SEC NEWS DIGEST Issue 2004-50 March 15, 2004 RULES AND RELATED MATTERS COMMISSION AMENDS ITS RULES OF PRACTICE AND CERTAIN OF ITS DELEGATIONS OF AUTHORITY The Commission has amended its Rules of Practice and certain of its delegations of authority to the staff in light of the Sarbanes-Oxley Act of 2002. The Sarbanes-Oxley Act, among other things, authorizes the Commission to review disciplinary actions of the Public Company Accounting Oversight Board and to create "Fair Funds" in Commission administrative proceedings. The Commission also has amended other provisions of the Rules of Practice and its delegations as a result of its experience with those rules and to correct certain citations. The amendments will enhance the transparency and facilitate parties' understanding of the applicability of the review process to Board proceedings. The amendments also will make practice under the Rules of Practice easier and more efficient. The amendments will become effective 30 days after publication in the Federal Register. (Rel. 34- 49412) ENFORCEMENT PROCEEDINGS COMMISSION FILES ACTION TO HALT ONGOING FRAUD BY OPERATORS OF UNREGISTERED HEDGE FUND IN SAN DIEGO The Commission today announced the filing, on March 11, of an emergency action to halt an alleged ongoing multi-million dollar securities fraud, naming San Diego-based Global Money Management, L.P., (GMM) an unregistered private hedge fund, LF Global Investments, LLC (LF Global), which operated GMM, and Marvin I. Friedman, 65, of La Jolla, California, who is alleged in the Commission's complaint to have controlled both entities. The Commission's complaint alleges that the defendants grossly overstated the assets of GMM to investors. Acting on the Commission's lawsuit, the Honorable Barry T. Moskowitz, U.S. District Judge for the Southern District of California, yesterday issued a temporary restraining order against GMM, LF Global, and Friedman, appointed a receiver over GMM and LF Global, and issued orders freezing the assets of the defendants, prohibiting the destruction of documents, and ordering accountings from the defendants. A hearing on whether a preliminary injunction should be issued against the defendants is scheduled for March 25. The Commission's complaint alleges that since 1993, the defendants have sold, in an unregistered offering, limited partnership interests in GMM, a purported private hedge fund that invested in securities, such as stock and stock options. While the amount of money actually raised is not known, Friedman has told investors at various times over the last several months that the hedge fund held assets ranging from $60 million to over $100 million. GMM's brokerage records, however, show that, since at least December 2002, the securities it holds have been worth no more than $11 million. In addition, Friedman touted his investment experience but failed to inform investors about his disciplinary history, including that he has been barred from association with any member of the National Association of Securities Dealers. The Commission's complaint alleges that GMM, LF Global, and Friedman violated the antifraud provisions of the federal securities laws, Section 17(a) of the Securities Act of 1933, Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder, and, as to LF Global, Sections 206(1) and 206(2) of the Investment Advisers Act of 1940, and, as to Friedman, that he aided and abetted those violations of the Advisers Act, seeking, in addition to the emergency