SEC NEWS DIGEST Issue 2005-46 March 10, 2005 ENFORCEMENT PROCEEDINGS IN THE MATTER OF C. DENNIS MCKITTRICK The Commission announced the issuance of an Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934, Making Findings and Imposing Remedial Sanctions (Order) against Respondent C. Dennis McKittrick. The Order finds that Respondent McKittrick was permanently enjoined from future violations of Section 17(a) of the Securities Act of 1933, Section 10(b) of the Securities Exchange Act of 1934 (Exchange Act) and Rule 10b-5 thereunder, and from aiding and abetting future violations of Sections 15(c)(3) and 17(a)(1) of the Exchange Act and Rules 15c3-1, 15c3-3, 17a- 3, 17a-5 and 17a-11 thereunder, based on the entry of a Final Judgment of Permanent Injunction and Other Relief against McKittrick in United States District Court for the District of South Carolina, Charleston Division, on Nov. 29, 2004, in a case entitled SEC v. Southern Financial Group, Inc., Richard M. Wooten, Charles Dennis McKittrick and Gerald F. Hunter, Jr., Defendants, and Springdale Investments, Inc. and Atlantic Securities Exchange, Inc., Relief Defendants, Civil Action File No. 2:02- 1806-18 (May 23, 2002). On Dec. 14, 2004, a final judgment was entered by consent against McKittrick, permanently enjoining him from future violations of Section 17(a) of the Securities Act of 1933 (Securities Act), and Section 10(b) of the Securities and Exchange Act of 1934 (Exchange Act) and Rule 10b-5 thereunder and from aiding and abetting violations of Sections 15(c)(3) and 17(a) of the Exchange Act and Rules 15c3-1, 17a-3, 17a-4, 17a-5 and 17a-11 thereunder, in the civil action entitled SEC v. Southern Financial Group, Inc., Richard M. Wooten, Charles Dennis McKittrick and Gerald F. Hunter, Jr., Defendants, and Springdale Investments, Inc. and Atlantic Securities Exchange, Inc., Relief Defendants, Civil Action Number 2:02-1806-18, in the U.S. District Court for District of South Carolina, Charleston Division. The Commission’s complaint alleged that, in connection with the sale of nineteen series of one-month and three-month promissory notes bearing interest at the rate of ten-percent (10%) per month, McKittrick and others operated a Ponzi scheme, falsely stated to investors that the notes were secured by sufficient capital to pay off the notes in the event of default, failed to disclose to investors that some of the notes were in default, omitted to disclose that the issuer of the notes was unable to make timely payments on the notes to some investors and otherwise engaged in a variety of conduct which operated as a fraud and deceit on investors in violation of Section 17(a) of the Securities Act and Section 10(b) of the Exchange Act and Rule 10b-5 thereunder. The Commission’s complaint also alleged that Southern was required to maintain $100,000 of net capital and that from at least Oct. 30, 2001 through May, 2002, Southern’s books and financial records inaccurately reflected a cash balance in an account ranging from $226,931.80 to $240,006.80. When that amount was corrected, Southern’s net capital deficiency at the ends of the months of October 2001, November 2001, January 2002, February 2002, and March 2002 ranged from ($156,815) to ($198,568). The complaint alleged that Southern failed to promptly give notice to the Commission and others of the net capital deficiencies as required by law. The complaint also alleged that the reports filed by Southern were inaccurate in that they misrepresented Southern’s cash position and failed to include certain liabilities. The complaint also alleged that McKittrick directed the firm to continue to transact business while he knew it was below the required net capital. As a result of this conduct, the complaint alleged that McKittrick had aided and abetted Southern’s violations of Sections 15(c)(3) and 