SEC NEWS DIGEST Issue 2003-45 March 10, 2003 ENFORCEMENT PROCEEDINGS SEC INSTITUTES PROCEEDINGS AGAINST HEXAGON CONSOLIDATED COMPANIES OF AMERICA, INC. BASED ON DELINQUENT FILINGS The Commission instituted administrative proceedings today against Hexagon Consolidated Companies of America, Inc. (HCCA), a Nevada corporation, to determine whether it is necessary and appropriate for the protection of investors to suspend or revoke the registration of HCCA's common stock. The Order Instituting Public Administrative Proceedings and Notice of Hearing Pursuant to Section 12(j) of the Securities Exchange Act of 1934 (Order) alleges that, from the quarter ended Dec. 31, 1999, to the present time, HCCA has failed to file annual and quarterly reports. A hearing will be scheduled before an administrative law judge to determine whether the allegations contained in the Order are true, to provide HCCA an opportunity to defend against the allegations, and to determine whether it is necessary and appropriate for the protection of investors to suspend or revoke the registration of HCCA's common stock pursuant to Section 12(g) of the Securities Exchange Act of 1934. (Rel. 34-47475; File No. 3-11059) SEC OBTAINS OFFICER AND DIRECTOR BAR AGAINST ALLEN WEINTRAUB AND OBTAINS INJUNCTIONS AGAINST FLORIDA STOCK TRANSFER, INC., VECTOR HOLDINGS CORP. AND ALLEN WEINTRAUB The Commission announced that on Feb. 20, 2003, the Honorable Ursula Ungaro-Benages, U.S. District Judge for the Southern District of Florida entered a permanent officer and director bar against Allen E. Weintraub (Weintraub), by his consent, without admitting or denying the allegations in the Complaint. Weintraub is permanently enjoined and restrained from acting as a director or officer of any issuer having a class of securities registered with the SEC pursuant to Section 12 of the Securities Exchange Act of 1934 (Exchange Act), 15 U.S.C. 78l, or that is required to file reports pursuant to Section 15(d) of the Exchange Act, 15 U.S.C. 68o(d). Previously, on Nov. 5, 2002, Defendants Florida Stock Transfer, Inc. (FST), Vector Holdings Corp. (Vector), and Weintraub, consented to the entry of Judgment of Permanent Injunction and Other Relief (Judgment) without admitting or denying the allegations in the complaint. In its complaint, the SEC alleged that Vector's transfer agent, FST, which was under the exclusive control of Weintraub, engaged in violations of the transfer agent rules under the federal securities laws. The complaint alleged, among other things, that FST did not produce all documents requested by SEC examiners during an examination of FST, did not create and maintain a daily log, and kept an incomplete and inaccurate master securityholder file for Vector. Further, the complaint alleged that since Weintraub gained control of Vector, its filings with the SEC have failed to disclose Weintraub's checkered past, which included multiple fraud-related felonies and unsatisfied judgments. The complaint also alleged that Vector misrepresented Weintraub's background in its annual report for the year ended Dec. 31, 2001 which was later also incorporated by reference into a Form S-8 registration statement. The complaint further alleged Weintraub profited from Vector's misrepresentations and omissions by dumping millions of Vector shares into