relief described above, from each defendant, preliminary and permanent injunctions, disgorgement with prejudgment interest, and a civil penalty. [SEC v. Global Money Management, L.P., LF Global Investments, LLC, and Marvin I. Friedman, Civil Action No. 04 CV 00521 BTM (WMC) SDCA)] (LR-18623) INVESTMENT ADVISERS ACT RELEASES EXCELSIOR VENTURE PARTNERS III, LLC, ET AL. A notice has been issued giving interested persons until April 5, 2004, to request a hearing on an application filed by Excelsior Venture Partners III, LLC (Excelsior), U.S. Trust Company, N.A., on behalf of its separately identified division, U.S. Trust Company, N.A. Asset Management Division, and United States Trust Company of New York, on behalf of its separately identified division, U.S. Trust-New York Fund Asset Management Division for an order under Section 206A of the Investment Advisers Act of 1940. The order would permit Excelsior to make in-kind distributions of its portfolio securities to its members and, in connection with these distributions, deem gains or losses on the distributed securities to be realized, for purposes of calculating the investment adviser's and investment sub-adviser's performance compensation. (Rel. IA-2222 - March 12) HOLDING COMPANY ACT RELEASES ALLEGHENY ENERGY INC. A notice has been issued giving interested persons until April 5, 2004, to request a hearing on a proposal by Allegheny Energy Inc., a registered holding company under the Act, to make amendments to its charter and bylaws. An order has been issued authorizing the solicitation of proxies in connection with the proposed amendments. (Rel. 35-27813) SELF-REGULATORY ORGANIZATIONS PROPOSED RULE CHANGES The New York Stock Exchange filed a proposed rule change (SR-NYSE-2003- 42) and Amendment No. 1 thereto to amend its Rules 13, 72, 76 and 91 to establish a six-month pilot program in selected stocks to provide that Institutional XPressr orders be executed immediately against an Institutional XPressr eligible NYSE LiquidityQuoteSM bid or offer and not be exposed for price improvement. Publication of the notice is expected in the Federal Register during the week of March 15. (Rel. 34- 49391) The Chicago Board Options Exchange filed a proposed rule change (SR-CBOE- 2004-17) and Amendment No. 1 thereto establishing a process for approving remote electronic Designated Primary Market-Makers. Publication of the proposal is expected in the Federal Register during the week of March 15. (Rel. 34-49411) IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES A proposed rule change (SR-PCX-2004-10) filed by the Pacific Exchange implementing a new fee to recover costs associated with a royalty fee for trading options on an Exchange-Traded Fund has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the notice is expected in the Federal Register during the week of March 15. (Rel. 34-49397) A proposed rule change (SR-PCX-2004-14) filed by the Pacific Exchange that permits the entry of Closing Auction-eligible orders beginning at 6:30 a.m. (Pacific Time), rather than 4:30 a.m. (Pacific Time), has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the notice is expected in the Federal Register during the week of March 15. (Rel. 34-49410) APPROVAL OF PROPOSED RULE CHANGES The Commission approved a proposed rule change (SR-NASD-2003-199) submitted by the National Association of Securities Dealers relating to listing fee waivers. Publication of the order is expected in the Federal Register during