17(a) of the Exchange Act and Rules 15c3-1, 17a-3, 17a-4, 17a-5 and 17a-11 thereunder. Based on the above, the Order bars McKittrick from association with any broker or dealer. Respondent McKittrick consented to the issuance of the Order. (Rel. 34-51349; File No. 3-11849) COMMISSION REVOKES REGISTRATIONS OF SECURITIES OF FIRST PACIFIC NETWORKS, INC. FOR FAILURE TO MAKE REQUIRED PERIODIC FILINGS On March 10, the Commission instituted a settled proceeding pursuant to Section 12(j) of the Securities Exchange Act of 1934 (Exchange Act) revoking the registration of each class of registered securities of First Pacific Networks, Inc. (FPNQ) for failure to make required periodic filings with the Commission. Without admitting or denying the findings of the order, except as to jurisdiction, which it admitted, FPNQ consented to the entry of an order finding that it had failed to comply with Section 13(a) of the Exchange Act and Rules 13a-1 and 13a-13 thereunder and revoking the registration of each class of FPNQ’s securities pursuant to Section 12(j) of the Exchange Act. Brokers and dealers should be alert to the fact that Exchange Act Section 12(j) provides, in pertinent part, as follows: No member of a national securities exchange, broker, or dealer shall make use of the mails or any means or instrumentality of interstate commerce to effect any transaction in, or to induce the purchase or sale of, any security the registration of which has been and is suspended or revoked . . . . (Rel. 34-51353; File No. 3-11850) HOLDING COMPANY ACT RELEASES NATIONAL GRID TRANSCO, PLC, An order has been issued on a proposal by National Grid Transco plc to release jurisdiction over the investment in foreign utility companies. (Rel. 35-27950; International Rel.1283) SELF-REGULATORY ORGANIZATIONS PROPOSED RULE CHANGES The New York Stock Exchange filed a proposed rule change (SR-NYSE-2004- 71) and Amendment No. 1 thereto to amend NYSE Rule 104 regarding the requirement that specialists obtain Floor Official approval for destabilizing dealer account transactions in ETFs. Publication of the order is expected in the Federal Register during the week of March 14. (Rel. 34-51329) The Options Clearing Corporation filed a proposed rule change (SR-OCC- 2003-04) that would support the introduction of a new customers’ lien account that could be carried at OCC by a clearing member. Publication of the order is expected in the Federal Register during the week of March 14. (Rel. 34-51330) The Options Clearing Corporation filed a proposed rule change (SR-OCC- 2002-16) relating to the unsegregation of long option positions. Publication of the order is expected in the Federal Register during the week of March 14. (Rel. 34-51331) The National Association of Securities Dealers filed a proposed rule change (SR-NASD-2003-141) and Amendment Nos. 1 and 2 thereto to adopt an additional Mark-Up Policy for transactions in debt securities, except municipal securities. Publication of the order is expected in the Federal Register during the week of March 14. (Rel. 34-51338) IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE A proposed rule change (SR-Phlx-2005-15) filed by the Philadelphia Stock Exchange relating to eliminating its Floor Brokerage Transaction Fee has become immediately effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the order is expected in the Federal Register during the week of March 14. (Rel. 34-51333) APPROVAL OF PROPOSED RULE CHANGES The Commission approved a proposed rule change (SR-NASD-2004-164) submitted by National Association of Securities Dealers relating to the method used to select arbitrators. Publication of the order is expected in the Federal Register during the week of March 14. (Rel. 34-51339) The Commission approved a proposed rule change (SR-FICC-2005-02) filed by the Fixed Income Clearing Corporation to