the public market for a profit. The Nov. 5, 2002 Judgment permanently enjoins FST from violating Sections 17(a)(1), 17(a)(3), 17A(d)(1) of the Exchange Act and Rules 17Ac2-1, 17Ad-6, 17Ad-7, 17Ad-10, 17Ad-11, 17Ad-12, 17Ad-15, 17Ad-16, 17Ad-17, and 17f-2 thereunder, and enjoins Weintraub from aiding and abetting those violations. The Judgment further enjoins Vector and Weintraub from violating Sections 17(a) of the Securities Act of 1933 (Securities Act), Section 10(b) of the Exchange Act and Rule 10b-5 thereunder, and Weintraub from violating Rule 13b2-2; Vector from violating Section 13(a) of the Exchange Act and Rules 12b-20, 13a-1, 13a- 11 and 13a-13 thereunder, and Weintraub from aiding and abetting Vector's violations of Section 13(a) of the Exchange Act and Rules 12b- 20, 13a-1, 13a-11 and 13a-13 thereunder. Weintraub was also ordered, pursuant to the Judgment to pay disgorgement and civil penalties in an amount to be determined, upon the SEC's motion. FST was also ordered to pay civil penalties to be determined upon the SEC's motion (SEC v. Florida Stock Transfer, Inc., et al., Case No. 02-23048-CIV-Ungaro- Benages, S.D. Fla.; LR-17795). [SEC v. Florida Stock Transfer, Inc., Vector Holdings Corp. and Allen E. Weintraub, Case No. 02-23048-CIV- Ungaro-Benages, SD Fla.] (LR-18021) SELF-REGULATORY ORGANIZATIONS PROPOSED RULE CHANGES A proposed rule change has been filed by the Chicago Stock Exchange (SR- CHX-2002-40) relating to zero-second display of certain limit orders by Exchange specialists. Publication of the proposal is expected in the Federal Register during the week of March 10. (Rel. 34-47443) The American Stock Exchange filed a proposed rule change and Amendment No. 1 thereto (SR-Amex-2002-105) pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 to amend Amex Rule 17 to provide for "cash" in addition to "next day" settlement of transactions in rights and warrants during the trading days prior to expiration. Publication of the proposal is expected in the Federal Register during the week of March 10. (Rel. 34-47446) A proposed rule change (SR-Phlx-2002-77) and Amendment No. 1 thereto have been filed by the Philadelphia Stock Exchange proposing to adopt a Specialist Revenue Sharing Plan for trades in the Nasdaq-100 Index Tracking Stock. Publication of the proposal is expected in the Federal Register during the week of March 10. (Rel. 34-47456) IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES A proposed rule change (SR-ISE-2003-08) filed by the International Securities Exchange relating to fee changes has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of March 10. (Rel. 34-47449) A proposed rule change filed by the American Stock Exchange (SR-Amex- 2003-02), and Amendment No. 1 thereto, extending its participation in the Interim Intermarket Linkage Program has become immediately effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of March 10. (Rel. 34-47450) A proposed rule change (SR-PCX-2003-07) filed by the Pacific Exchange relating to changes in marketing fees charged to its market makers as a part of its payment-for-order-flow program has become immediately effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of March 10. (Rel. 34-47453) A proposed rule change (SR-Amex-2003-15) filed by the American Stock Exchange to suspend transaction