the week of March 15. (Rel. 34-49399) The Commission approved a proposed rule change filed by the New York Stock Exchange (SR-NYSE-99-12) amending Exchange Rule 350 (Compensation or Gratuities to Employees of Others). Publication of the order in the Federal Register is expected during the week of March 15. (Rel. 34- 49402) The Commission approved a proposed rule change (SR-NASD-2003-173) and Amendment Nos. 1 and 2 thereto submitted by the National Association of Securities Dealers, through its subsidiary, The Nasdaq Stock Market, Inc., relating to the Nasdaq closing cross. Publication of the order in the Federal Register is expected during the week of March 15. (Rel. 34- 49406) The Commission has approved a proposed rule change (SR-NASD-2003-175) filed by the National Association of Securities Dealers to repeal NASD Rule 4613A(e)(1), which requires members that display priced quotations for a Nasdaq security on multiple market centers to display the same- priced quotations on each market center. Publication of the order in the Federal Register is expected during the week of March 15. (Rel. 34- 49413) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-8 SPECTRUM SCIENCES & SOFTWARE HOLDINGS INC, 91 HILL AVE NW, FT WALTON BEACH, FL, 32548, 8507960909 - 10,000,000 ($24,200,000.00) Equity, (File 333-113528 - Mar. 12) (BR. 06) S-8 VERSATA INC, 300 LAKESIDE DRIVE STE 1500, OAKLAND, CA, 94612, 5102384105 - 0 ($479,322.36) Equity, (File 333-113529 - Mar. 12) (BR. 03) S-8 ENTOURAGE MINING LTD, 625 HOWE STREET, SUITE 1180, VANCOUVER B.C., A1, V6C 2T6, (604) 408-2212 - 1,600,000 ($600,000.00) Equity, (File 333-113530 - Mar. 12) (BR. 04) S-3 HOLLYWOOD MEDIA CORP, 2255 GLADES RD, STE 237 W, BOCA RATON, FL, 33431, 5619988000 - 6,180,901 ($19,964,310.00) Equity, (File 333-113531 - Mar. 12) (BR. 02) S-3 SEARS ROEBUCK & CO, 3333 BEVERLY RD B-5 317A, HOFFMAN ESTATES, IL, 60179, 8472862500 - 0 ($6,270,049,000.00) Other, (File 333-113532 - Mar. 12) (BR. 02) S-4 FIRST COMMONWEALTH FINANCIAL CORP /PA/, OLD COURTHOUSE SQUARE, 22 N SIXTH ST, INDIANA, PA, 15701, 7243497220 - 0 ($122,853,682.00) Equity, (File 333-113534 - Mar. 12) (BR. 07) F-6 IMPERIAL CHEMICAL INDUSTRIES PLC, IMPERIAL CHEMICAL HOUSE, MILLBANK, LONDON SW1P 3JF ENGL, X0, 2125305630 - 1,000,000 ($5,000,000.00) ADRs/ADSs, (File 333-113535 - Mar. 12) (BR. 02) S-4 PLAINS EXPLORATION & PRODUCTION CO, 700 MILAM STREET, SUITE 3100, HOUSTON, TX, 77002, 8322396000 - 42,261,109 ($729,812,236.08) Equity, (File 333-113536 - Mar. 12) (BR. 04) S-3 CDW CORP, 200 N MILWAUKEE AVE, VERNON HILLS, IL, 60061, 8474656000 - 0 ($322,610,420.00) Equity, (File 333-113537 - Mar. 12) (BR. 02) SB-2 DSA FINANCIAL CORP, 1,851,500 ($18,515,000.00) Equity, (File 333-113538 - Mar. 12) (BR. ) S-4 SYNOVUS FINANCIAL CORP, 901 FRONT AVENUE, STE 202 PO BOX 120, COLUMBUS, GA, 31901, 7066494818 - 4,015,517 ($54,490,565.69) Equity, (File 333-113539 - Mar. 12) (BR. 07) S-8 RAVEN MOON ENTERTAINMENT INC, 120 INTERNATIONAL PARKWAY, SUITE 220, HEATHROW, FL, 32746, 10,000,000 ($400,000.00) Equity, (File 333-113540 - Mar. 12) (BR. 05) SB-2 ADERA MINES LTD, 1189 HOWE STREET SUITE 1504, VANCOUVER, BRITISH COLUMBIA CANADA, A1, 00000, 6046193528 - 2,000,000 ($200,000.00) Equity, (File 333-113541 - Mar. 12) (BR. ) S-8 INTERNET BUSINESS INTERNATIONAL INC, 4634 SOUTH MARYLAND PARKWAY SUITE 101, LAS VEGAS, NV, 89119, 7029680008 - 80,000,000 ($66,000.00) Equity, (File 333-113542 - Mar. 12) (BR. 03) S-3 MORGAN STANLEY ABS CAPITAL I INC, 1585 BROADWAY 