amend the application and continuing membership standards of the Government Securities Division and the Mortgage-Backed Securities Division. Publication of the order is expected in the Federal Register during the week of March 14. (Rel. 34-51340) DELISTING GRANTED An order has been issued granting the application of the American Stock Exchange to strike from listing and registration the common stock, $.001 par value, of Interactive Brand Development, Inc., effective at the opening of business on March 9. (Rel. 34-51334) WITHDRAWALS SOUGHT A notice has been issued giving interested persons until April 4, 2005, to comment on the application of Grupo Imsa, S.A. de C.V. to withdraw its American Depositary Shares (each representing nine equity units, each of which consists of three Series B shares, no par value, and two Series C shares, no par value, from listing and registration on the New York Stock Exchange. (Rel. 34-51342) A notice has been issued giving interested persons until April 4, 2005, to comment on the application of DynTek, Inc. to withdraw its common stock, $.0001 par value, and series A convertible preferred stock and warrants, from listing and registration on the Boston Stock Exchange. (Rel. 34-51343) A notice has been issued giving interested persons until April 4, 2005, to comment on the application of Earl Scheib, Inc. to withdraw its capital stock, $1.00 par value, from listing and registration on the American Stock Exchange. (Rel. 34-51344) A notice has been issued giving interested persons until April 4, 2005, to comment on the application of Vitran Corporation, Inc. to withdraw its common stock, no par value, from listing and registration on the American Stock Exchange. (Rel. 34-51347) A notice has been issued giving interested persons until April 4, 2005, to comment on the application of Perficient, Inc. to withdraw its common stock, $.001 par value, from listing and registration on the Boston Stock Exchange. (Rel. 34-51348) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-3 AGERE SYSTEMS INC, 555 UNION BLVD, ALLENTOWN, PA, 18109, 6107124323 - 70,331,696 ($110,420,763.00) Equity, (File 333-123198 - Mar. 9) (BR. 36) S-8 FAIRCHILD INTERNATIONAL CORP, 595 HORNBY STREET STE 600, VANCOUVER BRITISH COLUMBIA, CANADA V6B 2W5, A1, 00000, 6046691040 - 8,200,000 ($2,050,000.00) Equity, (File 333-123199 - Mar. 9) (BR. 09) S-8 International Securities Exchange, Inc., 60 BROAD STREET, NEW YORK, NY, 10004, 212-943-2400 - 0 ($112,920,030.00) Equity, (File 333-123200 - Mar. 9) (BR. 07) S-8 CIMBIX CORP, SUITE #112, 5415 CAMERON STREET, LAS VEGAS, X1, 89118, 415-924-9164 - 2,240,000 ($380,800.00) Equity, (File 333-123203 - Mar. 9) (BR. 02) S-3D MONMOUTH CAPITAL CORP, 3499 ROUTE 9 N, SUITE 3-C, JUNIPER BUSINESS PLAZA, FREEHOLD, NJ, 07728, 7325779993 - 1,000,000 ($6,730,000.00) Equity, (File 333-123204 - Mar. 9) (BR. 08) S-2 V I TECHNOLOGIES INC, 134 COOLIDGE AVE, WATERTOWN, MA, 02472, 5167527314 - 27,500,000 ($5,500,000.00) Equity, (File 333-123205 - Mar. 9) (BR. 01) SB-2 GLOBAL CASINOS INC, 5455 SPINE ROAD, SUITE C, BOULDER, CO, 80301, 303-527-2903 - 2,378,150 ($2,877,561.50) Equity, (File 333-123206 - Mar. 9) (BR. 05) S-8 VISIJET INC, 188 TECHNOLOGY, SUITE D, IRVINE, CA, 92618, 9494759600 - 500,000 ($180,000.00) Equity, (File 333-123207 - Mar. 9) (BR. 09) S-8 VALENTIS INC, 863A MITTEN RD, BURLINGAME, CA, 94010, 6506971900 - 0 ($6,732,000.00) Equity, (File 333-123208 - Mar. 9) (BR. 01) S-3 GMX RESOURCES INC, ONE BENHAM PLACE, SUITE 600, OKLAHOMA CITY, OK, 73114, 4056000711 - 1,107,215 ($13,286,580.00) Equity, (File 333-123209 - Mar. 9) (BR. 04) S-8 MICRON ENVIRO SYSTEMS INC, 789 WEST PENDER ST, SUITE 1250, VANCOUVER BC, A1, V6C 1H2, 6046466903 - 3,400,000 ($85,000.00) Equity, (File 333-123210 - Mar. 9) (BR. 04) S-8 SYMYX TECHNOLOGIES INC, 3100 CENTRAL EXPRESS WAY, SANTA CLARA, CA, 95051, 