC DE X X X 03/15/04 HRPT PROPERTIES TRUST MD X X 03/10/04 HUMBOLDT BANCORP CA X X 03/15/04 ICAD INC DE X 12/31/03 AMEND IDX SYSTEMS CORP VT X 03/15/04 IGAMES ENTERTAINMENT INC NV X 01/02/04 AMEND IMCLONE SYSTEMS INC/DE DE X 03/15/04 IN STORE MEDIA SYSTEMS INC NV X X 01/01/04 INDYMAC MBS INC X X 03/15/04 INDYMAC MBS INC X X 03/15/04 INKINE PHARMACEUTICAL CO INC NY X X 03/14/04 INSTAPAY SYSTEMS INC UT X X 03/12/04 INTERNATIONAL ASSETS HOLDING CORP DE X X 03/12/04 INTERNATIONAL FLAVORS & FRAGRANCES IN NY X 03/15/04 INTERSTATE GENERAL CO L P DE X X 03/15/04 INVESTNET INC NV X X 03/10/04 INYX INC NV X X 04/28/03 AMEND ITC DELTACOM INC DE X X 03/15/04 ITXC CORP NJ X 03/15/04 JAMESON INNS INC GA X X 03/15/04 JONES SODA CO WA X X 03/15/04 KCS ENERGY INC DE X X 03/11/04 KEY ENERGY SERVICES INC MD X X 03/15/04 KFORCE INC FL X X 03/11/04 KNIGHTSBRIDGE FINE WINES INC NV X X X X X X X 03/15/04 AMEND LEHMAN ABS CORP GOLD SACHS CAP I SEC DE X X 03/10/04 LEUCADIA NATIONAL CORP NY X X 03/12/04 LIBERTY MEDIA CORP /DE/ DE X X 03/15/04 LITFUNDING CORP NV X X 02/26/04 LONG BEACH ACCEPTANCE CORP X X 03/15/04 LONG BEACH ACCEPTANCE CORP X X 03/15/04 LONG BEACH ACCEPTANCE CORP X X 03/15/04 LONG BEACH ACCEPTANCE CORP X X 03/15/04 LONG BEACH SECURITIES CORP DE X 03/02/04 AMEND LOUISIANA PACIFIC CORP DE X X 03/12/04 MAINE & MARITIMES CORP X 03/15/04 AMEND MANATRON INC MI X X 03/15/04 MBNA AMERICA BK NAT ASSOC MBNA MASTER X X 02/29/04 MBNA AMERICA BK NAT ASSOC MBNA MASTER X 02/29/04 MBNA CORP MD X 02/29/04 MERRILL LYNCH MORTGAGE INVESTORS INC DE X X 02/27/04 METRIS COMPANIES INC DE X 12/31/03 METRIS RECEIVABLES INC DE X X 02/29/04 METRIS RECEIVABLES INC DE X X 02/29/04 MISSION BROADCASTING INC DE X 12/30/03 AMEND MISSOURI RIVER & GOLD GEM CORP MT X X X 03/08/04 MONEY STORE COMMERCIAL MORTGAGE INC NJ X X 03/15/04 MONEY STORE INVESTMENT CORP NJ X X 03/15/04 MONEY STORE SBA ADJUSTABLE RATE CERTI NJ X X 03/15/04 MONTPELIER RE HOLDINGS LTD D0 X X 03/12/04 MOSCOW CABLECOM CORP DE X X 03/15/04 MOVADO GROUP INC NY X X X 03/01/04 MPAC CORP NV X X 03/12/03 NATIONAL MEDICAL HEALTH CARD SYSTEMS NY X 03/12/04 NDCHEALTH CORP DE X X 12/31/03 NEOGEN CORP MI X X 12/05/03 AMEND NEWAVE INC UT X 12/24/03 AMEND NOBLE INTERNATIONAL LTD DE X X 02/11/04 NORTEL NETWORKS CORP X X 03/15/04 NORTEL NETWORKS LTD X X 03/15/04 