2ND FL, NEW YORK, NY, 10036, 2127614000 - 20,000,000,000 ($20,000,000,000.00) Asset-Backed Securities, (File 333-113543 - Mar. 12) (BR. 05) S-8 BLUE COAT SYSTEMS INC, 650 ALMANOR AVENUE, SUNNYVALE, CA, 94085, 4082202200 - 520,000 ($25,074,400.00) Equity, (File 333-113544 - Mar. 12) (BR. 03) S-8 ACTUATE CORP, 701 GATEWAY BLVD, SUITE, SOUTH SAN FRANCISCO, CA, 94080, 6504252300 - 0 ($11,203,000.00) Equity, (File 333-113545 - Mar. 12) (BR. 03) SB-2 YUKON GOLD CORP INC, SUITE 408 747 BAY ST, TORONTO ONTARIO, A6, 00000, 4,469,483 ($1,234,742.00) Equity, (File 333-113546 - Mar. 12) (BR. ) S-3 MONMOUTH REAL ESTATE INVESTMENT CORP, 3499 ROUTE 9 N, SUITE 3-C, JUNIPER BUSINESS PLAZA, FREEHOLD, NJ, 07728, 7325779996 - 500,000 ($4,625,000.00) Equity, (File 333-113547 - Mar. 12) (BR. 08) S-8 BAD TOYS INC, 2,500,000 ($2,250,000.00) Equity, (File 333-113548 - Mar. 12) (BR. 05) S-8 HOUSE OF BRUSSELS CHOCOLATES INC, 208-750 TERMINAL AVENUE, -, VANCOUVER, A1, V6A 2M5, 604-484-4940 - 115,000 ($209,300.00) Equity, (File 333-113549 - Mar. 12) (BR. 04) S-8 TRANSACTION SYSTEMS ARCHITECTS INC, 224 SOUTH 108TH AVE, OMAHA, NE, 68154, 4023907600 - 750,000 ($14,583,750.00) Equity, (File 333-113550 - Mar. 12) (BR. 03) N-2 WESTERN ASSET CLAYMORE US TREASURY INFLATION PRO SEC FUND 2, 117 EAST COLORADO BLVD., PASADENA, CA, 91105, 0 ($250,000.00) Equity, (File 333-113551 - Mar. 12) (BR. 16) S-8 MAGIC SOFTWARE ENTERPRISES LTD, 5 HAPLADA STREET, OR YEHUDA ISRAEL, L3, 602, 97235389322 - 1,000,000 ($5,990,000.00) Equity, (File 333-113552 - Mar. 12) (BR. 03) S-2 WAVERIDER COMMUNICATIONS INC, 255 CONSUMERS ROAD SUITE 500, TORONTO, ONTARIO CANADA, A6, M2J 1R4, 4165023200 - 2,000,000 ($600,000.00) Equity, (File 333-113553 - Mar. 12) (BR. 37) S-8 ENGLOBAL CORP, 600 CENTURY PLZ, BLDG 140, HOUSTON, TX, 77073-6033, 2818213200 - 1,200,000 ($2,406,000.00) Equity, (File 333-113554 - Mar. 12) (BR. 06) S-8 STAKTEK HOLDINGS INC, 8900 SHOAL CREEK BLVD SUITE 125, AUSTIN, TX, 78757, 5124549531 - 0 ($25,269,738.00) Equity, (File 333-113555 - Mar. 12) (BR. 36) S-4 CMS ENERGY CORP, FAIRLANE PLZ S STE 1100, 330 TOWN CENTER DR, DEARBORN, MI, 48126, 3134369261 - 0 ($300,000,000.00) Equity, (File 333-113556 - Mar. 12) (BR. 02) S-3 ADAPTEC INC, 691 S MILPITAS BLVD, M/S25, MILPITAS, CA, 95035, 4089458600 - 0 ($225,000,000.00) Other, (File 333-113557 - Mar. 12) (BR. 03) S-8 E TRADE FINANCIAL CORP, 135 E. 57TH STREET, NEW YORK, NY, 10022, 6503316000 - 17,902,215 ($221,987,466.00) Equity, (File 333-113558 - Mar. 12) (BR. 07) S-8 MEDICAL INFORMATION TECHNOLOGY INC, MEDITECH CIRCLE, WESTWOOD, MA, 02090, 781-821-3000 - 260,000 ($6,760,000.00) Equity, (File 333-113559 - Mar. 12) (BR. 03) S-3 AGCO CORP /DE, 4205 RIVER GREEN PKWAY, DULUTH, GA, 30096, 7708139200 - 0 ($201,250,000.00) Debt Convertible into Equity, (File 333-113560 - Mar. 12) (BR. 36) S-8 CENTERPOINT PROPERTIES TRUST, 1808 SWIFT ROAD, OAK BROOK, IL, 60523, 3123465600 - 0 ($96,204,000.00) Equity, (File 333-113561 - Mar. 12) (BR. 08) N-2 ING CLARION GLOBAL REAL ESTATE INCOME FUND, 40 ($1,000,000.00) Equity, (File 333-113562 - Mar. 12) (BR. 17) S-8 LIVESTAR ENTERTAINMENT GROUP INC, 4TH FLOOR 62 W 8TH AVENU, VANCOUVER, BRITISH COLUMBIA CN, A1, 6046826541 - 150,000,000 ($300,000.00) Equity, (File 333-113563 - Mar. 12) (BR. 09) SB-2 WAKO LOGISTICS GROUP INC, 277 WEST 11TH ST, STE 2F, NEW YORK, NY, 10014, 2129243548 - 440,000 ($220,000.00) Equity, (File 333-113564 - Mar. 12) (BR. ) S-4 SOUTHTRUST CORP, 420 N 20TH ST, BIRMINGHAM, AL, 35203, 2052545000 - 0 ($160,637,862.00) Equity, (File 333-113566 - Mar. 12) (BR. 07) S-1 RICHARDSON ELECTRONICS LTD/DE, 40W267 KESLINGER RD, LAFOX, IL, 60147, 7082082200 - 0 ($45,108,750.00) Equity, (File 333-113568 - Mar. 12) (BR. 36) S-4 RICHARDSON ELECTRONICS LTD/DE, 40W267 KESLINGER RD, LAFOX, IL, 60147, 7082082200 - 0 ($69,500,250.00) Other, (File 333-113569 - Mar. 12) (BR. 36) S-1 DOLLAR FINANCIAL CORP, DOLLAR FINANCIAL CORP., 1436 LANCASTER AVENUE, BERWYN, PA, 19312-1288, 6102963400 - 0 ($115,000,000.00) Equity, (File 333-113570 - Mar. 12) (BR. 07) S-3 FIDELITY NATIONAL FINANCIAL INC /DE/, 601 RIVERSIDE AVENUE, ,, JACKSONVILLE, FL, 32204, 904-854-8100 - 3,144,390 ($122,049,497.85) Equity, (File 333-113571 - Mar. 12) (BR. 01) S-3 CENTERPOINT PROPERTIES TRUST, 1808 SWIFT ROAD, OAK BROOK, IL, 60523, 3123465600 - 0 ($500,000,000.00) Unallocated (Universal) Shelf, (File 333-113572 - Mar. 12) (BR. 08) S-3 WELLS FARGO & CO/MN, 420 MONTGOMERY STREET, SAN FRANCISCO, CA, 94163, 6126671234 - 25,000,000 ($144,275,000.00) Equity, (File 333-113573 - Mar. 12) (BR. 07) S-8 PAXAR CORP, 105 CORPORATE PARK DRIVE, WHITE PLAINS, NY, 10604, 9146976800 - 6,000,000 ($40,860,000.00) Other, (File 333-113574 - Mar. 12) (BR. 05) S-2 I SECTOR CORP, 6401 SOUTHWEST FREEWAY, HOUSTON, TX, 77074, 7137952000 - 0 ($41,457,000.00) Other, (File 333-113575 - Mar. 12) (BR. 03) S-8 DAWSON GEOPHYSICAL CO, 508 WEST WALL, SUITE 800, MIDLAND, TX, 79701, 9156843000 - 375,000 ($4,342,500.00) Equity, (File 333-113576 - Mar. 12) (BR. 04) S-4 ENTERGY NEW ORLEANS INC, 1600 PERDIDO ST, BLDG 505, NEW ORLEANS, LA, 70112, 504-670-3674 - 0 ($100,000,000.00) Non-Convertible Debt, (File 333-113577 - Mar. 12) (BR. 02) S-1 CARDIOGENESIS CORP /CA, 4085482100 - 0 ($8,790,700.00) Equity, (File 333-113578 - Mar. 12) (BR. 36) S-3 AMERICAN EXPRESS CREDIT ACCOUNT MASTER TRUST, 6985 UNION PARK CENTER, MIDVALE, UT, 84047, 8015655000 - 0 ($1,000,000.00) Asset-Backed Securities, (File 333-113579 - Mar. 12) (BR. 05) S-1 NATIONAL FINANCIAL PARTNERS CORP, 787 7TH AVE, NEW YORK, NY, 10019, 212-301-4000 - 0 ($221,179,500.00) Equity, (File 333-113580 - Mar. 12) (BR. 01) S-4 COMMUNITY BANK SYSTEM INC, 5790 WIDEWATERS PKWY, DEWITT, NY, 13214, 8007242262 - 1,384,416 ($30,577,687.00) Equity, (File 333-113581 - Mar. 12) (BR. 07) S-4 FINDWHAT COM INC, 5220 SUMMERLIN COMMONS BLVD, N/A, FORT MYERS, FL, 33907, (239) 561-7229 - 7,000,000 ($128,310,000.00) Equity, (File 333-113582 - Mar. 12) (BR. 08) S-1 TREMISIS ENERGY ACQUISITION CORP, 0 ($72,310,100.00) Equity, (File 333-113583 - Mar. 12) (BR. ) S-3 ENTERGY NEW ORLEANS INC, 1600 PERDIDO ST, BLDG 505, NEW ORLEANS, LA, 70112, 504-670-3674 - 230,000,000 ($230,000,000.00) Non-Convertible Debt, (File 333-113586 - Mar. 12) (BR. 02) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: Item 1. Changes in Control of Registrant. Item 2. Acquisition or Disposition of Assets. Item 3. Bankruptcy or Receivership. Item 4. Changes in Registrant's Certifying Accountant. Item 5. Other Materially Important Events. Item 6. Resignations of Registrant's Directors. Item 7. Financial Statements and Exhibits. Item 8. Change in Fiscal Year. Item 9. Regulation FD Disclosure. Item 10. Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics. Item 11. Temporary Suspension of Trading Under Registrant's Employee Benefit Plans. Item 12. Results of Operations and Financial Condition. The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports previously filed, responding to the item(s) of the form specified. 