4087642000 - 0 ($42,145,520.00) Equity, (File 333-123211 - Mar. 9) (BR. 01) S-8 ALEXION PHARMACEUTICALS INC, 352 KNOTTER DRIVE, CHESHIRE, CT, 06511, 2037761790 - 3,093,519 ($64,369,749.63) Equity, (File 333-123212 - Mar. 9) (BR. 01) S-3 LEGGETT & PLATT INC, NO. 1 LEGGETT ROAD, CARTHAGE, MO, 64836, (417) 358-8131 - 0 ($500,000,000.00) Other, (File 333-123213 - Mar. 9) (BR. 06) S-8 INFINIUM LABS INC, 2033 MAIN STREET, SUITE 309, SARASOTA, FL, 34237, 941.917.0788 - 5,000,000 ($1,750,000.00) Equity, (File 333-123214 - Mar. 9) (BR. 09) SB-2 CAPITAL GOLD CORP, 76 BEAVER ST, SUITE 500, NEW YORK, NY, 10005, 2123442785 - 63,690,644 ($20,381,006.00) Equity, (File 333-123216 - Mar. 9) (BR. 04) S-4 WELLPOINT INC, 120 MONUMENT CIRCLE, INDIANAPOLIS, IN, 46204, 3174886000 - 0 ($1,600,000,000.00) Non-Convertible Debt, (File 333-123217 - Mar. 9) (BR. 01) S-3 JARDEN CORP, 555 THEODORE FREMD AVE, RYE, NY, 10580, 914 967 9400 - 0 ($680,151,971.84) Equity, (File 333-123218 - Mar. 9) (BR. 02) S-1 TransMontaigne Partners L.P., 1670 BROADWAY, SUITE 3100, DENVER, CO, 80202, 303-626-8200 - 0 ($105,279,050.00) Other, (File 333-123219 - Mar. 9) (BR. ) S-2 UNIFIED WESTERN GROCERS INC, 5200 SHEILA STREET, COMMERCE, CA, 90040, 3232645200 - 0 ($50,000,000.00) Other, (File 333-123220 - Mar. 9) (BR. 02) SB-2 Xenonics Holdings, Inc., 2236 RUTHERFORD RD., SUITE 123, CARLSBAD, CA, 92008, 760-438-4004 - 2,021,800 ($8,643,195.00) Equity, (File 333-123221 - Mar. 9) (BR. 36) S-8 MAGELLAN HEALTH SERVICES INC, 6950 COLUMBIA GATEWAY, STE 400, COLUMBIA, MD, 21046, 4109531000 - 6,393,689 ($131,614,489.00) Equity, (File 333-123222 - Mar. 9) (BR. 01) S-8 PULTE HOMES INC/MI/, 100 BLOOMFIELD HILLS PKWY STE 300, BLOOMFIELD HILLS, MI, 48304, 2486472750 - 0 ($924,360,000.00) Equity, (File 333-123223 - Mar. 9) (BR. 06) S-B CORPORACION ANDINA DE FOMENTO, TORRE CENTRAL, AVENIDA LUIS ROCHE ALTAMIRA, CARACAS VENEZUELA, X5, 999999999, 0 ($850,000,000.00) Non-Convertible Debt, (File 333-123224 - Mar. 9) (BR. DN) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off- Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant’s Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT ------------------------------------------------------------------------------------------------ 1 800 CONTACTS INC DE 2.02,9.01 03/08/05 21ST CENTURY HOLDING CO FL 5.02 03/03/05 21ST CENTURY TECHNOLOGIES INC NV 5.02,9.01 03/04/05 A.C. Moore Arts & Crafts, Inc. PA 2.02 03/09/05 ACCESS INTEGRATED TECHNOLOGIES INC 9.01 03/08/05 ACTIVECORE TECHNOLOGIES INC NV 4.01,9.01 03/08/05 AMEND ACXIOM CORP DE 7.01 03/09/05 ADEZA BIOMEDICAL CORP DE 2.02,5.02,9.01 03/08/05 ADVANCED MARKETING SERVICES INC DE 1.01,9.01 10/08/04 ADVANCED OPTICS ELECTRONICS INC NV 4.01 02/25/05 AMEND AEP INDUSTRIES INC DE 2.02,9.01 03/09/05 AEROGEN INC DE 2.02,4.02,9.01 03/09/05 AFFIRMATIVE INSURANCE HOLDINGS INC DE 7.01,9.01 03/09/05 AGERE SYSTEMS INC DE 3.02 03/08/05 ALION SCIENCE & TECHNOLOGY CORP DE 1.01,9.01 03/04/05 ALLIANCE CAPITAL MANAGEMENT HOLDING L DE 7.01,9.01 03/09/05 ALLIANCE CAPITAL MANAGEMENT L P DE 7.01,9.01 03/09/05 ALLIANCE GAMING CORP NV 5.02,9.01 03/08/05 AMERICA WEST HOLDINGS CORP DE 2.02,4.02,9.01 03/08/05 AMERICAN AXLE & MANUFACTURING HOLDING DE 7.01,9.01 03/09/05 AMERICAN COMMUNITY BANCSHARES INC NC 2.01,8.01,9.01 03/04/05 AMERICAN ELECTRIC POWER CO INC NY 1.01 03/08/05 AMERICAN HEALTHWAYS INC DE 7.01,9.01 03/09/05 AMERICAN INSURED MORTGAGE INVESTORS S CA 2.02,9.01 03/09/05 American Reprographics CO DE 2.02,9.01 03/03/05 AMERICAN TOWER CORP /MA/ DE 7.01,9.01 03/08/05 AmNet Mortgage, Inc. MD 2.02,9.01 03/09/05 ANDRX CORP /DE/ DE 2.02,9.01 03/09/05 ANTHRACITE CAPITAL INC MD 8.01,9.01 03/09/05 ANTHRACITE CAPITAL INC MD 2.02,8.01,9.01 03/09/05 AMEND APPLIED MICRO CIRCUITS CORP DE 1.01,1.02,5.02 03/09/05 ARCHIPELAGO HOLDINGS INC DE 8.01,9.01 03/09/05 ARDEN REALTY INC MD 1.01 03/04/05 Armor Electric, Inc. 