OHIO CASUALTY CORP OH X 03/15/04 ONEIDA LTD NY X X 03/12/04 ORAGENICS INC FL X X 03/15/04 OXIS INTERNATIONAL INC DE X 02/27/04 PACTIV CORP DE X X 03/15/04 PATIENT INFOSYSTEMS INC DE X X 12/31/03 AMEND PAXSON COMMUNICATIONS CORP DE X X 03/15/04 PDG ENVIRONMENTAL INC DE X X 03/04/04 PENNICHUCK CORP NH X X 03/14/04 PETROLEUM DEVELOPMENT CORP NV X 03/12/04 PHOTRONICS INC CT X 03/15/04 PMC COMMERCIAL TRUST /TX TX X X 02/29/04 PNM RESOURCES INC NM X 02/29/04 PRESTOLITE ELECTRIC HOLDING INC DE X 03/15/04 PRIME GROUP REALTY TRUST MD X X 03/12/04 PRIME RECEIVABLES CORP DE X 03/15/04 PROGENICS PHARMACEUTICALS INC DE X X 03/15/04 PROVIDIAN FINANCIAL CORP DE X 02/29/04 PROXYMED INC /FT LAUDERDALE/ FL X 03/02/04 AMEND PROXYMED INC /FT LAUDERDALE/ FL X 03/02/04 AMEND PS BUSINESS PARKS INC/CA CA X X 03/12/04 QUEST SOFTWARE INC CA X 03/05/04 QUINCY RESOURCES INC NV X X X 03/01/04 RAILAMERICA INC /DE DE X X 03/12/04 RCN CORP /DE/ DE X X 03/15/04 RCN CORP /DE/ DE X X 03/15/04 RESIDENTIAL FUNDING MORTGAGE SECURITI DE X X 03/15/04 REYNOLDS & REYNOLDS CO OH X 03/12/04 ROANOKE ELECTRIC STEEL CORP VA X X 03/09/04 ROO GROUP INC DE X X X 03/12/04 AMEND ROUSE COMPANY MD X X 03/12/04 ROWAN COMPANIES INC DE X X 02/19/04 ROXIO INC DE X 03/15/04 RTW INC /MN/ MN X X 03/12/04 S1 CORP /DE/ DE X 03/15/04 SABA SOFTWARE INC DE X 03/15/04 SAFECO CORP WA X 03/15/04 SAFEGUARD SCIENTIFICS INC PA X X 03/15/04 SAFLINK CORP DE X 12/28/03 AMEND SALOMON BROS MORT SEC VII INC CITIGRO DE X X 12/25/03 AMEND SBS INTERACTIVE CO FL X 03/11/04 SCHERING PLOUGH CORP NJ X X 03/15/04 SCHLUMBERGER LTD /NV/ P8 X X X 01/29/04 AMEND SEACOR SMIT INC DE X X 03/15/04 SEALIFE CORP DE X X 01/21/04 SEGMENTZ INC DE X X 10/01/03 AMEND SERVICE CORPORATION INTERNATIONAL TX X 03/15/04 SERVICE CORPORATION INTERNATIONAL TX X X 02/15/04 SHURGARD STORAGE CENTERS INC WA X 03/11/04 SMITH & WOLLENSKY RESTAURANT GROUP IN DE X X 03/11/04 SOHU COM INC DE X 11/24/03 AMEND SOHU COM INC DE X 11/24/03 AMEND SONIC MEDIA CORP NV X X X 03/12/04 SOTHEBYS HOLDINGS INC MI X X 03/11/04 ST MARY LAND & EXPLORATION CO DE X X 03/15/04 STAR GAS PARTNERS LP DE X 03/15/04 STILLWATER MINING CO /DE/ DE X X 03/12/04 AMEND STRAYER EDUCATION INC MD X X 03/15/04 STRUCTURED ASSET MORTGAGE INVESTMENTS DE X 02/27/04 STRUCTURED ASSET SEC CORP MORT PAS TH DE X 10/27/03 STRUCTURED