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 10 11 12 13 DATE COMMENT ------------------------------------------------------------------------------------------------ 99 CENTS ONLY STORES CA X X 03/08/04 99 CENTS ONLY STORES CA X X 03/11/04 AMEND ABATIX CORP DE X 12/31/03 ACACIA RESEARCH CORP DE X X 03/11/04 AETHER SYSTEMS INC DE X X 03/12/04 AMEND AIRNET SYSTEMS INC OH X X 03/11/04 ALCIDE CORP DE X X 03/11/04 ALLIANCE GAMING CORP NV X X 02/19/04 ALTEON INC /DE DE X 03/10/04 ALTERA CORP DE X 03/11/04 AMERICAN BILTRITE INC DE X 03/11/04 AMERICAN COAL CORP NV X X 03/11/04 AMEND AMERICAN REALTY INVESTORS INC NV X 02/19/04 AMERICAN SKIING CO /ME DE X 03/12/04 AMERICASBANK CORP MD X X 03/12/04 AMKOR TECHNOLOGY INC DE X 03/08/04 AMTROL INC /RI/ RI X X 03/11/04 ANALOGIC CORP MA X 03/12/04 AP PHARMA INC /DE/ DE X X 12/31/03 APOLLO GROUP INC AZ X X X 03/12/04 APPLIED INDUSTRIAL TECHNOLOGIES INC OH X X 03/11/04 BALLY TOTAL FITNESS HOLDING CORP DE X X 03/11/04 BCB BANCORP INC X 03/08/04 BEAR STEARNS ASSET BACKED CERTIFICATE DE X 02/27/04 BEAR STEARNS ASSET BACKED SECURITIES DE X 02/27/04 BERKSHIRE HATHAWAY INC DE X X 03/06/04 BESTWAY INC DE X 03/11/04 BOSTON LIFE SCIENCES INC /DE DE X X 03/12/04 BRIDGFORD FOODS CORP CA X X 03/08/04 BRUSH ENGINEERED MATERIALS INC X 03/12/04 CACI INTERNATIONAL INC /DE/ DE X 03/11/04 CALPINE CORP DE X 03/11/04 CAPITAL AUTOMOTIVE REIT MD X 02/26/99 AMEND CARC INC SC X 03/03/04 CAREDECISION CORP NV X 03/12/04 CAREER EDUCATION CORP DE X 03/12/04 CENTEX CORP NV X X 03/12/04 CENTRUE FINANCIAL CORP DE X X X 03/12/04 CHYRON CORP NY X X 03/12/04 CLARION TECHNOLOGIES INC/DE/ DE X X 03/08/04 CLICKNSETTLE COM INC DE X 03/12/04 CNB HOLDINGS INC /GA/ X X 03/05/04 COAST DISTRIBUTION SYSTEM INC DE X X 03/08/04 COLLINS & AIKMAN CORP DE X 03/12/04 COMMUNITY BANCORP INC DE X X X 03/10/04 CONEXANT SYSTEMS INC DE X X 02/27/04 CONGOLEUM CORP DE X 03/11/04 CONSOLIDATED GRAPHICS INC /TX/ TX X X 03/12/04 CORNING INC /NY NY X X X 03/12/04 COTTON STATES LIFE INSURANCE CO / GA X X 03/12/04 COVALENT GROUP INC NV X X 03/10/04 CREDO PETROLEUM CORP CO X 02/11/04 CSFB MORTGAGE BACKED PASS THRU CERT S DE X 03/12/04 CULP INC NC X 03/12/04 CWABS INC DE X X 03/10/04 CWABS INC DE X X 03/10/04 CWABS INC DE X X 03/10/04 CWALT INC X X 02/26/04 DATAMEG CORP NY X X 03/12/04 DEL GLOBAL TECHNOLOGIES CORP NY X X 03/11/04 DIAL CORP /NEW/ DE X X 03/12/04 DIALEX MINERALS FL X 02/09/04 DILLARD ASSET FUNDING CO DE X X 02/17/04 DISTRIBUTED ENERGY SYSTEMS CORP DE X X 03/11/04 DUANE READE INC DE X X X 03/11/04 EAGLE SUPPLY GROUP INC DE X X 03/10/04 ECOLAB INC DE X X 03/11/04 ELECSYS CORP KS X X 01/31/04 ELECTRONICS BOUTIQUE HOLDINGS CORP DE X X 03/11/04 ENVIRONMENTAL SOLUTIONS WORLDWIDE INC FL X X 03/12/04 EVERGREEN RESOURCES INC CO X X 03/10/04 EXACT SCIENCES CORP DE X 03/10/04 FEDDERS CORP /DE DE X X 03/12/04 FINANCIAL ASSET SECURITIES CORP DE X X 03/12/04 FINANCIAL ASSET SECURITIES CORP DE X X 03/12/04 FIRST CHESAPEAKE FINANCIAL CORP VA X 03/11/04 FIRST REAL ESTATE INVESTMENT TRUST OF NJ X 03/12/04 FIRST UNION REAL ESTATE EQUITY & MORT OH X X X 03/09/04 FIRSTFED AMERICA BANCORP INC DE X X 03/12/04 FISHER COMMUNICATIONS INC WA X 03/11/04 FIVE STAR QUALITY CARE INC X X 03/01/04 FIVE STAR QUALITY CARE INC X X 03/10/04 FOSSIL INC DE X 02/12/04 FPL GROUP INC FL X 03/12/04 FRIEDMAN BILLINGS RAMSEY GROUP INC VA X 03/10/04 GATEWAY INC DE X X 03/11/04 GENIUS PRODUCTS INC NV X X 03/11/04 GEORGIA PACIFIC CORP GA X X 03/12/04 GEOTEC THERMAL GENERATORS INC FL X 