1.01,3.02,8.01,9.01 02/22/05 ASANTE TECHNOLOGIES INC DE 1.01,9.01 02/25/05 AMEND ASHFORD HOSPITALITY TRUST INC MD 7.01,9.01 03/09/05 ASPEN INSURANCE HOLDINGS LTD D0 1.01 02/04/05 ASTEC INDUSTRIES INC TN 7.01 03/08/05 ATMI INC DE 2.04 03/09/05 AVALONBAY COMMUNITIES INC MD 8.01,9.01 03/02/05 AVI BIOPHARMA INC OR 2.02,7.01,9.01 03/08/05 AXONYX INC NV 5.02,9.01 03/03/05 Banc of America Alternative Loan Trus DE 8.01,9.01 01/27/05 BANCINSURANCE CORP OH 1.01 03/03/05 Bancorp, Inc. 9.01 12/22/04 AMEND BANK OF AMERICA CORP /DE/ DE 8.01,9.01 02/24/05 BANNER CORP WA 7.01,9.01 03/09/05 BARRETT BUSINESS SERVICES INC MD 7.01,9.01 03/09/05 BASIC EARTH SCIENCE SYSTEMS INC DE 8.01,9.01 03/09/05 BERKELEY TECHNOLOGY LTD 8.01 03/09/05 BIG SKY ENERGY CORP NV 1.01,9.01 03/09/05 BIMINI MORTGAGE MANAGEMENT INC MD 7.01,9.01 03/07/05 BIOCRYST PHARMACEUTICALS INC DE 5.03,9.01 03/07/05 BIOMODA INC/NM 4.01 03/04/05 BLOCKBUSTER INC DE 5.02,9.01 03/08/05 BLOCKBUSTER INC DE 2.02,9.01 03/09/05 BLOCKBUSTER INC DE 8.01,9.01 03/09/05 BLYTH INC DE 2.02 03/09/05 BOOKS A MILLION INC DE 7.01,9.01 03/09/05 BOSTON BEER CO INC MA 9.01 03/09/05 BROWN SHOE CO INC NY 2.02,9.01 03/09/05 BROWN SHOE CO INC NY 1.01,9.01 03/03/05 BSQUARE CORP /WA WA 2.02,9.01 03/03/05 BUCKLE INC NE 2.02,4.02,9.01 03/03/05 C-BASS MORTGAGE LOAN ASSET-BACKED CER DE 8.01,9.01 02/25/04 CABCO TRUST FOR J.C. PENNEY DEBENTURE DE 8.01,9.01 03/01/05 CABLEVISION SYSTEMS CORP /NY DE 1.01 03/03/05 CALIFORNIA PIZZA KITCHEN INC DE 8.01,9.01 03/08/05 Cambridge Display Technology, Inc. DE 2.02,9.01 03/08/05 Cambridge Display Technology, Inc. DE 1.01,9.01 03/03/05 CAPITAL ONE FINANCIAL CORP DE 1.01,9.01 03/06/05 CAPITAL ONE FUNDING, LLC 8.01,9.01 03/03/05 CAPITAL SENIOR LIVING CORP DE 2.02,9.01 03/08/05 CARDINAL HEALTH INC OH 7.01,9.01 03/09/05 CARDIODYNAMICS INTERNATIONAL CORP CA 8.01,9.01 03/09/05 CARRIZO OIL & GAS INC TX 5.02,5.05 03/03/05 CASCADE NATURAL GAS CORP WA 1.01,5.02,9.01 03/03/05 CAVALIER HOMES INC DE 1.01 03/09/05 CEC ENTERTAINMENT INC KS 8.01 03/09/05 Celanese CORP DE 8.01,9.01 03/08/05 CENTRAL COAST BANCORP CA 5.02,9.01 03/08/05 CENTRAL FREIGHT LINES INC NV 1.01,7.01 03/03/05 CHARLES & COLVARD LTD NC 1.01,9.01 03/07/05 CHECKPOINT SYSTEMS INC PA 1.01,2.03,9.01 03/04/05 CHEESECAKE FACTORY INCORPORATED DE 2.02,4.02,9.01 03/03/05 CHEMED CORP DE 2.02,9.01 03/08/05 CHICAGO BRIDGE & IRON CO N V 2.02 03/09/05 CHRONIMED INC MN 8.01,9.01 03/09/05 CHUBB CORP NJ 1.01 03/03/05 CHYRON CORP NY 1.01,9.01 03/02/05 CIRMAKER TECHNOLOGY CORP NV 3.02 03/09/05 CITADEL SECURITY SOFTWARE INC DE 2.02,9.01 03/08/05 CLARK INC DE 5.02 03/04/05 COCA COLA ENTERPRISES INC DE 5.02 03/03/05 COLDWATER CREEK INC DE 2.02,4.02,9.01 03/07/05 COLUMBIA LABORATORIES INC DE 2.02,9.01 03/09/05 COMPREHENSIVE HEALTHCARE SOLUTIONS IN DE 4.01 02/22/05 COMTECH TELECOMMUNICATIONS CORP /DE/ DE 2.02,8.01,9.01 03/09/05 CONSOLIDATED EDISON CO OF NEW YORK IN NY 8.01,9.01 03/07/05 CONSORTIUM SERVICE MANAGEMENT GROUP I TX 1.01,8.01,9.01 03/08/05 CONTINENTAL AIRLINES INC /DE/ DE 8.01 03/09/05 COOPER COMPANIES INC DE 2.02,9.01 03/09/05 CORINTHIAN COLLEGES INC 7.01 03/08/05 CORRECTIONS CORP OF AMERICA MD 1.01,2.03,8.01,9.01 03/08/05 CROMPTON CORP DE 9.01 03/09/05 CROSS COUNTRY HEALTHCARE INC DE 2.02,9.01 03/07/05 CROWN CASTLE INTERNATIONAL CORP DE 7.01,9.01 03/04/05 CSFB COMMERCIAL MORT PASS THR CERTS S DE 8.01,9.01 12/28/04 AMEND CUBIST PHARMACEUTICALS INC DE 1.01,3.02 03/03/05 CV THERAPEUTICS INC DE 8.01,9.01 03/08/05 CWABS INC DE 8.01,9.01 03/08/05 CWALT INC 8.01,9.01 01/30/05 CYTYC CORP DE 1.01 03/07/05 DANA CORP VA 5.02 03/03/05 DATAWAVE SYSTEMS INC B0 1.01,3.02,5.02,9.01 03/08/05 DELTA FINANCIAL CORP DE 2.03,9.01 03/07/05 DEWEY ELECTRONICS CORP NY 8.01,9.01 03/09/05 DIRECTV GROUP INC DE 1.02,5.02,9.01 03/07/05 DOMINION HOMES INC OH 7.01 03/09/05 Dragon Gold Resources, Inc. NV 8.01 03/04/05 DRESS BARN INC CT 1.01 