ASSET SEC CORP MORT PAS TH DE X 12/26/03 STRUCTURED ASSET SEC CORP MORT PAS TH DE X 05/27/03 STRUCTURED ASSET SEC CORP MORT PASS T DE X 11/25/03 STRUCTURED ASSET SEC CORP MORT PASS T DE X 12/26/03 STRUCTURED ASSET SEC CORP MORT PASS T DE X 09/25/03 STRUCTURED ASSET SEC CORP MORT PASS T DE X 10/27/03 STRUCTURED ASSET SECURITIES CORP DE X 03/12/04 STRUCTURED ASSET SECURITIES CORP DE X X 02/27/04 STRUCTURED ASSET SECURITIES CORP DE X X 02/27/04 STRUCTURED ASSET SECURITIES CORP MOR DE X 05/27/03 STRUCTURED ASSET SECURITIES CORP MORT DE X 02/25/04 STRUCTURED ASSET SECURITIES CORP SERI DE X 09/25/03 STRUCTURED ASSET SECURITIES CORP SERI DE X 09/25/03 STRUCTURED ASSET SECURITIES CORP SERI DE X 09/25/03 STRUCTURED ASSET SECURITIES CORP SERI DE X 10/27/03 AMEND STRUCTURED ASSET SECURITIES CORP SERI DE X 10/27/03 AMEND STRUCTURED PRODUCTS CORP COR TRUST FO DE X X 03/15/04 SUNTERRA CORP MD X 03/15/04 SUREWEST COMMUNICATIONS CA X X 03/15/04 SWITCHBOARD INC DE X 10/15/03 AMEND SYPRIS SOLUTIONS INC DE X 03/15/04 TAMBORIL CIGAR CO DE X X X 12/31/03 AMEND TAYLOR ANN STORES CORP DE X 03/15/04 AMEND THOMAS GROUP INC DE X 03/08/04 TITAN CORP DE X X 03/11/04 TL ADMINISTRATION CORP DE X X 03/15/04 TRUSTMARK CORP MS X 03/12/04 UGI CORP /PA/ PA X 03/12/04 UMPQUA HOLDINGS CORP OR X X 03/15/04 UNITED BANCORP INC /MI/ MI X X 03/12/04 UNITED COMMUNITY BANKS INC GA X X 03/15/04 UNITED THERAPEUTICS CORP DE X X 03/15/04 UNITEDGLOBALCOM INC DE X X 03/15/04 UNOCAL CORP DE X 03/11/04 URS CORP /NEW/ DE X X 03/15/04 US AIRWAYS GROUP INC DE X X 03/15/04 UST INC DE X X 03/15/04 VALIDIAN CORP NV X X 03/08/04 VARIFLEX INC DE X 03/11/04 VECTOR GROUP LTD DE X X 03/15/04 VECTREN CORP IN X X 03/12/04 VENTAS INC DE X X 03/11/04 VERDISYS INC CA X 03/11/04 VERITAS SOFTWARE CORP /DE/ DE X 03/15/04 VESTA INSURANCE GROUP INC DE X X 03/15/04 VG TECH INC NV X 03/13/04 VION PHARMACEUTICALS INC DE X X 03/08/04 VSB BANCORP INC NY X X 03/09/04 WAL MART STORES INC DE X X 03/08/04 WAVE SYSTEMS CORP DE X X 03/11/04 WILD OATS MARKETS INC DE X X 01/30/04 AMEND WINNEBAGO INDUSTRIES INC IA X X 03/12/04 WIRELESS AGE COMMUNICATIONS INC NV X X 12/31/02 AMEND WORLDGATE COMMUNICATIONS INC DE X X 03/11/04 WYOMING OIL & MINERALS INC WY X 03/03/04 YAMAHA MOTOR RECEIVABLES CORP DE X 03/15/04 NORCROSS SAFETY PRODUCTS LLC DE X 03/15/04