02/23/04 GEVITY HR INC FL X X 03/11/04 GLOBAL YACHT SERVICES INC NV X X 03/10/04 GMACM HOME EQUITY LOAN BACKED TERM NO DE X 11/25/03 GMACM HOME EQUITY LOAN TRUST 2003-HE2 DE X 11/25/03 GOAMERICA INC DE X X 03/10/04 GOAMERICA INC DE X X 03/10/04 GOLD KIST INC GA X X 03/05/04 GREAT LAKES CHEMICAL CORP DE X X 03/12/04 GS MORTGAGE SEC CORP MORT PASS THR CE DE X 02/27/04 GS MORTGAGE SECURITIES CORP MOR PASTH DE X 02/27/04 GSI SECURITIZATION LTD E9 X X 03/12/04 HALL KINION & ASSOCIATES INC DE X X 03/11/04 HANOVER COMPRESSOR CO / DE X X 03/11/04 HARRIS & HARRIS GROUP INC /NY/ NY X 03/10/04 HARTFORD FINANCIAL SERVICES GROUP INC DE X 03/04/04 HEALTHTRONICS SURGICAL SERVICES INC GA X X 03/05/04 HECTOR COMMUNICATIONS CORP MN X X 03/10/04 HI TECH PHARMACAL CO INC NY X 03/11/04 HOLLY CORP DE X X 03/11/04 HOMESTORE INC DE X 03/11/04 HORIZON OFFSHORE INC DE X X 03/12/04 HOSPITALITY PROPERTIES TRUST MD X 03/10/04 HUBEI PHARMACEUTICAL GROUP LTD NV X 03/11/04 I2 TELECOM INTERNATIONAL INC WA X X 02/26/04 IBIS TECHNOLOGY CORP MA X X 03/12/04 IMAGIS TECHNOLOGIES INC A1 X 03/04/03 IMPAC CMB TRUST SERIES 2004-2 DE X X 02/26/04 IMPAC SECURED ASSETS CORP MORTGAGE PA CA X 02/27/04 IMPAC SECURED ASSETS CORP MORTGAGE PA CA X 02/27/04 IMPAC SECURED ASSETS CORP MORTGAGE PA CA X 02/27/04 INCOME OPPORTUNITY REALTY INVESTORS I NV X 02/19/04 INFORTE CORP DE X X 03/12/04 INFOWAVE SOFTWARE INC X 03/04/04 INLAND REAL ESTATE CORP MD X 03/12/03 INNOVATIVE COMPANIES INC FL X X 03/05/04 INTEGRAMED AMERICA INC DE X X 03/12/04 IOMEGA CORP DE X 02/06/04 AMEND J P MORGAN ACCEPTANCE CORP I DE X X 03/10/04 J P MORGAN ACCEPTANCE CORP I DE X X 03/11/04 JAKKS PACIFIC INC DE X X 03/12/04 KANSAS CITY LIFE INSURANCE CO MO X 12/31/03 KEYSTONE CONSOLIDATED INDUSTRIES INC DE X 03/11/04 KEYSTONE PROPERTY TRUST MD X X 03/10/04 KNIGHTSBRIDGE FINE WINES INC NV X X 03/12/04 AMEND L & L FINANCIAL HOLDINGS INC NV X X 03/10/04 LIFECORE BIOMEDICAL INC MN X X 03/11/04 LIFESTYLE INNOVATIONS INC ID X X 01/23/04 LOCKHEED MARTIN CORP MD X X 03/11/04 LUMENIS LTD X X 03/11/04 LYNX THERAPEUTICS INC DE X X 03/12/04 MACE SECURITY INTERNATIONAL INC DE X X 03/12/04 MARCONI CORP PLC X0 X 03/12/04 MASS MEGAWATTS WIND POWER INC MA X 03/09/04 MATTEL INC /DE/ DE X X X 03/12/04 MAVERICK TUBE CORPORATION DE X 03/12/04 MAXWELL SHOE CO INC DE X X 03/12/04 MAYS J W INC NY X 12/10/03 MCDERMOTT INTERNATIONAL INC R1 X 03/11/04 MED DIVERSIFIED INC NV X X 03/12/04 METHODE ELECTRONICS INC DE X 03/11/04 METLIFE INC DE X X 03/11/04 MICRO INTERCONNECT TECHNOLOGY INC NV X X 03/01/04 MICROHELIX INC OR X X 03/08/04 MILACRON INC DE X X 03/12/04 MINE SAFETY APPLIANCES CO PA X X 03/12/04 MISSISSIPPI CHEMICAL CORP /MS/ MS X X X 03/01/04 MONRO MUFFLER BRAKE INC NY X X 03/01/04 MONROE BANCORP IN X X 03/12/04 MORGAN STANLEY ABS CAPITAL I INC DE X X 01/30/04 MORGAN STANLEY ABS CAPITAL I INC SERI DE X X 02/26/04 MORGAN STANLEY DEAN WITTER CAP I INC DE X X 03/01/04 MOVADO GROUP INC NY X 01/31/04 MOVADO GROUP INC NY X X 03/12/04 NATIONAL BEVERAGE CORP DE X X 03/12/04 NATIONAL CITY CREDIT CARD MASTER TRUS X X 05/15/03 AMEND NATIONAL CITY CREDIT CARD MASTER TRUS X X 04/15/03 AMEND NATIONAL CITY CREDIT CARD MASTER TRUS X X 10/15/03 AMEND NATIONAL CITY CREDIT CARD MASTER TRUS X X 09/15/03 AMEND NATIONAL HEALTH INVESTORS INC MD X 03/12/04 NATIONAL HEALTH REALTY INC MD X 03/12/04 NEW CENTURY BANCORP INC NC X X X 03/10/04 NEXSTAR BROADCASTING GROUP INC DE X 12/30/03 AMEND NMS COMMUNICATIONS CORP DE X X 03/12/03 NORTHWESTERN CORP DE X X 03/12/04 NYMAGIC