03/07/05 DRESSER INC DE 7.01 03/09/05 DRIL-QUIP INC DE 1.01 03/07/05 DYNAMEX INC DE 3.01,9.01 03/07/05 DYNAMIC MATERIALS CORP DE 1.01,7.01,9.01 03/03/05 EAST WEST BANCORP INC 1.01,9.01 12/31/04 EASTMAN CHEMICAL CO DE 5.02 03/08/05 ECHOSTAR COMMUNICATIONS CORP NV 1.01 03/04/05 EDAC TECHNOLOGIES CORP WI 2.02,9.01 03/08/05 EDISON INTERNATIONAL CA 7.01,9.01 03/09/05 EGPI FIRECREEK, INC. NV 7.01,8.01,9.01 02/15/05 AMEND EMERITUS CORP\WA\ WA 1.01,2.03,7.01,9.01 03/03/05 ENCYSIVE PHARMACEUTICALS INC DE 8.01,9.01 03/09/05 ENDEAVOUR INTERNATIONAL CORP NV 2.02,9.01 03/09/05 ENERGY & ENGINE TECHNOLOGY CORP NV 8.01,9.01 03/09/05 ENERGY WEST INC MT 5.02 03/03/05 ERICO INTERNATIONAL CORP 2.02,9.01 03/09/05 FAB INDUSTRIES INC DE 7.01,9.01 03/09/05 FINANCIAL ASSET SEC CORP AST BACK CER DE 8.01 05/25/04 FIRST ADVANTAGE CORP DE 5.02,9.01 03/08/05 FIRST HORIZON ASSET SECURITIES INC DE 8.01,9.01 01/25/05 AMEND FIRST HORIZON ASSET SECURITIES INC DE 8.01,9.01 02/28/05 AMEND FIRST OAK BROOK BANCSHARES INC DE 1.01,1.02,5.02,9.01 03/09/05 FIRST OF LONG ISLAND CORP NY 1.01,9.01 02/25/05 AMEND FISHER SCIENTIFIC INTERNATIONAL INC DE 1.01,9.01 03/09/05 FREQUENCY ELECTRONICS INC DE 2.02 03/08/05 FREQUENCY ELECTRONICS INC DE 8.01 03/08/05 FUSA CAPITAL CORP 1.01,2.01,8.01 03/07/05 AMEND GAMETECH INTERNATIONAL INC DE 2.02,9.01 03/09/05 Gaming Partners International CORP NV 3.01,9.01 03/09/05 GANDER MOUNTAIN CO MN 4.02,9.01 03/03/05 GANDER MOUNTAIN CO MN 1.01 03/03/05 GARDNER DENVER INC DE 1.01,7.01,9.01 03/08/05 GENESIS ENERGY LP DE 2.02,9.01 02/03/05 GENIUS PRODUCTS INC NV 1.01,3.02,8.01,9.01 03/02/05 GENUS INC CA 5.03 03/09/05 GETTY IMAGES INC DE 1.01 03/03/05 GLADSTONE COMMERCIAL CORP MD 2.02,9.01 03/08/05 GLENAYRE TECHNOLOGIES INC DE 2.02,9.01 03/09/05 GLOBAL CONCEPTS, LTD. CO 4.01 03/03/05 GoRemote Internet Communications, Inc DE 2.02,9.01 03/07/05 GRAHAM CORP DE 1.01 03/03/05 GRANT PARK FUTURES FUND LIMITED PARTN IL 7.01 03/04/05 GRAPHON CORP/DE DE 2.02,9.01 03/08/05 GREAT PLAINS ETHANOL LLC SD 1.01,1.02 03/01/05 GYMBOREE CORP DE 2.02,9.01 03/09/05 HALLMARK FINANCIAL SERVICES INC NV 1.01 03/05/05 HALOZYME THERAPEUTICS INC NV 2.02,9.01 03/09/05 HAMMONS JOHN Q HOTELS INC DE 7.01,9.01 03/09/05 HARBOR GLOBAL CO LTD 2.02,9.01 03/09/05 HEADLINERS ENTERTAINMENT GROUP, INC. DE 4.01 03/03/05 HERLEY INDUSTRIES INC /NEW DE 2.02,9.01 01/30/05 HERTZ CORP DE 4.02 03/03/05 HEWITT ASSOCIATES INC DE 7.01,9.01 03/08/05 HIBERNIA CORP LA 1.01,9.01 03/09/05 HM PUBLISHING CORP DE 2.02,9.01 03/09/05 HOLLYWOOD CASINO SHREVEPORT LA 1.03,9.01 03/02/05 HOMESTORE INC DE 2.02,8.01 03/09/05 HYDROFLO INC 8.01 03/08/05 IDEXX LABORATORIES INC /DE DE 1.01,3.03 03/08/05 IMAGEWARE SYSTEMS INC CA 1.01,2.01,7.01,9.01 03/03/05 IMERGENT INC DE 8.01 03/09/05 IMPAX LABORATORIES INC DE 7.01,9.01 03/09/05 IMPLANT SCIENCES CORP MA 1.01,3.02,3.03,7.01,9.01 03/04/05 IMPLANT SCIENCES CORP MA 9.01 03/04/05 AMEND INSTEEL INDUSTRIES INC NC 1.01 03/04/05 INTEGRAL SYSTEMS INC /MD/ MD 8.01 03/08/05 INTEGRATED DATA CORP DE 1.01,9.01 03/03/05 INTELLIGENT MOTOR CARS GROUP INC DE 3.02,5.02 03/09/05 INTER TEL INC AZ 7.01,8.01,9.01 03/04/05 INTERCARE DX INC CA 7.01,8.01 03/09/05 INTERLINK ELECTRONICS INC DE 2.02,4.02,9.01 03/09/05 INTERNET BUSINESS INTERNATIONAL INC NV 1.01 03/08/05 INTRABIOTICS PHARMACEUTICALS INC /DE DE 2.02 03/08/05 INYX INC NV 1.01,3.02,9.01 03/03/05 IQ BIOMETRIX INC DE 8.01,9.01 03/08/05 ITLA CAPITAL CORP CA 7.01 03/09/05 ITT INDUSTRIES INC IN 7.01,9.01 03/09/05 IVOICE COM INC /DE DE 4.01,9.01 02/23/05 AMEND JETBLUE AIRWAYS CORP DE 8.01,9.01 03/09/05 JUPITERMEDIA CORP DE 1.01,1.02,2.01,2.03,3.02,7.01 03/07/05 KERR MCGEE CORP /DE DE 1.01 03/09/05 KEY TECHNOLOGY INC OR 5.02,9.01 03/07/05 KINDER MORGAN ENERGY PARTNERS L P DE 7.01 03/09/05 KINDER MORGAN INC KS 7.01 03/09/05 KINDER MORGAN MANAGEMENT LLC DE 7.01 03/09/05 KITE REALTY GROUP TRUST MD 1.01 03/03/05 KMART