charges for certain exchange-traded funds has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of March 10. (Rel. 34-47455) The Pacific Exchange filed a proposed rule change (SR-PCX-2003-10) concerning the eligibility of timed orders in the opening auction and the market order auction on the ArcaEx trading facility. The proposed rule change has become immediately effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of March 10. (Rel. 34- 47457) APPROVAL OF PROPOSED RULE CHANGES The Commission approved a proposed rule change (SR-NYSE-2001-27), as amended by Amendment No. 1 thereto submitted by the New York Stock Exchange relating to amendments to Section 804 of the Listed Company Manual and Rule 499 of the Exchange. Publication of the proposal is expected in the Federal Register during the week of March 10. (Rel. 34- 47452) The Commission approved a proposed rule change (SR-NYSE-2002-50) as amended by Amendment No. 1 thereto, submitted under Rule 19b-4 of the Securities Exchange Act of 1934 by the New York Stock Exchange to adopt amendments to Exchange Rules 450 (Restrictions on Giving of Proxies), 451 (Transmission of Proxy Material), 452 (Giving Proxies by Member Organizations), and 465 (Transmission of Interim Reports and Other Material), to allow state-registered investment advisers to receive and vote proxy materials on behalf of beneficial owners. Publication of the proposal is expected in the Federal Register during the week of March 10. (Rel. 34-47458) The Commission approved a proposed rule change (SR-NASD-2002-124) as amended by Amendment No. 1 thereto, submitted under Rule 19b-4 of the Securities Exchange Act of 1934 by the National Association of Securities Dealers to amend NASD Conduct Rule 2260 to expand the definition of "Designated Investment Adviser" to include state registered investment advisers for the purpose of receiving and voting proxy materials on behalf of beneficial owners. (Rel. 34-47459) The Commission approved a proposed rule change, and Amendment No. 1 thereto submitted by the New York Stock Exchange (SR-NYSE-2002-44) amending NYSE Rule 1000 to provide that Direct+ executions will not be available if the resulting trade would be more than five cents from the last sale. (Rel. 34-47463) The Commission approved a proposed rule change (SR-PCX-2002-75) and Amendment No. 1 thereto submitted by the Pacific Exchange and has granted accelerated approval to Amendment No. 2 thereto to establish new order types and to amend PCXE Rule 7.37. (Rel. 34-47467) ACCELERATED APPROVAL OF PROPOSED RULE CHANGES The Commission granted accelerated approval of a proposed rule change (SR-NYSE-2003-05) submitted by the New York Stock Exchange establishing, on a permanent basis, margin requirements for security futures contracts. (Rel. 34-47460) The Commission granted accelerated approval to a proposed rule change (SR-NASD-2003-22) submitted by the National Association of Securities Dealers relating to the Listing and Trading of Market Recovery Notes Linked to the S&P 500 Index. Publication of the proposal is expected in the Federal Register during the week of March 10. (Rel. 34-47464) WITHDRAWAL GRANTED An order has been issued granting the application of Kinross Gold Corporation to withdraw its Common Stock, no par value, from listing and registration on the American Stock