INC NY X X 03/12/04 O2DIESEL CORP X 03/03/04 OCCAM NETWORKS INC/DE DE X X 03/08/04 OFFICE DEPOT INC DE X X 03/12/04 OHIO CASUALTY CORP OH X 03/12/04 OMI CORP/M I X X 03/12/04 ON THE GO HEALTHCARE INC DE X 01/31/04 ONE LIBERTY PROPERTIES INC MD X 03/11/04 OPTICAL CABLE CORP VA X X 03/09/04 ORTHOFIX INTERNATIONAL N V X X 12/30/03 AMEND PACER HEALTH CORP FL X 06/26/03 PACIFIC ENERGY PARTNERS LP X X X 03/10/04 PACIFIC GAS & ELECTRIC CO CA X 03/12/04 PACIFIC TECHNOLOGY INC DE X 03/09/04 PANHANDLE EASTERN PIPE LINE CO DE X 03/12/04 PATRIOT NATIONAL BANCORP INC CT X 03/11/04 PG&E CORP CA X 03/12/04 POWER2SHIP INC NV X X X 02/27/04 PRAECIS PHARMACEUTICALS INC DE X 03/11/04 PRESIDENT CASINOS INC DE X X 03/11/04 PROGRESSIVE CORP/OH/ OH X 03/12/04 QUIET TIGER INC NV X X X 03/04/04 RECKSON ASSOCIATES REALTY CORP MD X X 03/09/04 REGISTER COM INC DE X X 03/11/04 RELM WIRELESS CORP NV X X 03/10/04 REMINGTON OIL & GAS CORP DE X X 03/05/04 RENAISSANCE MORTGAGE ACCEPTANCE CORP DE X 03/12/04 RESIDENTIAL ACCREDIT LOANS INC DE X X 03/12/04 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X X 02/12/04 RESIDENTIAL FUNDING MORTGAGE SECURITI DE X X 03/12/04 REXHALL INDUSTRIES INC CA X X 03/04/04 RUSH FINANCIAL TECHNOLOGIES INC TX X X 03/12/04 SALOMON BROTHERS MORT SEC VII INC MOR DE X X 03/25/03 AMEND SAN HOLDINGS INC CO X X 03/11/04 SCHEIB EARL INC DE X X 03/12/04 SEMCO ENERGY INC MI X X 03/10/04 SENIOR HOUSING PROPERTIES TRUST MD X X 03/10/04 SEROLOGICALS CORP DE X 12/19/03 AMEND SIGHT RESOURCE CORP DE X 03/10/04 SILVERLEAF RESORTS INC X X 03/10/04 SIMPLETECH INC CA X 03/08/04 SKILLSOFT PUBLIC LIMITED CO X 03/12/04 SMITHWAY MOTOR XPRESS CORP NV X X 03/03/04 SMTC CORP DE X X 03/10/04 SMTC CORP DE X X 03/10/04 SOHU COM INC DE X X 03/08/04 SOUND FEDERAL BANCORP INC DE X X 03/12/04 SOUTHERN UNION CO DE X 03/12/04 SPEAR & JACKSON INC X X X 03/12/04 SPECTRUM SCIENCES & SOFTWARE HOLDINGS DE X X 03/11/04 STRUCTURED ASSET MORT INV II INC BEAR DE X 02/27/04 STRUCTURED ASSET SEC CORP MORT PASS T DE X 12/25/03 STRUCTURED ASSET SEC CORP MORT PASS T DE X 02/27/04 STRUCTURED ASSET SEC CORP MORT PASS T DE X 02/27/04 STRUCTURED ASSET SEC CORP MORT PASS T DE X 02/27/04 STRUCTURED ASSET SECURITIES CORP MO P DE X 12/25/03 STRUCTURED ASSET SECURITIES CORP MOR DE X 11/25/03 SUSQUEHANNA MEDIA CO DE X 03/09/04 TARGET RECEIVABLES CORP MN X 03/10/04 TAYLOR ANN STORES CORP DE X 03/12/04 TECHTEAM GLOBAL INC DE X X 12/31/03 AMEND TEXAS REGIONAL BANCSHARES INC TX X X 03/12/04 TORO CO DE X 03/12/04 TOTAL ENTERTAINMENT RESTAURANT CORP DE X 03/12/04 TRANSCONTINENTAL REALTY INVESTORS INC NV X 02/19/04 TRIAD AUTOMOBILE RECEIVABLES TRUST 2 CA X X 03/12/04 TRIAD AUTOMOBILE RECEIVABLES TRUST 20 DE X X 03/12/04 TRIAD AUTOMOBILE RECEIVABLES TRUST 20 CA X X 03/12/04 TRIAD FINANCIAL CORP CA X X 03/12/04 U S PHYSICAL THERAPY INC /NV NV X 03/11/04 UNITED DOMINION REALTY TRUST INC MD X X 03/11/04 UNITED FINANCIAL MORTGAGE CORP IL X X 12/16/03 UNITED GUARDIAN INC DE X X 03/12/03 UNITED INDUSTRIAL CORP /DE/ DE X X 03/11/04 UNITED INDUSTRIES CORP DE X X 03/02/04 USED KAR PARTS INC FL X X 02/26/04 AMEND VALERO ENERGY CORP/TX DE X X 03/10/04 VALERO L P DE X X 03/11/04 VISION BANCSHARES INC AL X X 03/12/04 WASHINGTON MUTUAL MORTGAGE SECURITIES DE X 02/26/04 WEBSTER FINANCIAL CORP DE X 03/11/04 WELLS FARGO ASSET SECURITIES CORP DE X X 03/12/04 XPONENTIAL INC DE X 03/05/04 XTRANA INC DE X X 03/11/04 ZILOG INC CA X X 03/12/04 ZIMMER HOLDINGS INC DE X X 03/10/04 NETWORKS ASSOCIATES INC/ DE X X 12/01/03 AMEND