HOLDING CORP DE 2.02,9.01 03/09/05 KNOT INC DE 5.02 03/08/05 KORN FERRY INTERNATIONAL DE 1.01 03/07/05 LANDAMERICA FINANCIAL GROUP INC VA 1.01 02/28/05 AMEND LANDMARK BANCORP INC DE 1.01,9.01 01/31/05 LASERSIGHT INC /DE DE 8.01 03/03/05 LEHMAN ABS CORP DE 8.01 02/22/05 LEVITT CORP 7.01 03/09/05 LIBERTY PROPERTY TRUST MD 1.01 03/09/05 LIFECELL CORP DE 2.02,9.01 03/09/05 LITHIA MOTORS INC OR 7.01,9.01 03/08/05 LKQ CORP DE 1.01,9.01 03/02/05 LORAL SPACE & COMMUNICATIONS LTD D0 7.01 03/08/05 M I HOMES INC OH 7.01,9.01 03/08/05 MAJESCO HOLDINGS INC DE 2.02,9.01 03/09/05 MARTEK BIOSCIENCES CORP DE 2.02,9.01 03/09/05 MAXWELL TECHNOLOGIES INC DE 1.01,9.01 03/09/05 MAXXAM INC DE 8.01 03/08/05 MBIA INC CT 2.02,4.02,9.01 03/07/05 MCGRAW-HILL COMPANIES INC NY 2.02,7.01,9.01 03/09/05 MEASUREMENT SPECIALTIES INC NJ 9.01 03/09/05 AMEND MEDICAL STAFFING NETWORK HOLDINGS INC DE 2.02,9.01 03/09/05 MEDICALCV INC MN 1.01,3.02 03/03/05 AMEND MEDICINOVA INC DE 8.01,9.01 03/08/05 MEMORY PHARMACEUTICALS CORP 1.01,9.01 12/16/04 MENS WEARHOUSE INC TX 2.02,9.01 03/09/05 MERIDIAN HOLDINGS INC CO 7.01,8.01 03/09/05 Meritage Homes CORP MD 8.01,9.01 03/08/05 MERITAGE HOSPITALITY GROUP INC MI 5.02 03/07/05 METAL MANAGEMENT INC DE 3.02 03/03/05 METRIS COMPANIES INC DE 1.01 03/08/05 METROMEDIA INTERNATIONAL GROUP INC DE 1.01,9.01 03/01/05 MGM MIRAGE DE 7.01,9.01 03/09/05 MICROTEK MEDICAL HOLDINGS, INC GA 1.01,1.02,5.02 03/03/05 MID PENN BANCORP INC PA 5.05,9.01 01/26/05 MIDNET INC 1.01,9.01 03/09/05 MIDWAY GAMES INC DE 1.01 03/04/05 MIM CORP DE 8.01,9.01 03/09/05 MISSION RESOURCES CORP DE 7.01,9.01 03/09/05 MOOG INC NY 8.01,9.01 03/09/05 MORGAN STANLEY ABS CAPITAL I INC DE 8.01,9.01 03/07/05 MOUNTAIN BANK HOLDING CO WA 1.01,4.02,9.01 03/09/05 MSC SOFTWARE CORP DE 1.01,9.01 03/03/05 MYOGEN INC DE 5.02,8.01,9.01 03/08/05 MYOGEN INC DE 1.01,5.02 03/02/05 AMEND NASH FINCH CO DE 8.01,9.01 03/04/05 National Collegiate Student Loan Trus 8.01,9.01 02/23/05 Navistar Financial 2004-B Owner Trust 8.01,9.01 11/17/04 NET 1 UEPS TECHNOLOGIES INC FL 8.01,9.01 03/03/05 NET2PHONE INC DE 2.02 03/09/05 NETWORK INSTALLATION CORP NV 5.02,9.01 03/07/05 NEUROGEN CORP DE 9.01 12/31/04 NEW VISUAL CORP UT 1.01 03/03/05 NEWALLIANCE BANCSHARES INC 8.01 03/09/05 NORFOLK SOUTHERN CORP VA 8.01 03/07/05 NORTEL NETWORKS CORP 1.01,5.02,8.01,9.01 03/09/05 NORTEL NETWORKS LTD 1.01,5.02,8.01,9.01 03/09/05 NORTH VALLEY BANCORP CA 8.01,9.01 03/09/05 NORTH VALLEY BANCORP CA 1.01,9.01 03/08/05 NORTHEAST UTILITIES MA 2.05,9.01 03/09/05 OccuLogix, Inc. DE 2.02,9.01 03/07/05 OLD REPUBLIC INTERNATIONAL CORP DE 8.01,9.01 03/08/05 OMEGA PROTEIN CORP NV 2.02,9.01 03/09/05 OMNICARE INC DE 1.01,2.03,9.01 03/08/05 OMNICORDER TECHNOLOGIES INC DE 8.01,9.01 03/08/05 ONEIDA LTD NY 8.01,9.01 03/08/05 ONLINE RESOURCES CORP DE 2.01,9.01 12/22/04 AMEND OPLINK COMMUNICATIONS INC DE 4.01,9.01 03/04/05 PACIFIC ENERGY PARTNERS LP 1.01,5.01,5.02,8.01,9.01 03/03/05 PACIFICHEALTH LABORATORIES INC DE 1.02,2.06,5.02 03/03/05 PaperFree Medical Solutions, Inc. 2.01,9.01 03/01/05 PATH 1 NETWORK TECHNOLOGIES INC DE 1.01,9.01 03/08/05 PAVILION BANCORP INC 5.02,9.01 03/07/05 Peninsula Gaming, LLC DE 2.02,9.01 03/07/05 AMEND PENN NATIONAL GAMING INC PA 8.01 03/09/05 PENN VIRGINIA RESOURCE PARTNERS L P DE 1.01,2.01,2.03,7.01,9.01 03/03/05 PENNSYLVANIA REAL ESTATE INVESTMENT T PA 2.02,9.01 03/03/05 PER SE TECHNOLOGIES INC DE 4.02 03/09/05 PER SE TECHNOLOGIES INC DE 8.01,9.01 03/08/05 PEROT SYSTEMS CORP DE 5.02 03/03/05 PHARMOS CORP NV 2.02,9.01 03/09/05 PHOTOMEDEX INC DE 8.01,9.01 03/03/05 PHOTON DYNAMICS INC CA 1.01,8.01,9.01 03/07/05 PLAYBOY ENTERPRISES INC DE 7.01,9.01 03/08/05 POLAROID HOLDING CO DE 1.01,9.01 03/09/05 POLYONE CORP 7.01,9.01 03/08/05 PORTAL SOFTWARE INC DE 8.01 03/08/05 PREMIERWEST BANCORP OR 7.01,9.01 03/09/05 PRICELINE COM INC DE 7.01,9.01 03/08/05 PRINCIPAL LIFE INSURANCE CO IA 9.01 