Exchange, effective at the opening of business on March 10. (Rel. 34-47465) DELISTING GRANTED An order has been issued granting the application of the Pacific Exchange to strike from listing and registration certain call and put options contracts issued by The Options Clearing Corporation, respecting certain underlying securities of Alliance Gaming Corporation, effective at the opening of business on March 10. (Rel. 34-47466) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-8 DADE BEHRING HOLDINGS INC, 1717 DEERFIELD RD, DEERFIELD, IL, 60015, 8472675300 - 0 ($133,791,431.12) Equity, (File 333-103646 - Mar. 7) (BR. 01) SB-2 ATM FINANCIAL CORP, 3400-666 BURRARD STREET, VANCOUVER, A1, 00000, 2,000,000 ($200,000.00) Equity, (File 333-103647 - Mar. 7) (BR. ) S-8 MASS MEGAWATTS WIND POWER INC, 11 MAPLE AVE, SHREWSBURY, MA, 01545, 0 ($13,500.00) Equity, (File 333-103649 - Mar. 7) (BR. 02) SB-2 MARCO COMMUNITY BANCORP INC, CHAMBER OF COMMERCE PLAZA, 1122 NORTH COLLIER BLVD, MARCO ISLAND, FL, 34145, 2393895200 - 1,550,000 ($13,950,000.00) Equity, (File 333-103651 - Mar. 7) (BR. ) S-4 NATIONAL OILWELL INC, 10000 RICHMOND AVENUE, 4TH FLOOR, HOUSTON, TX, 77042-4200, 7133467500 - 0 ($200,000,000.00) Non-Convertible Debt, (File 333-103652 - Mar. 7) (BR. 04) S-8 COMPUTER SCIENCES CORP, 2100 E GRAND AVE, EL SEGUNDO, CA, 90245, 3106150311 - 3,000,000 ($88,380,000.00) Equity, (File 333-103653 - Mar. 7) (BR. 03) S-8 FLORIDA GAMING CORP, 3500 N.W. 37TH AVE, MIAMI, FL, 33142, 3056336400 - 0 ($2,500,000.00) Equity, (File 333-103654 - Mar. 7) (BR. 05) S-8 EVOLVING SYSTEMS INC, 9777 MT PYRAMID COURT, ENGLEWOOD, CO, 80112, 3038021000 - 1,600,000 ($2,576,000.00) Equity, (File 333-103655 - Mar. 7) (BR. 03) S-8 CRH PUBLIC LTD CO, BELGARD CASTLE CLONDALKIN, DUBLIN IRELAND, L2, 22, 1,000,000 ($13,324,905.00) Equity, (File 333-103656 - Mar. 7) (BR. 06) S-8 CADENCE DESIGN SYSTEMS INC, 2655 SEELY ROAD BLDG 5, SAN JOSE, CA, 95134, 4089431234 - 0 ($19,870,500.00) Equity, (File 333-103657 - Mar. 7) (BR. 03) S-3 MGE ENERGY INC, 133 SOUTH BLAIR STREET, P.O. BOX 1231, MADISON, WI, 53701-1231, 6082527000 - 0 ($200,000,000.00) Equity, (File 333-103659 - Mar. 7) (BR. 02) S-3 CUBIST PHARMACEUTICALS INC, 65 HAYDEN AVENUE, LEXINGTON, MA, 02421, 781-860-8660 - 0 ($75,000,000.00) Equity, (File 333-103660 - Mar. 7) (BR. 01) S-8 SCS TRANSPORTATION INC, 0 ($10,000,000.00) Other, (File 333-103661 - Mar. 7) (BR. 05) S-3 CAPITAL TRUST INC, 410 PARK AVENUE, 14TH FLOOR, NEW YORK, NY, 10022, 2126550220 - 22,036,581 ($136,186,071.00) Unallocated (Universal) Shelf, (File 333-103662 - Mar. 7) (BR. 07) S-8 SONICWALL INC, 1160 BORDEAUX DRIVE, SUNNYVALE, CA, 94089, 4087459600 - 0 ($9,914,819.48) Equity, (File 333-103663 - Mar. 7) (BR. 08) S-3 HEXCEL CORP /DE/, TWO STAMFORD PLAZA, 281 TRESSER BLVD., 16TH FLOOR, STAMFORD, CT, 06901, 203-969-0666 - 1 ($340,000,000.00) Non-Convertible Debt, (File 333-103664 - Mar. 7) (BR. 06) S-8 AUTOZONE INC, 123 SOUTH FRONT ST, MEMPHIS, TN, 38103, 9014956500 - 100,000 ($6,284,000.00) Equity, (File 333-103665 - Mar. 7) (BR. 02) S-8 AUTOZONE INC, 123 SOUTH FRONT ST, MEMPHIS, TN, 38103, 9014956500 - 400,000 ($25,136,000.00) Equity, (File 333-103666 - Mar. 7) (BR. 02) S-8 GEAC COMPUTER CORP LTD, 11 ALLSTATE PARKWAY, SUITE 300, MARKHAM ONTARIO CANADA L3R 9T8, A6, 00000, 9059403704 - 0 ($47.00) Equity, (File 333-103667 - Mar. 7) (BR. 03) S-8 FRANKFORT FIRST BANCORP INC, 216 W MAIN ST, FRANKFORT, KY, 40602, 5022231638 - 8,000 ($136,480.00) Equity, (File 333-103668 - Mar. 7) (BR. 07) S-8 ECI TELECOM LTD/, 30 HASIVIM ST, PETAH TIKVA, L3, 49133 IS, 9729266555 - 13,035,000 ($24,636,150.00) Equity, (File 333-103669 - Mar. 7) (BR. 37) S-4 PEOPLES BANCORP INC, 138 PUTNAM ST, P O BOX 738, MARIETTA, OH, 45750-0738, 7403733155 - 609,348 ($1,458,294.00) Equity, (File 333-103670 - Mar. 7) (BR. 07) S-8 ACCREDITED HOME LENDERS HOLDING CO, 5,221,039 ($30,631,459.16) Equity, (File 333-103671 - Mar. 7) (BR. 07) S-3 STEEL DYNAMICS INC, 7030 POINTE INVERNESS WAY, SUITE 310, FORT WAYNE, IN, 46804, 2194593553 - 0 ($115,000,000.00) Debt Convertible into Equity, (File 333-103672 - Mar. 7) (BR. 06) S-4 EAST PENN FINANCIAL CORP, 7,002,552 ($36,710,189.00) Equity, (File 333-103673 - Mar. 7) (BR. ) S-3D SEMCO ENERGY INC, 28470 13 MILE ROAD, SUITE 300, FARMINGTON HILLS, MI, 48334, 248-702-6000 - 2,000,000 ($8,100,000.00) Equity, (File 333-103674 - Mar. 7) (BR. 02) S-8 CONECTISYS CORP, 24730 AVENUE TIBBITTS #130, VALENCIA, CA, 91355, 6612956763 - 4,000,000 ($18,000.00) Equity, (File 333-103675 - Mar. 7) (BR. 37) S-3 TRIMBLE NAVIGATION LTD /CA/, 645 N MARY AVE, SUNNYVALE, CA, 94088, 4084818000 - 0 ($100,000,000.00) Equity, (File 333-103676 - Mar. 7) (BR. 36) S-8 CANDELA CORP /DE/, 530 BOSTON POST RD, WAYLAND, MA, 01778, 5083587400 - 0 ($3,278,000.00) Equity, (File 333-103677 - Mar. 7) (BR. 36) S-3 CHESAPEAKE FUNDING LLC, 900 OLD COUNTRY ROAD, GARDEN CITY, NY, 11530, 5162224732 - 0 ($500,000,000.00) Asset-Backed Securities, (File 333-103678 - Mar. 7) (BR. 05) S-4 DEVON ENERGY CORP/DE, 20 N BROADWAY, STE 1500, OKLAHOMA CITY, OK, 73102, 4052353611 - 0 ($4,032,435,831.00) Equity, (File 333-103679 - Mar. 7) (BR. 04) S-3 QUANTUM CORP /DE/, 501 SYCAMORE STREET, MILPITAS, CA, 95035, 4088944000 - 2,371,168 ($7,469,179.20) Equity, (File 333-103680 - Mar. 7) (BR. 03) S-4 SINCLAIR BROADCAST GROUP INC, 2000 WEST 41ST ST, BALTIMORE, MD, 21211, 4104675005 - 0 ($250,000,000.00) Non-Convertible Debt, (File 333-103681 - Mar. 7) (BR. 37) S-8 WESTERN GAS RESOURCES INC, 12200 N PECOS ST, DENVER, CO, 80234-3439, 3034525603 - 0 ($41,362,500.00) Equity, (File 333-103682 - Mar. 7) (BR. 02) S-8 MAYTAG CORP, 403 W 4TH ST N, NEWTON, IA, 50208, 6417927000 - 50,000 ($1,167,500.00) Equity, (File 333-103683 - Mar. 7) (BR. 02) S-8 WESTERN GAS RESOURCES INC, 12200 N PECOS ST, DENVER, CO, 80234-3439, 3034525603 - 0 ($3,639,900.00) Equity, (File 333-103684 - Mar. 7) (BR. 02) S-8 MAYTAG CORP, 403 W 4TH ST N, NEWTON, IA, 50208, 6417927000 - 10,000 ($233,500.00) Equity, (File 333-103685 - Mar. 7) (BR. 02) S-8 AUGRID OF NEVADA INC, 24200 CHAGRIN BLVD, STE 10, BEACHWOOD, OH, 44122, 7025921816 - 13,900,000 ($312,750.00) Equity, (File 333-103686 - Mar. 7) (BR. 09) S-8 MAYTAG CORP, 403 W 4TH ST N, NEWTON, IA, 50208, 6417927000 - 5,000 ($117,650.00) Equity, (File 333-103687 - Mar. 7) (BR. 02) S-8 MAYTAG CORP, 403 W 4TH ST N, NEWTON, IA, 50208, 6417927000 - 15,000 ($350,250.00) Equity, (File 333-103688 - Mar. 7) (BR. 02) S-8 SPRINT CORP, 2330 SHAWNEE MISSION PKWY, WESTWOOD, KS, 66205, 9136243000 - 7,000,000 ($55,405,000.00) Equity, (File 333-103689 - Mar. 7) (BR. 37) S-8 NEW ENGLAND BANCSHARES INC, ENFIELD FEDERAL SAV. & LOAN ASSOC, 660 ENFIELD ST, ENFIELD, CT, 