03/04/05 PRINCIPAL LIFE INSURANCE CO IA 9.01 03/04/05 PRINCIPAL LIFE INSURANCE CO IA 9.01 03/04/05 ProUroCare Medical Inc. NV 1.01,5.02,9.01 03/03/05 PSYCHEMEDICS CORP DE 2.02,9.01 03/07/05 QEP CO INC DE 2.02,9.01 03/09/05 QUANTUM CORP /DE/ DE 2.01,9.01 03/09/05 AMEND QUANTUM FUEL SYSTEMS TECHNOLOGIES WOR DE 1.01,2.01,2.03,5.02,5.03,9.01 03/03/05 QUANTUM FUEL SYSTEMS TECHNOLOGIES WOR DE 2.02,9.01 03/09/05 QUEPASA CORP NV 5.02 03/08/05 QUESTAR CORP UT 7.01,9.01 03/08/05 QUESTAR MARKET RESOURCES INC UT 7.01,9.01 03/08/05 QUESTCOR PHARMACEUTICALS INC CA 2.02,5.02,9.01 03/09/05 QUICKSILVER RESOURCES INC DE 2.02,9.01 03/09/05 QUOVADX INC DE 2.02,9.01 03/09/05 RADIAN GROUP INC DE 8.01 03/08/05 RADIOSHACK CORP DE 1.01,5.02,9.01 03/09/05 RAVEN INDUSTRIES INC SD 2.02,9.01 03/09/05 RESOURCE AMERICA INC DE 5.02,7.01 03/08/05 RETAIL VENTURES INC OH 8.01,9.01 03/08/05 ROOMLINX INC NJ 7.01,8.01,9.01 03/09/05 ROWAN COMPANIES INC DE 2.02,8.01,9.01 03/09/05 SANDERS MORRIS HARRIS GROUP INC TX 2.02,9.01 03/09/05 SANGAMO BIOSCIENCES INC DE 5.02,9.01 03/04/05 SCOTIA PACIFIC CO LLC DE 8.01 03/08/05 SCOTTISH RE GROUP LTD E9 1.01 02/09/05 SCOTTISH RE GROUP LTD E9 9.01 12/31/04 AMEND SCPIE HOLDINGS INC DE 2.02,9.01 03/09/05 SE FINANCIAL CORP 5.02 03/07/05 SECURED INVESTMENT RESOURCES FUND LP KS 5.01 03/03/05 SECURED INVESTMENT RESOURCES FUND LP DE 5.01 03/03/05 SECURITIZED ASSET BACKED RECEIVABLES 8.01,9.01 03/07/05 SELECT COMFORT CORP 7.01 03/09/05 SEMCO ENERGY INC MI 1.01,8.01,9.01 03/08/05 SEQUA CORP /DE/ DE 1.01,1.02,5.02 03/09/05 SERVICE 1ST BANCORP CA 2.02,9.01 03/08/05 SOURCECORP INC DE 7.01,9.01 03/07/05 SS&C TECHNOLOGIES INC DE 1.01,9.01 03/04/05 STAKTEK HOLDINGS INC DE 1.01,9.01 02/16/05 STEELCLOUD INC VA 8.01,9.01 03/09/05 STOCKERYALE INC MA 2.02,9.01 03/08/05 SYSTEMAX INC DE 4.02 02/21/05 AMEND TALBOTS INC DE 2.02,4.02,9.01 03/03/05 TALBOTS INC DE 9.01 03/03/05 TARRANT APPAREL GROUP CA 1.01 03/07/05 TAUBMAN CENTERS INC MI 5.03 03/03/05 TELEFLEX INC DE 1.01,5.02,9.01 03/07/05 TELEPHONE & DATA SYSTEMS INC /DE/ DE 1.01,9.01 03/04/05 TELETECH HOLDINGS INC DE 7.01,8.01,9.01 03/08/05 TENGASCO INC TN 2.01 03/04/05 THOMAS INDUSTRIES INC DE 1.01,3.03,5.03,8.01,9.01 03/08/05 TIVO INC DE 8.01 03/09/05 TLC VISION CORP A6 1.01,3.03,9.01 03/04/05 TLC VISION CORP A6 2.02,9.01 03/07/05 TRANS ENERGY INC NV 3.02,5.02 02/28/05 TRANSCEND SERVICES INC DE 1.01 03/04/05 TRENWICK AMERICA CORP DE 7.01,9.01 01/20/05 TRENWICK AMERICA CORP DE 7.01,9.01 02/24/05 Trinsic, Inc. DE 1.01,2.03 03/04/05 UAP HOLDING CORP DE 8.01 03/09/05 UMPQUA HOLDINGS CORP OR 5.02 03/08/05 UNIMARK GROUP INC TX 4.01,9.01 03/04/05 UNITED AGRI PRODUCTS INC 8.01 03/09/05 UNITED DEFENSE INDUSTRIES INC DE 1.01,9.01 03/06/05 UNITED PAN AM FINANCIAL CORP CA 8.01 03/08/05 UNITED STATES CELLULAR CORP DE 1.01,9.01 03/04/05 UNOVA INC DE 2.02,9.01 02/03/05 AMEND US BANCORP \DE\ DE 8.01,9.01 03/02/05 US BANCORP \DE\ DE 9.01 03/02/05 AMEND V I TECHNOLOGIES INC DE 8.01,9.01 03/09/05 VELOCITY EXPRESS CORP DE 8.01,9.01 03/09/05 VERIDIEN CORP DE 1.01,2.01,2.03,3.02 02/28/05 VERITAS DGC INC DE 1.01,9.01 03/03/05 VERIZON COMMUNICATIONS INC DE 1.01,9.01 03/04/05 VERSANT CORP CA 2.02,9.01 03/09/05 VISION SCIENCES INC /DE/ DE 3.01 03/03/05 VOLT INFORMATION SCIENCES, INC. NY 5.02,5.03,9.01 03/03/05 W&T OFFSHORE INC TX 2.02,9.01 03/09/05 WABASH NATIONAL CORP /DE DE 5.02,9.01 03/03/05 WARP TECHNOLOGY HOLDINGS INC NV 1.01,1.02,3.02,5.02,9.01 03/03/05 WATER PIK TECHNOLOGIES INC DE 1.01 03/04/05 WELLS REAL ESTATE FUND I GA 7.01,9.01 03/08/05 WENDYS INTERNATIONAL INC OH 7.01,9.01 03/09/05 WHITEHALL JEWELLERS INC DE 1.01 03/03/05 WILLOW GROVE BANCORP INC/NEW PA 8.01 02/22/05 WYETH DE 1.01 03/03/05 XOMA LTD /DE/ DE 1.01 03/07/05 YAK COMMUNICATIONS INC FL 1.01,7.01,9.01 03/03/05 YELLOW ROADWAY CORP DE 7.01,9.01 03/08/05 ZANETT INC DE 8.01 03/09/05 ZEBRA TECHNOLOGIES CORP/DE DE 4.01 03/04/05