06082, 8602535200 - 200,000 ($3,000,000.00) Equity, (File 333-103690 - Mar. 7) (BR. 07) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: Item 1. Changes in Control of Registrant. Item 2. Acquisition or Disposition of Assets. Item 3. Bankruptcy or Receivership. Item 4. Changes in Registrant's Certifying Accountant. Item 5. Other Materially Important Events. Item 6. Resignations of Registrant's Directors. Item 7. Financial Statements and Exhibits. Item 8. Change in Fiscal Year. Item 9. Regulation FD Disclosure. The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports previously filed, responding to the item(s) of the form specified. 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 DATE COMMENT ------------------------------------------------------------------------------------ ABSOLUTE GLASS PROTECTION INC NV X X 02/20/03 ACADIA REALTY TRUST MD X X 03/07/03 ACCESSPOINT CORP /NV/ NV X 03/05/03 ACCESSPOINT CORP /NV/ NV X 03/07/03 ADDVANTAGE TECHNOLOGIES GROUP INC OK X 02/07/03 AEI REAL ESTATE FUND XV LTD PARTNERSH DE X 03/04/03 AERO SYSTEMS ENGINEERING INC MN X X 03/06/03 ALLEGHENY ENERGY INC MD X X 03/06/03 ALLEGHENY ENERGY INC MD X X 03/07/03 AMERALIA INC UT X X 02/20/03 AMEREN CORP MO X X 03/07/03 AMEND AMERICAN EAGLE OUTFITTERS INC DE X X 03/05/03 AMERICAN MEDICAL TECHNOLOGIES INC/DE DE X X 02/25/03 AMEND AMERICAN SKIING CO /ME DE X 03/07/03 AMERIQUEST MORTGAGE SECURITIES INC DE X X 03/06/03 AMERIQUEST MORTGAGE SECURITIES INC DE X 03/07/03 AMERIQUEST MORTGAGE SECURITIES INC DE X X 03/06/03 APPLIED DIGITAL SOLUTIONS INC MO X 03/06/03 AT ROAD INC CA X X 03/05/03 ATLAS AIR INC DE X X 03/06/03 ATLAS AIR WORLDWIDE HOLDINGS INC DE X X 03/06/03 AVERY COMMUNICATIONS INC DE X X 03/01/03 AVIATION GENERAL INC DE X 03/06/03 AMEND BALTEK CORP DE X 03/03/03 BANC OF AMERICA MORT SEC INC ALTERNAT DE X X 02/25/03 BANC OF AMERICA MORT SEC INC MORT PAS DE X X 02/25/03 BANC OF AMERICA MORTGAGE SEC INC MRT DE X X 02/25/03 BANK OF AMERICA MORT SEC INC MORT PAS DE X X 02/25/03 BEAR STEARNS ARM TRUST MORTGAGE PASS NY X X 02/25/03 BEAR STEARNS ARM TRUST MORTGAGE PASS DE X X 02/25/03 BEAR STEARNS ARM TRUST MORTGAGE PASS NY X X 02/25/03 BEAR STEARNS ARM TRUST MORTGAGE PASS NY X X 02/25/03 BEAR STEARNS ARM TRUST MORTGAGE PASS DE X X 02/25/03 BEAR STEARNS ARM TRUST MORTGAGE PASS NY X X 02/25/03 BEAR STEARNS ARM TRUST MORTGAGE PASS NY X X 02/25/03 BEAR STEARNS ARM TRUST MORTGAGE PASS NY X X 02/25/03 BEAR STEARNS ARM TRUST MORTGAGE PASS- NY X X 02/25/03 BEAR STEARNS ARM TRUST MORTGAGE PASS- NY X X 02/25/03 BEAR STEARNS ARM TRUST MORTGAGE PASS- NY X X 02/25/03 BEST BUY CO INC MN X X 03/06/03 BIORELIANCE CORP DE X X 03/05/03 BITSTREAM INC DE X X 03/07/03 BJS WHOLESALE CLUB INC DE X X 02/28/03 BOGEN COMMUNICATIONS INTERNATIONAL IN DE X 03/06/03 BOSTONFED BANCORP INC DE X X 03/06/03 BROOKLINE BANCORP INC MA X 03/06/03 CALDERA INTERNATIONAL INC/UT DE X 03/07/03 CATALINA MARKETING CORP/DE DE X 03/07/03 CENTRAL BANCORP INC /MA/ MA X X 03/05/03 CENTURY BANCORP INC MA X X 03/03/03 CHARTER MUNICIPAL MORTGAGE ACCEPTANCE DE X X 02/27/03 CHEC FUNDING LLC DE X 03/07/03 CHENIERE ENERGY INC DE X X X 02/27/03 CHIQUITA BRANDS INTERNATIONAL INC NJ X X 03/06/03 CHITTENDEN CORP /VT/ VT X 03/06/03 CITADEL SECURITY SOFTWARE INC DE X 03/01/03 CLICK COMMERCE INC X X 03/06/03 CNL HOSPITALITY PROPERTIES INC FL X X 02/20/03 COLLECTORS UNIVERSE INC DE X X 03/07/03 COLOR IMAGING INC DE X 03/07/03 COMPOSITE HOLDINGS INC NV X X X X 02/27/03 COMPUTER SCIENCES CORP NV X 03/07/03 CONSUMER DIRECT OF AMERICA NV X 11/06/02 CORAM HEALTHCARE CORP DE X X 03/03/03 AMEND CORNERSTONE REALTY FUND LLC CA X 12/27/02 AMEND COVEST BANCSHARES INC DE X X 03/07/03 CSFB ACCEPTANCE CORP HOME EQUITY LOAN DE X 02/12/03 CT HOLDINGS INC DE X 03/01/03 DECISIONLINK INC DE X X 03/06/03 DOBSON COMMUNICATIONS CORP OK X X 03/05/03 DOWNSIDE UP INC CO X X 02/21/03 DWYER GROUP INC DE X X 03/06/03 E TRADE BANK ARM TRUST MORTGAGE PASS DE X X 02/25/03 EARTHSHELL CORP DE X X 03/05/03 EBANK FINANCIAL SERVICES INC GA X X 03/07/03 EMAGIN CORP NV X X 02/28/03 ENCOMPASS SERVICES CORP TX X X 03/05/03 ENTERPRISE BANCORP INC /MA/ MA X 03/07/03 ENTERPRISE BANCORP INC /MA/ MA X 03/07/03 AMEND ENVIRONMENTAL POWER CORP DE X X 03/06/03 EPICEDGE INC TX X X 02/28/03 EQUIDYNE CORP DE X 03/01/03 EQUIFAX INC GA X X 03/07/03 ESSEX CORPORATION VA X X 02/28/03 ETELCHARGE COM INC X X 03/01/03 EXELON CORP PA X 03/07/03 EXPEDIA INC WA X X 03/07/03 EXXON MOBIL CORP NJ X 03/07/03 FEDERAL MOGUL CORP MI X 03/07/03 FIRST COLONIAL GROUP INC PA X X 03/05/03 FIRST MIDWEST BANCORP INC DE X X 03/07/03 FIRST NATIONAL FUNDING LLC NE X 01/15/03 AMEND FIRSTWAVE TECHNOLOGIES INC GA X 03/04/03 AMEND FOG CUTTER CAPITAL GROUP INC MD X X 03/07/03 GENDER SCIENCES INC NJ X X 03/07/03 GENERAL MOTORS ACCEPTANCE CORP DE X 03/06/03 GENERAL MOTORS CORP DE X 03/06/03 GENESIS ENERGY LP DE X X 03/07/03 GILLETTE CO DE X X 03/07/03 GLOBALSANTAFE CORP X X 03/07/03 GREAT ATLANTIC & PACIFIC TEA CO INC MD X 03/07/03 GREAT WESTERN LAND & RECREATION INC DE X 02/20/03 GS MORTGAGE SECURITIES CORP DE X X 03/05/03 HA LO INDUSTRIES INC IL X X 03/07/03 HBOA HOLDINGS INC FL X X 03/04/03 HERITAGE OAKS BANCORP CA X X 03/07/03 HIBERNIA CORP LA X X 12/31/02 HICKORY TECH CORP MN X 03/07/03 HIGH CASH PARTNERS L P DE X X 03/07/03 HIGHLANDS INSURANCE GROUP INC DE X X 02/20/03 HOLLY CORP DE X 03/07/03 HOMESTORE INC DE X 03/06/03 HORIZON OFFSHORE INC DE X X 03/07/03 IMAGISTICS INTERNATIONAL INC DE X X 03/05/03 IMMUNOTECHNOLOGY CORP DE X X 03/06/03 IMPAC SECURED ASSETS CORP MORTGAGE PA CA X 02/28/03 INDYMAC MBS INC RESIDENTIAL ASSET SEC X X 10/30/02 INFOTEC BUSINESS SYSTEMS INC NV X X 02/28/03 INTAC INTERNATIONAL INC NV X X 03/01/03 INTEL CORP DE X 03/06/03 INTERPUBLIC GROUP OF COMPANIES INC DE X X 03/06/03 INTERPUBLIC GROUP OF COMPANIES INC DE X X X 03/06/03 INTUITIVE SURGICAL INC DE X X 03/07/03 INVERESK RESEARCH GROUP INC DE X X 03/07/03 IPC ACQUISITION CORP X X 03/06/03 JARDEN CORP DE X 02/07/03 AMEND KELLWOOD CO DE X X 03/06/03 KEYSTONE MINES LTD NV X X 03/07/03 KMART CORP MI X X 02/25/03 KROLL INC DE X X 03/06/03 KYPHON INC DE X X 02/25/03 LEXINGTON PRECISION CORP DE X X 02/28/03 LINK GROUP INC CO X 03/04/03 LONGS DRUG STORES CORP MD X 03/07/03 LOTUS PACIFIC INC DE X X 02/28/03 MACK CALI REALTY L P DE X X 03/06/03 MANCHESTER TECHNOLOGIES INC NY X 03/07/03 MARINE JET TECHNOLOGY CORP NV X X 03/06/03 MASTER ADJUSTABLE RATE MORTGAGES TRUS DE X X 02/25/03 MASTR SEASONED SECURITIZATION TRUST 2 DE X 03/07/03 MEDICAL STAFFING NETWORK HOLDINGS INC DE X 12/20/02 AMEND MEDIX RESOURCES INC CO X X 03/06/03 MERCHANTS GROUP INC DE X X 03/07/03 MIDWEST EXPRESS HOLDINGS INC WI X X 03/07/03 MONMOUTH COMMUNITY BANCORP NJ X 03/07/03 MORTGAGE ASSET SECURIT TRANS INC MORT DE X X 02/25/03 MOUNTAINBANK FINANCIAL CORP NC X X 03/07/03 NATCO GROUP INC DE X X 03/06/03 NEON SYSTEMS INC DE X X 03/06/03 NETWORK COMMERCE INC WA X 02/28/03 NEW ENGLAND ACQUISITIONS INC FL X X 02/27/03 NII HOLDINGS INC DE X X 03/06/03 NUCENTRIX BROADBAND NETWORKS INC DE X X 03/01/03 OAO TECHNOLOGY SOLUTIONS INC DE X 02/24/03 PACIFIC MAGTRON INTERNATIONAL CORP NV X X 03/07/03 PACIFIC TECHNOLOGY INC DE X 03/07/03 PARALLEL PETROLEUM CORP /DE/ DE X 12/20/02 AMEND PENTHOUSE INTERNATIONAL INC FL X X 02/28/03 PEPSICO INC NC X X 03/06/03 PERMA FIX ENVIRONMENTAL SERVICES INC DE X 02/24/03 PEROT SYSTEMS CORP DE X X 02/20/03 PHARMOS CORP NV X X 03/07/03 PIONEER COMPANIES INC DE X X 03/07/03 PRESIDENTIAL AIR CORP X X 02/18/03 QORUS COM INC FL X X 03/01/03 REALTY INCOME CORP MD X X 03/05/03 RENAISSANCE MORTGAGE ACCEPTANCE CORP DE X 03/07/03 REXHALL INDUSTRIES INC CA X 03/05/03 RIDGEFIELD ACQUISITION CORP CO X X 01/14/03 ROCKFORD CORP AZ X X 03/07/03 RUSHMORE FINANCIAL GROUP INC TX X 03/01/03 SAUER DANFOSS INC DE X 03/06/03 SCORE ONE INC NV X X 01/10/03 SECURITISATION ADVISORY SERVICES PTY X X 03/07/03 SECURITY BIOMETRICS INC NV X X 03/03/03 SENECA FOODS CORP /NY/ NY X X 03/07/03 SEQUOIA RESIDENTIAL FUNDING INC X X 02/27/03 SHEFFIELD PHARMACEUTICALS INC DE X X 03/07/03 SILVER STAR FOODS INC /NY/ NY X 01/23/03 AMEND SIMMONS CO /GA/ DE X X 03/03/03 SLM FUNDING LLC DE X X 03/04/03 SOUTHWESTERN ENERGY CO AR X X 03/07/03 SOVEREIGN BANCORP INC PA X 03/06/03 SPECTRX INC DE X X 03/07/03 SPIEGEL INC DE X 03/06/03 SPIEGEL INC DE X 03/07/03 SPORTS RESORTS INTERNATIONAL INC MI X X 03/04/03 STAGE STORES INC NV X X 03/07/03 STANDARD PACIFIC CORP /DE/ DE X X 03/04/03 STRUCTURED ASSET MORT INV INC BEAR ST DE X X 02/25/03 STRUCTURED ASSET MORT INV INC BEAR ST DE X X 02/25/03 STRUCTURED ASSET MORT INV MORT PASS T NY X X 02/25/03 STRUCTURED ASSET MORT INV MORT PASS T DE X X 02/25/03 STRUCTURED PRODUCTS CORP TVA TIERS TR DE X 03/03/03 STRUCTURES ASSET MORTGAGE INV INC MOR NY X X 02/25/03 SUNTERRA CORP MD X X 03/06/03 SUREQUEST SYSTEMS INC NV X 03/01/03 TECUMSEH PRODUCTS CO MI X X 03/05/03 TELEMETRIX INC DE X X X 03/05/03 TEXEN OIL & GAS INC NV X X 03/07/03 THERMO ELECTRON CORP DE X 02/27/03 TIVO INC DE X 03/06/03 TRINITY INDUSTRIES INC DE X X X 03/06/03 TTM TECHNOLOGIES INC WA X X 12/26/02 AMEND UNIMARK GROUP INC TX X X 03/05/03 UNION FINANCIAL BANCSHARES INC DE X X 03/07/03 UNITED NATIONAL FILM CORP CO X 03/07/03 UNIVERSAL EQUITY PARTNERS INC DE X X 03/13/02 USI HOLDINGS CORP DE X X 03/06/03 UTSTARCOM INC DE X X 03/06/03 UTSTARCOM INC DE X X 03/07/03 VECTOR HOLDINGS CORP NV X 02/21/03 VERMONT PURE HOLDINGS LTD/DE DE X X 03/07/03 VIALINK CO DE X 03/06/03 VIKING CAPITAL GROUP INC UT X X 03/01/03 VOXWARE INC DE X X 03/06/03 VSE CORP DE X X 03/07/03 WAMU MORTGAGE PASS THROUGH CERTIFICAT DE X X 03/01/03 WASHINGTON GROUP INTERNATIONAL INC DE X X 03/07/03 WASHINGTON MUTUAL MORT SEC CORP PAS T DE X X 03/01/03 WASHINGTON MUTUAL MSC MORT PA THR CER DE X X 03/01/03 WASHINGTON MUTUAL MSC MORT PASS THR C DE X X 03/01/03 WEBCO INDUSTRIES INC OK X 03/05/03 WESTMINSTER CAPITAL INC DE X 03/07/03 WET SEAL INC DE X X 03/06/03 WHITEHALL JEWELLERS INC DE X X 03/05/03 WHX CORP DE X X 03/07/03 WISCONSIN ENERGY CORP WI X 03/07/03 XCEL ENERGY INC MN X 02/26/03 ZUNICOM INC TX X 03/06/03